0001325091-11-000008.txt : 20111114 0001325091-11-000008.hdr.sgml : 20111111 20111114133102 ACCESSION NUMBER: 0001325091-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 111200460 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp3q11.txt MW LLP 13F 3Q11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sep 30, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: November 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: 166881 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D AIRGAS INC COMMON STOCK 009363102 1538 24097 SH SOLE 0 24097 0 0 D ALCOA INC COMMON STOCK 013817101 1148 119955 SH SOLE 0 119955 0 0 D AUTODESK INC COMMON STOCK 052769106 1798 64691 SH SOLE 0 64691 0 0 D BHP BILLITON ADR ADRS STOCK 05545E209 4171 78585 SH SOLE 0 78585 0 0 D BRIDGEPOINT EDUC COMMON STOCK 10807M105 344 19730 SH SOLE 0 19730 0 0 D CARNIVAL CORP COMMON STOCK 143658300 59 1932 SH SOLE 0 1932 0 0 D COOPER TIRE & RU COMMON STOCK 216831107 514 47220 SH SOLE 0 47220 0 0 D DR PEPPER SNAPPL COMMON STOCK 26138E109 1462 37688 SH SOLE 0 37688 0 0 D EQUINIX INC COMMON STOCK 29444U502 4296 48362 SH SOLE 0 48362 0 0 D ESTEE LAUDER COMMON STOCK 518439104 2965 33750 SH SOLE 0 33750 0 0 D EXPEDITORS INTL COMMON STOCK 302130109 2555 63017 SH SOLE 0 63017 0 0 D FEDEX CORP COMMON STOCK 31428X106 2495 36862 SH SOLE 0 36862 0 0 D HERSHEY CO/THE COMMON STOCK 427866108 2711 45766 SH SOLE 0 45766 0 0 D HEWLETT-PACKARD COMMON STOCK 428236103 7311 325649 SH SOLE 0 325649 0 0 D HOME PROPERTIES COMMON STOCK 437306103 460 8111 SH SOLE 0 8111 0 0 D ISHARES-S&P S/C ETF STOCK 464287804 218 3717 SH SOLE 0 3717 0 0 D KRAFT FOODS INC COMMON STOCK 50075N104 4774 142172 SH SOLE 0 142172 0 0 D LORILLARD INC COMMON STOCK 544147101 3993 36074 SH SOLE 0 36074 0 0 D MCDONALDS CORP COMMON STOCK 580135101 5173 58907 SH SOLE 0 58907 0 0 D MEAD JOHNSON COMMON STOCK 582839106 8286 120382 SH SOLE 0 120382 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 9164 187134 SH SOLE 0 187134 0 0 D NORFOLK SOUTHERN COMMON STOCK 655844108 3082 50511 SH SOLE 0 50511 0 0 D NOVARTIS AG-ADR ADRS STOCK 66987V109 15024 269385 SH SOLE 0 269385 0 0 D ORACLE CORP COMMON STOCK 68389X105 2293 79788 SH SOLE 0 79788 0 0 D PHILIP MORRIS IN COMMON STOCK 718172109 6464 103618 SH SOLE 0 103618 0 0 D POTASH CORP SAS COMMON STOCK 73755L107 9610 222355 SH SOLE 0 222355 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 2333 41653 SH SOLE 0 41653 0 0 D RYANAIR HLDG-ADR ADRS STOCK 783513104 48 1848 SH SOLE 0 1848 0 0 D TIFFANY & CO COMMON STOCK 886547108 2241 36852 SH SOLE 0 36852 0 0 D UNION PAC CORP COMMON STOCK 907818108 3049 37335 SH SOLE 0 37335 0 0 D VIMPELCOM LT-ADR ADRS STOCK 92719A106 486 50959 SH SOLE 0 50959 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 45610 1873102 SH SOLE 0 1873102 0 0 D VISA INC-CLASS A COMMON STOCK 92826C839 5341 62307 SH SOLE 0 62307 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 5867 118785 SH SOLE 0 118785 0 0 S REPORT SUMMARY 34 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED