0001134152-11-000010.txt : 20111104 0001134152-11-000010.hdr.sgml : 20111104 20111104141828 ACCESSION NUMBER: 0001134152-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 EFFECTIVENESS DATE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADELL HARRIMAN & CARPENTER INC CENTRAL INDEX KEY: 0001134152 IRS NUMBER: 760484482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06247 FILM NUMBER: 111180585 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD STREET 2: STE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7136211155 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD STREET 2: STE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 ahc13f-093011.txt COVER, SUMMARY & HOLDINGS REPORT UNITED STATES SECRUTIES AND EXCHANGE COMMISSION\ Washington, D.C. 20549 FORM 13F-HR INFORMATION REQURED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13F OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Quarter Ended September 30, 2011 Institutional Investment Manager Filing this Report: Name: Adell, Harriman, & Carpenter Address: 2700 Post Oak Blvd. Suite 1200 Houston, TX 77056 13F File Number: 028-06247 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leia P. Carpenter Title: Principal Phone: 713.621.1155 Signature, Place, and Date of Signing: Leia P. Carpenter Houston, Texas November 4, 2011 Report Type: 13F HOLDINGS REPORT List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $202,260,382 Adell, Harriman & Carpenter HOLDINGS TABLE 30-Sep-11 Title of Market # of Voting Authority Security Class Cusip Value Shares Desc Sole hared None ABB LTD Com 000375204 694,302 40,650 Sole 40,650 0 0 ABBOTT LABS Com 002824100 1,172,487 22,927 Sole 22,927 0 0 ALERIAN MLP ETF Com 00162Q866 634,746 41,650 Sole 41,650 0 0 AMAZON.COM Com 023135106 2,129,649 9,849 Sole 9,849 0 0 AMGEN INC Com 031162100 1,192,137 21,691 Sole 21,691 0 0 AMREIT INC Com 032999856 292,220 30,760 Sole 30,760 0 0 ANADARKO PETRO Com 032511107 3,689,371 58,515 Sole 58,515 0 0 APACHE CORP Com 037411105 504,389 6,286 Sole 6,286 0 0 APPLE COMPUTER Com 037833100 19,737,886 51,762 Sole 51,762 0 0 AT&T CORP Com 00206R102 2,733,414 95,842 Sole 95,842 0 0 AUTOMATIC DATA Com 053015103 590,554 12,525 Sole 12,525 0 0 BANK OF AMERICA Com 060505104 121,274 19,816 Sole 19,816 0 0 BHP BILLITON LTD Com 088606108 4,548,682 68,463 Sole 68,463 0 0 CATERPILLAR Com 149123101 229,199 3,104 Sole 3,104 0 0 CENTERPOINT ENERGY Com 15189T107 407,799 20,785 Sole 20,785 0 0 CENTURYLINK INC Com 156700106 4,143,080 125,093 Sole 125,093 0 0 CERNER CORP Com 156782104 1,445,772 21,100 Sole 21,100 0 0 CHESAPEAKE ENERGY Com 165167107 909,631 35,602 Sole 35,602 0 0 CHESTNUT ST EXCH Com 166668103 234,675 750 Sole 750 0 0 CHEVRONTEXACO Com 166764100 5,016,526 54,180 Sole 54,180 0 0 CHINA INDEX ISHARES Com 464287184 1,121,565 36,379 Sole 36,379 0 0 CISCO SYSTEMS Com 17275R102 2,188,244 141,177 Sole 141,177 0 0 COCA COLA Com 191216100 3,049,656 45,140 Sole 45,140 0 0 CONOCOPHILLIPS Com 20825C104 961,261 15,181 Sole 15,181 0 0 CORNING Com 219350105 1,112,400 90,000 Sole 90,000 0 0 CUMMINS INC Com 231021106 506,292 6,200 Sole 6,200 0 0 DISNEY WALT CO Com 254687106 1,931,145 64,030 Sole 64,030 0 0 DU PONT Com 263534109 1,338,715 33,493 Sole 33,493 0 0 E M C CORP Com 268648102 830,196 39,552 Sole 39,552 0 0 EMERGING MARKETS Com 464287234 3,910,460 111,425 Sole 111,425 0 0 EMERSON ELEC Com 291011104 2,331,123 56,430 Sole 56,430 0 0 ENERGY TFR PART Com 29273R109 701,271 17,100 Sole 17,100 0 0 ENTERPRISE PROD Com 293792107 6,473,826 161,241 Sole 161,241 0 0 EQUINIX INC Com 29444U502 526,318 5,925 Sole 5,925 0 0 EURO/ASIA ISHARES Com 464287465 231,733 4,850 Sole 4,850 0 0 EXPEDITORS INTL Com 302130109 909,334 22,425 Sole 22,425 0 0 EXXON MOBIL Com 30231G102 16,964,698 233,577 Sole 233,577 0 0 FLUOR CORP Com 343412102 1,958,265 42,068 Sole 42,068 0 0 FOSTER WHEELER LTD Com H27178104 192,132 10,800 Sole 10,800 0 0 FREEPORT MC COPPER Com 35671D857 631,289 20,732 Sole 20,732 0 0 GABELLI GLBL GOLD Com 36244N109 453,985 31,725 Sole 31,725 0 0 GENERAL ELEC Com 369604103 1,180,813 77,583 Sole 77,583 0 0 GENERAL MILLS Com 370334104 2,728,787 70,896 Sole 70,896 0 0 GOLDMAN SACHS GRP Com 38141G104 987,953 10,449 Sole 10,449 0 0 GOOGLE INC Com 38259P508 3,779,364 7,338 Sole 7,338 0 0 HALLIBURTON Com 406216101 985,020 32,275 Sole 32,275 0 0 HONEYWELL INTL Com 438516106 2,365,520 53,872 Sole 53,872 0 0 IBM CORP Com 459200101 3,881,065 22,194 Sole 22,194 0 0 INDIA FUND INC Com 454089103 421,316 18,366 Sole 18,366 0 0 INDIA BARCLAYS Com 06739F291 336,438 6,250 Sole 6,250 0 0 INTEL CORP Com 458140100 5,755,351 269,761 Sole 269,761 0 0 ISHARES D-J Com 464287838 567,956 10,063 Sole 10,063 0 0 ISHARES D-J Com 464287739 2,670,703 52,812 Sole 52,812 0 0 ISHARES MCSI BRIC Com 464286657 2,911,262 85,954 Sole 85,954 0 0 ISHARES NASDAQ BI Com 464287556 871,982 9,341 Sole 9,341 0 0 ISHARES SMALL GRO Com 464288604 216,294 2,951 Sole 2,951 0 0 ISHARES S&P GL Com 464288695 1,160,178 21,633 Sole 21,633 0 0 ISHARES WORLD EX-US Com 464288422 593,636 21,400 Sole 21,400 0 0 J P MORGAN CHASE Com 46625H100 3,823,824 126,953 Sole 126,953 0 0 JOHNSN&JOHNSN Com 478160104 3,966,358 62,276 Sole 62,276 0 0 KIMBERLY CLARK Com 494368103 418,817 5,898 Sole 5,898 0 0 KINDER MORGAN PRT Com 494550106 2,944,306 43,058 Sole 43,058 0 0 LATIN AM 40 INDEX Com 464287390 255,247 6,565 Sole 6,565 0 0 LOWES COMPANIES Com 548661107 315,029 16,289 Sole 16,289 0 0 MAGELLAN MIDSTREAM Com 559080106 320,120 5,300 Sole 5,300 0 0 MARATHON OIL Com 565849106 224,972 10,425 Sole 10,425 0 0 MCDONALDS Com 580135101 4,761,864 54,223 Sole 54,223 0 0 MICROSOFT Com 594918104 4,849,532 194,839 Sole 194,839 0 0 NEXTERA ENERGY INC Com 65339F101 234,231 4,336 Sole 4,336 0 0 NOBLE CORPORATION Com h5833N103 245,073 8,350 Sole 8,350 0 0 OCCIDENTAL PETRO Com 674599105 2,664,376 37,264 Sole 37,264 0 0 ORACLE CORP Com 68389X105 6,079,080 211,520 Sole 211,520 0 0 PEPSICO INC Com 713448108 4,645,234 75,044 Sole 75,044 0 0 PROCTER&GAMBLE Com 742718109 3,643,410 57,667 Sole 57,667 0 0 PUBLIC STORAGE Com 74460D109 452,675 4,065 Sole 4,065 0 0 QUALCOMM INC Com 747525103 5,116,605 105,215 Sole 105,215 0 0 ROYAL DUTCH SHELL Com 780259107 1,156,612 18,640 Sole 18,640 0 0 SANDISK CORP Com 80004C101 613,396 15,200 Sole 15,200 0 0 SCHLUMBERGER Com 806857108 3,486,595 58,373 Sole 58,373 0 0 SIEMENS AG ADR Com 826197501 272,513 3,035 Sole 3,035 0 0 SIMON PPTY GRP Com 828806109 1,256,631 11,426 Sole 11,426 0 0 SPDR GOLD TR Com 78463V107 679,184 4,297 Sole 4,297 0 0 SPX CORP Com 784635104 561,708 12,397 Sole 12,397 0 0 SYSCO CORP Com 871829107 242,683 9,370 Sole 9,370 0 0 TARGET CORP Com 87612E106 1,030,587 21,015 Sole 21,015 0 0 TECHNIP Com 878546209 203,030 10,000 Sole 10,000 0 0 TEXAS INST Com 882508104 285,178 10,701 Sole 10,701 0 0 TRANSOCEAN Com h8817H100 266,914 5,591 Sole 5,591 0 0 UNITED TECH Com 913017109 4,515,916 64,183 Sole 64,183 0 0 VANGUARD NAT RES Com 92205F106 2,369,755 90,830 Sole 90,830 0 0 VERIZON COMM Com 92343V104 2,827,344 76,830 Sole 76,830 0 0 VISA INC Com 92826C839 1,470,098 17,150 Sole 17,150 0 0 WAL MART Com 931142103 417,122 8,037 Sole 8,037 0 0 WALGREEN CO Com 931422109 892,832 27,146 Sole 27,146 0 0 WELLS FARGO Com 949746101 811,035 33,625 Sole 33,625 0 0 WHOLE FOODS Com 966837106 2,472,310 37,855 Sole 37,855 0 0 WINDSTREAM CORP Com 97381W104 1,099,364 94,366 Sole 94,366 0 0 YUM! BRANDS INC Com 988498101 203,487 4,120 Sole 4,120 0 0 ___________ TOTAL PORTFOLIO $ 202,260,382 ===========