0001193125-11-140703.txt : 20110516 0001193125-11-140703.hdr.sgml : 20110516 20110516103051 ACCESSION NUMBER: 0001193125-11-140703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 11844051 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: ____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 5/16/11 ----------------------- ------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: $1,423,027 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- ABINGTON BANCORP INC COM 00350L109 3,819 312,271 SH SOLE 312,271 AIRTRAN HLDGS INC COM 00949P108 13,844 1,858,267 SH SOLE 1,858,267 ALBERTO CULVER CO NEW COM 013078100 18,696 501,629 SH SOLE 501,629 ALIGN TECHNOLOGY INC COM 016255901 1,433 70,000 SH CALL SOLE 70,000 ALPHA NATURAL RESOURCES INC COM 02076X102 5,989 100,878 SH SOLE 100,878 ALPHA NATURAL RESOURCES INC COM 02076X902 1,187 20,000 SH CALL SOLE 20,000 ALTAIR NANOTECHNOLOGIES INC COM 021373204 1,197 757,337 SH SOLE 757,337 AMERICA SVC GROUP INC COM 02364L109 8,766 341,882 SH SOLE 341,882 AMERICAN INTL GROUP INC W EXP 01/19/202 ADDED 026874156 577 51,807 SH SOLE 51,807 AMERICAN MED SYS HLDGS INC COM 02744M108 1,504 69,500 SH SOLE 69,500 AMERICAN MED SYS HLDGS INC NOTE 3.250% 7/0 02744MAA6 14,509 12,500,000 PRN SOLE 12,500,000 ATHEROS COMMUNICATIONS INC COM 04743P108 29,523 661,202 SH SOLE 661,202 AUSTRALIA ACQUISITION CORP SHS G06368107 362 37,600 SH SOLE 37,600 BANK OF AMERICA CORPORATION COM 060505104 7,017 526,434 SH SOLE 526,434
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- --------------- --------- -------- ------------------ ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- ---------- ------ ---- BANK OF AMERICA CORPORATION W EXP 01/16/201 060505146 3,605 470,031 SH SOLE 470,031 BANK OF AMERICA CORPORATION COM 60505954 10,182 763,900 SH PUT SOLE 763,900 BANK OF AMERICA CORPORATION COM 060505904 2,340 175,600 SH CALL SOLE 175,600 BAXTER INTL INC COM 071813109 3,033 56,400 SH SOLE 56,400 BEACON POWER CORP COM 073677205 448 228,790 SH SOLE 228,790 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 4,724 225,600 SH SOLE 225,600 BECKMAN COULTER INC COM 075811109 11,839 142,521 SH SOLE 142,521 BECKMAN COULTER INC COM 075811909 9,968 120,000 SH CALL SOLE 120,000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 33,330 266 SH SOLE 266 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 297 3,549 SH SOLE 3,549 BIG LOTS INC COM 089302103 7,489 172,435 SH SOLE 172,435 BIG LOTS INC COM 089302903 3,318 76,400 SH CALL SOLE 76,400 BIODELIVERY SCIENCES INTL IN COM 09060J106 335 100,000 SH SOLE 100,000 BIOSANTE PHARMACEUTICALS INC COM 09065V203 4,392 2,217,939 SH SOLE 2,217,939 BJS WHOLESALE CLUB INC COM 05548J956 2,123 43,500 SH PUT SOLE 43,500 BOISE INC W EXP 06/18/201 09746Y113 1,823 1,072,425 SH SOLE 1,072,425 BUCYRUS INTL INC NEW COM 118759109 23,542 257,434 SH SOLE 257,434 CAPITAL ONE FINL CORP W EXP 11/14/201 14040H139 1,711 79,198 SH SOLE 79,198
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- CATALYST PHARM PARTNERS INC COM 14888U101 775 692,043 SH SOLE 692,043 CBOE HLDGS INC COM 12503M108 869 30,000 SH SOLE 30,000 CELL GENESYS INC NOTE 3.125% 5/0 ADDED 150921AC8 1,136 1,545,000 PRN SOLE 1,545,000 CELL THERAPEUTICS INC COM 150934503 107 28,800 SH PUT SOLE 28,800 CEPHALON INC COM 156708109 21,370 282,000 SH SOLE 282,000 CEPHALON INC COM 172967901 12,751 167,600 SH CALL SOLE 167,600 CEREPLAST INC COM NEW 156732307 782 150,000 SH SOLE 150,000 CITIGROUP INC COM 172967101 902 204,183 SH SOLE 204,183 CITIGROUP INC COM 172967951 1,309 296,200 SH PUT SOLE 296,200 CITIGROUP INC COM 172967901 271 61,400 SH CALL SOLE 61,400 CLEAN ENERGY FUELS CORP COM 184499951 321 19,600 SH PUT SOLE 19,600 CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 64,901 42,649,000 PRN SOLE 42,649,000 CNA SURETY CORP COM 12612L108 19,265 762,671 SH SOLE 762,671 COMERICA INC W EXP 11/14/201 200340115 386 30,485 SH SOLE 30,485 COMPUTER SCIENCES CORP COM 205363904 8,771 180,000 SH CALL SOLE 180,000 CONEXANT SYSTEMS INC COM NEW 207142308 1,228 515,967 SH SOLE 515,967 CORNERSTONE PROGRESSIVE RTN COM 21925C101 106 14,400 SH SOLE 14,400 CYTORI THERAPEUTICS INC W EXP 09/13/201 23283K113 603 108,326 SH SOLE 108,326
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---------- ------ ---- DANVERS BANCORP INC COM 236442109 877 40,955 SH SOLE 40,955 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 3,194 3,000,000 PRN SOLE 3,000,000 DIONEX CORP COM 254546104 7,314 61,959 SH SOLE 61,959 DRUGSTORE COM INC COM 262241102 9,045 2,349,367 SH SOLE 2,349,367 EDWARDS LIFESCIENCES CORP COM 28176E958 1,740 20,000 SH PUT SOLE 20,000 EMERGENCY MEDICAL SVCS CORP COM 29100P102 28,207 443,570 SH SOLE 443,570 EMERGENCY MEDICAL SVCS CORP COM 29100P902 2,931 46,100 SH CALL SOLE 46,100 EPICEPT CORP COM NEW 294264304 4,918 6,831,213 SH SOLE 6,954,924 EXCO RESOURCES INC COM 269279402 11,833 572,767 SH SOLE 572,767 FEDERAL MOGUL CORP COM 313549404 1,160 46,600 SH SOLE 46,600 FRONTEER GOLD INC COM 359032109 6,503 429,700 SH SOLE 429,700 GAMESTOP CORP NEW COM 36467W109 1,576 70,000 SH SOLE 70,000 GENZYME CORP COM 372917104 40,542 532,400 SH SOLE 532,400 GENZYME CORP COM 372917954 1,545 20,300 SH PUT SOLE 20,300 GENZYME CORP COM 372917904 21,414 281,200 SH CALL SOLE 281,200 GLOBAL DEFENSE TECH SYS INC COM 37950B107 11,611 479,396 SH SOLE 479,396 GSI COMMERCE INC COM 36238G102 9,659 330,000 SH SOLE 330,000 GSI COMMERCE INC COM 36238G902 629 21,500 SH CALL SOLE 21,500
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- HARTFORD FINL SVCS GROUP INC W EXP 06/26/201 416515120 16,385 893,378 SH SOLE 893,378 HARTFORD FINL SVCS GROUP INC COM 416515904 670 24,900 SH CALL SOLE 24,900 HECKMANN CORP W EXP 11/09/201 422680116 92 96,930 SH SOLE 96,930 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 2,018 1,000,000 PRN SOLE 1,000,000 HOLOGIC INC COM 436440101 1,585 71,400 SH SOLE 71,400 HYPERCOM CORP COM 44913M105 17,722 1,473,148 SH SOLE 1,473,148 INTERNATIONAL COAL GRP INC COM 45928H906 4,181 370,000 SH CALL SOLE 370,000 INTERNATIONAL COAL GRP INC N COM 45928H106 8,240 729,204 SH SOLE 729,204 IRIDIUM COMMUNICATIONS INC COM 46269C902 95 12,000 SH CALL SOLE 12,000 IRON MTN INC COM 462846106 4,819 154,300 SH SOLE 154,300 ISORAY INC COM 46489V104 818 654,384 SH SOLE 654,384 J CREW GROUP INC COM DELETED 46612H402 -- 365,056 SH SOLE 365,056 JPMORGAN CHASE & CO W EXP 10/28/201 46634E114 606 36,107 SH SOLE 36,107 K V PHARMACEUTICAL CO CL A 482740206 5,765 1,000,000 PRN SOLE 1,000,000 KANDI TECHNOLOGIES CORP COM 483709101 107 34,706 SH SOLE 34,706 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 30,286 30,000,000 PRN SOLE 30,000,000 LADISH INC COM 505754200 11,602 212,303 SH SOLE 212,303 LAWSON SOFTWARE INC NEW COM 52078P102 1,694 140,000 SH SOLE 140,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 5,944 5,000,000 PRN SOLE 5,000,000 LINCOLN NATL CORP IND W EXP 07/10/201 534187117 12,724 588,250 SH SOLE 588,250 LONGWEI PETROLEUM INV HLDG L COM 543354104 348 200,000 SH SOLE 200,000 LUBRIZOL CORP COM 549271104 24,501 182,898 SH SOLE 182,898 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 4,485 594,001 SH SOLE 594,001 MARSHALL & ILSLEY CORP NEW COM 571837103 14,567 1,823,168 SH SOLE 1,823,168 MASSEY ENERGY COMPANY COM 576206106 1,489 21,776 SH SOLE 21,776 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 12,306 10,557,000 PRN SOLE 10,557,000 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 30,215 27,663,000 PRN SOLE 27,663,000 MGIC INVT CORP WIS COM 552848903 6,168 816,900 SH CALL SOLE 816,900 MICROSOFT CORP (CFD) COM 594918104 3,041 119,800 SH SOLE 119,800 NICOR INC COM 654086107 2,805 52,240 SH SOLE 52,240 NOVAMED INC DEL NOTE 1.000% 6/1 66986WAA6 2,484 2,500,000 PRN SOLE 2,500,000 NOVELL INC COM 670006105 1,186 200,000 SH SOLE 200,000 NYSE EURONEXT COM 629491901 9,693 275,600 SH CALL SOLE 275,600 NYSE EURONEXT COM 629491101 11,409 324,384 SH SOLE 324,384 OILSANDS QUEST INC W EXP 05/12/201 678046129 2 65,300 SH SOLE 65,300 ONLINE RES CORP COM 68273G101 3,362 889,315 SH SOLE 889,315
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- OPTIONSXPRESS HLDGS INC COM 684010101 9,117 497,940 SH SOLE 497,940 PACIFIC ETHANOL INC COM 69423U107 861 1,375,965 SH SOLE 1,375,965 PALL CORP COM 696429307 1,152 20,000 SH SOLE 20,000 PEETS COFFEE & TEA INC COM 705560900 5,925 123,200 SH CALL SOLE 123,200 PEP BOYS MANNY MOE & JACK COM 713278109 1,359 106,900 SH SOLE 106,900 PMI GROUP INC NOTE 4.500% 4/1 69344MAK7 34,381 44,178,000 PRN SOLE 44,178,000 PNC FINL SVCS GROUP INC W EXP 12/31/201 693475121 356 23,816 SH SOLE 23,816 POWERSHARES DB CMDTY IDX COM 73935S905 4,593 210,800 SH CALL SOLE 210,800 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 587 208,934 SH SOLE 208,934 PRIDE INTL INC DEL COM 74153Q102 24,713 575,387 SH SOLE 575,387 PROGRESS ENERGY INC COM 743263105 3,897 116,860 SH SOLE 116,860 PROLOGIS NOTE 3.250% 3/1 743410AY8 6,469 5,500,000 PRN SOLE 5,500,000 PULSE ELECTRONICS CORP COM 74586W106 771 127,411 SH SOLE 127,411 QWEST COMMUNICATIONS INTL IN COM 749121109 9,174 1,343,253 SH SOLE 1,343,253 QUANTUM FUEL SYSTEMS TECHNOL RESTD COM NEW 74765E208 1,074 256,410 SH SOLE 256,410 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 45,788 50,125,000 PRN SOLE 50,125,000 RAMBUS INC DEL COM 750917956 2,506 126,900 SH PUT SOLE 126,900 RC2 CORP COM 749388104 14,896 530,119 SH SOLE 530,119
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---------- ------ ---- REEDS INC COM 758338107 280 132,540 SH SOLE 132,540 REGENERON PHARMACEUTICALS COM 75886F107 638 14,200 SH SOLE 14,200 REHABCARE GROUP INC COM 759148109 10,576 286,854 SH SOLE 286,854 RESMED INC COM 761152107 714 23,800 SH SOLE 23,800 RETAIL VENTURES INC COM 76128Y102 12,395 718,577 SH SOLE 718,577 RURAL / METRO CORP COM 781748108 14,717 863,703 SH SOLE 863,703 SEALY CORP SR SECD 3RD 8% 812139400 10,487 134,878 SH SOLE 134,878 SELECT MED HLDGS CORP COM 81619Q105 234 29,000 SH SOLE 29,000 SMURFIT-STONE CONTAINER CORP COM 83272A104 21,191 548,277 SH SOLE 548,277 SOLUTIA INC W EXP 02/27/201 ADDED 834376147 95 33,039 SH SOLE 33,039 SPDR S&P 500 ETF TR COM 78462F953 249,746 1,883,600 SH PUT SOLE 1,883,600 SPDR S&P 500 ETF TR COM 78464A954 5,080 100,000 SH PUT SOLE 100,000 SRA INTL INC COM 78464R105 8,781 309,618 SH SOLE 309,618 SRA INTL INC COM 78464R955 4,566 161,000 SH PUT SOLE 161,000 STEMCELLS INC COM 85857R105 2,252 2,474,904 SH SOLE 2,474,904 STERLING BANCSHARES INC COM 858907108 12,891 1,497,246 SH SOLE 1,497,246 STERLING BANCSHARES INC W EXP 12/12/201 858907116 1,731 498,977 SH SOLE 498,977 TCF FINL CORP W EXP 11/14/201 872275128 58 11,000 SH SOLE 11,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- TENGION INC COM 88034G109 856 353,360 SH SOLE 353,360 TERREMARK WORLDWIDE INC COM NEW 881448203 6,656 350,322 SH SOLE 350,322 TEVA PHARMACEUTICAL INDS LTD COM 881624909 2,508 50,000 SH CALL SOLE 50,000 TIVO INC COM 888706958 1,750 200,000 SH PUT SOLE 200,000 TIVO INC COM 888706108 1,522 174,000 SH SOLE 174,000 UNITED DOMINION REALTY TR IN NOTE 4.000%12/1 910197AK8 24,081 24,000,000 PRN SOLE 24,000,000 UNITED THERAPEUTICS CORP COM 91307C902 1,387 20,700 SH CALL SOLE 20,700 UNITED THERAPEUTICS CORP DEL COM 91307C102 1,461 21,800 SH SOLE 21,800 USA TECHNOLOGIES INC COM NO PAR 90328S500 1,738 737,500 SH SOLE 737,500 VALEANT PHARMACEUTICALS INTL COM 91911K102 12,071 242,340 SH SOLE 242,340 VECTOR GROUP LTD DBCV 6/1 92240MAL2 5,265 4,500,000 PRN SOLE 4,500,000 VENTAS INC COM 92276F100 10,579 194,824 SH SOLE 194,824 VERIGY LTD COM Y93691106 4,016 285,000 SH SOLE 285,000 VOYAGER OIL & GAS INC COM 92911K100 715 162,500 SH SOLE 162,500 WELLS FARGO & CO COM 949746951 320 10,100 SH PUT SOLE 10,100 WELLS FARGO & CO COM 949746901 415 13,100 SH CALL SOLE 13,100 WESCO FINL CORP COM 950817106 28,170 72,380 SH SOLE 72,380 WESTERN DIGITAL CORP COM 958102105 1,678 45,000 SH SOLE 45,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- WHITNEY HLDG CORP COM 966612103 6,899 506,510 SH SOLE 506,510