0001061186-11-000004.txt : 20111019 0001061186-11-000004.hdr.sgml : 20111019 20111019172250 ACCESSION NUMBER: 0001061186-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111019 DATE AS OF CHANGE: 20111019 EFFECTIVENESS DATE: 20111019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WCM INVESTMENT MANAGEMENT/CA CENTRAL INDEX KEY: 0001061186 IRS NUMBER: 953046237 STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07104 FILM NUMBER: 111148651 BUSINESS ADDRESS: STREET 1: 281 BROOKS STREET CITY: LAGUNA BEACH STATE: CA ZIP: 92651 BUSINESS PHONE: 9493800200 MAIL ADDRESS: STREET 1: 281 BROOKS STREET CITY: LAGUNA BEACH STATE: CA ZIP: 92651 13F-HR 1 wcm09302011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WCM Investment Management Address: 281 Brooks Street Laguna Beach, CA 92651 Form 13F File Number: 28-7104 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tom Rydzeski Title: Vice President, Systems Manager Phone: 949 380-0200 Signature, Place, and Date of Signing: Tom Rydzeski Laguna Beach, CA 10/19/11 ------------------------------ -------------------- -------- Signature City, State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 147 Form 13F Information Table Value Total: $698,086 List of Other Included Managers: NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------- --------- -------- ---------------------- -------- ------------ -------------------------- TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- -------- 3M COMPANY COMMON 88579Y101 215 3001 SH SOLE 3001 ABB LTD-SPON ADR COMMON 000375204 7340 429742 SH SOLE 429742 ACE LTD COMMON H0023R105 10652 175783 SH SOLE 175783 ADVANCED ENERGY INDUSTRIES COMMON 007973100 4229 490518 SH SOLE 490518 ADVISORY BOARD CO COMMON 00762W107 337 5224 SH SOLE 5224 ALLETE INC. COMMON 018522300 286 7812 SH SOLE 7812 ALTRIA GROUP INC COMMON 02209S103 214 8000 SH SOLE 8000 AMAZON.COM INC COMMON 023135106 2467 11409 SH SOLE 11409 AMERCO INC COMMON 023586100 5622 90033 SH SOLE 90033 AMERICAN CAPITAL COMMON 02503Y103 3972 582408 SH SOLE 582408 AMERICAN TOWER CORP-CL A COMMON 029912201 1277 23742 SH SOLE 23742 AMERISAFE COMMON 03071H100 6481 352067 SH SOLE 352067 AON CORPORATION COMMON 037389103 471 11221 SH SOLE 11221 APPLE INC COMMON 037833100 2497 6547 SH SOLE 6547 ARCOS DORADOS HOLDINGS INC COMMON G0457F107 12417 535426 SH SOLE 535426 ARM HOLDINGS ADR COMMON 042068106 6264 245672 SH SOLE 245672 AVISTA CORP COMMON 05379B107 7954 333464 SH SOLE 333464 BAIDU, INC-SPON ADR COMMON 056752108 8598 80427 SH SOLE 80427 BERKSHIRE HATHAWAY INC CL B COMMON 084670702 399 5615 SH SOLE 5615 BLUE COAT SYSTEMS INC COMMON 09534T508 5905 425455 SH SOLE 425455 BP PRUDHOE BAY ROYALTY TRUST COMMON 055630107 259 2454 SH SOLE 2454 BRINKER INTERNATIONAL INC COMMON 109641100 9622 459929 SH SOLE 459929 BRISTOL-MYERS SQUIBB CO COMMON 110122108 330 10539 SH SOLE 10539 BUCKLE INC (THE) COMMON 118440106 259 6754 SH SOLE 6754 CABELA'S INC COMMON 126804301 8426 411248 SH SOLE 411248 CANADIAN NATL RAILWAY CO COMMON 136375102 8336 125199 SH SOLE 125199 CBL & ASSOCIATES PROPERTIES COMMON 124830100 9605 845505 SH SOLE 845505 CELESTICA COMMON 15101Q108 5329 735037 SH SOLE 735037 CELGENE CORP COMMON 151020104 1066 17226 SH SOLE 17226 CERADYNE INC COMMON 156710105 5754 213954 SH SOLE 213954 CGI GROUP INC - CL A COMMON 39945C109 7733 411112 SH SOLE 411112 CHEVRONTEXACO CORP COMMON 166764100 506 5460 SH SOLE 5460 CIE FINANCIERE RICH-UNSP ADR COMMON 204319107 5150 1162777 SH SOLE 1162777 CIGNA CORP COMMON 125509109 344 8189 SH SOLE 8189 CITRIX SYSTEMS INC COMMON 177376100 852 15624 SH SOLE 15624 CNO FINANCIAL GROUP INC COMMON 12621E103 9020 1667267 SH SOLE 1667267 COCA-COLA COMPANY COMMON 191216100 232 3430 SH SOLE 3430 COCA-COLA ENTERPRISES COMMON 19122T109 3957 159061 SH SOLE 159061 COCA-COLA FEMSA SAB-SP ADR COMMON 191241108 5605 63177 SH SOLE 63177 COGNEX CORP COMMON 192422103 8046 296885 SH SOLE 296885 COMMONWEALTH REIT COMMON 203233101 5929 312557 SH SOLE 312557 COMPANHIA DE BEBIDAS DAS AMERICA COMMON 20441W203 5402 176243 SH SOLE 176243 CORE LABORATORIES N.V. COMMON N22717107 9429 104964 SH SOLE 104964 CORPORATE EXECUTIVE BOARD CO COMMON 21988R102 7659 257012 SH SOLE 257012 COSTCO WHOLESALE CORP COMMON 22160K105 520 6327 SH SOLE 6327 COTT CORPORATION COMMON 22163N106 5841 857697 SH SOLE 857697 CVB FINANCIAL COMMON 126600105 1719 223473 SH SOLE 223473 DISNEY (WALT) COMMON 254687106 282 9346 SH SOLE 9346 DOUGLAS EMMETT COMMON 25960P109 7963 465673 SH SOLE 465673 EAST WEST BANCORP COMMON 27579R104 10511 704979 SH SOLE 704979 ECHOSTAR CORP COMMON 278768106 6491 287067 SH SOLE 287067 EXPEDIA INC COMMON 30212P105 1346 52256 SH SOLE 52256 EXXON MOBIL CORPORATION COMMON 30231G102 582 8012 SH SOLE 8012 FACTSET RESEARCH SYS COMMON 303075105 290 3253 SH SOLE 3253 FANUC CORPORATION COMMON 307305102 5475 236026 SH SOLE 236026 FEDERATED INVES COMMON 314211103 204 11602 SH SOLE 11602 FIRST IND RLTY COMMON 32054K103 7911 988856 SH SOLE 988856 FOOT LOCKER INC COMMON 344849104 12348 614622 SH SOLE 614622 FPIC INSURANCE GROUP INC COMMON 302563101 6802 162576 SH SOLE 162576 FREIGHTCAR AMERICA COMMON 357023100 4639 321928 SH SOLE 321928 GENERAL ELECTRIC COMPANY COMMON 369604103 435 28560 SH SOLE 28560 GENWORTH FINANCIAL COMMON 37247D106 5874 1023254 SH SOLE 1023254 GILEAD SCIENCES COMMON 375558103 243 6284 SH SOLE 6284 GLACIER BANCORP COMMON 37637Q105 4437 473510 SH SOLE 473510 GLOBAL INDEMNITY PLC COMMON G39319101 3974 232659 SH SOLE 232659 GREEN MOUNTAIN COFFEE COMMON 393122106 2112 22725 SH SOLE 22725 HALLIBURTON COMMON 406216101 518 16963 SH SOLE 16963 HANSEN NATURAL COMMON 411310105 544 6229 SH SOLE 6229 HELEN OF TROY LTD COMMON G4388N106 7165 285232 SH SOLE 285232 HJ HEINZ CO COMMON 423074103 326 6465 SH SOLE 6465 HOME DEPOT INC COMMON 437076102 482 14650 SH SOLE 14650 HORNBECK OFFSHORE SERVICES COMMON 440543106 8895 357050 SH SOLE 357050 IMMUNOMEDICS COMMON 452907108 2017 630491 SH SOLE 630491 INFOSYS LIMITED - SP ADR COMMON 456788108 6776 132682 SH SOLE 132682 INSIGHT ENTERPRISES COMMON 45765U103 6204 409764 SH SOLE 409764 JABIL CIRCUIT INC COMMON 466313103 11798 663192 SH SOLE 663192 JOHNSON & JOHNSON COMMON 478160104 364 5717 SH SOLE 5717 KADANT INC COMMON 48282T104 3857 217188 SH SOLE 217188 LABORATORY CORP OF AMERICA HOLDI COMMON 50540R409 248 3131 SH SOLE 3131 LACLEDE GROUP INC COMMON 505597104 6474 167063 SH SOLE 167063 LAZARD LTD-CL A COMMON G54050102 4129 195700 SH SOLE 195700 LI & FUNG LTD-UNSP ADR COMMON 501897102 13671 4031857 SH SOLE 4031857 L'OREAL - UNSPONS ADR COMMON 502117203 10060 515362 SH SOLE 515362 LORILLARD COMMON 544147101 334 3014 SH SOLE 3014 LVMH MOET HENNESSY-UNSP ADR COMMON 502441306 4715 177571 SH SOLE 177571 MCCLATCHY COMPANY (THE) COMMON 579489105 1824 1361040 SH SOLE 1361040 MEDCATH CORP COMMON 58404W109 4913 353983 SH SOLE 353983 MEDICIS PHARM COMMON 584690309 15015 411607 SH SOLE 411607 MEDNAX INC COMMON 58502B106 266 4238 SH SOLE 4238 MEN'S WEARHOUSE COMMON 587118100 4710 180607 SH SOLE 180607 MKS INSTRUMENTS INC COMMON 55306N104 8929 411272 SH SOLE 411272 MONSANTO CO COMMON 61166W101 334 5557 SH SOLE 5557 MOOG INC-CLASS A COMMON 615394202 4725 144844 SH SOLE 144844 NATIONAL OILWELL VARCO INC COMMON 637071101 1572 30686 SH SOLE 30686 NESTLE SA - SPONS ADR FOR REG COMMON 641069406 9564 173555 SH SOLE 173555 NEWPORT CORP COMMON 651824104 3978 368008 SH SOLE 368008 NIKE INC B COMMON 654106103 262 3062 SH SOLE 3062 NOVARTIS AG-ADR COMMON 66987V109 7531 135039 SH SOLE 135039 NOVATEL WIRELESS INC COMMON 66987M604 1584 524504 SH SOLE 524504 NOVO-NORDISK A/S-SPONS ADR COMMON 670100205 9523 95690 SH SOLE 95690 NOVOZYMES A/S - ADR COMMON 670108109 10436 73095 SH SOLE 73095 NVIDIA CORP COMMON 67066G104 711 56832 SH SOLE 56832 OCWEN FINANCIAL COMMON 675746309 3176 240439 SH SOLE 240439 OLIN CORP COMMON 680665205 4105 227905 SH SOLE 227905 ORIENTAL FINANCIAL GROUP COMMON 68618W100 3395 351133 SH SOLE 351133 PDL BIOPHARMA INC COMMON 69329Y104 257 46309 SH SOLE 46309 PFIZER INC COMMON 717081103 944 53400 SH SOLE 53400 POPULAR INC COMMON 733174106 3631 2420098 SH SOLE 2420098 POTASH CORP OF SASKATCHEWAN COMMON 73755L107 9972 230706 SH SOLE 230706 PRICELINE.COM COMMON 741503403 372 827 SH SOLE 827 PROASSURANCE CORP COMMON 74267C106 9415 130735 SH SOLE 130735 QUALCOMM INC COMMON 747525103 848 17444 SH SOLE 17444 RADIOSHACK CORP COMMON 750438103 1014 87271 SH SOLE 87271 REGAL-BELOIT COMMON 758750103 9736 214530 SH SOLE 214530 REGIS CORP COMMON 758932107 5093 361459 SH SOLE 361459 RTI INTERNATIONAL METALS COMMON 74973W107 10055 431172 SH SOLE 431172 RUBY TUESDAY COMMON 781182100 5314 742295 SH SOLE 742295 SAFETY INSURANCE GROUP INC COMMON 78648T100 6548 173073 SH SOLE 173073 SALESFORCE.COM INC COMMON 79466L302 724 6337 SH SOLE 6337 SGS SA - ADR COMMON 818800104 8363 546846 SH SOLE 546846 SNAP-ON INC COMMON 833034101 11075 249425 SH SOLE 249425 STEC INC COMMON 784774101 7510 739988 SH SOLE 739988 SUSQUEHANNA BANCSHARES COMMON 869099101 4539 831245 SH SOLE 831245 SYKES ENTERPRIS COMMON 871237103 5794 387593 SH SOLE 387593 SYNTEL INC COMMON 87162H103 295 6816 SH SOLE 6816 TAIWAN SEMICONDUCTOR-SP ADR COMMON 874039100 9989 873984 SH SOLE 873984 TEAM HEALTH HOLDINGS INC COMMON 87817A107 233 14173 SH SOLE 14173 TEJON RANCH COMMON 879080109 233 9743 SH SOLE 9743 TEKELEC COMMON 879101103 3005 497383 SH SOLE 497383 TERRA NITROGEN COMPANY LP COMMON 881005201 432 2993 SH SOLE 2993 TESORO CORP COMMON 881609101 5368 275691 SH SOLE 275691 TEVA PHARMACEUTICAL - SP (ADR) COMMON 881624209 7131 191591 SH SOLE 191591 THE ANDERSONS INC COMMON 034164103 7458 221785 SH SOLE 221785 THE DOLAN COMPANY COMMON 25659P402 5831 648638 SH SOLE 648638 TUESDAY MORNING COMMON 899035505 4143 1176858 SH SOLE 1176858 UMPQUA HOLDINGS CORP COMMON 904214103 5133 583956 SH SOLE 583956 UNITED RENTALS INC COMMON 911363109 4174 247864 SH SOLE 247864 USEC INC COMMON 90333E108 2190 1360229 SH SOLE 1360229 VIROPHARMA INC COMMON 928241108 10967 606945 SH SOLE 606945 WALMART DE MEXICO-SPON ADR V COMMON 93114W107 9629 417848 SH SOLE 417848 WELLCARE HEALTH PLANS INC COMMON 94946T106 14894 392168 SH SOLE 392168 WERNER ENTERPRISES COMMON 950755108 5184 248854 SH SOLE 248854 WESTERN REFINING COMMON 959319104 15439 1239084 SH SOLE 1239084 WHITE MOUNTAIN INSURANCE GP COMMON G9618E107 211 521 SH SOLE 521 WHOLE FOODS MARKET INC COMMON 966837106 268 4100 SH SOLE 4100 YUM! BRANDS INC COMMON 988498101 1681 34037 SH SOLE 34037 ZALICUS COMMON 98887C105 1418 1445920 SH SOLE 1445920