0001140361-11-053160.txt : 20111114
0001140361-11-053160.hdr.sgml : 20111111
20111114123455
ACCESSION NUMBER: 0001140361-11-053160
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Odey Asset Management Group Ltd
CENTRAL INDEX KEY: 0001512596
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0405
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14186
FILM NUMBER: 111199948
BUSINESS ADDRESS:
STREET 1: 12 UPPER GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 2ND
BUSINESS PHONE: 44 020 7208 1400
MAIL ADDRESS:
STREET 1: 12 UPPER GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 2ND
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Odey Asset Management Group Limited
Address: 12 Upper Grosvenor St.
London, UK W1K2ND
Form 13F File Number: 028-14186
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Fergus Lee
Title: Chief Compliance Officer
Phone: 44 020 7208 1400
Signature, Place, and Date of Signing:
/s/ Fergus Lee London, UK 11/14/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 51
Form 13F Information Table Value Total: $ 759,999
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 028-14187 Odey Asset Management LLP
---- -------------------- ----------------------------------------------------
2 028-14189 Odey Holdings AG
---- -------------------- ----------------------------------------------------
3 028-14190 Crispin Odey
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- --------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
AGCO CORP COM 001084102 24,281 702,360 SH DEFINED 1,2,3 702,360 0 0
AGNICO-EAGLE MINES LTD COM 008474108 1,426 23,665 SH DEFINED 1,2,3 23,665 0 0
AIR PRODS & CHEMS INC COM 009158106 229 3,000 SH DEFINED 2,3 3,000 0 0
APPLE INC COM 037833100 763 2,000 SH DEFINED 2,3 2,000 0 0
APPLE INC COM 037833100 927 2,430 SH DEFINED 1,2,3 2,430 0 0
ARCH CAP GROUP LTD ORD G0450A105 235 7,200 SH DEFINED 1,2,3 7,200 0 0
BANK OF AMERICA CORPORATION COM 060505104 5,018 820,000 SH DEFINED 1,2,3 820,000 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14,418 202,956 SH DEFINED 1,2,3 202,956 0 0
CADIZ INC COM 127537207 3,164 400,000 SH DEFINED 1,2,3 400,000 0 0
CATERPILLAR INC DEL COM 149123101 591 8,000 SH DEFINED 2,3 8,000 0 0
CITIGROUP INC COM NEW 172967424 95,144 3,714,400 SH DEFINED 1,2,3 3,714,400 0 0
CNA FINL CORP COM 126117100 13,743 611,623 SH DEFINED 1,2,3 611,623 0 0
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 26,684 707,055 SH DEFINED 1,2,3 707,055 0 0
DELL INC COM 24702R101 1,609 113,800 SH DEFINED 1,2,3 113,800 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 19,502 551,100 SH DEFINED 1,2,3 551,100 0 0
DISCOVER FINL SVCS COM 254709108 266 11,600 SH DEFINED 1,2,3 11,600 0 0
DISNEY WALT CO COM DISNEY 254687106 20,591 682,713 SH DEFINED 1,2,3 682,713 0 0
EBAY INC COM 278642103 24,574 833,304 SH DEFINED 1,2,3 833,304 0 0
F M C CORP COM NEW 302491303 692 10,000 SH DEFINED 1,2,3 10,000 0 0
FIFTH THIRD BANCORP COM 316773100 369 36,500 SH DEFINED 1,2,3 36,500 0 0
FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 3,213 300,000 SH DEFINED 1,2,3 300,000 0 0
FOOT LOCKER INC COM 344849104 603 30,000 SH DEFINED 2,3 30,000 0 0
FX ENERGY INC COM 302695101 3,484 843,555 SH DEFINED 1,2,3 843,555 0 0
GOOGLE INC CL A 38259P508 386 750 SH DEFINED 2,3 750 0 0
INTEL CORP COM 458140100 26,332 1,234,211 SH DEFINED 1,2,3 1,234,211 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 16,766 95,876 SH DEFINED 1,2,3 95,876 0 0
JOHNSON & JOHNSON COM 478160104 637 10,000 SH DEFINED 2,3 10,000 0 0
JPMORGAN CHASE & CO COM 46625H100 62,177 2,064,300 SH DEFINED 1,2,3 2,064,300 0 0
KINROSS GOLD CORP COM NO PAR 496902404 749 50,654 SH DEFINED 2,3 50,654 0 0
MASCO CORP COM 574599106 2,563 360,000 SH DEFINED 1,2,3 360,000 0 0
MASTERCARD INC CL A 57636Q104 381 1,200 SH DEFINED 1,2,3 1,200 0 0
MEDTRONIC INC COM 585055106 233 7,000 SH DEFINED 2,3 7,000 0 0
MICROSOFT CORP COM 594918104 56,677 2,277,097 SH DEFINED 1,2,3 2,277,097 0 0
MONSANTO CO NEW COM 61166W101 58,935 981,600 SH DEFINED 1,2,3 981,600 0 0
NEWMONT MINING CORP COM 651639106 1,888 30,000 SH DEFINED 2,3 30,000 0 0
NVR INC COM 62944T105 6,341 10,499 SH DEFINED 1,2,3 10,499 0 0
OFFICEMAX INC DEL COM 67622P101 3,802 784,000 SH DEFINED 1,2,3 784,000 0 0
PARTNERRE LTD COM G6852T105 4,543 86,911 SH DEFINED 1,2,3 86,911 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 10,054 447,849 SH DEFINED 1,2,3 447,849 0 0
ROYAL GOLD INC COM 780287108 7,056 110,150 SH DEFINED 1,2,3 110,150 0 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 375 28,200 SH DEFINED 1,2,3 28,200 0 0
SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 374 21,300 SH DEFINED 1,2,3 21,300 0 0
SWIFT TRANSN CO CL A 87074U101 328 50,900 SH DEFINED 1,2,3 50,900 0 0
SYMANTEC CORP COM 871503108 4,890 300,000 SH DEFINED 1,2,3 300,000 0 0
UBS AG SHS NEW H89231338 5,842 502,243 SH DEFINED 1,2,3 502,243 0 0
UNITED RENTALS INC COM 911363109 10,763 639,110 SH DEFINED 1,2,3 639,110 0 0
WAL MART STORES INC COM 931142103 882 17,000 SH DEFINED 2,3 17,000 0 0
WELLS FARGO & CO NEW COM 949746101 206,860 8,576,300 SH DEFINED 1,2,3 8,576,300 0 0
XILINX INC COM 983919101 6,598 240,440 SH DEFINED 1,2,3 240,440 0 0
YAHOO! INC COM 984332106 1,251 95,000 SH DEFINED 2,3 95,000 0 0
YAHOO! INC COM 984332106 790 60,000 SH DEFINED 1,2,3 60,000 0 0