0001056466-11-000004.txt : 20110510 0001056466-11-000004.hdr.sgml : 20110510 20110510124435 ACCESSION NUMBER: 0001056466-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLARK ESTATES INC/NY CENTRAL INDEX KEY: 0001056466 IRS NUMBER: 135524538 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06760 FILM NUMBER: 11826818 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2129776900 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 form13f03_11.txt MARCH 31, 2011 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Clark Estates, Inc. Address: One Rockefeller Plaza 31st Floor New York, NY 10020 13F File Number: 028-06760 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Richard C. Vanison Title: Treasurer Phone: 212-977-6900 Signature, Place and date of Signing: Richard C. Vanison New York, New York 05/09/2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total (x$1000): $488,148 List of Other Included Managers: No. 13F File Number Name
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABINGTON BANCORP INC COM 00350L109 1164 95149 SH SOLE 95149 0 0 ALLIANCE BANCCORP INC PA NEW COM 01890A108 13 1200 SH SOLE 1200 0 0 ALTRIA GROUP INC COM 02209S103 8 300 SH SOLE 300 0 0 AMEDISYS INC COM 023436108 2451 70021 SH SOLE 70021 0 0 ARBITRON INC COM COM 03875Q108 640 16000 SH SOLE 16000 0 0 ARTIO GLOBAL INVESTORS INC COM 04315B107 4318 267212 SH SOLE 267212 0 0 BP P.L.C. ADR SPONSORED ADR 055622104 23 513 SH SOLE 513 0 0 BANK OF AMERICA CORPORATION COM 060505104 7 532 SH SOLE 532 0 0 BANK OF NEW YORK MELLON CORP. COM 064058100 19171 641800 SH SOLE 641800 0 0 BLACK DIAMOND INC COM 09202G101 2 300 SH SOLE 300 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 2356 103833 SH SOLE 103833 0 0 CVS CORP COM 126650100 6281 183000 SH SOLE 183000 0 0 CAPE BANCORP INC COM 139209100 213 21600 SH SOLE 21600 0 0 CARRIAGE SVCS INC COMMON COM 143905107 1681 305036 SH SOLE 305036 0 0 CENTER BANCORP INC COM 151408101 3729 388871 SH SOLE 388871 0 0 CHEVRON TEXACO CORP COM 166764100 21 200 SH SOLE 200 0 0 CISCO SYSTEMS COM 17275R102 24734 1442200 SH SOLE 1442200 0 0 CITIGROUP INC COM 172967101 44 10000 SH SOLE 10000 0 0 COLONIAL FINL SVCS INC COM 19566B101 328 25366 SH SOLE 25366 0 0 CREE INC COM 225447101 277 6000 SH SOLE 6000 0 0 DTS INC COM 23335C101 933 20000 SH SOLE 20000 0 0 DELL, INC. COM 24702R101 2469 170151 SH SOLE 170151 0 0 DEVRY INC COM 251893103 606 11000 SH SOLE 11000 0 0 DIGIMARC CORP. NEW COM 25381B101 992 34320 SH SOLE 34320 0 0 DISH NETWORK CORP CL A CL A 25470M109 2517 103318 SH SOLE 103318 0 0 DUKE ENERGY HLD COM 26441C105 9 500 SH SOLE 500 0 0 EDWARDS LIFE SCIENCES CORP COM 28176E108 1131 13000 SH SOLE 13000 0 0 EXPEDIA INC COM 30212P105 2733 120602 SH SOLE 120602 0 0 EXXON-MOBIL CORP COM 30231G102 180 2140 SH SOLE 2140 0 0 FTI CONSULTING INC COM COM 302941109 1961 51158 SH SOLE 51158 0 0 FOSTER L B CO COM 350060109 172 4000 SH SOLE 4000 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 1318 94650 SH SOLE 94650 0 0 FRONTEER GOLD INC COM 359032109 1055 70000 SH SOLE 70000 0 0 GEN PROBE INC NEW COM 36866T103 1327 20000 SH SOLE 20000 0 0 GENERAL ELEC CO COM 369604103 1656 82604 SH SOLE 82604 0 0 HEALTHWAYS INC COM 422245100 3084 200638 SH SOLE 200638 0 0 HERITAGE FINANCIAL GROUP INC COM 42726X102 191 15000 SH SOLE 15000 0 0 HEWLETT PACKARD CO COM 428236103 25337 618429 SH SOLE 618429 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 2589 35878 SH SOLE 35878 0 0 INTEL CORP COM 458140100 2360 116942 SH SOLE 116942 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2043 12529 SH SOLE 12529 0 0 JOHNSON & JOHNSON COM 478160104 348 5867 SH SOLE 5867 0 0 KRAFT FOODS INC CL A 50075N104 26976 860190 SH SOLE 860190 0 0 LHC GROUP INC COM 50187A107 2465 82152 SH SOLE 82152 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 14917 190488 SH SOLE 190488 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 14160 153700 SH SOLE 153700 0 0 LENDER PROCESSING SVCS INC COM COM 52602E102 2338 72636 SH SOLE 72636 0 0 LILLY ELI & CO COM 532457108 2495 70950 SH SOLE 70950 0 0 LUMINEX CORP DEL COM 55027E102 17352 924932 SH SOLE 924932 0 0 MANTECH INTERNATIONAL CORP COM 564563104 2553 60216 SH SOLE 60216 0 0 MASTERCARD INC COM 57636Q104 13700 54427 SH SOLE 54427 0 0 MEDICIS PHARMACEUTICAL CORP COM 584690309 2963 92487 SH SOLE 92487 0 0 MEDNAX INC COM 58502B106 2390 35887 SH SOLE 35887 0 0 MICROSOFT CORP COM 594918104 8415 331428 SH SOLE 331428 0 0 MYRIAD GENETICS INC COM 62855J104 806 40000 SH SOLE 40000 0 0 NAVIGANT CONSULTING INC COM 63935N107 3512 351600 SH SOLE 351600 0 0 NEUSTAR INC CL A CL A 64126X201 2453 95893 SH SOLE 95893 0 0 OBA FINL SVCS INC COM 67424G101 582 40060 SH SOLE 40060 0 0 OCEAN SHORE HOLDING CO COM 67501R103 288 22122 SH SOLE 22122 0 0 ORBITAL SCIENCES CORP COM 685564106 757 40000 SH SOLE 40000 0 0 ORITANI FINANCIAL CORP NEW COM 68633D103 1276 100665 SH SOLE 100665 0 0 PEOPLES FED BANCSHARES INC COM 711037101 142 10100 SH SOLE 10100 0 0 PFIZER INC COM 717081103 48007 2363677 SH SOLE 2363677 0 0 PHILIP MORRIS COM 718172109 20 300 SH SOLE 300 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 2998 260707 SH SOLE 260707 0 0 PRICELINE COM INC COM 741503403 1266 2500 SH SOLE 2500 0 0 PROCTOR & GAMBLE CO. COM 742718109 68 1110 SH SOLE 1110 0 0 QUEST DIAG INC COM 74834L100 5572 96532 SH SOLE 96532 0 0 RALCORP HLDGS INC NEW COM 751028101 1 11 SH SOLE 11 0 0 RANDGOLD RES LTD COM 752344309 1305 16000 SH SOLE 16000 0 0 RAYTHEON CO COM 755111507 2416 47499 SH SOLE 47499 0 0 ROSETTA STONE INC COM COM 777780107 462 35000 SH SOLE 35000 0 0 ROVI CORP COM 779376102 1073 20000 SH SOLE 20000 0 0 ROYAL GOLD INC COM 780287108 681 13000 SH SOLE 13000 0 0 SI FINANCIAL GROUP INC COM 78425V104 251 25400 SH SOLE 25400 0 0 SYMANTEC CORP COM COM 871503108 2212 119308 SH SOLE 119308 0 0 TF FINANCIAL CORP COM 872391107 181 8680 SH SOLE 8680 0 0 TRC COS INC COM 872625108 27843 5764677 SH SOLE 5764677 0 0 TASER INTL INC COM 87651B104 406 100000 SH SOLE 100000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 11940 238000 SH SOLE 238000 0 0 TEXAS INSTRS INC COM 882508104 28 815 SH SOLE 815 0 0 THERMO FISHER SCIENTIFIC COM 883556102 3000 54000 SH SOLE 54000 0 0 THE STREET.COM COM 88368Q103 3794 1132528 SH SOLE 1132528 0 0 3-D SYS CORP DEL COM NEW 88554D205 70798 1458857 SH SOLE 1458857 0 0 UNILEVER PLC ADR 904767704 6246 204000 SH SOLE 204000 0 0 VIACOM INC NEW CL B 92553P201 11383 244680 SH SOLE 244680 0 0 WESTERN DIGITAL CORP COM 958102105 2495 66914 SH SOLE 66914 0 0 WESTERN UN CO COM 959802109 16265 783085 SH SOLE 783085 0 0 XEROX CORP COM 984121103 6337 595000 SH SOLE 595000 0 0 TYCO INTL LTD COM H89128104 18088 404020 SH SOLE 404020 0 0