0001313294-11-000009.txt : 20111028 0001313294-11-000009.hdr.sgml : 20111028 20111028104407 ACCESSION NUMBER: 0001313294-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 EFFECTIVENESS DATE: 20111028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Linscomb & Williams, Inc. CENTRAL INDEX KEY: 0001313294 IRS NUMBER: 741939813 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11251 FILM NUMBER: 111163761 BUSINESS ADDRESS: STREET 1: 1400 POST OAK BLVD., SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-840-1000 MAIL ADDRESS: STREET 1: 1400 POST OAK BLVD., SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 form13f093011lw.txt FORM 13F AS OF SEPTEMBER 30, 2011 FORM 13F INFORMATION TABLE LINSCOMB & WILLIAMS SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 9/30/2011 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMEX Utilities Sel Sector SPDR MF 81369Y886 1050 31226 SH Sole 31226 Blackrock Senior High Income P MF 09255T109 1712 468990 SH Sole 468990 Eaton Vance Tax-Mgd Buy Write MF 27828x100 121 10396 SH Sole 10396 EnerVest Diversified Income Tr MF 292963204 11691 931370 SH Sole 931370 Guggenheim BulletShares 2012 C MF 18383m597 2763 134783 SH Sole 134783 Guggenheim BulletShares 2012 H MF 18383m456 6552 265062 SH Sole 265062 Guggenheim BulletShares 2013 C MF 18383m589 3746 180846 SH Sole 180846 Guggenheim BulletShares 2013 H MF 18383m449 1790 72920 SH Sole 72920 Guggenheim BulletShares 2014 C MF 18383m571 4575 219858 SH Sole 219858 Guggenheim BulletShares 2014 H MF 18383m431 1308 53212 SH Sole 53212 Guggenheim BulletShares 2015 C MF 18383m563 4573 218279 SH Sole 218279 Guggenheim BulletShares 2015 H MF 18383m423 1050 43231 SH Sole 43231 Guggenheim BulletShares 2016 C MF 18383m555 4481 213294 SH Sole 213294 Guggenheim BulletShares 2017 C MF 18383m548 4106 194791 SH Sole 194791 Guggenheim Intl Multi-Asset In MF 18383q804 1074 71159 SH Sole 71159 Guggenheim Multi-Asset Income MF 18383M506 19264 1030711 SH Sole 1030711 IQ Global ETF Agribusiness Sma MF 45409b834 386 17650 SH Sole 17650 iShares 2012 S&P AMT-Free Muni MF 464289412 621 12300 SH Sole 12300 iShares 2013 S&P AMT-Free Muni MF 464289388 534 10540 SH Sole 10540 iShares 2015 S&P AMT-Free Muni MF 464289339 223 4250 SH Sole 4250 iShares 2016 S&P AMT-Free Muni MF 464289313 246 4730 SH Sole 4730 iShares Asia Pacific Ex Japan MF 464286665 1180 32103 SH Sole 32103 iShares DJ Sel Dividend MF 464287168 18045 374067 SH Sole 374067 iShares DJ US Energy MF 464287796 389 11473 SH Sole 11473 iShares iBoxx$ Corp Bond MF 464287242 18737 166831 SH Sole 166831 iShares MSCI EAFE Index MF 464287465 2173 45475 SH Sole 45475 iShares MSCI Emerging Markets MF 464287234 1250 35608 SH Sole 35608 iShares Russell 1000 Growth MF 464287614 203 3864 SH Sole 3864 iShares S&P 500 Index MF 464287200 35807 314953 SH Sole 314953 iShares S&P 500 Value Index MF 464287408 514 9960 SH Sole 9960 iShares S&P Global Infrastruct MF 464288372 7470 234256 SH Sole 234256 iShares S&P Midcap 400 Index MF 464287507 28341 363394 SH Sole 363394 iShares US Pfd Stock Index MF 464288687 13554 380620 SH Sole 380620 Market Vectors Agribusiness MF 57060U605 8534 197407 SH Sole 197407 Market Vectors High Yield Muni MF 57060u878 305 10128 SH Sole 10128 MidCap SPDR Trust MF 78467y107 9681 68113 SH Sole 68113 PIMCO 15+ Year US TIPS Index MF 72201R304 289 4604 SH Sole 4604 PIMCO Global Multi-Asset Fund MF 72201p308 121 11001 SH Sole 11001 PowerShares Global Water Portf MF 73936t623 6728 430750 SH Sole 430750 Powershares QQQ MF 73935A104 700 13341 SH Sole 13341 PowerShares Water Resources MF 73935X575 1240 82476 SH Sole 82476 SPDR Gold Trust MF 78463V107 403 2550 SH Sole 2550 SPDR Nuveen Barclays Capital B MF 78464a276 721 12540 SH Sole 12540 SPDR S&P 500 ETF MF 78462F103 649 5734 SH Sole 5734 SPDR S&P Dividend MF 78464a763 3187 65645 SH Sole 65645 SPDR S&P Metals & Mining ETF MF 78464a755 1197 26710 SH Sole 26710 Tortoise Capital Resources MF 89147N304 1029 137224 SH Sole 137224 Tortoise Energy Infrastructure MF 89147L100 8931 263213 SH Sole 263213 Tortoise MLP Fund MF 89148b101 6553 290462 SH Sole 290462 Vanguard Ext Mkt ETF MF 922908652 10335 224176 SH Sole 224176 Vanguard Mid Cap Index ETF MF 922908629 1749 26863 SH Sole 26863 Vanguard REIT Index ETF MF 922908553 366 7198 SH Sole 7198 Vanguard Total Stock Market In MF 922908769 30683 531587 SH Sole 531587 WisdomTree DEFA Equity Income MF 97717W802 687 19487 SH Sole 19487 WisdomTree Emerging Mkts Equit MF 97717w315 7513 158678 SH Sole 158678 WisdomTree Equity Income MF 97717W208 17329 449522 SH Sole 449522 WisdomTree Intl Dividend ex-Fi MF 97717w786 778 20395 SH Sole 20395 WisdomTree LargeCap Dividend MF 97717w307 2143 48741 SH Sole 48741 WisdomTree MidCap Dividend MF 97717W505 8853 191991 SH Sole 191991 3M Company COM 88579Y101 382 5317 SH Sole 5317 Abbott Laboratories COM 002824100 696 13609 SH Sole 13609 Altria Group COM 02209S103 316 11768 SH Sole 11768 American Capital Agency COM 02503x105 203 7500 SH Sole 7500 American Express COM 025816109 340 7576 SH Sole 7576 Anadarko Petroleum Corp COM 032511107 349 5539 SH Sole 5539 Andean American Gold Corp COM 03349t100 4 11000 SH Sole 11000 Antisoma PLC COM g0395b135 7 211625 SH Sole 211625 Apple Inc COM 037833100 1090 2858 SH Sole 2858 AT&T Inc New COM 00206R102 672 23553 SH Sole 23553 Bank of America Corp COM 060505104 159 25964 SH Sole 25964 Berkshire Hathaway Class A COM 084670108 320 3 SH Sole 3 Berkshire Hathaway Class B COM 084670702 1271 17892 SH Sole 17892 Bristol Myers Squibb Co COM 110122108 225 7155 SH Sole 7155 Buckeye Partners UTS LP COM 118230101 252 4039 SH Sole 4039 Camden Property Trust COM 133131102 478 8659 SH Sole 8659 Caterpillar Inc COM 149123101 344 4664 SH Sole 4664 Chevron Corp COM 166764100 2838 30649 SH Sole 30649 Cisco Systems Inc COM 17275R102 541 34925 SH Sole 34925 Coca-Cola Company COM 191216100 1042 15421 SH Sole 15421 Columbia Laboratories COM 197779101 27 14000 SH Sole 14000 ConocoPhillips COM 20825C104 932 14719 SH Sole 14719 Copano Energy LLC COM 217202100 203 6800 SH Sole 6800 Covidien Plc COM g2554f113 216 4904 SH Sole 4904 Crexendo COM 226552107 41 14000 SH Sole 14000 Cullen Frost Bankers COM 229899109 275 6000 SH Sole 6000 DCP Midstream Partners, L.P. COM 23311P100 208 5200 SH Sole 5200 Dell Inc COM 24702R101 149 10565 SH Sole 10565 Dijji Corp COM 25402R101 0 76277 SH Sole 76277 Dominion Resources Inc/VA New COM 25746U109 343 6761 SH Sole 6761 Dot Hill Sys Corp COM 25848T109 91 60500 SH Sole 60500 Du Pont E. I. De Nemours & Co. COM 263534109 477 11929 SH Sole 11929 Duke Energy Corp New COM 26441C105 233 11650 SH Sole 11650 Echelon Corp COM 27874N105 101 14420 SH Sole 14420 El Paso Pipeline Partners LP COM 283702108 222 6250 SH Sole 6250 EMC Corporation COM 268648102 381 18156 SH Sole 18156 Enbridge Energy Partners, L.P. COM 29250R106 305 11100 SH Sole 11100 Encore Bancshares COM 29255V201 467 43835 SH Sole 43835 Energold Drilling Corp COM 29268a103 44 12700 SH Sole 12700 Energy Transfer Equity L.P. COM 29273V100 224 6450 SH Sole 6450 Entergy Corp New COM 29364G103 247 3730 SH Sole 3730 Enterprise Products Partners L COM 293792107 1796 44738 SH Sole 44738 Exelon Corp COM 30161N101 327 7670 SH Sole 7670 Exxon Mobil Corp COM 30231G102 36511 502692 SH Sole 502692 Flint Telecom Group COM 339670200 0 225000 SH Sole 225000 Freeport-McMoran Copper COM 35671D857 261 8570 SH Sole 8570 Frontier Communications Corp COM 35906A108 64 10536 SH Sole 10536 General Dynamics Corp COM 369550108 246 4330 SH Sole 4330 General Electric COM 369604103 1824 119855 SH Sole 119855 Genon Energy COM 37244e107 373 134279 SH Sole 134279 Google - A COM 38259P508 409 795 SH Sole 795 Halliburton Company COM 406216101 922 30209 SH Sole 30209 Hewlett Packard COM 428236103 260 11564 SH Sole 11564 Hi Tech Crime Solutions COM 42841b100 0 999999 SH Sole 999999 Home Depot COM 437076102 252 7675 SH Sole 7675 Imageware Systems Inc COM 45245S108 47 68000 SH Sole 68000 Intel Corp. COM 458140100 677 31738 SH Sole 31738 International Business Machine COM 459200101 878 5020 SH Sole 5020 Intl Bancshares Corp Laredo TX COM 459044103 245 18632 SH Sole 18632 ISCO International Inc COM 460378102 8 11521 SH Sole 11521 J P Morgan Chase & Co COM 46625H100 590 19600 SH Sole 19600 Johnson & Johnson COM 478160104 1829 28725 SH Sole 28725 Kinder Morgan Energy Partners COM 494550106 576 8426 SH Sole 8426 Kraft Foods Inc A COM 50075N104 238 7081 SH Sole 7081 Left Behind Games Inc COM 52464n109 0 13000 SH Sole 13000 Lockheed Martin Corp COM 539830109 292 4016 SH Sole 4016 Luminex Corp COM 55027E102 202 9100 SH Sole 9100 Magellan Midstream Partners LP COM 559080106 233 3850 SH Sole 3850 Markwest Energy Partners LP COM 570759100 268 5835 SH Sole 5835 McDermott International Corp. COM 580037109 117 10874 SH Sole 10874 McDonald's COM 580135101 518 5901 SH Sole 5901 MDC Partners Inc COM 552697104 231 16000 SH Sole 16000 Merck & Co Inc COM 58933y105 568 17356 SH Sole 17356 Microsoft Inc COM 594918104 792 31818 SH Sole 31818 Monsanto Co COM 61166W101 803 13376 SH Sole 13376 MoSys Inc COM 619718109 81 22000 SH Sole 22000 NEC Corp Ord COM j48818124 25 11975 SH Sole 11975 Nextera Energy Inc COM 65339f101 275 5097 SH Sole 5097 Nokia Corp Spons ADR COM 654902204 171 30185 SH Sole 30185 NuStar Energy LP COM 67058H102 205 3912 SH Sole 3912 Occidental Petroleum COM 674599105 15495 216719 SH Sole 216719 Oneok Partners, L.P. COM 68268N103 266 5700 SH Sole 5700 Oracle Systems Corp COM 68389X105 254 8838 SH Sole 8838 Park City Group Inc COM 700215304 55 13300 SH Sole 13300 Patriot Bancshares COM 703990531 39 35781 SH Sole 35781 Pengrowth Energy Corp F COM 706902301 90 10000 SH Sole 10000 Pepsico, Inc. COM 713448108 563 9100 SH Sole 9100 Pfizer Inc. COM 717081103 457 25864 SH Sole 25864 Philip Morris International COM 718172109 473 7577 SH Sole 7577 Plains All American Pipeline L COM 726503105 294 4994 SH Sole 4994 Potash Corp of Saskatchewan In COM 73755l107 209 4831 SH Sole 4831 Procter & Gamble COM 742718109 1065 16850 SH Sole 16850 Public Storage Inc COM 74460D109 928 8337 SH Sole 8337 Qualcomm Inc COM 747525103 407 8366 SH Sole 8366 Royal Dutch Shell - A ADR COM 780259206 477 7750 SH Sole 7750 Schlumberger Ltd. COM 806857108 685 11463 SH Sole 11463 Southern Company COM 842587107 398 9387 SH Sole 9387 Southwest Airlines COM 844741108 548 68200 SH Sole 68200 Stryker Corp COM 863667101 307 6520 SH Sole 6520 Sulphco Inc COM 865378103 0 88860 SH Sole 88860 Sunoco Logistics Partners LP COM 86764L108 254 2875 SH Sole 2875 Sustainable Power Corp COM 869327106 0 13000 SH Sole 13000 Sysco Corp COM 871829107 363 14021 SH Sole 14021 Tesla Motors COM 88160r101 976 40000 SH Sole 40000 Total S A Sponsored ADR COM 89151e109 210 4789 SH Sole 4789 United Technologies COM 913017109 611 8683 SH Sole 8683 Verizon Communications COM 92343V104 704 19119 SH Sole 19119 Visa Inc - A COM 92826C839 491 5732 SH Sole 5732 Wal-Mart Stores, Inc. COM 931142103 685 13191 SH Sole 13191 Walgreen Company COM 931422109 563 17116 SH Sole 17116 Weatherford International, Ltd COM h27013103 418 34265 SH Sole 34265 Weingarten Realty Invs (SBI) COM 948741103 677 31987 SH Sole 31987 Wells Fargo & Company COM 949746101 330 13683 SH Sole 13683 Western Gas Partners LP COM 958254104 240 7100 SH Sole 7100 Williams Partners LP COM 96950F104 351 6479 SH Sole 6479 Yum Brands Inc COM 988498101 207 4193 SH Sole 4193 FINAL TOTALS 430,156 FORM 13F INFORMATION TABLE ENTRY TOTAL 175