0000807249-11-000266.txt : 20110811 0000807249-11-000266.hdr.sgml : 20110811 20110810180715 ACCESSION NUMBER: 0000807249-11-000266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 111025475 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR 1 gsi13f2q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY August 10, 2011 Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 176 FORM 13F INFORMATION TABLE VALUE TOTAL: $367,502 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCURAY INC COM COM 004397105 722 90083 SH SOLE 90083 0 0 ACTIVE PWR INC COM COM 00504W100 858 350000 SH SOLE 350000 0 0 ADVANCED ANALOGIC TECHNOLOGICO COM 00752J108 2630 434358 SH SOLE 434358 0 0 AK STL HLDG CORP COM COM 001547108 258 16400 SH SOLE 16400 0 0 ALPHA NATURAL RESOURCES INC CO COM 02076X102 700 15398 SH SOLE 15398 0 0 AMERICAN EXPRESS CO COM 025816109 233 4500 SH SOLE 4500 0 0 AMKOR TECHNOLOGY INC COM COM 031652100 62 10000 SH SOLE 10000 0 0 AONE US 07/11 P 5 OPTION - PUT 19 1500 SH PUT SOLE 1500 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 22 16000 SH SOLE 16000 0 0 BANK OF AMERICA COM 060505104 1192 108729 SH SOLE 108729 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 256 10000 SH SOLE 10000 0 0 BARNES & NOBLES COM 067774109 166 10000 SH SOLE 10000 0 0 BEAZER HOMES USA INC COM COM 07556Q105 117 34500 SH SOLE 34500 0 0 BELO CORP COM 080555105 258 34300 SH SOLE 34300 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 380 4914 SH SOLE 4914 0 0 BIG LOTS INC COM COM 089302103 1061 32000 SH SOLE 32000 0 0 BJS WHSL CLUB INC COM COM 05548J106 4104 81514 SH SOLE 81514 0 0 BLUELINX HLDGS INC COM COM 09624H109 116 50214 SH SOLE 50214 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 263 38000 SH SOLE 38000 0 0 BUCYRUS INTL INC NEW CL A COM 118759109 27452 299502 SH SOLE 299502 0 0 CABLEVISION SYS NY GROUP A COM 12686C109 290 8000 SH SOLE 8000 0 0 CALIFORNIA PIZZA KITCHEN INCCO COM 13054D109 7110 384926 SH SOLE 384926 0 0 CAPSTONE TURBINE CORP COM COM 14067D102 765 500000 SH SOLE 500000 0 0 CARDIONET INC COM COM 14159L103 63 11900 SH SOLE 11900 0 0 CARRIZO OIL&GAS 4.375% 06/01/2 CONVERTIBLE BOND 144577AA1 250 250000 PRN SOLE 250000 0 0 CBS CORP CLASS A COM 124857103 288 10000 SH SOLE 10000 0 0 CENTRAL VT PUB SVC CORP COM COM 155771108 774 21420 SH SOLE 21420 0 0 CEPHALON INC COM COM 156708109 18172 227433 SH SOLE 227433 0 0 CF INDS HLDGS INC COM COM 125269100 708 5000 SH SOLE 5000 0 0 CHARLES RIVER LAB 2.250% 06/15 CONVERTIBLE BOND 159864AB3 1133 1075000 PRN SOLE 1075000 0 0 CHART INDS INC COM 16115Q308 1754 32500 SH SOLE 32500 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 591 575000 PRN SOLE 575000 0 0 CHEMTURA CORP COM NEW COM 163893209 391 21500 SH SOLE 21500 0 0 CHINA BOTANIC PHARMACEUTICALCO COM 16890Y104 10 11000 SH SOLE 11000 0 0 CHINA HYDROELECTRIC CP-ADS WAR WARRANT AND RIGH G2112E145 4 25000 SH SOLE 25000 0 0 CHINA-BIOTICS INC COM COM 16937B109 62 18000 SH SOLE 18000 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 2928 9500 SH SOLE 9500 0 0 CHIQUITA BRANDS INTL INC COM COM 170032809 378 29067 SH SOLE 29067 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 178 14000 SH SOLE 14000 0 0 COCA COLA CO COM 191216100 202 3000 SH SOLE 3000 0 0 CONSTELLATION ENERGY GROUP ICO COM 210371100 1006 26500 SH SOLE 26500 0 0 CONTINUCARE CORP COM COM 212172100 3416 552758 SH SOLE 552758 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 120 30000 SH SOLE 30000 0 0 CUTERA INC COM COM 232109108 104 12200 SH SOLE 12200 0 0 DARLING INTL INC COM COM 237266101 885 50000 SH SOLE 50000 0 0 DELTA PETE CORP COM NEW COM 247907207 120 241800 SH SOLE 241800 0 0 DIGIRAD CORP COM COM 253827109 30 11200 SH SOLE 11200 0 0 DIRECTV-CLASS A COM 25490A101 305 6000 SH SOLE 6000 0 0 DISCOVERY COMMS NEW SER C COM 25470F302 2357 64500 SH SOLE 64500 0 0 DISH NETWORK CORPORATION COM 25470M109 245 8000 SH SOLE 8000 0 0 DOLLAR THRIFTY AUTOMOTIVE GRCO COM 256743105 479 6500 SH SOLE 6500 0 0 DPL INC COM COM 233293109 2297 76177 SH SOLE 76177 0 0 DUNCAN ENERGY PARTNERS LP COM COM 265026104 1676 38739 SH SOLE 38739 0 0 EL PASO CORPORATION COM 28336L109 404 20000 SH SOLE 20000 0 0 EMS TECHNOLOGIES INC COM COM 26873N108 1154 35000 SH SOLE 35000 0 0 ENER US 07/11 P 1 OPTION - PUT 45 5000 SH PUT SOLE 5000 0 0 EXCO RESOURCES INC COM COM 269279402 2459 139300 SH SOLE 139300 0 0 EXPEDIA INC DEL COM COM 30212P105 232 8000 SH SOLE 8000 0 0 FEDERAL MOGUL CORP CL A COM 313549404 441 19300 SH SOLE 19300 0 0 FOE US 07/11 P 12.5 OPTION - PUT 19 1500 SH PUT SOLE 1500 0 0 FORTUNE BRANDS INC COM 349631101 510 8000 SH SOLE 8000 0 0 FSLR US 07/11 P 115 OPTION - PUT 17 300 SH PUT SOLE 300 0 0 FUNDTECH LTD ORD COM M47095100 240 12002 SH SOLE 12002 0 0 GENERAL CABLE CORP COM 369300108 1065 25000 SH SOLE 25000 0 0 GENERAL ELEC CO COM 369604103 189 10000 SH SOLE 10000 0 0 GENUINE PARTS CO COM 372460105 218 4000 SH SOLE 4000 0 0 GERBER SCIENTIFIC INSTR COM 373730100 4350 390833 SH SOLE 390833 0 0 GEVO INC COM COM 374396109 1022 65000 SH SOLE 65000 0 0 GILEAD SCIENCES INC COM COM 375558103 505 12200 SH SOLE 12200 0 0 GLOBE SPECIALTY METALS INC COM COM 37954N206 2242 100000 SH SOLE 100000 0 0 GM US 7/19 C 18.33 WARRANT AND RIGH 37045V126 478 30000 SH SOLE 30000 0 0 GOLAR LNG LTD SHS COM G9456A100 2442 70000 SH SOLE 70000 0 0 GRAFTECH INTERNATIONAL COM 384313102 912 45000 SH SOLE 45000 0 0 GRAHAM PACKAGING CO INC COM COM 384701108 11637 461433 SH SOLE 461433 0 0 GREIF INC CL B COM 397624206 5254 87204 SH SOLE 87204 0 0 GRIFOLS SA-ADR COM 398438309 545 72526 SH SOLE 72526 0 0 GSM US 07/11 C 25 OPTION - CALL 30 3000 SH CALL SOLE 3000 0 0 GT SOLAR INTL INC COM COM 3623E0209 1337 82500 SH SOLE 82500 0 0 HANCOCK HOLDING CO COM 410120109 366 11822 SH SOLE 11822 0 0 HYPERCOM CORP COM 44913M105 4741 482343 SH SOLE 482343 0 0 ICF INTL INC COM COM 44925C103 457 18000 SH SOLE 18000 0 0 INTEGRAL SYS INC MD COM COM 45810H107 620 50959 SH SOLE 50959 0 0 ITT INDUSTRIES COM 450911102 1856 31500 SH SOLE 31500 0 0 IWM US 07/11 P 78 OPTION - PUT 0 2500 SH PUT SOLE 2500 0 0 IWM US 07/11 P 81 OPTION - PUT 13 2500 SH PUT SOLE 2500 0 0 JINKOSOLAR HLDG CO LTD SPONSOR COM 47759T100 1392 52500 SH SOLE 52500 0 0 KENDLE INTERNATIONAL INC COM 48880L107 2771 183779 SH SOLE 183779 0 0 K-SEA TRANSN PARTNERS L P COM OIL & GAS PARTNE 48268Y101 1741 213841 SH SOLE 213841 0 0 LAWSON SOFTWARE INC NEW COM COM 52078P102 7422 661517 SH SOLE 661517 0 0 LNG 2 1/4% 08/01/12 CONVERTIBLE BOND 16411RAE9 419 475000 PRN SOLE 475000 0 0 LOOPNET INC COM COM 543524300 2014 109562 SH SOLE 109562 0 0 LORAL SPACE & COMMUNICATNS ICO COM 543881106 535 7698 SH SOLE 7698 0 0 LUBRIZOL CORP COM 549271104 25150 187306 SH SOLE 187306 0 0 LUCENT TECH 2.750% 06/15/25 CONVERTIBLE BOND 549463AH0 981 1000000 PRN SOLE 1000000 0 0 LULULEMON ATHLETICA INC COM COM 550021109 1789 16000 SH SOLE 16000 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 7821 665650 SH SOLE 665650 0 0 M & F WORLDWIDE CORP COM COM 552541104 388 15000 SH SOLE 15000 0 0 MANNKIND CORP COM COM 56400P201 67 17500 SH SOLE 17500 0 0 MARSHALL & ILSLEY CORP NEW COM COM 571837103 2933 368000 SH SOLE 368000 0 0 MAS0 07/20/31 CONVERTIBLE BOND 574599BB1 1362 2500000 PRN SOLE 2500000 0 0 MCP US 07/11 C 60 OPTION - CALL 204 600 SH CALL SOLE 600 0 0 MEAD JOHNSON COM 582839106 2040 30200 SH SOLE 30200 0 0 MEDIAMIND TECHNOLOGIES INC COM COM 58449C100 6545 298328 SH SOLE 298328 0 0 MEDTRONIC 1.625% 04/15/13 CONVERTIBLE BOND 585055AM8 2044 2000000 PRN SOLE 2000000 0 0 MENTOR GRAPHICS CORP COM COM 587200106 512 40000 SH SOLE 40000 0 0 MICRON TECH 1.875% 06/01/14 CONVERTIBLE BOND 595112AH6 975 1000000 PRN SOLE 1000000 0 0 MOCON INC COM COM 607494101 206 13400 SH SOLE 13400 0 0 MORGANS HOTEL GROUP CO COM COM 61748W108 438 60967 SH SOLE 60967 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 1194 16400 SH SOLE 16400 0 0 NATIONWIDE HEALTH PPTYS INC CO COM 638620104 1804 43566 SH SOLE 43566 0 0 NATL SEMICONDUCTOR COM 637640103 21876 888914 SH SOLE 888914 0 0 NATURAL ALTERNATIVES INTL COM COM 638842302 53 11000 SH SOLE 11000 0 0 NEUROMETRIX INC COM COM 641255104 9 21200 SH SOLE 21200 0 0 NEW YORK TIMES CO CLASS A COM 650111107 262 30000 SH SOLE 30000 0 0 NII HLDGS INC CL B NEW COM 62913F201 212 5000 SH SOLE 5000 0 0 NOBEL LEARNING CMNTYS INC COM COM 654889104 916 79347 SH SOLE 79347 0 0 NRG ENERGY INC COM NEW COM 629377508 310 12600 SH SOLE 12600 0 0 NUVASIVE INC COM COM 670704105 503 15300 SH SOLE 15300 0 0 NYSE EURONEXT COM COM 629491101 2553 74500 SH SOLE 74500 0 0 OPTIONSXPRESS HLDGS INC COM COM 684010101 1690 101300 SH SOLE 101300 0 0 ORCHID CELLMARK INC COM COM 68573C107 962 348464 SH SOLE 348464 0 0 OREXIGEN THERAPEUTICS INC COM COM 686164104 24 15000 SH SOLE 15000 0 0 PAIN THERAPEUTICS INC COM COM 69562K100 46 12000 SH SOLE 12000 0 0 PEOPLES UNITED FINANCIAL INCCO COM 712704105 386 28753 SH SOLE 28753 0 0 PETMED EXPRESS INC COM COM 716382106 137 11600 SH SOLE 11600 0 0 POLYPORE INTL INC COM COM 73179V103 2205 32500 SH SOLE 32500 0 0 POT US 07/11 C 60 OPTION - CALL 47 1500 SH CALL SOLE 1500 0 0 POTASH CORP SASK INC COM 73755L107 1140 20000 SH SOLE 20000 0 0 PRIMEDIA INC COM NEW COM 74157K846 1866 264651 SH SOLE 264651 0 0 PROGRESS ENERGY INC COM COM 743263105 504 10500 SH SOLE 10500 0 0 PROSHARES TR ULTRASHT SP500 COM 74347R883 413 20000 SH SOLE 20000 0 0 PULSE ELECTRONICS CORP COM COM 74586W106 341 77100 SH SOLE 77100 0 0 QUICKSILVER RESOURCES INC COM COM 74837R104 186 12600 SH SOLE 12600 0 0 QUIKSILVER INC COM COM 74838C106 154 32700 SH SOLE 32700 0 0 RALCORP HOLDINGS INC COM 751028101 693 8000 SH SOLE 8000 0 0 SANDISK CORP 1.000% 05/15/13 CONVERTIBLE BOND 80004CAC5 1523 1575000 PRN SOLE 1575000 0 0 SANOFI-AVENTIS-CVR-W/I COM 80105N113 929 385386 SH SOLE 385386 0 0 SARA LEE CORP COM COM 803111103 1290 67912 SH SOLE 67912 0 0 SAVVIS INC COM NEW COM 805423308 14731 372660 SH SOLE 372660 0 0 SEARCHMEDIA HOLDINGS LTD COM G8005Y106 104 54794 SH SOLE 54794 0 0 SIRIUS XM RADIO INC COM COM 82967N108 44 20000 SH SOLE 20000 0 0 SMART MODULAR TECHNOLOGIES IOR COM G82245104 4580 499963 SH SOLE 499963 0 0 SNYDERS LANCE INC COM COM 833551104 260 12000 SH SOLE 12000 0 0 SOLTA MEDICAL INC COM 83438K103 41 15000 SH SOLE 15000 0 0 SOUTHERN UN CO NEW COM COM 844030106 5151 128293 SH SOLE 128293 0 0 SPRINT NEXTEL CORP COM 852061100 447 83000 SH SOLE 83000 0 0 SPWRA 4 1/2 03/15 144A CONVERTIBLE BOND 867652AE9 1060 1000000 PRN SOLE 1000000 0 0 SRA INTL INC CL A COM 78464R105 12796 413835 SH SOLE 413835 0 0 STANDARD PAC CORP NEW COM COM 85375C101 283 84600 SH SOLE 84600 0 0 STERLING BANCSHARES INC COM COM 858907108 3898 477717 SH SOLE 477717 0 0 TELEPHONE & DATA SYS INC SPL C COM 879433860 1936 71878 SH SOLE 71878 0 0 TELEPHONE & DATA SYSTEM INC. COM 879433100 342 11000 SH SOLE 11000 0 0 TELVENT GIT SA SHS COM E90215109 9297 233598 SH SOLE 233598 0 0 TEMPLE INLAND INC COM COM 879868107 1832 61600 SH SOLE 61600 0 0 TENET HEALTHCARE CORP COM COM 88033G100 671 107500 SH SOLE 107500 0 0 TEVA PHARMACEUTICAL INDS LTDAD COM 881624209 458 9500 SH SOLE 9500 0 0 TEXAS INSTRUMENTS INC COM 882508104 345 10500 SH SOLE 10500 0 0 TGC INDS INC COM NEW COM 872417308 280 43864 SH SOLE 43864 0 0 THOMAS & BETTS CORP COM 884315102 269 5000 SH SOLE 5000 0 0 TIMBERLAND CO COM 887100105 9229 214773 SH SOLE 214773 0 0 TRANSATLANTIC HLDGS INC COM COM 893521104 1346 27460 SH SOLE 27460 0 0 TRINA SOLAR LIMITED SPON ADR COM 89628E104 1065 47500 SH SOLE 47500 0 0 ULTRATECH INC COM COM 904034105 760 25000 SH SOLE 25000 0 0 UNITED STATES CELLULAR CORP COM 911684108 242 5000 SH SOLE 5000 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 877 25000 SH SOLE 25000 0 0 USANA HEALTH SCIENCES INC COM COM 90328M107 235 7500 SH SOLE 7500 0 0 VARIAN SEMICONDUCTOR EQUIPTMCO COM 922207105 19047 310015 SH SOLE 310015 0 0 VERIGY LTD SHS COM Y93691106 16727 1117340 SH SOLE 1117340 0 0 VERSO PAPER CORP COM COM 92531L108 142 53000 SH SOLE 53000 0 0 VIACOM INC NEW CL A COM 92553P102 431 7500 SH SOLE 7500 0 0 WARNER MUSIC GROUP CORP COM COM 934550104 3750 456148 SH SOLE 456148 0 0 WELLS FARGO & CO NEW COM 949746101 2290 81628 SH SOLE 81628 0 0 WESTPORT INNOVATIONS INC COM N COM 960908309 1141 47500 SH SOLE 47500 0 0 WILLIAMS COS INC COM 969457100 378 12500 SH SOLE 12500 0 0 YAHOO INC. COM 984332106 709 47150 SH SOLE 47150 0 0 ZORAN CORP COM COM 98975F101 571 68000 SH SOLE 68000 0 0