0001078727-11-000008.txt : 20111108 0001078727-11-000008.hdr.sgml : 20111108 20111108141309 ACCESSION NUMBER: 0001078727-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111108 DATE AS OF CHANGE: 20111108 EFFECTIVENESS DATE: 20111108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BEL AIR INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001078727 IRS NUMBER: 954664620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07472 FILM NUMBER: 111187242 BUSINESS ADDRESS: STREET 1: 1999 AVE OF THE STARS STREET 2: SUITE 2800 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102291529 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS SUTE 2800 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 ba13f3q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: 9/30/2011 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BEL AIR INVESTMENT ADVISORS LLC Address: 1999 AVENUE OF THE STARS, SUITE 2800 LOS ANGELES, CA 90067 13F File Number: 028-07472 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager Name: MATTHEW D. ANHUT Title: CHIEF COMPLIANCE OFFICER Phone: 310-229-1529 Signature, Place and Date of Signing: MATTHEW D. ANHUT LOS ANGELES, CA NOVEMBER 8, 2011 Report Type (Check only one.): [ X ] 13 F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Number Form 13F File Number Name 1 28- ____________ I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 95 Form 13F Information Table Value Total (x$1000): 548,697 List of Other Included Managers: No. 13F File No Name FORM 13F INFORMATION TABLE TITLE VALUE SHRS OR SH/ PUT/ INVTMNT OTHER NAME OF ISSUER OF CLA CUSIP (x$1000) PRIN AMT PRN CALL DISC MGRS SHARED NONE 3M COMPANY COM 88579y101 1481 20635 SH SOLE 20635 ABBOTT LABORATORIES COM 002824100 972 19016 SH SOLE 19016 AIR PRODUCTS & CHEMICALS INC COM 009158106 1155 15125 SH SOLE 15125 AMERICAN ELECTRIC POWER CO INC COM 025537101 268 7050 SH SOLE 7050 AMERICAN EXPRESS CO COM 025816109 25576 569618 SH SOLE 569618 ANALYSTS INTL CORP NEW COM 032681207 241 78980 SH SOLE 78980 APACHE CORP COM 037411105 15103 188225 SH SOLE 188225 APPLE INC COM 037833100 39299 103099 SH SOLE 103099 AT&T CORP NEW COM 001957505 813 28501 SH SOLE 28501 BOEING CO COM 097023105 210 3478 SH SOLE 3478 BP P L C SPONSORED ADR (FRM BP AMOCO PLCCOM 055622104 617 17100 SH SOLE 17100 CALL CROCS INC JAN 15 CALL 227046909 2425 2500 SH SOLE 2500 CANADIAN NATURAL RESOURCES LTD COM 136385101 615 21025 SH SOLE 21025 CHEVRON CORPORATION COM 166764100 508 5492 SH SOLE 5492 COLGATE PALMOLIVE CO COM 194162103 1757 19817 SH SOLE 19817 CONOCOPHILLIPS COM 20825c104 429 6779 SH SOLE 6779 CONSOLIDATED EDISON INC COM 209115104 312 5465 SH SOLE 5465 COOPER INDUSTRIES PLC NEW IRELAND COM g24140108 17643 382555 SH SOLE 382555 COVIDIEN PLC COM g2554f113 14112 319995 SH SOLE 319995 CROCS INC COM 227046109 6012 254000 SH SOLE 254000 DECKERS OUTDOOR CORP COM 243537107 561 6011 SH SOLE 6011 DENDREON CORP COM 24823q107 225 25000 SH SOLE 25000 DIRECTV CLASS A NEW COM 25490a101 435 10307 SH SOLE 10307 DISCOVERY COMMUNICATIONS INC COM SER C COM 25470f302 11686 332455 SH SOLE 332455 DUKE ENERGY CORPORATION (HOLDING COMPANYCOM 26441c105 296 14800 SH SOLE 14800 ECOLAB INC COM 278865100 1356 27735 SH SOLE 27735 EMERSON ELECTRIC CO COM 291011104 1270 30745 SH SOLE 30745 EXXON MOBIL CORP COM 30231g102 6098 83960 SH SOLE 83960 FMC TECHNOLOGIES INC COM 30249u101 11061 294165 SH SOLE 294165 FORD MOTOR CO PAR $0.01 COM 345370860 585 60500 SH SOLE 60500 GENERAL ELECTRIC CO COM 369604103 646 42370 SH SOLE 42370 HALLIBURTON CO COM 406216101 301 9850 SH SOLE 9850 HECKMANN CORPORATION COM 422680108 265 50000 SH SOLE 50000 HMS HOLDINGS CORP COM 40425j101 9400 385400 SH SOLE 385400 ILLUMINA INC COM 452327109 20100 491206 SH SOLE 491206 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 1101 6290 SH SOLE 6290 ISHARES GOLD TRUST ETF 464285105 456 28800 SH SOLE 28800 ISHARES INC MSCI BRIC INDEX FD ETF ETF 464286657 217 6405 SH SOLE 6405 ISHARES S&P NORTH AMERICAN NATURAL RESOUETF 464287374 221 6607 SH SOLE 6607 ISHARES SILVER TR ISHARES ETF 46428q109 695 24028 SH SOLE 24028 ISHARES TRUST FTSE ISHARES KLD 400 SOCIAETF 464288570 1046 24700 SH SOLE 24700 ISHARES TRUST MSCI EAFE INDEX FUND ETF 464287465 293 6128 SH SOLE 6128 ISHARES TRUST S&P 500 INDEX FUND ETF 464287200 4001 35190 SH SOLE 35190 JARDEN CORPORATION COM 471109108 445 15752 SH SOLE 15752 JOHNSON & JOHNSON COM 478160104 2740 43000 SH SOLE 43000 JPMORGAN CHASE & CO COM 46625h100 14443 479507 SH SOLE 479507 KELLOGG CO COM 487836108 1626 30573 SH SOLE 30573 KKR & CO L P DEL COM UNITS COM 48248m102 1024 98500 SH SOLE 98500 K-SWISS INC-CL A COM 482686102 850 200000 SH SOLE 200000 LAS VEGAS SANDS CORP COM 517834107 1218 31780 SH SOLE 31780 LOEWS CORPORATION COM 540424108 267 7740 SH SOLE 7740 MARKET VECTORS ETF TR AGRIBUSINESS ETF ETF 57060u605 600 13875 SH SOLE 13875 MCDONALDS CORP COM 580135101 949 10803 SH SOLE 10803 MERCK & CO INC NEW COM 58933y105 726 22180 SH SOLE 22180 METLIFE INC COM COM 59156R108 12713 453868 SH SOLE 453868 MICROSOFT CORP COM 594918104 33064 1328408 SH SOLE 1328408 NETAPP INC COM 64110d104 12665 373159 SH SOLE 373159 NIKE INC-CL B COM 654106103 1853 21671 SH SOLE 21671 NORTHEAST UTILITIES COM 664397106 306 9100 SH SOLE 9100 NOVARTIS AG AMERICAN DEPOSITARY SHARES COM 66987v109 1364 24450 SH SOLE 24450 OCCIDENTAL PETE CORP COM 674599105 1069 14945 SH SOLE 14945 PEPSICO INC COM 713448108 918 14825 SH SOLE 14825 PIEDMONT OFFICE RLTY TR INC COM CL A COM 720190206 802 49569 SH SOLE 49569 POWERSHARES DB COMMODITY INDEX TRACKING ETF 73935s105 516 20025 SH SOLE 20025 POWERSHARES DB MULTI-SECTOR COMDTY TR AGETF 73936b408 572 19285 SH SOLE 19285 PROCTER & GAMBLE CO COM 742718109 20233 320249 SH SOLE 320249 PROGRESS ENERGY INC COM 743263105 318 6150 SH SOLE 6150 PROGRESSIVE CORP-OHIO COM 743315103 1131 63710 SH SOLE 63710 PSM HOLDINGS INC COM 69364d106 217 394000 SH SOLE 394000 PUBLIC SERVICE ENTERPRISE GROUP INC COM 744573106 501 15000 SH SOLE 15000 QUALCOMM INC COM 747525103 28135 578557 SH SOLE 578557 RAYONIER INC REIT COM 754907103 576 15663 SH SOLE 15663 ROCKWELL AUTOMATION INC COM 773903109 12737 227445 SH SOLE 227445 SAP AG SPONSORED ADR COM 803054204 961 18975 SH SOLE 18975 SCHLUMBERGER LTD COM 806857108 26481 443344 SH SOLE 443344 SHERWIN WILLIAMS CO COM 824348106 566 7612 SH SOLE 7612 SKECHERS USA INC CL A COM 830566105 312 22260 SH SOLE 22260 SOUTHWESTERN ENERGY CO COM 845467109 25200 756066 SH SOLE 756066 SPDR GOLD TR GOLD SHS COM 78463v107 11142 70493 SH SOLE 70493 SPDR S&P 500 ETF TR UNIT SER I S&P DEPOSETF 78462f103 1312 11598 SH SOLE 11598 STARBUCKS CORP COM 855244109 11041 296090 SH SOLE 296090 TARGET CORP COM 87612e106 293 5982 SH SOLE 5982 TERADATA CORP COM 88076w103 14807 276615 SH SOLE 276615 TEVA PHARMACEUTICAL INDUSTRIES LTD-ADR COM 881624209 25600 687813 SH SOLE 687813 THE TRAVELERS COMPANIES INC COM 89417e109 314 6440 SH SOLE 6440 THERMO FISHER SCIENTIFIC INC COM 883556102 16490 325631 SH SOLE 325631 UNDER ARMOUR INC CL A COM 904311107 373 5610 SH SOLE 5610 UNITED PARCEL SVC INC CL B COM 911312106 34704 549546 SH SOLE 549546 UNITED TECHNOLOGIES CORP COM 913017109 1936 27510 SH SOLE 27510 US BANCORP DEL COM NEW COM 902973304 1430 60744 SH SOLE 60744 VODAFONE GROUP PLC SPONSORED ADR NEW COM 92857w209 228 8894 SH SOLE 8894 WAL-MART STORES INC COM 931142103 612 11785 SH SOLE 11785 WALT DISNEY CO COM 254687106 17237 571524 SH SOLE 571524 WESTERN UNION CO COM 959802109 934 61066 SH SOLE 61066 XCEL ENERGY INC COM 98389b100 286 11575 SH SOLE 11575