0001363561-11-000009.txt : 20111011 0001363561-11-000009.hdr.sgml : 20111010 20111011114156 ACCESSION NUMBER: 0001363561-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 EFFECTIVENESS DATE: 20111011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 111134493 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2011q3.txt TYPE: 13F-CR PERIOD 09/30/2011 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Sonja Larimore PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE ------------------------------------------------------------------------------------------------------------------------------------ 3m Company Common 88579Y101 12.204 170SH Sole None 170 3SBio, Inc Common 88575Y105 5.965 500SH Sole None 500 99 Cents Only Stores Common 65440K106 1.842 100SH Sole None 100 ABB, Ltd. Common 000375204 8.540 500SH Sole None 500 Abbott Labs Common 002824100 52.045 1018SH Sole None 1018 Accenture Ltd Common G1151C101 4782.315 90765SH Sole None 90765 Advantage Oil & Gas Ltd Common 00765F101 9.724 2600SH Sole None 2600 AECOM Technology Corp Common 00766T100 2.704 153SH Sole None 153 Aegon N V 6.375% Pfd Pref. 007924301 169.352 8725SH Sole None 8725 Aeropostale, Inc Common 007865108 7.459 690SH Sole None 690 Agco Corp Common AGCO 1204.073 34830SH Sole None 34830 AGCO Corp Common AGCO 817.422 23644SH Sole None 23644 Agrium Inc Common 008916108 2086.404 31296SH Sole None 31296 Akamai Technologies Common 00971T101 1.690 85SH Sole None 85 Akzo Nobel N.V. ADR Common 010199305 5.365 120SH Sole None 120 Alabama Power 5.83% Pfd Pref. 010392611 15.810 600SH Sole None 600 Alaska Air Group Inc Common 011659109 11.258 200SH Sole None 200 Alexander & Baldwin Inc Common 014482103 36.530 1000SH Sole None 1000 Alexion Pharmaceauticals Inc. Common 015351109 2.562 40SH Sole None 40 Allegheny Technologies Inc Common 01741R102 4.254 115SH Sole None 115 Allscripts Healthcare Solutions Inc. Common 01988P108 9.010 500SH Sole None 500 ALPS Alerian MLP Common AMLP 8.105 532SH Sole None 532 Altria Group Inc Common 02209S103 30.978 1155SH Sole None 1155 Amazon.com Inc Common 023135106 98.385 455SH Sole None 455 AMC Networks Inc Common 00164V103 1.182 37SH Sole None 37 America Movil S A Common 02364W105 3306.193 149737SH Sole None 149737 American Electric Power Co Common 025537101 19.010 500SH Sole None 500 American Express Corp Common 025816109 5.388 120SH Sole None 120 American Greetings Corp-Cl A Common 026375105 27.750 1500SH Sole None 1500 American Science & Engineering Common 029429107 61.050 1000SH Sole None 1000 American Tower Corp Common 029912201 .000 SH Sole None Ameriprise Financial Common 03076C106 2.834 72SH Sole None 72 Amerisourcebergen Corp Common 03073E105 3.913 105SH Sole None 105 Amgen Inc Common 031162100 27.480 500SH Sole None 500 Amphenol Corporation Common 032095101 2312.857 55328SH Sole None 55328 Amylin Pharmaceuticals Inc Common 032346108 18.460 2000SH Sole None 2000 Anadarko Petroleum Corp Common 032511107 42.019 666SH Sole None 666 Annaly Capital Management Pfd 7.875% Common 035710508 5.230 200SH Sole None 200 Annaly Mortgage Management Inc Common 035710409 40.143 2414SH Sole None 2414 Aon Saturns 6.875% Pfd Pref. 03738Q204 15.060 600SH Sole None 600 Apache Corp Common 037411105 63.550 792SH Sole None 792 Apple Computer Inc Common 037833100 8627.991 22631SH Sole None 22631 Arch Coal Inc Common 039380100 5.832 400SH Sole None 400 Archer-Daniels-Midland Co Common 039483102 2.481 100SH Sole None 100 Ashland Inc Common 044204105 26.484 600SH Sole None 600 Aston Hill Adv Vip Income Fund Common 045068103 5.851 683SH Sole None 683 AT&T Inc Common 00206R102 345.919 12129SH Sole None 12129 Aurico Gold Inc Common 05155C105 1.730 184SH Sole None 184 AutoZone Inc Common 053332102 10.852 34SH Sole None 34 Avon Prods Inc Common 054303102 7.056 360SH Sole None 360 Babcock + Wilcox Co Common 05615F102 9.957 500SH Sole None 500 BAC Capital Trust 7% Pfd Pref. 055187207 10.400 500SH Sole None 500 Bac Capital Trust II Pfd 7% Common 055188205 6.201 300SH Sole None 300 Bank America Corp Common 060505104 79.366 12960SH Sole None 12960 Bank of America Pfd Pref. 060505DR2 13.969 1042SH Sole None 1042 Bank of America Pfd Pref. 060505DR2 2.295 3SH Sole None 3 Barclays Bank 7.10% ADR Common BCS+A 29.596 1400SH Sole None 1400 Barclays Banks Pfd 7.1% Common 06739H776 42.280 2000SH Sole None 2000 Barrick Gold Corp Common 067901108 37.973 814SH Sole None 814 BASF AG Common 055262505 3486.365 57258SH Sole None 57258 Becton Dickinson & Co Common 075887109 7.332 100SH Sole None 100 Bed Bath & Beyond Inc Common 075896100 38.684 675SH Sole None 675 Berkshire Hathaway Cl B Common 084670702 4895.172 68901SH Sole None 68901 Best Buy Inc Common 086516101 60.580 2600SH Sole None 2600 BHP Billiton Ltd Common 088606108 3852.746 57981SH Sole None 57981 Big Lots Inc Common 089302103 10.449 300SH Sole None 300 Biogen Idec Inc Common 09062X103 100.136 1075SH Sole None 1075 Blackrock Ca Muni Income Trust Common 09248E102 63.821 4533SH Sole None 4533 Blackrock Core Bond Common 09249E101 12.970 1000SH Sole None 1000 BlackRock Income Opportunity Tr Common BNA 9.810 1000SH Sole None 1000 BlackRock Muni Inc Investment Trust Common 09248H105 6.935 500SH Sole None 500 BlackRock Municipal Income Tr II Common 09249N101 14.650 1000SH Sole None 1000 BlackRock MuniHoldings CA Insd Common 09254L107 38.259 2700SH Sole None 2700 Blackrock Munivest Fund II Common 09253T101 2.673 178SH Sole None 178 Blackrock Preferred Opportunity Trust Common 09249V103 35.321 3575SH Sole None 3575 Boeing Co Common 097023105 58.840 972SH Sole None 972 BP Prudhoe Bay Royalty Trust Common 055630107 5.268 50SH Sole None 50 Bristol-Myers Squibb Co Common 110122108 19.287 601SH Sole None 601 Broadcom Corp Cl A Common 111320107 .000 SH Sole None Brookfield Asset Management Common 112585104 8.801 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 8.700 100SH Sole None 100 Buckeye Partners LP Common 118230101 85.400 1366SH Sole None 1366 C R Bard Inc Common 067383109 13.131 150SH Sole None 150 Cablevision Systems Corporation Common 12686C109 2.360 150SH Sole None 150 Calamos Convertible Opportunities Fund Common 128117108 1.873 165SH Sole None 165 Calavo Growers Inc Common CVGW 30.847 1503SH Sole None 1503 Callaway Golf Co Common 131193104 28.443 5502SH Sole None 5502 Campbell Soup Company Common 134429109 6.474 200SH Sole None 200 Canadian National Railway Company Common 136375102 34.895 524SH Sole None 524 Capstone Mining Corp Common 14068G104 1.428 620SH Sole None 620 CareFusion Corp Common 14170T101 2.395 100SH Sole None 100 Caterpillar Inc Common 149123101 124.125 1681SH Sole None 1681 CBS Corporation Cl B Common 124857202 6.807 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 34.328 1400SH Sole None 1400 CBTCS Boeing 6.05% Common 21988G262 58.995 2300SH Sole None 2300 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 13.338 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 49.820 2000SH Sole None 2000 Cenovus Energy Inc Common 15135U109 61.113 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 32.060 1634SH Sole None 1634 Central Fund Of Canada Common 153501101 6.207 300SH Sole None 300 CenturyLink Inc Common 156686107 86.725 2619SH Sole None 2619 Cerner Corp Common 156782104 3333.704 48655SH Sole None 48655 Chart Industries Inc Common 16115Q308 8.436 200SH Sole None 200 Chemical & Mining Co of Chile Inc Common 833635105 9.562 200SH Sole None 200 Chesapeake Energy Corp Common 165167107 16.399 642SH Sole None 642 ChevronTexaco Corp Common 166764100 723.100 7810SH Sole None 7810 Chicos Fas Inc Common 168615102 1.143 100SH Sole None 100 Chimera Investment Corp Common 16934Q109 9.141 3300SH Sole None 3300 China Mobile Hong Kong Ltd Common 16941M109 35.802 735SH Sole None 735 Chipotle Mexican Grill A Common 169656105 8.483 28SH Sole None 28 CHS Inc 8% Pfd Pref. 12542R209 11.352 400SH Sole None 400 Chubb Corporation Common 171232101 1.200 20SH Sole None 20 Cimarex Energy Co Common 171798101 5.904 106SH Sole None 106 Cisco Systems Inc Common 17275R102 19.298 1239SH Sole None 1239 Citigroup Cap VII Pfd 7.125% Common 17306N203 6.000 250SH Sole None 250 Citigroup Capital VIII Pfd 6.95% Common 17306R204 11.760 500SH Sole None 500 Citigroup Inc Common 172967424 45.133 1760SH Sole None 1760 Citigroup Inc Pfd 7.5% Common 172967416 .000 SH Sole None Claymore/BNY BRIC Common 18383M100 .000 SH Sole None Cliffs Natural Resources Inc Common 18683K101 2.559 50SH Sole None 50 Clorox Co Common 189054109 13.266 200SH Sole None 200 Coca Cola Co Common 191216100 311.567 4612SH Sole None 4612 Coca-Cola Bottling Co Consolidated Common 191098102 4.991 90SH Sole None 90 Cohen & Steers Utility Fund Common 19248A109 20.337 1306SH Sole None 1306 Colgate Palmolive Co Common 194162103 35.472 400SH Sole None 400 Comcast Corp 7% Pfd Pref. 20030N309 10.444 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 38.911 1860SH Sole None 1860 ConocoPhillips Common 20825C104 30.774 486SH Sole None 486 Consolidated Edison Inc Common 209115104 42.344 743SH Sole None 743 Cooper Industries Ltd Common G24140108 6.918 150SH Sole None 150 Corning Inc. Common 219350105 3.708 300SH Sole None 300 Corp High Yield Fund VI Inc Common 09255P107 525.027 49671SH Sole None 49671 Costco Wholesale Corp Common 22160K105 5039.019 61360SH Sole None 61360 Covidien Plc Common G2554F113 5.042 114SH Sole None 114 Crocs Inc. Common 227046109 18.589 785SH Sole None 785 Csx Corp Common 126408103 28.229 1512SH Sole None 1512 Curtiss-Wright Corp Common 231561101 1.730 60SH Sole None 60 Cypress Semiconductor Corp Common 232806109 15.032 1004SH Sole None 1004 D R Horton Inc Common 23331A109 1.808 200SH Sole None 200 Danaher Corp Common 235851102 3862.344 92090SH Sole None 92090 DaVita Inc Common 23918K108 31.335 500SH Sole None 500 db-X 2040 Target Date Fund Common 233052406 2.037 111SH Sole None 111 Deere & Co Common 244199105 55.118 854SH Sole None 854 Delaware CO Muni Income Fund Common 246101109 13.450 1000SH Sole None 1000 Devon Energy Corporation Common 25179M103 17.303 312SH Sole None 312 Diageo PLC ADR Common 25243Q205 4922.752 64830SH Sole None 64830 DirecTV Group Inc Common 25490A101 8.877 210SH Sole None 210 Direxion Shares 3x Bear Etf Common 25459W144 5.278 80SH Sole None 80 Dish Network Corp Common 25470M109 150.300 6000SH Sole None 6000 Dolby Laboratories Inc Common 25659T107 .000 SH Sole None Dominion Resources Inc Common 25746U109 120.833 2380SH Sole None 2380 Dow Chem Co Common 260543103 .000 SH Sole None DryShips Inc Common Y2109Q101 1.331 637SH Sole None 637 Duke Energy Corporation Common 26441C105 39.440 1973SH Sole None 1973 DWS Municipal Income Trust Common 23338M106 15.938 1250SH Sole None 1250 E I Du Pont De Nemours & Co Common 263534109 45.966 1150SH Sole None 1150 Eaton Corporation Common 278058102 7.100 200SH Sole None 200 Eaton Vance CA Muni Bond Common 27828A100 26.381 2150SH Sole None 2150 Eaton Vance Tax Mgd Global Common 27829C105 30.744 3150SH Sole None 3150 Eaton Vance Tax-Managed Global Common 27829F108 10.400 1300SH Sole None 1300 eBay Inc Common 278642103 4.424 150SH Sole None 150 Echostar Corp Com Common 278768106 36.176 1600SH Sole None 1600 Edison International Common 281020107 255.625 6683SH Sole None 6683 Edwards Lifesciences Corp Common 28176E108 10.692 150SH Sole None 150 Eldorado Gold Corp Common 284902103 15.197 887SH Sole None 887 Elements Rogers Intl Commodity Common 870297801 25.421 3150SH Sole None 3150 Eli Lilly & Co Common 532457108 5.546 150SH Sole None 150 Emc Corp Common 268648102 38.181 1819SH Sole None 1819 Emerson Elec Co Common 291011104 2.135 52SH Sole None 52 Enbridge Energy Partners LP Common 29250R106 16.506 601SH Sole None 601 Encana Corp Common 292505104 38.228 1990SH Sole None 1990 Energen Corp Common 29265N108 4.089 100SH Sole None 100 Energizer Holding Inc Common 29266R108 6.644 100SH Sole None 100 Energy Transfer Partners LP Common 29273R109 16.281 397SH Sole None 397 Enerplus Resources Fund Common 292766102 18.405 750SH Sole None 750 Ensco Intl Inc Common 29358Q109 2061.233 50980SH Sole None 50980 Enterprise Products Part Common 293792107 63.418 1580SH Sole None 1580 Entropic Communications Common ENTR 23.128 5600SH Sole None 5600 Epsilon Energy Ltd Common EPSEF 4.308 1825SH Sole None 1825 ETFS Physical Silver Shares Common 26922X107 5.904 200SH Sole None 200 Exelon Corp Common 30161N101 230.776 5416SH Sole None 5416 Expedia Inc Common 30212P105 2911.313 113048SH Sole None 113048 Express Scripts Inc Common 302182100 3058.719 82505SH Sole None 82505 Exxon Mobil Corp Common 30231G102 5312.100 73137SH Sole None 73137 Fastenal Company Common 311900104 3069.178 92219SH Sole None 92219 Fedex Corp Common 31428X106 4.061 60SH Sole None 60 FirstEnergy Corp Common 337932107 41.542 925SH Sole None 925 Flowserve Corporation Common 34354P105 1908.038 25781SH Sole None 25781 Fluor Corp Common 343861100 2.793 60SH Sole None 60 Ford Motor Pfd 7.5% Common 345370852 23.519 900SH Sole None 900 Ford Mtr Co Common 345370860 58.763 6077SH Sole None 6077 Fountain Healthy Aging, Inc Common 35069H106 1.260 700000SH Sole None 700000 Freeport McMoran Copper & Gold Common 35671D105 46.687 1533SH Sole None 1533 Fresh Del Monte Produce Inc Common G36738105 2.320 100SH Sole None 100 Fushi Copperweld Inc Common 36113E107 .000 SH Sole None Gardner Denver, Inc Common 365558105 2394.139 37668SH Sole None 37668 General Dynamics Common 369550108 17.202 302SH Sole None 302 General Elec Co Common 369604103 385.335 25318SH Sole None 25318 General Electric 6.45% 6/15/46 Common GER 76.650 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 48.032 1900SH Sole None 1900 General Mills Inc Common 370334104 30.792 800SH Sole None 800 General Motors Company Warrant A Common 37045V118 1.432 123SH Sole None 123 General Motors Corp Common 37045V100 2.765 137SH Sole None 137 Genon Energy Inc Common 37244E107 2.794 1005SH Sole None 1005 Genuine Parts Company Common 372460105 10.160 200SH Sole None 200 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 16.874 676SH Sole None 676 Gladstone Investment Corp Common 376546107 27.200 4000SH Sole None 4000 Goldman Sachs 6.20% Pfd Pref. 38144X500 283.112 11752SH Sole None 11752 Goldman Sachs Group Inc Common 38141G104 9.593 101SH Sole None 101 Goodrich Corporation Common 382388106 3847.043 31878SH Sole None 31878 Google Inc Common 38259P508 4314.382 8377SH Sole None 8377 Government Properties Income Common 38376A103 4.302 200SH Sole None 200 Gran Tierra Energy Inc Common 38500T101 6.678 1400SH Sole None 1400 Halliburton Co Common 406216101 277.427 9090SH Sole None 9090 Hawaiian Electric Industries Inc Common 419870100 58.272 2400SH Sole None 2400 Healthcare Realty Trust Common 421946104 9.602 570SH Sole None 570 Heinz H J Company Common 423074103 37.658 747SH Sole None 747 Henry Schein Inc Common 806407102 6.201 100SH Sole None 100 Hershey Foods Corporation Common 427866108 25.394 429SH Sole None 429 Hess Corporation Common 42809H107 34.151 651SH Sole None 651 Hewlett-Packard Co Common 428236103 6.498 272SH Sole None 272 Hillman Group Capital 11.60% Common 43162L206 9.863 341SH Sole None 341 Hittite Microwave Corp Common 43365Y104 2151.452 44175SH Sole None 44175 Home Depot Inc Common 437076102 9.565 291SH Sole None 291 Hospitality Porperty Trust 7% PFD Common 44106M508 24.510 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 53.922 2200SH Sole None 2200 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 136.697 6575SH Sole None 6575 Human Genome Sciences, Inc Common 444903108 2.221 175SH Sole None 175 Iberdrola S A Common 450737101 5.338 200SH Sole None 200 ICON Plc Common 45103T107 32.160 2000SH Sole None 2000 ImmunoGen Inc Common 45253H101 5.480 500SH Sole None 500 Impax Laboratories Common IPXL 8.955 500SH Sole None 500 Industrial Sector SPDR Common 81369Y704 32.580 1115SH Sole None 1115 Ing Groep NV Pfd 6.375% Common 456837608 12.437 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 42.496 8300SH Sole None 8300 Intel Corp Common 458140100 4325.834 202746SH Sole None 202746 International Business Machine Common 459200101 5345.501 30567SH Sole None 30567 Interpublic Group Common 460690100 8.402 1167SH Sole None 1167 Intuitive Surgical Inc Common 46120E602 12.750 35SH Sole None 35 Invesco Van Kampen Muni Trust Common 920919107 13.540 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 13.458 250SH Sole None 250 iShares S&P Europe 350 Common 464287861 5.418 170SH Sole None 170 iShares Barclays 1-3 Year Treasury Bon Common 464287457 12.666 150SH Sole None 150 iShares Barclays 20+ Yr Treas Bond Common 464287432 6.621 56SH Sole None 56 iShares Barclays 3-7 Yr Treasury Bond Common 464288661 3.017 25SH Sole None 25 iShares Barclays Agency Common AGZ 3.143 28SH Sole None 28 iShares Barclays Aggregate Bond Common 464287226 337.949 3093SH Sole None 3093 iShares Barclays Int Credit Bond Common 464288638 273.841 2580SH Sole None 2580 iShares Barclays Interm Govt/Credit Bd Common 464288612 5.513 50SH Sole None 50 iShares Barclays MBS Bond Common 464288588 21.820 203SH Sole None 203 iShares Barclays Short Treasury Bond Common 464288679 7.165 65SH Sole None 65 iShares Barclays TIPS Bond Fund Common 464287176 1768.231 15396SH Sole None 15396 iShares China 25 Index Fund Common 464287184 28.294 918SH Sole None 918 iShares Cohen & Steers Rlty Common 464287564 52.033 848SH Sole None 848 iShares COMEX Gold Trust Common 464285105 30.710 1940SH Sole None 1940 iShares DJ Dividend Index Fund Common 464287168 3.136 65SH Sole None 65 iShares DJ US Consumer Goods Common 464287812 9.437 150SH Sole None 150 iShares DJ US Financial Sector Common 464287788 2.648 60SH Sole None 60 iShares Dow Jones Ind Common 464287754 16.152 294SH Sole None 294 iShares Dow Jones Total Market Common 464287846 36.764 650SH Sole None 650 iShares Dow Jones US Technology Common IYW 2.957 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 2.780 34SH Sole None 34 iShares FTSE China Common 464288190 49.923 1350SH Sole None 1350 iShares FTSE NAREIT Mtg Plus Cap Common REM 12.440 1000SH Sole None 1000 iShares Goldman Sachs Tech Index Fund Common 464287549 8.136 147SH Sole None 147 iShares GS Natural Resources Common 464287374 2.510 75SH Sole None 75 iShares High Yield Bond Common 464288513 48.611 583SH Sole None 583 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 2.554 23SH Sole None 23 iShares Inc South Korea Index Common 464286772 .000 SH Sole None iShares MSCI Bric Index Common 464286657 6.774 200SH Sole None 200 iShares MSCI EAFE Index Fund Common 464287465 157.005 3286SH Sole None 3286 iShares MSCI Emerging Markets Index Common 464287234 4240.964 120833SH Sole None 120833 iShares MSCI Japan Common 464286848 1.665 176SH Sole None 176 iShares MSCI Pacific Common 464286665 6.619 180SH Sole None 180 iShares MSCI Singapore Common 464286673 50.325 4575SH Sole None 4575 iShares Mstar Mid Core Index Common 464288208 5.625 75SH Sole None 75 iShares Mstar Small Growth Common 464288604 14.659 200SH Sole None 200 iShares Russell 1000 Growth Common 464287614 427.803 8136SH Sole None 8136 iShares Russell 1000 Index Fund Common 464287622 6.004 96SH Sole None 96 iShares Russell 1000 Value Common 464287598 406.126 7177SH Sole None 7177 iShares Russell 2000 Growth Common 464287648 2361.186 32135SH Sole None 32135 iShares Russell 2000 Value Index Common 464287630 2254.346 39526SH Sole None 39526 iShares Russell 3000 Value Common 464287663 43.808 592SH Sole None 592 iShares Russell Mid Cap Index Common 464287499 92.509 1048SH Sole None 1048 iShares Russell Midcap Growth Index Common 464287481 3.244 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 2.712 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 6.289 70SH Sole None 70 iShares S&P CA AMT-Free Muni Common 464288356 16.125 150SH Sole None 150 iShares S&P Global Tech Index Fund Common 464287291 5.465 100SH Sole None 100 iShares S&P Mid Cap 400 Common 464287507 12.790 164SH Sole None 164 iShares S&P Midcap 400/Barra Value Common 464287705 5.281 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 93.499 1580SH Sole None 1580 iShares S&P SmallCap 600 Index Common 464287804 2.107 36SH Sole None 36 iShares S&P/Citi Intl Treasury Bd Common 464288117 10.873 105SH Sole None 105 iShares Silver Trust Common 46428Q109 49.147 1700SH Sole None 1700 iShares Trust 7-10 Yr Treasury Bond Common 464287440 12.637 122SH Sole None 122 iShares Trust Russell 2000 Index Common 464287655 96.772 1505SH Sole None 1505 iShares USD Emg Mrkt Bond Common 464288281 25.214 240SH Sole None 240 ITT Industries Inc Common 450911102 2051.817 48848SH Sole None 48848 J P Morgan Chase & Co Common 46625H100 3214.161 106698SH Sole None 106698 JB Hunt Transport Svcs Inc. Common 445658107 .000 SH Sole None Johnson & Johnson Common 478160104 4386.914 68881SH Sole None 68881 Joy Global, Inc Common 481165108 6.238 100SH Sole None 100 JP Morgan Chase Capital XII Common 46626X203 5.028 200SH Sole None 200 JP Morgan Chase Pfd 6.875% Common 48123W209 10.116 400SH Sole None 400 Kaiser Aluminum Corp Common 483007704 29.446 665SH Sole None 665 Kansas City Southern Common 485170302 54.956 1100SH Sole None 1100 KeyCorp Common 493267108 12.453 2100SH Sole None 2100 Kilroy Realty Corp 7.8% Pfd Pref. 49427F405 5.018 200SH Sole None 200 Kimberly Clark Corp Common 494368103 49.707 700SH Sole None 700 Kinder Morgan Energy Partners LP Common 494550106 79.737 1166SH Sole None 1166 Kinder Morgan Inc Common 49456B101 27.397 1058SH Sole None 1058 Kinder Morgan Management LLC Common 49455U100 17.196 293SH Sole None 293 Koninklijke Philips ADR Common 500472303 .000 SH Sole None Kraft Foods Inc Common 50075N104 17.712 532SH Sole None 532 Las Vegas Sands Corp Common 517834107 5.866 153SH Sole None 153 Legend Oil & Gas Ltd Common 52490C101 2.150 1000SH Sole None 1000 Liberty Media Capital Class A Common 530322106 3.306 50SH Sole None 50 Life Technologies Corp Common 53217V109 2.498 65SH Sole None 65 Limited Brands Inc Common 532716107 4.044 105SH Sole None 105 Lincare Holdings Inc Common 532791100 10.125 450SH Sole None 450 Lincoln National Corporation Common 534187109 50.250 3215SH Sole None 3215 Linn Energy LLC Common 536020100 3.530 99SH Sole None 99 Location Based Technologies Common 539573105 1.810 2000SH Sole None 2000 Lockheed Martin Corp Common 539830109 14.528 200SH Sole None 200 Loews Corp Common 540424108 42.307 1225SH Sole None 1225 Lululemon Athlettca Inc Common 550021109 14.510 298SH Sole None 298 LVMH Moet Hennessy Louis Vuitton Common LVMUY .000 SH Sole None LyondellBasell Industries Common N53745100 8.551 350SH Sole None 350 Magellan Midstream Partners LP Common 559080106 38.173 632SH Sole None 632 Martha Stewart Living Omnimedia Common 573083102 .000 SH Sole None Mastercard Inc Common 57636Q104 5488.353 17305SH Sole None 17305 Materials Select Sector SPDR Common 81369Y100 25.686 875SH Sole None 875 Materion Corporation Common 576690101 6.804 300SH Sole None 300 McDermott International Inc Common 580037109 1496.452 138976SH Sole None 138976 McDonalds Corp Common 580135101 4948.797 56354SH Sole None 56354 Medco Health Solutions Inc Common 58405U102 18.428 393SH Sole None 393 Merck & Co Inc Common 58933Y105 3.276 104SH Sole None 104 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 20.190 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 4.400 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 56.544 2200SH Sole None 2200 MFS Charter Income Trust Common 552727109 4.265 500SH Sole None 500 MGM Mirage Common 552953101 9.290 1000SH Sole None 1000 Micron Technology Inc Common 595112103 5.040 1000SH Sole None 1000 Microsoft Corp Common 594918104 239.211 9599SH Sole None 9599 MidCap SPDRs Common 78467Y107 62.111 437SH Sole None 437 MNBA Cap Tr 8.10% Common 55270B201 10.474 444SH Sole None 444 Molson Coors Brewing Co Cl B Common 60871R209 6.228 157SH Sole None 157 Monsanto Company Common 61166W101 24.016 400SH Sole None 400 Morgan Stanley 6.25% Pfd Pref. 617460209 98.015 4735SH Sole None 4735 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 8.703 900SH Sole None 900 Mosaic Co Common 61945C103 4.897 100SH Sole None 100 Motorola Mobility Holdings Common 620097105 25.926 686SH Sole None 686 National Fuel Gas Company Common 636180101 9.736 200SH Sole None 200 Nestle Common 012777647 11.032 200SH Sole None 200 Netapp Inc Common 64110D104 6.786 200SH Sole None 200 Netflix Inc Common 64110L106 22.654 200SH Sole None 200 Newcastle Invt 9.75% Pfd Pref. NCT+B 45.371 1905SH Sole None 1905 Newmont Mining Corp Common 651639106 12.590 200SH Sole None 200 Nexen Inc 7.35% Common 65334H508 10.128 400SH Sole None 400 NextEra Energy, Inc. Common 65339F101 4434.873 82098SH Sole None 82098 Nike Inc Cl B Common 654106103 4616.451 53982SH Sole None 53982 Norfolk Southern Corp Common 655844108 30.743 504SH Sole None 504 NorthStar Realty Finance Corp Common 66704R100 36.300 11000SH Sole None 11000 Novartis ADR Common 66987V109 4741.588 85019SH Sole None 85019 Nuveen CA Performance Plus Common 67062Q106 12.537 900SH Sole None 900 Nuveen Mortgage Opportunity Common 67074R100 4.009 197SH Sole None 197 Nuveen Quality Income Muni Fd Common 670977107 4.197 300SH Sole None 300 Nuveen Senior Income Fund Common 67067Y104 39.658 5893SH Sole None 5893 Nvidia Corp Common 67066G104 .000 SH Sole None Occidental Pete Corp Common 674599105 132.275 1850SH Sole None 1850 OmniVision Technologies Inc Common 682128103 4.563 325SH Sole None 325 Oracle Systems Corp Common 68389X105 3925.988 136592SH Sole None 136592 O'Reilly Automotive Inc Common 67103H107 4.664 70SH Sole None 70 Pall Corporation Common 696429307 3.180 75SH Sole None 75 Pan American Silver Corp Common 697900108 2.677 100SH Sole None 100 Panera Bread Co Common 69840W108 7.068 68SH Sole None 68 Patterson-UTI Energy Inc Common 703481101 6.936 400SH Sole None 400 Peabody Energy Corporation Common 704549104 27.104 800SH Sole None 800 Pegasi Energy Resources Corp Common 70557V101 1.440 3000SH Sole None 3000 Penn West Petroleum Ltd Common 707887105 1.537 104SH Sole None 104 Pepco Holdings Inc Common 713291102 58.936 3115SH Sole None 3115 Pepsico Inc Common 713448108 4436.858 71681SH Sole None 71681 PetroChina Co ADR Common 71646E100 12.049 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 71.840 3200SH Sole None 3200 Pfizer Inc Common 717081103 400.939 22678SH Sole None 22678 Pharmaceutical Product Development Inc Common 717124101 12.060 470SH Sole None 470 Philip Morris Intl Common 718172109 229.052 3672SH Sole None 3672 PIMCO 1-5 Year US Tips Index Common STPZ 4.931 93SH Sole None 93 PIMCO Corporate Opportunity Common 72201B101 346.492 20949SH Sole None 20949 Pimco Income Opp Fund Common PKO 7.383 300SH Sole None 300 PIMCO Income Strategy Fund Common PFL 10.157 1013SH Sole None 1013 Pimco Muni Inc III Common 72201A103 50.251 4674SH Sole None 4674 Pioneer Drilling Company Common 723655106 7.180 1000SH Sole None 1000 Pioneer Natural Resources Co Common 723787107 10.523 160SH Sole None 160 Pitney Bowes Inc Common 724479100 9.997 532SH Sole None 532 PolyMet Mining Corp Common 731916102 9.920 8000SH Sole None 8000 POSCO Common 693483109 7.601 100SH Sole None 100 PowerShares Clean Energy Fund Common 73935X500 1.036 190SH Sole None 190 PowerShares Cleantech Common 73935X278 4.790 230SH Sole None 230 PowerShares DB Agriculture Common 73936B408 8.900 300SH Sole None 300 PowerShares Dynamic Mid Cap Growth Common 73935X807 52.326 2850SH Sole None 2850 PowerShares Emerg Mkts Infrastructure Common PXR 10.335 300SH Sole None 300 PowerShares Global Argiculture Common 73936Q702 25.590 1000SH Sole None 1000 PowerShares QQQ Common 73935A104 82.567 1573SH Sole None 1573 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 55.000 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 9.332 400SH Sole None 400 Premier Service Bank Common AD8324040 3.042 1560SH Sole None 1560 Price Smart Inc Common 741511109 6.232 100SH Sole None 100 Priceline.Com Common 741503403 25.170 56SH Sole None 56 Procter & Gamble Co Common 742718109 4673.387 73968SH Sole None 73968 Protective Life Corp Common 743674103 59.128 3783SH Sole None 3783 Prudential Financial Inc Common 744320102 52.015 1110SH Sole None 1110 Public Service Enterprise Group Inc Common 744573106 284.633 8530SH Sole None 8530 Public Storage 6.25% Pfd Pref. PSA+Z 108.962 4300SH Sole None 4300 Public Storage 6.25% Pfd Z Common 74460D521 63.350 2500SH Sole None 2500 Public Storage 6.45% Pfd Pref. 74460D380 25.172 1000SH Sole None 1000 Public Storage 6.50% Pfd Series P Perpet Common PSA+P 6.495 250SH Sole None 250 Public Storage Inc Common 74460D109 26.300 236SH Sole None 236 Public Storage Pfd 6.5% Common 74460D158 53.259 2050SH Sole None 2050 Public Storage Pfd E 6.75% Common 74460D398 5.058 200SH Sole None 200 QLogic Corp Common 747277101 33.437 2637SH Sole None 2637 Qualcomm Inc Common 747525103 435.115 8947SH Sole None 8947 Quantum Fuel Systems Common 74765E208 14.322 6391SH Sole None 6391 Quest Diagnostics Inc Common 74834L100 4.974 101SH Sole None 101 RBS Capital VII 6.08% Pfd Pref. 74928P207 10.736 1266SH Sole None 1266 Reaves Utility Income Fund Common UTG 36.158 1482SH Sole None 1482 Regency Center 7.25% Pfd Pref. REG+D 37.977 1513SH Sole None 1513 Rent-A-Center Inc Common RCII 9.411 343SH Sole None 343 ResMed Inc Common 761152107 2.879 100SH Sole None 100 Reynolds American Inc Common 761713106 5.360 143SH Sole None 143 Rogers Communications Inc B Common 775109200 12.722 380SH Sole None 380 Ross Stores Inc Common 778296103 3071.723 39032SH Sole None 39032 Rowan Cos Inc Common 779382100 18.114 600SH Sole None 600 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 44.617 4205SH Sole None 4205 Royal Dutch Shell CL B Common 780259107 17.995 290SH Sole None 290 Royal Dutch Shell plc Common 780259206 4582.086 74478SH Sole None 74478 Royce Value Trust Inc Common 780910105 2.216 200SH Sole None 200 RPM International Inc Common 749685103 33.903 1813SH Sole None 1813 SAIC Inc Common 78390X101 56.286 4766SH Sole None 4766 San Diego G&E 7.28% Pfd Pref. SDO+H 50.989 1717SH Sole None 1717 Sandisk Corp Common 80004C101 15.779 391SH Sole None 391 Saturns GS Cap I 6% Pfd Pref. HJL 26.640 1200SH Sole None 1200 SBA Communications Corp Common 78388J106 6.206 180SH Sole None 180 Schlumberger Limited Common 806857108 14.933 250SH Sole None 250 Seabridge Gold Inc Common 811916105 13.488 600SH Sole None 600 Seadrill Limited Common G7945E105 9.636 350SH Sole None 350 Sempra Energy Common 816851109 109.694 2130SH Sole None 2130 Shaw Communications Inc Common 82028K200 92.920 4600SH Sole None 4600 Siemens AG Common 826197501 3782.586 42122SH Sole None 42122 Sierra Wireless Inc Common SWIR 6.850 1000SH Sole None 1000 Silver Standard Resources, Inc Common 82823L106 7.340 400SH Sole None 400 Simon Property Group Inc Common 828806109 49.928 454SH Sole None 454 Skechers USA Inc Common 830566105 1.403 100SH Sole None 100 Sohu.com Inc Common 83408W103 24.100 500SH Sole None 500 Sotheby's Common 835898107 .000 SH Sole None Southern CA Ed Pfd 4.78% Common 842400509 24.010 1000SH Sole None 1000 Southern Co Common 842587107 184.220 4348SH Sole None 4348 Southern Union Co Common 844030106 19.249 474SH Sole None 474 Southwest Royalties Instiutional Income Common 844996991 1.620 20SH Sole None 20 Spansion Inc Common CODE 6.110 500SH Sole None 500 SPDR Barclays Cap Interm Term Common 78464A672 6.741 110SH Sole None 110 SPDR Barclays Capital High Yield Common 78464A417 13.173 364SH Sole None 364 SPDR Gold Shares Common 78463V107 99.420 629SH Sole None 629 SPDR S&P Bric 40 Common 78463X798 64.384 3153SH Sole None 3153 SPDR S&P Oil & Gas Equip & Services Common XES 2.126 75SH Sole None 75 Spectra Energy Corp Common 847560109 8.438 344SH Sole None 344 Sprint Corp Common 852061100 1.602 527SH Sole None 527 Standard & Poors Depository Receipts Common 78462F103 15.954 141SH Sole None 141 Star Gas Partners LP Common 85512C105 3.430 700SH Sole None 700 Starbuck's Corp Common 855244109 38.558 1034SH Sole None 1034 Stone Energy Common 861642106 2.364 28SH Sole None 28 SXC Health Solutions Corp Common 78505P100 61.270 1100SH Sole None 1100 Syngenta AG ADR Common 87160A100 4111.860 79264SH Sole None 79264 Sysco Corp Common 871829107 2.590 100SH Sole None 100 Target Corporation Common 87612E106 16.674 340SH Sole None 340 Taro Pharmaceutical Inds Ltd Common M8737E108 8.120 400SH Sole None 400 Taser International Inc Common 87651B104 51.720 12000SH Sole None 12000 Teledyne Technologies Inc Common 879360105 14.658 300SH Sole None 300 Telefonos De Mexico Common 879403780 196.503 13144SH Sole None 13144 Terra Nitrogen Company LP Common 881005201 28.888 200SH Sole None 200 Texas Instrs Inc Common 882508104 .000 SH Sole None The Blackstone Group LP Common 09253U108 4.792 400SH Sole None 400 The Buckle Inc Common 118440106 69.228 1800SH Sole None 1800 The Energy Select Sector Index Common 81369Y506 23.814 407SH Sole None 407 The Manitowoc Company Inc Common 563571108 6.324 900SH Sole None 900 Titanium Metals Corporation Common 888339207 53.791 3591SH Sole None 3591 Tjx Companies Inc Common 872540109 33.282 600SH Sole None 600 TransAtlantic Petroleum Ltd Common G89982105 2.050 2500SH Sole None 2500 TransCanada Corporation Common 89353D107 30.805 761SH Sole None 761 Transocean Ltd. Common H8817H100 6.015 126SH Sole None 126 TRW Automotive Holdings Corp Common 87264S106 6.546 200SH Sole None 200 Ultra Financial ProShares Common 74347X633 7.380 200SH Sole None 200 Union Pacific Corporation Common 907818108 3643.135 44601SH Sole None 44601 United Parcel Service Inc Cl B Common 911312106 677.789 10733SH Sole None 10733 United Technologies Corp Common 913017109 3959.260 56271SH Sole None 56271 UnitedHealth Group Inc Common 91324P102 8.993 195SH Sole None 195 US One ETF Common 782474522 2.426 100SH Sole None 100 Usb Capital VIII 6.35% Common 903307205 18.893 750SH Sole None 750 USB Capital X 6.50% Pfd Pref. 91731L207 14.064 551SH Sole None 551 USB Capital XI Pfd 6.6% Callable Common 903300200 12.660 500SH Sole None 500 Vale S.A. Common 91912E105 22.800 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 1.778 100SH Sole None 100 Vangard Natural Resources LLC Common 92205F106 3.914 150SH Sole None 150 Vanguard Emerging Markets Stock ETF Common 922042858 4.765 133SH Sole None 133 Vanguard Financials ETF Common 92204A405 22.176 890SH Sole None 890 Vanguard FTSE All World ETF Common 922042775 4.453 115SH Sole None 115 Vanguard Intermediate Term Bond Common 921937819 20.989 242SH Sole None 242 Vanguard Long Term Bond EFT Common 921937793 6.419 71SH Sole None 71 Vanguard Mid Cap ETF Common VO 6.510 100SH Sole None 100 Vanguard Mid Cap Value ETF Common 922908512 3.080 66SH Sole None 66 Vanguard Short Term Bond ETF Common 921937827 56.054 691SH Sole None 691 Vanguard Short-Term Corp Bond Common VCSH 3.173 41SH Sole None 41 Vanguard Sm Cap Growth Common 922908595 3.343 50SH Sole None 50 Vanguard Small Cap ETF Common 922908751 13.317 217SH Sole None 217 Vanguard Small Cap Value Common 922908611 6.114 110SH Sole None 110 Vanguard Total Bond Market ETF Common BND 58.156 700SH Sole None 700 Varian Medical Systems Inc Common 92220P105 29.470 565SH Sole None 565 Verisign Inc Common 92343E102 .000 SH Sole None Verizon Communications Common 92343V104 4855.305 131943SH Sole None 131943 Viacom Inc-Cl B Common 92553P201 12.939 334SH Sole None 334 ViroPharma Inc Common 928241108 3.614 200SH Sole None 200 Visa Inc Common 92826C839 25.716 300SH Sole None 300 VMware Inc Common 928563402 26.606 331SH Sole None 331 Vodafone Group Common 92857W209 21.500 838SH Sole None 838 Volvo AB Common 928856400 11.090 1116SH Sole None 1116 W.R. Berkley 6.75% Pfd Pref. 08449Q203 151.564 6065SH Sole None 6065 Wabtec Corp Common 929740108 13.218 250SH Sole None 250 Walgreen Co Common 931422109 46.704 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 115.899 2233SH Sole None 2233 Walt Disney Company Common 254687106 28.109 932SH Sole None 932 Waste Management Inc Common 94106L109 6.878 211SH Sole None 211 Watson Pharmaceutical Inc Common 942683103 13.650 200SH Sole None 200 WD-40 Company Common 929236107 3.984 100SH Sole None 100 Wells Fargo & Co Common 949746101 14.554 603SH Sole None 603 Wells Fargo Capital XIV Pfd 8.625% Common 949829204 .000 SH Sole None Western Asset Global Partners Income Fun Common 95766G108 5.595 500SH Sole None 500 Whirlpool Corporation Common 963320106 9.183 184SH Sole None 184 Windstream Corp Common 97381W104 15.262 1310SH Sole None 1310 WisdomTree Emerging Local Debt Common ELD 2.213 46SH Sole None 46 WisdomTree Emg Currency Common 97717W133 30.400 1470SH Sole None 1470 World Fuel Services Corp Common 981475106 14.156 400SH Sole None 400 Wynn Resorts Ltd Common 983134107 11.508 100SH Sole None 100 Xcel Energy Inc Common 98389B100 23.752 962SH Sole None 962 Xcel Energy Inc. Pfd 7.6% Common 98389B886 11.076 400SH Sole None 400 Yahoo Inc Com Common 984332106 21.072 1600SH Sole None 1600 Yamana Gold Inc Common 98462Y100 6.106 447SH Sole None 447 Yandex Common N97284108 2.046 100SH Sole None 100 Yum Brands Inc Common 988498101 7.902 160SH Sole None 160 Zions Bancorporation Common 989701107 10.560 750SH Sole None 750 TOTAL 198681.610 /TEXT /DOCUMENT /SUBMISSION