0001040197-11-000005.txt : 20110812
0001040197-11-000005.hdr.sgml : 20110812
20110812104542
ACCESSION NUMBER: 0001040197-11-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Wealth Advisors
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 111029681
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
mai063011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MAI Wealth Advisors LLC
Address: 1360 E. 9th St., Suite 1100
Cleveland, Ohio 44114-1782
Form 13F File Number: 28-06392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kimberly A. Novak
Title: Director
Phone: (216) 920-4987
Signature, Place, and Date of Signing
Kimberly A. Novak Cleveland, Ohio August 12, 2011
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 265
Form 13F Information Table Value Total: $407391
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3GS, LLC Class B COM 0 205000 SH SOLE 205000
A T & T Corp New COM 00206R102 1116 35519 SH SOLE 35519
ADTRAN Inc COM 00738A106 247 6375 SH SOLE 6375
ANSYS Inc COM 03662Q105 286 5235 SH SOLE 5235
Abbott Labs Inc. COM 002824100 7634 145080 SH SOLE 11153 133927
Accenture PLC Cl A COM G1151C101 3920 64880 SH SOLE 17723 47157
Ace Ltd COM H0023R105 266 4046 SH SOLE 4046
Adobe Systems COM 00724F101 4110 130668 SH SOLE 28234 102434
Affiliated Managers COM 008252108 616 6069 SH SOLE 6069
Air Products & Chemicals Inc COM 009158106 1246 13036 SH SOLE 3837 9199
Akamai Tech COM 00971T101 2668 84771 SH SOLE 12911 71860
Albemarle Corp COM 012653101 2995 43282 SH SOLE 6694 36588
Alcoa Inc. COM 013817101 666 41999 SH SOLE 16834 25165
Allegheny Tech COM 01741r102 433 6819 SH SOLE 6819
Allstate Corp COM 020002101 293 9599 SH SOLE 9599
Altisource Porfolio Solutions COM L0175J104 226 6133 SH SOLE 6133
America Movil ADR COM 02364W105 4446 82515 SH SOLE 13438 69077
American Eagle Outfitters Inc. COM 02553E106 173 13553 SH SOLE 13553
American Electric Power COM 025537101 215 5699 SH SOLE 5699
American Express COM 025816109 237 4592 SH SOLE 4592
American Tower COM 029912201 3317 63382 SH SOLE 12965 50417
Ameriprise Financial Inc COM 03076C106 339 5873 SH SOLE 5873
Ametek Inc COM 031100100 3282 73106 SH SOLE 11635 61471
Anadarko Pete Co. COM 032511107 431 5610 SH SOLE 5610
Analog Devices Inc COM 032654105 4700 120083 SH SOLE 120083
Annaly Mortgage Mgmt REITS COM 035710409 7127 395049 SH SOLE 15499 379550
Apache Corporation COM 037411105 243 1970 SH SOLE 1970
Apartment Invt & Mgmt Co. COM 03748r101 310 12143 SH SOLE 12143
Apple Inc COM 037833100 5740 17099 SH SOLE 2223 14876
Applied Industrial Technologie COM 03820C105 1659 46600 SH SOLE 46600
AptarGroup Inc COM 038336103 227 4340 SH SOLE 4340
Archer-Daniels Midland COM 039483102 5643 187175 SH SOLE 10549 176626
Avon Products Inc. COM 054303102 821 29336 SH SOLE 29336
Axcelis Technologies Inc. COM 054540109 21 12869 SH SOLE 12869
BHP Billiton Limited COM 088606108 4497 47527 SH SOLE 47527
BP Amoco PLC ADR COM 055622104 371 8383 SH SOLE 8383
Baker Hughes Inc. COM 057224107 1060 14602 SH SOLE 7074 7528
Bank of America Corp COM 060505104 364 33188 SH SOLE 33188
Baxter International COM 071813109 1543 25857 SH SOLE 25857
Berkshire Hathaway COM 084670108 348 3 SH SOLE 3
Berkshire Hathaway Class B COM 084670702 598 7732 SH SOLE 7732
Blackstone Group LP COM 09253U108 598 36113 SH SOLE 15737 20376
Boeing Company COM 097023105 4980 67366 SH SOLE 67366
Bowood Energy COM 103066106 5 10000 SH SOLE 10000
Bristol-Myers Squibb COM 110122108 558 19268 SH SOLE 19268
Brocade Communications System COM 111621306 108 16782 SH SOLE 16782
CVS/Caremark Corp. COM 126650100 309 8211 SH SOLE 8211
Cablevision New Cl A COM 12686C109 578 15954 SH SOLE 15954
Cameron International COM 13342b105 315 6273 SH SOLE 6273
CareFusion Corp COM 14170T101 857 31548 SH SOLE 13363 18185
Carnival Corp. COM 143658300 362 9632 SH SOLE 7107 2525
Chesapeake Energy Corp. COM 165167107 1078 36299 SH SOLE 13374 22925
Chevron Corp. COM 166764100 7742 75280 SH SOLE 6391 68889
Chimera Investments COM 16934Q109 194 56000 SH SOLE 56000
Chubb Corporation COM 171232101 5601 89453 SH SOLE 89453
Church & Dwight Co COM 171340102 283 6975 SH SOLE 6975
Cisco Systems COM 17275R102 458 29359 SH SOLE 9850 19509
Citigroup COM 172967424 230 5534 SH SOLE 5534
Citrix Systems Inc COM 177376100 3609 45117 SH SOLE 6069 39048
Coach Inc. COM 189754104 320 5010 SH SOLE 5010
Coca-Cola Co. COM 191216100 234 3478 SH SOLE 3478
Coherent Inc COM 192479103 277 5010 SH SOLE 5010
Colgate Palmolive COM 194162103 1526 17462 SH SOLE 5108 12354
Comcast Corp Class A Special COM 20030N200 1279 52772 SH SOLE 52772
Comcast Corp. Cl A COM 20030N101 1198 47277 SH SOLE 47277
Concho Resources COM 20605p101 323 3514 SH SOLE 3514
ConocoPhillips COM 20825C104 6647 88403 SH SOLE 4986 83417
Core Laboratories N.V. COM N22717107 369 3305 SH SOLE 3305
Corning, Inc. COM 219350105 1093 60244 SH SOLE 11772 48472
Costco Wholesale Corp COM 22160K105 3373 41513 SH SOLE 5734 35779
Covidien COM G2554F113 231 4345 SH SOLE 4345
Danaher Corp. COM 235851102 3008 56763 SH SOLE 9332 47431
Deere & Co COM 244199105 3829 46446 SH SOLE 10883 35563
Dell Inc. COM 24702r101 372 22334 SH SOLE 22334
Developers Diversified Realty COM 251591103 186 13167 SH SOLE 13167
Diageo PLC ADR COM 25243Q205 4803 58670 SH SOLE 58670
DirectTV Group Inc COM 25490A101 1952 38405 SH SOLE 38405
Discovery Communications COM 25470f104 1882 45940 SH SOLE 7472 38468
Disney, Walt Co. COM 254687106 320 8187 SH SOLE 8187
Dominion Resources Inc COM 25746U109 235 4878 SH SOLE 4878
Donaldson Company Inc. COM 257651109 283 4670 SH SOLE 4670
Dover Corp. COM 260003108 546 8058 SH SOLE 8058
Dow Chemical COM 260543103 482 13381 SH SOLE 13381
Dresser-Rand Group COM 261608103 321 5965 SH SOLE 5965
Du Pont (EI) de Nemours COM 263534109 1535 28393 SH SOLE 28393
E M C Corporation COM 268648102 1020 37022 SH SOLE 11153 25869
EQT Corp COM 26884L109 341 6495 SH SOLE 6495
Eaton Corporation COM 278058102 887 17234 SH SOLE 17234
Emerson Electric COM 291011104 316 5610 SH SOLE 5610
Enerplus Corp COM 292766102 897 28400 SH SOLE 28400
Ericsson LM Tel Co. ADR Cl B COM 294821608 208 14450 SH SOLE 14450
Exxon Mobil Corp. COM 30231G102 11829 145357 SH SOLE 145357
FMC Corp COM 302491303 609 7082 SH SOLE 7082
FMC Technologies Inc. COM 30249U101 323 7215 SH SOLE 7215
Fifth Third Bancorp. COM 316773100 151 11808 SH SOLE 11808
Flir Systems COM 302445101 1328 39396 SH SOLE 7216 32180
Ford Motor Corp. com new COM 345370860 568 41186 SH SOLE 41186
Freeport McMoRan Copper & Gold COM 35671D857 1640 31008 SH SOLE 7368 23640
Gap Incorporated COM 364760108 250 13807 SH SOLE 13807
Gardner Denver COM 365558105 301 3580 SH SOLE 3580
Gazprom OAO COM 368287207 150 10285 SH SOLE 10285
General Dynamics COM 369550108 469 6290 SH SOLE 6290
General Electric COM 369604103 7110 376965 SH SOLE 20281 356684
General Growth Properties Inc COM 370023103 253 15188 SH SOLE 15188
Genesee & Wyoming Inc COM 371559105 277 4720 SH SOLE 4720
Gentex Corp COM 371901109 294 9732 SH SOLE 9732
Goldman Sachs Group, Inc. COM 38141G104 598 4491 SH SOLE 2095 2396
Goodrich Corp. COM 382388106 1848 19354 SH SOLE 2515 16839
Google Inc COM 38259P508 4397 8684 SH SOLE 1604 7080
Grand Central Silver Mines COM 384906202 0 17000 SH SOLE 17000
HMS Holdings Corp. COM 40425J101 271 3530 SH SOLE 3530
Halliburton Company COM 406216101 425 8326 SH SOLE 8326
Harley Davidson Inc. COM 412822108 810 19778 SH SOLE 19778
Hasbro Inc COM 418056107 309 7027 SH SOLE 7027
Healthwatch Inc COM 422214809 0 10000 SH SOLE 10000
Hercules Offshore COM 427093109 55 10000 SH SOLE 10000
Hewlett-Packard COM 428236103 646 17756 SH SOLE 8860 8896
Hittite Microwave Corp COM 43365Y104 332 5355 SH SOLE 5355
Home Depot COM 437076102 4865 134325 SH SOLE 134325
Honeywell International COM 438516106 5169 86751 SH SOLE 86751
Hormel Geo A Co COM 440452100 274 9175 SH SOLE 9175
IDEXX Laboratories COM 45168D104 273 3520 SH SOLE 3520
ING Groep NV ADS COM 456837103 133 10744 SH SOLE 10744
Illinois Tool Works COM 452308109 4713 83435 SH SOLE 83435
Informatica Corp COM 45666Q102 3953 67656 SH SOLE 8779 58877
Int'l Business Machines COM 459200101 3779 22028 SH SOLE 3393 18635
Intel Corp COM 458140100 981 44279 SH SOLE 44279
International Power Group Ltd COM 46018A100 0 20000 SH SOLE 20000
Interpublic Group of Cos COM 460690100 134 10749 SH SOLE 10749
J C Penney Co. COM 708160106 298 8625 SH SOLE 8625
J P Morgan Chase & Co. COM 46625H100 6660 162678 SH SOLE 162678
Jacobs Engineering COM 469814107 1201 27767 SH SOLE 6731 21036
Johnson & Johnson COM 478160104 7412 111426 SH SOLE 111426
Juniper Networks Inc. COM 48203R104 1536 48757 SH SOLE 7575 41182
Kennametal Inc COM 489170100 290 6880 SH SOLE 6880
KeyCorp COM 493267108 287 34425 SH SOLE 34425
Kimberly-Clark COM 494368103 219 3287 SH SOLE 3287
Kingfisher ADR COM 495724403 136 15811 SH SOLE 15811
Kirby Corporation COM 497266106 340 6007 SH SOLE 6007
Kroger Co COM 501044101 221 8931 SH SOLE 8931
L-3 Communications COM 502424104 333 3806 SH SOLE 3806
LNB Bancorp Inc. COM 502100100 63 11000 SH SOLE 11000
Ladenburg Thalmann Financial S COM 50575Q102 21 15000 SH SOLE 15000
Level 3 Communications COM 52729N100 98 40098 SH SOLE 40098
Liberty Capital Media A COM 53071M302 742 8656 SH SOLE 8656
Liberty Global Inc Cl A COM 530555101 509 11305 SH SOLE 11305
Liberty Global Inc Ser C COM 530555309 293 6872 SH SOLE 6872
Liberty MediaStarz A COM 53071M708 246 3265 SH SOLE 3265
Life Technologies Corp COM 53217V109 1980 38032 SH SOLE 8000 30032
Lilly, Eli Co COM 532457108 366 9761 SH SOLE 9761
Loews Corp COM 540424108 217 5153 SH SOLE 5153
Lubrizol Corporation COM 549271104 449 3344 SH SOLE 3344
Mako Surgical COM 560879108 204 6850 SH SOLE 6850
McDonalds Corp COM 580135101 5642 66910 SH SOLE 66910
McKesson HBOC Corp. COM 58155Q103 2326 27804 SH SOLE 9631 18173
MedAssets COM 584045108 1516 113442 SH SOLE 18985 94457
Medco Health Solutions COM 58405U102 3445 60956 SH SOLE 13917 47039
Medtronic Inc. COM 585055106 4988 129449 SH SOLE 129449
Merck & Co COM 58933Y105 759 21497 SH SOLE 21497
Metlife Inc. COM 59156R108 425 9693 SH SOLE 9693
Micro Systems Inc COM 594901100 353 7095 SH SOLE 7095
Microsoft Corporation COM 594918104 6001 230822 SH SOLE 230822
Mitsubishi UFJ Financial Group COM 606822104 69 14305 SH SOLE 14305
Molex Inc COM 608554101 405 15734 SH SOLE 15734
Molson Coors Brewing Co COM 60871R209 220 4909 SH SOLE 4909
Mylan Laboratories Inc. COM 628530107 257 10405 SH SOLE 10405
Nabors Industries COM G6359F103 2332 94631 SH SOLE 11208 83423
Nalco Holding Co COM 62985Q101 1453 52257 SH SOLE 8540 43717
National Oilwell Varco Inc COM 637071101 332 4247 SH SOLE 4247
Neoprobe Corp COM 640518106 75 22500 SH SOLE 22500
Nestle SA (REG) ADR COM 641069406 651 10492 SH SOLE 10492
NetScout Systems Inc COM 64115T104 1511 72330 SH SOLE 12962 59368
NextEra Energy (formerly FPL) COM 65339f101 5025 87446 SH SOLE 87446
Nice Systems ADR COM 653656108 2555 70276 SH SOLE 12077 58199
Nike Inc. COM 654106103 886 9850 SH SOLE 9850
Nordson COM 655663102 304 5540 SH SOLE 5540
Norfolk Southern COM 655844108 5286 70550 SH SOLE 70550
Nucor Corporation COM 670346105 4987 120980 SH SOLE 120980
Nuvasive Inc COM 670704105 2125 64615 SH SOLE 10491 54124
Nvidia Corp. COM 67066G104 359 22500 SH SOLE 22500
O'Reilly Automotive Inc COM 67103H107 308 4695 SH SOLE 4695
Occidental Petroleum COM 674599105 3404 32722 SH SOLE 4468 28254
Ocwen Financial Corp COM 675746309 128 10000 SH SOLE 10000
Omnicom Group COM 681919106 3062 63583 SH SOLE 9104 54479
Oracle Corp COM 68389X105 4448 135143 SH SOLE 26614 108529
PNC Financial Services Group COM 693475105 1041 17464 SH SOLE 6972 10492
PVF Capital Corp COM 693654105 393 215826 SH SOLE 215826
Panera Bread Company COM 69840W108 300 2390 SH SOLE 2390
Parker-Hannifin COM 701094104 2897 32281 SH SOLE 8092 24189
People's United Financial Inc. COM 712704105 186 13850 SH SOLE 13850
Pepsico Inc. COM 713448108 9314 132241 SH SOLE 11941 120300
Perrigo Company COM 714290103 326 3710 SH SOLE 3710
Petroleo Brasil COM 71654V408 317 9350 SH SOLE 9350
Pfizer Inc COM 717081103 1349 65501 SH SOLE 65501
Philip Morris Int'l COM 718172109 6472 96932 SH SOLE 7593 89339
Pitney Bowes Inc. COM 724479100 201 8737 SH SOLE 8737
Portfolio Recovery Associates COM 73640Q105 2992 35283 SH SOLE 5230 30053
Praxair Inc. COM 74005P104 2086 19249 SH SOLE 3568 15681
Premier Foods PLC COM 74051J101 50 16434 SH SOLE 16434
Procter & Gamble COM 742718109 1827 28737 SH SOLE 28737
Progressive Corp COM 743315103 981 45864 SH SOLE 45864
Prospect Cap Corp COM 74348T102 121 12000 SH SOLE 12000
Qualcomm Incorporated COM 747525103 12806 225506 SH SOLE 22903 202603
Quest Diagnostics Inc COM 74834L100 280 4732 SH SOLE 4732
Range Resources Corp. COM 75281A109 242 4358 SH SOLE 4358
Raytheon Company COM 755111507 877 17601 SH SOLE 17601
Republic Services Inc. COM 760759100 228 7375 SH SOLE 7375
Robbins & Myers Inc COM 770196103 376 7106 SH SOLE 7106
Roche Holding Adr COM 771195104 214 5120 SH SOLE 5120
Roper Industries COM 776696106 3392 40724 SH SOLE 6344 34380
Ross Stores Inc COM 778296103 292 3647 SH SOLE 3647
Royal Caribbean COM V7780T103 255 6781 SH SOLE 4735 2046
Royal Dutch Shell Plc Spon Adr COM 780259206 6408 90087 SH SOLE 6454 83633
Royal Dutch Shell Plc Spon Adr COM 780259107 255 3548 SH SOLE 3548
SAP AG Spon ADR COM 803054204 274 4512 SH SOLE 4512
Schlumberger Limited COM 806857108 645 7470 SH SOLE 7470
Scripps Networks Interactive I COM 811065101 239 4890 SH SOLE 4890
Secom Ltd ADR COM 813113206 190 16000 SH SOLE 16000
Sigma-Aldrich Corp. COM 826552101 300 4085 SH SOLE 4085
Signature Bank NY COM 82669G104 324 5660 SH SOLE 5660
Siliconware Precision Industri COM 827084864 80 12894 SH SOLE 12894
Spirit Aerosystems COM 848574109 309 14031 SH SOLE 14031
St. Jude Medical Inc COM 790849103 207 4333 SH SOLE 4333
Staples Inc COM 855030102 439 27778 SH SOLE 27778
State Street Corp. COM 857477103 3292 73014 SH SOLE 15737 57277
Stryker Corp. COM 863667101 452 7706 SH SOLE 7706
Suncor Energy COM 867224107 223 5700 SH SOLE 5700
Synovus Financial Corp. COM 87161C105 55 26611 SH SOLE 26611
Sysco Corp COM 871829107 289 9279 SH SOLE 9279
T. Rowe Price Associates Inc COM 74144T108 7146 118426 SH SOLE 6527 111899
TCF Financial Corp. COM 872275102 143 10380 SH SOLE 10380
Taiwan Semiconductor Manufactu COM 874039100 178 14109 SH SOLE 14109
Target COM 87612E106 334 7128 SH SOLE 7128
Telefonos de Mexico COM 879403780 363 22000 SH SOLE 22000
Teradata COM 88076W103 404 6710 SH SOLE 6710
Teva Pharmaceutical Inds COM 881624209 4761 98732 SH SOLE 15098 83634
The Wendy's Company COM 95058W100 256 50400 SH SOLE 50400
Thermo Fisher Scientific Inc COM 883556102 219 3408 SH SOLE 3408
Travelers Companies Inc COM 89417E109 1068 18302 SH SOLE 7117 11185
Turkiye Garanti Bankasi AS COM 900148701 85 18784 SH SOLE 18784
U S Bancorp new COM 902973304 447 17528 SH SOLE 17528
UDR Inc COM 902653104 212 8646 SH SOLE 8646
Ulta Salon Cosmetics & Fragran COM 90384S303 424 6560 SH SOLE 6560
Union Pacific Corp COM 907818108 681 6521 SH SOLE 6521
United Natural Foods COM 911163103 323 7563 SH SOLE 7563
United Technologies COM 913017109 1291 14583 SH SOLE 14583
VF Corp. COM 918204108 321 2960 SH SOLE 2960
VISA Inc Cl A COM 92826C839 2970 35245 SH SOLE 9436 25809
Valero Energy COM 91913Y100 1907 74581 SH SOLE 11894 62687
Verizon Communications COM 92343V104 1960 52655 SH SOLE 52655
Viacom Inc New Class B COM 92553P201 215 4210 SH SOLE 4210
Vodafone Group PLC COM 92857W209 7922 296493 SH SOLE 7199 289294
Vulcan Materials COM 929160109 300 7795 SH SOLE 7795
W. W. Grainger Inc COM 384802104 294 1915 SH SOLE 1915
WCA Waste Corporation COM 92926K103 376 65298 SH SOLE 65298
Waddell & Reed Financial Inc COM 930059100 265 7294 SH SOLE 7294
Wal-Mart Stores Inc. COM 931142103 369 6938 SH SOLE 6938
Walgreen Inc. COM 931422109 308 7251 SH SOLE 7251
Waste Management Inc. COM 94106L109 4825 129466 SH SOLE 129466
Watsco COM 942622200 2712 39887 SH SOLE 6893 32994
Weatherford Int'l Inc COM H27013103 3500 186643 SH SOLE 45109 141534
WellPoint Inc. COM 94973V107 283 3592 SH SOLE 3592
Wells Fargo and Company COM 949746101 463 16489 SH SOLE 16489
Western Union COM 959802109 640 31955 SH SOLE 13257 18698
Yum! Brands Inc. COM 988498101 3764 68136 SH SOLE 17831 50305