0001085146-11-000705.txt : 20110516 0001085146-11-000705.hdr.sgml : 20110516 20110516164048 ACCESSION NUMBER: 0001085146-11-000705 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ramius LLC CENTRAL INDEX KEY: 0001475770 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13626 FILM NUMBER: 11847697 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 845 7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Park Exchange LLC DATE OF NAME CHANGE: 20091030 13F-HR 1 raml1q2011r.txt RAMIUS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius LLC Address: 599 Lexington Avenue, 2Oth Flr. New York, NY 10022 13F File Number: 028-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Owen Littman Title: General Counsel Phone: 212-201-4841 Signature, Place, and Date of Signing: /s/ Owen Littman New York, NY May 16, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 132 Form 13F Information Table Value Total: $573,418 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-10676 Ramius Securities, LLC 02 028-10674 Ramius Advisors, LLC 03 028-12004 Ramius Value & Opportunity Advisors LLC 04 028-14361 Ramius Alternative Solutions LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 3969 1050000 SH DEFINED 03 1050000 0 0 AGILYSYS INC COM 00847J105 3518 612868 SH DEFINED 03 612868 0 0 ALCON INC COM SHS H01301102 19712 119100 SH DEFINED 02 119100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1079 30700 SH PUT DEFINED 02 30700 0 0 ANSWERS CORP COM 03662X100 499 47984 SH DEFINED 02 47984 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 376 50000 SH DEFINED 01 50000 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 526 70000 SH DEFINED 02 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