0001512647-11-000002.txt : 20110512 0001512647-11-000002.hdr.sgml : 20110512 20110512155415 ACCESSION NUMBER: 0001512647-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 EFFECTIVENESS DATE: 20110512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 11835738 BUSINESS ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 15455 CONWAY ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017-6032 13F-HR 1 faas1q11.txt FAAS 1Q 2011 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Allied Advisory Services, Inc. Address: 15455 Conway Road Chesterfield, MO 63017-6032 13F File Number: 28-14139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Luanne Borowski Title: Chief Compliance Officer Phone: 619-881-5148 Signature, Place, and Date of Signing: Luanne Borowski San Diego, CA May 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 702 Form13F Information Table Value Total: $154,566,445 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 93597 1001 SH SOLE 1001 8X8 INC NEW COM 282914100 1124 400 SH SOLE 400 ABB LTD SPONSORED ADR 000375204 22981 950 SH SOLE 950 ABBOTT LABS COM 002824100 296168 6038 SH SOLE 6038 ABERCROMBIE & FITCH CO CL A 002896207 9392 160 SH SOLE 160 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 235549 4285 SH SOLE 4285 ACE LTD SHS H0023R105 916301 14032 SH SOLE 14032 ACETO CORP COM 004446100 11955 1500 SH SOLE 1500 ADOBE SYS INC COM 00724F101 102299 3085 SH SOLE 3085 ADVANCE AUTO PARTS INC COM 00751Y106 208345 3175 SH SOLE 3175 AES CORP COM 00130H105 39000 3000 SH SOLE 3000 AETNA INC NEW COM 00817Y108 178917 4780 SH SOLE 4780 AFLAC INC COM 001055102 238302 4515 SH SOLE 4515 AGCO CORP COM 001084102 340825 6200 SH SOLE 6200 AGILENT TECHNOLOGIES INC COM 00846U101 1702 38 SH SOLE 38 AGL RES INC COM 001204106 21912 550 SH SOLE 550 AIR PRODS & CHEMS INC COM 009158106 27054 300 SH SOLE 300 AK STL HLDG CORP COM 001547108 56808 3600 SH SOLE 3600 ALASKA COMMUNICATIONS SYS GR COM 01167P101 46785 4400 SH SOLE 4400 ALCATEL-LUCENT SPONSORED ADR 013904305 895 154 SH SOLE 154 ALCOA INC COM 013817101 154578 8753 SH SOLE 8753 ALKERMES INC COM 01642T108 9713 750 SH SOLE 750 ALLEGHENY TECHNOLOGIES INC COM 01741R102 88036 1300 SH SOLE 1300 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 983 66 SH SOLE 66 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 94285 4325 SH SOLE 4325 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1923 250 SH SOLE 250 ALLSTATE CORP COM 020002101 121241 3815 SH SOLE 3815 ALTRIA GROUP INC COM 02209S103 292091 11221 SH SOLE 11221 AMEDISYS INC COM 023436108 936810 26491 SH SOLE 26491 AMEREN CORP COM 023608102 147932 5270 SH SOLE 5270 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 986321 16831 SH SOLE 16831 AMERICAN CAP LTD COM 02503Y103 35874 3620 SH SOLE 3620 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1891369 64906 SH SOLE 64906 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 13189 830 SH SOLE 830 AMERICAN ELEC PWR INC COM 025537101 112973 3215 SH SOLE 3215 AMERICAN EXPRESS CO COM 025816109 100570 2225 SH SOLE 2225 AMERICAN SUPERCONDUCTOR CORP COM 030111108 9202 370 SH SOLE 370 AMERICAN WTR WKS CO INC NEW COM 030420103 35063 1250 SH SOLE 1250 AMERON INTL INC COM 030710107 10469 150 SH SOLE 150 AMGEN INC COM 031162100 187291 3504 SH SOLE 3504 AMPCO-PITTSBURGH CORP COM 032037103 175686 6370 SH SOLE 6370 AMYLIN PHARMACEUTICALS INC COM 032346108 13644 1200 SH SOLE 1200 AMYRIS INC COM 03236M101 72919 2555 SH SOLE 2555 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 8247 172 SH SOLE 172 ANIMAL HEALTH INTL INC COM 03525N109 87990 20950 SH SOLE 20950 ANNALY CAP MGMT INC COM 035710409 1798901 103088 SH SOLE 103088 ANWORTH MORTGAGE ASSET CP COM 037347101 4325 610 SH SOLE 610 AOL INC COM 00184X105 352 18 SH SOLE 18 APACHE CORP COM 037411105 105391 805 SH SOLE 805 APOLLO INVT CORP COM 03761U106 4826 400 SH SOLE 400 APPLE INC COM 037833100 1703503 4858 SH SOLE 4858 APPLIED MATLS INC COM 038222105 100437 6430 SH SOLE 6430 ARCH COAL INC COM 039380100 18020 500 SH SOLE 500 ARCHER DANIELS MIDLAND CO COM 039483102 124597 3460 SH SOLE 3460 ASA LIMITED SHS G3156P103 86954 2743 SH SOLE 2743 ASTEC INDS INC COM 046224101 26103 700 SH SOLE 700 AT&T INC COM 00206R102 505836 16525 SH SOLE 16525 ATMEL CORP COM 049513104 39527 2900 SH SOLE 2900 ATMOS ENERGY CORP COM 049560105 82012 2405 SH SOLE 2405 ATP OIL & GAS CORP COM 00208J108 226383 12500 SH SOLE 12500 AURIZON MINES LTD COM 05155P106 274170 39000 SH SOLE 39000 AUTODESK INC COM 052769106 11513 261 SH SOLE 261 AUTOMATIC DATA PROCESSING IN COM 053015103 430207 8385 SH SOLE 8385 AVERY DENNISON CORP COM 053611109 36715 875 SH SOLE 875 BAIDU INC SPON ADR REP A 056752108 782076 5675 SH SOLE 5675 BAKER HUGHES INC COM 057224107 18357 250 SH SOLE 250 BALL CORP COM 058498106 126555 3530 SH SOLE 3530 BALLANTYNE STRONG INC COM 058516105 63098 8800 SH SOLE 8800 BANK MONTREAL QUE COM 063671101 132239 2035 SH SOLE 2035 BANK OF AMERICA CORPORATION COM 060505104 109534 8217 SH SOLE 8217 BANK OF NEW YORK MELLON CORP COM 064058100 80740 2703 SH SOLE 2703 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 195395 3434 SH SOLE 3434 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 3081 60 SH SOLE 60 BARD C R INC COM 067383109 168813 1699 SH SOLE 1699 BAXTER INTL INC COM 071813109 43016 800 SH SOLE 800 BB&T CORP COM 054937107 10980 400 SH SOLE 400 BCE INC COM NEW 05534B760 83945 2310 SH SOLE 2310 BECTON DICKINSON & CO COM 075887109 228972 2876 SH SOLE 2876 BED BATH & BEYOND INC COM 075896100 70475 1460 SH SOLE 1460 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3763 45 SH SOLE 45 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1127700 9 SH SOLE 9 BEST BUY INC COM 086516101 90468 3150 SH SOLE 3150 BHP BILLITON LTD SPONSORED ADR 088606108 76416 797 SH SOLE 797 BIG LOTS INC COM 089302103 83604 1925 SH SOLE 1925 BIOMARIN PHARMACEUTICAL INC COM 09061G101 20104 800 SH SOLE 800 BJS WHOLESALE CLUB INC COM 05548J106 8544 175 SH SOLE 175 BLACKROCK ENERGY & RES TR COM 09250U101 180615 5763 SH SOLE 5763 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 3363 181 SH SOLE 181 BLOCK H & R INC COM 093671105 102533 6125 SH SOLE 6125 BOEING CO COM 097023105 354718 4798 SH SOLE 4798 BOSTON SCIENTIFIC CORP COM 101137107 4314 600 SH SOLE 600 BP PLC SPONSORED ADR 055622104 53233 1206 SH SOLE 1206 BRASKEM S A SP ADR PFD A 105532105 5386 200 SH SOLE 200 BRIGHAM EXPLORATION CO COM 109178103 3718 100 SH SOLE 100 BRISTOL MYERS SQUIBB CO COM 110122108 262288 9924 SH SOLE 9924 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 71520 3152 SH SOLE 3152 BRUKER CORP COM 116794108 103220 4950 SH SOLE 4950 BUCKLE INC COM 118440106 4040 100 SH SOLE 100 BUNGE LIMITED COM G16962105 28932 400 SH SOLE 400 CACI INTL INC CL A 127190304 206035 3360 SH SOLE 3360 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 130470 9766 SH SOLE 9766 CAMECO CORP COM 13321L108 280874 9350 SH SOLE 9350 CAMPBELL SOUP CO COM 134429109 116717 3525 SH SOLE 3525 CANADIAN NAT RES LTD COM 136385101 93917 1900 SH SOLE 1900 CANADIAN NATL RY CO COM 136375102 56453 750 SH SOLE 750 CAPITOL FED FINL INC COM 14057J101 153069 13582 SH SOLE 13582 CARDINAL HEALTH INC COM 14149Y108 6170 150 SH SOLE 150 CARLISLE COS INC COM 142339100 34527 775 SH SOLE 775 CATERPILLAR INC DEL COM 149123101 69037 620 SH SOLE 620 CDN IMPERIAL BK OF COMMERCE COM 136069101 46639 540 SH SOLE 540 CELGENE CORP COM 151020104 122351 2125 SH SOLE 2125 CENTENE CORP DEL COM 15135B101 2803 85 SH SOLE 85 CENTURYLINK INC COM 156700106 181073 4358 SH SOLE 4358 CEPHALON INC COM 156708109 8749 115 SH SOLE 115 CHECKPOINT SYS INC COM 162825103 26976 1200 SH SOLE 1200 CHESAPEAKE ENERGY CORP COM 165167107 58660 1750 SH SOLE 1750 CHEVRON CORP NEW COM 166764100 700966 6521 SH SOLE 6521 CHIMERA INVT CORP COM 16934Q109 1690422 426874 SH SOLE 426874 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 637844 13791 SH SOLE 13791 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 12200 200 SH SOLE 200 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 83415 5025 SH SOLE 5025 CHINA-BIOTICS INC COM 16937B109 4015 500 SH SOLE 500 CHUBB CORP COM 171232101 325738 5313 SH SOLE 5313 CINTAS CORP COM 172908105 23466 775 SH SOLE 775 CISCO SYS INC COM 17275R102 126449 7373 SH SOLE 7373 CITIGROUP INC COM 172967101 32798 7420 SH SOLE 7420 CLAYMORE DIVID & INCOME FD COM 18385J105 2839 170 SH SOLE 170 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 167855 5750 SH SOLE 5750 CLAYMORE EXCHANGE-TRADED FD GUGG BRIC ETF 18383M100 497957 10501 SH SOLE 10501 CLAYMORE EXCHANGE-TRADED FD GUGG SOLAR ETF 18383M621 14080 1600 SH SOLE 1600 CLAYMORE EXCHANGE-TRADED FD GUGG DEFN EQTY 18383M878 7231 278 SH SOLE 278 CLEAN ENERGY FUELS CORP COM 184499101 28665 1750 SH SOLE 1750 CLOROX CO DEL COM 189054109 331438 4730 SH SOLE 4730 CME GROUP INC COM 12572Q105 58501 194 SH SOLE 194 COACH INC COM 189754104 79621 1530 SH SOLE 1530 COCA COLA CO COM 191216100 313722 4729 SH SOLE 4729 COCA COLA ENTERPRISES INC NE COM 19122T109 96642 3540 SH SOLE 3540 COHEN & STEERS INFRASTRUCTUR COM 19248A109 104154 5901 SH SOLE 5901 COLGATE PALMOLIVE CO COM 194162103 660237 8175 SH SOLE 8175 COLONIAL PPTYS TR COM SH BEN INT 195872106 3176 165 SH SOLE 165 COMCAST CORP NEW CL A 20030N101 3930 159 SH SOLE 159 COMMERCE BANCSHARES INC COM 200525103 351707 8697 SH SOLE 8697 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 203132 7175 SH SOLE 7175 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 80454 4175 SH SOLE 4175 COMPUTER SCIENCES CORP COM 205363104 15350 315 SH SOLE 315 CONAGRA FOODS INC COM 205887102 56051 2360 SH SOLE 2360 CONOCOPHILLIPS COM 20825C104 379016 4746 SH SOLE 4746 CONSOL ENERGY INC COM 20854P109 5363 100 SH SOLE 100 CONSOLIDATED EDISON INC COM 209115104 7405 146 SH SOLE 146 CONSTELLATION BRANDS INC CL A 21036P108 46644 2300 SH SOLE 2300 CORNING INC COM 219350105 1011432 48557 SH SOLE 48557 COSTCO WHSL CORP NEW COM 22160K105 62322 850 SH SOLE 850 COVENTRY HEALTH CARE INC COM 222862104 58239 1828 SH SOLE 1828 CPFL ENERGIA S A SPONSORED ADR 126153105 100612 1151 SH SOLE 1151 CSX CORP COM 126408103 139599 1776 SH SOLE 1776 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 4320 4000 PRN SOLE 4000 CUMMINS INC COM 231021106 137025 1250 SH SOLE 1250 CVS CAREMARK CORPORATION COM 126650100 416645 12140 SH SOLE 12140 D R HORTON INC COM 23331A109 5825 500 SH SOLE 500 DANAHER CORP DEL COM 235851102 62280 1200 SH SOLE 1200 DEERE & CO COM 244199105 147758 1525 SH SOLE 1525 DELL INC COM 24702R101 56733 3910 SH SOLE 3910 DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 4300 5000 PRN SOLE 5000 DENDREON CORP COM 24823Q107 1844373 49275 SH SOLE 49275 DEVELOPERS DIVERSIFIED RLTY COM 251591103 17472 1248 SH SOLE 1248 DEVON ENERGY CORP NEW COM 25179M103 13307 145 SH SOLE 145 DIAGEO P L C SPON ADR NEW 25243Q205 76678 1006 SH SOLE 1006 DIAMOND OFFSHORE DRILLING IN COM 25271C102 127430 1640 SH SOLE 1640 DIRECTV COM CL A 25490A101 957903 20278 SH SOLE 20278 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 400998 9700 SH SOLE 9700 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1696842 18900 SH SOLE 18900 DIREXION SHS ETF TR LATN AM BULL3X 25459W698 456300 11700 SH SOLE 11700 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 625019 9400 SH SOLE 9400 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 270180 5700 SH SOLE 5700 DISCOVER FINL SVCS COM 254709108 2412 100 SH SOLE 100 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 4401 125 SH SOLE 125 DISNEY WALT CO COM DISNEY 254687106 328136 7615 SH SOLE 7615 DOLLAR TREE INC COM 256746108 8328 150 SH SOLE 150 DOMINION RES INC VA NEW COM 25746U109 297166 6648 SH SOLE 6648 DONNELLEY R R & SONS CO COM 257867101 28380 1500 SH SOLE 1500 DOW CHEM CO COM 260543103 49075 1300 SH SOLE 1300 DU PONT E I DE NEMOURS & CO COM 263534109 85204 1550 SH SOLE 1550 DUKE ENERGY CORP NEW COM 26441C105 5445 300 SH SOLE 300 E M C CORP MASS COM 268648102 7968 300 SH SOLE 300 EAGLE MATERIALS INC COM 26969P108 5296 175 SH SOLE 175 EARTHLINK INC COM 270321102 1879 240 SH SOLE 240 EASTMAN CHEM CO COM 277432100 182253 1835 SH SOLE 1835 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 15139 1380 SH SOLE 1380 EATON VANCE LTD DUR INCOME F COM 27828H105 184215 11528 SH SOLE 11528 EATON VANCE SH TM DR DIVR IN COM 27828V104 221513 13084 SH SOLE 13084 EATON VANCE TX ADV GLBL DIV COM 27828S101 2005 135 SH SOLE 135 EBAY INC COM 278642103 283085 9120 SH SOLE 9120 EDISON INTL COM 281020107 36590 1000 SH SOLE 1000 EMERSON ELEC CO COM 291011104 5843 100 SH SOLE 100 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 65994 1275 SH SOLE 1275 ENI S P A SPONSORED ADR 26874R108 149652 3046 SH SOLE 3046 EVEREST RE GROUP LTD COM G3223R108 13227 150 SH SOLE 150 EXELON CORP COM 30161N101 178099 4319 SH SOLE 4319 EXPEDIA INC DEL COM 30212P105 16995 750 SH SOLE 750 EXPRESS SCRIPTS INC COM 302182100 764809 13753 SH SOLE 13753 EXXON MOBIL CORP COM 30231G102 1594548 18953 SH SOLE 18953 FEDERATED INVS INC PA CL B 314211103 55320 2068 SH SOLE 2068 FEDEX CORP COM 31428X106 103375 1105 SH SOLE 1105 FEI CO COM 30241L109 3372 100 SH SOLE 100 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 4873 180 SH SOLE 180 FIRST REP BK SAN FRAN CALI N COM 33616C100 15455 500 SH SOLE 500 FIRST SOLAR INC COM 336433107 16084 100 SH SOLE 100 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 41961 1804 SH SOLE 1804 FIRST TR ISE REVERE NAT GAS COM 33734J102 122870 5262 SH SOLE 5262 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 54929 2178 SH SOLE 2178 FIRST TR VALUE LINE DIVID IN SHS 33734H106 21708 1367 SH SOLE 1367 FIRSTENERGY CORP COM 337932107 23441 632 SH SOLE 632 FISERV INC COM 337738108 509286 8120 SH SOLE 8120 FLEXTRONICS INTL LTD ORD Y2573F102 55278 7400 SH SOLE 7400 FLUOR CORP NEW COM 343412102 14732 200 SH SOLE 200 FORD MTR CO DEL COM PAR $0.01 345370860 105863 7100 SH SOLE 7100 FORWARD AIR CORP COM 349853101 19910 650 SH SOLE 650 FOSTER WHEELER AG COM H27178104 146718 3900 SH SOLE 3900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 107767 1940 SH SOLE 1940 FRONTIER COMMUNICATIONS CORP COM 35906A108 81674 9936 SH SOLE 9936 FUELCELL ENERGY INC COM 35952H106 2782 1300 SH SOLE 1300 GABELLI EQUITY TR INC COM 362397101 25184 4075 SH SOLE 4075 GABELLI UTIL TR COM 36240A101 13253 1984 SH SOLE 1984 GAMESTOP CORP NEW CL A 36467W109 957731 42158 SH SOLE 42158 GAP INC DEL COM 364760108 11738 518 SH SOLE 518 GARMIN LTD SHS H2906T109 943653 27609 SH SOLE 27609 GENERAL DYNAMICS CORP COM 369550108 1049944 13602 SH SOLE 13602 GENERAL ELECTRIC CO COM 369604103 707129 35268 SH SOLE 35268 GENERAL MLS INC COM 370334104 309254 8461 SH SOLE 8461 GENERAL MTRS CO COM 37045V100 17067 550 SH SOLE 550 GENZYME CORP COM 372917104 20714 272 SH SOLE 272 GEOGLOBAL RESOURCES INC COM 37249T109 11519 17400 SH SOLE 17400 GERON CORP COM 374163103 38885 7700 SH SOLE 7700 GETTY RLTY CORP NEW COM 374297109 89892 3929 SH SOLE 3929 GILEAD SCIENCES INC COM 375558103 1093648 25546 SH SOLE 25546 GLOBAL X FDS ANDEAN 40 ETF 37950E655 131720 8900 PRN SOLE 8900 GLOBAL X FDS GLB X URANIUM 37950E754 2237638 150682 PRN SOLE 150682 GLOBAL X FDS GLB X LITHIUM 37950E762 156020 7250 PRN SOLE 7250 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 700 1000 PRN SOLE 1000 GOLDMAN SACHS GROUP INC COM 38141G104 835210 5221 SH SOLE 5221 GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 7070 7000 PRN SOLE 7000 GOOGLE INC CL A 38259P508 288685 492 SH SOLE 492 GRAINGER W W INC COM 384802104 212809 1545 SH SOLE 1545 GRANITE CONSTR INC COM 387328107 374039 13311 SH SOLE 13311 GRIFFON CORP NOTE 4.000% 7/1 398433AC6 1000 1000 PRN SOLE 1000 GT SOLAR INTL INC COM 3623E0209 5335 500 SH SOLE 500 HALLIBURTON CO COM 406216101 89712 1800 SH SOLE 1800 HARLEY DAVIDSON INC COM 412822108 807 19 SH SOLE 19 HARRIS CORP DEL COM 413875105 62248 1255 SH SOLE 1255 HARTFORD FINL SVCS GROUP INC COM 416515104 40935 1520 SH SOLE 1520 HATTERAS FINL CORP COM 41902R103 1833011 65185 SH SOLE 65185 HCP INC COM 40414L109 177904 4689 SH SOLE 4689 HEALTH CARE REIT INC COM 42217K106 2202 42 SH SOLE 42 HEALTH MGMT ASSOC INC NEW CL A 421933102 44200 4055 SH SOLE 4055 HELEN OF TROY CORP LTD COM G4388N106 26460 900 SH SOLE 900 HERSHEY CO COM 427866108 189534 3487 SH SOLE 3487 HESS CORP COM 42809H107 42605 500 SH SOLE 500 HEWLETT PACKARD CO COM 428236103 169905 4147 SH SOLE 4147 HOLOGIC INC COM 436440101 8258 372 SH SOLE 372 HOME DEPOT INC COM 437076102 106176 2865 SH SOLE 2865 HONDA MOTOR LTD AMERN SHS 438128308 15005 400 SH SOLE 400 HONEYWELL INTL INC COM 438516106 29855 500 SH SOLE 500 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 79289 3425 SH SOLE 3425 HUDSON CITY BANCORP COM 443683107 75020 7750 SH SOLE 7750 HUMAN GENOME SCIENCES INC COM 444903108 38430 1400 SH SOLE 1400 HUMANA INC COM 444859102 1225773 17386 SH SOLE 17386 HUNTINGTON BANCSHARES INC COM 446150104 2656 400 SH SOLE 400 ILLINOIS TOOL WKS INC COM 452308109 74132 1380 SH SOLE 1380 IMPERIAL OIL LTD COM NEW 453038408 20429 400 SH SOLE 400 INGERSOLL-RAND PLC SHS G47791101 78505 1625 SH SOLE 1625 INGRAM MICRO INC CL A 457153104 72555 3450 SH SOLE 3450 INSMED INC COM PAR $.01 457669307 675 100 SH SOLE 100 INTEL CORP COM 458140100 429883 21303 SH SOLE 21303 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 835073 39908 SH SOLE 39908 INTERCONTINENTALEXCHANGE INC COM 45865V100 24708 200 SH SOLE 200 INTERNATIONAL BANCSHARES COR COM 459044103 6382 348 SH SOLE 348 INTERNATIONAL BUSINESS MACHS COM 459200101 864307 5300 SH SOLE 5300 INTEROIL CORP COM 460951106 7464 100 SH SOLE 100 INTL PAPER CO COM 460146103 139582 4625 SH SOLE 4625 INTREPID POTASH INC COM 46121Y102 20892 600 SH SOLE 600 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1526202 69849 SH SOLE 69849 ISHARES GOLD TRUST ISHARES 464285105 75007 5350 SH SOLE 5350 ISHARES INC MSCI CHILE INVES 464286640 138292 1925 SH SOLE 1925 ISHARES INC MSCI MALAYSIA 464286830 129072 8727 SH SOLE 8727 ISHARES INC MSCI ITALY 464286855 325075 17496 SH SOLE 17496 ISHARES INC MSCI EMU INDEX 464286608 620 16 SH SOLE 16 ISHARES INC MSCI GERMAN 464286806 376979 14527 SH SOLE 14527 ISHARES INC MSCI STH AFRCA 464286780 148195 2032 SH SOLE 2032 ISHARES INC MSCI SINGAPORE 464286673 109074 7979 SH SOLE 7979 ISHARES INC MSCI CDA INDEX 464286509 387085 11517 SH SOLE 11517 ISHARES INC MSCI BRAZIL 464286400 157351 2030 SH SOLE 2030 ISHARES INC MSCI AUSTRALIA 464286103 435020 16342 SH SOLE 16342 ISHARES INC MSCI PAC J IDX 464286665 227202 4703 SH SOLE 4703 ISHARES SILVER TRUST ISHARES 46428Q109 55522 1510 SH SOLE 1510 ISHARES TR S&P MIDCP VALU 464287705 8103 94 SH SOLE 94 ISHARES TR JPMORGAN USD 464288281 7464 70 SH SOLE 70 ISHARES TR AGENCY BD FD 464288166 173320 1585 SH SOLE 1585 ISHARES TR S&P SMLCP GROW 464287887 24403 309 SH SOLE 309 ISHARES TR S&P EURO PLUS 464287861 669 16 SH SOLE 16 ISHARES TR DJ US INDEX FD 464287846 23492 350 SH SOLE 350 ISHARES TR DJ US BAS MATL 464287838 1212579 14831 SH SOLE 14831 ISHARES TR DJ US TECH SEC 464287721 212928 3200 SH SOLE 3200 ISHARES TR DJ OIL&GAS EXP 464288851 894 12 SH SOLE 12 ISHARES TR DJ US UTILS 464287697 3968 50 SH SOLE 50 ISHARES TR RUSL 3000 GROW 464287671 53199 1070 SH SOLE 1070 ISHARES TR DJ US ENERGY 464287796 274913 6050 SH SOLE 6050 ISHARES TR S&P NTL AMTFREE 464288414 592526 5958 SH SOLE 5958 ISHARES TR HIGH YLD CORP 464288513 1263442 13739 SH SOLE 13739 ISHARES TR BARCLY USAGG B 464287226 172100 1637 SH SOLE 1637 ISHARES TR BARCLYS MBS BD 464288588 1233522 11711 SH SOLE 11711 ISHARES TR DJ OIL EQUIP 464288844 588543 8678 SH SOLE 8678 ISHARES TR BARCLYS CR BD 464288620 22749 218 SH SOLE 218 ISHARES TR BARCLYS INTER CR 464288638 324820 3085 SH SOLE 3085 ISHARES TR BARCLYS 1-3YR CR 464288646 1665506 15947 SH SOLE 15947 ISHARES TR BARCLYS 3-7 YR 464288661 76044 666 SH SOLE 666 ISHARES TR US PFD STK IDX 464288687 386392 9745 SH SOLE 9745 ISHARES TR S&P GLB MTRLS 464288695 208732 2798 SH SOLE 2798 ISHARES TR RUSSELL 2000 464287655 1122836 13340 SH SOLE 13340 ISHARES TR DJ INTL SEL DIVD 464288448 160526 4484 SH SOLE 4484 ISHARES TR BARCLYS 7-10 YR 464287440 851783 9158 SH SOLE 9158 ISHARES TR MSCI GRW IDX 464288885 2178 35 SH SOLE 35 ISHARES TR 2015 S&P AMTFR 464289339 62290 1206 SH SOLE 1206 ISHARES TR LRGE CORE INDX 464287127 4507 61 SH SOLE 61 ISHARES TR NYSE COMP INDX 464287143 11175 145 SH SOLE 145 ISHARES TR DJ SEL DIV INX 464287168 651936 12506 SH SOLE 12506 ISHARES TR BARCLYS TIPS BD 464287176 1615350 14798 SH SOLE 14798 ISHARES TR FTSE CHINA25 IDX 464287184 384789 8568 SH SOLE 8568 ISHARES TR MSCI EMERG MKT 464287234 99773 2050 SH SOLE 2050 ISHARES TR S&P500 GRW 464287309 27140 395 SH SOLE 395 ISHARES TR IBOXX INV CPBD 464287242 1936994 17902 SH SOLE 17902 ISHARES TR S&P 500 VALUE 464287408 2090621 33022 SH SOLE 33022 ISHARES TR RUSL 2000 VALU 464287630 383311 5085 SH SOLE 5085 ISHARES TR BARCLYS 1-3 YR 464287457 1655591 19768 SH SOLE 19768 ISHARES TR MSCI EAFE INDEX 464287465 309591 5153 SH SOLE 5153 ISHARES TR RUSSELL MCP VL 464287473 66654 1384 SH SOLE 1384 ISHARES TR RUSSELL MIDCAP 464287499 82397 756 SH SOLE 756 ISHARES TR S&P MIDCAP 400 464287507 480324 4866 SH SOLE 4866 ISHARES TR NASDQ BIO INDX 464287556 4006 40 SH SOLE 40 ISHARES TR CONS SRVC IDX 464287580 349804 4954 SH SOLE 4954 ISHARES TR RUSSELL1000VAL 464287598 39485 575 SH SOLE 575 ISHARES TR S&P MC 400 GRW 464287606 308652 2797 SH SOLE 2797 ISHARES TR RUSSELL1000GRW 464287614 22676 375 SH SOLE 375 ISHARES TR RUSSELL 1000 464287622 6796 92 SH SOLE 92 ISHARES TR S&P NA NAT RES 464287374 15461 330 SH SOLE 330 ISIS PHARMACEUTICALS INC COM 464330109 9040 1000 SH SOLE 1000 ISTA PHARMACEUTICALS INC COM NEW 45031X204 10120 1000 SH SOLE 1000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 6614 275 SH SOLE 275 ITT CORP NEW COM 450911102 358799 5975 SH SOLE 5975 ITT EDUCATIONAL SERVICES INC COM 45068B109 954262 13096 SH SOLE 13096 JACOBS ENGR GROUP INC DEL COM 469814107 38573 750 SH SOLE 750 JDS UNIPHASE CORP COM PAR $0.001 46612J507 250 12 SH SOLE 12 JOHNSON & JOHNSON COM 478160104 740278 12495 SH SOLE 12495 JOHNSON CTLS INC COM 478366107 82310 1980 SH SOLE 1980 JOS A BANK CLOTHIERS INC COM 480838101 1016578 19805 SH SOLE 19805 JOY GLOBAL INC COM 481165108 39524 400 SH SOLE 400 JPMORGAN CHASE & CO COM 46625H100 260698 5655 SH SOLE 5655 JUNIPER NETWORKS INC COM 48203R104 14728 350 SH SOLE 350 KBR INC COM 48242W106 33389 884 SH SOLE 884 KIMBERLY CLARK CORP COM 494368103 192809 2954 SH SOLE 2954 KIMCO RLTY CORP COM 49446R109 75194 4100 SH SOLE 4100 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 32971 445 SH SOLE 445 KOHLBERG CAPITAL CORP COM 500233101 5204 630 SH SOLE 630 KOHLS CORP COM 500255104 201817 3805 SH SOLE 3805 KOPIN CORP COM 500600101 6870 1500 SH SOLE 1500 KRAFT FOODS INC CL A 50075N104 316170 10082 SH SOLE 10082 L-3 COMMUNICATIONS HLDGS INC COM 502424104 294452 3760 SH SOLE 3760 LACLEDE GROUP INC COM 505597104 77689 2039 SH SOLE 2039 LAKES ENTMNT INC COM 51206P109 6075 2250 SH SOLE 2250 LAUDER ESTEE COS INC CL A 518439104 63598 660 SH SOLE 660 LEAPFROG ENTERPRISES INC CL A 52186N106 83052 19225 SH SOLE 19225 LEGGETT & PLATT INC COM 524660107 17150 700 SH SOLE 700 LENDER PROCESSING SVCS INC COM 52602E102 12877 400 SH SOLE 400 LILLY ELI & CO COM 532457108 117116 3330 SH SOLE 3330 LIMITED BRANDS INC COM 532716107 22194 675 SH SOLE 675 LINCARE HLDGS INC COM 532791100 37372 1260 SH SOLE 1260 LINEAR TECHNOLOGY CORP COM 535678106 307641 9148 SH SOLE 9148 LIONS GATE ENTMNT CORP COM NEW 535919203 8125 1300 SH SOLE 1300 LMP CORPORATE LN FD INC COM 50208B100 17181 1380 SH SOLE 1380 LMP REAL ESTATE INCOME FD IN COM 50208C108 4667 450 SH SOLE 450 LOCKHEED MARTIN CORP COM 539830109 147695 1837 SH SOLE 1837 LOWES COS INC COM 548661107 192047 7266 SH SOLE 7266 LSI CORPORATION COM 502161102 40202 5912 SH SOLE 5912 LUBRIZOL CORP COM 549271104 453455 3385 SH SOLE 3385 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 7080 8000 PRN SOLE 8000 MACQUARIE FT TR GB INF UT DI COM 55607W100 4758 300 SH SOLE 300 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 5011 210 SH SOLE 210 MANITOWOC INC COM 563571108 81503 3725 SH SOLE 3725 MARATHON OIL CORP COM 565849106 5331 100 SH SOLE 100 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 4059 300 SH SOLE 300 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 4831 65 SH SOLE 65 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 145148 4848 SH SOLE 4848 MASCO CORP COM 574599106 13920 1000 SH SOLE 1000 MASIMO CORP COM 574795100 3310 100 SH SOLE 100 MATTEL INC COM 577081102 52354 2100 SH SOLE 2100 MAUI LD & PINEAPPLE INC COM 577345101 1425 250 SH SOLE 250 MAXIM INTEGRATED PRODS INC COM 57772K101 94902 3707 SH SOLE 3707 MCDONALDS CORP COM 580135101 242917 3193 SH SOLE 3193 MCGRAW HILL COS INC COM 580645109 14381 365 SH SOLE 365 MEADWESTVACO CORP COM 583334107 3124 103 SH SOLE 103 MEDASSETS INC COM 584045108 27813 1825 SH SOLE 1825 MEDCO HEALTH SOLUTIONS INC COM 58405U102 33584 598 SH SOLE 598 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 27234 850 SH SOLE 850 MEDTRONIC INC COM 585055106 284830 7239 SH SOLE 7239 MERCK & CO INC NEW COM 58933Y105 271638 8229 SH SOLE 8229 MESABI TR CTF BEN INT 590672101 423743 10300 SH SOLE 10300 METLIFE INC COM 59156R108 38245 855 SH SOLE 855 METROPCS COMMUNICATIONS INC COM 591708102 54404 3350 SH SOLE 3350 MFS CHARTER INCOME TR SH BEN INT 552727109 136835 14971 SH SOLE 14971 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 139645 21820 SH SOLE 21820 MFS INTER INCOME TR SH BEN INT 55273C107 173867 28410 SH SOLE 28410 MICROCHIP TECHNOLOGY INC COM 595017104 83845 2206 SH SOLE 2206 MICRON TECHNOLOGY INC COM 595112103 4588 400 SH SOLE 400 MICROSOFT CORP COM 594918104 1222070 47807 SH SOLE 47807 MILLER HERMAN INC COM 600544100 13745 500 SH SOLE 500 MONSANTO CO NEW COM 61166W101 14452 200 SH SOLE 200 MORGAN STANLEY COM NEW 617446448 6830 250 SH SOLE 250 MOTOROLA MOBILITY HLDGS INC COM 620097105 5783 237 SH SOLE 237 MOTOROLA SOLUTIONS INC COM NEW 620076307 12111 271 SH SOLE 271 MOTRICITY INC COM 620107102 9748 649 SH SOLE 649 MURPHY OIL CORP COM 626717102 6607 90 SH SOLE 90 NATIONAL OILWELL VARCO INC COM 637071101 13873 175 SH SOLE 175 NAVIGANT CONSULTING INC COM 63935N107 4995 500 SH SOLE 500 NETEASE COM INC SPONSORED ADR 64110W102 1082688 21658 SH SOLE 21658 NEW YORK CMNTY BANCORP INC COM 649445103 118664 6875 SH SOLE 6875 NEXTERA ENERGY INC COM 65339F101 189393 3436 SH SOLE 3436 NICOR INC COM 654086107 13425 250 SH SOLE 250 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 3015 3000 PRN SOLE 3000 NIKE INC CL B 654106103 30280 400 SH SOLE 400 NISOURCE INC COM 65473P105 1745 91 SH SOLE 91 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1104104 24008 SH SOLE 24008 NOKIA CORP SPONSORED ADR 654902204 206053 24213 SH SOLE 24213 NORFOLK SOUTHERN CORP COM 655844108 38099 550 SH SOLE 550 NORTHERN TR CORP COM 665859104 83740 1650 SH SOLE 1650 NORTHROP GRUMMAN CORP COM 666807102 18814 300 SH SOLE 300 NOVAGOLD RES INC COM NEW 66987E206 73450 5650 SH SOLE 5650 NOVARTIS A G SPONSORED ADR 66987V109 118866 2187 SH SOLE 2187 NOVAVAX INC COM 670002104 15022 5800 SH SOLE 5800 NRG ENERGY INC COM NEW 629377508 952340 43787 SH SOLE 43787 NTELOS HLDGS CORP COM 67020Q107 5520 300 SH SOLE 300 NUCOR CORP COM 670346105 535112 11628 SH SOLE 11628 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 4641 410 SH SOLE 410 NUVEEN REAL ESTATE INCOME FD COM 67071B108 4685 433 SH SOLE 433 NVIDIA CORP COM 67066G104 3692 200 SH SOLE 200 NYSE EURONEXT COM 629491101 284143 8079 SH SOLE 8079 OFFICEMAX INC DEL COM 67622P101 3235 250 SH SOLE 250 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 3600 3000 PRN SOLE 3000 OMNICARE INC DBCV 3.250%12/1 681904AL2 3710 4000 PRN SOLE 4000 OMNICARE INC COM 681904108 6748 225 SH SOLE 225 OMNICOM GROUP INC COM 681919106 86836 1770 SH SOLE 1770 ON SEMICONDUCTOR CORP COM 682189105 4930 500 SH SOLE 500 ONEOK INC NEW COM 682680103 37787 565 SH SOLE 565 OPENWAVE SYS INC COM NEW 683718308 5457 2550 SH SOLE 2550 OPTIONSXPRESS HLDGS INC COM 684010101 9136 500 SH SOLE 500 ORACLE CORP COM 68389X105 626631 18743 SH SOLE 18743 OSHKOSH CORP COM 688239201 17690 500 SH SOLE 500 PATTERSON COMPANIES INC COM 703395103 6438 200 SH SOLE 200 PAYCHEX INC COM 704326107 76897 2450 SH SOLE 2450 PENNANTPARK INVT CORP COM 708062104 4351 365 SH SOLE 365 PEOPLES UNITED FINANCIAL INC COM 712704105 47804 3800 SH SOLE 3800 PEPSICO INC COM 713448108 322709 5010 SH SOLE 5010 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 21820 1000 SH SOLE 1000 PERRIGO CO COM 714290103 441336 5550 SH SOLE 5550 PETROHAWK ENERGY CORP COM 716495106 44542 1815 SH SOLE 1815 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1216670 30093 SH SOLE 30093 PETSMART INC COM 716768106 44021 1075 SH SOLE 1075 PFIZER INC COM 717081103 119871 5902 SH SOLE 5902 PG&E CORP COM 69331C108 22620 512 SH SOLE 512 PHILIP MORRIS INTL INC COM 718172109 287197 4376 SH SOLE 4376 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 122322 6302 SH SOLE 6302 PIMCO ETF TR ENHAN SHRT MAT 72201R833 192776 1910 SH SOLE 1910 PIMCO ETF TR 1-5 US TIP IDX 72201R205 367314 6876 SH SOLE 6876 PITNEY BOWES INC COM 724479100 26975 1050 SH SOLE 1050 PITTSBURGH & W VA RR SH BEN INT 724819107 10350 1000 SH SOLE 1000 PLATINUM GROUP METALS LTD COM NEW 72765Q205 71708 36400 SH SOLE 36400 PLUM CREEK TIMBER CO INC COM 729251108 154682 3547 SH SOLE 3547 PMC COML TR SH BEN INT 693434102 4335 500 SH SOLE 500 PNC FINL SVCS GROUP INC COM 693475105 259524 4120 SH SOLE 4120 PNM RES INC COM 69349H107 4476 300 SH SOLE 300 POLYCOM INC COM 73172K104 25925 500 SH SOLE 500 POSCO SPONSORED ADR 693483109 22859 200 SH SOLE 200 POTASH CORP SASK INC COM 73755L107 108728 1845 SH SOLE 1845 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1158099 37958 SH SOLE 37958 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 6298 250 SH SOLE 250 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 147104 9086 SH SOLE 9086 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 35409 1802 SH SOLE 1802 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5397 78 SH SOLE 78 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 46257 2550 SH SOLE 2550 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 299684 13481 SH SOLE 13481 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 205493 14320 SH SOLE 14320 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 51732 1958 SH SOLE 1958 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 246487 4292 SH SOLE 4292 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1357223 39650 SH SOLE 39650 PPG INDS INC COM 693506107 138055 1450 SH SOLE 1450 PROCTER & GAMBLE CO COM 742718109 777946 12629 SH SOLE 12629 PROGRESS ENERGY INC COM 743263105 2445 53 SH SOLE 53 PROSHARES TR PSHS ULTSH 20YRS 74347R297 526705 14068 SH SOLE 14068 PROSHARES TR PSHS SHRT S&P500 74347R503 39730 965 SH SOLE 965 PROSHARES TR PSHS ULTASH DW30 74347R867 134821 7553 SH SOLE 7553 PROSHARES TR ULT MSCI BRAZL 74347X542 334780 9250 PRN SOLE 9250 PROSHARES TR PSHS SHTFINL ETF 74347R230 35897 1021 SH SOLE 1021 PROSHARES TR II ULTRASHORT YEN 74347W858 298687 18358 SH SOLE 18358 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 12160 2000 SH SOLE 2000 PRUDENTIAL FINL INC COM 744320102 203214 3300 SH SOLE 3300 PUBLIC STORAGE COM 74460D109 40926 369 SH SOLE 369 PUBLIC SVC ENTERPRISE GROUP COM 744573106 4916 156 SH SOLE 156 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 147262 24918 SH SOLE 24918 QUALCOMM INC COM 747525103 168056 3065 SH SOLE 3065 QUANEX BUILDING PRODUCTS COR COM 747619104 10797 550 SH SOLE 550 QUANTA SVCS INC COM 74762E102 22430 1000 SH SOLE 1000 RADCOM LTD SHS NEW M81865111 138880 14000 SH SOLE 14000 RANGE RES CORP COM 75281A109 5846 100 SH SOLE 100 RARE ELEMENT RES LTD COM 75381M102 247619 18800 SH SOLE 18800 RAYONIER INC COM 754907103 31155 500 SH SOLE 500 RAYTHEON CO COM NEW 755111507 50870 1000 SH SOLE 1000 REALTY INCOME CORP COM 756109104 46553 1332 SH SOLE 1332 RESEARCH IN MOTION LTD COM 760975102 838663 14693 SH SOLE 14693 RF MICRODEVICES INC COM 749941100 1282 200 SH SOLE 200 RIO TINTO PLC SPONSORED ADR 767204100 11095 156 SH SOLE 156 ROBERT HALF INTL INC COM 770323103 57834 1890 SH SOLE 1890 ROGERS CORP COM 775133101 7886 175 SH SOLE 175 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 95884 1316 SH SOLE 1316 RPM INTL INC COM 749685103 78426 3305 SH SOLE 3305 RYDEX ETF TRUST S&P500 PUR VAL 78355W304 41709 1348 SH SOLE 1348 SABINE ROYALTY TR UNIT BEN INT 785688102 4124 68 SH SOLE 68 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1018 50 SH SOLE 50 SAFEWAY INC COM NEW 786514208 4237 180 SH SOLE 180 SAIC INC COM 78390X101 894474 52375 SH SOLE 52375 SANDISK CORP COM 80004C101 891247 19132 SH SOLE 19132 SANOFI AVENTIS SPONSORED ADR 80105N105 63748 1810 SH SOLE 1810 SCHLUMBERGER LTD COM 806857108 173650 1862 SH SOLE 1862 SCHWAB CHARLES CORP NEW COM 808513105 152776 8474 SH SOLE 8474 SCICLONE PHARMACEUTICALS INC COM 80862K104 87870 21750 SH SOLE 21750 SCRIPPS E W CO OHIO CL A NEW 811054402 1485 150 SH SOLE 150 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 22541 450 SH SOLE 450 SEI INVESTMENTS CO COM 784117103 30089 1260 SH SOLE 1260 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 514537 12857 SH SOLE 12857 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5386 180 SH SOLE 180 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1088572 13650 SH SOLE 13650 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1037322 32548 SH SOLE 32548 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1045839 27767 SH SOLE 27767 SEMPRA ENERGY COM 816851109 22685 424 SH SOLE 424 SHAW GROUP INC COM 820280105 7082 200 SH SOLE 200 SHERWIN WILLIAMS CO COM 824348106 2542 30 SH SOLE 30 SHIP FINANCE INTERNATIONAL L SHS G81075106 1037 50 SH SOLE 50 SIGMA ALDRICH CORP COM 826552101 12728 200 SH SOLE 200 SIRIUS XM RADIO INC COM 82967N108 68723 41650 SH SOLE 41650 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 1258 1000 PRN SOLE 1000 SNAP ON INC COM 833034101 27027 450 SH SOLE 450 SONDE RES CORP COM 835426107 722 200 SH SOLE 200 SONIC CORP COM 835451105 9050 1000 SH SOLE 1000 SONOCO PRODS CO COM 835495102 67026 1850 SH SOLE 1850 SOUTHERN CO COM 842587107 7622 200 SH SOLE 200 SOUTHWEST AIRLS CO COM 844741108 5052 400 SH SOLE 400 SOUTHWESTERN ENERGY CO COM 845467109 161140 3750 SH SOLE 3750 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 43673 355 SH SOLE 355 SPDR GOLD TRUST GOLD SHS 78463V107 1956086 13986 SH SOLE 13986 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 136293 3492 SH SOLE 3492 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 157698 2672 SH SOLE 2672 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 17274 640 SH SOLE 640 SPDR S&P 500 ETF TR TR UNIT 78462F103 358657 2705 SH SOLE 2705 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1223818 6816 SH SOLE 6816 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 93780 2315 SH SOLE 2315 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 39633 560 SH SOLE 560 SPDR SERIES TRUST S&P DIVID ETF 78464A763 87074 1608 SH SOLE 1608 SPDR SERIES TRUST OILGAS EQUIP 78464A748 703915 16009 SH SOLE 16009 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 45609 708 SH SOLE 708 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 12153 510 SH SOLE 510 SPDR SERIES TRUST DJ REIT ETF 78464A607 121642 1883 SH SOLE 1883 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2741 60 SH SOLE 60 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 35317 483 SH SOLE 483 SPECTRUM PHARMACEUTICALS INC COM 84763A108 22225 2500 SH SOLE 2500 SPRINT NEXTEL CORP COM SER 1 852061100 6960 1500 SH SOLE 1500 ST JUDE MED INC COM 790849103 35882 700 SH SOLE 700 STANLEY BLACK & DECKER INC COM 854502101 30640 400 SH SOLE 400 STAPLES INC COM 855030102 78943 4065 SH SOLE 4065 STATE STR CORP COM 857477103 838322 18494 SH SOLE 18494 STERICYCLE INC COM 858912108 8867 100 SH SOLE 100 STMICROELECTRONICS N V NY REGISTRY 861012102 6210 500 SH SOLE 500 STRYKER CORP COM 863667101 197296 3245 SH SOLE 3245 SUN LIFE FINL INC COM 866796105 93063 2961 SH SOLE 2961 SUNCOR ENERGY INC NEW COM 867224107 80443 1794 SH SOLE 1794 SUNOPTA INC COM 8676EP108 7430 1000 SH SOLE 1000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 199960 5754 SH SOLE 5754 SYNGENTA AG SPONSORED ADR 87160A100 26068 400 SH SOLE 400 SYSCO CORP COM 871829107 202487 7310 SH SOLE 7310 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 200443 16457 SH SOLE 16457 TARGET CORP COM 87612E106 118774 2375 SH SOLE 2375 TEEKAY CORPORATION COM Y8564W103 7386 200 SH SOLE 200 TELEFLEX INC COM 879369106 37687 650 SH SOLE 650 TELEFONICA S A SPONSORED ADR 879382208 18915 750 SH SOLE 750 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1826 100 SH SOLE 100 TELUS CORP NON-VTG SHS 87971M202 174859 3606 SH SOLE 3606 TEMPLETON EMERG MKTS INCOME COM 880192109 127050 7626 SH SOLE 7626 TEMPLETON GLOBAL INCOME FD COM 880198106 255916 24396 SH SOLE 24396 TENARIS S A SPONSORED ADR 88031M109 7567 153 SH SOLE 153 TESLA MTRS INC COM 88160R101 22200 800 SH SOLE 800 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 326105 6500 SH SOLE 6500 TEXAS INSTRS INC COM 882508104 95180 2754 SH SOLE 2754 TEXTRON INC COM 883203101 16434 600 SH SOLE 600 THERMO FISHER SCIENTIFIC INC COM 883556102 19443 350 SH SOLE 350 TIME WARNER CABLE INC COM 88732J207 8205 115 SH SOLE 115 TIME WARNER INC COM NEW 887317303 21991 616 SH SOLE 616 TORONTO DOMINION BK ONT COM NEW 891160509 150511 1699 SH SOLE 1699 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 43724 1088 SH SOLE 1088 TOTAL S A SPONSORED ADR 89151E109 163095 2675 SH SOLE 2675 TOTAL SYS SVCS INC COM 891906109 9010 500 SH SOLE 500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7624 95 SH SOLE 95 TRACTOR SUPPLY CO COM 892356106 112238 1875 SH SOLE 1875 TRANSOCEAN LTD REG SHS H8817H100 14811 190 SH SOLE 190 TRAVELERS COMPANIES INC COM 89417E109 18082 304 SH SOLE 304 TRIANGLE PETE CORP COM NEW 89600B201 3652 440 SH SOLE 440 TRINITY INDS INC COM 896522109 7334 200 SH SOLE 200 TRUE RELIGION APPAREL INC COM 89784N104 900922 38046 SH SOLE 38046 TYSON FOODS INC CL A 902494103 959926 49547 SH SOLE 49547 U S ENERGY CORP WYO COM 911805109 1252 200 SH SOLE 200 ULTRA PETROLEUM CORP COM 903914109 142581 2895 SH SOLE 2895 UMB FINL CORP COM 902788108 242163 6481 SH SOLE 6481 UNDER ARMOUR INC CL A 904311107 1701 25 SH SOLE 25 UNILEVER N V N Y SHS NEW 904784709 127886 4078 SH SOLE 4078 UNION PAC CORP COM 907818108 226200 2300 SH SOLE 2300 UNITED PARCEL SERVICE INC CL B 911312106 396794 5339 SH SOLE 5339 UNITED STATES NATL GAS FUND UNIT NEW 912318110 106953 9300 PRN SOLE 9300 UNITED STATES STL CORP NEW COM 912909108 5394 100 SH SOLE 100 UNITED TECHNOLOGIES CORP COM 913017109 221321 2615 SH SOLE 2615 UNITEDHEALTH GROUP INC COM 91324P102 1144962 25121 SH SOLE 25121 UNITRIN INC COM 913275103 6176 200 SH SOLE 200 URANIUM RES INC COM PAR $0.001 916901507 79862 38580 SH SOLE 38580 URS CORP NEW COM 903236107 9210 200 SH SOLE 200 URSTADT BIDDLE PPTYS INS COM 917286106 804 50 SH SOLE 50 URSTADT BIDDLE PPTYS INS CL A 917286205 951 50 SH SOLE 50 US BANCORP DEL COM NEW 902973304 182900 6920 SH SOLE 6920 USA MOBILITY INC COM 90341G103 3417 236 SH SOLE 236 USEC INC NOTE 3.000%10/0 90333EAC2 7900 10000 PRN SOLE 10000 V F CORP COM 918204108 250690 2544 SH SOLE 2544 VALE S A ADR 91912E105 184727 5539 SH SOLE 5539 VALERO ENERGY CORP NEW COM 91913Y100 86778 2910 SH SOLE 2910 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 9778 125 SH SOLE 125 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 598870 7484 SH SOLE 7484 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 3351114 41807 SH SOLE 41807 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 49188 600 SH SOLE 600 VANGUARD INDEX FDS GROWTH ETF 922908736 1532270 23830 SH SOLE 23830 VANGUARD INDEX FDS STK MRK ETF 922908769 86675 1261 SH SOLE 1261 VANGUARD INDEX FDS VALUE ETF 922908744 152294 2685 SH SOLE 2685 VANGUARD INDEX FDS MID CAP ETF 922908629 29401 365 SH SOLE 365 VANGUARD INDEX FDS SM CP VAL ETF 922908611 39155 548 SH SOLE 548 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2595231 30072 SH SOLE 30072 VANGUARD INDEX FDS REIT ETF 922908553 897744 15354 SH SOLE 15354 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 14221 210 SH SOLE 210 VANGUARD INDEX FDS SMALL CP ETF 922908751 47868 606 SH SOLE 606 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 52033 1055 SH SOLE 1055 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 71352 1278 SH SOLE 1278 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1573449 32144 SH SOLE 32144 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 181098 3486 SH SOLE 3486 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 216399 2742 SH SOLE 2742 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 3025 50 SH SOLE 50 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 61783 1113 SH SOLE 1113 VANGUARD TAX-MANAGED FD MSCI EAFE ETF 921943858 2443361 65488 SH SOLE 65488 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 26389 375 SH SOLE 375 VANGUARD WORLD FDS INF TECH ETF 92204A702 3854 60 SH SOLE 60 VANGUARD WORLD FDS MATERIALS ETF 92204A801 45427 520 SH SOLE 520 VANGUARD WORLD FDS TELCOMM ETF 92204A884 366374 5343 SH SOLE 5343 VANGUARD WORLD FDS ENERGY ETF 92204A306 369449 3165 SH SOLE 3165 VARIAN MED SYS INC COM 92220P105 65341 966 SH SOLE 966 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 15585 500 SH SOLE 500 VERIZON COMMUNICATIONS INC COM 92343V104 98702 2561 SH SOLE 2561 VIACOM INC NEW CL A 92553P102 3997 75 SH SOLE 75 VIACOM INC NEW CL B 92553P201 3442 74 SH SOLE 74 VISA INC COM CL A 92826C839 168664 2291 SH SOLE 2291 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 334832 11646 SH SOLE 11646 VORNADO RLTY TR SH BEN INT 929042109 45325 518 SH SOLE 518 VOYAGER OIL & GAS INC COM 92911K100 172480 39200 SH SOLE 39200 WABCO HLDGS INC COM 92927K102 95542 1550 SH SOLE 1550 WAL MART STORES INC COM 931142103 602268 11571 SH SOLE 11571 WALGREEN CO COM 931422109 264970 6602 SH SOLE 6602 WASHINGTON POST CO CL B 939640108 266912 610 SH SOLE 610 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 52449 1687 SH SOLE 1687 WASTE MGMT INC DEL COM 94106L109 230724 6179 SH SOLE 6179 WATERS CORP COM 941848103 41278 475 SH SOLE 475 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 196620 8700 SH SOLE 8700 WELLPOINT INC COM 94973V107 118644 1700 SH SOLE 1700 WELLS FARGO & CO NEW COM 949746101 20454 645 SH SOLE 645 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 12490 1000 SH SOLE 1000 WESTERN ASSET HIGH INCM FD I COM 95766J102 59160 6000 SH SOLE 6000 WESTERN ASSET WORLDWIDE INCO COM 957668106 43325 3325 SH SOLE 3325 WESTERN DIGITAL CORP COM 958102105 1052812 27958 SH SOLE 27958 WGL HLDGS INC COM 92924F106 69303 1777 SH SOLE 1777 WHOLE FOODS MKT INC COM 966837106 9885 150 SH SOLE 150 WINDSTREAM CORP COM 97381W104 228040 17705 SH SOLE 17705 WISDOMTREE TR EM LCL DEBT FD 97717X867 456758 8799 PRN SOLE 8799 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 1111277 48570 SH SOLE 48570 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 17311 363 SH SOLE 363 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 213900 8625 SH SOLE 8625 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 17158 319 SH SOLE 319 WOLVERINE WORLD WIDE INC COM 978097103 5592 150 SH SOLE 150 WORLD ACCEP CORP DEL COM 981419104 1095294 16629 SH SOLE 16629 WYNDHAM WORLDWIDE CORP COM 98310W108 2704 85 SH SOLE 85 XCEL ENERGY INC COM 98389B100 9007 377 SH SOLE 377 XEROX CORP COM 984121103 72238 6783 SH SOLE 6783 XILINX INC COM 983919101 13120 400 SH SOLE 400 YAMANA GOLD INC COM 98462Y100 51702 4200 SH SOLE 4200 ZIMMER HLDGS INC COM 98956P102 63254 1045 SH SOLE 1045 ZIX CORP COM 98974P100 3700 1000 SH SOLE 1000