0000902584-11-000005.txt : 20110811
0000902584-11-000005.hdr.sgml : 20110811
20110811154126
ACCESSION NUMBER: 0000902584-11-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 132831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 111027658
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5780
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
ari2q11hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: June 30, 2011
Check here if Amendment: [ ] # ____
This Amendment [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Advisory Research, Inc.
Address: 180 North Stetson, Suite 5500
Chicago, IL 60601
13F File Number: 028-05637
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of the Reporting Manager:
Name: Brien M. O'Brien
Title: Chairman & CEO
Phone: 312-565-1414
Signature, Place and Date of Signing:
/s/ Brien M. O'Brien, Chairman & CEO Chicago, IL August 10, 2011
------------------------------------ ----------- -----------------
Signature / Title City, State Date
Report Type:
[X] 13F HOLDINGS REPORT. Securities with an aggregate market
value of $200,000 and above are reported in this report.
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
ADVISORY RESEARCH INC.
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 252
Form 13F Information Table Total Value ('000): 5410825
List of Other Managers: NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F HOLDINGS REPORT
Report for the Quarter Ended: June 30, 2011
ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE
NAME OF ISSUER TITLE CUSIP VALUE SH/P PUT INV OTR VOTE AUTHTY
OF CL AMT('000) CAL DSC MGR SOLE SHRD NONE
3M COMPANY COM 88579Y101 261 2747 SOLE 2747
A T & T INC (NEW) COM 00206R102 2772 88257 SOLE 88257
ACCENTURE PLC IRE CL A G1151C101 1727 28585 SOLE 28585
ADAMS RES & ENERGY COM 006351308 2202 86914 SOLE 86914
AGREE REALTY CORP COM 008492100 447 20000 SOLE 20000
ALBANY MOLECULAR COM 012423109 3980 827403 SOLE 827403
ALCOA INC COM 013817101 2230 140608 SOLE 140608
ALTRIA GROUP INC COM 02209S103 1275 48280 SOLE 48280
AMERCO INC COM 023586100 22112 229973 SOLE 229973
AMERICAN EXPRESS CO COM 025816109 18427 356431 SOLE 356431
AMERICAN RAILCAR COM 02916P103 51618 2201176 SOLE 2201176
AMERICAN SAFETY INS COM G02995101 2250 117549 SOLE 117549
AMERON INC COM 030710107 39461 600814 SOLE 600814
ANALOGIC CORP COM 032657207 46255 879544 SOLE 879544
ANDERSONS INC COM 034164103 205 4860 SOLE 4860
ANNALY MTG MGMT INC COM 035710409 12786 708735 SOLE 708735
APACHE CORP COM 037411105 467 3784 SOLE 3784
APARTMENT INVT & MG CL A 03748R101 616 24127 SOLE 24127
APPLE INC COM 037833100 715 2129 SOLE 2129
ARCELORMITTAL SA COM 03938L104 279 8036 SOLE 8036
ARMSTRONG WORLD IND COM 04247X102 1526 33500 SOLE 33500
ASSISTED LIVING CL A 04544X300 44901 2675848 SOLE 2675848
ASTRAZENECA PLC COM 046353108 776 15500 SOLE 15500
AVALON HLDGS CORP CL A 05343P109 1014 375703 SOLE 375703
AVATAR HOLDINGS INC COM 053494100 1063 69904 SOLE 69904
AVNET INC COM 053807103 139877 4387611 SOLE 4387611
BANCO LATINOAMERIC COM P16994132 5694 328746 SOLE 328746
BANCO SANTANDER BRA COM 05967A107 200 17077 SOLE 17077
BANK AMER CORP COM 060505104 236 21513 SOLE 21513
BANK OF AMERICA COM 060505682 1980 1975 SOLE 1975
BARNWELL INDS INC COM 068221100 423 82149 SOLE 82149
BECTON DICKINSON COM 075887109 15338 177997 SOLE 177997
BERKLEY W R CORP COM 084423102 47419 1461753 SOLE 1461753
BERKSHIRE HATHAWAY CL A 084670108 8708 75 SOLE 75
BERKSHIRE HATHAWAY CL B 084670702 16511 213343 SOLE 213343
BERKSHIRE HILLS COM 084680107 1664 74326 SOLE 74326
BEXIL CORP COM 088577101 1918 88200 SOLE 88200
BOSS HLDGS INC COM 10011B200 1148 138150 SOLE 138150
BOSWELL J G CO COM 101205102 1140 1481 SOLE 1481
CABOT OIL & GAS COM 127097103 273558 4125441 SOLE 4125441
CAGLES INC CL A CL A 127703106 1292 316649 SOLE 316649
CAPITOL FEDERAL FIN COM 14057J101 1714 145772 SOLE 145772
CARRIZO OIL & GAS COM 144577103 83915 2009945 SOLE 2009945
CASEYS GEN STORES COM 147528103 83141 1889560 SOLE 1889560
CATERPILLAR INC OM 149123101 21440 201392 SOLE 201392
CENTER FINL CORP COM 15146E102 1623 255666 SOLE 255666
CENTERPOINT ENERGY COM 15189T107 2807 145081 SOLE 145081
CENTURYLINK INC. COM 156700106 1162 28735 SOLE 28735
CHESAPEAKE ENERGY COM 165167107 7608 256239 SOLE 256239
CHEVIOT FINL CORP COM 166774109 2088 227005 SOLE 227005
CHEVRON CORPORATION COM 166764100 21445 208524 SOLE 208524
CHICAGO RIVET & COM 168088102 1035 65700 SOLE 65700
CHICOS FAS INC COM 168615102 51486 3380560 SOLE 3380560
CHINA CORD BLOOD COM G21107100 98 30000 SOLE 30000
CHUBB CORP COM 171232101 1677 26791 SOLE 26791
CINCINNATI FINL COM 172062101 1292 44282 SOLE 44282
CIT GROUP INC COM 125581801 96806 2187216 SOLE 2187216
COAST DISTRIBUTION COM 190345108 188 64956 SOLE 64956
COMCAST CORP CL A CL A 20030N101 20331 802345 SOLE 802345
COMMERCIAL METALS COM 201723103 573 39900 SOLE 39900
COMMONWEALTH REIT COM 203233101 55930 2164460 SOLE 2164460
COMMUNICATIONS SYS COM 203900105 3737 208422 SOLE 208422
CORE MARK HOLDING COM 218681104 42839 1199980 SOLE 1199980
CVB FINL CORP COM 126600105 973 105150 SOLE 105150
DELTIC TIMBER CORP COM 247850100 60051 1118471 SOLE 1118471
DENBURY RESOURCES COM 247916208 143620 7180977 SOLE 7180977
DISCOVER FINANCIAL COM 254709108 79942 2988498 SOLE 2988498
EASTERN INS HLDGS COM 276534104 6049 457601 SOLE 457601
EL PASO ELEC CO COM 283677854 449 13910 SOLE 13910
ENCANA CORP COM 292505104 1832 59504 SOLE 59504
ENCORE WIRE CORP COM 292562105 89915 3712418 SOLE 3712418
ENDEAVOUR INTERNAT COM 29259G200 19284 1279614 SOLE 1279614
ENSTAR GROUP LTD COM G3075P101 79440 760260 SOLE 760260
EOG RESOURCES INC COM 26875P101 661 6324 SOLE 6324
EQUITY RESIDENTIAL COM 29476L107 274 4569 SOLE 4569
ESPEY MFG & ELECTRS COM 296650104 4091 165772 SOLE 165772
EV ENERGY PARTNERS COM 26926V107 29626 555420 SOLE 555420
EVOLUTION PETROLEUM COM 30049A107 9765 1375306 SOLE 1375306
EXXON MOBIL CORP COM 30231G102 291 3576 SOLE 3576
FAMILY DLR STORES COM 307000109 65850 1252859 SOLE 1252859
FAR EAST ENERGY COM 307325100 2999 9373247 SOLE 9373247
FIFTH THIRD BANCORP COM 316773100 42033 3296680 SOLE 3296680
FIRSTCITY FINANCIAL COM 33761X107 792 119997 SOLE 119997
FOOT LOCKER INC COM 344849104 145069 6105617 SOLE 6105617
FOSTER L B CO COM 350060109 2386 72498 SOLE 72498
FRANCE TELECOM COM 35177Q105 730 34300 SOLE 34300
FROZEN FOOD EXPRESS COM 359360104 75 20998 SOLE 20998
GASTAR EXPL LTD COM 367299203 141 41000 SOLE 41000
GATX CORP COM 361448103 69960 1884702 SOLE 1884702
GLAXOSMITHKLINE PLC COM 37733W105 824 19200 SOLE 19200
GMX RES INC COM COM 38011M108 146 32750 SOLE 32750
GOLDMAN SACHS GROUP COM 38141G104 19625 147454 SOLE 147454
GOODRICH PETE CORP COM 382410405 223 12125 SOLE 12125
GOVERNMENT PPTYS COM 38376A103 26430 978165 SOLE 978165
GREENE CNTY BANCORP COM 394357107 843 47626 SOLE 47626
HALLWOOD GROUP INC COM 406364406 769 41555 SOLE 41555
HANCOCK JOHN PFD COM 41013X106 649 31428 SOLE 31428
HARRIS CORP COM 413875105 6710 148914 SOLE 148914
HASBRO INC COM 418056107 1241 28241 SOLE 28241
HEALTHCARE SERVICES COM 421906108 50526 3109282 SOLE 3109282
HERITAGE FINANCIAL COM 42726X102 3223 270400 SOLE 270400
HEWLETT PACKARD CO COM 428236103 16781 461008 SOLE 461008
HF FINL CORP COM 404172108 1046 95608 SOLE 95608
HOME FEDERAL BANC COM 43710G105 4636 421844 SOLE 421844
HOME PPTYS INC COM 437306103 487 8000 SOLE 8000
HYATT HOTELS CORP CL A 448579102 57818 1416412 SOLE 1416412
I B M COM 459200101 499 2906 SOLE 2906
IMATION CORP COM 45245A107 8036 851302 SOLE 851302
INTERNATIONAL SPEED CL A 460335201 36835 1296561 SOLE 1296561
INVESTORS BANCORP COM 46146P102 105882 7456488 SOLE 7456488
IVANHOE ENERGY INC COM 465790103 2302 1211430 SOLE 1211430
J ALEXANDER CORP COM 466096104 3495 532815 SOLE 532815
J.P. MORGAN CHASE COM 46625H100 24923 608778 SOLE 608778
JEFFERIES GROUP INC COM 472319102 42101 2063786 SOLE 2063786
JOHNSON & JOHNSON COM 478160104 24583 369563 SOLE 369563
KAISER ALUMINUM COM 483007704 151462 2773011 SOLE 2773011
KEYCORP COM 493267108 38740 4650655 SOLE 4650655
KINDER MORGAN EGY COM 494550106 4662 64220 SOLE 64220
KIRBY CORP COM COM 497266106 3764 66413 SOLE 66413
KOHLS CORP COM 500255104 15258 305107 SOLE 305107
KROGER CO COM 501044101 779 31423 SOLE 31423
LEE ENTERPRISES INC COM 523768109 285 320700 SOLE 320700
LEUCADIA NATIONAL COM 527288104 157144 4608325 SOLE 4608325
LILLY, ELI AND COMP COM 532457108 1047 27890 SOLE 27890
LIMONEIRA CO COM 532746104 1921 85050 SOLE 85050
MAGELLAN PETE CORP COM 559091301 2645 1574203 SOLE 1574203
MARCUS CORP COM 566330106 24313 2460851 SOLE 2460851
MARINEMAX INC COM 567908108 569 64942 SOLE 64942
MCCORMICK & CO INC COM 579780206 1597 32222 SOLE 32222
MCDONALDS CORP COM 580135101 17225 204287 SOLE 204287
MCRAE INDS INC CL A 582757209 1822 130161 SOLE 130161
MEDTRONIC INC COM 585055106 15111 392186 SOLE 392186
MENS WEARHOUSE INC COM 587118100 116288 3450690 SOLE 3450690
MERCK & COMPANY COM 58933Y105 17328 491019 SOLE 491019
MERIDIAN INTERSTAT COM 58964Q104 5221 381354 SOLE 381354
MF GLOBAL HLDGS LTD COM 55277J108 70686 9132597 SOLE 9132597
MICROSOFT CORP COM 594918104 22565 867869 SOLE 867869
MID-AMER APT CMNTYS COM 59522J103 675 10000 SOLE 10000
MOLEX INC CL A CL A 608554200 97319 4530663 SOLE 4530663
MOTORCAR PTS & ACC COM 620071100 1365 90958 SOLE 90958
MOTOROLA SOLUTIONS COM 620076307 12710 276071 SOLE 276071
NATIONAL FUEL & GAS COM 636180101 6844 94005 SOLE 94005
NAVIGATORS GROUP COM 638904102 599 12745 SOLE 12745
NEW ULM TELECOM INC COM 649060100 431 143640 SOLE 143640
NORTHERN OIL & GAS COM 665531109 3101 139989 SOLE 139989
NORTHERN TR CORP COM 665859104 551 11992 SOLE 11992
NORTHROP GRUMMAN COM 666807102 17758 256066 SOLE 256066
OLYMPIC STEEL INC COM 68162K106 24411 886717 SOLE 886717
ONEBEACON INSURANCE CL A G67742109 45817 3421703 SOLE 3421703
ONEOK INC COM 682680103 67685 914532 SOLE 914532
ORAMED PHARM INC COM 68403P104 3 10000 SOLE 10000
ORIENTAL FINL GROUP COM 68618W100 37721 2926383 SOLE 2926383
ORITANI FINL CORP COM 68633D103 7802 610000 SOLE 610000
PACIFIC PREMIER COM 69478X105 518 80906 SOLE 80906
PANHANDLE OIL CL A 698477106 1384 46935 SOLE 46935
PENN VIRGINIA CORP COM 707882106 162 12250 SOLE 12250
PENNEY J C INC COM 708160106 60559 1753306 SOLE 1753306
PETROHAWK ENERGY COM 716495106 74143 3005393 SOLE 3005393
PETROQUEST ENERGY COM 716748108 177 25250 SOLE 25250
PIMCO CORPORATE INC COM 72200U100 6479 371950 SOLE 371950
PIMCO CORPORATE OPP COM 72201B101 5486 265285 SOLE 265285
PIONEER NATURAL RES COM 723787107 10140 113205 SOLE 113205
PIPER JAFFRAY COMP COM 724078100 2703 93823 SOLE 93823
PLAINS ALL AMERN COM 726503105 27521 430014 SOLE 430014
PLAINS EXPLORATION COM 726505100 7624 200000 SOLE 200000
PLUM CREEK TIMBER COM 729251108 94139 2322137 SOLE 2322137
PRICESMART INC COM 741511109 4901 95672 SOLE 95672
PROCTER & GAMBLE COM 742718109 2157 33931 SOLE 33931
RANGE RES CORP COM 75281A109 71207 1283012 SOLE 1283012
RAYMOND JAMES FIN COM 754730109 92254 2869479 SOLE 2869479
RAYTHEON CO COM 755111507 14603 292935 SOLE 292935
REGENCY AFFILIATES COM 758847404 685 114215 SOLE 114215
RESOLUTE ENERGY COM 76116A108 66572 4119584 SOLE 4119584
REX ENERGY CORPORAT COM 761565100 205 19950 SOLE 19950
RICHARDSON ELECTRS COM 763165107 5279 388478 SOLE 388478
SABRA HEALTH CARE COM 78573L106 30455 1822551 SOLE 1822551
SCHEID VINEYARDS CL A 806403200 257 33210 SOLE 33210
SCHNITZER STL INDS CL A 806882106 77155 1339500 SOLE 1339500
SENECA FOODS CORP CL A 817070501 3727 145690 SOLE 145690
SHENANDOAH TELECOMM COM 82312B106 3823 224615 SOLE 224615
SHOE CARNIVAL INC COM 824889109 2854 94653 SOLE 94653
SL GREEN RLTY CORP COM 78440X101 132065 1593635 SOLE 1593635
SLM CORPORATION COM 78442P106 11656 693420 SOLE 693420
SMUCKER J M CO COM 832696405 22213 290600 SOLE 290600
SOUTHERN CO COM 842587107 835 20679 SOLE 20679
SPIRIT AEROSYSTEMS CL A 848574109 78386 3563008 SOLE 3563008
ST JUDE MED INC COM 790849103 17635 369870 SOLE 369870
STAGE STORES INC COM 85254C305 38385 2284805 SOLE 2284805
STIFEL FINANCIAL COM 860630102 231 6450 SOLE 6450
SUN BANCORP INC COM 86663B102 1829 501113 SOLE 501113
SUN HEALTHCARE GRp COM 86677E100 13687 1706591 SOLE 1706591
SUPERIOR UNIFORM COM 868358102 4053 346403 SOLE 346403
SUPREME INDS INC CL A 868607102 318 93631 SOLE 93631
SYMETRA FINL CORP COM 87151Q106 66620 4960565 SOLE 4960565
SYNNEX CORP COM 87162W100 1050 33111 SOLE 33111
SYSCO CORP COM 871829107 19644 630026 SOLE 630026
SYSTEMAX INC COM COM 871851101 328 21927 SOLE 21927
TANDY BRANDS ACCESS COM 875378101 1380 703998 SOLE 703998
TECH DATA CORP COM 878237106 120969 2474309 SOLE 2474309
TERRITORIAL BANCORP COM 88145X108 2859 138000 SOLE 138000
TESSCO TECHNOLOGIES COM 872386107 3603 323974 SOLE 323974
TEXAS INDS INC COM 882491103 1936 46500 SOLE 46500
THIRD CENTY BANCORP COM 884120106 182 72797 SOLE 72797
TRINITY INDS INC COM 896522109 152035 4358804 SOLE 4358804
TUESDAY MORNING COR COM 899035505 357 76812 SOLE 76812
ULTRA PETE CORP COM 903914109 43861 957669 SOLE 957669
UMB FINANCIAL CORP COM 902788108 34146 815323 SOLE 815323
UNILEVER PLC SPON COM 904767704 13844 427431 SOLE 427431
UNITED FINANCIAL COM 91030T109 4007 259687 SOLE 259687
UNITED FIRE & CAS COM 910331107 18745 1079182 SOLE 1079182
UNITED TECHNOLOGIES COM 913017109 18967 214295 SOLE 214295
UNITEDHEALTH GROUP COM 91324P102 18134 351570 SOLE 351570
UNIVERSAL AMERICAN COM 91338E101 928 84775 SOLE 84775
UNIVERSAL SEC INSTR COM 913821302 187 27351 SOLE 27351
VAIL RESORTS INC COM 91879Q109 129994 2812497 SOLE 2812497
VALERO ENERGY CORP COM 91913Y100 1682 65786 SOLE 65786
VENOCO INC COM 92275P307 3854 302535 SOLE 302535
VERIZON COMMUNICAT COM 92343V104 4645 124755 SOLE 124755
VIEWPOINT FINL GRp COM 92672A101 4382 317500 SOLE 317500
VODAFONE GROUP PLC COM 92857W209 14530 543798 SOLE 543798
VULCAN INTL CORP COM 929136109 1852 50738 SOLE 50738
WAL MART STORES INC COM 931142103 23026 433304 SOLE 433304
WALGREEN COMPANY COM 931422109 19422 457427 SOLE 457427
WARWICK VALLEY TEL COM 936750108 3621 250758 SOLE 250758
WELLS FARGO & CO COM 949746101 624 22246 SOLE 22246
WESTERN UNION CO COM 959802109 11693 583759 SOLE 583759
WESTFIELD FINANCIAL COM 96008P104 4143 510180 SOLE 510180
WHITE MOUNTAINS INS COM G9618E107 76339 181691 SOLE 181691
WHITING PETE CORP COM 966387102 4702 82623 SOLE 82623
WINDSTREAM CORP COM 97381W104 1252 96591 SOLE 96591
WINN DIXIE STORES COM 974280307 127 15020 SOLE 15020
ZORAN CORP COM 98975F101 2084 248100 SOLE 248100
RYDEX ETF TRUST RUS RUSL 78355W585 276 8295 SOLE 8295
MFS INTERMARKET INC SH BEN 59318R103 251 29986 SOLE 29986
LEGG MASON INC 7.00 UNIT 524901303 2789 96000 SOLE 96000
ISHARES TR US PFD US PFD 464288687 1394 35140 SOLE 35140
CITIGROUP INC WT *W EXP 172967226 829 1200000 SOLE 1200000
TEXAS CAPITAL BANC *W EXP 88224Q115 612 42000 SOLE 42000
HARTFORD FINL SVCS *W EXP 416515120 3381 189000 SOLE 189000
BANK OF AMERICA *W EXP 060505153 1551 891100 SOLE 891100
WELLS FARGO & CO *W EXP 949746119 1079 116000 SOLE 116000
JPMORGAN CHASE & CO *W EXP 46634E114 970 72000 SOLE 72000
COMERICA INC WT EXP *W EXP 200340115 748 67000 SOLE 67000
VALLEY NATL BANCORP *W EXP 919794131 720 313231 SOLE 313231
CAPITAL ONE FINL *W EXP 14040H139 381 18000 SOLE 18000
WASHINGTON FED INC *W EXP 938824117 314 57000 SOLE 57000
TCF FINL CORP WT *W EXP 872275128 296 74000 SOLE 74000
BOSTON PRIVATE FINL *W EXP 101119113 105 50000 SOLE 50000
STERLING BANCSHARES *W EXP 858907116 1069 395801 SOLE 395801
SIGNATURE BK Ny *W EXP 82669G112 438 13000 SOLE 13000
FIRST FINL BANCORP *W EXP 320209117 512 94000 SOLE 94000
PNC FINL SVCS GROUP *W EXP 693475121 1329 107000 SOLE 107000
5410825 252