0001047469-11-005102.txt : 20110513 0001047469-11-005102.hdr.sgml : 20110513 20110513131356 ACCESSION NUMBER: 0001047469-11-005102 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 11839467 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 8316256355 MAIL ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 FORMER COMPANY: FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC DATE OF NAME CHANGE: 19990407 13F-HR 1 a2203897z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/11 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Poma Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 5/13/11 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 36 -------------------- Form 13F Information Table Value Total: $244,521 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC ------ ----------------- ------------------------------------ FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ----------------------------- -------------- --------- -------- ---------------------- --------- -------- ---------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- Acacia Research COM 003881307 13741 400025 400025 171250 228775 Allied Nevada Gold Corp. COM 019344100 6642 187200 187200 110400 76800 AXT Incorporated COM 00246W103 5035 702200 702200 289300 412900 Bank Of The Ozarks COM 063904106 10974 251075 251075 111250 139825 Chart Industries Inc. COM 16115Q308 9421 171175 171175 65850 105325 Dresser-Rand Group Inc. COM 261608103 6763 126125 126125 57800 68325 DST Systems Inc. COM 233326107 6694 126725 126725 56200 70525 EBIX Inc. COM 278715206 5167 218475 218475 83800 134675 Emergent Biosolutions, Inc. COM 29089Q105 2371 98125 98125 38100 60025 EnerSys COM 29275Y102 7491 188450 188450 73800 114650 Ferro Corporation COM 315405100 6518 392900 392900 169500 223400 FTI Consulting Inc. COM 302941109 2454 64025 64025 27150 36875 Haemonetics Corporation COM 405024100 3909 59650 59650 23300 36350 Herbalife Ltd. COM 020884924 8301 102025 102025 40400 61625 Innophos Holdings Inc. COM 45774N108 1738 37700 37700 18200 19500 Jack Henry & Associates Inc. COM 426281101 10884 321150 321150 139775 181375 Landstar System Inc. COM 515098101 7880 172500 172500 64600 107900 Lennox International Inc. COM 526107107 6968 132525 132525 54900 77625 Maximus Inc. COM 577933104 2737 33725 33725 11700 22025 Oriental Financial Group COM 68618W100 9825 782784 782784 332674 450200 Parexel International Corp. COM 699462107 1992 80000 80000 47700 32300 Patterson Companies Inc. COM 703395103 9340 290150 290150 114275 175875 Questcor Pharmaceuticals Inc. COM 74835Y101 7655 531250 531250 219250 312000 Regal-Beloit Corp. COM 758750103 4884 66150 66150 28100 38050 Sirona Dental Systems Inc. COM 82966C103 4960 98875 98875 38100 60775 Snap-On Incorporated COM 833034101 5839 97225 97225 32100 65125

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 ----------------------------- -------------- --------- -------- ---------------------- --------- -------- ---------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- SPDR Gold Trust ETF 863307104 7825 55950 55950 2250 53700 Stantec Inc. COM 85472N109 7244 241375 241375 99800 141575 Steven Madden, Ltd. COM 556269108 8917 190001 190001 87851 102150 Stillwater Mining Co. COM 86074Q102 9926 432900 432900 199900 233000 Tupperware Brands Corp. COM 899896104 8906 149150 149150 61800 87350 Ultratech Inc. COM 904034105 8832 300425 300425 119250 181175 UMB Financial Corp. COM 902788108 6909 184900 184900 57600 127300 Veeco Instruments Inc. COM 922417100 6983 137350 137350 61700 75650 Wabtec Corporation COM 929740108 6410 94500 94500 34650 59850 Warnaco Group Inc. COM 934390402 2386 41725 41725 16100 25625