10-K405/A 1 d10k405a.txt AMENDMENT NO. 1 TO THE ANNUAL REPORT ================================================================= SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 [Mark One] [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] For the fiscal year ended December 31, 2000 OR [_]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED] For the transition period from Commission File Number to 01-19826 MOHAWK INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Delaware 52-1604305 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) P. O. Box 12069, 160 S. Industrial Blvd., Calhoun, Georgia 30701 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (706) 629-7721 Securities Registered Pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on Which Registered ------------------- ----------------------------------------- Common Stock, $.01 par value New York Stock Exchange Securities Registered Pursuant to Section 12(g) of the Act: None Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No[_] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to the Form 10-K. [X] The aggregate market value of the Common Stock of the Registrant held by non- affiliates of the Registrant (29,021,763 shares) on June 25, 2001 was $1,002,121,476. The aggregate market value was computed by reference to the closing price of the Common Stock on such date. Number of shares of Common Stock outstanding as of June 25, 2001: 52,306,943 shares of Common Stock, $.01 par value. Exhibit Index starts on sequentially numbered page 4. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Mohawk Industries, Inc. Dated: June 28, 2001 By: /s/ JEFFREY S. LORBERBAUM ------------------------------------------ Jeffrey S. Lorberbaum, President and Chief Executive Officer (principal executive officer) Dated: June 28, 2001 /s/ John D. Swift ------------------------------------------ John D. Swift, Chief Financial Officer, Vice President-Finance and Assistant Secretary (principal financial and accounting officer) 2 Item 14. Exhibits Financial Statements Schedules and Reports on 8-K ---------------------------------------------------------- (a) 3. Exhibits Exhibit 23.3 Independent Auditors' Consent ------------ Exhibit 99.1 Mohawk Carpet Corporation Retirement Savings Plan ------------ Independent Auditors' Report Statements of Net Assets Available for Plan Benefits as of December 31, 2000 and 1999 Statement of Changes in Net Assets Available for Plan Benefits for the Year ended December 31, 2000 Notes to the Financial Statements Schedule of Assets Held for Investment Purposes as of December 31, 2000 3 Exhibit Index

Exhibit Number Description ------ ------------------------------------------------------ Exhibit 23.3 Independent Auditors' Consent ------------ Exhibit 99.1 Mohawk Carpet Corporation Retirement Savings Plan ------------ Independent Auditors' Report Statements of Net Assets Available for Plan Benefits as of December 31, 2000 and 1999 Statement of Changes in Net Assets Available for Plan Benefits for the Year ended December 31, 2000 Notes to the Financial Statements Schedule of Assets Held for Investment Purposes as of December 31, 2000

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