0000807249-11-000155.txt : 20110428 0000807249-11-000155.hdr.sgml : 20110428 20110427185221 ACCESSION NUMBER: 0000807249-11-000155 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110427 EFFECTIVENESS DATE: 20110428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 11785013 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR/A 1 gsi13f2q10a1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ X ] ; Amendment Number: 1 This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY April 27, 2011 This amendment to Form 13F is being filed to correct our previous Form 13F Notice Filing to a Form 13F Holdings Report. The positions on this report were previously reported on the 13F Holdings Report for CIK 0000807249 for the corresponding quarter end. Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 166 FORM 13F INFORMATION TABLE VALUE TOTAL: $273,154 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABRAXIS BIOSCIENCE INC NEW COM COM 00383Y102 1224 16495 SH SOLE 16495 0 0 ACTIVE PWR INC COM COM 00504W100 31 40000 SH SOLE 40000 0 0 AES CORP COM COM 00130H105 235 25400 SH SOLE 25400 0 0 AGNICO-EAGLE MINES (USD) COM 008474108 213 3500 SH SOLE 3500 0 0 AIRGAS INC COM COM 009363102 1362 21900 SH SOLE 21900 0 0 ALCON INC COM SHS COM H01301102 4135 27900 SH SOLE 27900 0 0 ALLEGHENY ENERGY INC COM COM 017361106 1324 64000 SH SOLE 64000 0 0 ALLIED DEFENSE GROUP INC COM COM 019118108 224 59130 SH SOLE 59130 0 0 ALLIS CHALMERS ENERGY INC COM COM 019645506 73 35500 SH SOLE 35500 0 0 ALLSCRIPTS HEALTHCARE SOLUTICO COM 01988P108 515 32000 SH SOLE 32000 0 0 AMERICAN ITALIAN PASTA CO. COM 027070101 8359 158098 SH SOLE 158098 0 0 AMKOR TECHNOLOGY INC COM COM 031652100 385 69800 SH SOLE 69800 0 0 ARCHER DANIELS 0.875% 02/15/14 CONVERTIBLE BOND 039483AW2 949 1000000 PRN SOLE 1000000 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 31 10000 SH SOLE 10000 0 0 ARENA RESOURCES INC COM COM 040049108 510 16000 SH SOLE 16000 0 0 ARGON ST INC COM COM 040149106 1629 47500 SH SOLE 47500 0 0 ATS MED INC COM COM 002083103 2742 690739 SH SOLE 690739 0 0 BANK OF AMERICA COM 060505104 1562 108729 SH SOLE 108729 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 296 12000 SH SOLE 12000 0 0 BARRICK GOLD(R:ABX.N B:ABX US) COM 067901108 227 5000 SH SOLE 5000 0 0 BAXTER INTL INC COM COM 071813109 345 8500 SH SOLE 8500 0 0 BEAZER HOMES USA INC COM COM 07556Q105 124 34200 SH SOLE 34200 0 0 BELL MICROPRODUC 3.750% 03/05/ CONVERTIBLE BOND 078137AC0 1990 2000000 PRN SOLE 2000000 0 0 BELL MICROPRODUCTS INC COM COM 078137106 3006 430631 SH SOLE 430631 0 0 BELO CORP COM 080555105 222 39100 SH SOLE 39100 0 0 BIOLASE TECHNOLOGY INC COM COM 090911108 15 10000 SH SOLE 10000 0 0 BIOSPHERE MEDICAL INC COM COM 09066V103 771 178379 SH SOLE 178379 0 0 BOOTS & COOTS/INTL WELL CTRLCO COM 099469504 1370 464300 SH SOLE 464300 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 203 35000 SH SOLE 35000 0 0 BOWNE & CO INC COM COM 103043105 4020 358300 SH SOLE 358300 0 0 CABLEVISION SYS NY GROUP A COM 12686C109 228 9500 SH SOLE 9500 0 0 CARDIAC SCIENCE CORP COM COM 14141A108 30 30700 SH SOLE 30700 0 0 CARNIVAL CORP CL A COM 143658300 756 25000 SH SOLE 25000 0 0 CASCAL N V COM COM N1842P109 67 10000 SH SOLE 10000 0 0 CASEYS GEN STORES INC COM COM 147528103 1134 32500 SH SOLE 32500 0 0 CBS CORP CLASS A COM 124857103 153 11750 SH SOLE 11750 0 0 CENTRAL EUROPEAN 3.000% 03/15/ CONVERTIBLE BOND 153435AA0 838 1000000 PRN SOLE 1000000 0 0 CEPHALON INC COM COM 156708109 306 5400 SH SOLE 5400 0 0 CF INDS HLDGS INC COM COM 125269100 267 4203 SH SOLE 4203 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 531 575000 PRN SOLE 575000 0 0 CHINA HYDROELECTRIC CP-ADS WAR WARRANT AND RIGH G2112E145 17 25000 SH SOLE 25000 0 0 CHINA WIND SYSTEMS INC COM 16945F209 89 20000 SH SOLE 20000 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 1067 7800 SH SOLE 7800 0 0 CHIQUITA BRANDS INTL INC COM COM 170032809 373 30667 SH SOLE 30667 0 0 CIENA CORP 0.25% 5/1/2013 CONVERTIBLE BOND 171779AB7 1615 2000000 PRN SOLE 2000000 0 0 CKE RESTAURANTS INC COM COM 12561E105 2881 229900 SH SOLE 229900 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 122 14000 SH SOLE 14000 0 0 CMED 3 1/2 11/15/2011 CONVERTIBLE BOND 169483AB0 823 1000000 PRN SOLE 1000000 0 0 COCA COLA ENTERPRISES INC COM 191219104 750 29000 SH SOLE 29000 0 0 COMCAST CORP CL A SPL COM 20030N200 871 53000 SH SOLE 53000 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 99 31600 SH SOLE 31600 0 0 CORNELL CORRECTIONS INC. COM 219141108 1188 44225 SH SOLE 44225 0 0 CPI INTERNATIONAL INC COM COM 12618M100 158 10135 SH SOLE 10135 0 0 CRUCELL N V SPONSORED ADR COM 228769105 361 19725 SH SOLE 19725 0 0 CUTERA INC COM COM 232109108 92 10000 SH SOLE 10000 0 0 CYBERSOURCE CORP COM 23251J106 14687 575292 SH SOLE 575292 0 0 DELTA PETE CORP COM NEW COM 247907207 198 230300 SH SOLE 230300 0 0 DIGIRAD CORP COM COM 253827109 21 10000 SH SOLE 10000 0 0 DIRECTV-CLASS A COM 25490A101 204 6000 SH SOLE 6000 0 0 DISCOVERY COMMS NEW SER C COM 25470F302 1562 50500 SH SOLE 50500 0 0 DIVX INC COM COM 255413106 421 55000 SH SOLE 55000 0 0 DOLLAR THRIFTY AUTOMOTIVE GRCO COM 256743105 767 18000 SH SOLE 18000 0 0 DOUBLE-TAKE SOFTWARE INC COM COM 258598101 1893 180450 SH SOLE 180450 0 0 DYNCORP INTL INC CL A COM 26817C101 6131 349939 SH SOLE 349939 0 0 ECLIPSYS CORPORATION COM 278856109 919 51500 SH SOLE 51500 0 0 EMMIS COMMUNICATIONS CORP COM 291525103 91 41271 SH SOLE 41271 0 0 EV3 INC COM COM 26928A200 16845 751686 SH SOLE 751686 0 0 EXXON MOBIL CORP COM 30231G102 899 15759 SH SOLE 15759 0 0 FIDELITY NATL INFORMATION SVCO COM 31620M106 1472 54900 SH SOLE 54900 0 0 FORD CAP TRUST 6.5% 01/15/32 CONVERTIBLE PREF 345395206 220 5000 SH SOLE 5000 0 0 GENERAL GROWTH PPTYS INC COM COM 370021107 320 24100 SH SOLE 24100 0 0 GENOPTIX INC COM 37243V100 267 15500 SH SOLE 15500 0 0 GILEAD SCIENCES INC COM COM 375558103 456 13300 SH SOLE 13300 0 0 GLG PARTNERS INC COM COM 37929X107 1859 424500 SH SOLE 424500 0 0 GOLD FIELDS LTD NEW SPON ADR ( COM 38059T106 155 11600 SH SOLE 11600 0 0 GREIF INC CL B COM 397624206 3570 67800 SH SOLE 67800 0 0 HARDINGE INC COM COM 412324303 157 18471 SH SOLE 18471 0 0 HEADWATERS INC COM COM 42210P102 51 18000 SH SOLE 18000 0 0 HEALTHTRONICS INC COM COM 42222L107 3872 801716 SH SOLE 801716 0 0 HORSEHEAD HLDG CORP COM COM 440694305 76 10000 SH SOLE 10000 0 0 INTERACTIVE DATA CORP COM COM 45840J107 6165 184700 SH SOLE 184700 0 0 INVENTIV HEALTH INC COM COM 46122E105 1119 43712 SH SOLE 43712 0 0 KINROSS GOLD CORP COM NO PAR COM 496902404 189 11067 SH SOLE 11067 0 0 LIBERTY ACQUISITION HLDGS COM 53015Y107 2053 206737 SH SOLE 206737 0 0 LIBERTY ACQUISITION HLDGS COWT WARRANT AND RIGH 53015Y115 51 50000 SH SOLE 50000 0 0 LUCENT TECH 2.750% 06/15/25 CONVERTIBLE BOND 549463AH0 845 1000000 PRN SOLE 1000000 0 0 MARINER ENERGY INC COM COM 56845T305 9462 440500 SH SOLE 440500 0 0 MARKET VECTORS ETF TR GOLD MIN MUTUAL FUNDS 57060U100 229 4400 SH SOLE 4400 0 0 MAS0 07/20/31 CONVERTIBLE BOND 574599BB1 1284 2500000 PRN SOLE 2500000 0 0 MEDIACOM COMMUNICATIONS CORPCL COM 58446K105 216 32200 SH SOLE 32200 0 0 MEDICAL NUTRITION USA INC COM COM 58461X107 53 13425 SH SOLE 13425 0 0 MEDTRONIC INC 1.500% 04/15/11 CONVERTIBLE BOND 585055AL0 1994 2000000 PRN SOLE 2000000 0 0 MEE 3 1/4 08/15 CONVERTIBLE BOND 576203AJ2 923 1100000 PRN SOLE 1100000 0 0 MICRON TECH 1.875% 06/01/14 CONVERTIBLE BOND 595112AH6 888 1000000 PRN SOLE 1000000 0 0 MILLIPORE CORP COM 601073109 21010 197000 SH SOLE 197000 0 0 NATIONAL DENTEX CORP COM COM 63563H109 887 52620 SH SOLE 52620 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 275 6000 SH SOLE 6000 0 0 NBTY INC COM COM 628782104 422 12400 SH SOLE 12400 0 0 NEUROMETRIX INC COM COM 641255104 13 11200 SH SOLE 11200 0 0 NEW YORK TIMES CO CLASS A COM 650111107 240 27700 SH SOLE 27700 0 0 NEWMONT MINING CORP HOLDING CO COM 651639106 247 4000 SH SOLE 4000 0 0 NEWS CORP CL A COM 65248E104 120 10000 SH SOLE 10000 0 0 NOVELL INC COM 670006105 1676 295000 SH SOLE 295000 0 0 NRG ENERGY INC COM NEW COM 629377508 310 14600 SH SOLE 14600 0 0 ODYSSEY HEALTHCARE INC COM COM 67611V101 6489 242841 SH SOLE 242841 0 0 OFFICE DEPOT INC COM 676220106 245 60700 SH SOLE 60700 0 0 OMNI ENERGY SERVICES COM NEW COM 68210T208 268 100200 SH SOLE 100200 0 0 PALM INC NEW COM COM 696643105 5535 972687 SH SOLE 972687 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 479 54100 SH SOLE 54100 0 0 PHASE FORWARD INC COM COM 71721R406 12009 719990 SH SOLE 719990 0 0 PORTEC RAIL PRODS INC COM COM 736212101 232 20418 SH SOLE 20418 0 0 POWER-ONE INC COM 73930R102 169 25000 SH SOLE 25000 0 0 PROSHARES TR ULTRASHORT QQQ MUTUAL FUNDS 74347R875 220 11000 SH SOLE 11000 0 0 PSYCHIATRIC SOLUTIONS INC COM COM 74439H108 7185 219600 SH SOLE 219600 0 0 QQQQ US 07/10 P 42 OPTION - PUT 9 100 SH PUT SOLE 100 0 0 QQQQ US 07/10 P 43 OPTION - PUT 13 100 SH PUT SOLE 100 0 0 QQQQ US 07/10 P 44 OPTION - PUT 19 100 SH PUT SOLE 100 0 0 QQQQ US 07/10 P 45 OPTION - PUT 26 100 SH PUT SOLE 100 0 0 QUICKSILVER RESOURCES INC COM COM 74837R104 195 17700 SH SOLE 17700 0 0 QUIKSILVER INC COM COM 74838C106 232 62800 SH SOLE 62800 0 0 QUS 3 1/2 11/25 CONVERTIBLE BOND 749121BY4 1107 1000000 PRN SOLE 1000000 0 0 QWEST COMMUNICATIONS INTL. COM 749121109 2668 508158 SH SOLE 508158 0 0 RANDGOLD RES LTD ADR COM 752344309 284 3000 SH SOLE 3000 0 0 RBCN US 07/10 C 30 OPTION - CALL 15 100 SH CALL SOLE 100 0 0 RCN CORP COM NEW COM 749361200 6097 411650 SH SOLE 411650 0 0 RENESOLA LTD SPONS ADS COM 75971T103 119 20000 SH SOLE 20000 0 0 RRI ENERGY INC COM COM 74971X107 99 26100 SH SOLE 26100 0 0 RUBICON TECHNOLOGY INC COM COM 78112T107 298 10000 SH SOLE 10000 0 0 SANDISK CORP 1.000% 05/15/13 CONVERTIBLE BOND 80004CAC5 1415 1575000 PRN SOLE 1575000 0 0 SANTANDER BANCORP COM COM 802809103 593 46949 SH SOLE 46949 0 0 SAUER INC COM 804137107 164 13416 SH SOLE 13416 0 0 SEARCHMEDIA HOLDINGS LTD COM G8005Y106 361 118680 SH SOLE 118680 0 0 SENORX INC COM COM 81724W104 3306 301054 SH SOLE 301054 0 0 SMITH INTL INC COM COM 832110100 9650 256300 SH SOLE 256300 0 0 SOLTA MEDICAL INC COM 83438K103 41 21500 SH SOLE 21500 0 0 SOMANETICS CORP COM NEW COM 834445405 3878 155414 SH SOLE 155414 0 0 SONICWALL INC COM COM 835470105 4129 351396 SH SOLE 351396 0 0 SOUTH FINL GROUP INC COM COM 837841105 300 1100481 SH SOLE 1100481 0 0 SOUTHWEST WATER CO COM 845331107 1737 165752 SH SOLE 165752 0 0 SPDR GOLD TRUST GOLD SHS COM 78463V107 426 3500 SH SOLE 3500 0 0 SPORT SUPPLY GROUP INC DEL COM COM 84916A104 711 52851 SH SOLE 52851 0 0 SPRINT NEXTEL CORP COM 852061100 352 83000 SH SOLE 83000 0 0 STANLEY INC COM COM 854532108 7576 202686 SH SOLE 202686 0 0 SUNPOWER CORP COM CL B COM 867652307 119 11000 SH SOLE 11000 0 0 SYBASE INC COM COM 871130100 19728 305100 SH SOLE 305100 0 0 SYMYX TECHNOLOGIES COM COM 87155S108 284 56675 SH SOLE 56675 0 0 TAKE-TWO INTERACTIVE SOFTWARCO COM 874054109 90 10000 SH SOLE 10000 0 0 TALECRIS BIOTHERAPEUTICS COM 874227101 317 15000 SH SOLE 15000 0 0 TELEPHONE & DATA SYS INC SPL C COM 879433860 1574 59300 SH SOLE 59300 0 0 TELEPHONE & DATA SYSTEM INC. COM 879433100 334 11000 SH SOLE 11000 0 0 TEVA PHARMACEUTICAL INDS LTDAD COM 881624209 208 4000 SH SOLE 4000 0 0 TIME WARNER INC COM COM 887317303 299 10333 SH SOLE 10333 0 0 TOFUTTI BRANDS INC COM COM 88906B105 39 12000 SH SOLE 12000 0 0 TRANSOCEAN INC 1.5% 12/15/37 CONVERTIBLE BOND 893830AV1 511 575000 PRN SOLE 575000 0 0 TRINITY INDS INC COM 896522109 321 18100 SH SOLE 18100 0 0 VERSO PAPER CORP COM COM 92531L108 173 75000 SH SOLE 75000 0 0 VIACOM INC NEW CL A COM 92553P102 392 11000 SH SOLE 11000 0 0 VIRAGE LOGIC CORP COM COM 92763R104 1296 109013 SH SOLE 109013 0 0 VIRTUAL RADIOLOGIC CORPORATICO COM 92826B104 979 57058 SH SOLE 57058 0 0 WASTE SERVICES INC DEL COM NEW COM 941075202 117 10000 SH SOLE 10000 0 0 WELLS FARGO & CO NEW COM 949746101 2090 81628 SH SOLE 81628 0 0 WUXI PHARMATECH CAYMAN INC SPO COM 929352102 3396 212800 SH SOLE 212800 0 0 YAHOO INC. COM 984332106 310 22400 SH SOLE 22400 0 0 YINGLI GREEN 0% 12/15/2012 CONVERTIBLE BOND 98584BAA1 1130 1000000 PRN SOLE 1000000 0 0 YRC WORLDWIDE INC COM COM 984249102 3 20000 SH SOLE 20000 0 0 ZYGO CORP COM COM 989855101 101 12400 SH SOLE 12400 0 0