0000919574-11-003173.txt : 20110516 0000919574-11-003173.hdr.sgml : 20110516 20110513175539 ACCESSION NUMBER: 0000919574-11-003173 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 11842733 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d1194946_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York May 13, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 220 Form 13F Information Table Value Total: $4,486,723 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-13996 M. Kingdon Offshore Master Fund L.P. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. March 31, 2011 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANGRS SOLE SHARED NONE ABBOTT LABS COM 002824100 26,978 550,000 CALL Shared-Defined 1,2,3 550,000 ACACIA RESH CORP ACACIA TCH COM 003881307 61,614 1,800,000 SH Shared-Defined 1,2,3 1,800,000 ACME PACKET INC COM 004764106 21,288 300,000 PUT Shared-Defined 1,2,3 300,000 AIR PRODS & CHEMS INC COM 009158106 13,527 150,000 SH Shared-Defined 1,2,3 150,000 ALBEMARLE CORP COM 012653101 16,437 275,000 SH Shared-Defined 1,2,3 275,000 ALBERTO CULVER CO NEW COM 013078100 19,964 535,650 SH Shared-Defined 1,2,3 535,650 ALTERA CORP COM 021441100 13,206 300,000 PUT Shared-Defined 1,2,3 300,000 AMAZON COM INC COM 023135106 27,020 150,000 PUT Shared-Defined 1,2,3 150,000 AMDOCS LTD ORD G02602103 23,080 800,000 SH Shared-Defined 1,2,3 800,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 9,443 750,000 SH Shared-Defined 1,2,3 750,000 AMERICAN INTL GROUP INC COM NEW 026874784 7,028 200,000 PUT Shared-Defined 1,2,3 200,000 AMERICAN TOWER CORP CL A 029912201 25,910 500,000 SH Shared-Defined 1,2,3 500,000 AMKOR TECHNOLOGY INC COM 031652100 5,961 885,697 SH Shared-Defined 1,2,3 885,697 AMPHENOL CORP NEW CL A 032095101 16,317 300,000 PUT Shared-Defined 1,2,3 300,000 ANADARKO PETE CORP COM 032511107 16,384 200,000 SH Shared-Defined 1,2,3 200,000 ANCESTRY COM INC COM 032803108 19,501 550,085 SH Shared-Defined 1,2,3 550,085 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2,859 50,000 SH Shared-Defined 1,2,3 50,000 APOLLO GROUP INC CL A 037604105 9,586 230,000 SH Shared-Defined 1,2,3 230,000 APPLE INC COM 037833100 209,424 601,000 SH Shared-Defined 1,2,3 601,000 ARUBA NETWORKS INC COM 043176106 13,536 400,000 PUT Shared-Defined 1,2,3 400,000 ATMEL CORP COM 049513104 8,860 650,000 SH Shared-Defined 1,2,3 650,000 AVON PRODS INC COM 054303102 16,224 600,000 CALL Shared-Defined 1,2,3 600,000 BANK OF AMERICA CORPORATION COM 060505104 19,995 1,500,000 CALL Shared-Defined 1,2,3 1,500,000 BE AEROSPACE INC COM 073302101 17,765 500,000 SH Shared-Defined 1,2,3 500,000 BELO CORP COM SER A 080555105 4,405 500,000 SH Shared-Defined 1,2,3 500,000 BHP BILLITON LTD SPONSORED ADR 088606108 28,764 300,000 SH Shared-Defined 1,2,3 300,000 BITAUTO HLDGS LTD SPONSORED ADS 091727107 8,393 700,000 SH Shared-Defined 1,2,3 700,000 BJS WHOLESALE CLUB INC COM 05548J106 2,632 53,913 SH Shared-Defined 1,2,3 53,913 BLACKBOARD INC COM 091935502 10,866 300,000 SH Shared-Defined 1,2,3 300,000 BUNGE LIMITED COM G16962105 2,058 28,450 SH Shared-Defined 1,2,3 28,450 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 7,409 100,000 SH Shared-Defined 1,2,3 100,000 CABOT MICROELECTRONICS CORP COM 12709P103 20,900 400,000 PUT Shared-Defined 1,2,3 400,000 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 1,264 75,006 SH Shared-Defined 1,2,3 75,006 CAPITAL ONE FINL CORP COM 14040H105 2,598 50,000 SH Shared-Defined 1,2,3 50,000 CATERPILLAR INC DEL COM 149123101 19,486 175,000 SH Shared-Defined 1,2,3 175,000 CAVIUM NETWORKS INC COM 14965A101 20,219 450,000 PUT Shared-Defined 1,2,3 450,000 CBS CORP NEW CL B 124857202 6,260 250,000 CALL Shared-Defined 1,2,3 250,000 CBS CORP NEW CL B 124857202 12,520 500,000 SH Shared-Defined 1,2,3 500,000 CERAGON NETWORKS LTD ORD M22013102 4,164 345,302 SH Shared-Defined 1,2,3 345,302 CHEMTURA CORP COM NEW 163893209 23,822 1,385,000 SH Shared-Defined 1,2,3 1,385,000 CHINA REAL ESTATE INFO CORP ADR 16948Q103 6,873 880,000 SH Shared-Defined 1,2,3 880,000 CHURCH & DWIGHT INC COM 171340102 7,377 92,975 SH Shared-Defined 1,2,3 92,975 CITIGROUP INC COM 172967101 44,200 10,000,000 CALL Shared-Defined 1,2,3 10,000,000 CITIGROUP INC COM 172967101 77,350 17,500,000 SH Shared-Defined 1,2,3 17,500,000 CLEARWIRE CORP NEW CL A 18538Q105 15,611 2,792,592 SH Shared-Defined 1,2,3 2,792,592 CLIFFS NATURAL RESOURCES INC COM 18683K101 22,113 225,000 SH Shared-Defined 1,2,3 225,000 COBALT INTL ENERGY INC COM 19075F106 3,362 200,000 SH Shared-Defined 1,2,3 200,000 COCA COLA ENTERPRISES INC NE COM 19122T109 47,769 1,749,767 SH Shared-Defined 1,2,3 1,749,767 COGO GROUP INC COM 192448108 1,866 231,285 SH Shared-Defined 1,2,3 231,285 COINSTAR INC COM 19259P300 74,925 1,631,999 SH Shared-Defined 1,2,3 1,631,999 COLGATE PALMOLIVE CO COM 194162103 113,064 1,400,000 CALL Shared-Defined 1,2,3 1,400,000 COMCAST CORP NEW CL A 20030N101 79,104 3,200,000 SH Shared-Defined 1,2,3 3,200,000 CONOCOPHILLIPS COM 20825C104 19,965 250,000 SH Shared-Defined 1,2,3 250,000 CONOCOPHILLIPS COM 20825C104 43,923 550,000 CALL Shared-Defined 1,2,3 550,000 CONSOL ENERGY INC COM 20854P109 16,164 301,400 SH Shared-Defined 1,2,3 301,400 CONSTANT CONTACT INC COM 210313102 5,860 168,000 SH Shared-Defined 1,2,3 168,000 CORN PRODS INTL INC COM 219023108 18,542 357,817 SH Shared-Defined 1,2,3 357,817 COSTCO WHSL CORP NEW COM 22160K105 5,133 70,000 SH Shared-Defined 1,2,3 70,000 CRACKER BARREL OLD CTRY STOR COM 22410J106 2,457 50,000 SH Shared-Defined 1,2,3 50,000 CREE INC COM 225447101 8,076 175,000 SH Shared-Defined 1,2,3 175,000 CROWN HOLDINGS INC COM 228368106 11,574 300,000 SH Shared-Defined 1,2,3 300,000 CUMMINS INC COM 231021106 27,515 251,000 SH Shared-Defined 1,2,3 251,000 CVS CAREMARK CORPORATION COM 126650100 6,006 175,000 SH Shared-Defined 1,2,3 175,000 CYMER INC COM 232572107 16,974 300,000 PUT Shared-Defined 1,2,3 300,000 DAQO NEW ENERGY CORP SPONSORED ADR 23703Q104 8,462 655,936 SH Shared-Defined 1,2,3 655,936 DEERE & CO COM 244199105 16,956 175,000 SH Shared-Defined 1,2,3 175,000 DEVON ENERGY CORP NEW COM 25179M103 9,177 100,000 SH Shared-Defined 1,2,3 100,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 25,024 375,000 SH Shared-Defined 1,2,3 375,000 DOW CHEM CO COM 260543103 37,750 1,000,000 SH Shared-Defined 1,2,3 1,000,000 DRAGONWAVE INC COM 26144M103 2,421 291,367 SH Shared-Defined 1,2,3 291,367 DSW INC CL A 23334L102 9,990 250,000 SH Shared-Defined 1,2,3 250,000 DURECT CORP COM 266605104 7,180 2,000,000 SH Shared-Defined 1,2,3 2,000,000 DYNEGY INC DEL COM 26817G300 4,552 800,000 SH Shared-Defined 1,2,3 800,000 EASTMAN CHEM CO COM 277432100 17,381 175,000 SH Shared-Defined 1,2,3 175,000 EATON CORP COM 278058102 19,404 350,000 SH Shared-Defined 1,2,3 350,000 EMCORE CORP COM 290846104 5,311 2,074,505 SH Shared-Defined 1,2,3 2,074,505 EMERSON ELEC CO COM 291011104 23,372 400,000 SH Shared-Defined 1,2,3 400,000 ENCANA CORP COM 292505104 13,812 400,000 SH Shared-Defined 1,2,3 400,000 ENSCO PLC SPONSORED ADR 29358Q109 17,352 300,000 SH Shared-Defined 1,2,3 300,000 EOG RES INC COM 26875P101 36,294 306,250 SH Shared-Defined 1,2,3 306,250 EXPEDIA INC DEL COM 30212P105 18,128 800,000 SH Shared-Defined 1,2,3 800,000 F5 NETWORKS INC COM 315616102 20,514 200,000 PUT Shared-Defined 1,2,3 200,000 FIRST HORIZON NATL CORP COM 320517105 11,210 1,000,000 PUT Shared-Defined 1,2,3 1,000,000 FMC TECHNOLOGIES INC COM 30249U101 16,534 175,000 SH Shared-Defined 1,2,3 175,000 FORD MTR CO DEL COM PAR $0.01 345370860 44,730 3,000,000 SH Shared-Defined 1,2,3 3,000,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 27,775 500,000 SH Shared-Defined 1,2,3 500,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 22,605 2,750,000 SH Shared-Defined 1,2,3 2,750,000 GENERAL ELECTRIC CO COM 369604103 50,125 2,500,000 SH Shared-Defined 1,2,3 2,500,000 GENERAL MLS INC COM 370334104 14,964 409,399 SH Shared-Defined 1,2,3 409,399 GENERAL MLS INC COM 370334104 18,275 500,000 CALL Shared-Defined 1,2,3 500,000 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 12,950 350,000 SH Shared-Defined 1,2,3 350,000 GEVO INC COM 374396109 11,826 600,000 SH Shared-Defined 1,2,3 600,000 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 2,859 197,700 SH Shared-Defined 1,2,3 197,700 GOLDMAN SACHS GROUP INC COM 38141G104 11,885 75,000 SH Shared-Defined 1,2,3 75,000 GOODRICH CORP COM 382388106 21,383 250,000 SH Shared-Defined 1,2,3 250,000 HANSEN NAT CORP COM 411310105 5,841 97,000 SH Shared-Defined 1,2,3 97,000 HARRY WINSTON DIAMOND CORP COM 41587B100 6,178 381,845 SH Shared-Defined 1,2,3 381,845 HCA HOLDINGS INC COM 40412C101 58,595 1,730,000 SH Shared-Defined 1,2,3 1,730,000 HEALTH MGMT ASSOC INC NEW CL A 421933102 4,360 400,000 SH Shared-Defined 1,2,3 400,000 HEINZ H J CO COM 423074103 9,764 200,000 CALL Shared-Defined 1,2,3 200,000 HEINZ H J CO COM 423074103 15,369 314,800 SH Shared-Defined 1,2,3 314,800 HERSHEY CO COM 427866108 12,082 222,308 SH Shared-Defined 1,2,3 222,308 HEWLETT PACKARD CO COM 428236103 7,579 185,000 SH Shared-Defined 1,2,3 185,000 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 16,857 900,000 SH Shared-Defined 1,2,3 900,000 HOME DEPOT INC COM 437076102 37,060 1,000,000 CALL Shared-Defined 1,2,3 1,000,000 HONEYWELL INTL INC COM 438516106 41,797 700,000 SH Shared-Defined 1,2,3 700,000 HSBC HLDGS PLC SPON ADR NEW 404280406 25,900 500,000 CALL Shared-Defined 1,2,3 500,000 HUNTSMAN CORP COM 447011107 5,210 299,780 SH Shared-Defined 1,2,3 299,780 INTERNATIONAL FLAVORS&FRAGRA, COM 459506101 2,804 45,000 SH Shared-Defined 1,2,3 45,000 ISHARES TR RUSSELL 2000 464287655 151,506 1,800,000 PUT Shared-Defined 1,2,3 1,800,000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7,937 330,000 SH Shared-Defined 1,2,3 330,000 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 4,478 151,797 SH Shared-Defined 1,2,3 151,797 JAMES RIVER COAL CO COM NEW 470355207 12,090 500,000 SH Shared-Defined 1,2,3 500,000 JOHNSON CTLS INC COM 478366107 8,314 200,000 SH Shared-Defined 1,2,3 200,000 JPMORGAN CHASE & CO COM 46625H100 27,660 600,000 SH Shared-Defined 1,2,3 600,000 JPMORGAN CHASE & CO COM 46625H100 149,825 3,250,000 CALL Shared-Defined 1,2,3 3,250,000 JUNIPER NETWORKS INC COM 48203R104 23,144 550,000 PUT Shared-Defined 1,2,3 550,000 KELLOGG CO COM 487836108 7,557 139,995 SH Shared-Defined 1,2,3 139,995 KEYCORP NEW COM 493267108 8,880 1,000,000 PUT Shared-Defined 1,2,3 1,000,000 KINDER MORGAN INC DEL COM 49456B101 29,640 1,000,000 SH Shared-Defined 1,2,3 1,000,000 KRATON PERFORMANCE POLYMERS COM 50077C106 13,385 349,937 SH Shared-Defined 1,2,3 349,937 KRONOS WORLDWIDE INC COM 50105F105 7,306 125,000 SH Shared-Defined 1,2,3 125,000 KULICKE & SOFFA INDS INC COM 501242101 15,024 1,610,319 SH Shared-Defined 1,2,3 1,610,319 LAMAR ADVERTISING CO CL A 512815101 3,696 100,000 SH Shared-Defined 1,2,3 100,000 LAUDER ESTEE COS INC CL A 518439104 12,045 125,000 SH Shared-Defined 1,2,3 125,000 LDK SOLAR CO LTD SPONSORED ADR 50183L107 3,060 250,000 SH Shared-Defined 1,2,3 250,000 LEAR CORP COM NEW 521865204 14,661 300,000 SH Shared-Defined 1,2,3 300,000 LENDER PROCESSING SVCS INC COM 52602E102 6,438 200,000 SH Shared-Defined 1,2,3 200,000 LIBERTY GLOBAL INC COM SER A 530555101 12,426 300,000 SH Shared-Defined 1,2,3 300,000 LIFEPOINT HOSPITALS INC COM 53219L109 6,027 150,000 SH Shared-Defined 1,2,3 150,000 LIMITED BRANDS INC COM 532716107 16,440 500,000 CALL Shared-Defined 1,2,3 500,000 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 14,139 450,000 SH Shared-Defined 1,2,3 450,000 LOWES COS INC COM 548661107 22,466 850,000 SH Shared-Defined 1,2,3 850,000 LUBRIZOL CORP COM 549271104 6,698 50,000 SH Shared-Defined 1,2,3 50,000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 38,561 975,000 SH Shared-Defined 1,2,3 975,000 MASTERCARD INC CL A 57636Q104 7,426 29,500 SH Shared-Defined 1,2,3 29,500 MAXWELL TECHNOLOGIES INC COM 577767106 22,710 1,315,000 SH Shared-Defined 1,2,3 1,315,000 MCCORMICK & CO INC COM NON VTG 579780206 6,696 140,000 SH Shared-Defined 1,2,3 140,000 MCDONALDS CORP COM 580135101 63,535 835,000 SH Shared-Defined 1,2,3 835,000 MEAD JOHNSON NUTRITION CO COM 582839106 7,612 131,400 SH Shared-Defined 1,2,3 131,400 MEMC ELECTR MATLS INC COM 552715104 9,720 750,000 SH Shared-Defined 1,2,3 750,000 METLIFE INC COM 59156R108 58,149 1,300,000 SH Shared-Defined 1,2,3 1,300,000 MICROSTRATEGY INC CL A NEW 594972408 16,754 124,651 SH Shared-Defined 1,2,3 124,651 MOLYCORP INC DEL COM 608753109 6,002 100,000 SH Shared-Defined 1,2,3 100,000 MONSANTO CO. COM 61166W101 28,904 400,000 SH Shared-Defined 1,2,3 400,000 MOVE INC COM COM 62458M108 16,354 6,871,300 SH Shared-Defined 1,2,3 6,871,300 NABORS INDUSTRIES LTD SHS G6359F103 14,582 480,000 CALL Shared-Defined 1,2,3 480,000 NATIONAL OILWELL VARCO INC COM 637071101 15,854 200,000 SH Shared-Defined 1,2,3 200,000 NETFLIX INC COM 64110L106 47,556 200,000 PUT Shared-Defined 1,2,3 200,000 NETLOGIC MICROSYSTEMS INC COM 64118B100 25,212 600,000 PUT Shared-Defined 1,2,3 600,000 NETSPEND HLDGS INC COM 64118V106 5,134 488,500 SH Shared-Defined 1,2,3 488,500 NEWELL RUBBERMAID INC COM 651229106 52,117 2,724,343 SH Shared-Defined 1,2,3 2,724,343 NEXXUS LIGHTING INC COM 65338E105 966 300,000 SH Shared-Defined 1,2,3 300,000 NII HLDGS INC CL B NEW 62913F201 18,756 450,000 SH Shared-Defined 1,2,3 450,000 NOBLE ENERGY INC COM 655044105 12,081 125,000 SH Shared-Defined 1,2,3 125,000 NU SKIN ENTERPRISES INC CL A 67018T105 13,676 475,676 SH Shared-Defined 1,2,3 475,676 NYSE EURONEXT COM 629491101 16,706 475,000 SH Shared-Defined 1,2,3 475,000 OCZ TECHNOLOGY GROUP INC COM 67086E303 9,639 1,194,423 SH Shared-Defined 1,2,3 1,194,423 OFFICEMAX INC DEL COM 67622P101 1,562 120,700 SH Shared-Defined 1,2,3 120,700 OPNEXT INC COM 68375V105 2,552 1,050,000 SH Shared-Defined 1,2,3 1,050,000 OPTIBASE LTD ORD M7524R108 714 425,200 SH Shared-Defined 1,2,3 425,200 PARKER HANNIFIN CORP COM 701094104 26,037 275,000 SH Shared-Defined 1,2,3 275,000 PEGASYSTEMS INC COM 705573103 1,899 50,000 PUT Shared-Defined 1,2,3 50,000 PEPSICO INC COM 713448108 52,816 820,000 SH Shared-Defined 1,2,3 820,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 14,151 350,000 SH Shared-Defined 1,2,3 350,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 8,174 230,000 SH Shared-Defined 1,2,3 230,000 PFIZER INC COM 717081103 28,434 1,400,000 SH Shared-Defined 1,2,3 1,400,000 PHILLIPS VAN HEUSEN CORP COM 718592108 8,454 130,000 SH Shared-Defined 1,2,3 130,000 PNC FINL SVCS GROUP INC COM 693475105 31,495 500,000 CALL Shared-Defined 1,2,3 500,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 86,145 1,500,000 PUT Shared-Defined 1,2,3 1,500,000 PROCTER & GAMBLE CO COM 742718109 31,391 509,596 SH Shared-Defined 1,2,3 509,596 PROCTER & GAMBLE CO COM 742718109 18,480 300,000 CALL Shared-Defined 1,2,3 300,000 PROSHARES TR PSHS ULSHRUS2000 74348A202 16,708 400,000 CALL Shared-Defined 1,2,3 400,000 RENESOLA LTD SPONS ADS 75971T103 4,748 450,000 SH Shared-Defined 1,2,3 450,000 REPUBLIC SVCS INC COM 760759100 7,510 250,000 SH Shared-Defined 1,2,3 250,000 RIVERBED TECHNOLOGY INC COM 768573107 24,473 650,000 PUT Shared-Defined 1,2,3 650,000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4,372 60,000 SH Shared-Defined 1,2,3 60,000 SARA LEE CORP COM 803111103 3,534 200,000 CALL Shared-Defined 1,2,3 200,000 SARA LEE CORP COM 803111103 29,559 1,672,850 SH Shared-Defined 1,2,3 1,672,850 SCHLUMBERGER LTD COM 806857108 46,630 500,000 SH Shared-Defined 1,2,3 500,000 SEMILEDS CORP COM 816645105 3,020 192,000 SH Shared-Defined 1,2,3 192,000 SHUTTERFLY INC COM 82568P304 23,531 450,000 SH Shared-Defined 1,2,3 450,000 SKYWORKS SOLUTIONS INC COM 83088M102 17,820 550,000 PUT Shared-Defined 1,2,3 550,000 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 5,432 700,000 SH Shared-Defined 1,2,3 700,000 SMITHFIELD FOODS INC COM 832248108 4,090 170,000 SH Shared-Defined 1,2,3 170,000 SOLUTIA INC COM NEW 834376501 23,495 925,000 SH Shared-Defined 1,2,3 925,000 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 87,879 3,300,000 PUT Shared-Defined 1,2,3 3,300,000 SUNPOWER CORP COM CL A 867652109 4,280 250,000 SH Shared-Defined 1,2,3 250,000 SUNTRUST BKS INC COM 867914103 8,652 300,000 SH Shared-Defined 1,2,3 300,000 SWIFT TRANSN CO CL A 87074U101 9,555 650,000 SH Shared-Defined 1,2,3 650,000 TARGET CORP COM 87612E106 59,319 1,186,140 SH Shared-Defined 1,2,3 1,186,140 TEAM HEALTH HOLDINGS INC COM 87817A107 6,992 400,000 SH Shared-Defined 1,2,3 400,000 TEMPLE INLAND INC COM 879868107 17,550 750,000 SH Shared-Defined 1,2,3 750,000 TENNECO INC COM 880349105 16,980 400,000 SH Shared-Defined 1,2,3 400,000 TIVO INC COM 888706108 17,500 2,000,000 CALL Shared-Defined 1,2,3 2,000,000 TIVO INC COM 888706108 8,750 1,000,000 SH Shared-Defined 1,2,3 1,000,000 TJX COS INC NEW COM 872540109 7,460 150,000 SH Shared-Defined 1,2,3 150,000 TRANSOCEAN LTD REG SHS H8817H100 27,283 350,000 SH Shared-Defined 1,2,3 350,000 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 41,310 750,000 SH Shared-Defined 1,2,3 750,000 TYSON FOODS INC CL A 902494103 6,156 320,800 SH Shared-Defined 1,2,3 320,800 U S AIRWAYS GROUP INC COM 90341W108 13,158 1,510,700 PUT Shared-Defined 1,2,3 1,510,700 UNION PAC CORP COM 907818108 29,499 300,000 SH Shared-Defined 1,2,3 300,000 UNITED ONLINE INC COM 911268100 9,450 1,500,000 SH Shared-Defined 1,2,3 1,500,000 UNITED PARCEL SERVICE INC CL B 911312106 29,728 400,000 SH Shared-Defined 1,2,3 400,000 VALERO ENERGY CORP NEW COM 91913Y100 36,530 1,225,000 SH Shared-Defined 1,2,3 1,225,000 VEECO INSTRS INC DEL COM 922417100 7,626 150,000 PUT Shared-Defined 1,2,3 150,000 VERIGY LTD SHS Y93691106 1,508 107,126 SH Shared-Defined 1,2,3 107,126 VISA INC COM CL A 92826C839 7,362 100,000 SH Shared-Defined 1,2,3 100,000 VISION-SCIENCES INC DEL COM 927912105 3,565 1,517,097 SH Shared-Defined 1,2,3 1,517,097 WAL MART STORES INC COM 931142103 6,506 125,000 SH Shared-Defined 1,2,3 125,000 WALGREEN CO COM 931422109 6,021 150,000 SH Shared-Defined 1,2,3 150,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6,780 300,000 CALL Shared-Defined 1,2,3 300,000 WEBSENSE INC COM 947684106 4,594 200,000 PUT Shared-Defined 1,2,3 200,000 WELLS FARGO & CO NEW COM 949746101 20,612 650,000 CALL Shared-Defined 1,2,3 650,000 WENDYS ARBYS GROUP INC COM 950587105 5,734 1,140,000 SH Shared-Defined 1,2,3 1,140,000 WILLIAMS COS INC DEL COM 969457100 35,857 1,150,000 SH Shared-Defined 1,2,3 1,150,000 WYNDHAM WORLDWIDE CORP COM 98310W108 11,134 350,000 SH Shared-Defined 1,2,3 350,000 YAHOO INC COM 984332106 16,680 1,000,000 CALL Shared-Defined 1,2,3 1,000,000 YUM BRANDS INC COM 988498101 4,645 90,411 SH Shared-Defined 1,2,3 90,411 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 240 104,650 SH Shared-Defined 1,2,3 104,650 SK 48400 0009 1194946