0001085146-11-001003.txt : 20111007 0001085146-11-001003.hdr.sgml : 20111007 20111007084605 ACCESSION NUMBER: 0001085146-11-001003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 EFFECTIVENESS DATE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONDOR CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001082491 IRS NUMBER: 222915364 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04075 FILM NUMBER: 111130698 BUSINESS ADDRESS: STREET 1: 1973 WASHINGTON VALLEY ROAD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 BUSINESS PHONE: 732-356-7323 MAIL ADDRESS: STREET 1: 1973 WASHINGTON VALLEY ROAD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 13F-HR 1 cond3q2011.txt CONDOR CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Condor Capital Management Address: 1973 Washington Valley Road Martinsville, NJ 08836 13F File Number: 028-04075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen D. Tipping Title: Vice-President/Chief Compliance Officer Phone: 732-356-7323 Signature, Place, and Date of Signing: /s/ Stephen D. Tipping Martinsville, NJ October 07, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $169,452 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 57TH STR GEN ACQUISITION COR COM 316816107 269 68530 SH SOLE 68530 0 0 ABBOTT LABS COM 002824100 505 9881 SH SOLE 9881 0 0 ALBANY MOLECULAR RESH INC COM 012423109 135 47740 SH SOLE 47740 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 387 6040 SH SOLE 6040 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741r102 566 15305 SH SOLE 15305 0 0 AMAG PHARMACEUTICALS INC COM 00163u106 185 12500 SH SOLE 12500 0 0 AMERICAN EXPRESS CO COM 025816109 1088 24241 SH SOLE 24241 0 0 AMERICAN TOWER CORP CL A 029912201 896 16660 SH SOLE 16660 0 0 APPLE INC COM 037833100 4309 11301 SH SOLE 11301 0 0 APPLIED MATLS INC COM 038222105 138 13285 SH SOLE 13285 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738c778 1580 37854 SH SOLE 37854 0 0 BARCLAYS BK PLC IPTH PURE BRD 06740p114 402 9758 SH SOLE 9758 0 0 BARD C R INC COM 067383109 723 8255 SH SOLE 8255 0 0 BB&T CORP COM 054937107 343 16100 SH SOLE 16100 0 0 BED BATH & BEYOND INC COM 075896100 2349 40994 SH SOLE 40994 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1001 14093 SH SOLE 14093 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065v203 249 109000 SH SOLE 109000 0 0 BOEING CO COM 097023105 827 13674 SH SOLE 13674 0 0 BP PLC SPONSORED ADR 055622104 740 20525 SH SOLE 20525 0 0 BROADCOM CORP CL A 111320107 846 25400 SH SOLE 25400 0 0 BRUKER CORP COM 116794108 174 12875 SH SOLE 12875 0 0 BUFFALO WILD WINGS INC COM 119848109 561 9380 SH SOLE 9380 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888b103 570 9885 SH SOLE 9885 0 0 CATERPILLAR INC DEL COM 149123101 819 11098 SH SOLE 11098 0 0 CELGENE CORP COM 151020104 2231 36043 SH SOLE 36043 0 0 CHEVRON CORP NEW COM 166764100 1121 12112 SH SOLE 12112 0 0 CHIMERA INVT CORP COM 16934q109 240 86616 SH SOLE 86616 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 643 2122 SH SOLE 2122 0 0 CITIGROUP INC COM NEW 172967424 453 17683 SH SOLE 17683 0 0 CITY HLDG CO COM 177835105 259 9600 SH SOLE 9600 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383q838 982 53970 SH SOLE 53970 0 0 COACH INC COM 189754104 1198 23115 SH SOLE 23115 0 0 COCA COLA CO COM 191216100 261 3856 SH SOLE 3856 0 0 COSTCO WHSL CORP NEW COM 22160k105 678 8255 SH SOLE 8255 0 0 COVANCE INC COM 222816100 405 8920 SH SOLE 8920 0 0 COVIDIEN PLC SHS g2554f113 938 21270 SH SOLE 21270 0 0 CYS INVTS INC COM 12673a108 320 26470 SH SOLE 26470 0 0 DANAHER CORP DEL COM 235851102 780 18596 SH SOLE 18596 0 0 DEERE & CO COM 244199105 811 12557 SH SOLE 12557 0 0 DISCOVER FINL SVCS COM 254709108 729 31794 SH SOLE 31794 0 0 E M C CORP MASS COM 268648102 1412 67252 SH SOLE 67252 0 0 EAST WEST BANCORP INC COM 27579r104 350 23490 SH SOLE 23490 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 423 21275 SH SOLE 21275 0 0 ELAN PLC ADR 284131208 128 12140 SH SOLE 12140 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 171 14360 SH SOLE 14360 0 0 ENER1 INC COM NEW 29267a203 8 57525 SH SOLE 57525 0 0 EXXON MOBIL CORP COM 30231g102 1076 14809 SH SOLE 14809 0 0 F5 NETWORKS INC COM 315616102 1168 16440 SH SOLE 16440 0 0 FEI CO COM 30241L109 267 8915 SH SOLE 8915 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735b108 3519 123615 SH SOLE 123615 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 827 85505 SH SOLE 85505 0 0 FRONTIER COMMUNICATIONS CORP COM 35906a108 81 13278 SH SOLE 13278 0 0 GENERAL DYNAMICS CORP COM 369550108 593 10423 SH SOLE 10423 0 0 GENERAL ELECTRIC CO COM 369604103 1132 74393 SH SOLE 74393 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 891 9424 SH SOLE 9424 0 0 GOOGLE INC CL A 38259p508 1756 3409 SH SOLE 3409 0 0 GUESS INC COM 401617105 359 12607 SH SOLE 12607 0 0 HARRIS & HARRIS GROUP INC COM 413833104 155 43615 SH SOLE 43615 0 0 HESS CORP COM 42809h107 813 15504 SH SOLE 15504 0 0 HOME DEPOT INC COM 437076102 888 27005 SH SOLE 27005 0 0 HUDSON CITY BANCORP COM 443683107 70 12319 SH SOLE 12319 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2156 12331 SH SOLE 12331 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131b100 904 63983 SH SOLE 63983 0 0 ISHARES INC MSCI AUSTRALIA 464286103 925 46130 SH SOLE 46130 0 0 ISHARES INC MSCI CDA INDEX 464286509 1154 45285 SH SOLE 45285 0 0 ISHARES TR S&P 500 INDEX 464287200 252 2219 SH SOLE 2219 0 0 ISHARES TR S&P SMLCAP 600 464287804 1627 27798 SH SOLE 27798 0 0 ISHARES TR S&P DEV EX-US 464288422 753 27152 SH SOLE 27152 0 0 ISHARES TR DJ OIL EQUIP 464288844 1689 38957 SH SOLE 38957 0 0 ISHARES TR RSSL MCRCP IDX 464288869 891 22642 SH SOLE 22642 0 0 ISHARES TR MSCI VAL IDX 464288877 641 15438 SH SOLE 15438 0 0 ISHARES TR MSCI GRW IDX 464288885 205 4105 SH SOLE 4105 0 0 JOHNSON & JOHNSON COM 478160104 4896 76868 SH SOLE 76868 0 0 JPMORGAN CHASE & CO COM 46625h100 1072 35597 SH SOLE 35597 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 10 10580 SH SOLE 10580 0 0 MADDEN STEVEN LTD COM 556269108 1115 37056 SH SOLE 37056 0 0 MARATHON OIL CORP COM 565849106 411 19035 SH SOLE 19035 0 0 MARATHON PETE CORP COM 56585a102 248 9167 SH SOLE 9167 0 0 MARKET VECTORS ETF TR AFRICA ETF 57060u787 374 14420 SH SOLE 14420 0 0 MASTERCARD INC CL A 57636q104 975 3073 SH SOLE 3073 0 0 NANOSPHERE INC COM 63009f105 68 68170 SH SOLE 68170 0 0 NATIONAL OILWELL VARCO INC COM 637071101 446 8705 SH SOLE 8705 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 317 26660 SH SOLE 26660 0 0 NIKE INC CL B 654106103 1769 20685 SH SOLE 20685 0 0 NORDSTROM INC COM 655664100 774 16935 SH SOLE 16935 0 0 NORFOLK SOUTHERN CORP COM 655844108 1491 24428 SH SOLE 24428 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1019 18278 SH SOLE 18278 0 0 ORACLE CORP COM 68389x105 1766 61442 SH SOLE 61442 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 408 41161 SH SOLE 41161 0 0 PERRIGO CO COM 714290103 280 2880 SH SOLE 2880 0 0 PETSMART INC COM 716768106 1339 31390 SH SOLE 31390 0 0 PFIZER INC COM 717081103 192 10871 SH SOLE 10871 0 0 PHARMACYCLICS INC COM 716933106 544 46000 SH SOLE 46000 0 0 PHARMASSET INC COM 71715n106 504 6120 SH SOLE 6120 0 0 POWERSHARES ETF TRUST DYN EN EX PROD 73935x658 828 43555 SH SOLE 43555 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935x708 2161 126090 SH SOLE 126090 0 0 PRICESMART INC COM 741511109 879 14105 SH SOLE 14105 0 0 PROVIDENT FINL SVCS INC COM 74386t105 123 11488 SH SOLE 11488 0 0 PURE BIOSCIENCE INC COM 74621t100 11 14700 SH SOLE 14700 0 0 QUALCOMM INC COM 747525103 1097 22563 SH SOLE 22563 0 0 REGENERON PHARMACEUTICALS COM 75886f107 250 4287 SH SOLE 4287 0 0 RYDEX ETF TRUST S&P500 PUR VAL 78355w304 4366 171669 SH SOLE 171669 0 0 RYDEX ETF TRUST S&P500 PUR GRW 78355w403 2389 60395 SH SOLE 60395 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 6191 268607 SH SOLE 268607 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 377 6438 SH SOLE 6438 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 378 12951 SH SOLE 12951 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 820 45648 SH SOLE 45648 0 0 SPDR INDEX SHS FDS S&PINTL MC ETF 78463x764 3184 123515 SH SOLE 123515 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463x871 578 23005 SH SOLE 23005 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 8064 71271 SH SOLE 71271 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 1714 12060 SH SOLE 12060 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464a862 851 20086 SH SOLE 20086 0 0 SPDR SERIES TRUST S&P BIOTECH 78464a870 1734 29144 SH SOLE 29144 0 0 SPECTRA ENERGY CORP COM 847560109 1071 43671 SH SOLE 43671 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763a108 288 37700 SH SOLE 37700 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207h104 351 25000 SH SOLE 25000 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207k107 222 16000 SH SOLE 16000 0 0 STARWOOD PPTY TR INC COM 85571b105 602 35075 SH SOLE 35075 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 149 22960 SH SOLE 22960 0 0 STRYKER CORP COM 863667101 833 17665 SH SOLE 17665 0 0 TD AMERITRADE HLDG CORP COM 87236y108 769 52320 SH SOLE 52320 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 976 26233 SH SOLE 26233 0 0 TOLL BROTHERS INC COM 889478103 414 28661 SH SOLE 28661 0 0 TRUE RELIGION APPAREL INC COM 89784n104 676 25060 SH SOLE 25060 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264s106 658 20105 SH SOLE 20105 0 0 ULTRA PETROLEUM CORP COM 903914109 576 20770 SH SOLE 20770 0 0 ULTRATECH INC COM 904034105 200 11645 SH SOLE 11645 0 0 UNION PAC CORP COM 907818108 941 11525 SH SOLE 11525 0 0 UNITED TECHNOLOGIES CORP COM 913017109 948 13471 SH SOLE 13471 0 0 UNIVERSAL DISPLAY CORP COM 91347p105 392 8175 SH SOLE 8175 0 0 URBAN OUTFITTERS INC COM 917047102 350 15690 SH SOLE 15690 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4521 97431 SH SOLE 97431 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3207 59008 SH SOLE 59008 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 491 8830 SH SOLE 8830 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 6041 107990 SH SOLE 107990 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2236 36428 SH SOLE 36428 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 956 12188 SH SOLE 12188 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 4101 114462 SH SOLE 114462 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 209 4320 SH SOLE 4320 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 327 8050 SH SOLE 8050 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 9547 236194 SH SOLE 236194 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204a108 397 7128 SH SOLE 7128 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204a207 1903 24966 SH SOLE 24966 0 0 VANGUARD WORLD FDS INF TECH ETF 92204a702 684 12058 SH SOLE 12058 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 1162 31566 SH SOLE 31566 0 0 VERTEX PHARMACEUTICALS INC COM 92532f100 277 6235 SH SOLE 6235 0 0 VISA INC COM CL A 92826c839 788 9194 SH SOLE 9194 0 0 WELLS FARGO & CO NEW COM 949746101 857 35531 SH SOLE 35531 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717w315 1415 29874 SH SOLE 29874 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717w505 1009 21875 SH SOLE 21875 0 0 WISDOMTREE TRUST INTL MIDCAP DV 97717w778 301 7045 SH SOLE 7045 0 0 WISDOMTREE TRUST INTL LRGCAP DV 97717w794 372 9810 SH SOLE 9810 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 1561 54755 SH SOLE 54755 0 0 YUM BRANDS INC COM 988498101 1666 33735 SH SOLE 33735 0 0