0001318757-11-000005.txt : 20110812 0001318757-11-000005.hdr.sgml : 20110812 20110812130730 ACCESSION NUMBER: 0001318757-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 111030338 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp2q11.txt 13F 2Q11 MWLLP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Jun 30, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: August 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: 299342(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ACCENTURE PLC-A COMMON STOCK IE00B4BNMY34 1330 22020 SH SOLE 0 22020 0 0 D ADVANCE AUTO PAR COMMON STOCK 00751Y106 6236 106613 SH SOLE 0 106613 0 0 D ALCOA INC COMMON STOCK 013817101 12280 774256 SH SOLE 0 774256 0 0 D AMERIGROUP CORP COMMON STOCK 03073T102 671 9521 SH SOLE 0 9521 0 0 D ARCOS DORADOS-A COMMON STOCK VGG0457F1071 2527 119831 SH SOLE 0 119831 0 0 D AUTOZONE INC COMMON STOCK 053332102 5585 18943 SH SOLE 0 18943 0 0 D BAIDU INC-SP ADR ADRS STOCK 056752108 10260 73220 SH SOLE 0 73220 0 0 D BANK OF AMERICA COMMON STOCK 060505104 6889 628536 SH SOLE 0 628536 0 0 D BHP BILLITON ADR ADRS STOCK 05545E209 4561 58158 SH SOLE 0 58158 0 0 D CITIGROUP INC COMMON STOCK 172967424 9726 233568 SH SOLE 0 233568 0 0 D CNH GLOBAL NV COMMON STOCK NL0000298933 45 1158 SH SOLE 0 1158 0 0 D COOPER TIRE & RU COMMON STOCK 216831107 2874 145214 SH SOLE 0 145214 0 0 D CTC MEDIA INC COMMON STOCK 12642X106 519 24360 SH SOLE 0 24360 0 0 D DJIA MINI e-CBOT Sep11 FUTURE DMU1 827 67 SH SOLE 0 67 0 0 D DR PEPPER SNAPPL COMMON STOCK 26138E109 3808 90828 SH SOLE 0 90828 0 0 D ELAN CORP-ADR ADRS STOCK 284131208 2666 234504 SH SOLE 0 234504 0 0 D ERICSSON LM-ADR ADRS STOCK 294821608 1784 124072 SH SOLE 0 124072 0 0 D ESTEE LAUDER COMMON STOCK 518439104 8329 79184 SH SOLE 0 79184 0 0 D FEDEX CORP COMMON STOCK 31428X106 14009 147699 SH SOLE 0 147699 0 0 D GEORGIA GULF COMMON STOCK 373200302 5350 221619 SH SOLE 0 221619 0 0 D GOODYEAR TIRE COMMON STOCK 382550101 4458 265840 SH SOLE 0 265840 0 0 D HERSHEY CO/THE COMMON STOCK 427866108 6258 110085 SH SOLE 0 110085 0 0 D IPATH-S&P M/T FU ETF STOCK 06740C519 6232 123716 SH SOLE 0 123716 0 0 D ISHARES FT/XI CH ETF STOCK 464287184 2920 67991 SH SOLE 0 67991 0 0 D ISHARES-BRAZIL ETF STOCK 464286400 2656 36207 SH SOLE 0 36207 0 0 D JP MORGAN CHASE COMMON STOCK 46625H100 8888 217104 SH SOLE 0 217104 0 0 D KRAFT FOODS INC COMMON STOCK 50075N104 10593 300690 SH SOLE 0 300690 0 0 D MCDONALDS CORP COMMON STOCK 580135101 14686 174167 SH SOLE 0 174167 0 0 D MEAD JOHNSON COMMON STOCK 582839106 28686 424666 SH SOLE 0 424666 0 0 D MECHEL-SPON ADR ADRS STOCK 583840103 540 22605 SH SOLE 0 22605 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 7854 115954 SH SOLE 0 115954 0 0 D NIKE INC -CL B COMMON STOCK 654106103 10867 120766 SH SOLE 0 120766 0 0 D NORTHWEST BANCSH COMMON STOCK 667340103 476 37869 SH SOLE 0 37869 0 0 D NXP SEMICONDUCTO COMMON STOCK NL0009538784 474 17739 SH SOLE 0 17739 0 0 D ORACLE CORP COMMON STOCK 68389X105 776 23573 SH SOLE 0 23573 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 3959 45633 SH SOLE 0 45633 0 0 D SANDISK CORP COMMON STOCK 80004C101 3646 87864 SH SOLE 0 87864 0 0 D SMART MODULAR TE COMMON STOCK KYG822451046 2219 242208 SH SOLE 0 242208 0 0 D SPDR MET & MIN ETF STOCK 78464A755 4710 67890 SH SOLE 0 67890 0 0 D STILLWATER MININ COMMON STOCK 86074Q102 3186 144747 SH SOLE 0 144747 0 0 D TIFFANY & CO COMMON STOCK 886547108 7147 91024 SH SOLE 0 91024 0 0 D VENTAS INC COMMON STOCK 92276F100 1267 24046 SH SOLE 0 24046 0 0 D VIMPELCOM LT-ADR ADRS STOCK 92719A106 650 50959 SH SOLE 0 50959 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 50492 1687002 SH SOLE 0 1687002 0 0 D WISDOMTREE INDIA ETF STOCK 97717W422 3018 126070 SH SOLE 0 126070 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 9097 164689 SH SOLE 0 164689 0 0 S REPORT SUMMARY 46 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED