0000949509-11-000033.txt : 20110824 0000949509-11-000033.hdr.sgml : 20110824 20110824105605 ACCESSION NUMBER: 0000949509-11-000033 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 EFFECTIVENESS DATE: 20110824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 111053037 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR/A 1 r13f2q11holdingsamend3.txt OAKTREE CAPITAL MANAGEMENT, LP - AMENDMENT 3 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ X ] ; Amendment Number 3 This Amendment (Check only one.) : [ ] is a restatement. [ x ] adds new holding entries. Institutional Manager Filing this Report: Name: Oaktree Capital Management, L.P. Address:333 South Grand Avenue 28 Floor Los Angeles, CA 90071 13F File Number: 28-5050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: [ Kim Larin ] Title: [ Vice President ] Phone: [ 213-830-6273 ] Signature, Place, and Date of Signing: [ ] Los Angeles, CA [ ] Following a reorganization in May 2007, the ultimate parent company of Oaktree Capital Management, L.P. is Oaktree Capital Group Holdings GP, LLC. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE REPORT [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: 7,033,124 List of Other Included Managers: No. 13F File Number Name 1. 028-12809 Oaktree Capital Group Holdings GP, LLC 2. 028-12810 Oaktree Capital Group Holdings, L.P. 3. 028-12811 Oaktree Capital Group, LLC 4. 028-12812 Oaktree Holdings, Inc. FORM 13F INFORMATION TABLE

VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ROUNDED PRN AMT PRN DSCRETN MGRS SOLE SHARE NONE A123 SYS INC NOTE 3.750% 4/1 03739TAA6 2274 2500000 PRN DEFINED 1,2,3,4 2500000 ACTIVISION BLIZZARD INC COM 00507V109 31244 2675000 SH DEFINED 1,2,3,4 2675000 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 1017 1000000 PRN DEFINED 1,2,3,4 1000000 ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 7047 7128000 PRN DEFINED 1,2,3,4 7128000 ALERE INC NOTE 3.000% 5/1 01449JAA3 51077 46705000 PRN DEFINED 1,2,3,4 46705000 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 58129 45610000 PRN DEFINED 1,2,3,4 45610000 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 90373 23782451 SH DEFINED 1,2,3,4 23782451 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK0 47888 42662000 PRN DEFINED 1,2,3,4 42662000 AMERICA MOVIL SAB DE CV SPONSORED ADR 02364W105 11509 213600 SH DEFINED 1,2,3,4 213600 AMERICAN INTL GROUP INC COM NEW 026874784 29320 1000000 SH DEFINED 1,2,3,4 1000000 AMR CORP NOTE 6.250%10/1 001765BC9 94797 97478000 PRN DEFINED 1,2,3,4 97478000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF5 17660 19443000 PRN DEFINED 1,2,3,4 19443000 APACHE CORP PFD CONV SER D 037411808 59328 900000 SH DEFINED 1,2,3,4 900000 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 27801 25480000 PRN DEFINED 1,2,3,4 25480000 ASBURY AUTOMOTIVE GROUP INC NOTE 3.000% 9/1 043436AG9 4690 4663000 PRN DEFINED 1,2,3,4 4663000 AVATAR HLDGS INC NOTE 7.500% 2/1 053494AG5 9650 9600000 PRN DEFINED 1,2,3,4 9600000 BARNES GROUP INC NOTE 3.375% 3/1 067806AD1 29815 27292000 PRN DEFINED 1,2,3,4 27292000 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 13015 9024000 PRN DEFINED 1,2,3,4 9024000 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 19930 22600000 PRN DEFINED 1,2,3,4 22600000 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 60504 58500000 PRN DEFINED 1,2,3,4 58500000 CACI INTL INC NOTE 2.125% 5/0 127190AD8 33200 26242000 PRN DEFINED 1,2,3,4 26242000 CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 11087 10592000 PRN DEFINED 1,2,3,4 10592000 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 8575 8496000 PRN DEFINED 1,2,3,4 8496000 CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 11166 12500000 PRN DEFINED 1,2,3,4 12500000 CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864AB3 46900 44531000 PRN DEFINED 1,2,3,4 44531000 CHARMING SHOPPES INC NOTE 1.125% 5/0 161133AE3 2062 2307000 PRN DEFINED 1,2,3,4 2307000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1070284 19725105 SH DEFINED 1,2,3,4 19725105 CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 52559 51399000 PRN DEFINED 1,2,3,4 51399000 CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 12626 14135000 PRN DEFINED 1,2,3,4 14135000 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 48760 43930000 PRN DEFINED 1,2,3,4 43930000 CHINA MED TECHNOLOGIES INC NOTE 4.000% 8/1 169483AC8 21068 29035000 PRN DEFINED 1,2,3,4 29035000 CHINA MED TECHNOLOGIES INC NOTE 6.250%12/1 169483AE4 26266 35375000 PRN DEFINED 1,2,3,4 35375000 CHINA SUNERGY CO LTD NOTE 4.750% 6/1 16942XAB0 6500 12000000 PRN DEFINED 1,2,3,4 12000000 CIENA CORP NOTE 0.875% 6/1 171779AE1 34370 40600000 PRN DEFINED 1,2,3,4 40600000 CIT GROUP INC COM NEW 125581801 385745 8715434 SH DEFINED 1,2,3,4 8715434 CITIGROUP INC UNIT 99/99/9999 172967416 43855 365000 PRN DEFINED 1,2,3,4 365000 COGENT COMM GROUP INC NOTE 1.000% 6/1 19239VAB0 14184 15681000 PRN DEFINED 1,2,3,4 15681000 COGNIZANT TECHNOLOGY SOLUTIO CLA 192446102 5757 78500 SH DEFINED 1,2,3,4 78500 COMCAST CORP NEW CL A 20030N101 67518 2664500 SH DEFINED 1,2,3,4 2664500 COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 4826 216700 SH DEFINED 1,2,3,4 216700 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 7864 631100 SH DEFINED 1,2,3,4 631100 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 8037 211600 SH DEFINED 1,2,3,4 211600 COMPUCREDIT HLDGS CORP NOTE 3.625% 5/3 20478NAB6 3529 3720000 PRN DEFINED 1,2,3,4 3720000 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 23861 22500000 PRN DEFINED 1,2,3,4 22500000 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 57500 50350000 PRN DEFINED 1,2,3,4 50350000 CRIMSON EXPLORATION INC COM NEW 22662K207 55113 15524819 SH DEFINED 1,2,3,4 15524819 CUBIST PHARMACEUTICALS INC NOTE 2.500%11/0 229678AD9 41925 30200000 PRN DEFINED 1,2,3,4 30200000 DIXIE GROUP INC SDCV 7.000% 5/1 255519AA8 632 647000 PRN DEFINED 1,2,3,4 647000 DOLLAR FINL CORP NOTE 3.000% 4/0 256664AC7 47065 36577000 PRN DEFINED 1,2,3,4 36577000 DRYSHIPS INC NOTE 5.000%12/0 262498AB4 16950 18778000 PRN DEFINED 1,2,3,4 18778000 EAGLE BULK SHIPPING INC COM Y2187A101 1684 679036 SH DEFINED 1,2,3,4 679036 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 1670 3066000 PRN DEFINED 1,2,3,4 3066000 ENTERTAINMENT PPTYS TR CONV PFD 9% SR E 29380T600 4184 143000 SH DEFINED 1,2,3,4 143000 ENTERTAINMENT PPTYS TR PFD C CNV 5.75% 29380T402 22379 1122321 SH DEFINED 1,2,3,4 1122321 EQUINIX INC NOTE 3.000%10/1 29444UAG1 1530 1365000 PRN DEFINED 1,2,3,4 1365000 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 31585 29903000 PRN DEFINED 1,2,3,4 29903000 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 48183 34055000 PRN DEFINED 1,2,3,4 34055000 EXCO RESOURCES INC COM 269279402 613848 34778946 SH DEFINED 1,2,3,4 34778946 FIBERTOWER CORP NOTE 9.000%11/1 31567RAC4 6183 7381591 PRN DEFINED 1,2,3,4 7381591 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 48088 339940 SH DEFINED 1,2,3,4 339940 FIVE STAR QUALITY CARE INC NOTE 3.750%10/1 33832DAB2 12344 12806000 PRN DEFINED 1,2,3,4 12806000 FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 7422 7511000 PRN DEFINED 1,2,3,4 7511000 FURNITURE BRANDS INTL INC COM 360921100 10350 2500000 SH DEFINED 1,2,3,4 2500000 GENCO SHIPPING & TRADING LTD SHS YY2685T10711374 1512632 SH DEFINED 1,2,3,4 1512632 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1369300AD0 44396 40869000 PRN DEFINED 1,2,3,4 40869000 GENERAL MTRS CO COM 37045V100 7871 259250 SH DEFINED 1,2,3,4 259250 GENERAL MTRS CO JR PFD CNV SRB 37045V209 110435 2265800 SH DEFINED 1,2,3,4 2265800 GENON ENERGY INC COM 37244E107 23160 6000000 SH DEFINED 1,2,3,4 6000000 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 11328 9500000 PRN DEFINED 1,2,3,4 9500000 GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 17534 23707000 PRN DEFINED 1,2,3,4 23707000 GLOBALSTAR INC NOTE 5.750% 4/0 378973AA9 9345 12265000 PRN DEFINED 1,2,3,4 12265000 GMX RES INC NOTE 4.500% 5/0 38011MAJ7 3591 4375000 PRN DEFINED 1,2,3,4 4375000 GMX RES INC NOTE 5.000% 2/0 38011MAB4 11998 12614000 PRN DEFINED 1,2,3,4 12614000 GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 45466 36300000 PRN DEFINED 1,2,3,4 36300000 GOLDCORP INC NEW COM COM 380956409 9063 187750 SH DEFINED 1,2,3,4 187750 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 1154 1144000 SH DEFINED 1,2,3,4 1144000 HANOVER COMPRESSOR CO NOTE 4.750% 1/1 410768AE5 19196 19480000 PRN DEFINED 1,2,3,4 19480000 HERCULES OFFSHORE INC NOTE 3.375% 6/0 427093AD1 27825 29443000 PRN DEFINED 1,2,3,4 29443000 HOLOGIC INC FRNT 2.000%12/1 436440AA9 20268 21008000 PRN DEFINED 1,2,3,4 21008000 HOLOGIC INC FRNT 2.000%12/1 436440AB7 65081 56700000 PRN DEFINED 1,2,3,4 56700000 HORNBECK OFFSHORE SVCS INC FRNT 1.625%11/1 440543AE6 2918 3002000 PRN DEFINED 1,2,3,4 3002000 HUTCHINSON TECHNOLOGY INC NOTE 8.500% 1/1 448407AG1 2258 2849000 PRN DEFINED 1,2,3,4 2849000 ICAHN ENTERPRISES LP/CORP FRNT 8/1 451102AB3 5354 5498000 PRN DEFINED 1,2,3,4 5498000 INTERPUBLIC GROUP COS INC NOTE 4.750% 3/1 460690BE9 24069 19200000 PRN DEFINED 1,2,3,4 19200000 ISTAR FINL INC DEBT 10/0 45031UBF7 12151 13304000 PRN DEFINED 1,2,3,4 13304000 JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/1 466090AA5 10973 11829000 PRN DEFINED 1,2,3,4 11829000 JAKKS PAC INC COM 47012E106 22185 1205054 SH DEFINED 1,2,3,4 1205054 K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 755 1474000 PRN DEFINED 1,2,3,4 1474000 KEMET CORP NOTE 2.250%11/1 488360AB4 2878 2869000 PRN DEFINED 1,2,3,4 2869000 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 2740 2728000 PRN DEFINED 1,2,3,4 2728000 LEAP WIRELESS INTL INC NOTE 4.500% 7/1 521863AL4 1514 1600000 PRN DEFINED 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