0001193125-11-222953.txt : 20110815 0001193125-11-222953.hdr.sgml : 20110815 20110815151033 ACCESSION NUMBER: 0001193125-11-222953 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 111035640 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE, 2011 Check here if Amendment [_]; Amendment Number: ------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BALYASNY ASSET MANAGEMENT Address: 181 W. MADISON, SUITE 3600 CHICAGO, IL 6062 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SCOTT SCHROEDER Title: PARTNER Phone: 1 312 499 2974 Signature, Place, and Date of Signing: SCOTT SCHROEDER CHICAGO, ILLINOIS 5/15/2011 ------------------------- ------------------------ ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------------ ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 337 Form 13F Information Table Value Total: 2,128,485 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- --- --------------------- --------------------- [Repeat as necessary.]

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ------- --------- --- --- ---------- -------- --------- ------ ---- Valero Energy Corp Common Stock 91913Y100 130,830 5,116,539 SH SOLE NONE 5,116,539 0 0 Cameron International Corp Common Stock 13342B105 83,039 1,651,198 SH SOLE NONE 1,651,198 0 0 Baker Hughes Inc Common Stock 057224107 75,085 1,034,800 SH SOLE NONE 1,034,800 0 0 United Parcel Service Inc Common Stock 911312106 71,976 986,920 SH SOLE NONE 986,920 0 0 Anadarko Petroleum Corp Common Stock 032511107 56,296 733,400 SH SOLE NONE 733,400 0 0 Frontier Oil Corp Common Stock 35914P105 52,044 1,610,761 SH SOLE NONE 1,610,761 0 0 Plains All American Pipeline Common Stock 726503105 39,469 617,000 SH SOLE NONE 617,000 0 0 Halliburton Co Common Stock 406216101 37,012 725,722 SH SOLE NONE 725,722 0 0 Huntsman Corp Common Stock 447011107 34,873 1,850,000 SH SOLE NONE 1,850,000 0 0 Owens Corning Common Stock 690742101 33,012 883,853 SH SOLE NONE 883,853 0 0 Schlumberger Ltd Common Stock 806857108 32,391 374,900 SH SOLE NONE 374,900 0 0 Western Refining Inc Common Stock 959319104 31,037 1,717,600 SH SOLE NONE 1,717,600 0 0 Watson Pharmaceuticals Inc Common Stock 942683103 30,280 440,571 SH SOLE NONE 440,571 0 0 Swift Energy Co Common Stock 870738101 28,698 770,000 SH SOLE NONE 770,000 0 0 CF Industries Holdings Inc Common Stock 125269100 26,917 190,000 SH SOLE NONE 190,000 0 0 Caterpillar Inc Common Stock 149123101 26,083 245,000 SH SOLE NONE 245,000 0 0 Macy's Inc Common Stock 55616P104 25,987 888,750 SH SOLE NONE 888,750 0 0 Cummins Inc Common Stock 231021106 25,355 245,001 SH SOLE NONE 245,001 0 0 priceline.com Inc Common Stock 741503403 24,317 47,500 SH SOLE NONE 47,500 0 0 Bristol-Myers Squibb Co Common Stock 110122108 22,687 783,400 SH SOLE NONE 783,400 0 0 Armstrong World Industries Inc Common Stock 04247X102 21,892 480,500 SH SOLE NONE 480,500 0 0 FedEx Corp Common Stock 31428X106 21,652 228,279 SH SOLE NONE 228,279 0 0 Trex Co Inc Common Stock 89531P105 21,570 881,139 SH SOLE NONE 881,139 0 0 Willbros Group Inc Common Stock 969203108 20,720 2,426,282 SH SOLE NONE 2,426,282 0 0 Delek US Holdings Inc Common Stock 246647101 20,651 1,315,375 SH SOLE NONE 1,315,375 0 0 Google Inc Common Stock 38259P508 20,255 40,000 SH SOLE NONE 40,000 0 0 DSW Inc Common Stock 23334L102 19,319 381,727 SH SOLE NONE 381,727 0 0 Cubist Pharmaceuticals Inc Common Stock 229678107 19,115 531,133 SH SOLE NONE 531,133 0 0 Newpark Resources Inc Common Stock 651718504 18,872 2,080,661 SH SOLE NONE 2,080,661 0 0 Signet Jewelers Ltd Common Stock G81276100 17,801 380,275 SH SOLE NONE 380,275 0 0 Autoliv Inc Common Stock 052800109 17,259 220,000 SH SOLE NONE 220,000 0 0 Keryx Biopharmaceuticals Inc Common Stock 492515101 15,704 3,320,157 SH SOLE NONE 3,320,157 0 0 Coventry Health Care Inc Common Stock 222862104 15,681 429,976 SH SOLE NONE 429,976 0 0 Pfizer Inc Common Stock 717081103 15,356 745,449 SH SOLE NONE 745,449 0 0 Plains Exploration & Production Co Common Stock 726505100 15,248 400,000 SH SOLE NONE 400,000 0 0 Melco Crown Entertainment Ltd ADR 585464100 14,739 1,154,200 SH SOLE NONE 1,154,200 0 0 Eaton Corp Common Stock 278058102 14,406 280,000 SH SOLE NONE 280,000 0 0 WellCare Health Plans Inc Common Stock 94946T106 14,173 275,680 SH SOLE NONE 275,680 0 0 Men's Wearhouse Inc/The Common Stock 587118100 14,049 416,875 SH SOLE NONE 416,875 0 0 DaVita Inc Common Stock 23918K108 13,291 153,460 SH SOLE NONE 153,460 0 0 Netease.com ADR 64110W102 12,918 286,500 SH SOLE NONE 286,500 0 0 Salesforce.com Inc Common Stock 79466L302 12,663 85,000 SH SOLE NONE 85,000 0 0 Timken Co Common Stock 887389104 12,600 250,000 SH SOLE NONE 250,000 0 0 NII Holdings Inc Common Stock 62913F201 12,290 290,000 SH SOLE NONE 290,000 0 0 Illumina Inc Common Stock 452327109 12,024 160,000 SH SOLE NONE 160,000 0 0 Dillard's Inc Common Stock 254067101 11,992 230,000 SH SOLE NONE 230,000 0 0 Medicis Pharmaceutical Corp Common Stock 584690309 11,879 311,213 SH SOLE NONE 311,213 0 0 YM Biosciences Inc Common Stock 984238105 11,674 4,154,552 SH SOLE NONE 4,154,552 0 0 Panera Bread Co Common Stock 69840W108 11,423 90,905 SH SOLE NONE 90,905 0 0 Steven Madden Ltd Common Stock 556269108 11,165 297,650 SH SOLE NONE 297,650 0 0 Amarin Corp PLC ADR 023111206 11,127 771,079 SH SOLE NONE 771,079 0 0 Dendreon Corp Common Stock 24823Q107 10,785 273,441 SH SOLE NONE 273,441 0 0 News Corp Common Stock 65248E104 10,620 600,000 SH SOLE NONE 600,000 0 0 Tempur-Pedic International Inc Common Stock 88023U101 10,612 156,477 SH SOLE NONE 156,477 0 0 UnitedHealth Group Inc Common Stock 91324P102 10,316 200,000 SH SOLE NONE 200,000 0 0 Gardner Denver Inc Common Stock 365558105 10,086 120,000 SH SOLE NONE 120,000 0 0 Goodyear Tire & Rubber Co/The Common Stock 382550101 10,062 600,000 SH SOLE NONE 600,000 0 0 BMC Software Inc Common Stock 055921100 9,846 180,000 SH SOLE NONE 180,000 0 0 CVR Energy Inc Common Stock 12662P108 9,498 385,800 SH SOLE NONE 385,800 0 0 Headwaters Inc Common Stock 42210P102 8,993 2,873,250 SH SOLE NONE 2,873,250 0 0 Deckers Outdoor Corp Common Stock 243537107 8,929 101,300 SH SOLE NONE 101,300 0 0 Acorda Therapeutics Inc Common Stock 00484M106 8,886 275,013 SH SOLE NONE 275,013 0 0 Perrigo Co Common Stock 714290103 8,787 100,000 SH SOLE NONE 100,000 0 0 Visa Inc Common Stock 92826C839 8,763 104,000 SH SOLE NONE 104,000 0 0 BioMarin Pharmaceutical Inc Common Stock 09061G101 8,571 315,000 SH SOLE NONE 315,000 0 0 WW Grainger Inc Common Stock 384802104 8,451 55,000 SH SOLE NONE 55,000 0 0 Penn National Gaming Inc Common Stock 707569109 8,423 208,809 SH SOLE NONE 208,809 0 0 F5 Networks Inc Common Stock 315616102 8,269 75,000 SH SOLE NONE 75,000 0 0 Netflix Inc Common Stock 64110L106 7,881 30,000 SH SOLE NONE 30,000 0 0 Hertz Global Holdings Inc Common Stock 42805T105 7,622 480,000 SH SOLE NONE 480,000 0 0 HB Fuller Co Common Stock 359694106 7,558 309,500 SH SOLE NONE 309,500 0 0 Belo Corp Common Stock 080555105 7,530 1,000,000 SH SOLE NONE 1,000,000 0 0 QLT Inc Common Stock 746927102 7,427 1,030,100 SH SOLE NONE 1,030,100 0 0 Symantec Corp Common Stock 871503108 7,395 375,000 SH SOLE NONE 375,000 0 0 Cognizant Technology Solutions Corp Common Stock 192446102 7,334 100,000 SH SOLE NONE 100,000 0 0 Williams-Sonoma Inc Common Stock 969904101 7,298 200,000 SH SOLE NONE 200,000 0 0 Cablevision Systems Corp Common Stock 12686C109 7,242 200,000 SH SOLE NONE 200,000 0 0 Wynn Resorts Ltd Common Stock 983134107 7,177 50,000 SH SOLE NONE 50,000 0 0 VMware Inc Common Stock 928563402 7,016 70,000 SH SOLE NONE 70,000 0 0 Harley-Davidson Inc Common Stock 412822108 6,965 170,000 SH SOLE NONE 170,000 0 0 Foot Locker Inc Common Stock 344849104 6,817 286,900 SH SOLE NONE 286,900 0 0 Alpha Natural Resources Inc Common Stock 02076X102 6,816 150,000 SH SOLE NONE 150,000 0 0 Retail HOLDRs Trust ETF 76127U101 6,714 61,808 SH SOLE NONE 61,808 0 0 Apple Inc Common Stock 037833100 6,713 20,000 SH SOLE NONE 20,000 0 0 MICROS Systems Inc Common Stock 594901100 6,711 135,000 SH SOLE NONE 135,000 0 0 Smithfield Foods Inc Common Stock 832248108 6,670 305,000 SH SOLE NONE 305,000 0 0 MGM Resorts International Common Stock 552953101 6,605 500,000 SH SOLE NONE 500,000 0 0 Childrens Place Retail Stores Inc/ The Common Stock 168905107 6,573 147,736 SH SOLE NONE 147,736 0 0 Under Armour Inc Common Stock 904311107 6,571 85,000 SH SOLE NONE 85,000 0 0 Pier 1 Imports Inc Common Stock 720279108 6,488 560,800 SH SOLE NONE 560,800 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ----- --------- --- --- ---------- -------- --------- ------ ---- FelCor Lodging Trust Inc REIT 31430F200 6,472 247,879 SH SOLE NONE 247,879 0 0 Thermo Fisher Scientific Inc Common Stock 883556102 6,472 100,510 SH SOLE NONE 100,510 0 0 Citrix Systems Inc Common Stock 177376100 6,400 80,000 SH SOLE NONE 80,000 0 0 Walter Investment Management Corp Common Stock 93317W102 6,147 277,000 SH SOLE NONE 277,000 0 0 New Oriental Education & Technology Group ADR 647581107 6,145 55,000 SH SOLE NONE 55,000 0 0 Ross Stores Inc Common Stock 778296103 6,009 75,000 SH SOLE NONE 75,000 0 0 Wells Fargo & Co Common Stock 949746101 5,893 210,000 SH SOLE NONE 210,000 0 0 TJX Cos Inc Common Stock 872540109 5,778 110,000 SH SOLE NONE 110,000 0 0 SPDR S&P Retail ETF ETF 78464A714 5,473 102,538 SH SOLE NONE 102,538 0 0 Valassis Communications Inc Common Stock 918866104 5,454 180,000 SH SOLE NONE 180,000 0 0 DISH Network Corp Common Stock 25470M109 5,367 175,000 SH SOLE NONE 175,000 0 0 Chicago Bridge & Iron Co NV Common Stock 167250109 5,324 136,875 SH SOLE NONE 136,875 0 0 Solera Holdings Inc Common Stock 83421A104 5,324 90,000 SH SOLE NONE 90,000 0 0 Viacom Inc Common Stock 92553P201 5,100 100,000 SH SOLE NONE 100,000 0 0 SPDR KBW Regional Banking ETF ETF 78464A698 5,090 200,000 SH SOLE NONE 200,000 0 0 Netlogic Microsystems Inc Common Stock 64118B100 5,053 125,000 SH SOLE NONE 125,000 0 0 Pharmasset Inc Common Stock 71715N106 5,049 45,000 SH SOLE NONE 45,000 0 0 Fortinet Inc Common Stock 34959E109 5,008 183,500 SH SOLE NONE 183,500 0 0 Acme Packet Inc Common Stock 004764106 4,909 70,000 SH SOLE NONE 70,000 0 0 Sirius XM Radio Inc Common Stock 82967N108 4,818 2,200,000 SH SOLE NONE 2,200,000 0 0 Responsys Inc Common Stock 761248103 4,760 268,487 SH SOLE NONE 268,487 0 0 AO Smith Corp Common Stock 831865209 4,700 111,100 SH SOLE NONE 111,100 0 0 Informatica Corp Common Stock 45666Q102 4,680 80,100 SH SOLE NONE 80,100 0 0 United Technologies Corp Common Stock 913017109 4,647 52,500 SH SOLE NONE 52,500 0 0 Wolverine World Wide Inc Common Stock 978097103 4,593 110,000 SH SOLE NONE 110,000 0 0 TransDigm Group Inc Common Stock 893641100 4,560 50,000 SH SOLE NONE 50,000 0 0 Interface Inc Common Stock 458665106 4,403 227,333 SH SOLE NONE 227,333 0 0 Colgate- Palmolive Co Common Stock 194162103 4,371 50,000 SH SOLE NONE 50,000 0 0 Sourcefire Inc Common Stock 83616T108 4,258 143,264 SH SOLE NONE 143,264 0 0 Riverbed Technology Inc Common Stock 768573107 4,157 105,000 SH SOLE NONE 105,000 0 0 Crane Co Common Stock 224399105 4,111 83,200 SH SOLE NONE 83,200 0 0 Kaiser Aluminum Corp Common Stock 483007704 4,097 75,000 SH SOLE NONE 75,000 0 0 Jack in the Box Inc Common Stock 466367109 3,868 169,800 SH SOLE NONE 169,800 0 0 CROCS Inc Common Stock 227046109 3,855 149,723 SH SOLE NONE 149,723 0 0 Morton's Restaurant Group Inc Common Stock 619430101 3,842 529,961 SH SOLE NONE 529,961 0 0 Loral Space & Communications Inc Common Stock 543881106 3,821 55,000 SH SOLE NONE 55,000 0 0 Goodrich Corp Common Stock 382388106 3,820 40,000 SH SOLE NONE 40,000 0 0 State Street Corp Common Stock 857477103 3,643 80,800 SH SOLE NONE 80,800 0 0 Monsanto Co Common Stock 61166W101 3,627 50,000 SH SOLE NONE 50,000 0 0 Bob Evans Farms Inc/DE Common Stock 096761101 3,607 103,132 SH SOLE NONE 103,132 0 0 Salix Pharmaceuticals Ltd Common Stock 795435106 3,562 89,418 SH SOLE NONE 89,418 0 0 WESCO International Inc Common Stock 95082P105 3,546 65,560 SH SOLE NONE 65,560 0 0 Warren Resources Inc Common Stock 93564A100 3,524 925,000 SH SOLE NONE 925,000 0 0 Comerica Inc Common Stock 200340107 3,457 100,000 SH SOLE NONE 100,000 0 0 Hyperdynamics Corp Common Stock 448954107 3,440 800,000 SH SOLE NONE 800,000 0 0 Invesco Ltd Common Stock G491BT108 3,360 143,600 SH SOLE NONE 143,600 0 0 Carlisle Cos Inc Common Stock 142339100 3,323 67,500 SH SOLE NONE 67,500 0 0 Chico's FAS Inc Common Stock 168615102 3,317 217,800 SH SOLE NONE 217,800 0 0 Teradata Corp Common Stock 88076W103 3,311 55,000 SH SOLE NONE 55,000 0 0 Shire PLC ADR 82481R106 3,297 35,000 SH SOLE NONE 35,000 0 0 Bristow Group Inc Common Stock 110394103 3,271 64,108 SH SOLE NONE 64,108 0 0 Polaris Industries Inc Common Stock 731068102 3,270 29,415 SH SOLE NONE 29,415 0 0 Con-way Inc Common Stock 205944101 3,130 80,657 SH SOLE NONE 80,657 0 0 Kennametal Inc Common Stock 489170100 3,107 73,600 SH SOLE NONE 73,600 0 0 T Rowe Price Group Inc Common Stock 74144T108 3,017 50,000 SH SOLE NONE 50,000 0 0 Endo Pharmaceuticals Holdings Inc Common Stock 29264F205 3,013 75,000 SH SOLE NONE 75,000 0 0 Liberty Media Corp - Capital Common Stock 53071M302 3,001 35,000 SH SOLE NONE 35,000 0 0 Temple-Inland Inc Common Stock 879868107 2,974 100,000 SH SOLE NONE 100,000 0 0 Polycom Inc Common Stock 73172K104 2,894 45,000 SH SOLE NONE 45,000 0 0 eBay Inc Common Stock 278642103 2,888 89,500 SH SOLE NONE 89,500 0 0 BlackRock Inc Common Stock 09247X101 2,877 15,000 SH SOLE NONE 15,000 0 0 Joy Global Inc Common Stock 481165108 2,857 30,000 SH SOLE NONE 30,000 0 0 ARM Holdings PLC ADR 042068106 2,843 100,000 SH SOLE NONE 100,000 0 0 Humana Inc Common Stock 444859102 2,819 35,000 SH SOLE NONE 35,000 0 0 Level 3 Communications Inc Common Stock 52729N100 2,806 1,150,000 SH SOLE NONE 1,150,000 0 0 Akorn Inc Common Stock 009728106 2,800 400,000 SH SOLE NONE 400,000 0 0 99 Cents Only Stores Common Stock 65440K106 2,791 137,900 SH SOLE NONE 137,900 0 0 CommVault Systems Inc Common Stock 204166102 2,778 62,500 SH SOLE NONE 62,500 0 0 WellPoint Inc Common Stock 94973V107 2,757 35,000 SH SOLE NONE 35,000 0 0 Amphenol Corp Common Stock 032095101 2,700 50,000 SH SOLE NONE 50,000 0 0 Dover Corp Common Stock 260003108 2,651 39,100 SH SOLE NONE 39,100 0 0 CME Group Inc Common Stock 12572Q105 2,624 9,000 SH SOLE NONE 9,000 0 0 Agilent Technologies Inc Common Stock 00846U101 2,556 50,000 SH SOLE NONE 50,000 0 0 BJ's Restaurants Inc Common Stock 09180C106 2,524 48,201 SH SOLE NONE 48,201 0 0 QLIK Technologies Inc Common Stock 74733T105 2,503 73,500 SH SOLE NONE 73,500 0 0 Boston Scientific Corp Common Stock 101137107 2,419 350,000 SH SOLE NONE 350,000 0 0 Zumiez Inc Common Stock 989817101 2,397 96,009 SH SOLE NONE 96,009 0 0 Safeway Inc Common Stock 786514208 2,337 100,000 SH SOLE NONE 100,000 0 0 Biosante Pharmaceuticals Inc Common Stock 09065V203 2,334 848,641 SH SOLE NONE 848,641 0 0 Potash Corp of Saskatchewan Inc Common Stock 73755L107 2,280 40,000 SH SOLE NONE 40,000 0 0 Sohu.com Inc Common Stock 83408W103 2,255 31,200 SH SOLE NONE 31,200 0 0 American Public Education Inc Common Stock 02913V103 2,226 50,000 SH SOLE NONE 50,000 0 0 Krispy Kreme Doughnuts Inc Common Stock 501014104 2,222 233,600 SH SOLE NONE 233,600 0 0 EI du Pont de Nemours & Co Common Stock 263534109 2,221 41,100 SH SOLE NONE 41,100 0 0 Broadcom Corp Common Stock 111320107 2,187 65,000 SH SOLE NONE 65,000 0 0 Tesla Motors Inc Common Stock 88160R101 2,185 75,000 SH SOLE NONE 75,000 0 0 MarineMax Inc Common Stock 567908108 2,171 247,845 SH SOLE NONE 247,845 0 0 Express Inc Common Stock 30219E103 2,128 97,600 SH SOLE NONE 97,600 0 0 Freeport- McMoRan Copper & Gold Inc Common Stock 35671D857 2,116 40,000 SH SOLE NONE 40,000 0 0 Las Vegas Sands Corp Common Stock 517834107 2,111 50,000 SH SOLE NONE 50,000 0 0 Zoran Corp Common Stock 98975F101 2,100 250,000 SH SOLE NONE 250,000 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ----- -------- --- ---- ---------- -------- ------- ------ ---- SanDisk Corp Common Stock 80004C101 2,075 50,000 SH SOLE NONE 50,000 0 0 SunTrust Banks Inc Common Stock 867914103 2,064 80,000 SH SOLE NONE 80,000 0 0 Precision Castparts Corp Common Stock 740189105 2,058 12,500 SH SOLE NONE 12,500 0 0 Charles Schwab Corp/The Common Stock 808513105 2,056 125,000 SH SOLE NONE 125,000 0 0 Aetna Inc Common Stock 00817Y108 1,984 45,000 SH SOLE NONE 45,000 0 0 Medivation Inc Common Stock 58501N101 1,969 91,900 SH SOLE NONE 91,900 0 0 Jamba Inc Common Stock 47023A101 1,926 900,000 SH SOLE NONE 900,000 0 0 Pantry Inc/The Common Stock 698657103 1,919 102,119 SH SOLE NONE 102,119 0 0 TIBCO Software Inc Common Stock 88632Q103 1,886 65,000 SH SOLE NONE 65,000 0 0 WABCO Holdings Inc Common Stock 92927K102 1,865 27,000 SH SOLE NONE 27,000 0 0 Alcatel-Lucent/ France ADR 013904305 1,731 300,000 SH SOLE NONE 300,000 0 0 GLG Life Tech Corp Common Stock 361793201 1,717 255,561 SH SOLE NONE 255,561 0 0 Semiconductor HOLDRs Trust ETF 816636203 1,704 50,000 SH SOLE NONE 50,000 0 0 Zions Bancorporation Common Stock 989701107 1,681 70,000 SH SOLE NONE 70,000 0 0 Auxilium Pharmaceuticals Inc Common Stock 05334D107 1,666 85,000 SH SOLE NONE 85,000 0 0 Assured Guaranty Ltd Common Stock G0585R106 1,664 102,000 SH SOLE NONE 102,000 0 0 Casual Male Retail Group Inc Common Stock 148711302 1,619 390,000 SH SOLE NONE 390,000 0 0 Maxygen Inc Common Stock 577776107 1,615 295,300 SH SOLE NONE 295,300 0 0 CapitalSource Inc Common Stock 14055X102 1,613 250,000 SH SOLE NONE 250,000 0 0 American Express Co Common Stock 025816109 1,551 30,000 SH SOLE NONE 30,000 0 0 VCA Antech Inc Common Stock 918194101 1,484 70,000 SH SOLE NONE 70,000 0 0 Rambus Inc Common Stock 750917106 1,468 100,000 SH SOLE NONE 100,000 0 0 American Capital Agency Corp REIT 02503X105 1,456 50,000 SH SOLE NONE 50,000 0 0 SPDR S&P 500 ETF Trust Call 78462F103 1,439 22,062 SH Call SOLE NONE 22,062 0 0 Trinity Industries Inc Common Stock 896522109 1,427 40,900 SH SOLE NONE 40,900 0 0 Qualcomm Inc Common Stock 747525103 1,420 25,000 SH SOLE NONE 25,000 0 0 Starwood Hotels & Resorts Worldwide Inc Common Stock 85590A401 1,401 25,000 SH SOLE NONE 25,000 0 0 EMC Corp/ Massachusetts Common Stock 268648102 1,378 50,000 SH SOLE NONE 50,000 0 0 Coinstar Inc Common Stock 19259P300 1,364 25,000 SH SOLE NONE 25,000 0 0 Tanger Factory Outlet Centers REIT 875465106 1,339 50,000 SH SOLE NONE 50,000 0 0 SuccessFactors Inc Common Stock 864596101 1,323 45,000 SH SOLE NONE 45,000 0 0 Fifth Third Bancorp Common Stock 316773100 1,313 103,000 SH SOLE NONE 103,000 0 0 Commerce Bancshares Inc/ MO Common Stock 200525103 1,299 30,200 SH SOLE NONE 30,200 0 0 Baxter International Inc Common Stock 071813109 1,242 20,800 SH SOLE NONE 20,800 0 0 JPMorgan Chase & Co Common Stock 46625H100 1,228 30,000 SH SOLE NONE 30,000 0 0 QLogic Corp Common Stock 747277101 1,194 75,000 SH SOLE NONE 75,000 0 0 Texas Roadhouse Inc Common Stock 882681109 1,140 65,000 SH SOLE NONE 65,000 0 0 Richardson Electronics Ltd/ United States Common Stock 763165107 1,113 81,900 SH SOLE NONE 81,900 0 0 Netease.com Call 64110W102 1,112 2,573 SH Call SOLE NONE 2,573 0 0 Cypress Semiconductor Corp Common Stock 232806109 1,057 50,000 SH SOLE NONE 50,000 0 0 Amazon.com Inc Common Stock 023135106 1,022 5,000 SH SOLE NONE 5,000 0 0 Bruker Corp Common Stock 116794108 1,018 50,000 SH SOLE NONE 50,000 0 0 Gilead Sciences Inc Common Stock 375558103 1,010 24,400 SH SOLE NONE 24,400 0 0 Cabot Corp Common Stock 127055101 997 25,000 SH SOLE NONE 25,000 0 0 Melco Crown Entertainment Ltd Call 585464100 996 6,500 SH Call SOLE NONE 6,500 0 0 SPDR Gold Shares ETF 78463V107 993 6,800 SH SOLE NONE 6,800 0 0 Anthera Pharmaceuticals Inc Common Stock 03674U102 978 119,700 SH SOLE NONE 119,700 0 0 MB Financial Inc Common Stock 55264U108 962 50,000 SH SOLE NONE 50,000 0 0 Hancock Holding Co Common Stock 410120109 942 30,400 SH SOLE NONE 30,400 0 0 Amarin Corp PLC Call 023111206 940 8,000 SH Call SOLE NONE 8,000 0 0 PPG Industries Inc Common Stock 693506107 908 10,000 SH SOLE NONE 10,000 0 0 Home Depot Inc Common Stock 437076102 906 25,000 SH SOLE NONE 25,000 0 0 Prosperity Bancshares Inc Common Stock 743606105 894 20,400 SH SOLE NONE 20,400 0 0 Marriott International Inc/DE Common Stock 571903202 887 25,000 SH SOLE NONE 25,000 0 0 LogMeIn Inc Common Stock 54142L109 868 22,500 SH SOLE NONE 22,500 0 0 PharmAthene Inc Common Stock 71714G102 853 290,000 SH SOLE NONE 290,000 0 0 Walgreen Co Common Stock 931422109 849 20,000 SH SOLE NONE 20,000 0 0 Host Hotels & Resorts Inc REIT 44107P104 848 50,000 SH SOLE NONE 50,000 0 0 Manitowoc Co Inc/The Common Stock 563571108 842 50,000 SH SOLE NONE 50,000 0 0 Linear Technology Corp Common Stock 535678106 826 25,000 SH SOLE NONE 25,000 0 0 Par Pharmaceutical Cos Inc Common Stock 69888P106 825 25,000 SH SOLE NONE 25,000 0 0 Thoratec Corp Common Stock 885175307 821 25,000 SH SOLE NONE 25,000 0 0 Procera Networks Inc Common Stock 74269U203 805 75,000 SH SOLE NONE 75,000 0 0 SPDR S&P 500 ETF Trust Put 78462F103 803 9,250 SH Put SOLE NONE 9,250 0 0 Box Ships Inc Common Stock Y09675102 760 76,935 SH SOLE NONE 76,935 0 0 Fresenius Medical Care AG & Co KGaA ADR 358029106 747 10,000 SH SOLE NONE 10,000 0 0 ARMOUR Residential REIT Inc REIT 042315101 735 100,000 SH SOLE NONE 100,000 0 0 Trustco Bank Corp NY Common Stock 898349105 735 150,000 SH SOLE NONE 150,000 0 0 United Bankshares Inc/ wv Common Stock 909907107 725 29,600 SH SOLE NONE 29,600 0 0 TCF Financial Corp Common Stock 872275102 690 50,000 SH SOLE NONE 50,000 0 0 CVS Caremark Corp Common Stock 126650100 684 18,200 SH SOLE NONE 18,200 0 0 Patterson Cos Inc Common Stock 703395103 658 20,000 SH SOLE NONE 20,000 0 0 Cypress Sharpridge Investments Inc REIT 23281A307 641 50,000 SH SOLE NONE 50,000 0 0 Akamai Technologies Inc Common Stock 00971T101 629 20,000 SH SOLE NONE 20,000 0 0 Nordstrom Inc Common Stock 655664100 618 13,165 SH SOLE NONE 13,165 0 0 Tractor Supply Co Common Stock 892356106 613 9,170 SH SOLE NONE 9,170 0 0 PharmAthene Inc Call 71714G102 605 5,500 SH Call SOLE NONE 5,500 0 0 American Railcar Industries Inc Common Stock 02916P103 586 25,000 SH SOLE NONE 25,000 0 0 Shutterfly Inc Common Stock 82568P304 574 10,000 SH SOLE NONE 10,000 0 0 BroadSoft Inc Common Stock 11133B409 572 15,000 SH SOLE NONE 15,000 0 0 MicroStrategy Inc Common Stock 594972408 569 3,500 SH SOLE NONE 3,500 0 0 IntraLinks Holdings Inc Common Stock 46118H104 518 30,000 SH SOLE NONE 30,000 0 0 Constant Contact Inc Common Stock 210313102 508 20,000 SH SOLE NONE 20,000 0 0 First Midwest Bancorp Inc/IL Common Stock 320867104 489 39,800 SH SOLE NONE 39,800 0 0 Raymond James Financial Inc Common Stock 754730109 482 15,000 SH SOLE NONE 15,000 0 0 Abaxis Inc Common Stock 002567105 469 17,200 SH SOLE NONE 17,200 0 0 Aruba Networks Inc Call 043176106 468 2,500 SH Call SOLE NONE 2,500 0 0 Limelight Networks Inc Common Stock 53261M104 465 102,000 SH SOLE NONE 102,000 0 0 Pfizer Inc Call 717081103 408 6,500 SH Call SOLE NONE 6,500 0 0 Renren Inc Put 759892102 388 2,350 SH Put SOLE NONE 2,350 0 0 Research In Motion Ltd Put 760975102 380 3,250 SH Put SOLE NONE 3,250 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ----- -------- --- ---- ---------- -------- ------- ------ ---- Nanometrics Inc Common Stock 630077105 380 20,000 SH SOLE NONE 20,000 0 0 Western Alliance Bancorp Common Stock 957638109 355 50,000 SH SOLE NONE 50,000 0 0 Omnivision Technologies Inc Common Stock 682128103 348 10,000 SH SOLE NONE 10,000 0 0 Cohen & Steers Inc Common Stock 19247A100 342 10,323 SH SOLE NONE 10,323 0 0 General Maritime Corp Common Stock Y2693R101 330 244,599 SH SOLE NONE 244,599 0 0 Meru Networks Inc Put 59047Q103 288 900 SH Put SOLE NONE 900 0 0 Silicon Graphics International Corp Call 82706L108 251 2,000 SH Call SOLE NONE 2,000 0 0 Leggett & Platt Inc Common Stock 524660107 219 9,000 SH SOLE NONE 9,000 0 0 Brown Shoe Co Inc Common Stock 115736100 213 20,000 SH SOLE NONE 20,000 0 0 Netscout Systems Inc Common Stock 64115T104 209 10,000 SH SOLE NONE 10,000 0 0 Central European Media Enterprises Ltd Common Stock G20045202 198 10,000 SH SOLE NONE 10,000 0 0 ACCO Brands Corp Common Stock 00081T108 196 25,000 SH SOLE NONE 25,000 0 0 SPDR S&P Retail ETF Put 78464A714 196 6,250 SH Put SOLE NONE 6,250 0 0 ANN Inc Put 035623107 180 1,200 SH Put SOLE NONE 1,200 0 0 Synaptics Inc Put 87157D109 166 850 SH Put SOLE NONE 850 0 0 Joe's Jeans Inc Common Stock 47777N101 158 185,827 SH SOLE NONE 185,827 0 0 Valero Energy Corp Call 91913Y100 157 1,500 SH Call SOLE NONE 1,500 0 0 US Bancorp Call 902973304 150 1,500 SH Call SOLE NONE 1,500 0 0 SuccessFactors Inc Put 864596101 143 500 SH Put SOLE NONE 500 0 0 Industrial Select Sector SPDR Fund Call 81369Y704 138 2,000 SH Call SOLE NONE 2,000 0 0 TTM Technologies Inc Put 87305R109 136 1,750 SH Put SOLE NONE 1,750 0 0 Ariba Inc Put 04033V203 130 1,000 SH Put SOLE NONE 1,000 0 0 SolarWinds Inc Call 83416B109 128 500 SH Call SOLE NONE 500 0 0 Parametric Technology Corp Put 699173209 108 500 SH Put SOLE NONE 500 0 0 Coldwater Creek Inc Common Stock 193068103 105 75,000 SH SOLE NONE 75,000 0 0 Aruba Networks Inc Put 043176106 90 1,500 SH Put SOLE NONE 1,500 0 0 SAP AG Call 803054204 78 2,500 SH Call SOLE NONE 2,500 0 0 NetApp Inc Call 64110D104 73 500 SH Call SOLE NONE 500 0 0 Health Care Select Sector SPDR Fund Put 81369Y209 71 3,098 SH Put SOLE NONE 3,098 0 0 Financial Select Sector SPDR Fund Put 81369Y605 70 13,000 SH Put SOLE NONE 13,000 0 0 Nuance Communications Inc Call 67020Y100 69 500 SH Call SOLE NONE 500 0 0 Apollo Group Inc Put 037604105 64 500 SH Put SOLE NONE 500 0 0 Western Liberty Bancorp Common Stock 961443108 60 20,012 SH SOLE NONE 20,012 0 0 Assured Guaranty Ltd Put G0585R906 59 865 SH Put SOLE NONE 865 0 0 Assured Guaranty Ltd Call G0585R956 58 424 SH Call SOLE NONE 424 0 0 Walter Investment Management Corp Put 93317W102 53 4,000 SH Put SOLE NONE 4,000 0 0 Apple Inc Put 037833100 49 400 SH Put SOLE NONE 400 0 0 Potash Corp of Saskatchewan Inc Call 73755L107 48 2,000 SH Call SOLE NONE 2,000 0 0 SanDisk Corp Call 80004C101 45 500 SH Call SOLE NONE 500 0 0 TIBCO Software Inc Call 88632Q103 43 500 SH Call SOLE NONE 500 0 0 Veeco Instruments Inc Put 922417100 41 300 SH Put SOLE NONE 300 0 0 Powershares QQQ Trust Series 1 Put 73935A104 40 3,000 SH Put SOLE NONE 3,000 0 0 Industrial Select Sector SPDR Fund Put 81369Y704 30 3,000 SH Put SOLE NONE 3,000 0 0 RealD Inc Call 75604L105 29 500 SH Call SOLE NONE 500 0 0 Symantec Corp Call 871503108 28 1,020 SH Call SOLE NONE 1,020 0 0 Quest Software Inc Call 74834T103 25 350 SH Call SOLE NONE 350 0 0 Skechers U.S.A. Inc Call 830566105 25 1,000 SH Call SOLE NONE 1,000 0 0 Rovi Corp Call 779376102 21 1,300 SH Call SOLE NONE 1,300 0 0 Walgreen Co Call 931422109 17 1,000 SH Call SOLE NONE 1,000 0 0 Valassis Communications Inc Put 918866104 15 1,530 SH Put SOLE NONE 1,530 0 0 21Vianet Group Inc Put 90138A103 15 1,000 SH Put SOLE NONE 1,000 0 0 STR Holdings Inc Call 78478V100 14 350 SH Call SOLE NONE 350 0 0 Meru Networks Inc Call 59047Q103 11 350 SH Call SOLE NONE 350 0 0 QLogic Corp Call 747277101 10 2,036 SH Call SOLE NONE 2,036 0 0 Atmel Corp Call 049513104 10 1,000 SH Call SOLE NONE 1,000 0 0 Quepasa Corp Call 74833W206 10 2,000 SH Call SOLE NONE 2,000 0 0 NVIDIA Corp Put 67066G104 10 500 SH Put SOLE NONE 500 0 0 ANSYS Inc Call 03662Q105 5 350 SH Call SOLE NONE 350 0 0 Motorola Mobility Holdings Inc Call 620097105 5 500 SH Call SOLE NONE 500 0 0 Power-One Inc Call 73930R102 5 1,000 SH Call SOLE NONE 1,000 0 0 Smithfield Foods Inc Call 832248108 5 250 SH Call SOLE NONE 250 0 0 Netease.com Put 64110W102 3 250 SH Put SOLE NONE 250 0 0 eBay Inc Call 278642103 2 4,500 SH Call SOLE NONE 4,500 0 0 Microsoft Corp Put 594918104 1 1,000 SH Put SOLE NONE 1,000 0 0 Research In Motion Ltd Call 760975102 1 350 SH Call SOLE NONE 350 0 0