0000945621-11-000232.txt : 20111114 0000945621-11-000232.hdr.sgml : 20111111 20111114085947 ACCESSION NUMBER: 0000945621-11-000232 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPRINGBOK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001387508 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12257 FILM NUMBER: 111198113 BUSINESS ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-6732 MAIL ADDRESS: STREET 1: 130 EAST 59TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 springbok13fhr102711.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: Springbok Capital Management, LLC Address: 437 Madison Avenue, 33rd Floor New York, New York 10022 13F File Number: 028-12257 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cisco J. del Valle Title: Managing Member Phone: 212-546-1180 Signature, Place and Date of Signing: /s/ Cisco J. del Valle New York, NY November 14, 2011 ----------------------- -------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 476 Form 13F Information Table Value Total: $191,719 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ACACIA RESH CORP ACACIA TCH COM 003881307 9 247 SH OTHER 247 ACCURIDE CORP NEW COM NEW 00439T206 1,318 257,400 SH OTHER 257,400 AETERNA ZENTARIS INC COM 007975204 106 69,677 SH OTHER 69,677 AETNA INC NEW COM 00817Y108 100 2,745 SH OTHER 2,745 AFFYMAX INC COM 00826A109 914 204,044 SH OTHER 204,044 AFFYMETRIX INC COM 00826T108 466 95,154 SH OTHER 95,154 AFLAC INC COM 001055102 140 4,000 SH OTHER 4,000 AGILENT TECHNOLOGIES INC COM 00846U101 335 10,723 SH OTHER 10,723 AGRIUM INC COM 008916108 177 2,650 SH OTHER 2,650 ALBEMARLE CORP COM 012653101 97 2,400 SH OTHER 2,400 ALCATEL-LUCENT SPONSORED ADR 013904305 566 200,000 SH OTHER 200,000 ALEXION PHARMACEUTICALS INC COM 015351109 382 5,968 SH OTHER 5,968 ALIMERA SCIENCES INC COM 016259103 91 11,417 SH OTHER 11,417 ALLERGAN INC COM 018490102 395 4,800 SH OTHER 4,800 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 138 21,044 SH OTHER 21,044 ALPHA NATURAL RESOURCES INC COM 02076X102 18 1,000 SH OTHER 1,000 ALTERA CORP COM 021441100 91 2,900 SH OTHER 2,900 AMAG PHARMACEUTICALS INC COM 00163U106 85 5,781 SH OTHER 5,781 AMARIN CORP PLC SPONS ADR NEW 023111206 1,753 190,525 SH OTHER 190,525 AMERICAN TOWER CORP CL A 029912201 54 1,000 SH OTHER 1,000 AMERIPRISE FINL INC COM 03076C106 44 1,108 SH OTHER 1,108 AMGEN INC COM 031162100 77 1,400 SH OTHER 1,400 AMICUS THERAPEUTICS INC COM 03152W109 92 23,968 SH OTHER 23,968 AMYLIN PHARMACEUTICALS INC COM 032346108 700 75,788 SH OTHER 75,788 ANN INC COM 035623107 94 4,125 SH OTHER 4,125 ANNALY CAP MGMT INC COM 035710409 416 25,000 SH OTHER 25,000 APACHE CORP COM 037411105 76 950 SH OTHER 950 APARTMENT INVT & MGMT CO CL A 03748R101 96 4,350 SH OTHER 4,350 APOLLO COML REAL EST FIN INC COM 03762U105 64 4,850 SH OTHER 4,850 APPLE INC COM 037833100 1,735 4,550 SH OTHER 4,550 APPROACH RESOURCES INC COM 03834A103 103 6,050 SH OTHER 6,050 ARCH COAL INC COM 039380100 5 325 SH OTHER 325 ARCHER DANIELS MIDLAND CO COM 039483102 74 3,000 SH OTHER 3,000 ARES CAP CORP COM 04010L103 1,641 119,200 SH OTHER 119,200 ARIBA INC COM NEW 04033V203 97 3,500 SH OTHER 3,500 ASCENT CAP GROUP INC COM SER A 043632108 157 4,000 SH OTHER 4,000 ASHLAND INC NEW COM 044209104 75 1,707 SH OTHER 1,707 ASSOCIATED BANC CORP COM 045487105 179 19,200 SH OTHER 19,200 AUXILIUM PHARMACEUTICALS INC COM 05334D107 165 11,016 SH OTHER 11,016 AVALONBAY CMNTYS INC COM 053484101 87 760 SH OTHER 760 BAIDU INC SPON ADR REP A 056752108 48 446 SH OTHER 446 BAKER HUGHES INC COM 057224107 318 6,900 SH OTHER 6,900 BALL CORP COM 058498106 78 2,500 SH OTHER 2,500 BANK OF AMERICA CORPORATION COM 060505104 41 6,750 SH OTHER 6,750

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORP COM 064058100 80 4,300 SH OTHER 4,300 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 107 2,500 SH CALL OTHER 2,500 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 510 9,550 SH OTHER 9,550 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 430 5,868 SH OTHER 5,868 BARD C R INC COM 067383109 259 2,960 SH OTHER 2,960 BASIC ENERGY SVCS INC NEW COM 06985P100 249 17,550 SH OTHER 17,550 BECTON DICKINSON & CO COM 075887109 162 2,210 SH OTHER 2,210 BERRY PETE CO CL A 085789105 255 7,200 SH OTHER 7,200 BIOGEN IDEC INC COM 09062X103 344 3,694 SH OTHER 3,694 BJS WHOLESALE CLUB INC COM 05548J106 1,281 25,000 SH OTHER 25,000 BLACKBOARD INC COM 091935502 447 10,000 SH OTHER 10,000 BLACKROCK INC COM 09247X101 104 700 SH OTHER 700 BLACKROCK KELSO CAPITAL CORP COM 092533108 314 43,000 SH OTHER 43,000 BMC SOFTWARE INC COM 055921100 93 2,400 SH OTHER 2,400 BOEING CO COM 097023105 121 2,000 SH OTHER 2,000 BOISE INC COM 09746Y105 355 68,700 SH OTHER 68,700 BROADCOM CORP CL A 111320107 320 9,600 SH OTHER 9,600 BROADCOM CORP CL A 111320107 183 5,500 SH CALL OTHER 5,500 BRUNSWICK CORP COM 117043109 63 4,500 SH OTHER 4,500 CABELAS INC COM 126804301 95 4,650 SH OTHER 4,650 CABOT OIL & GAS CORP COM 127097103 40 650 SH OTHER 650 CACI INTL INC CL A 127190304 50 1,000 SH CALL OTHER 1,000 CAMDEN PPTY TR SH BEN INT 133131102 84 1,525 SH OTHER 1,525 CAMERON INTERNATIONAL CORP COM 13342B105 10 250 SH OTHER 250 CAPITAL ONE FINL CORP COM 14040H105 779 19,663 SH OTHER 19,663 CATERPILLAR INC DEL COM 149123101 177 2,400 SH OTHER 2,400 CAVIUM INC COM 14964U108 172 6,350 SH OTHER 6,350 CBL & ASSOC PPTYS INC COM 124830100 93 8,225 SH OTHER 8,225 CBS CORP NEW CL B 124857202 93 4,550 SH OTHER 4,550 CELGENE CORP COM 151020104 319 5,157 SH OTHER 5,157 CEPHALON INC COM 156708109 605 7,500 SH OTHER 7,500 CEVA INC COM 157210105 385 15,850 SH OTHER 15,850 CF INDS HLDGS INC COM 125269100 568 4,600 SH OTHER 4,600 CHARMING SHOPPES INC COM 161133103 104 40,000 SH OTHER 40,000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 82 1,750 SH OTHER 1,750 CHATHAM LODGING TR COM 16208T102 35 3,500 SH OTHER 3,500 CHECK POINT SOFTWARE TECH LT ORD M22465104 369 7,000 SH CALL OTHER 7,000 CHELSEA THERAPEUTICS INTL LT COM 163428105 103 28,423 SH OTHER 28,423 CHICOS FAS INC COM 168615102 88 7,700 SH OTHER 7,700 CHINA YUCHAI INTL LTD COM G21082105 44 2,996 SH OTHER 2,996 CINTAS CORP COM 172908105 94 3,325 SH OTHER 3,325 CISCO SYS INC COM 17275R102 171 11,000 SH OTHER 11,000 CITIGROUP INC COM NEW 172967424 179 7,000 SH OTHER 7,000 CITRIX SYS INC COM 177376100 1,015 18,614 SH OTHER 18,614 CLEAN ENERGY FUELS CORP COM 184499101 334 30,000 SH OTHER 30,000 CLIFFS NATURAL RESOURCES INC COM 18683K101 256 5,000 SH CALL OTHER 5,000 CNINSURE INC SPONSORED ADR 18976M103 976 139,389 SH OTHER 139,389 CNOOC LTD SPONSORED ADR 126132109 170 1,060 SH OTHER 1,060 COACH INC COM 189754104 98 1,900 SH OTHER 1,900

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ COLGATE PALMOLIVE CO COM 194162103 192 2,160 SH OTHER 2,160 COLLECTIVE BRANDS INC COM 19421W100 91 7,000 SH OTHER 7,000 COMCAST CORP NEW CL A SPL 20030N200 655 31,600 SH OTHER 31,600 COMMERCIAL METALS CO COM 201723103 188 19,800 SH OTHER 19,800 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 28 3,500 SH OTHER 3,500 COMSTOCK RES INC COM NEW 205768203 78 5,050 SH OTHER 5,050 CONAGRA FOODS INC COM 205887102 799 33,000 SH CALL OTHER 33,000 CONSOL ENERGY INC COM 20854P109 390 11,500 SH OTHER 11,500 CONSTELLATION BRANDS INC CL A 21036P108 97 5,400 SH OTHER 5,400 CONSTELLATION ENERGY GROUP I COM 210371100 95 2,500 SH OTHER 2,500 CONVERGYS CORP COM 212485106 84 9,000 SH OTHER 9,000 COOPER INDUSTRIES PLC SHS G24140108 15 335 SH OTHER 335 CORCEPT THERAPEUTICS INC COM 218352102 130 41,985 SH OTHER 41,985 CORN PRODS INTL INC COM 219023108 84 2,150 SH OTHER 2,150 COST PLUS INC CALIF COM 221485105 74 11,800 SH OTHER 11,800 COSTAMARE INC SHS Y1771G102 343 27,733 SH OTHER 27,733 COVENTRY HEALTH CARE INC COM 222862104 84 2,900 SH OTHER 2,900 COVIDIEN PLC SHS G2554F113 693 15,705 SH OTHER 15,705 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 115 10,500 SH OTHER 10,500 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 175 32,000 SH OTHER 32,000 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 9 100 SH OTHER 100 CSG SYS INTL INC COM 126349109 152 12,000 SH OTHER 12,000 CUMMINS INC COM 231021106 114 1,400 SH OTHER 1,400 CVR ENERGY INC COM 12662P108 935 44,245 SH OTHER 44,245 CVS CAREMARK CORPORATION COM 126650100 1,209 36,000 SH OTHER 36,000 CYS INVTS INC COM 12673A108 11 900 SH OTHER 900 DANA HLDG CORP COM 235825205 32 3,000 SH OTHER 3,000 DANAHER CORP DEL COM 235851102 369 8,800 SH CALL OTHER 8,800 DANAHER CORP DEL COM 235851102 42 1,000 SH OTHER 1,000 DAVITA INC COM 23918K108 265 4,230 SH OTHER 4,230 DECKERS OUTDOOR CORP COM 243537107 252 2,710 SH OTHER 2,710 DELL INC COM 24702R101 141 10,000 SH OTHER 10,000 DELTA AIR LINES INC DEL COM NEW 247361702 354 47,200 SH OTHER 47,200 DENBURY RES INC COM NEW 247916208 423 36,750 SH OTHER 36,750 DEVON ENERGY CORP NEW COM 25179M103 86 1,550 SH OTHER 1,550 DISNEY WALT CO COM DISNEY 254687106 93 3,075 SH OTHER 3,075 DOVER CORP COM 260003108 226 4,850 SH OTHER 4,850 DOW CHEM CO COM 260543103 174 7,725 SH OTHER 7,725 DRESSER-RAND GROUP INC COM 261608103 101 2,500 SH OTHER 2,500 DSW INC CL A 23334L102 139 3,000 SH OTHER 3,000 DUKE REALTY CORP COM NEW 264411505 102 9,700 SH OTHER 9,700 EATON CORP COM 278058102 124 3,500 SH OTHER 3,500 EBIX INC COM NEW 278715206 305 20,750 SH OTHER 20,750 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 51 10,300 SH CALL OTHER 10,300 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 766 154,978 SH OTHER 154,978 EMCOR GROUP INC COM 29084Q100 71 3,500 SH OTHER 3,500 EMERSON ELEC CO COM 291011104 83 2,000 SH OTHER 2,000 ENDOCYTE INC COM 29269A102 208 19,654 SH OTHER 19,654 ENERNOC INC COM 292764107 99 11,000 SH OTHER 11,000

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ EPLUS INC COM 294268107 197 8,000 SH OTHER 8,000 EQT CORP COM 26884L109 51 950 SH OTHER 950 EQUINIX INC COM NEW 29444U502 1,108 12,476 SH OTHER 12,476 EXCO RESOURCES INC COM 269279402 109 10,200 SH OTHER 10,200 EXPRESS SCRIPTS INC COM 302182100 410 11,061 SH OTHER 11,061 EXXON MOBIL CORP COM 30231G102 183 2,525 SH OTHER 2,525 F5 NETWORKS INC COM 315616102 44 625 SH OTHER 625 FERRO CORP COM 315405100 130 21,175 SH OTHER 21,175 FINISAR CORP COM NEW 31787A507 1,813 103,350 SH OTHER 103,350 FLOWSERVE CORP COM 34354P105 377 5,088 SH OTHER 5,088 FORD MTR CO DEL COM PAR $0.01 345370860 97 10,000 SH OTHER 10,000 FOREST OIL CORP COM PAR $0.01 346091705 68 6,600 SH OTHER 6,600 FORTRESS INVESTMENT GROUP LL CL A 34958B106 363 120,654 SH OTHER 120,654 FORTUNE BRANDS INC COM 349631101 57 1,050 SH OTHER 1,050 FRANCESCAS HLDGS CORP COM 351793104 212 10,000 SH OTHER 10,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 101 5,000 SH CALL OTHER 5,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 76 2,500 SH OTHER 2,500 FREIGHTCAR AMER INC COM 357023100 271 18,800 SH OTHER 18,800 FXCM INC COM CL A 302693106 1,556 110,998 SH OTHER 110,998 G WILLI FOOD INTL LTD ORD M52523103 890 149,835 SH OTHER 149,835 GAYLORD ENTMT CO NEW COM 367905106 90 4,650 SH OTHER 4,650 GENERAL ELECTRIC CO COM 369604103 183 12,000 SH OTHER 12,000 GENERAL MTRS CO COM 37045V100 1,857 92,000 SH OTHER 92,000 GENWORTH FINL INC COM CL A 37247D106 49 8,500 SH OTHER 8,500 GILEAD SCIENCES INC COM 375558103 120 3,100 SH CALL OTHER 3,100 GILEAD SCIENCES INC COM 375558103 702 18,090 SH OTHER 18,090 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 74 9,260 SH OTHER 9,260 GLOBAL INDS LTD COM 379336100 405 51,100 SH OTHER 51,100 GLOBAL X FDS GLB X SUPERDIV 37950E549 896 45,500 SH OTHER 45,500 GOLAR LNG LTD BERMUDA SHS G9456A100 119 3,750 SH OTHER 3,750 GOLDCORP INC NEW COM 380956409 131 2,870 SH OTHER 2,870 GOLDMAN SACHS GROUP INC COM 38141G104 558 5,900 SH OTHER 5,900 GOLUB CAP BDC INC COM 38173M102 477 32,096 SH OTHER 32,096 GOODRICH CORP COM 382388106 1,195 9,900 SH OTHER 9,900 GOODRICH PETE CORP COM NEW 382410405 100 8,450 SH OTHER 8,450 GOOGLE INC CL A 38259P508 258 500 SH OTHER 500 GRACE W R & CO DEL NEW COM 38388F108 100 3,000 SH OTHER 3,000 GREAT PLAINS ENERGY INC COM 391164100 99 5,150 SH OTHER 5,150 GREEN DOT CORP CL A 39304D102 48 1,528 SH OTHER 1,528 GREEN MTN COFFEE ROASTERS IN COM 393122106 93 1,000 SH CALL OTHER 1,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 288 3,100 SH OTHER 3,100 GSI GROUP INC CDA NEW COM NEW 36191C205 131 17,000 SH OTHER 17,000 GUESS INC COM 401617105 132 4,630 SH OTHER 4,630 HALLIBURTON CO COM 406216101 168 5,510 SH OTHER 5,510 HALOZYME THERAPEUTICS INC COM 40637H109 549 89,440 SH OTHER 89,440 HANESBRANDS INC COM 410345102 91 3,650 SH OTHER 3,650 HARTFORD FINL SVCS GROUP INC COM 416515104 113 7,000 SH OTHER 7,000 HATTERAS FINL CORP COM 41902R103 428 17,000 SH OTHER 17,000 HCA HOLDINGS INC COM 40412C101 81 4,018 SH OTHER 4,018

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ HENRY JACK & ASSOC INC COM 426281101 99 3,400 SH OTHER 3,400 HERBALIFE LTD COM USD SHS G4412G101 270 5,030 SH OTHER 5,030 HERTZ GLOBAL HOLDINGS INC COM 42805T105 22 2,500 SH OTHER 2,500 HESS CORP COM 42809H107 60 1,150 SH OTHER 1,150 HEWLETT PACKARD CO COM 428236103 34 1,500 SH OTHER 1,500 HI-TECH PHARMACAL INC COM 42840B101 151 4,500 SH OTHER 4,500 HOLLYFRONTIER CORP COM 436106108 2,672 101,925 SH OTHER 101,925 HOSPIRA INC COM 441060100 390 10,546 SH OTHER 10,546 HSN INC COM 404303109 248 7,500 SH OTHER 7,500 HUMAN GENOME SCIENCES INC COM 444903108 297 23,442 SH OTHER 23,442 HUNTSMAN CORP COM 447011107 85 8,800 SH OTHER 8,800 ILLUMINA INC COM 452327109 51 1,245 SH OTHER 1,245 INCYTE CORP COM 45337C102 543 38,898 SH OTHER 38,898 INNOPHOS HOLDINGS INC COM 45774N108 219 5,500 SH OTHER 5,500 INTELLIPHARMACEUTICS INTL IN COM 458173101 331 98,828 SH OTHER 98,828 INTERACTIVE BROKERS GROUP IN COM 45841N107 2,103 150,988 SH OTHER 150,988 INTERMUNE INC COM 45884X103 352 17,408 SH OTHER 17,408 INTERNATIONAL RECTIFIER CORP COM 460254105 88 4,725 SH OTHER 4,725 INTEROIL CORP COM 460951106 4,419 90,600 SH CALL OTHER 90,600 INTEROIL CORP COM 460951106 3,458 70,897 SH OTHER 70,897 INTL PAPER CO COM 460146103 70 3,000 SH OTHER 3,000 INVESCO LTD SHS G491BT108 97 6,225 SH OTHER 6,225 INVESCO MORTGAGE CAPITAL INC COM 46131B100 131 9,250 SH OTHER 9,250 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 2,684 274,200 SH CALL OTHER 274,200 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 43 4,374 SH OTHER 4,374 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 273 25,274 SH OTHER 25,274 ISHARES INC MSCI AUSTRALIA 464286103 130 6,500 SH OTHER 6,500 ISHARES INC MSCI BRAZIL 464286400 148 2,850 SH OTHER 2,850 ISHARES INC MSCI CDA INDEX 464286509 385 15,100 SH OTHER 15,100 ISHARES INC MSCI GERMAN 464286806 822 45,000 SH OTHER 45,000 ISHARES INC MSCI MALAYSIA 464286830 391 32,100 SH OTHER 32,100 ISHARES INC MSCI MEX INVEST 464286822 280 5,725 SH OTHER 5,725 ISHARES INC MSCI S KOREA 464286772 307 6,600 SH OTHER 6,600 ISHARES INC MSCI SINGAPORE 464286673 138 12,500 SH OTHER 12,500 ISHARES INC MSCI TAIWAN 464286731 148 12,500 SH OTHER 12,500 ISHARES TR BARCLYS 7-10 YR 464287440 716 6,818 SH OTHER 6,818 ISHARES TR DJ US BAS MATL 464287838 491 8,700 SH OTHER 8,700 ISHARES TR FTSE CHINA25 IDX 464287184 537 17,425 SH OTHER 17,425 ISHARES TR MSCI EMERG MKT 464287234 134 3,825 SH OTHER 3,825 ISHARES TR RUSSELL 2000 464287655 3,229 50,225 SH OTHER 50,225 ISHARES TR RUSSELL MIDCAP 464287499 150 1,700 SH OTHER 1,700 ISHARES TR TRANSP AVE IDX 464287192 135 1,800 SH OTHER 1,800 ITT CORP NEW COM 450911102 147 3,500 SH OTHER 3,500 ITT EDUCATIONAL SERVICES INC COM 45068B109 92 1,600 SH OTHER 1,600 JEFFERIES GROUP INC NEW COM 472319102 86 6,900 SH OTHER 6,900 JOHN BEAN TECHNOLOGIES CORP COM 477839104 214 15,000 SH OTHER 15,000 JOHNSON & JOHNSON COM 478160104 2,208 34,672 SH OTHER 34,672 JOY GLOBAL INC COM 481165108 81 1,300 SH OTHER 1,300 JPMORGAN CHASE & CO COM 46625H100 211 7,000 SH OTHER 7,000

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC COM 48203R104 83 4,800 SH OTHER 4,800 KAISER ALUMINUM CORP COM PAR $0.01 483007704 177 4,000 SH OTHER 4,000 KEYCORP NEW COM 493267108 45 7,550 SH OTHER 7,550 KIMCO RLTY CORP COM 49446R109 92 6,100 SH OTHER 6,100 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 335 5,715 SH OTHER 5,715 KINETIC CONCEPTS INC COM NEW 49460W208 659 10,000 SH OTHER 10,000 KKR & CO L P DEL COM UNITS 48248M102 83 8,000 SH OTHER 8,000 KKR FINANCIAL HLDGS LLC COM 48248A306 295 39,690 SH OTHER 39,690 KRONOS WORLDWIDE INC COM 50105F105 129 8,000 SH OTHER 8,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 356 4,500 SH OTHER 4,500 LAM RESEARCH CORP COM 512807108 103 2,725 SH OTHER 2,725 LAZARD LTD SHS A G54050102 260 12,325 SH OTHER 12,325 LEAR CORP COM NEW 521865204 1,257 29,300 SH OTHER 29,300 LEVEL 3 COMMUNICATIONS INC COM 52729N100 37 25,000 SH OTHER 25,000 LIFE TECHNOLOGIES CORP COM 53217V109 493 12,833 SH OTHER 12,833 LIHUA INTL INC COM 532352101 57 13,200 SH OTHER 13,200 LILLY ELI & CO COM 532457108 100 2,700 SH OTHER 2,700 LINCOLN NATL CORP IND COM 534187109 138 8,800 SH OTHER 8,800 LIONBRIDGE TECHNOLOGIES INC COM 536252109 75 30,431 SH OTHER 30,431 LOGMEIN INC COM 54142L109 213 6,425 SH OTHER 6,425 LOOPNET INC COM 543524300 257 15,000 SH OTHER 15,000 LUFKIN INDS INC COM 549764108 77 1,450 SH OTHER 1,450 MACK CALI RLTY CORP COM 554489104 96 3,600 SH OTHER 3,600 MAIDEN HOLDINGS LTD SHS G5753U112 77 10,400 SH OTHER 10,400 MAP PHARMACEUTICALS INC COM 56509R108 39 2,700 SH OTHER 2,700 MARATHON OIL CORP COM 565849106 123 5,700 SH OTHER 5,700 MARATHON PETE CORP COM 56585A102 1,969 72,775 SH OTHER 72,775 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2,925 53,000 SH OTHER 53,000 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 28 1,000 SH OTHER 1,000 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 419 14,897 SH SOLE 14,897 MARTIN MARIETTA MATLS INC COM 573284106 66 1,038 SH OTHER 1,038 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 447 30,800 SH OTHER 30,800 MAXWELL TECHNOLOGIES INC COM 577767106 635 34,500 SH OTHER 34,500 MCCORMICK & CO INC COM NON VTG 579780206 8 175 SH OTHER 175 MCDONALDS CORP COM 580135101 357 4,070 SH OTHER 4,070 MCG CAPITAL CORP COM 58047P107 5,662 1,429,763 SH SOLE 1,429,763 MEADWESTVACO CORP COM 583334107 58 2,375 SH OTHER 2,375 MEDASSETS INC COM 584045108 95 9,900 SH OTHER 9,900 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,020 43,070 SH OTHER 43,070 MEDTRONIC INC COM 585055106 133 4,000 SH OTHER 4,000 MENS WEARHOUSE INC COM 587118100 99 3,800 SH OTHER 3,800 MERCK & CO INC NEW COM 58933Y105 164 5,000 SH OTHER 5,000 METHANEX CORP COM 59151K108 250 12,000 SH OTHER 12,000 METLIFE INC COM 59156R108 297 10,600 SH OTHER 10,600 METROPCS COMMUNICATIONS INC COM 591708102 84 9,700 SH OTHER 9,700 MGM RESORTS INTERNATIONAL COM 552953101 186 20,000 SH OTHER 20,000 MICROSOFT CORP COM 594918104 971 39,000 SH OTHER 39,000 MICROSTRATEGY INC CL A NEW 594972408 57 500 SH OTHER 500 MOHAWK INDS INC COM 608190104 257 6,000 SH OTHER 6,000

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ MOMENTA PHARMACEUTICALS INC COM 60877T100 430 37,429 SH OTHER 37,429 MONTPELIER RE HOLDINGS LTD SHS G62185106 55 3,123 SH OTHER 3,123 MORGAN STANLEY COM NEW 617446448 27 2,000 SH OTHER 2,000 MOSAIC CO NEW COM 61945C103 199 4,070 SH OTHER 4,070 MOTOROLA MOBILITY HLDGS INC COM 620097105 1,689 44,700 SH OTHER 44,700 MURPHY OIL CORP COM 626717102 177 4,000 SH OTHER 4,000 MYRIAD GENETICS INC COM 62855J104 370 19,756 SH OTHER 19,756 NALCO HOLDING COMPANY COM 62985Q101 3,313 94,700 SH OTHER 94,700 NCI BUILDING SYS INC COM NEW 628852204 20 2,600 SH OTHER 2,600 NEKTAR THERAPEUTICS COM 640268108 346 71,348 SH OTHER 71,348 NETLOGIC MICROSYSTEMS INC COM 64118B100 602 12,500 SH OTHER 12,500 NETQIN MOBILE INC ADR REPR CL A 64118U108 740 193,177 SH OTHER 193,177 NEWELL RUBBERMAID INC COM 651229106 142 12,000 SH OTHER 12,000 NEWFIELD EXPL CO COM 651290108 50 1,250 SH OTHER 1,250 NEXTERA ENERGY INC COM 65339F101 2,275 42,122 SH OTHER 42,122 NICOR INC COM 654086107 410 7,450 SH OTHER 7,450 NIKE INC CL B 654106103 330 3,860 SH OTHER 3,860 NOKIA CORP SPONSORED ADR 654902204 566 100,000 SH OTHER 100,000 NORTHERN OIL & GAS INC NEV COM 665531109 1,797 92,700 SH CALL OTHER 92,700 NORTHERN OIL & GAS INC NEV COM 665531109 638 32,922 SH OTHER 32,922 NORTHERN TR CORP COM 665859104 186 5,325 SH OTHER 5,325 NORTHROP GRUMMAN CORP COM 666807102 95 1,825 SH OTHER 1,825 NPS PHARMACEUTICALS INC COM 62936P103 567 87,109 SH OTHER 87,109 NUCOR CORP COM 670346105 158 5,000 SH OTHER 5,000 NVIDIA CORP COM 67066G104 31 2,500 SH OTHER 2,500 NYSE EURONEXT COM 629491101 232 10,000 SH CALL OTHER 10,000 OCCIDENTAL PETE CORP DEL COM 674599105 679 9,500 SH CALL OTHER 9,500 OCLARO INC COM NEW 67555N206 191 52,447 SH OTHER 52,447 OCZ TECHNOLOGY GROUP INC COM 67086E303 1,622 334,361 SH OTHER 334,361 OIL STS INTL INC COM 678026105 90 1,775 SH OTHER 1,775 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 113 1,100 SH OTHER 1,100 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1,423 13,800 SH PUT OTHER 13,800 OLD DOMINION FGHT LINES INC COM 679580100 226 7,800 SH OTHER 7,800 OMEGA HEALTHCARE INVS INC COM 681936100 189 11,850 SH OTHER 11,850 ONCOTHYREON INC COM 682324108 350 58,600 SH OTHER 58,600 ONYX PHARMACEUTICALS INC COM 683399109 439 14,627 SH OTHER 14,627 OSHKOSH CORP COM 688239201 76 4,850 SH OTHER 4,850 PACCAR INC COM 693718108 159 4,700 SH OTHER 4,700 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 81 25,170 SH OTHER 25,170 PACKAGING CORP AMER COM 695156109 94 4,050 SH OTHER 4,050 PALL CORP COM 696429307 212 5,000 SH CALL OTHER 5,000 PATRIOT COAL CORP COM 70336T104 328 38,767 SH OTHER 38,767 PATTERSON COMPANIES INC COM 703395103 89 3,100 SH PUT OTHER 3,100 PEABODY ENERGY CORP COM 704549104 75 2,225 SH OTHER 2,225 PENN NATL GAMING INC COM 707569109 333 10,000 SH OTHER 10,000 PENNANTPARK INVT CORP COM 708062104 322 36,100 SH OTHER 36,100 PENTAIR INC COM 709631105 54 1,700 SH OTHER 1,700 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 90 4,000 SH OTHER 4,000 PETROLEUM DEV CORP COM 716578109 66 3,400 SH OTHER 3,400

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 336 19,000 SH OTHER 19,000 PHARMACYCLICS INC COM 716933106 782 66,078 SH OTHER 66,078 PHARMASSET INC COM 71715N106 519 6,299 SH OTHER 6,299 PINNACLE WEST CAP CORP COM 723484101 109 2,550 SH OTHER 2,550 PIONEER NAT RES CO COM 723787107 59 900 SH OTHER 900 PLX TECHNOLOGY INC COM 693417107 169 56,100 SH OTHER 56,100 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 283 11,000 SH OTHER 11,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,449 27,600 SH PUT OTHER 27,600 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 3,727 167,100 SH CALL OTHER 167,100 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 185 9,000 SH OTHER 9,000 PROSHARES TR PSHS SHORT DOW30 74347R701 578 13,000 SH OTHER 13,000 PROSHARES TR PSHS SHRT S&P500 74347R503 226 4,900 SH OTHER 4,900 PROSHARES TR ULSH MSCI EURP 74348A301 202 3,300 SH OTHER 3,300 PROSHARES TR II ULTRASHRT EURO 74347W882 501 26,000 SH OTHER 26,000 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 164 35,719 SH OTHER 35,719 QIAGEN NV REG SHS N72482107 59 4,261 SH OTHER 4,261 QUALCOMM INC COM 747525103 540 11,100 SH OTHER 11,100 QUALITY DISTR INC FLA COM 74756M102 284 31,700 SH OTHER 31,700 QUEST DIAGNOSTICS INC COM 74834L100 123 2,500 SH OTHER 2,500 RADIOSHACK CORP COM 750438103 81 7,000 SH OTHER 7,000 RANGE RES CORP COM 75281A109 590 10,100 SH OTHER 10,100 RAYTHEON CO COM NEW 755111507 370 9,050 SH OTHER 9,050 REGENERON PHARMACEUTICALS COM 75886F107 312 5,362 SH OTHER 5,362 REPROS THERAPEUTICS INC COM NEW 76028H209 313 83,929 SH OTHER 83,929 REX ENERGY CORPORATION COM 761565100 136 10,750 SH OTHER 10,750 RF MICRODEVICES INC COM 749941100 823 129,800 SH OTHER 129,800 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 238 13,500 SH OTHER 13,500 RICHARDSON ELECTRS LTD COM 763165107 220 16,200 SH OTHER 16,200 RIVERBED TECHNOLOGY INC COM 768573107 440 22,023 SH OTHER 22,023 ROCK-TENN CO CL A 772739207 195 4,000 SH OTHER 4,000 ROCKWOOD HLDGS INC COM 774415103 87 2,575 SH OTHER 2,575 ROSETTA RESOURCES INC COM 777779307 455 13,300 SH OTHER 13,300 SAKS INC COM 79377W108 89 10,150 SH OTHER 10,150 SALIX PHARMACEUTICALS INC COM 795435106 421 14,207 SH OTHER 14,207 SANDRIDGE ENERGY INC COM 80007P307 903 162,496 SH OTHER 162,496 SANOFI RIGHT 12/31/2020 80105N113 6 5,500 SH OTHER 5,500 SANOFI SPONSORED ADR 80105N105 154 4,682 SH OTHER 4,682 SARA LEE CORP COM 803111103 278 17,000 SH CALL OTHER 17,000 SARA LEE CORP COM 803111103 165 10,075 SH OTHER 10,075 SAVIENT PHARMACEUTICALS INC COM 80517Q100 137 33,309 SH OTHER 33,309 SCHLUMBERGER LTD COM 806857108 90 1,500 SH OTHER 1,500 SCORPIO TANKERS INC SHS Y7542C106 96 18,261 SH OTHER 18,261 SEATTLE GENETICS INC COM 812578102 4 199 SH OTHER 199 SELECT MED HLDGS CORP COM 81619Q105 124 18,538 SH OTHER 18,538 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 132 2,260 SH OTHER 2,260 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 133 11,300 SH OTHER 11,300 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 270 9,200 SH OTHER 9,200 SEQUENOM INC COM NEW 817337405 302 59,130 SH OTHER 59,130 SHAW GROUP INC COM 820280105 544 25,000 SH OTHER 25,000

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ SILICON GRAPHICS INTL CORP COM 82706L108 889 74,566 SH OTHER 74,566 SILICON IMAGE INC COM 82705T102 430 73,200 SH OTHER 73,200 SIRIUS XM RADIO INC COM 82967N108 30 20,000 SH OTHER 20,000 SIX FLAGS ENTMT CORP NEW COM 83001A102 139 5,000 SH OTHER 5,000 SKULLCANDY INC COM 83083J104 283 20,000 SH OTHER 20,000 SKYWORKS SOLUTIONS INC COM 83088M102 98 5,475 SH OTHER 5,475 SL GREEN RLTY CORP COM 78440X101 198 3,400 SH OTHER 3,400 SM ENERGY CO COM 78454L100 194 3,200 SH OTHER 3,200 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 364 11,000 SH OTHER 11,000 SOLAR CAP LTD COM 83413U100 266 13,206 SH OTHER 13,206 SOTHEBYS COM 835898107 185 6,700 SH OTHER 6,700 SOUTHERN UN CO NEW COM 844030106 609 15,000 SH OTHER 15,000 SPDR GOLD TRUST GOLD SHS 78463V107 1,162 7,353 SH OTHER 7,353 SPDR S&P 500 ETF TR TR UNIT 78462F103 826 46,000 SH CALL OTHER 46,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 4,435 39,200 SH PUT OTHER 39,200 SPDR S&P 500 ETF TR TR UNIT 78462F103 5,092 45,000 SH OTHER 45,000 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 146 7,575 SH OTHER 7,575 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 253 7,000 SH PUT OTHER 7,000 SPDR SERIES TRUST S&P METALS MNG 78464A755 519 11,575 SH OTHER 11,575 SPREADTRUM COMMUNICATIONS IN ADR 849415203 942 52,500 SH CALL OTHER 52,500 ST JUDE MED INC COM 790849103 579 15,994 SH OTHER 15,994 ST JUDE MED INC COM 790849103 62 1,700 SH PUT OTHER 1,700 STAPLES INC COM 855030102 96 7,200 SH OTHER 7,200 STARBUCKS CORP COM 855244109 373 10,000 SH OTHER 10,000 STARWOOD PPTY TR INC COM 85571B105 162 9,425 SH OTHER 9,425 STERICYCLE INC COM 858912108 101 1,250 SH OTHER 1,250 STILLWATER MNG CO COM 86074Q102 122 14,300 SH OTHER 14,300 STRYKER CORP COM 863667101 118 2,500 SH OTHER 2,500 SUNCOR ENERGY INC NEW COM 867224107 76 3,000 SH OTHER 3,000 SUNOCO INC COM 86764P109 155 5,000 SH CALL OTHER 5,000 SUNOCO INC COM 86764P109 91 2,950 SH OTHER 2,950 SUPERVALU INC COM 868536103 820 123,170 SH OTHER 123,170 SVB FINL GROUP COM 78486Q101 83 2,250 SH OTHER 2,250 SWIFT TRANSN CO CL A 87074U101 509 79,100 SH OTHER 79,100 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 229 20,000 SH PUT OTHER 20,000 TARGET CORP COM 87612E106 123 2,500 SH OTHER 2,500 TAUBMAN CTRS INC COM 876664103 93 1,850 SH OTHER 1,850 TEAVANA HLDGS INC COM 87819P102 203 10,000 SH OTHER 10,000 TECO ENERGY INC COM 872375100 298 17,375 SH OTHER 17,375 TECUMSEH PRODS CO CL A 878895200 22 3,000 SH OTHER 3,000 TEMPLE INLAND INC COM 879868107 97 3,100 SH CALL OTHER 3,100 TEMPLE INLAND INC COM 879868107 405 12,900 SH OTHER 12,900 TEREX CORP NEW COM 880779103 72 7,000 SH CALL OTHER 7,000 TETRA TECH INC NEW COM 88162G103 259 13,800 SH OTHER 13,800 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 914 24,544 SH OTHER 24,544 THERMO FISHER SCIENTIFIC INC COM 883556102 775 15,300 SH OTHER 15,300 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 145 100,531 SH OTHER 100,531 TJX COS INC NEW COM 872540109 398 7,170 SH OTHER 7,170 TOTAL S A SPONSORED ADR 89151E109 241 5,500 SH OTHER 5,500

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value/ Notional Shares/ SH/ Put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x1000) Prn Amt PR Call Discretion Manager Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ TPC GROUP INC COM 89236Y104 426 21,200 SH OTHER 21,200 TRANSOCEAN LTD REG SHS H8817H100 900 18,860 SH OTHER 18,860 TRAVELERS COMPANIES INC COM 89417E109 317 6,500 SH OTHER 6,500 TRIPLE-S MGMT CORP CL B 896749108 251 15,000 SH OTHER 15,000 TRIQUINT SEMICONDUCTOR INC COM 89674K103 76 15,100 SH OTHER 15,100 TRIUMPH GROUP INC NEW COM 896818101 68 1,400 SH OTHER 1,400 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 98 3,000 SH OTHER 3,000 TWO HBRS INVT CORP COM 90187B101 29 3,250 SH OTHER 3,250 TYCO INTERNATIONAL LTD SHS H89128104 408 10,000 SH CALL OTHER 10,000 TYCO INTERNATIONAL LTD SHS H89128104 1,907 46,800 SH OTHER 46,800 UDR INC COM 902653104 96 4,325 SH OTHER 4,325 UGI CORP NEW COM 902681105 284 10,800 SH OTHER 10,800 ULTRA PETROLEUM CORP COM 903914109 111 4,000 SH OTHER 4,000 UNITED ONLINE INC COM 911268100 55 10,500 SH OTHER 10,500 UNITED THERAPEUTICS CORP DEL COM 91307C102 281 7,493 SH OTHER 7,493 UNITEDHEALTH GROUP INC COM 91324P102 331 7,170 SH OTHER 7,170 URBAN OUTFITTERS INC COM 917047102 542 24,314 SH OTHER 24,314 VALE S A ADR 91912E105 37 1,637 SH OTHER 1,637 VALEANT PHARMACEUTICALS INTL COM 91911K102 37 1,000 SH OTHER 1,000 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 133 3,725 SH OTHER 3,725 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 1,724 28,200 SH OTHER 28,200 VERISIGN INC COM 92343E102 23 800 SH OTHER 800 VERTEX PHARMACEUTICALS INC COM 92532F100 69 1,556 SH OTHER 1,556 VIRNETX HLDG CORP COM 92823T108 1,770 118,098 SH OTHER 118,098 VIROPHARMA INC COM 928241108 385 21,310 SH OTHER 21,310 VISTEON CORP COM NEW 92839U206 69 1,600 SH OTHER 1,600 VORNADO RLTY TR SH BEN INT 929042109 90 1,200 SH OTHER 1,200 WABCO HLDGS INC COM 92927K102 276 7,300 SH OTHER 7,300 WADDELL & REED FINL INC CL A 930059100 96 3,850 SH OTHER 3,850 WALTER ENERGY INC COM 93317Q105 2,100 35,000 SH CALL OTHER 35,000 WALTER ENERGY INC COM 93317Q105 109 1,809 SH OTHER 1,809 WALTER INVT MGMT CORP COM 93317W102 478 20,864 SH OTHER 20,864 WARNER CHILCOTT PLC IRELAND SHS A G94368100 166 11,580 SH OTHER 11,580 WATERS CORP COM 941848103 375 4,970 SH OTHER 4,970 WELLS FARGO & CO NEW COM 949746101 145 6,000 SH OTHER 6,000 WHITING PETE CORP NEW COM 966387102 584 16,654 SH OTHER 16,654 WINDSTREAM CORP COM 97381W104 93 8,000 SH OTHER 8,000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 227 19,520 SH OTHER 19,520 XEROX CORP COM 984121103 1,048 150,393 SH OTHER 150,393 YAHOO INC COM 984332106 503 38,200 SH OTHER 38,200