0001085146-11-000915.txt : 20110812
0001085146-11-000915.hdr.sgml : 20110812
20110812161326
ACCESSION NUMBER: 0001085146-11-000915
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001164833
IRS NUMBER: 954871957
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10068
FILM NUMBER: 111031553
BUSINESS ADDRESS:
STREET 1: 725 SOUTH FIGUERORA ST 39TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 2134301000
MAIL ADDRESS:
STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
hwcm2q2011.txt
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Hotchkis and Wiley Capital Management, LLC
Address: 725 South Figueroa Street, 39th Floor
Los Angeles, CA 90017-5439
13F File Number: 028-10068
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tina H. Kodama
Title: Chief Compliance Officer
Phone: 213-430-1897
Signature, Place, and Date of Signing:
/s/ Tina H. Kodama Los Angeles, CA July 20, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 153
Form 13F Information Table Value Total: $17,103,214 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
99 CENTS ONLY STORES COM 65440K106 3649 180300 SH SOLE 61100 0 119200
AEROPOSTALE COM 007865108 10019 572521 SH SOLE 527400 0 45121
AIR T INC COM 009207101 385 42900 SH SOLE 42900 0 0
ALLIANT TECHSYSTEMS INC COM 018804104 63462 889700 SH SOLE 441200 0 448500
ALLSTATE CORP COM 020002101 488502 16000705 SH SOLE 7613905 0 8386800
AMERICAN INTL GROUP INC COM NEW 026874784 117049 3992121 SH SOLE 562521 0 3429600
ARRIS GROUP INC COM 04269Q100 96412 8304218 SH SOLE 6150000 0 2154218
ARVINMERITOR INC FRNT 4.000% 2/1 043353AH4 4493 4680000 PRN SOLE 4680000 0 0
ASSOCIATED BANC CORP COM 045487105 12699 913574 SH SOLE 239800 0 673774
BANK OF AMERICA CORPORATION COM 060505104 436147 39794401 SH SOLE 17158458 0 22635943
BANK OF NEW YORK MELLON CORP COM 064058100 318 12400 SH SOLE 12400 0 0
BB&T CORP COM 054937107 488 18200 SH SOLE 18200 0 0
BOEING CO COM 097023105 37793 511200 SH SOLE 121500 0 389700
BRISTOW GROUP INC COM 110394103 8031 157400 SH SOLE 33600 0 123800
CA INC COM 12673P105 514995 22547963 SH SOLE 11847621 0 10700342
CAPITAL ONE FINL CORP COM 14040H105 167287 3237600 SH SOLE 1526900 0 1710700
CAPLEASE INC COM 140288101 9235 1880900 SH SOLE 593500 0 1287400
CELANESE CORP DEL COM SER A 150870103 134709 2526900 SH SOLE 1310800 0 1216100
CHEVRON CORP NEW COM 166764100 54382 528800 SH SOLE 79200 0 449600
CIBER INC COM 17163B102 5942 1070681 SH SOLE 346000 0 724681
CIRCOR INTL INC COM 17273K109 15530 362600 SH SOLE 107200 0 255400
CITIGROUP INC UNIT 99/99/9999 172967416 5535 46071 PRN SOLE 46071 0 0
CITIGROUP INC COM NEW 172967424 421529 10123170 SH SOLE 4407369 0 5715801
CNO FINL GROUP INC COM 12621E103 84501 10682823 SH SOLE 7663500 0 3019323
COBALT INTL ENERGY INC COM 19075F106 157677 11568384 SH SOLE 7327984 0 4240400
COMCAST CORP NEW CL A SPL 20030N200 325117 13417969 SH SOLE 6249269 0 7168700
CONOCOPHILLIPS COM 20825C104 549893 7313377 SH SOLE 3176277 0 4137100
CON-WAY INC COM 205944101 132930 3425151 SH SOLE 2490400 0 934751
COVIDIEN PLC SHS G2554F113 33162 623000 SH SOLE 88600 0 534400
CUMMINS INC COM 231021106 48340 467100 SH SOLE 68900 0 398200
CVS CAREMARK CORPORATION COM 126650100 289738 7709900 SH SOLE 3374600 0 4335300
DIAMOND HILL FINL TRNDS FD I COM 25264C101 848 86100 SH SOLE 86100 0 0
EDISON INTL COM 281020107 280332 7234366 SH SOLE 3973266 0 3261100
EMBRAER S A SP ADR REP 4 COM 29082A107 120688 3921000 SH SOLE 2481800 0 1439200
EMCOR GROUP INC COM 29084Q100 18949 646500 SH SOLE 386900 0 259600
EMPLOYERS HOLDINGS INC COM 292218104 12452 742526 SH SOLE 227400 0 515126
EXELON CORP COM 30161N101 490380 11446776 SH SOLE 5307376 0 6139400
EXXON MOBIL CORP COM 30231G102 529 6500 SH SOLE 6500 0 0
FEDEX CORP COM 31428X106 95191 1003600 SH SOLE 146400 0 857200
FIFTH THIRD BANCORP COM 316773100 48284 3787000 SH SOLE 3487500 0 299500
FIRST FINL HLDGS INC COM 320239106 2721 303399 SH SOLE 98700 0 204699
FIRST HORIZON NATL CORP COM 320517105 31634 3315921 SH SOLE 1924703 0 1391218
FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 11857 804427 SH SOLE 256000 0 548427
FURNITURE BRANDS INTL INC COM 360921100 9465 2286300 SH SOLE 768500 0 1517800
GAP INC DEL COM 364760108 254615 14067100 SH SOLE 8331000 0 5736100
GENERAL MTRS CO COM 37045V100 73331 2415380 SH SOLE 449280 0 1966100
GENERAL MTRS CO *W EXP 07/10/201 37045V118 1485 69399 SH SOLE 69399 0 0
GENWORTH FINL INC COM CL A 37247D106 251189 24434703 SH SOLE 12863103 0 11571600
GEO GROUP INC COM 36159R103 5442 236300 SH SOLE 72800 0 163500
GLOBAL INDEMNITY PLC SHS G39319101 35856 1616599 SH SOLE 563736 0 1052863
GLOBAL PMTS INC COM 37940X102 2285 44800 SH SOLE 0 0 44800
GOODYEAR TIRE & RUBR CO COM 382550101 58920 3513429 SH SOLE 2718500 0 794929
GOODYEAR TIRE & RUBR CO PFD CONV 382550309 2711 48750 PRN SOLE 48750 0 0
GREAT PLAINS ENERGY INC COM 391164100 102158 4928005 SH SOLE 3136600 0 1791405
HANOVER INS GROUP INC COM 410867105 2787 73900 SH SOLE 11700 0 62200
HARLEY DAVIDSON INC COM 412822108 90744 2214900 SH SOLE 1608800 0 606100
HARTFORD FINL SVCS GROUP INC COM 416515104 70015 2655100 SH SOLE 1399200 0 1255900
HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 3676 141060 PRN SOLE 141060 0 0
HEARTLAND PMT SYS INC COM 42235N108 12879 625200 SH SOLE 217400 0 407800
HEIDRICK & STRUGGLES INTL IN COM 422819102 15896 702116 SH SOLE 206700 0 495416
HEWLETT PACKARD CO COM 428236103 666849 18320029 SH SOLE 7922929 0 10397100
HOME DEPOT INC COM 437076102 176497 4872926 SH SOLE 2058409 0 2814517
HOME FED BANCORP INC MD COM 43710G105 1879 171000 SH SOLE 0 0 171000
HONEYWELL INTL INC COM 438516106 15130 253900 SH SOLE 253900 0 0
HORACE MANN EDUCATORS CORP N COM 440327104 12832 822053 SH SOLE 284100 0 537953
HUDSON HIGHLAND GROUP INC COM 443792106 25112 4693792 SH SOLE 2449037 0 2244755
HUNTINGTON INGALLS INDS INC COM 446413106 127936 3708283 SH SOLE 2524154 0 1184129
INTERNATIONAL BUSINESS MACHS COM 459200101 109464 638090 SH SOLE 320890 0 317200
INTERPUBLIC GROUP COS INC COM 460690100 78030 6242368 SH SOLE 2023772 0 4218596
ISHARES TR HIGH YLD CORP 464288513 256 2800 SH SOLE 2800 0 0
JACK IN THE BOX INC COM 466367109 5992 263028 SH SOLE 90500 0 172528
JOHNSON & JOHNSON COM 478160104 162938 2449466 SH SOLE 905966 0 1543500
JOHNSON CTLS INC COM 478366107 68018 1632700 SH SOLE 235900 0 1396800
JONES GROUP INC COM 48020T101 64720 5964961 SH SOLE 3914200 0 2050761
JPMORGAN CHASE & CO COM 46625H100 574378 14029746 SH SOLE 6183435 0 7846311
KAISER ALUMINUM CORP COM PAR $0.01 483007704 1879 34400 SH SOLE 0 0 34400
KEYCORP NEW COM 493267108 94019 11286775 SH SOLE 6142783 0 5143992
KEYCORP NEW PFD 7.75% SR A 493267405 3382 30200 PRN SOLE 30200 0 0
KIMBERLY CLARK CORP COM 494368103 35574 534460 SH SOLE 78360 0 456100
KINETIC CONCEPTS INC COM NEW 49460W208 27634 479500 SH SOLE 230200 0 249300
KOSMOS ENERGY LTD SHS G5315B107 34899 2055300 SH SOLE 1895000 0 160300
KRAFT FOODS INC CL A 50075N104 119411 3389456 SH SOLE 1420656 0 1968800
LAKES ENTMNT INC COM 51206P109 1482 673500 SH SOLE 372300 0 301200
LEXMARK INTL NEW CL A 529771107 5655 193254 SH SOLE 140500 0 52754
LIFEPOINT HOSPITALS INC COM 53219L109 36172 925600 SH SOLE 582400 0 343200
LILLY ELI & CO COM 532457108 296256 7893842 SH SOLE 3726092 0 4167750
LOCKHEED MARTIN CORP COM 539830109 461760 5702859 SH SOLE 2578459 0 3124400
M & T BK CORP COM 55261F104 808 9183 SH SOLE 4545 0 4638
MAGNA INTL INC COM 559222401 204901 3791647 SH SOLE 1920047 0 1871600
MANPOWERGROUP INC COM 56418H100 57411 1070100 SH SOLE 931600 0 138500
MARATHON OIL CORP COM 565849106 5358 101700 SH SOLE 101700 0 0
MERCK & CO INC NEW COM 58933Y105 118635 3361722 SH SOLE 1567743 0 1793979
MERITOR INC COM 59001K100 5874 366200 SH SOLE 125200 0 241000
METLIFE INC COM 59156R108 209571 4777098 SH SOLE 2431082 0 2346016
MI DEVS INC CL A SUB VTG 55304X104 124952 4106200 SH SOLE 3016800 0 1089400
MICROSOFT CORP COM 594918104 396158 15236846 SH SOLE 6675246 0 8561600
MILLER INDS INC TENN COM NEW 600551204 33186 1775590 SH SOLE 830398 0 945192
MUELLER WTR PRODS INC COM SER A 624758108 4980 1251200 SH SOLE 434100 0 817100
MURPHY OIL CORP COM 626717102 16605 252900 SH SOLE 233200 0 19700
NESS TECHNOLOGIES INC COM 64104X108 17425 2301839 SH SOLE 795800 0 1506039
NEXTERA ENERGY INC COM 65339F101 552 9600 SH SOLE 9600 0 0
NORANDA ALUM HLDG CORP COM 65542W107 49991 3301900 SH SOLE 1299900 0 2002000
NORTHROP GRUMMAN CORP COM 666807102 237320 3422064 SH SOLE 1486864 0 1935200
NOVARTIS A G SPONSORED ADR 66987V109 207069 3388458 SH SOLE 1403258 0 1985200
ON SEMICONDUCTOR CORP COM 682189105 31804 3037600 SH SOLE 2584000 0 453600
ORACLE CORP COM 68389X105 70717 2148800 SH SOLE 307300 0 1841500
OVERHILL FARMS INC COM 690212105 14565 2624252 SH SOLE 1229400 0 1394852
PACCAR INC COM 693718108 185860 3637900 SH SOLE 1505800 0 2132100
PENNEY J C INC COM 708160106 370984 10740708 SH SOLE 5428833 0 5311875
PEPSICO INC COM 713448108 71510 1015336 SH SOLE 151036 0 864300
PETROQUEST ENERGY INC COM 716748108 2769 394500 SH SOLE 120200 0 274300
PFIZER INC COM 717081103 176282 8557388 SH SOLE 3839738 0 4717650
PHARMERICA CORP COM 71714F104 10271 804900 SH SOLE 275500 0 529400
PHH CORP COM NEW 693320202 73100 3562400 SH SOLE 2308300 0 1254100
PHILIP MORRIS INTL INC COM 718172109 34023 509550 SH SOLE 375550 0 134000
PNC FINL SVCS GROUP INC COM 693475105 188836 3167861 SH SOLE 1578772 0 1589089
PORTLAND GEN ELEC CO COM NEW 736508847 23746 939300 SH SOLE 299800 0 639500
PPG INDS INC COM 693506107 34691 382100 SH SOLE 59200 0 322900
PPL CORP COM 69351T106 193206 6942378 SH SOLE 3913378 0 3029000
PPL CORP UNIT 99/99/9999S 69351T114 4404 80200 SH SOLE 80200 0 0
PRUDENTIAL FINL INC COM 744320102 35025 550800 SH SOLE 78000 0 472800
PUBLIC SVC ENTERPRISE GROUP COM 744573106 347867 10657697 SH SOLE 4551597 0 6106100
QUEST DIAGNOSTICS INC COM 74834L100 81942 1386500 SH SOLE 340100 0 1046400
QUIKSILVER INC COM 74838C106 25890 5508600 SH SOLE 2019600 0 3489000
REGIONS FINANCIAL CORP NEW COM 7591EP100 111966 18059100 SH SOLE 14679100 0 3380000
RENT A CTR INC NEW COM 76009N100 59685 1953042 SH SOLE 1441500 0 511542
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 594633 8287572 SH SOLE 3469172 0 4818400
SAFEWAY INC COM NEW 786514208 194548 8324700 SH SOLE 4764600 0 3560100
SAIA INC COM 78709Y105 4094 241549 SH SOLE 13700 0 227849
STONE ENERGY CORP COM 861642106 114735 3775406 SH SOLE 2710800 0 1064606
SUNTRUST BKS INC COM 867914103 117078 4537900 SH SOLE 2272700 0 2265200
SUPERVALU INC COM 868536103 49322 5241426 SH SOLE 4832600 0 408826
SYMANTEC CORP COM 871503108 11114 563600 SH SOLE 519200 0 44400
SYMETRA FINL CORP COM 87151Q106 40340 3003710 SH SOLE 947000 0 2056710
SYMMETRICOM INC COM 871543104 3728 639400 SH SOLE 222300 0 417100
SYNOVUS FINL CORP COM 87161C105 24511 11784266 SH SOLE 9490700 0 2293566
TE CONNECTIVITY LTD REG SHS H84989104 305557 8312202 SH SOLE 4174347 0 4137855
TEREX CORP NEW COM 880779103 26456 929900 SH SOLE 533000 0 396900
TERRITORIAL BANCORP INC COM 88145X108 327 15779 SH SOLE 5300 0 10479
TESORO CORP COM 881609101 12582 549187 SH SOLE 505600 0 43587
TIME WARNER CABLE INC COM 88732J207 74700 957200 SH SOLE 136900 0 820300
TOTAL S A SPONSORED ADR 89151E109 187442 3240694 SH SOLE 1399394 0 1841300
TRAVELERS COMPANIES INC COM 89417E109 2294 39300 SH SOLE 39300 0 0
TREE COM INC COM 894675107 2843 555208 SH SOLE 555208 0 0
TYCO INTERNATIONAL LTD SHS H89128104 133600 2702805 SH SOLE 1036000 0 1666805
UNUM GROUP COM 91529Y106 66382 2605250 SH SOLE 2077950 0 527300
VALASSIS COMMUNICATIONS INC COM 918866104 204770 6758077 SH SOLE 5022386 0 1735691
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 467082 17480604 SH SOLE 7788304 0 9692300
WAL MART STORES INC COM 931142103 244469 4600462 SH SOLE 1983962 0 2616500
WEBSTER FINL CORP CONN COM 947890109 17333 824582 SH SOLE 252500 0 572082
WELLS FARGO & CO NEW COM 949746101 564448 20115767 SH SOLE 8711181 0 11404586
WESTAR ENERGY INC COM 95709T100 14526 539800 SH SOLE 157800 0 382000
XL GROUP PLC SHS G98290102 238939 10870767 SH SOLE 5780467 0 5090300