0000902584-11-000005.txt : 20110811 0000902584-11-000005.hdr.sgml : 20110811 20110811154126 ACCESSION NUMBER: 0000902584-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 111027658 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari2q11hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2011 Check here if Amendment: [ ] # ____ This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5500 Chicago, IL 60601 13F File Number: 028-05637 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: Brien M. O'Brien Title: Chairman & CEO Phone: 312-565-1414 Signature, Place and Date of Signing: /s/ Brien M. O'Brien, Chairman & CEO Chicago, IL August 10, 2011 ------------------------------------ ----------- ----------------- Signature / Title City, State Date Report Type: [X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 252 Form 13F Information Table Total Value ('000): 5410825 List of Other Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: June 30, 2011 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P PUT INV OTR VOTE AUTHTY OF CL AMT('000) CAL DSC MGR SOLE SHRD NONE 3M COMPANY COM 88579Y101 261 2747 SOLE 2747 A T & T INC (NEW) COM 00206R102 2772 88257 SOLE 88257 ACCENTURE PLC IRE CL A G1151C101 1727 28585 SOLE 28585 ADAMS RES & ENERGY COM 006351308 2202 86914 SOLE 86914 AGREE REALTY CORP COM 008492100 447 20000 SOLE 20000 ALBANY MOLECULAR COM 012423109 3980 827403 SOLE 827403 ALCOA INC COM 013817101 2230 140608 SOLE 140608 ALTRIA GROUP INC COM 02209S103 1275 48280 SOLE 48280 AMERCO INC COM 023586100 22112 229973 SOLE 229973 AMERICAN EXPRESS CO COM 025816109 18427 356431 SOLE 356431 AMERICAN RAILCAR COM 02916P103 51618 2201176 SOLE 2201176 AMERICAN SAFETY INS COM G02995101 2250 117549 SOLE 117549 AMERON INC COM 030710107 39461 600814 SOLE 600814 ANALOGIC CORP COM 032657207 46255 879544 SOLE 879544 ANDERSONS INC COM 034164103 205 4860 SOLE 4860 ANNALY MTG MGMT INC COM 035710409 12786 708735 SOLE 708735 APACHE CORP COM 037411105 467 3784 SOLE 3784 APARTMENT INVT & MG CL A 03748R101 616 24127 SOLE 24127 APPLE INC COM 037833100 715 2129 SOLE 2129 ARCELORMITTAL SA COM 03938L104 279 8036 SOLE 8036 ARMSTRONG WORLD IND COM 04247X102 1526 33500 SOLE 33500 ASSISTED LIVING CL A 04544X300 44901 2675848 SOLE 2675848 ASTRAZENECA PLC COM 046353108 776 15500 SOLE 15500 AVALON HLDGS CORP CL A 05343P109 1014 375703 SOLE 375703 AVATAR HOLDINGS INC COM 053494100 1063 69904 SOLE 69904 AVNET INC COM 053807103 139877 4387611 SOLE 4387611 BANCO LATINOAMERIC COM P16994132 5694 328746 SOLE 328746 BANCO SANTANDER BRA COM 05967A107 200 17077 SOLE 17077 BANK AMER CORP COM 060505104 236 21513 SOLE 21513 BANK OF AMERICA COM 060505682 1980 1975 SOLE 1975 BARNWELL INDS INC COM 068221100 423 82149 SOLE 82149 BECTON DICKINSON COM 075887109 15338 177997 SOLE 177997 BERKLEY W R CORP COM 084423102 47419 1461753 SOLE 1461753 BERKSHIRE HATHAWAY CL A 084670108 8708 75 SOLE 75 BERKSHIRE HATHAWAY CL B 084670702 16511 213343 SOLE 213343 BERKSHIRE HILLS COM 084680107 1664 74326 SOLE 74326 BEXIL CORP COM 088577101 1918 88200 SOLE 88200 BOSS HLDGS INC COM 10011B200 1148 138150 SOLE 138150 BOSWELL J G CO COM 101205102 1140 1481 SOLE 1481 CABOT OIL & GAS COM 127097103 273558 4125441 SOLE 4125441 CAGLES INC CL A CL A 127703106 1292 316649 SOLE 316649 CAPITOL FEDERAL FIN COM 14057J101 1714 145772 SOLE 145772 CARRIZO OIL & GAS COM 144577103 83915 2009945 SOLE 2009945 CASEYS GEN STORES COM 147528103 83141 1889560 SOLE 1889560 CATERPILLAR INC OM 149123101 21440 201392 SOLE 201392 CENTER FINL CORP COM 15146E102 1623 255666 SOLE 255666 CENTERPOINT ENERGY COM 15189T107 2807 145081 SOLE 145081 CENTURYLINK INC. COM 156700106 1162 28735 SOLE 28735 CHESAPEAKE ENERGY COM 165167107 7608 256239 SOLE 256239 CHEVIOT FINL CORP COM 166774109 2088 227005 SOLE 227005 CHEVRON CORPORATION COM 166764100 21445 208524 SOLE 208524 CHICAGO RIVET & COM 168088102 1035 65700 SOLE 65700 CHICOS FAS INC COM 168615102 51486 3380560 SOLE 3380560 CHINA CORD BLOOD COM G21107100 98 30000 SOLE 30000 CHUBB CORP COM 171232101 1677 26791 SOLE 26791 CINCINNATI FINL COM 172062101 1292 44282 SOLE 44282 CIT GROUP INC COM 125581801 96806 2187216 SOLE 2187216 COAST DISTRIBUTION COM 190345108 188 64956 SOLE 64956 COMCAST CORP CL A CL A 20030N101 20331 802345 SOLE 802345 COMMERCIAL METALS COM 201723103 573 39900 SOLE 39900 COMMONWEALTH REIT COM 203233101 55930 2164460 SOLE 2164460 COMMUNICATIONS SYS COM 203900105 3737 208422 SOLE 208422 CORE MARK HOLDING COM 218681104 42839 1199980 SOLE 1199980 CVB FINL CORP COM 126600105 973 105150 SOLE 105150 DELTIC TIMBER CORP COM 247850100 60051 1118471 SOLE 1118471 DENBURY RESOURCES COM 247916208 143620 7180977 SOLE 7180977 DISCOVER FINANCIAL COM 254709108 79942 2988498 SOLE 2988498 EASTERN INS HLDGS COM 276534104 6049 457601 SOLE 457601 EL PASO ELEC CO COM 283677854 449 13910 SOLE 13910 ENCANA CORP COM 292505104 1832 59504 SOLE 59504 ENCORE WIRE CORP COM 292562105 89915 3712418 SOLE 3712418 ENDEAVOUR INTERNAT COM 29259G200 19284 1279614 SOLE 1279614 ENSTAR GROUP LTD COM G3075P101 79440 760260 SOLE 760260 EOG RESOURCES INC COM 26875P101 661 6324 SOLE 6324 EQUITY RESIDENTIAL COM 29476L107 274 4569 SOLE 4569 ESPEY MFG & ELECTRS COM 296650104 4091 165772 SOLE 165772 EV ENERGY PARTNERS COM 26926V107 29626 555420 SOLE 555420 EVOLUTION PETROLEUM COM 30049A107 9765 1375306 SOLE 1375306 EXXON MOBIL CORP COM 30231G102 291 3576 SOLE 3576 FAMILY DLR STORES COM 307000109 65850 1252859 SOLE 1252859 FAR EAST ENERGY COM 307325100 2999 9373247 SOLE 9373247 FIFTH THIRD BANCORP COM 316773100 42033 3296680 SOLE 3296680 FIRSTCITY FINANCIAL COM 33761X107 792 119997 SOLE 119997 FOOT LOCKER INC COM 344849104 145069 6105617 SOLE 6105617 FOSTER L B CO COM 350060109 2386 72498 SOLE 72498 FRANCE TELECOM COM 35177Q105 730 34300 SOLE 34300 FROZEN FOOD EXPRESS COM 359360104 75 20998 SOLE 20998 GASTAR EXPL LTD COM 367299203 141 41000 SOLE 41000 GATX CORP COM 361448103 69960 1884702 SOLE 1884702 GLAXOSMITHKLINE PLC COM 37733W105 824 19200 SOLE 19200 GMX RES INC COM COM 38011M108 146 32750 SOLE 32750 GOLDMAN SACHS GROUP COM 38141G104 19625 147454 SOLE 147454 GOODRICH PETE CORP COM 382410405 223 12125 SOLE 12125 GOVERNMENT PPTYS COM 38376A103 26430 978165 SOLE 978165 GREENE CNTY BANCORP COM 394357107 843 47626 SOLE 47626 HALLWOOD GROUP INC COM 406364406 769 41555 SOLE 41555 HANCOCK JOHN PFD COM 41013X106 649 31428 SOLE 31428 HARRIS CORP COM 413875105 6710 148914 SOLE 148914 HASBRO INC COM 418056107 1241 28241 SOLE 28241 HEALTHCARE SERVICES COM 421906108 50526 3109282 SOLE 3109282 HERITAGE FINANCIAL COM 42726X102 3223 270400 SOLE 270400 HEWLETT PACKARD CO COM 428236103 16781 461008 SOLE 461008 HF FINL CORP COM 404172108 1046 95608 SOLE 95608 HOME FEDERAL BANC COM 43710G105 4636 421844 SOLE 421844 HOME PPTYS INC COM 437306103 487 8000 SOLE 8000 HYATT HOTELS CORP CL A 448579102 57818 1416412 SOLE 1416412 I B M COM 459200101 499 2906 SOLE 2906 IMATION CORP COM 45245A107 8036 851302 SOLE 851302 INTERNATIONAL SPEED CL A 460335201 36835 1296561 SOLE 1296561 INVESTORS BANCORP COM 46146P102 105882 7456488 SOLE 7456488 IVANHOE ENERGY INC COM 465790103 2302 1211430 SOLE 1211430 J ALEXANDER CORP COM 466096104 3495 532815 SOLE 532815 J.P. MORGAN CHASE COM 46625H100 24923 608778 SOLE 608778 JEFFERIES GROUP INC COM 472319102 42101 2063786 SOLE 2063786 JOHNSON & JOHNSON COM 478160104 24583 369563 SOLE 369563 KAISER ALUMINUM COM 483007704 151462 2773011 SOLE 2773011 KEYCORP COM 493267108 38740 4650655 SOLE 4650655 KINDER MORGAN EGY COM 494550106 4662 64220 SOLE 64220 KIRBY CORP COM COM 497266106 3764 66413 SOLE 66413 KOHLS CORP COM 500255104 15258 305107 SOLE 305107 KROGER CO COM 501044101 779 31423 SOLE 31423 LEE ENTERPRISES INC COM 523768109 285 320700 SOLE 320700 LEUCADIA NATIONAL COM 527288104 157144 4608325 SOLE 4608325 LILLY, ELI AND COMP COM 532457108 1047 27890 SOLE 27890 LIMONEIRA CO COM 532746104 1921 85050 SOLE 85050 MAGELLAN PETE CORP COM 559091301 2645 1574203 SOLE 1574203 MARCUS CORP COM 566330106 24313 2460851 SOLE 2460851 MARINEMAX INC COM 567908108 569 64942 SOLE 64942 MCCORMICK & CO INC COM 579780206 1597 32222 SOLE 32222 MCDONALDS CORP COM 580135101 17225 204287 SOLE 204287 MCRAE INDS INC CL A 582757209 1822 130161 SOLE 130161 MEDTRONIC INC COM 585055106 15111 392186 SOLE 392186 MENS WEARHOUSE INC COM 587118100 116288 3450690 SOLE 3450690 MERCK & COMPANY COM 58933Y105 17328 491019 SOLE 491019 MERIDIAN INTERSTAT COM 58964Q104 5221 381354 SOLE 381354 MF GLOBAL HLDGS LTD COM 55277J108 70686 9132597 SOLE 9132597 MICROSOFT CORP COM 594918104 22565 867869 SOLE 867869 MID-AMER APT CMNTYS COM 59522J103 675 10000 SOLE 10000 MOLEX INC CL A CL A 608554200 97319 4530663 SOLE 4530663 MOTORCAR PTS & ACC COM 620071100 1365 90958 SOLE 90958 MOTOROLA SOLUTIONS COM 620076307 12710 276071 SOLE 276071 NATIONAL FUEL & GAS COM 636180101 6844 94005 SOLE 94005 NAVIGATORS GROUP COM 638904102 599 12745 SOLE 12745 NEW ULM TELECOM INC COM 649060100 431 143640 SOLE 143640 NORTHERN OIL & GAS COM 665531109 3101 139989 SOLE 139989 NORTHERN TR CORP COM 665859104 551 11992 SOLE 11992 NORTHROP GRUMMAN COM 666807102 17758 256066 SOLE 256066 OLYMPIC STEEL INC COM 68162K106 24411 886717 SOLE 886717 ONEBEACON INSURANCE CL A G67742109 45817 3421703 SOLE 3421703 ONEOK INC COM 682680103 67685 914532 SOLE 914532 ORAMED PHARM INC COM 68403P104 3 10000 SOLE 10000 ORIENTAL FINL GROUP COM 68618W100 37721 2926383 SOLE 2926383 ORITANI FINL CORP COM 68633D103 7802 610000 SOLE 610000 PACIFIC PREMIER COM 69478X105 518 80906 SOLE 80906 PANHANDLE OIL CL A 698477106 1384 46935 SOLE 46935 PENN VIRGINIA CORP COM 707882106 162 12250 SOLE 12250 PENNEY J C INC COM 708160106 60559 1753306 SOLE 1753306 PETROHAWK ENERGY COM 716495106 74143 3005393 SOLE 3005393 PETROQUEST ENERGY COM 716748108 177 25250 SOLE 25250 PIMCO CORPORATE INC COM 72200U100 6479 371950 SOLE 371950 PIMCO CORPORATE OPP COM 72201B101 5486 265285 SOLE 265285 PIONEER NATURAL RES COM 723787107 10140 113205 SOLE 113205 PIPER JAFFRAY COMP COM 724078100 2703 93823 SOLE 93823 PLAINS ALL AMERN COM 726503105 27521 430014 SOLE 430014 PLAINS EXPLORATION COM 726505100 7624 200000 SOLE 200000 PLUM CREEK TIMBER COM 729251108 94139 2322137 SOLE 2322137 PRICESMART INC COM 741511109 4901 95672 SOLE 95672 PROCTER & GAMBLE COM 742718109 2157 33931 SOLE 33931 RANGE RES CORP COM 75281A109 71207 1283012 SOLE 1283012 RAYMOND JAMES FIN COM 754730109 92254 2869479 SOLE 2869479 RAYTHEON CO COM 755111507 14603 292935 SOLE 292935 REGENCY AFFILIATES COM 758847404 685 114215 SOLE 114215 RESOLUTE ENERGY COM 76116A108 66572 4119584 SOLE 4119584 REX ENERGY CORPORAT COM 761565100 205 19950 SOLE 19950 RICHARDSON ELECTRS COM 763165107 5279 388478 SOLE 388478 SABRA HEALTH CARE COM 78573L106 30455 1822551 SOLE 1822551 SCHEID VINEYARDS CL A 806403200 257 33210 SOLE 33210 SCHNITZER STL INDS CL A 806882106 77155 1339500 SOLE 1339500 SENECA FOODS CORP CL A 817070501 3727 145690 SOLE 145690 SHENANDOAH TELECOMM COM 82312B106 3823 224615 SOLE 224615 SHOE CARNIVAL INC COM 824889109 2854 94653 SOLE 94653 SL GREEN RLTY CORP COM 78440X101 132065 1593635 SOLE 1593635 SLM CORPORATION COM 78442P106 11656 693420 SOLE 693420 SMUCKER J M CO COM 832696405 22213 290600 SOLE 290600 SOUTHERN CO COM 842587107 835 20679 SOLE 20679 SPIRIT AEROSYSTEMS CL A 848574109 78386 3563008 SOLE 3563008 ST JUDE MED INC COM 790849103 17635 369870 SOLE 369870 STAGE STORES INC COM 85254C305 38385 2284805 SOLE 2284805 STIFEL FINANCIAL COM 860630102 231 6450 SOLE 6450 SUN BANCORP INC COM 86663B102 1829 501113 SOLE 501113 SUN HEALTHCARE GRp COM 86677E100 13687 1706591 SOLE 1706591 SUPERIOR UNIFORM COM 868358102 4053 346403 SOLE 346403 SUPREME INDS INC CL A 868607102 318 93631 SOLE 93631 SYMETRA FINL CORP COM 87151Q106 66620 4960565 SOLE 4960565 SYNNEX CORP COM 87162W100 1050 33111 SOLE 33111 SYSCO CORP COM 871829107 19644 630026 SOLE 630026 SYSTEMAX INC COM COM 871851101 328 21927 SOLE 21927 TANDY BRANDS ACCESS COM 875378101 1380 703998 SOLE 703998 TECH DATA CORP COM 878237106 120969 2474309 SOLE 2474309 TERRITORIAL BANCORP COM 88145X108 2859 138000 SOLE 138000 TESSCO TECHNOLOGIES COM 872386107 3603 323974 SOLE 323974 TEXAS INDS INC COM 882491103 1936 46500 SOLE 46500 THIRD CENTY BANCORP COM 884120106 182 72797 SOLE 72797 TRINITY INDS INC COM 896522109 152035 4358804 SOLE 4358804 TUESDAY MORNING COR COM 899035505 357 76812 SOLE 76812 ULTRA PETE CORP COM 903914109 43861 957669 SOLE 957669 UMB FINANCIAL CORP COM 902788108 34146 815323 SOLE 815323 UNILEVER PLC SPON COM 904767704 13844 427431 SOLE 427431 UNITED FINANCIAL COM 91030T109 4007 259687 SOLE 259687 UNITED FIRE & CAS COM 910331107 18745 1079182 SOLE 1079182 UNITED TECHNOLOGIES COM 913017109 18967 214295 SOLE 214295 UNITEDHEALTH GROUP COM 91324P102 18134 351570 SOLE 351570 UNIVERSAL AMERICAN COM 91338E101 928 84775 SOLE 84775 UNIVERSAL SEC INSTR COM 913821302 187 27351 SOLE 27351 VAIL RESORTS INC COM 91879Q109 129994 2812497 SOLE 2812497 VALERO ENERGY CORP COM 91913Y100 1682 65786 SOLE 65786 VENOCO INC COM 92275P307 3854 302535 SOLE 302535 VERIZON COMMUNICAT COM 92343V104 4645 124755 SOLE 124755 VIEWPOINT FINL GRp COM 92672A101 4382 317500 SOLE 317500 VODAFONE GROUP PLC COM 92857W209 14530 543798 SOLE 543798 VULCAN INTL CORP COM 929136109 1852 50738 SOLE 50738 WAL MART STORES INC COM 931142103 23026 433304 SOLE 433304 WALGREEN COMPANY COM 931422109 19422 457427 SOLE 457427 WARWICK VALLEY TEL COM 936750108 3621 250758 SOLE 250758 WELLS FARGO & CO COM 949746101 624 22246 SOLE 22246 WESTERN UNION CO COM 959802109 11693 583759 SOLE 583759 WESTFIELD FINANCIAL COM 96008P104 4143 510180 SOLE 510180 WHITE MOUNTAINS INS COM G9618E107 76339 181691 SOLE 181691 WHITING PETE CORP COM 966387102 4702 82623 SOLE 82623 WINDSTREAM CORP COM 97381W104 1252 96591 SOLE 96591 WINN DIXIE STORES COM 974280307 127 15020 SOLE 15020 ZORAN CORP COM 98975F101 2084 248100 SOLE 248100 RYDEX ETF TRUST RUS RUSL 78355W585 276 8295 SOLE 8295 MFS INTERMARKET INC SH BEN 59318R103 251 29986 SOLE 29986 LEGG MASON INC 7.00 UNIT 524901303 2789 96000 SOLE 96000 ISHARES TR US PFD US PFD 464288687 1394 35140 SOLE 35140 CITIGROUP INC WT *W EXP 172967226 829 1200000 SOLE 1200000 TEXAS CAPITAL BANC *W EXP 88224Q115 612 42000 SOLE 42000 HARTFORD FINL SVCS *W EXP 416515120 3381 189000 SOLE 189000 BANK OF AMERICA *W EXP 060505153 1551 891100 SOLE 891100 WELLS FARGO & CO *W EXP 949746119 1079 116000 SOLE 116000 JPMORGAN CHASE & CO *W EXP 46634E114 970 72000 SOLE 72000 COMERICA INC WT EXP *W EXP 200340115 748 67000 SOLE 67000 VALLEY NATL BANCORP *W EXP 919794131 720 313231 SOLE 313231 CAPITAL ONE FINL *W EXP 14040H139 381 18000 SOLE 18000 WASHINGTON FED INC *W EXP 938824117 314 57000 SOLE 57000 TCF FINL CORP WT *W EXP 872275128 296 74000 SOLE 74000 BOSTON PRIVATE FINL *W EXP 101119113 105 50000 SOLE 50000 STERLING BANCSHARES *W EXP 858907116 1069 395801 SOLE 395801 SIGNATURE BK Ny *W EXP 82669G112 438 13000 SOLE 13000 FIRST FINL BANCORP *W EXP 320209117 512 94000 SOLE 94000 PNC FINL SVCS GROUP *W EXP 693475121 1329 107000 SOLE 107000 5410825 252