0001172661-11-000598.txt : 20111011 0001172661-11-000598.hdr.sgml : 20111010 20111011152141 ACCESSION NUMBER: 0001172661-11-000598 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 EFFECTIVENESS DATE: 20111011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Asset Management, LLC CENTRAL INDEX KEY: 0001423304 IRS NUMBER: 203856478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12666 FILM NUMBER: 111135417 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-822-7571 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 13F-HR 1 eve3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Evercore Asset Management, LLC Address: 55 East 52nd Street 36th Floor New York, NY 10055 13F File Number: 028-12666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Margot Nones Title: C.O.O. Phone: 212-822-7571 Signature, Place, and Date of Signing: /s/ Margot Nones New York, NY/USA October 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $352,441 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-14511 American Beacon Advisors, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AECOM TECHNOLOGY CORP DELAWA COM 00766T100 562 31783 SH SOLE 31783 0 0 AFFILIATED MANAGERS GROUP COM 008252108 63 808 SH DEFINED 1 808 0 0 AFFILIATED MANAGERS GROUP COM 008252108 5076 65032 SH SOLE 65032 0 0 AIR PRODS & CHEMS INC COM 009158106 221 2897 SH SOLE 2897 0 0 ALERE INC COM 01449J105 539 27420 SH SOLE 27420 0 0 ALEXANDER & BALDWIN INC COM 014482103 6092 166767 SH SOLE 108803 0 57964 AMERICAN AXLE & MFG HLDGS IN COM 024061103 5651 740646 SH SOLE 488371 0 252275 AMERICAN WOODMARK CORP COM 030506109 3606 297772 SH SOLE 190761 0 107011 ARKANSAS BEST CORP DEL COM 040790107 4054 251044 SH SOLE 160110 0 90934 ASBURY AUTOMOTIVE GROUP INC COM 043436104 64 3903 SH DEFINED 1 3903 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 4624 280429 SH SOLE 280429 0 0 ASSOCIATED BANC CORP COM 045487105 4203 451964 SH SOLE 296394 0 155570 ASSURED GUARANTY LTD COM G0585R106 7277 662108 SH SOLE 458243 0 203865 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 56 1693 SH DEFINED 1 1693 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 4078 122495 SH SOLE 122495 0 0 BANK MONTREAL QUE COM 063671101 431 7720 SH SOLE 7720 0 0 BIG LOTS INC COM 089302103 874 25101 SH SOLE 25101 0 0 BIOSCRIP INC COM 09069N108 5290 831694 SH SOLE 831694 0 0 BIOSCRIP INC COM 09069N108 78 12287 SH DEFINED 1 12287 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 192 16040 SH SOLE 16040 0 0 BLOUNT INTL INC NEW COM 095180105 4946 370233 SH SOLE 234866 0 135367 BP PLC SPONSORED ADR 055622104 370 10270 SH SOLE 10270 0 0 BRISTOW GROUP INC COM 110394103 5588 131708 SH SOLE 83308 0 48400 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 641 148493 SH SOLE 148493 0 0 BROOKDALE SR LIVING INC COM 112463104 53 4194 SH DEFINED 1 4194 0 0 BROOKDALE SR LIVING INC COM 112463104 3565 284258 SH SOLE 284258 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 577 13898 SH SOLE 13898 0 0 CARDINAL HEALTH INC COM 14149Y108 507 12110 SH SOLE 12110 0 0 CASTLE A M & CO COM 148411101 1160 105997 SH SOLE 68402 0 37595 CBIZ INC COM 124805102 66 9986 SH DEFINED 1 9986 0 0 CBIZ INC COM 124805102 4739 719056 SH SOLE 719056 0 0 CHECKPOINT SYS INC COM 162825103 32 2352 SH DEFINED 1 2352 0 0 CHECKPOINT SYS INC COM 162825103 2400 176708 SH SOLE 176708 0 0 CITY NATL CORP COM 178566105 3480 92164 SH SOLE 61827 0 30337 COMERICA INC *W EXP 11/14/201 200340115 428 90000 SH SOLE 90000 0 0 COMERICA INC COM 200340107 3608 157079 SH SOLE 105106 0 51973 COMMUNITY HEALTH SYS INC NEW COM 203668108 595 35766 SH SOLE 35766 0 0 COMPUTER SCIENCES CORP COM 205363104 309 11510 SH SOLE 11510 0 0 COMSTOCK RES INC COM NEW 205768203 51 3294 SH DEFINED 1 3294 0 0 COMSTOCK RES INC COM NEW 205768203 3693 238878 SH SOLE 238878 0 0 CONVERGYS CORP COM 212485106 65 6980 SH DEFINED 1 6980 0 0 CONVERGYS CORP COM 212485106 4729 504176 SH SOLE 504176 0 0 CON-WAY INC COM 205944101 3543 160084 SH SOLE 102086 0 57998 CSS INDS INC COM 125906107 4320 258989 SH SOLE 169026 0 89963 DEAN FOODS CO NEW COM 242370104 4232 477115 SH SOLE 314315 0 162800 DELUXE CORP COM 248019101 344 18470 SH SOLE 18470 0 0 DISCOVER FINL SVCS COM 254709108 9217 401786 SH SOLE 266673 0 135113 EAGLE BANCORP INC MD COM 268948106 4078 346463 SH SOLE 346463 0 0 EAGLE BANCORP INC MD COM 268948106 55 4660 SH DEFINED 1 4660 0 0 ELLIS PERRY INTL INC COM 288853104 44 2330 SH DEFINED 1 2330 0 0 ELLIS PERRY INTL INC COM 288853104 3191 169722 SH SOLE 169722 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 63 11944 SH DEFINED 1 11944 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 4539 864594 SH SOLE 864594 0 0 EQUIFAX INC COM 294429105 682 22172 SH SOLE 22172 0 0 EURONET WORLDWIDE INC COM 298736109 70 4450 SH DEFINED 1 4450 0 0 EURONET WORLDWIDE INC COM 298736109 5056 321215 SH SOLE 321215 0 0 F M C CORP COM NEW 302491303 624 9029 SH SOLE 9029 0 0 FEDERAL SIGNAL CORP COM 313855108 4091 925525 SH SOLE 925525 0 0 FEDERAL SIGNAL CORP COM 313855108 56 12731 SH DEFINED 1 12731 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 490 32260 SH SOLE 32260 0 0 FIFTH THIRD BANCORP COM 316773100 512 50700 SH SOLE 50700 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 59 7999 SH DEFINED 1 7999 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 4242 579449 SH SOLE 579449 0 0 FOREST OIL CORP COM PAR $0.01 346091705 457 31754 SH SOLE 31754 0 0 FSI INTL INC COM 302633102 49 26000 SH DEFINED 1 26000 0 0 FSI INTL INC COM 302633102 3595 1901980 SH SOLE 1901980 0 0 FULTON FINL CORP PA COM 360271100 4078 533014 SH SOLE 348464 0 184550 GANNETT INC COM 364730101 616 64589 SH SOLE 64589 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 52 2215 SH DEFINED 1 2215 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 3721 159360 SH SOLE 159360 0 0 GOODRICH PETE CORP COM NEW 382410405 4412 373227 SH SOLE 373227 0 0 GOODRICH PETE CORP COM NEW 382410405 61 5189 SH DEFINED 1 5189 0 0 GULF ISLAND FABRICATION INC COM 402307102 3720 179872 SH SOLE 114698 0 65174 HANESBRANDS INC COM 410345102 696 27844 SH SOLE 27844 0 0 HARTE-HANKS INC COM 416196103 4460 525896 SH SOLE 346596 0 179300 HARTFORD FINL SVCS GROUP INC COM 416515104 482 29847 SH SOLE 29847 0 0 HEALTHSPRING INC COM 42224N101 74 2019 SH DEFINED 1 2019 0 0 HEALTHSPRING INC COM 42224N101 4978 136528 SH SOLE 136528 0 0 HERCULES OFFSHORE INC COM 427093109 4112 1408388 SH SOLE 1408388 0 0 HERCULES OFFSHORE INC COM 427093109 57 19484 SH DEFINED 1 19484 0 0 HUNTINGTON BANCSHARES INC COM 446150104 337 70270 SH SOLE 70270 0 0 INGRAM MICRO INC CL A 457153104 636 39409 SH SOLE 39409 0 0 ISHARES TR RUSSELL 2000 464287655 10505 163495 SH SOLE 124095 0 39400 ISHARES TR RUSSELL MIDCAP 464287499 19 220 SH SOLE 220 0 0 ISHARES TR RUSSELL1000VAL 464287598 14 250 SH SOLE 250 0 0 ITRON INC COM 465741106 513 17386 SH SOLE 17386 0 0 JAKKS PAC INC COM 47012E106 5329 281212 SH SOLE 190865 0 90347 JARDEN CORP COM 471109108 5724 202563 SH SOLE 137777 0 64786 KEYCORP NEW COM 493267108 3980 671138 SH SOLE 457274 0 213864 KIT DIGITAL INC COM NEW 482470200 4934 587437 SH SOLE 587437 0 0 KIT DIGITAL INC COM NEW 482470200 69 8157 SH DEFINED 1 8157 0 0 KOHLS CORP COM 500255104 770 15689 SH SOLE 15689 0 0 K-SWISS INC CL A 482686102 1144 269124 SH SOLE 153700 0 115424 LA Z BOY INC COM 505336107 68 9117 SH DEFINED 1 9117 0 0 LA Z BOY INC COM 505336107 4865 656561 SH SOLE 656561 0 0 LEAR CORP COM NEW 521865204 6228 145164 SH SOLE 91464 0 53700 LIFE TECHNOLOGIES CORP COM 53217V109 648 16853 SH SOLE 16853 0 0 M/I HOMES INC COM 55305B101 3782 629330 SH SOLE 407780 0 221550 MAGNUM HUNTER RES CORP DEL COM 55973B102 3688 1114254 SH SOLE 1114254 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 51 15265 SH DEFINED 1 15265 0 0 MARINEMAX INC COM 567908108 3068 474141 SH SOLE 306697 0 167444 MBIA INC COM 55262C100 5736 788970 SH SOLE 520716 0 268254 MEDIFAST INC COM 58470H101 54 3374 SH DEFINED 1 3374 0 0 MEDIFAST INC COM 58470H101 3949 244500 SH SOLE 244500 0 0 METLIFE INC COM 59156R108 298 10640 SH SOLE 10640 0 0 MF GLOBAL HLDGS LTD COM 55277J108 54 12968 SH DEFINED 1 12968 0 0 MF GLOBAL HLDGS LTD COM 55277J108 3893 942674 SH SOLE 942674 0 0 MICRON TECHNOLOGY INC COM 595112103 570 113030 SH SOLE 113030 0 0 NABI BIOPHARMACEUTICALS COM 629519109 1833 1091009 SH SOLE 666909 0 424100 NAVIGANT CONSULTING INC COM 63935N107 3620 390457 SH SOLE 241922 0 148535 NEWFIELD EXPL CO COM 651290108 574 14472 SH SOLE 14472 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 59 1462 SH DEFINED 1 1462 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 4263 105204 SH SOLE 105204 0 0 OLD REP INTL CORP COM 680223104 4177 468268 SH SOLE 306813 0 161455 ORBITAL SCIENCES CORP COM 685564106 56 4409 SH DEFINED 1 4409 0 0 ORBITAL SCIENCES CORP COM 685564106 4118 321755 SH SOLE 321755 0 0 ORTHOFIX INTL N V COM N6748L102 4195 121560 SH SOLE 121560 0 0 ORTHOFIX INTL N V COM N6748L102 62 1807 SH DEFINED 1 1807 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 4832 181511 SH SOLE 181511 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 71 2674 SH DEFINED 1 2674 0 0 PLAINS EXPL& PRODTN CO COM 726505100 518 22804 SH SOLE 22804 0 0 PNC FINL SVCS GROUP INC COM 693475105 1938 40212 SH SOLE 24312 0 15900 POPULAR INC COM 733174106 1360 906681 SH SOLE 594331 0 312350 PORTLAND GEN ELEC CO COM NEW 736508847 1996 84262 SH SOLE 55762 0 28500 QLT INC COM 746927102 292 40000 SH SOLE 40000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 3250 975931 SH SOLE 671936 0 303995 RELIANCE STEEL & ALUMINUM CO COM 759509102 563 16543 SH SOLE 16543 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 570 26341 SH SOLE 26341 0 0 SMITHFIELD FOODS INC COM 832248108 8581 440028 SH SOLE 288266 0 151762 SNYDERS-LANCE INC COM 833551104 5315 254930 SH SOLE 254930 0 0 SNYDERS-LANCE INC COM 833551104 74 3531 SH DEFINED 1 3531 0 0 SOLUTIA INC COM NEW 834376501 55 4248 SH DEFINED 1 4248 0 0 SOLUTIA INC COM NEW 834376501 3939 306532 SH SOLE 306532 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 570 35736 SH SOLE 35736 0 0 STANDARD PAC CORP NEW COM 85375C101 4424 1791010 SH SOLE 1183493 0 607517 STERLING BANCORP COM 859158107 290 40000 SH SOLE 40000 0 0 STERLING FINL CORP WASH COM NEW 859319303 4366 352626 SH SOLE 352626 0 0 STERLING FINL CORP WASH COM NEW 859319303 61 4902 SH DEFINED 1 4902 0 0 STEWART INFORMATION SVCS COR COM 860372101 3793 429029 SH SOLE 276844 0 152185 SUNTRUST BKS INC COM 867914103 1212 67512 SH SOLE 65452 0 2060 SUSQUEHANNA BANCSHARES INC P COM 869099101 3720 680146 SH SOLE 470537 0 209609 SWIFT TRANSN CO CL A 87074U101 51 7902 SH DEFINED 1 7902 0 0 SWIFT TRANSN CO CL A 87074U101 3677 571038 SH SOLE 571038 0 0 SYNOVUS FINL CORP COM 87161C105 49 45762 SH DEFINED 1 45762 0 0 SYNOVUS FINL CORP COM 87161C105 3536 3305115 SH SOLE 3305115 0 0 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 110 10000 SH SOLE 10000 0 0 TELEFLEX INC COM 879369106 730 13585 SH SOLE 13585 0 0 TIDEWATER INC COM 886423102 613 14576 SH SOLE 14576 0 0 VIAD CORP COM NEW 92552R406 2645 155791 SH SOLE 95684 0 60107 WABASH NATL CORP COM 929566107 3443 721749 SH SOLE 721749 0 0 WABASH NATL CORP COM 929566107 47 9955 SH DEFINED 1 9955 0 0 WASHINGTON FED INC COM 938824109 4349 341341 SH SOLE 226701 0 114640 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 500 40934 SH SOLE 40934 0 0 WHIRLPOOL CORP COM 963320106 315 6310 SH SOLE 6310 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 632 18375 SH SOLE 18375 0 0 XILINX INC COM 983919101 680 24791 SH SOLE 24791 0 0 XL GROUP PLC SHS G98290102 5130 272892 SH SOLE 182367 0 90525 ZIONS BANCORPORATION COM 989701107 500 35540 SH SOLE 35540 0 0