0001064642-11-000025.txt : 20110923 0001064642-11-000025.hdr.sgml : 20110923 20110923143601 ACCESSION NUMBER: 0001064642-11-000025 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110923 DATE AS OF CHANGE: 20110923 EFFECTIVENESS DATE: 20110923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR SERIES TRUST CENTRAL INDEX KEY: 0001064642 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 333-57793 FILM NUMBER: 111104966 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 866-787-2257 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS SERIES TRUST DATE OF NAME CHANGE: 20000925 FORMER COMPANY: FORMER CONFORMED NAME: INDEX EXCHANGE LISTED SECURITIES TRUST DATE OF NAME CHANGE: 19980622 0001064642 S000006973 SPDR(R) Dow Jones Total Market ETF C000019026 SPDR(R) Dow Jones Total Market ETF TMW 0001064642 S000006974 SPDR(R) S & P 600 Small Cap Value ETF C000019027 SPDR(R) S & P 600 Small Cap Value ETF SLYV 0001064642 S000006975 SPDR(R) Global Dow ETF C000019028 SPDR(R) Global Dow ETF DGT 0001064642 S000006976 SPDR(R) Dow Jones REIT ETF C000019029 SPDR(R) Dow Jones REIT ETF RWR 0001064642 S000006977 SPDR(R) KBW Bank ETF C000019030 SPDR(R) KBW Bank ETF KBE 0001064642 S000006978 SPDR(R) KBW Capital Markets ETF C000019031 SPDR(R) KBW Capital Markets ETF KCE 0001064642 S000006979 SPDR(R) KBW Insurance ETF C000019032 SPDR(R) KBW Insurance ETF KIE 0001064642 S000006980 SPDR(R) Morgan Stanley Technology ETF C000019033 SPDR(R) Morgan Stanley Technology ETF MTK 0001064642 S000006981 SPDR(R) S&P(R) Dividend ETF C000019034 SPDR(R) S&P(R) Dividend ETF SDY 0001064642 S000006983 SPDR(R) Dow Jones Large Cap ETF C000019036 SPDR(R) Dow Jones Large Cap ETF ELR 0001064642 S000006984 SPDR(R) S & P 500 Growth ETF C000019037 SPDR(R) S & P 500 Growth ETF SPYG 0001064642 S000006985 SPDR(R) S & P 500 Value ETF C000019038 SPDR(R) S & P 500 Value ETF SPYV 0001064642 S000006986 SPDR(R) Dow Jones Mid Cap ETF C000019039 SPDR(R) Dow Jones Mid Cap ETF EMM 0001064642 S000006987 SPDR(R) S & P 400 Mid Cap Growth ETF C000019040 SPDR(R) S & P 400 Mid Cap Growth ETF MDYG 0001064642 S000006988 SPDR(R) S & P 400 Mid Cap Value ETF C000019041 SPDR(R) S & P 400 Mid Cap Value ETF MDYV 0001064642 S000006989 SPDR(R) S & P 600 Small Cap ETF C000019042 SPDR(R) S & P 600 Small Cap ETF SLY 0001064642 S000006990 SPDR(R) S & P 600 Small Cap Growth ETF C000019043 SPDR(R) S & P 600 Small Cap Growth ETF SLYG 0001064642 S000010018 SPDR(R) S&P(R) Biotech ETF C000027706 SPDR(R) S&P(R) Biotech ETF XBI 0001064642 S000010019 SPDR(R) S&P(R) Homebuilders ETF C000027707 SPDR(R) S&P(R) Homebuilders ETF XHB 0001064642 S000010020 SPDR(R) S&P(R) Semiconductor ETF C000027708 SPDR(R) S&P(R) Semiconductor ETF XSD 0001064642 S000012318 SPDR(R) S&P(R) Aerospace & Defense ETF C000033534 SPDR(R) S&P(R) Aerospace & Defense ETF 0001064642 S000012319 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF C000033535 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF XOP 0001064642 S000012320 SPDR(R) S&P(R) Outsourcing and IT Consulting ETF C000033536 SPDR(R) S&P(R) Outsourcing and IT Consulting ETF 0001064642 S000012321 SPDR(R) S&P(R) Pharmaceuticals ETF C000033537 SPDR(R) S&P(R) Pharmaceuticals ETF XPH 0001064642 S000012322 SPDR(R) S&P(R) Retail ETF C000033538 SPDR(R) S&P(R) Retail ETF XRT 0001064642 S000012323 SPDR(R) S&P(R) Telecom ETF C000033539 SPDR(R) S&P(R) Telecom ETF 0001064642 S000012324 SPDR(R) S&P(R) Transportation ETF C000033540 SPDR(R) S&P(R) Transportation ETF 0001064642 S000012325 SPDR(R) KBW Regional Banking(SM) ETF C000033541 SPDR(R) KBW Regional Banking(SM) ETF KRE 0001064642 S000012326 SPDR(R) KBW Mortgage Finance(SM) ETF C000033542 SPDR(R) KBW Mortgage Finance(SM) ETF KME 0001064642 S000012327 SPDR(R) S&P(R) Building & Construction ETF C000033543 SPDR(R) S&P(R) Building & Construction ETF 0001064642 S000012328 SPDR(R) S&P(R) Computer Hardware ETF C000033544 SPDR(R) S&P(R) Computer Hardware ETF 0001064642 S000012329 SPDR(R) S&P(R) Computer Software ETF C000033545 SPDR(R) S&P(R) Computer Software ETF 0001064642 S000012330 SPDR(R) S&P(R) Health Care Equipment ETF C000033546 SPDR(R) S&P(R) Health Care Equipment ETF 0001064642 S000012331 SPDR(R) S&P(R) Health Care Services ETF C000033547 SPDR(R) S&P(R) Health Care Services ETF 0001064642 S000012332 SPDR S&P Leisure Time ETF C000033548 SPDR(R) S&P(R) Leisure Time ETF 0001064642 S000012333 SPDR(R) S&P(R) Metals & Mining ETF C000033549 SPDR(R) S&P(R) Metals & Mining ETF XME 0001064642 S000012334 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF C000033550 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF XES 0001064642 S000017326 SPDR(R) Barclays Capital 1-3 Month T-Bill ETF C000047963 SPDR(R) Barclays Capital 1-3 Month T-Bill ETF BIL 0001064642 S000017327 SPDR(R) Nuveen Barclays Capital Short Term Municipal Bond ETF C000047964 SPDR(R) Nuveen Barclays Capital Short Term Municipal Bond ETF SHM 0001064642 S000017328 SPDR(R) Barclays Capital Intermediate Term Treasury ETF C000047965 SPDR(R) Barclays Capital Intermediate Term Treasury ETF ITE 0001064642 S000017329 SPDR(R) Barclays Capital Long Term Treasury ETF C000047966 SPDR(R) Barclays Capital Long Term Treasury ETF TLO 0001064642 S000017330 SPDR(R) Barclays Capital TIPS ETF C000047967 SPDR(R) Barclays Capital TIPS ETF IPE 0001064642 S000017331 SPDR(R) Nuveen Barclays Capital California Municipal Bond ETF C000047968 SPDR(R) Nuveen Barclays Capital California Municipal Bond ETF CXA 0001064642 S000017332 SPDR(R) Nuveen Barclays Capital New York Municipal Bond ETF C000047969 SPDR(R) Nuveen Barclays Capital New York Municipal Bond ETF INY 0001064642 S000017333 SPDR(R) Nuveen Barclays Capital Municipal Bond ETF C000047970 SPDR(R) Nuveen Barclays Capital Municipal Bond ETF TFI 0001064642 S000017334 SPDR(R) Barclays Capital Aggregate Bond ETF C000047971 SPDR(R) Barclays Capital Aggregate Bond ETF LAG 0001064642 S000018782 SPDR(R) Barclays Capital International Treasury Bond ETF C000051964 SPDR(R) Barclays Capital International Treasury Bond ETF BWX 0001064642 S000018783 SPDR(R) DB International Government Inflation-Protected Bond ETF C000051965 SPDR(R) DB International Government Inflation-Protected Bond ETF WIP 0001064642 S000019665 SPDR(R) Barclays Capital Short Term Treasury ETF C000055009 SPDR(R) Barclays Capital Short Term Treasury ETF 0001064642 S000019666 SPDR(R) Barclays Capital Short Term Corporate Bond ETF C000055010 SPDR(R) Barclays Capital Short Term Corporate Bond ETF SCPB 0001064642 S000019669 SPDR(R) Barclays Capital High Yield Bond ETF C000055013 SPDR(R) Barclays Capital High Yield Bond ETF JNK 0001064642 S000022631 SPDR(R) Barclays Capital Emerging Markets Local Bond ETF C000065485 SPDR(R) Barclays Capital Emerging Markets Local Bond ETF EBND 0001064642 S000022922 SPDR(R) Barclays Capital Mortgage Backed Bond ETF C000066453 SPDR(R) Barclays Capital Mortgage Backed Bond ETF MBG 0001064642 S000022923 SPDR(R) Barclays Capital Intermediate Term Corporate Bond ETF C000066454 SPDR(R) Barclays Capital Intermediate Term Corporate Bond ETF ITR 0001064642 S000022924 SPDR(R) Barclays Capital Long Term Corporate Bond ETF C000066455 SPDR(R) Barclays Capital Long Term Corporate Bond ETF LWC 0001064642 S000022925 SPDR(R) Barclays Capital Convertible Securities ETF C000066456 SPDR(R) Barclays Capital Convertible Securities ETF CWB 0001064642 S000023411 SPDR(R) S&P(R) Commercial Paper ETF C000068635 SPDR(R) S&P(R) Commercial Paper ETF 0001064642 S000023655 SPDR(R) Barclays Capital Short Term International Treasury Bond ETF C000069669 SPDR(R) Barclays Capital Short Term International Treasury Bond ETF BWZ 0001064642 S000025242 SPDR(R) S&P(R) Food & Beverage ETF C000075211 SPDR(R) S&P(R) Food & Beverage ETF 0001064642 S000025944 SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF C000077952 SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF VRD 0001064642 S000026152 SPDR(R) Wells Fargo Preferred Stock ETF C000078463 SPDR(R) Wells Fargo Preferred Stock ETF PSK 0001064642 S000028870 SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF C000088522 SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF 0001064642 S000028871 SPDR(R) Nuveen Barclays Capital 2019 Municipal Bond ETF C000088523 SPDR(R) Nuveen Barclays Capital 2019 Municipal Bond ETF 0001064642 S000028872 SPDR(R) Nuveen Barclays Capital 2020 Municipal Bond ETF C000088524 SPDR(R) Nuveen Barclays Capital 2020 Municipal Bond ETF 0001064642 S000028873 SPDR(R) Nuveen Barclays Capital 2021 Municipal Bond ETF C000088525 SPDR(R) Nuveen Barclays Capital 2021 Municipal Bond ETF 0001064642 S000028874 SPDR(R) Nuveen Barclays Capital Build America Bond ETF C000088526 SPDR(R) Nuveen Barclays Capital Build America Bond ETF 0001064642 S000028875 SPDR(R) Nuveen Barclays Capital 2012 Municipal Bond ETF C000088527 SPDR(R) Nuveen Barclays Capital 2012 Municipal Bond ETF 0001064642 S000028876 SPDR(R) Nuveen Barclays Capital 2013 Municipal Bond ETF C000088528 SPDR(R) Nuveen Barclays Capital 2013 Municipal Bond ETF 0001064642 S000028877 SPDR(R) Nuveen Barclays Capital 2014 Municipal Bond ETF C000088529 SPDR(R) Nuveen Barclays Capital 2014 Municipal Bond ETF 0001064642 S000028878 SPDR(R) Nuveen Barclays Capital 2015 Municipal Bond ETF C000088530 SPDR(R) Nuveen Barclays Capital 2015 Municipal Bond ETF 0001064642 S000028879 SPDR(R) Nuveen Barclays Capital 2016 Municipal Bond ETF C000088531 SPDR(R) Nuveen Barclays Capital 2016 Municipal Bond ETF 0001064642 S000028880 SPDR(R) Nuveen Barclays Capital 2017 Municipal Bond ETF C000088532 SPDR(R) Nuveen Barclays Capital 2017 Municipal Bond ETF 0001064642 S000028881 SPDR(R) Nuveen Barclays Capital 2018 Municipal Bond ETF C000088533 SPDR(R) Nuveen Barclays Capital 2018 Municipal Bond ETF 0001064642 S000028947 SPDR(R) Barclays Capital International Corporate Bond ETF C000088912 SPDR(R) Barclays Capital International Corporate Bond ETF IBND 0001064642 S000029037 SPDR(R) S&P Agency Bond ETF C000089156 SPDR(R) S&P Agency Bond ETF 0001064642 S000029038 SPDR(R) Barclays Capital Corporate Bond ETF C000089157 SPDR(R) Barclays Capital Corporate Bond ETF 0001064642 S000029039 SPDR(R) Barclays Capital Corporate Industrial Bond ETF C000089158 SPDR(R) Barclays Capital Corporate Industrial Bond ETF 0001064642 S000029040 SPDR(R) Barclays Capital Corporate Financial Bond ETF C000089159 SPDR(R) Barclays Capital Corporate Financial Bond ETF 0001064642 S000029041 SPDR(R) Barclays Capital Corporate Utilities Bond ETF C000089160 SPDR(R) Barclays Capital Corporate Utilities Bond EFT 0001064642 S000029042 SPDR(R) Barclays Capital Zero Coupon Bond ETF C000089161 SPDR(R) Barclays Capital Zero Coupon Bond ETF 0001064642 S000029043 SPDR(R) Barclays Capital CMBS ETF C000089162 SPDR(R) Barclays Capital CMBS ETF 0001064642 S000031836 SPDR Barclays Capital Issuer Scored Corporate Bond ETF (CBND) C000099139 SPDR Barclays Capital Issuer Scored Corporate Bond ETF (CBND) 0001064642 S000033831 SPDR S&P 1500 Value Tilt ETF C000104492 SPDR S&P 1500 Value Tilt ETF 0001064642 S000033832 SPDR S&P 1500 Momentum Tilt ETF C000104493 SPDR S&P 1500 Momentum Tilt ETF 0001064642 S000033833 SPDR S&P 1500 Volatility Tilt ETF C000104494 SPDR S&P 1500 Volatility Tilt ETF 0001064642 S000033937 SPDR(R) Barclays Capital Global Convertible Securities ETF C000104649 SPDR(R) Barclays Capital Global Convertible Securities ETF 0001064642 S000034874 SPDR Barclays Capital Investment Grade Floating Rate ETF C000107256 SPDR Barclays Capital Investment Grade Floating Rate ETF 24F-2NT 2 spdrtwntyfourftwo.txt SPDR SERIES TRUST 24F-2 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 1 . Name and address of issuer: SPDR Series Trust c/o State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 2. The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): /X/ 3. Investment Company Act File Number: 811-08839 Securities Act File Number 333-57793 4(a). Last day of fiscal year for which this Form is filed: 06/30/2011 4(b). Check box if this Form is being filed late (ie., more than 90 calendar days after the end of the fiscal year). (See Instruction A.2) // 4(c). Check box if this is the last time the issuer will be filing this Form. // 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $62,038,934,957 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $(53,944,375,884) (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $0 (iv) Total available redemption credits [add Item 5(ii) and 5(iii)]: $$(53,944,375,884) (v) Net sales - If Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $8,094,559,073 (vi) Redemption credits available for use in future years $0 - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: (vii) Multiplier for determining registration fee (See Instruction C.9): X $0.0001161 (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter 'O' if no fee is due): = $939,778.31 6. Prepaid Shares If the response to item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: . 7. 'Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $0 8. Total of the amount of the registration fee due plus any interest due [line 5(vii) plus line 7]: = $939,778.31 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: 9/23/11 Method of Delivery: /x/ Wire Transfer Mail or other means SIGNATURES This report has been signed below by the following persons on behalf of the SPDR Series Trust and in the capacities and on the dates indicated. By (Signature and Title.) /s/ Chad Hallett Chad Hallett Treasurer Date: 9/23/11