0001422107-11-000076.txt : 20111114
0001422107-11-000076.hdr.sgml : 20111111
20111114110322
ACCESSION NUMBER: 0001422107-11-000076
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0000909661
IRS NUMBER: 943240279
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03896
FILM NUMBER: 111199092
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415)421-2132
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL
DATE OF NAME CHANGE: 19970210
13F-HR
1
fcm13fq32011.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Farallon Capital Management, L.L.C.
Address: One Maritime Plaza
Suite 2100
San Francisco, California 94111
Form 13F File Number: 28-03896
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark C. Wehrly
Title: Managing Member
Phone: (415) 421-2132
Signature, Place, and Date of Signing:
/s/ Mark C. Wehrly San Francisco, California November [ ], 2011
-------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 71
Form 13F Information Table Value Total: $3,902,338
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-06372 Farallon Partners, L.L.C.
2 28-11402 Noonday Asset Management, L.P.
3 28-11404 Noonday G.P. (U.S.), L.L.C.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- ------------ -------- --- ---- ------- -------- -------- ------- ------
ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 2,160 498,902 SH OTHER 01 498,902
AMERICAN TOWER CORP CL A 029912201 39,274 730,000 SH OTHER 01 730,000
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 22,333 421,530 SH OTHER 01 421,530
BAXTER INTL INC COM 071813109 40,140 715,000 SH OTHER 01 715,000
BEACON ROOFING SUPPLY INC COM 073685109 6,556 410,000 SH OTHER 01 410,000
BLACKBOARD INC COM 091935502 30,248 677,291 SH OTHER 01 677,291
BP PLC SPONSORED ADR 055622104 64,746 1,795,000 SH OTHER 01 1,795,000
CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 41,871 41,000,000 PRN OTHER 01 41,000,000
CARMAX INC COM 143130102 2,934 123,000 SH OTHER 01 123,000
CHEVRON CORP NEW COM 166764100 28,379 306,500 SH PUT OTHER 01 306,500
CHIQUITA BRANDS INTL INC COM 170032809 7,116 853,210 SH OTHER 01 853,210
CNINSURE INC. SPONSORED ADR 18976M103 560 80,000 SH OTHER 01 80,000
COMCAST CORP NEW CL A 20030N101 143,897 6,885,000 SH OTHER 01 6,885,000
CROWN CASTLE INTL CORP COM 228227104 37,416 920,000 SH OTHER 01 920,000
CVS CAREMARK CORPORATION COM 126650100 43,365 1,291,400 SH OTHER 01 1,291,400
DOLE FOOD CO INC NEW COM 256603101 4,100 410,000 SH OTHER 01 410,000
EBAY INC COM 278642103 4,969 168,510 SH OTHER 01 168,510
ENCANA CORP COM 292505104 13,673 711,760 SH OTHER 01 711,760
ENERGY PARTNERS LTD COM NEW 29270U303 15,731 1,421,073 SH OTHER 01 1,421,073
EXPEDIA INC DEL COM 30212P105 60,255 2,340,000 SH OTHER 01 2,340,000
EXXON MOBIL CORP COM 30231G102 27,672 381,000 SH PUT OTHER 01 381,000
FEI CO COM 30241L109 26,459 883,140 SH OTHER 01 883,140
FIDELITY NATL INFORMATION SV COM 31620M106 61,408 2,525,000 SH OTHER 01 2,525,000
FLIR SYS INC COM 302445101 3,543 141,450 SH OTHER 01 141,450
FRESH DEL MONTE PRODUCE INC ORD G36738105 7,695 331,690 SH OTHER 01 331,690
FUEL SYS SOLUTIONS INC COM 35952W103 6,608 344,000 SH OTHER 01 344,000
GENERAL DYNAMICS CORP COM 369550108 119,753 2,105,000 SH OTHER 01 2,105,000
GEOEYE INC COM 37250W108 22,696 800,579 SH OTHER 01 800,579
GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 15,695 16,082,000 PRN OTHER 01 16,082,000
GOODRICH CORP COM 382388106 147,833 1,225,000 SH OTHER 01 1,225,000
GOOGLE INC CL A 38259P508 127,309 247,500 SH OTHER 01 247,500
HCA HOLDINGS INC COM 40412C101 10,786 535,000 SH OTHER 01 535,000
HOME DEPOT INC COM 437076102 69,356 2,110,000 SH OTHER 01 2,110,000
HORSEHEAD HLDG CORP COM 440694305 1,525 205,500 SH OTHER 01 205,500
HUDSON PAC PPTYS INC COM 444097109 119,020 10,233,860 SH OTHER 01 10,233,860
KINETIC CONCEPTS INC COM NEW 49460W208 54,689 830,000 SH OTHER 01 830,000
KNOLOGY INC COM 499183804 46,564 3,587,394 SH OTHER 01 3,587,394
LIFE TECHNOLOGIES CORP COM 53217V109 20,263 527,260 SH OTHER 01 527,260
LINKTONE LTD ADR 535925101 1,023 1,279,000 SH OTHER 01 1,279,000
LPL INVT HLDGS INC COM 50213H100 27,697 1,089,587 SH OTHER 01 1,089,587
MEDCO HEALTH SOLUTIONS INC COM 58405U102 84,402 1,800,000 SH OTHER 01 1,800,000
MI DEVS INC COM 55304X104 37,977 1,430,413 SH OTHER 01 1,430,413
MICROSOFT CORP COM 594918104 112,378 4,515,000 SH OTHER 01 4,515,000
MOTOROLA MOBILITY HLDGS INC COM 620097105 399,146 10,565,000 SH OTHER 01 10,565,000
NALCO HOLDING COMPANY COM 62985Q101 165,246 4,724,000 SH OTHER 01 4,724,000
NETLOGIC MICROSYSTEMS INC COM 64118B100 49,433 1,027,500 SH OTHER 01 1,027,500
NEWS CORP CL A 65248E104 99,936 6,460,000 SH OTHER 01 6,460,000
NYSE EURONEXT COM 629491101 5,636 242,500 SH OTHER 01 242,500
ORACLE CORP COM 68389X105 129,043 4,490,000 SH OTHER 01 4,490,000
OWENS ILL INC COM NEW 690768403 153,679 10,163,949 SH OTHER 01 10,163,949
POTASH CORP SASK INC COM 73755L107 9,037 209,100 SH OTHER 01 209,100
PROGRESSIVE WASTE SOLUTIONS COM 74339G101 66,949 3,253,100 SH OTHER 01 3,253,100
ROPER INDS INC NEW COM 776696106 4,238 61,500 SH OTHER 01 61,500
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 13,473 219,000 SH PUT OTHER 01 219,000
SANOFI RIGHT 12/31/2020 80105N113 4,823 4,550,000 SH OTHER 01 4,550,000
SAVIENT PHARMACEUTICALS INC COM 80517Q100 1,230 300,000 SH OTHER 01 300,000
SCHWAB CHARLES CORP NEW COM 808513105 45,587 4,045,000 SH OTHER 01 4,045,000
SOUTHERN UN CO NEW COM 844030106 47,057 1,159,900 SH OTHER 01 1,159,900
STATE STR CORP COM 857477103 151,393 4,707,500 SH OTHER 01 4,707,500
TARGET CORP COM 87612E106 135,105 2,755,000 SH OTHER 01 2,755,000
TATA MTRS LTD SPONSORED ADR 876568502 5,798 377,014 SH OTHER 01 377,014
TEMPLE INLAND INC COM 879868107 44,859 1,430,000 SH OTHER 01 1,430,000
TENET HEALTHCARE CORP COM 88033G100 16,861 4,082,500 SH OTHER 01 4,082,500
TOWN SPORTS INTL HLDGS INC COM 89214A102 29,476 4,060,082 SH OTHER 01 4,060,082
TRANSDIGM GROUP INC COM 893641100 64,552 790,399 SH OTHER 01 790,399
UNION PAC CORP COM 907818108 91,634 1,122,000 SH OTHER 01 1,122,000
VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 70,934 1,160,000 SH OTHER 01 1,160,000
VIACOM INC NEW CL B 92553P201 72,483 1,871,000 SH OTHER 01 1,871,000
VISA INC COM CL A 92826C839 142,110 1,657,837 SH OTHER 01 1,657,837
WELLPOINT INC COM 94973V107 48,307 740,000 SH OTHER 01 740,000
WELLS FARGO & CO NEW COM 949746101 72,239 2,995,000 SH OTHER 01 2,995,000