0001427070-11-000004.txt : 20110811 0001427070-11-000004.hdr.sgml : 20110811 20110810173228 ACCESSION NUMBER: 0001427070-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 111025311 BUSINESS ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 13F-HR 1 faas2q11.txt FAAS 13F 2Q 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Advisory Services, Inc. Address: 15455 Conway Road Chesterfield, MO 63017-6032 13F File Number: 28-14139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: Chief Compliance Officer Phone: 619-881-5148 Signature, Place, and Date of Signing: Luanne Borowski San Diego, CA August 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 703 Form13F Information Table Value Total: $160,082,914 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 120556 1271 SH SOLE 1271 8X8 INC NEW COM 282914100 1956 400 SH SOLE 400 ABB LTD SPONSORED ADR 000375204 27248 1050 SH SOLE 1050 ABBOTT LABS COM 002824100 378444 7192 SH SOLE 7192 ABERCROMBIE & FITCH CO CL A 002896207 4015 60 SH SOLE 60 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 218117 3610 SH SOLE 3610 ACE LTD SHS H0023R105 942427 14318 SH SOLE 14318 ACETO CORP COM 004446100 10065 1500 SH SOLE 1500 ADOBE SYS INC COM 00724F101 129103 4105 SH SOLE 4105 ADVANCE AUTO PARTS INC COM 00751Y106 188050 3215 SH SOLE 3215 AES CORP COM 00130H105 38220 3000 SH SOLE 3000 AETNA INC NEW COM 00817Y108 133595 3030 SH SOLE 3030 AFLAC INC COM 001055102 1055520 22612 SH SOLE 22612 AGCO CORP COM 001084102 301096 6100 SH SOLE 6100 AGILENT TECHNOLOGIES INC COM 00846U101 1942 38 SH SOLE 38 AGL RES INC COM 001204106 41730 1025 SH SOLE 1025 AIR PRODS & CHEMS INC COM 009158106 28674 300 SH SOLE 300 AK STL HLDG CORP COM 001547108 83528 5300 SH SOLE 5300 ALASKA COMMUNICATIONS SYS GR COM 01167P101 37254 4200 SH SOLE 4200 ALCATEL-LUCENT SPONSORED ADR 013904305 970 168 SH SOLE 168 ALCOA INC COM 013817101 138823 8753 SH SOLE 8753 ALKERMES INC COM 01642T108 13950 750 SH SOLE 750 ALLIANCE DATA SYSTEMS CORP COM 018581108 1055466 11220 SH SOLE 11220 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1010 66 SH SOLE 66 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 113238 5825 SH SOLE 5825 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1973 250 SH SOLE 250 ALLSTATE CORP COM 020002101 140896 4615 SH SOLE 4615 ALTRIA GROUP INC COM 02209S103 310065 11740 SH SOLE 11740 AMEDISYS INC COM 023436108 739384 27765 SH SOLE 27765 AMEREN CORP COM 023608102 149102 5170 SH SOLE 5170 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 932227 17302 SH SOLE 17302 AMERICAN CAP LTD COM 02503Y103 35947 3620 SH SOLE 3620 AMERICAN CAPITAL AGENCY CORP COM 02503X105 350754 12049 SH SOLE 12049 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 10583 830 SH SOLE 830 AMERICAN ELEC PWR INC COM 025537101 255843 6790 SH SOLE 6790 AMERICAN EXPRESS CO COM 025816109 115033 2225 SH SOLE 2225 AMERICAN SUPERCONDUCTOR CORP COM 030111108 3345 370 SH SOLE 370 AMERICAN TOWER CORP CL A 029912201 4186 80 SH SOLE 80 AMERICAN WTR WKS CO INC NEW COM 030420103 44176 1500 SH SOLE 1500 AMERON INTL INC COM 030710107 9852 150 SH SOLE 150 AMGEN INC COM 031162100 221964 3804 SH SOLE 3804 AMPCO-PITTSBURGH CORP COM 032037103 149378 6370 SH SOLE 6370 AMYLIN PHARMACEUTICALS INC COM 032346108 16032 1200 SH SOLE 1200 AMYRIS INC COM 03236M101 102169 3637 SH SOLE 3637 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 7239 172 SH SOLE 172 ANNALY CAP MGMT INC COM 035710409 124476 6900 SH SOLE 6900 ANWORTH MORTGAGE ASSET CP COM 037347101 4581 610 SH SOLE 610 AOL INC COM 00184X105 358 18 SH SOLE 18 APACHE CORP COM 037411105 104266 845 SH SOLE 845 APOLLO INVT CORP COM 03761U106 4084 400 SH SOLE 400 APPLE INC COM 037833100 1685397 5021 SH SOLE 5021 APPLIED MATLS INC COM 038222105 90811 6980 SH SOLE 6980 ARCH COAL INC COM 039380100 13330 500 SH SOLE 500 ARCHER DANIELS MIDLAND CO COM 039483102 119094 3950 SH SOLE 3950 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 101724 3494 SH SOLE 3494 ASTEC INDS INC COM 046224101 25886 700 SH SOLE 700 AT&T INC COM 00206R102 648276 20639 SH SOLE 20639 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 141728 4300 SH SOLE 4300 ATP OIL & GAS CORP COM 00208J108 284775 18600 SH SOLE 18600 AURIZON MINES LTD COM 05155P106 213538 38200 SH SOLE 38200 AUTODESK INC COM 052769106 10075 261 SH SOLE 261 AUTOMATIC DATA PROCESSING IN COM 053015103 457308 8681 SH SOLE 8681 AVERY DENNISON CORP COM 053611109 33802 875 SH SOLE 875 BAIDU INC SPON ADR REP A 056752108 266261 1900 SH SOLE 1900 BAKER HUGHES INC COM 057224107 12698 175 SH SOLE 175 BALL CORP COM 058498106 129994 3380 SH SOLE 3380 BALLANTYNE STRONG INC COM 058516105 40805 8700 SH SOLE 8700 BANK MONTREAL QUE COM 063671101 169365 2604 SH SOLE 2604 BANK OF AMERICA CORPORATION COM 060505104 78607 7172 SH SOLE 7172 BANK OF NEW YORK MELLON CORP COM 064058100 86417 3373 SH SOLE 3373 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 2834 60 SH SOLE 60 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 172562 3077 SH SOLE 3077 BARD C R INC COM 067383109 142709 1299 SH SOLE 1299 BAXTER INTL INC COM 071813109 47752 800 SH SOLE 800 BCE INC COM NEW 05534B760 90760 2310 SH SOLE 2310 BECTON DICKINSON & CO COM 075887109 277759 3223 SH SOLE 3223 BED BATH & BEYOND INC COM 075896100 85221 1460 SH SOLE 1460 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1044945 9 SH SOLE 9 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7353 95 SH SOLE 95 BEST BUY INC COM 086516101 1101434 35066 SH SOLE 35066 BHP BILLITON LTD SPONSORED ADR 088606108 87912 929 SH SOLE 929 BIG LOTS INC COM 089302103 68788 2075 SH SOLE 2075 BIOMARIN PHARMACEUTICAL INC COM 09061G101 21768 800 SH SOLE 800 BJS WHOLESALE CLUB INC COM 05548J106 8811 175 SH SOLE 175 BLACKROCK ENERGY & RES TR COM 09250U101 195891 6599 SH SOLE 6599 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 3271 181 SH SOLE 181 BLOCK H & R INC COM 093671105 97443 6075 SH SOLE 6075 BOEING CO COM 097023105 251216 3398 SH SOLE 3398 BOSTON SCIENTIFIC CORP COM 101137107 4146 600 SH SOLE 600 BP PLC SPONSORED ADR 055622104 94116 2125 SH SOLE 2125 BRASKEM S A SP ADR PFD A 105532105 5816 200 SH SOLE 200 BRIGHAM EXPLORATION CO COM 109178103 2993 100 SH SOLE 100 BRIGHTPOINT INC COM NEW 109473405 8110 1000 SH SOLE 1000 BRISTOL MYERS SQUIBB CO COM 110122108 327823 11178 SH SOLE 11178 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 88698 3685 SH SOLE 3685 BUCKLE INC COM 118440106 12810 300 SH SOLE 300 BUNGE LIMITED COM G16962105 27580 400 SH SOLE 400 CACI INTL INC CL A 127190304 211949 3360 SH SOLE 3360 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 286432 21350 SH SOLE 21350 CAMECO CORP COM 13321L108 246390 9350 SH SOLE 9350 CAMPBELL SOUP CO COM 134429109 163255 4725 SH SOLE 4725 CANADIAN NAT RES LTD COM 136385101 100464 2400 SH SOLE 2400 CANADIAN NATL RY CO COM 136375102 59925 750 SH SOLE 750 CAPITOL FED FINL INC COM 14057J101 159724 13582 SH SOLE 13582 CARDINAL HEALTH INC COM 14149Y108 6813 150 SH SOLE 150 CARLISLE COS INC COM 142339100 22154 450 SH SOLE 450 CATALYST HEALTH SOLUTIONS IN COM 14888B103 5861 105 SH SOLE 105 CATERPILLAR INC DEL COM 149123101 66007 620 SH SOLE 620 CDN IMPERIAL BK OF COMMERCE COM 136069101 49437 626 SH SOLE 626 CELGENE CORP COM 151020104 272948 4525 SH SOLE 4525 CENTENE CORP DEL COM 15135B101 3020 85 SH SOLE 85 CENTURYLINK INC COM 156700106 187307 4633 SH SOLE 4633 CHECKPOINT SYS INC COM 162825103 17880 1000 SH SOLE 1000 CHESAPEAKE ENERGY CORP COM 165167107 56709 1910 SH SOLE 1910 CHEVRON CORP NEW COM 166764100 708566 6889 SH SOLE 6889 CHIMERA INVT CORP COM 16934Q109 166153 48021 SH SOLE 48021 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 257008 5494 SH SOLE 5494 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 948156 9347 SH SOLE 9347 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 13090 200 SH SOLE 200 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 101857 5025 SH SOLE 5025 CHINA-BIOTICS INC COM 16937B109 5915 1700 SH SOLE 1700 CHUBB CORP COM 171232101 351881 5620 SH SOLE 5620 CHURCH & DWIGHT INC COM 171340102 4054 100 SH SOLE 100 CINTAS CORP COM 172908105 25599 775 SH SOLE 775 CISCO SYS INC COM 17275R102 120104 7694 SH SOLE 7694 CITIGROUP INC COM NEW 172967424 30855 741 SH SOLE 741 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 624916 13674 SH SOLE 13674 CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 11376 1600 SH SOLE 1600 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 160968 5700 SH SOLE 5700 CLEAN ENERGY FUELS CORP COM 184499101 23013 1750 SH SOLE 1750 CLIFFS NATURAL RESOURCES INC COM 18683K101 950701 10283 SH SOLE 10283 CLOROX CO DEL COM 189054109 343492 5094 SH SOLE 5094 CLOUD PEAK ENERGY INC COM 18911Q102 179836 8443 SH SOLE 8443 CME GROUP INC COM 12572Q105 105263 361 SH SOLE 361 COACH INC COM 189754104 93980 1470 SH SOLE 1470 COCA COLA CO COM 191216100 323262 4804 SH SOLE 4804 COCA COLA ENTERPRISES INC NE COM 19122T109 103297 3540 SH SOLE 3540 COHEN & STEERS INFRASTRUCTUR COM 19248A109 135629 7544 SH SOLE 7544 COLGATE PALMOLIVE CO COM 194162103 729051 8341 SH SOLE 8341 COLONIAL PPTYS TR COM SH BEN INT 195872106 3366 165 SH SOLE 165 COMCAST CORP NEW CL A 20030N101 5119 202 SH SOLE 202 COMMERCE BANCSHARES INC COM 200525103 358878 8346 SH SOLE 8346 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 242018 7175 SH SOLE 7175 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 110611 5254 SH SOLE 5254 COMPUTER SCIENCES CORP COM 205363104 11957 315 SH SOLE 315 CONAGRA FOODS INC COM 205887102 86722 3360 SH SOLE 3360 CONOCOPHILLIPS COM 20825C104 349333 4646 SH SOLE 4646 CONSOL ENERGY INC COM 20854P109 4848 100 SH SOLE 100 CONSOLIDATED EDISON INC COM 209115104 7773 146 SH SOLE 146 CONSTELLATION BRANDS INC CL A 21036P108 47886 2300 SH SOLE 2300 CORNING INC COM 219350105 904250 49820 SH SOLE 49820 COSTCO WHSL CORP NEW COM 22160K105 69054 850 SH SOLE 850 COVENTRY HEALTH CARE INC COM 222862104 78885 2163 SH SOLE 2163 CSX CORP COM 126408103 140000 5339 SH SOLE 5339 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5111 4000 PRN SOLE 4000 CUMMINS INC COM 231021106 129364 1250 SH SOLE 1250 CVS CAREMARK CORPORATION COM 126650100 456221 12140 SH SOLE 12140 DANAHER CORP DEL COM 235851102 63588 1200 SH SOLE 1200 DEERE & CO COM 244199105 126149 1530 SH SOLE 1530 DELL INC COM 24702R101 79816 4788 SH SOLE 4788 DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 4438 5000 PRN SOLE 5000 DENDREON CORP COM 24823Q107 1903966 48275 SH SOLE 48275 DEVELOPERS DIVERSIFIED RLTY COM 251591103 17597 1248 SH SOLE 1248 DEVON ENERGY CORP NEW COM 25179M103 11427 145 SH SOLE 145 DG FASTCHANNEL INC COM 23326R109 310887 9700 SH SOLE 9700 DIAGEO P L C SPON ADR NEW 25243Q205 106345 1272 SH SOLE 1272 DIAMOND OFFSHORE DRILLING IN COM 25271C102 146805 2085 SH SOLE 2085 DICKS SPORTING GOODS INC COM 253393102 5498 143 SH SOLE 143 DIRECTV COM CL A 25490A101 1043743 20538 SH SOLE 20538 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 656006 14950 SH SOLE 14950 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1337888 18200 SH SOLE 18200 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 3793 100 SH SOLE 100 DIREXION SHS ETF TR LATN AM BULL3X 25459W698 204679 5900 SH SOLE 5900 DISCOVER FINL SVCS COM 254709108 2675 100 SH SOLE 100 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 4569 125 SH SOLE 125 DISNEY WALT CO COM DISNEY 254687106 297289 7615 SH SOLE 7615 DOLLAR TREE INC COM 256746108 9993 150 SH SOLE 150 DOMINION RES INC VA NEW COM 25746U109 320904 6648 SH SOLE 6648 DONNELLEY R R & SONS CO COM 257867101 29415 1500 SH SOLE 1500 DOW CHEM CO COM 260543103 162000 4500 SH SOLE 4500 DU PONT E I DE NEMOURS & CO COM 263534109 83778 1550 SH SOLE 1550 DUKE ENERGY CORP NEW COM 26441C105 5649 300 SH SOLE 300 E M C CORP MASS COM 268648102 16530 600 SH SOLE 600 EARTHLINK INC COM 270321102 1847 240 SH SOLE 240 EASTMAN CHEM CO COM 277432100 159231 1560 SH SOLE 1560 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 16462 1380 SH SOLE 1380 EATON VANCE LTD DUR INCOME F COM 27828H105 242143 14392 SH SOLE 14392 EATON VANCE SH TM DR DIVR IN COM 27828V104 299180 16836 SH SOLE 16836 EATON VANCE TX ADV GLBL DIV COM 27828S101 2064 135 SH SOLE 135 EBAY INC COM 278642103 284624 8820 SH SOLE 8820 EDISON INTL COM 281020107 38750 1000 SH SOLE 1000 EMERSON ELEC CO COM 291011104 5625 100 SH SOLE 100 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 67197 1375 SH SOLE 1375 ENI S P A SPONSORED ADR 26874R108 188550 3887 SH SOLE 3887 EVEREST RE GROUP LTD COM G3223R108 12263 150 SH SOLE 150 EXELON CORP COM 30161N101 240144 5606 SH SOLE 5606 EXPEDIA INC DEL COM 30212P105 21743 750 SH SOLE 750 EXPRESS SCRIPTS INC COM 302182100 744818 13798 SH SOLE 13798 EXXON MOBIL CORP COM 30231G102 1572593 19324 SH SOLE 19324 FACTSET RESH SYS INC COM 303075105 4707 46 SH SOLE 46 FASTENAL CO COM 311900104 5327 148 SH SOLE 148 FEDERATED INVS INC PA CL B 314211103 58551 2456 SH SOLE 2456 FEDEX CORP COM 31428X106 114581 1208 SH SOLE 1208 FEI CO COM 30241L109 3819 100 SH SOLE 100 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 4700 180 SH SOLE 180 FIRST REP BK SAN FRAN CALI N COM 33616C100 16140 500 SH SOLE 500 FIRST SOLAR INC COM 336433107 13227 100 SH SOLE 100 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 45118 1804 SH SOLE 1804 FIRST TR ISE CHINDIA INDEX F COM 33733A102 1894272 75080 SH SOLE 75080 FIRST TR ISE REVERE NAT GAS COM 33734J102 113343 5262 SH SOLE 5262 FIRSTENERGY CORP COM 337932107 38941 882 SH SOLE 882 FISERV INC COM 337738108 497599 7945 SH SOLE 7945 FLEXTRONICS INTL LTD ORD Y2573F102 49434 7700 SH SOLE 7700 FLUOR CORP NEW COM 343412102 12932 200 SH SOLE 200 FORD MTR CO DEL COM PAR $0.01 345370860 100669 7300 SH SOLE 7300 FORWARD AIR CORP COM 349853101 27033 800 SH SOLE 800 FOSTER WHEELER AG COM H27178104 118482 3900 SH SOLE 3900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 11638 220 SH SOLE 220 FRONTIER COMMUNICATIONS CORP COM 35906A108 85833 10636 SH SOLE 10636 FUELCELL ENERGY INC COM 35952H106 1703 1300 SH SOLE 1300 GABELLI EQUITY TR INC COM 362397101 24858 4075 SH SOLE 4075 GABELLI UTIL TR COM 36240A101 14344 1984 SH SOLE 1984 GAMESTOP CORP NEW CL A 36467W109 1126884 42253 SH SOLE 42253 GAP INC DEL COM 364760108 9376 518 SH SOLE 518 GENERAL DYNAMICS CORP COM 369550108 1051577 14111 SH SOLE 14111 GENERAL ELECTRIC CO COM 369604103 751287 39835 SH SOLE 39835 GENERAL MLS INC COM 370334104 320316 8606 SH SOLE 8606 GENERAL MTRS CO COM 37045V100 17275 569 SH SOLE 569 GENERAL MTRS CO *W EXP 07/10/201 37045V118 364 17 SH SOLE 17 GENERAL MTRS CO *W EXP 07/10/201 37045V126 271 17 SH SOLE 17 GEOGLOBAL RESOURCES INC COM 37249T109 16356 34800 SH SOLE 34800 GERON CORP COM 374163103 28872 7200 SH SOLE 7200 GILEAD SCIENCES INC COM 375558103 1076252 25990 SH SOLE 25990 GLOBAL X FDS GLB X URANIUM 37950E754 310146 25760 PRN SOLE 25760 GLOBAL X FDS ANDEAN 40 ETF 37950E655 129634 8700 PRN SOLE 8700 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 710 1000 PRN SOLE 1000 GOLDMAN SACHS GROUP INC COM 38141G104 728983 5477 SH SOLE 5477 GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 7035 7000 PRN SOLE 7000 GOOGLE INC CL A 38259P508 249142 492 SH SOLE 492 GRAINGER W W INC COM 384802104 247383 1611 SH SOLE 1611 GRANITE CONSTR INC COM 387328107 326519 13311 SH SOLE 13311 GRIFFON CORP NOTE 4.000% 7/1 398433AC6 1000 1000 PRN SOLE 1000 GT SOLAR INTL INC COM 3623E0209 8100 500 SH SOLE 500 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 2941 170 SH SOLE 170 HALLIBURTON CO COM 406216101 15300 300 SH SOLE 300 HARLEY DAVIDSON INC COM 412822108 778 19 SH SOLE 19 HARRIS CORP DEL COM 413875105 66058 1466 SH SOLE 1466 HARTFORD FINL SVCS GROUP INC COM 416515104 45358 1720 SH SOLE 1720 HATTERAS FINL CORP COM 41902R103 138335 4900 SH SOLE 4900 HCP INC COM 40414L109 200442 5380 SH SOLE 5380 HEALTH MGMT ASSOC INC NEW CL A 421933102 43713 4055 SH SOLE 4055 HELEN OF TROY CORP LTD COM G4388N106 31077 900 SH SOLE 900 HERSHEY CO COM 427866108 182163 3204 SH SOLE 3204 HESS CORP COM 42809H107 37380 500 SH SOLE 500 HEWLETT PACKARD CO COM 428236103 173701 4772 SH SOLE 4772 HOLOGIC INC COM 436440101 7503 372 SH SOLE 372 HOME DEPOT INC COM 437076102 115651 3193 SH SOLE 3193 HONDA MOTOR LTD AMERN SHS 438128308 15445 400 SH SOLE 400 HONEYWELL INTL INC COM 438516106 29795 500 SH SOLE 500 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 83056 3425 SH SOLE 3425 HUDSON CITY BANCORP COM 443683107 63475 7750 SH SOLE 7750 HUMAN GENOME SCIENCES INC COM 444903108 34356 1400 SH SOLE 1400 HUMANA INC COM 444859102 1366447 16966 SH SOLE 16966 HUNTINGTON BANCSHARES INC COM 446150104 2624 400 SH SOLE 400 HUNTINGTON INGALLS INDS INC COM 446413106 863 25 SH SOLE 25 ILLINOIS TOOL WKS INC COM 452308109 88521 1567 SH SOLE 1567 IMPERIAL OIL LTD COM NEW 453038408 18637 400 SH SOLE 400 INGERSOLL-RAND PLC SHS G47791101 68116 1500 SH SOLE 1500 INGRAM MICRO INC CL A 457153104 62583 3450 SH SOLE 3450 INSIGHT ENTERPRISES INC COM 45765U103 5313 300 SH SOLE 300 INSMED INC COM PAR $.01 457669307 1199 100 SH SOLE 100 INTEL CORP COM 458140100 498448 22493 SH SOLE 22493 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 854049 41318 SH SOLE 41318 INTERCONTINENTALEXCHANGE INC COM 45865V100 24942 200 SH SOLE 200 INTERMEC INC COM 458786100 4968 450 SH SOLE 450 INTERNATIONAL BANCSHARES COR COM 459044103 5822 348 SH SOLE 348 INTERNATIONAL BUSINESS MACHS COM 459200101 925950 5398 SH SOLE 5398 INTEROIL CORP COM 460951106 5851 100 SH SOLE 100 INTL PAPER CO COM 460146103 158226 5306 SH SOLE 5306 INTREPID POTASH INC COM 46121Y102 19500 600 SH SOLE 600 ISHARES INC MSCI GERMAN 464286806 1892566 70382 SH SOLE 70382 ISHARES INC MSCI MALAYSIA 464286830 133347 8727 SH SOLE 8727 ISHARES INC MSCI STH AFRCA 464286780 144413 2032 SH SOLE 2032 ISHARES INC MSCI S KOREA 464286772 2476674 38102 SH SOLE 38102 ISHARES INC MSCI SWEDEN 464286756 1306036 41096 SH SOLE 41096 ISHARES INC MSCI SINGAPORE 464286673 109552 7979 SH SOLE 7979 ISHARES INC MSCI PAC J IDX 464286665 292718 6023 SH SOLE 6023 ISHARES INC MSCI CHILE INVES 464286640 145087 1925 SH SOLE 1925 ISHARES INC MSCI EMU INDEX 464286608 621 16 SH SOLE 16 ISHARES INC MSCI CDA INDEX 464286509 509539 16089 SH SOLE 16089 ISHARES INC MSCI BRAZIL 464286400 189178 2533 SH SOLE 2533 ISHARES INC MSCI AUSTRALIA 464286103 936191 35938 SH SOLE 35938 ISHARES INC MSCI THAILAND 464286624 2024641 31869 SH SOLE 31869 ISHARES SILVER TRUST ISHARES 46428Q109 89608 2648 SH SOLE 2648 ISHARES TR DJ US BAS MATL 464287838 1392667 17598 SH SOLE 17598 ISHARES TR HIGH YLD CORP 464288513 1427910 15593 SH SOLE 15593 ISHARES TR S&P NTL AMTFREE 464288414 731194 7064 SH SOLE 7064 ISHARES TR JPMORGAN USD 464288281 7653 70 SH SOLE 70 ISHARES TR BARCLYS MBS BD 464288588 1639594 15328 SH SOLE 15328 ISHARES TR DJ US INDEX FD 464287846 23387 350 SH SOLE 350 ISHARES TR BARCLYS 3-7 YR 464288661 118154 1009 SH SOLE 1009 ISHARES TR S&P SMLCAP 600 464287804 389847 5317 SH SOLE 5317 ISHARES TR DJ US ENERGY 464287796 326263 7577 SH SOLE 7577 ISHARES TR AGENCY BD FD 464288166 175475 1585 SH SOLE 1585 ISHARES TR BARCLYS CR BD 464288620 26673 253 SH SOLE 253 ISHARES TR DJ OIL&GAS EXP 464288851 832 12 SH SOLE 12 ISHARES TR BARCLYS 1-3YR CR 464288646 2230505 21253 SH SOLE 21253 ISHARES TR US PFD STK IDX 464288687 687903 17345 SH SOLE 17345 ISHARES TR S&P GLB MTRLS 464288695 367 5 SH SOLE 5 ISHARES TR DJ PHARMA INDX 464288836 384049 5233 SH SOLE 5233 ISHARES TR DJ OIL EQUIP 464288844 2429 38 SH SOLE 38 ISHARES TR DJ US TECH SEC 464287721 229324 3527 SH SOLE 3527 ISHARES TR 2015 S&P AMTFR 464289339 192306 3647 SH SOLE 3647 ISHARES TR S&P EURO PLUS 464287861 370179 8797 SH SOLE 8797 ISHARES TR MSCI GRW IDX 464288885 2207 35 SH SOLE 35 ISHARES TR BARCLYS INTER CR 464288638 328861 3085 SH SOLE 3085 ISHARES TR BARCLYS 7-10 YR 464287440 1004519 10479 SH SOLE 10479 ISHARES TR MSCI SMALL CAP 464288273 202358 4638 SH SOLE 4638 ISHARES TR DJ SEL DIV INX 464287168 459390 8681 SH SOLE 8681 ISHARES TR BARCLYS TIPS BD 464287176 1551951 13989 SH SOLE 13989 ISHARES TR FTSE CHINA25 IDX 464287184 499215 11623 SH SOLE 11623 ISHARES TR BARCLY USAGG B 464287226 23467 220 SH SOLE 220 ISHARES TR MSCI EMERG MKT 464287234 126140 2650 SH SOLE 2650 ISHARES TR IBOXX INV CPBD 464287242 2522757 22869 SH SOLE 22869 ISHARES TR DJ US UTILS 464287697 4134 50 SH SOLE 50 ISHARES TR S&P 500 VALUE 464287408 2866322 46231 SH SOLE 46231 ISHARES TR BARCLYS 1-3 YR 464287457 382052 4532 SH SOLE 4532 ISHARES TR S&P MC 400 GRW 464287606 2241083 20199 SH SOLE 20199 ISHARES TR RUSSELL 2000 464287655 1151920 13912 SH SOLE 13912 ISHARES TR RUSL 2000 VALU 464287630 408233 5561 SH SOLE 5561 ISHARES TR S&P NA NAT RES 464287374 14408 330 SH SOLE 330 ISHARES TR RUSSELL1000GRW 464287614 22830 375 SH SOLE 375 ISHARES TR MSCI EAFE INDEX 464287465 206402 3432 SH SOLE 3432 ISHARES TR RUSSELL1000VAL 464287598 39261 575 SH SOLE 575 ISHARES TR NASDQ BIO INDX 464287556 4266 40 SH SOLE 40 ISHARES TR S&P MIDCAP 400 464287507 33023 338 SH SOLE 338 ISHARES TR RUSSELL MIDCAP 464287499 82661 756 SH SOLE 756 ISHARES TR RUSSELL 1000 464287622 6798 92 SH SOLE 92 ISIS PHARMACEUTICALS INC COM 464330109 9160 1000 SH SOLE 1000 ISTA PHARMACEUTICALS INC COM NEW 45031X204 11468 1500 SH SOLE 1500 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 6476 275 SH SOLE 275 ITT CORP NEW COM 450911102 352107 5975 SH SOLE 5975 ITT EDUCATIONAL SERVICES INC COM 45068B109 1043643 13339 SH SOLE 13339 JACOBS ENGR GROUP INC DEL COM 469814107 32438 750 SH SOLE 750 JDS UNIPHASE CORP COM PAR $0.001 46612J507 200 12 SH SOLE 12 JOHNSON & JOHNSON COM 478160104 856181 12871 SH SOLE 12871 JOHNSON CTLS INC COM 478366107 82487 1980 SH SOLE 1980 JOY GLOBAL INC COM 481165108 38096 400 SH SOLE 400 JPMORGAN CHASE & CO COM 46625H100 247893 6055 SH SOLE 6055 JUNIPER NETWORKS INC COM 48203R104 11025 350 SH SOLE 350 KBR INC COM 48242W106 7538 200 SH SOLE 200 KIMBERLY CLARK CORP COM 494368103 228032 3406 SH SOLE 3406 KIMCO RLTY CORP COM 49446R109 98792 5300 SH SOLE 5300 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 32307 445 SH SOLE 445 KKR & CO L P DEL COM UNITS 48248M102 9792 600 SH SOLE 600 KNIGHT TRANSN INC COM 499064103 3636 214 SH SOLE 214 KOHLBERG CAPITAL CORP COM 500233101 5009 630 SH SOLE 630 KOHLS CORP COM 500255104 199044 3980 SH SOLE 3980 KOPIN CORP COM 500600101 11775 2500 SH SOLE 2500 KRAFT FOODS INC CL A 50075N104 395253 11155 SH SOLE 11155 L-3 COMMUNICATIONS HLDGS INC COM 502424104 328818 3760 SH SOLE 3760 LACLEDE GROUP INC COM 505597104 99680 2580 SH SOLE 2580 LAKES ENTMNT INC COM 51206P109 4950 2250 SH SOLE 2250 LAUDER ESTEE COS INC CL A 518439104 69426 660 SH SOLE 660 LEGGETT & PLATT INC COM 524660107 17066 700 SH SOLE 700 LENDER PROCESSING SVCS INC COM 52602E102 8365 400 SH SOLE 400 LILLY ELI & CO COM 532457108 130678 3482 SH SOLE 3482 LIMITED BRANDS INC COM 532716107 10574 275 SH SOLE 275 LINCARE HLDGS INC COM 532791100 36882 1260 SH SOLE 1260 LINEAR TECHNOLOGY CORP COM 535678106 311804 9443 SH SOLE 9443 LIONS GATE ENTMNT CORP COM NEW 535919203 8606 1300 SH SOLE 1300 LMP CORPORATE LN FD INC COM 50208B100 17965 1450 SH SOLE 1450 LMP REAL ESTATE INCOME FD IN COM 50208C108 4739 450 SH SOLE 450 LOCKHEED MARTIN CORP COM 539830109 170361 2104 SH SOLE 2104 LOWES COS INC COM 548661107 181879 7803 SH SOLE 7803 LSI CORPORATION COM 502161102 42093 5912 SH SOLE 5912 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 7140 8000 PRN SOLE 8000 MACQUARIE FT TR GB INF UT DI COM 55607W100 4797 300 SH SOLE 300 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 5796 210 SH SOLE 210 MANITOWOC INC COM 563571108 43363 2575 SH SOLE 2575 MARATHON OIL CORP COM 565849106 5268 100 SH SOLE 100 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 4492 65 SH SOLE 65 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 768531 19941 SH SOLE 19941 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 155039 4848 SH SOLE 4848 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 3213 300 SH SOLE 300 MASCO CORP COM 574599106 12030 1000 SH SOLE 1000 MASIMO CORP COM 574795100 2968 100 SH SOLE 100 MATTEL INC COM 577081102 57730 2100 SH SOLE 2100 MAXIM INTEGRATED PRODS INC COM 57772K101 116018 4490 SH SOLE 4490 MCDONALDS CORP COM 580135101 282600 3352 SH SOLE 3352 MCGRAW HILL COS INC COM 580645109 14250 340 SH SOLE 340 MEDASSETS INC COM 584045108 24382 1825 SH SOLE 1825 MEDCO HEALTH SOLUTIONS INC COM 58405U102 33799 598 SH SOLE 598 MEDICAL PPTYS TRUST INC COM 58463J304 92000 8000 SH SOLE 8000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 37216 975 SH SOLE 975 MEDTRONIC INC COM 585055106 407126 10566 SH SOLE 10566 MERCK & CO INC NEW COM 58933Y105 361198 10119 SH SOLE 10119 MESABI TR CTF BEN INT 590672101 672948 20100 SH SOLE 20100 METLIFE INC COM 59156R108 37509 855 SH SOLE 855 METROPCS COMMUNICATIONS INC COM 591708102 57655 3350 SH SOLE 3350 MFS CHARTER INCOME TR SH BEN INT 552727109 209579 21938 SH SOLE 21938 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 193301 27827 SH SOLE 27827 MFS INTER INCOME TR SH BEN INT 55273C107 288535 44721 SH SOLE 44721 MICRON TECHNOLOGY INC COM 595112103 2992 400 SH SOLE 400 MICROSOFT CORP COM 594918104 1294913 49804 SH SOLE 49804 MILLER HERMAN INC COM 600544100 13610 500 SH SOLE 500 MONSANTO CO NEW COM 61166W101 14508 200 SH SOLE 200 MORGAN STANLEY COM NEW 617446448 5753 250 SH SOLE 250 MOTOROLA MOBILITY HLDGS INC COM 620097105 5223 237 SH SOLE 237 MOTOROLA SOLUTIONS INC COM NEW 620076307 12477 271 SH SOLE 271 MOTRICITY INC COM 620107102 4667 604 SH SOLE 604 MURPHY OIL CORP COM 626717102 5909 90 SH SOLE 90 MYLAN INC COM 628530107 194897 7900 SH SOLE 7900 NALCO HOLDING COMPANY COM 62985Q101 4338 156 SH SOLE 156 NATIONAL OILWELL VARCO INC COM 637071101 13687 175 SH SOLE 175 NAVIGANT CONSULTING INC COM 63935N107 10490 1000 SH SOLE 1000 NETEASE COM INC SPONSORED ADR 64110W102 926648 20551 SH SOLE 20551 NEUTRAL TANDEM INC COM 64128B108 5226 300 SH SOLE 300 NEW YORK CMNTY BANCORP INC COM 649445103 100060 6675 SH SOLE 6675 NEWMONT MINING CORP COM 651639106 3562 66 SH SOLE 66 NEXTERA ENERGY INC COM 65339F101 232253 4005 SH SOLE 4005 NICOR INC COM 654086107 8211 150 SH SOLE 150 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 3004 3000 PRN SOLE 3000 NIKE INC CL B 654106103 35992 400 SH SOLE 400 NISOURCE INC COM 65473P105 1843 91 SH SOLE 91 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 962175 24414 SH SOLE 24414 NOKIA CORP SPONSORED ADR 654902204 169662 26427 SH SOLE 26427 NORFOLK SOUTHERN CORP COM 655844108 41212 550 SH SOLE 550 NORTHERN TR CORP COM 665859104 83509 1817 SH SOLE 1817 NORTHROP GRUMMAN CORP COM 666807102 27741 400 SH SOLE 400 NOVAGOLD RES INC COM NEW 66987E206 50140 5450 SH SOLE 5450 NOVARTIS A G SPONSORED ADR 66987V109 174653 2858 SH SOLE 2858 NOVAVAX INC COM 670002104 11716 5800 SH SOLE 5800 NTELOS HLDGS CORP COM 67020Q107 11231 550 SH SOLE 550 NUCOR CORP COM 670346105 508542 12337 SH SOLE 12337 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 4682 410 SH SOLE 410 NUVEEN MULT CURR ST GV INCM COM 67090N109 267 18 SH SOLE 18 NUVEEN REAL ESTATE INCOME FD COM 67071B108 4884 433 SH SOLE 433 NVIDIA CORP COM 67066G104 3187 200 SH SOLE 200 NYSE EURONEXT COM 629491101 295240 8520 SH SOLE 8520 OFFICEMAX INC DEL COM 67622P101 5103 650 SH SOLE 650 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 3364 3000 PRN SOLE 3000 OMNICARE INC COM 681904108 7175 225 SH SOLE 225 OMNICARE INC DBCV 3.250%12/1 681904AL2 3825 4000 PRN SOLE 4000 OMNICOM GROUP INC COM 681919106 41899 870 SH SOLE 870 ON SEMICONDUCTOR CORP COM 682189105 5235 500 SH SOLE 500 ONEOK INC NEW COM 682680103 31677 428 SH SOLE 428 OPTIMER PHARMACEUTICALS INC COM 68401H104 8323 700 SH SOLE 700 OPTIONSXPRESS HLDGS INC COM 684010101 8340 500 SH SOLE 500 ORACLE CORP COM 68389X105 603412 18335 SH SOLE 18335 ORBOTECH LTD ORD M75253100 5100 400 SH SOLE 400 OSHKOSH CORP COM 688239201 14470 500 SH SOLE 500 PAYCHEX INC COM 704326107 78336 2550 SH SOLE 2550 PENNANTPARK INVT CORP COM 708062104 4092 365 SH SOLE 365 PEOPLES UNITED FINANCIAL INC COM 712704105 72576 5400 SH SOLE 5400 PEPSICO INC COM 713448108 378654 5376 SH SOLE 5376 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 21640 1000 SH SOLE 1000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1024536 30258 SH SOLE 30258 PETSMART INC COM 716768106 39699 875 SH SOLE 875 PFIZER INC COM 717081103 118100 5733 SH SOLE 5733 PG&E CORP COM 69331C108 21519 512 SH SOLE 512 PHILIP MORRIS INTL INC COM 718172109 292186 4376 SH SOLE 4376 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 227450 11051 SH SOLE 11051 PIMCO CORPORATE INCOME FD COM 72200U100 156780 9000 SH SOLE 9000 PIMCO ETF TR ENHAN SHRT MAT 72201R833 193084 1910 SH SOLE 1910 PIMCO ETF TR 1-5 US TIP IDX 72201R205 366563 6876 SH SOLE 6876 PIMCO HIGH INCOME FD COM SHS 722014107 256056 18800 SH SOLE 18800 PITNEY BOWES INC COM 724479100 26646 1159 SH SOLE 1159 PITTSBURGH & W VA RR SH BEN INT 724819107 17516 1450 SH SOLE 1450 PLUM CREEK TIMBER CO INC COM 729251108 188388 4555 SH SOLE 4555 PMC COML TR SH BEN INT 693434102 4125 500 SH SOLE 500 PNC FINL SVCS GROUP INC COM 693475105 245598 4120 SH SOLE 4120 PNM RES INC COM 69349H107 5022 300 SH SOLE 300 POLYCOM INC COM 73172K104 32150 500 SH SOLE 500 POSCO SPONSORED ADR 693483109 21724 200 SH SOLE 200 POTASH CORP SASK INC COM 73755L107 110848 1945 SH SOLE 1945 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1393786 48128 SH SOLE 48128 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 19493 750 SH SOLE 750 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 182368 11172 SH SOLE 11172 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 14091 700 SH SOLE 700 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 21016 800 SH SOLE 800 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 78431 4350 SH SOLE 4350 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 196213 8193 SH SOLE 8193 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 273628 18664 SH SOLE 18664 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 53042 1958 SH SOLE 1958 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 244860 4292 SH SOLE 4292 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1235163 38915 SH SOLE 38915 POWERWAVE TECHNOLOGIES INC COM 739363109 108424 36750 SH SOLE 36750 PPG INDS INC COM 693506107 131646 1450 SH SOLE 1450 PRAXAIR INC COM 74005P104 4769 44 SH SOLE 44 PROCTER & GAMBLE CO COM 742718109 888654 13979 SH SOLE 13979 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 97500 9750 SH SOLE 9750 PROSHARES TR PSHS SHRT S&P500 74347R503 39476 965 SH SOLE 965 PROSHARES TR PSHS SHTRUSS2000 74347R826 1261165 42679 SH SOLE 42679 PROSHARES TR PSHS ULTASH DW30 74347R867 152116 8875 SH SOLE 8875 PROSHARES TR PSHS ULTSH 20YRS 74347R297 643143 18511 SH SOLE 18511 PROSHARES TR PSHS SHTFINL ETF 74347R230 37236 1021 SH SOLE 1021 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 15650 2500 SH SOLE 2500 PRUDENTIAL FINL INC COM 744320102 214298 3370 SH SOLE 3370 PUBLIC STORAGE COM 74460D109 42070 369 SH SOLE 369 PUBLIC SVC ENTERPRISE GROUP COM 744573106 20106 616 SH SOLE 616 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 271307 45589 SH SOLE 45589 QUALCOMM INC COM 747525103 154187 2715 SH SOLE 2715 QUANEX BUILDING PRODUCTS COR COM 747619104 9015 550 SH SOLE 550 QUANTA SVCS INC COM 74762E102 20200 1000 SH SOLE 1000 RADCOM LTD SHS NEW M81865111 124023 24129 SH SOLE 24129 RANGE RES CORP COM 75281A109 5550 100 SH SOLE 100 RARE ELEMENT RES LTD COM 75381M102 98157 8850 SH SOLE 8850 RAYONIER INC COM 754907103 32675 500 SH SOLE 500 RAYTHEON CO COM NEW 755111507 1011721 20295 SH SOLE 20295 REALTY INCOME CORP COM 756109104 44609 1332 SH SOLE 1332 RESEARCH IN MOTION LTD COM 760975102 463141 16053 SH SOLE 16053 RF MICRODEVICES INC COM 749941100 11016 1800 SH SOLE 1800 RIO TINTO PLC SPONSORED ADR 767204100 11282 156 SH SOLE 156 ROBERT HALF INTL INC COM 770323103 45683 1690 SH SOLE 1690 ROGERS CORP COM 775133101 8085 175 SH SOLE 175 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 93608 1316 SH SOLE 1316 RPM INTL INC COM 749685103 97371 4176 SH SOLE 4176 RYDEX ETF TRUST S&P500 PUR VAL 78355W304 42126 1348 SH SOLE 1348 SABINE ROYALTY TR UNIT BEN INT 785688102 4334 68 SH SOLE 68 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 944 50 SH SOLE 50 SAFEWAY INC COM NEW 786514208 4207 180 SH SOLE 180 SAIC INC COM 78390X101 904861 53796 SH SOLE 53796 SANDISK CORP COM 80004C101 814207 19619 SH SOLE 19619 SANOFI SPONSORED ADR 80105N105 83758 2085 SH SOLE 2085 SCHLUMBERGER LTD COM 806857108 179453 2077 SH SOLE 2077 SCHWAB CHARLES CORP NEW COM 808513105 160064 9730 SH SOLE 9730 SCHWAB STRATEGIC TR US REIT ETF 808524847 10756 390 PRN SOLE 390 SCICLONE PHARMACEUTICALS INC COM 80862K104 125330 20750 SH SOLE 20750 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 21996 450 SH SOLE 450 SEI INVESTMENTS CO COM 784117103 28363 1260 SH SOLE 1260 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 684844 17395 SH SOLE 17395 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1060058 28465 SH SOLE 28465 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 227700 6672 SH SOLE 6672 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1050438 13941 SH SOLE 13941 SEMPRA ENERGY COM 816851109 22421 424 SH SOLE 424 SHAW GROUP INC COM 820280105 6042 200 SH SOLE 200 SHERWIN WILLIAMS CO COM 824348106 2549 30 SH SOLE 30 SHIP FINANCE INTERNATIONAL L SHS G81075106 901 50 SH SOLE 50 SIGMA ALDRICH CORP COM 826552101 14676 200 SH SOLE 200 SIRIUS XM RADIO INC COM 82967N108 91214 41650 SH SOLE 41650 SMITH MICRO SOFTWARE INC COM 832154108 2526 600 SH SOLE 600 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1176 1000 PRN SOLE 1000 SMUCKER J M CO COM NEW 832696405 5045 66 SH SOLE 66 SNAP ON INC COM 833034101 18744 300 SH SOLE 300 SONDE RES CORP COM 835426107 646 200 SH SOLE 200 SONOCO PRODS CO COM 835495102 65749 1850 SH SOLE 1850 SOUTHERN CO COM 842587107 20796 515 SH SOLE 515 SOUTHERN COPPER CORP COM 84265V105 98610 3000 SH SOLE 3000 SOUTHWEST AIRLS CO COM 844741108 4568 400 SH SOLE 400 SOUTHWESTERN ENERGY CO COM 845467109 160800 3750 SH SOLE 3750 SPDR GOLD TRUST GOLD SHS 78463V107 2232052 15288 SH SOLE 15288 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 275038 6671 SH SOLE 6671 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 203603 3382 SH SOLE 3382 SPDR S&P 500 ETF TR TR UNIT 78462F103 356979 2705 SH SOLE 2705 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1493781 8418 SH SOLE 8418 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 12362 510 SH SOLE 510 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 104574 2600 SH SOLE 2600 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2747 60 SH SOLE 60 SPDR SERIES TRUST S&P PHARMAC 78464A722 66947 1315 SH SOLE 1315 SPDR SERIES TRUST DJ REIT ETF 78464A607 158245 2331 SH SOLE 2331 SPDR SERIES TRUST OILGAS EQUIP 78464A748 935106 22549 SH SOLE 22549 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 41617 708 SH SOLE 708 SPECTRUM PHARMACEUTICALS INC COM 84763A108 23163 2500 SH SOLE 2500 SPRINT NEXTEL CORP COM SER 1 852061100 8085 1500 SH SOLE 1500 ST JUDE MED INC COM 790849103 33376 700 SH SOLE 700 STANDEX INTL CORP COM 854231107 4601 150 SH SOLE 150 STANLEY BLACK & DECKER INC COM 854502101 28820 400 SH SOLE 400 STAPLES INC COM 855030102 64227 4065 SH SOLE 4065 STATE STR CORP COM 857477103 49375 1095 SH SOLE 1095 STERICYCLE INC COM 858912108 8912 100 SH SOLE 100 STMICROELECTRONICS N V NY REGISTRY 861012102 4980 500 SH SOLE 500 STRYKER CORP COM 863667101 190451 3245 SH SOLE 3245 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 2509 48 SH SOLE 48 SUN LIFE FINL INC COM 866796105 132829 4316 SH SOLE 4316 SUNCOR ENERGY INC NEW COM 867224107 83753 2142 SH SOLE 2142 SUNOPTA INC COM 8676EP108 7110 1000 SH SOLE 1000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 176237 5554 SH SOLE 5554 SYNGENTA AG SPONSORED ADR 87160A100 27024 400 SH SOLE 400 SYSCO CORP COM 871829107 268961 8489 SH SOLE 8489 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 282556 22069 SH SOLE 22069 TARGET CORP COM 87612E106 85611 1825 SH SOLE 1825 TATA MTRS LTD SPONSORED ADR 876568502 3377 150 SH SOLE 150 TEEKAY CORPORATION COM Y8564W103 6176 200 SH SOLE 200 TELEFLEX INC COM 879369106 39689 650 SH SOLE 650 TELEFONICA S A SPONSORED ADR 879382208 18368 750 SH SOLE 750 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1650 100 SH SOLE 100 TELUS CORP NON-VTG SHS 87971M202 232441 4338 SH SOLE 4338 TEMPLETON EMERG MKTS INCOME COM 880192109 166658 9563 SH SOLE 9563 TEMPLETON GLOBAL INCOME FD COM 880198106 331540 29590 SH SOLE 29590 TENARIS S A SPONSORED ADR 88031M109 6997 153 SH SOLE 153 TESLA MTRS INC COM 88160R101 23304 800 SH SOLE 800 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 257350 5337 SH SOLE 5337 TEXAS INSTRS INC COM 882508104 102530 3123 SH SOLE 3123 TEXTRON INC COM 883203101 14166 600 SH SOLE 600 THERMO FISHER SCIENTIFIC INC COM 883556102 22537 350 SH SOLE 350 TIME WARNER CABLE INC COM 88732J207 8975 115 SH SOLE 115 TIME WARNER INC COM NEW 887317303 22404 616 SH SOLE 616 TORONTO DOMINION BK ONT COM NEW 891160509 138307 1629 SH SOLE 1629 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 81564 2092 SH SOLE 2092 TOTAL S A SPONSORED ADR 89151E109 198055 3360 SH SOLE 3360 TOTAL SYS SVCS INC COM 891906109 9290 500 SH SOLE 500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7830 95 SH SOLE 95 TRACTOR SUPPLY CO COM 892356106 118712 1775 SH SOLE 1775 TRANSOCEAN LTD REG SHS H8817H100 12267 190 SH SOLE 190 TRAVELERS COMPANIES INC COM 89417E109 17748 304 SH SOLE 304 TRIANGLE PETE CORP COM NEW 89600B201 2842 440 SH SOLE 440 TRINITY INDS INC COM 896522109 6976 200 SH SOLE 200 TRUE RELIGION APPAREL INC COM 89784N104 1112580 38259 SH SOLE 38259 TWO HBRS INVT CORP COM 90187B101 5375 500 SH SOLE 500 TYSON FOODS INC CL A 902494103 983210 50628 SH SOLE 50628 U S ENERGY CORP WYO COM 911805109 854 200 SH SOLE 200 ULTRA PETROLEUM CORP COM 903914109 157781 3445 SH SOLE 3445 UMB FINL CORP COM 902788108 271424 6481 SH SOLE 6481 UNDER ARMOUR INC CL A 904311107 1933 25 SH SOLE 25 UNILEVER N V N Y SHS NEW 904784709 144770 4407 SH SOLE 4407 UNION PAC CORP COM 907818108 240163 2300 SH SOLE 2300 UNITED ONLINE INC COM 911268100 5427 900 SH SOLE 900 UNITED PARCEL SERVICE INC CL B 911312106 347516 4765 SH SOLE 4765 UNITED STATES NATL GAS FUND UNIT NEW 912318110 102489 9300 PRN SOLE 9300 UNITED STATES STL CORP NEW COM 912909108 4604 100 SH SOLE 100 UNITED TECHNOLOGIES CORP COM 913017109 268653 3035 SH SOLE 3035 UNITEDHEALTH GROUP INC COM 91324P102 1301889 25240 SH SOLE 25240 UNITRIN INC COM 913275103 5934 200 SH SOLE 200 URANIUM RES INC COM PAR $0.001 916901507 64430 38580 SH SOLE 38580 URS CORP NEW COM 903236107 8948 200 SH SOLE 200 URSTADT BIDDLE PPTYS INS COM 917286106 845 50 SH SOLE 50 URSTADT BIDDLE PPTYS INS CL A 917286205 906 50 SH SOLE 50 US BANCORP DEL COM NEW 902973304 176533 6920 SH SOLE 6920 USA MOBILITY INC COM 90341G103 3601 236 SH SOLE 236 USEC INC NOTE 3.000%10/0 90333EAC2 7176 10000 PRN SOLE 10000 V F CORP COM 918204108 291600 2686 SH SOLE 2686 VALE S A ADR 91912E105 110899 3471 SH SOLE 3471 VALERO ENERGY CORP NEW COM 91913Y100 88498 3461 SH SOLE 3461 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2891936 35662 SH SOLE 35662 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 476733 5874 SH SOLE 5874 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 50370 600 SH SOLE 600 VANGUARD INDEX FDS REIT ETF 922908553 1048997 17454 SH SOLE 17454 VANGUARD INDEX FDS VALUE ETF 922908744 188163 3357 SH SOLE 3357 VANGUARD INDEX FDS SML CP GRW ETF 922908595 105313 1226 SH SOLE 1226 VANGUARD INDEX FDS SM CP VAL ETF 922908611 34339 490 SH SOLE 490 VANGUARD INDEX FDS GROWTH ETF 922908736 2128562 32904 SH SOLE 32904 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 27888 410 SH SOLE 410 VANGUARD INDEX FDS MID CAP ETF 922908629 29354 365 SH SOLE 365 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2027448 41700 SH SOLE 41700 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 72259 1278 SH SOLE 1278 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5480 110 SH SOLE 110 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 236975 4427 SH SOLE 4427 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 219927 2742 SH SOLE 2742 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 2740 40 PRN SOLE 40 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 3044 50 SH SOLE 50 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 58790 1050 SH SOLE 1050 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 3512731 92246 SH SOLE 92246 VANGUARD WORLD FDS INF TECH ETF 92204A702 3801 60 SH SOLE 60 VANGUARD WORLD FDS MATERIALS ETF 92204A801 44757 520 SH SOLE 520 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 26021 375 SH SOLE 375 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 383623 5980 SH SOLE 5980 VANGUARD WORLD FDS ENERGY ETF 92204A306 1327 12 SH SOLE 12 VANGUARD WORLD FDS TELCOMM ETF 92204A884 386304 5421 SH SOLE 5421 VARIAN MED SYS INC COM 92220P105 78493 1121 SH SOLE 1121 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 14170 500 SH SOLE 500 VERIFONE SYS INC COM 92342Y109 292732 6600 SH SOLE 6600 VERIZON COMMUNICATIONS INC COM 92343V104 105697 2839 SH SOLE 2839 VIACOM INC NEW CL A 92553P102 4311 75 SH SOLE 75 VIACOM INC NEW CL B 92553P201 3774 74 SH SOLE 74 VISA INC COM CL A 92826C839 207954 2468 SH SOLE 2468 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14589 546 SH SOLE 546 VORNADO RLTY TR SH BEN INT 929042109 48267 518 SH SOLE 518 VOYAGER OIL & GAS INC COM 92911K100 116424 39200 SH SOLE 39200 WABCO HLDGS INC COM 92927K102 107043 1550 SH SOLE 1550 WAL MART STORES INC COM 931142103 628591 11829 SH SOLE 11829 WALGREEN CO COM 931422109 291156 6857 SH SOLE 6857 WASHINGTON POST CO CL B 939640108 12569 30 SH SOLE 30 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 54861 1687 SH SOLE 1687 WASTE MGMT INC DEL COM 94106L109 242896 6462 SH SOLE 6462 WATERS CORP COM 941848103 45477 475 SH SOLE 475 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 163126 8700 SH SOLE 8700 WELLPOINT INC COM 94973V107 133910 1700 SH SOLE 1700 WELLS FARGO & CO NEW COM 949746101 18100 645 SH SOLE 645 WESTAMERICA BANCORPORATION COM 957090103 3595 73 SH SOLE 73 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 12900 1000 SH SOLE 1000 WESTERN ASSET HIGH INCM FD I COM 95766J102 60354 6000 SH SOLE 6000 WESTERN ASSET WORLDWIDE INCO COM 957668106 46018 3325 SH SOLE 3325 WESTERN DIGITAL CORP COM 958102105 1003506 27584 SH SOLE 27584 WGL HLDGS INC COM 92924F106 91718 2328 SH SOLE 2328 WHITING PETE CORP NEW COM 966387102 4325 76 SH SOLE 76 WHOLE FOODS MKT INC COM 966837106 9518 150 SH SOLE 150 WINDSTREAM CORP COM 97381W104 237233 18305 SH SOLE 18305 WISDOMTREE TR DREYFUS CMM FD 97717X859 19543 703 PRN SOLE 703 WISDOMTREE TR EM LCL DEBT FD 97717X867 664135 12409 PRN SOLE 12409 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 316536 13591 SH SOLE 13591 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 10130 200 PRN SOLE 200 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 202894 8475 SH SOLE 8475 WOLVERINE WORLD WIDE INC COM 978097103 6263 150 SH SOLE 150 WORLD ACCEP CORP DEL COM 981419104 1036860 15813 SH SOLE 15813 WRIGHT MED GROUP INC COM 98235T107 9000 600 SH SOLE 600 WYNDHAM WORLDWIDE CORP COM 98310W108 2860 85 SH SOLE 85 XCEL ENERGY INC COM 98389B100 9161 377 SH SOLE 377 XEROX CORP COM 984121103 75556 7258 SH SOLE 7258 XILINX INC COM 983919101 14588 400 SH SOLE 400 YAMANA GOLD INC COM 98462Y100 48846 4200 SH SOLE 4200 ZIMMER HLDGS INC COM 98956P102 66044 1045 SH SOLE 1045 ZIX CORP COM 98974P100 3840 1000 SH SOLE 1000