0001064642-11-000025.txt : 20110923
0001064642-11-000025.hdr.sgml : 20110923
20110923143601
ACCESSION NUMBER: 0001064642-11-000025
CONFORMED SUBMISSION TYPE: 24F-2NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110923
DATE AS OF CHANGE: 20110923
EFFECTIVENESS DATE: 20110923
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPDR SERIES TRUST
CENTRAL INDEX KEY: 0001064642
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 24F-2NT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-57793
FILM NUMBER: 111104966
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
STREET 2: CPH0326
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 866-787-2257
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
STREET 2: CPH0326
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: STREETTRACKS SERIES TRUST
DATE OF NAME CHANGE: 20000925
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX EXCHANGE LISTED SECURITIES TRUST
DATE OF NAME CHANGE: 19980622
0001064642
S000006973
SPDR(R) Dow Jones Total Market ETF
C000019026
SPDR(R) Dow Jones Total Market ETF
TMW
0001064642
S000006974
SPDR(R) S & P 600 Small Cap Value ETF
C000019027
SPDR(R) S & P 600 Small Cap Value ETF
SLYV
0001064642
S000006975
SPDR(R) Global Dow ETF
C000019028
SPDR(R) Global Dow ETF
DGT
0001064642
S000006976
SPDR(R) Dow Jones REIT ETF
C000019029
SPDR(R) Dow Jones REIT ETF
RWR
0001064642
S000006977
SPDR(R) KBW Bank ETF
C000019030
SPDR(R) KBW Bank ETF
KBE
0001064642
S000006978
SPDR(R) KBW Capital Markets ETF
C000019031
SPDR(R) KBW Capital Markets ETF
KCE
0001064642
S000006979
SPDR(R) KBW Insurance ETF
C000019032
SPDR(R) KBW Insurance ETF
KIE
0001064642
S000006980
SPDR(R) Morgan Stanley Technology ETF
C000019033
SPDR(R) Morgan Stanley Technology ETF
MTK
0001064642
S000006981
SPDR(R) S&P(R) Dividend ETF
C000019034
SPDR(R) S&P(R) Dividend ETF
SDY
0001064642
S000006983
SPDR(R) Dow Jones Large Cap ETF
C000019036
SPDR(R) Dow Jones Large Cap ETF
ELR
0001064642
S000006984
SPDR(R) S & P 500 Growth ETF
C000019037
SPDR(R) S & P 500 Growth ETF
SPYG
0001064642
S000006985
SPDR(R) S & P 500 Value ETF
C000019038
SPDR(R) S & P 500 Value ETF
SPYV
0001064642
S000006986
SPDR(R) Dow Jones Mid Cap ETF
C000019039
SPDR(R) Dow Jones Mid Cap ETF
EMM
0001064642
S000006987
SPDR(R) S & P 400 Mid Cap Growth ETF
C000019040
SPDR(R) S & P 400 Mid Cap Growth ETF
MDYG
0001064642
S000006988
SPDR(R) S & P 400 Mid Cap Value ETF
C000019041
SPDR(R) S & P 400 Mid Cap Value ETF
MDYV
0001064642
S000006989
SPDR(R) S & P 600 Small Cap ETF
C000019042
SPDR(R) S & P 600 Small Cap ETF
SLY
0001064642
S000006990
SPDR(R) S & P 600 Small Cap Growth ETF
C000019043
SPDR(R) S & P 600 Small Cap Growth ETF
SLYG
0001064642
S000010018
SPDR(R) S&P(R) Biotech ETF
C000027706
SPDR(R) S&P(R) Biotech ETF
XBI
0001064642
S000010019
SPDR(R) S&P(R) Homebuilders ETF
C000027707
SPDR(R) S&P(R) Homebuilders ETF
XHB
0001064642
S000010020
SPDR(R) S&P(R) Semiconductor ETF
C000027708
SPDR(R) S&P(R) Semiconductor ETF
XSD
0001064642
S000012318
SPDR(R) S&P(R) Aerospace & Defense ETF
C000033534
SPDR(R) S&P(R) Aerospace & Defense ETF
0001064642
S000012319
SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF
C000033535
SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF
XOP
0001064642
S000012320
SPDR(R) S&P(R) Outsourcing and IT Consulting ETF
C000033536
SPDR(R) S&P(R) Outsourcing and IT Consulting ETF
0001064642
S000012321
SPDR(R) S&P(R) Pharmaceuticals ETF
C000033537
SPDR(R) S&P(R) Pharmaceuticals ETF
XPH
0001064642
S000012322
SPDR(R) S&P(R) Retail ETF
C000033538
SPDR(R) S&P(R) Retail ETF
XRT
0001064642
S000012323
SPDR(R) S&P(R) Telecom ETF
C000033539
SPDR(R) S&P(R) Telecom ETF
0001064642
S000012324
SPDR(R) S&P(R) Transportation ETF
C000033540
SPDR(R) S&P(R) Transportation ETF
0001064642
S000012325
SPDR(R) KBW Regional Banking(SM) ETF
C000033541
SPDR(R) KBW Regional Banking(SM) ETF
KRE
0001064642
S000012326
SPDR(R) KBW Mortgage Finance(SM) ETF
C000033542
SPDR(R) KBW Mortgage Finance(SM) ETF
KME
0001064642
S000012327
SPDR(R) S&P(R) Building & Construction ETF
C000033543
SPDR(R) S&P(R) Building & Construction ETF
0001064642
S000012328
SPDR(R) S&P(R) Computer Hardware ETF
C000033544
SPDR(R) S&P(R) Computer Hardware ETF
0001064642
S000012329
SPDR(R) S&P(R) Computer Software ETF
C000033545
SPDR(R) S&P(R) Computer Software ETF
0001064642
S000012330
SPDR(R) S&P(R) Health Care Equipment ETF
C000033546
SPDR(R) S&P(R) Health Care Equipment ETF
0001064642
S000012331
SPDR(R) S&P(R) Health Care Services ETF
C000033547
SPDR(R) S&P(R) Health Care Services ETF
0001064642
S000012332
SPDR S&P Leisure Time ETF
C000033548
SPDR(R) S&P(R) Leisure Time ETF
0001064642
S000012333
SPDR(R) S&P(R) Metals & Mining ETF
C000033549
SPDR(R) S&P(R) Metals & Mining ETF
XME
0001064642
S000012334
SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF
C000033550
SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF
XES
0001064642
S000017326
SPDR(R) Barclays Capital 1-3 Month T-Bill ETF
C000047963
SPDR(R) Barclays Capital 1-3 Month T-Bill ETF
BIL
0001064642
S000017327
SPDR(R) Nuveen Barclays Capital Short Term Municipal Bond ETF
C000047964
SPDR(R) Nuveen Barclays Capital Short Term Municipal Bond ETF
SHM
0001064642
S000017328
SPDR(R) Barclays Capital Intermediate Term Treasury ETF
C000047965
SPDR(R) Barclays Capital Intermediate Term Treasury ETF
ITE
0001064642
S000017329
SPDR(R) Barclays Capital Long Term Treasury ETF
C000047966
SPDR(R) Barclays Capital Long Term Treasury ETF
TLO
0001064642
S000017330
SPDR(R) Barclays Capital TIPS ETF
C000047967
SPDR(R) Barclays Capital TIPS ETF
IPE
0001064642
S000017331
SPDR(R) Nuveen Barclays Capital California Municipal Bond ETF
C000047968
SPDR(R) Nuveen Barclays Capital California Municipal Bond ETF
CXA
0001064642
S000017332
SPDR(R) Nuveen Barclays Capital New York Municipal Bond ETF
C000047969
SPDR(R) Nuveen Barclays Capital New York Municipal Bond ETF
INY
0001064642
S000017333
SPDR(R) Nuveen Barclays Capital Municipal Bond ETF
C000047970
SPDR(R) Nuveen Barclays Capital Municipal Bond ETF
TFI
0001064642
S000017334
SPDR(R) Barclays Capital Aggregate Bond ETF
C000047971
SPDR(R) Barclays Capital Aggregate Bond ETF
LAG
0001064642
S000018782
SPDR(R) Barclays Capital International Treasury Bond ETF
C000051964
SPDR(R) Barclays Capital International Treasury Bond ETF
BWX
0001064642
S000018783
SPDR(R) DB International Government Inflation-Protected Bond ETF
C000051965
SPDR(R) DB International Government Inflation-Protected Bond ETF
WIP
0001064642
S000019665
SPDR(R) Barclays Capital Short Term Treasury ETF
C000055009
SPDR(R) Barclays Capital Short Term Treasury ETF
0001064642
S000019666
SPDR(R) Barclays Capital Short Term Corporate Bond ETF
C000055010
SPDR(R) Barclays Capital Short Term Corporate Bond ETF
SCPB
0001064642
S000019669
SPDR(R) Barclays Capital High Yield Bond ETF
C000055013
SPDR(R) Barclays Capital High Yield Bond ETF
JNK
0001064642
S000022631
SPDR(R) Barclays Capital Emerging Markets Local Bond ETF
C000065485
SPDR(R) Barclays Capital Emerging Markets Local Bond ETF
EBND
0001064642
S000022922
SPDR(R) Barclays Capital Mortgage Backed Bond ETF
C000066453
SPDR(R) Barclays Capital Mortgage Backed Bond ETF
MBG
0001064642
S000022923
SPDR(R) Barclays Capital Intermediate Term Corporate Bond ETF
C000066454
SPDR(R) Barclays Capital Intermediate Term Corporate Bond ETF
ITR
0001064642
S000022924
SPDR(R) Barclays Capital Long Term Corporate Bond ETF
C000066455
SPDR(R) Barclays Capital Long Term Corporate Bond ETF
LWC
0001064642
S000022925
SPDR(R) Barclays Capital Convertible Securities ETF
C000066456
SPDR(R) Barclays Capital Convertible Securities ETF
CWB
0001064642
S000023411
SPDR(R) S&P(R) Commercial Paper ETF
C000068635
SPDR(R) S&P(R) Commercial Paper ETF
0001064642
S000023655
SPDR(R) Barclays Capital Short Term International Treasury Bond ETF
C000069669
SPDR(R) Barclays Capital Short Term International Treasury Bond ETF
BWZ
0001064642
S000025242
SPDR(R) S&P(R) Food & Beverage ETF
C000075211
SPDR(R) S&P(R) Food & Beverage ETF
0001064642
S000025944
SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF
C000077952
SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF
VRD
0001064642
S000026152
SPDR(R) Wells Fargo Preferred Stock ETF
C000078463
SPDR(R) Wells Fargo Preferred Stock ETF
PSK
0001064642
S000028870
SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF
C000088522
SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF
0001064642
S000028871
SPDR(R) Nuveen Barclays Capital 2019 Municipal Bond ETF
C000088523
SPDR(R) Nuveen Barclays Capital 2019 Municipal Bond ETF
0001064642
S000028872
SPDR(R) Nuveen Barclays Capital 2020 Municipal Bond ETF
C000088524
SPDR(R) Nuveen Barclays Capital 2020 Municipal Bond ETF
0001064642
S000028873
SPDR(R) Nuveen Barclays Capital 2021 Municipal Bond ETF
C000088525
SPDR(R) Nuveen Barclays Capital 2021 Municipal Bond ETF
0001064642
S000028874
SPDR(R) Nuveen Barclays Capital Build America Bond ETF
C000088526
SPDR(R) Nuveen Barclays Capital Build America Bond ETF
0001064642
S000028875
SPDR(R) Nuveen Barclays Capital 2012 Municipal Bond ETF
C000088527
SPDR(R) Nuveen Barclays Capital 2012 Municipal Bond ETF
0001064642
S000028876
SPDR(R) Nuveen Barclays Capital 2013 Municipal Bond ETF
C000088528
SPDR(R) Nuveen Barclays Capital 2013 Municipal Bond ETF
0001064642
S000028877
SPDR(R) Nuveen Barclays Capital 2014 Municipal Bond ETF
C000088529
SPDR(R) Nuveen Barclays Capital 2014 Municipal Bond ETF
0001064642
S000028878
SPDR(R) Nuveen Barclays Capital 2015 Municipal Bond ETF
C000088530
SPDR(R) Nuveen Barclays Capital 2015 Municipal Bond ETF
0001064642
S000028879
SPDR(R) Nuveen Barclays Capital 2016 Municipal Bond ETF
C000088531
SPDR(R) Nuveen Barclays Capital 2016 Municipal Bond ETF
0001064642
S000028880
SPDR(R) Nuveen Barclays Capital 2017 Municipal Bond ETF
C000088532
SPDR(R) Nuveen Barclays Capital 2017 Municipal Bond ETF
0001064642
S000028881
SPDR(R) Nuveen Barclays Capital 2018 Municipal Bond ETF
C000088533
SPDR(R) Nuveen Barclays Capital 2018 Municipal Bond ETF
0001064642
S000028947
SPDR(R) Barclays Capital International Corporate Bond ETF
C000088912
SPDR(R) Barclays Capital International Corporate Bond ETF
IBND
0001064642
S000029037
SPDR(R) S&P Agency Bond ETF
C000089156
SPDR(R) S&P Agency Bond ETF
0001064642
S000029038
SPDR(R) Barclays Capital Corporate Bond ETF
C000089157
SPDR(R) Barclays Capital Corporate Bond ETF
0001064642
S000029039
SPDR(R) Barclays Capital Corporate Industrial Bond ETF
C000089158
SPDR(R) Barclays Capital Corporate Industrial Bond ETF
0001064642
S000029040
SPDR(R) Barclays Capital Corporate Financial Bond ETF
C000089159
SPDR(R) Barclays Capital Corporate Financial Bond ETF
0001064642
S000029041
SPDR(R) Barclays Capital Corporate Utilities Bond ETF
C000089160
SPDR(R) Barclays Capital Corporate Utilities Bond EFT
0001064642
S000029042
SPDR(R) Barclays Capital Zero Coupon Bond ETF
C000089161
SPDR(R) Barclays Capital Zero Coupon Bond ETF
0001064642
S000029043
SPDR(R) Barclays Capital CMBS ETF
C000089162
SPDR(R) Barclays Capital CMBS ETF
0001064642
S000031836
SPDR Barclays Capital Issuer Scored Corporate Bond ETF (CBND)
C000099139
SPDR Barclays Capital Issuer Scored Corporate Bond ETF (CBND)
0001064642
S000033831
SPDR S&P 1500 Value Tilt ETF
C000104492
SPDR S&P 1500 Value Tilt ETF
0001064642
S000033832
SPDR S&P 1500 Momentum Tilt ETF
C000104493
SPDR S&P 1500 Momentum Tilt ETF
0001064642
S000033833
SPDR S&P 1500 Volatility Tilt ETF
C000104494
SPDR S&P 1500 Volatility Tilt ETF
0001064642
S000033937
SPDR(R) Barclays Capital Global Convertible Securities ETF
C000104649
SPDR(R) Barclays Capital Global Convertible Securities ETF
0001064642
S000034874
SPDR Barclays Capital Investment Grade Floating Rate ETF
C000107256
SPDR Barclays Capital Investment Grade Floating Rate ETF
24F-2NT
2
spdrtwntyfourftwo.txt
SPDR SERIES TRUST 24F-2 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
1 . Name and address of issuer:
SPDR Series Trust
c/o State Street Bank and Trust Company
One Lincoln Street
Boston, MA 02111
2. The name of each series or class of securities for which this Form
is filed (If the Form is being filed for all
series and classes of securities of the issuer, check the box but
do not list series or classes): /X/
3. Investment Company Act File Number:
811-08839
Securities Act File Number
333-57793
4(a). Last day of fiscal year for which this Form is filed:
06/30/2011
4(b). Check box if this Form is being filed late (ie., more than 90 calendar
days after the end of the fiscal year). (See Instruction A.2)
//
4(c). Check box if this is the last time the issuer will be filing this Form.
//
5. Calculation of registration fee:
(i)
Aggregate sale price of securities sold during the fiscal year
pursuant to section 24(f):
$62,038,934,957
(ii)
Aggregate price of securities redeemed or repurchased during the fiscal year:
$(53,944,375,884)
(iii)
Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than October
11, 1995 that were not previously used to reduce registration
fees payable to the Commission:
$0
(iv)
Total available redemption credits [add Item 5(ii) and 5(iii)]:
$$(53,944,375,884)
(v)
Net sales - If Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$8,094,559,073
(vi)
Redemption credits available for use in future years
$0
- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:
(vii)
Multiplier for determining registration fee (See
Instruction C.9):
X
$0.0001161
(viii)
Registration fee due [multiply Item 5(v) by Item
5(vii)] (enter 'O' if no fee is due):
=
$939,778.31
6. Prepaid Shares
If the response to item 5(i) was determined by deducting an amount
of securities that were registered
under the Securities Act of 1933 pursuant to rule 24e-2 as in effect
before October 11, 1997, then report the
amount of securities (number of shares or other units) deducted here:
If there is a number of shares
or other units that were registered pursuant to rule 24e-2 remaining
unsold at the end of the fiscal year for which
this form is filed that are available for use by the issuer in future
fiscal years, then state that number here: .
7. 'Interest due - if this Form is being filed more than 90 days
after the end of the issuer's fiscal year
(see Instruction D):
+
$0
8. Total of the amount of the registration fee due plus any
interest due [line 5(vii) plus line 7]:
=
$939,778.31
9. Date the registration fee and any interest payment was sent
to the Commission's lockbox depository: 9/23/11
Method of Delivery:
/x/ Wire Transfer
Mail or other means
SIGNATURES
This report has been signed below by the following persons on behalf
of the SPDR Series Trust and in the capacities
and on the dates indicated.
By (Signature and Title.)
/s/ Chad Hallett
Chad Hallett
Treasurer
Date: 9/23/11