0000807249-11-000159.txt : 20110428 0000807249-11-000159.hdr.sgml : 20110428 20110427190124 ACCESSION NUMBER: 0000807249-11-000159 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110427 EFFECTIVENESS DATE: 20110428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 11785030 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR/A 1 gsi13f3q10a1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ X ] ; Amendment Number: 1 This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY April 27, 2011 This amendment to Form 13F is being filed to correct our previous Form 13F Notice Filing to a Form 13F Holdings Report. Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 186 FORM 13F INFORMATION TABLE VALUE TOTAL: $270,461 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A D C TELECOMMUNICATIONS NEW COM 000886309 14007 1105558 SH SOLE 1105558 0 0 ABRAXIS BIOSCIENCE INC NEW COM COM 00383Y102 1276 16495 SH SOLE 16495 0 0 ACCELRYS INC COM COM 00430U103 126 18120 SH SOLE 18120 0 0 ACTIVE PWR INC COM COM 00504W100 67 50000 SH SOLE 50000 0 0 ADCT 3 1/2 07/17(ADCT17) CONVERTIBLE BOND 000886AF8 992 1000000 PRN SOLE 1000000 0 0 AES CORP COM COM 00130H105 278 24500 SH SOLE 24500 0 0 AGNICO-EAGLE MINES (USD) COM 008474108 249 3500 SH SOLE 3500 0 0 AIRGAS INC COM COM 009363102 1590 23400 SH SOLE 23400 0 0 AIRTRAN HLDGS INC COM COM 00949P108 681 92700 SH SOLE 92700 0 0 ALBERTO CULVER CO NEW COM COM 013078100 753 20000 SH SOLE 20000 0 0 ALCON INC COM SHS COM H01301102 3920 23500 SH SOLE 23500 0 0 ALLEGHENY ENERGY INC COM COM 017361106 1814 74000 SH SOLE 74000 0 0 ALLIED DEFENSE GROUP INC COM COM 019118108 666 276548 SH SOLE 276548 0 0 ALLIS CHALMERS ENERGY INC COM COM 019645506 1651 395881 SH SOLE 395881 0 0 AMERICAN OIL & GAS INC NEW COM COM 028723104 2592 320000 SH SOLE 320000 0 0 AMERICAN PHYSICIANS CAP INC CO COM 028884104 3672 88574 SH SOLE 88574 0 0 AMERICAN PHYSICIANS SVC GROUCO COM 028882108 271 8372 SH SOLE 8372 0 0 AMERICREDIT CORP COM COM 03060R101 17231 704469 SH SOLE 704469 0 0 AMKOR TECHNOLOGY INC COM COM 031652100 66 10000 SH SOLE 10000 0 0 AMSC US 10/10 C 31 OPTION - CALL 9 100 SH CALL SOLE 100 0 0 AMSC US 10/10 C 32 OPTION - CALL 5 100 SH CALL SOLE 100 0 0 AMTECH SYS INC COM PAR $0.01N COM 032332504 287 16000 SH SOLE 16000 0 0 ARCSIGHT INC COM COM 039666102 8932 205100 SH SOLE 205100 0 0 ASCENT SOLAR TECHNOLOGIES INCO COM 043635101 38 12000 SH SOLE 12000 0 0 ATC TECHNOLOGY CORP COM 00211W104 2746 111000 SH SOLE 111000 0 0 BANK OF AMERICA COM 060505104 1425 108729 SH SOLE 108729 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 314 12000 SH SOLE 12000 0 0 BAXTER INTL INC COM COM 071813109 358 7500 SH SOLE 7500 0 0 BEAZER HOMES USA INC COM COM 07556Q105 133 32200 SH SOLE 32200 0 0 BECKMAN COULTER INC COM COM 075811109 395 8100 SH SOLE 8100 0 0 BELO CORP COM 080555105 238 38400 SH SOLE 38400 0 0 BIOLASE TECHNOLOGY INC COM COM 090911108 12 10000 SH SOLE 10000 0 0 BLUELINX HLDGS INC COM COM 09624H109 145 36318 SH SOLE 36318 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 233 38000 SH SOLE 38000 0 0 BOWNE & CO INC COM COM 103043105 4662 411500 SH SOLE 411500 0 0 BURGER KING HOLDING INC COM 121208201 7146 299259 SH SOLE 299259 0 0 CABLEVISION SYS NY GROUP A COM 12686C109 249 9500 SH SOLE 9500 0 0 CANADIAN SOLAR INC COM COM 136635109 293 18000 SH SOLE 18000 0 0 CARDIAC SCIENCE CORP COM COM 14141A108 46 25700 SH SOLE 25700 0 0 CARNIVAL CORP CL A COM 143658300 955 25000 SH SOLE 25000 0 0 CASEYS GEN STORES INC COM COM 147528103 1008 24137 SH SOLE 24137 0 0 CBS CORP CLASS A COM 124857103 187 11750 SH SOLE 11750 0 0 CELLU TISSUE HLDGS INC COM COM 151169109 1830 153356 SH SOLE 153356 0 0 CENTRAL EUROPEAN 3.000% 03/15/ CONVERTIBLE BOND 153435AA0 906 1000000 PRN SOLE 1000000 0 0 CEPHALON INC COM COM 156708109 306 4900 SH SOLE 4900 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 557 575000 PRN SOLE 575000 0 0 CHINA ARMCO METALS INC COM COM 16936C108 52 15000 SH SOLE 15000 0 0 CHINA HYDROELECTRIC CP-ADS WAR WARRANT AND RIGH G2112E145 12 25000 SH SOLE 25000 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 1342 7800 SH SOLE 7800 0 0 CHIQUITA BRANDS INTL INC COM COM 170032809 370 27967 SH SOLE 27967 0 0 CIENA CORP 0.25% 5/1/2013 CONVERTIBLE BOND 171779AB7 888 1000000 PRN SOLE 1000000 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 160 14000 SH SOLE 14000 0 0 CMS ENERGY 2.875% 12/01/24 CONVERTIBLE BOND 125896AW0 2855 2050000 PRN SOLE 2050000 0 0 COGENT INC COM COM 19239Y108 1154 108500 SH SOLE 108500 0 0 COMCAST CORP CL A SPL COM 20030N200 902 53000 SH SOLE 53000 0 0 COMVERGE INC COM COM 205859101 393 50000 SH SOLE 50000 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 125 32200 SH SOLE 32200 0 0 CPI INTERNATIONAL INC COM COM 12618M100 424 30235 SH SOLE 30235 0 0 CREE-US 10/10 C 60 OPTION - CALL 7 100 SH CALL SOLE 100 0 0 CRUCELL N V SPONSORED ADR COM 228769105 1013 30444 SH SOLE 30444 0 0 CUTERA INC COM COM 232109108 99 12200 SH SOLE 12200 0 0 CYPRESS BIOSCIENCES INC COM PA COM 232674507 1199 311329 SH SOLE 311329 0 0 DELTA PETE CORP COM NEW COM 247907207 180 228800 SH SOLE 228800 0 0 DIAMOND MGMT & TECHNOLOGY COCO COM 25269L106 2410 192816 SH SOLE 192816 0 0 DIGIRAD CORP COM COM 253827109 23 11200 SH SOLE 11200 0 0 DIRECTV-CLASS A COM 25490A101 250 6000 SH SOLE 6000 0 0 DISCOVERY COMMS NEW SER C COM 25470F302 2731 71500 SH SOLE 71500 0 0 DIVX INC COM COM 255413106 1388 145667 SH SOLE 145667 0 0 DOLLAR THRIFTY AUTOMOTIVE GRCO COM 256743105 1865 37200 SH SOLE 37200 0 0 DOVER MOTORSPORTS INC.(B:DVD) COM 260174107 46 25200 SH SOLE 25200 0 0 DYNEGY INC COM 26817G300 1205 247500 SH SOLE 247500 0 0 EMMIS COMMUNICATIONS CORP COM 291525103 18 22571 SH SOLE 22571 0 0 EXPRESSJET HOLDINGS INC COM NE COM 30218U306 1416 212256 SH SOLE 212256 0 0 FIDELITY NATL INFORMATION SVCO COM 31620M106 1156 42614 SH SOLE 42614 0 0 FORD CAP TRUST 6.5% 01/15/32 CONVERTIBLE PREF 345395206 240 5000 SH SOLE 5000 0 0 GENERAL ELEC CO COM 369604103 163 10000 SH SOLE 10000 0 0 GENERAL GROWTH PPTYS INC COM COM 370021107 314 20100 SH SOLE 20100 0 0 GENOPTIX INC COM 37243V100 227 16000 SH SOLE 16000 0 0 GENZYME CORP COM 372917104 1203 17000 SH SOLE 17000 0 0 GILEAD SCIENCES INC COM COM 375558103 520 14600 SH SOLE 14600 0 0 GLG PARTNERS INC COM COM 37929X107 2218 492996 SH SOLE 492996 0 0 GLOBE SPECIALTY METALS INC COM COM 37954N206 225 16000 SH SOLE 16000 0 0 GOLD FIELDS LTD NEW SPON ADR ( COM 38059T106 177 11600 SH SOLE 11600 0 0 GREIF INC CL B COM 397624206 3866 67360 SH SOLE 67360 0 0 GTSI CORP COM COM 36238K103 149 21200 SH SOLE 21200 0 0 HARDINGE INC COM COM 412324303 135 17644 SH SOLE 17644 0 0 HEADWATERS INC COM COM 42210P102 315 87500 SH SOLE 87500 0 0 HEALTH GRADES INC COM COM 42218Q102 3867 472189 SH SOLE 472189 0 0 HEWITT ASSOCS INC COM COM 42822Q100 9153 181500 SH SOLE 181500 0 0 ICX TECHNOLOGIES INC COM COM 44934T105 829 109834 SH SOLE 109834 0 0 INTERNET BRANDS INC COM CLASS COM 460608102 2193 165149 SH SOLE 165149 0 0 JA SOLAR HOLDINGS CO LTD SPON COM 466090107 187 20000 SH SOLE 20000 0 0 KEITHLEY INSTRS INC COM COM 487584104 2374 110359 SH SOLE 110359 0 0 KINETIC CONCEPTS INC COM NEW COM 49460W208 267 7300 SH SOLE 7300 0 0 KKR & CO. L.P COM 48248M102 680 64129 SH SOLE 64129 0 0 LDK SOLAR CO LTD SPONSORED ADR COM 50183L107 206 20000 SH SOLE 20000 0 0 LIBERTY ACQUISITION HLDGS COM 53015Y107 3005 292027 SH SOLE 292027 0 0 LIBERTY ACQUISITION HLDGS COWT WARRANT AND RIGH 53015Y115 82 50000 SH SOLE 50000 0 0 LUCENT TECH 2.750% 06/15/25 CONVERTIBLE BOND 549463AH0 913 1000000 PRN SOLE 1000000 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 3874 330300 SH SOLE 330300 0 0 MARINER ENERGY INC COM COM 56845T305 12034 496673 SH SOLE 496673 0 0 MARKET VECTORS ETF TR GOLD MIN MUTUAL FUNDS 57060U100 246 4400 SH SOLE 4400 0 0 MAS0 07/20/31 CONVERTIBLE BOND 574599BB1 1303 2500000 PRN SOLE 2500000 0 0 MCAFEE INC COM COM 579064106 15378 325400 SH SOLE 325400 0 0 MEAD JOHNSON COM 582839106 247 4340 SH SOLE 4340 0 0 MEDIACOM COMMUNICATIONS CORPCL COM 58446K105 386 58259 SH SOLE 58259 0 0 MICRON TECH 1.875% 06/01/14 CONVERTIBLE BOND 595112AH6 893 1000000 PRN SOLE 1000000 0 0 MICROTUNE INC. COM 59514P109 956 329691 SH SOLE 329691 0 0 MIRANT CORP NEW COM COM 60467R100 483 48500 SH SOLE 48500 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 363 7000 SH SOLE 7000 0 0 NAVISITE INC COM NEW COM 63935M208 51 15177 SH SOLE 15177 0 0 NBTY INC COM COM 628782104 11040 200800 SH SOLE 200800 0 0 NETEZZA CORP COM COM 64111N101 2700 100200 SH SOLE 100200 0 0 NEUROMETRIX INC COM COM 641255104 7 11200 SH SOLE 11200 0 0 NEW ALLIANCE BANCSHARES INC CO COM 650203102 1540 122000 SH SOLE 122000 0 0 NEW YORK TIMES CO CLASS A COM 650111107 262 33900 SH SOLE 33900 0 0 NEWMONT MINING CORP HOLDING CO COM 651639106 251 4000 SH SOLE 4000 0 0 NEWS CORP CL A COM 65248E104 131 10000 SH SOLE 10000 0 0 NIGHTHAWK RADIOLOGY HLDGS INCO COM 65411N105 1814 284351 SH SOLE 284351 0 0 NOVELL INC COM 670006105 1570 263000 SH SOLE 263000 0 0 NRG ENERGY INC COM NEW COM 629377508 306 14700 SH SOLE 14700 0 0 NU HORIZONS ELECTRS CORP COM COM 669908105 764 109944 SH SOLE 109944 0 0 NUVASIVE INC COM COM 670704105 299 8500 SH SOLE 8500 0 0 NYMAGIC INC COM COM 629484106 2114 82343 SH SOLE 82343 0 0 O I CORP COM COM 670841105 701 56529 SH SOLE 56529 0 0 OFFICE DEPOT INC COM 676220106 276 59900 SH SOLE 59900 0 0 OMNI ENERGY SERVICES COM NEW COM 68210T208 413 151278 SH SOLE 151278 0 0 OSTEOTECH INC COM COM 688582105 2397 371127 SH SOLE 371127 0 0 OTIX GLOBAL INC COM 68906N200 1370 132660 SH SOLE 132660 0 0 PACTIV CORP COM COM 695257105 11111 336900 SH SOLE 336900 0 0 PENWEST PHARMACEUTICALS CO COM COM 709754105 50 10088 SH SOLE 10088 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 236 22300 SH SOLE 22300 0 0 PHOENIX TECHNOLOGIES LTD COM COM 719153108 1249 320194 SH SOLE 320194 0 0 POLYPORE INTL INC COM COM 73179V103 377 12500 SH SOLE 12500 0 0 POTASH CORP SASK INC COM 73755L107 1181 8200 SH SOLE 8200 0 0 PROSPECT MEDICAL HOLDINGS INCO COM 743494106 89 10500 SH SOLE 10500 0 0 PSYCHIATRIC SOLUTIONS INC COM COM 74439H108 8579 255700 SH SOLE 255700 0 0 PWER US 10/10 P 9 OPTION - PUT 8 200 SH PUT SOLE 200 0 0 QQQQ US 10/10 P 48 OPTION - PUT 19 400 SH PUT SOLE 400 0 0 QUAD / GRAPHICS INC COM CL A COM 747301109 213 4566 SH SOLE 4566 0 0 QUICKSILVER RESOURCES INC COM COM 74837R104 195 15500 SH SOLE 15500 0 0 QUIKSILVER INC COM COM 74838C106 235 60200 SH SOLE 60200 0 0 QWEST COMMUNICATIONS INTL. COM 749121109 3402 542658 SH SOLE 542658 0 0 RAE SYS INC COM COM 75061P102 262 166622 SH SOLE 166622 0 0 RANDGOLD RES LTD ADR COM 752344309 304 3000 SH SOLE 3000 0 0 READY MIX INC COM 755747102 0 18185 SH SOLE 18185 0 0 RENESOLA LTD SPONS ADS COM 75971T103 313 25000 SH SOLE 25000 0 0 RES-CARE INC COM COM 760943100 3929 296068 SH SOLE 296068 0 0 RRI ENERGY INC COM COM 74971X107 91 25500 SH SOLE 25500 0 0 SALARY COM INC COM COM 794006106 645 158599 SH SOLE 158599 0 0 SANDISK CORP 1.000% 05/15/13 CONVERTIBLE BOND 80004CAC5 1455 1575000 PRN SOLE 1575000 0 0 SANDRIDGE ENERGY INC COM COM 80007P307 602 105930 SH SOLE 105930 0 0 SARA LEE CORP COM COM 803111103 134 10000 SH SOLE 10000 0 0 SEARCHMEDIA HOLDINGS LTD COM G8005Y106 343 131980 SH SOLE 131980 0 0 SOLTA MEDICAL INC COM 83438K103 43 21500 SH SOLE 21500 0 0 SOUTH FINL GROUP INC COM COM 837841105 359 1264381 SH SOLE 1264381 0 0 SPRINT NEXTEL CORP COM 852061100 384 83000 SH SOLE 83000 0 0 STUDENT LN CORP COM COM 863902102 2298 77385 SH SOLE 77385 0 0 SUNPOWER CORP COM CL B COM 867652307 152 11000 SH SOLE 11000 0 0 TAKE-TWO INTERACTIVE SOFTWARCO COM 874054109 101 10000 SH SOLE 10000 0 0 TALECRIS BIOTHERAPEUTICS COM 874227101 1119 48920 SH SOLE 48920 0 0 TELEPHONE & DATA SYS INC SPL C COM 879433860 1752 61800 SH SOLE 61800 0 0 TELEPHONE & DATA SYSTEM INC. COM 879433100 394 12000 SH SOLE 12000 0 0 TELVENT GIT SA SHS COM E90215109 226 10000 SH SOLE 10000 0 0 TENET HEALTHCARE CORP COM COM 88033G100 173 36700 SH SOLE 36700 0 0 TESORO PETE CORP COM COM 881609101 279 20900 SH SOLE 20900 0 0 TEX US 10/10 C 22 OPTION - CALL 35 250 SH CALL SOLE 250 0 0 TEXAS INSTRUMENTS INC COM 882508104 285 10500 SH SOLE 10500 0 0 TIME WARNER INC COM COM 887317303 317 10333 SH SOLE 10333 0 0 TRANS1 INC COM COM 89385X105 31 12500 SH SOLE 12500 0 0 TRINA SOLAR LIMITED SPON ADR COM 89628E104 392 13000 SH SOLE 13000 0 0 TRINITY INDS INC COM 896522109 374 16800 SH SOLE 16800 0 0 UNICA CORP COM COM 904583101 3971 189291 SH SOLE 189291 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 447 19000 SH SOLE 19000 0 0 VERSO PAPER CORP COM COM 92531L108 216 75000 SH SOLE 75000 0 0 VIACOM INC NEW CL A COM 92553P102 441 11000 SH SOLE 11000 0 0 WELLS FARGO & CO NEW COM 949746101 2050 81628 SH SOLE 81628 0 0 WESCO FINL CORP COM COM 950817106 487 1361 SH SOLE 1361 0 0 WFR US 10/10 C 12 OPTION - CALL 11 300 SH CALL SOLE 300 0 0 WHITE ENERGY CO. RIGHTS EXP 10 WARRANT AND RIGH 14 10170 SH SOLE 10170 0 0 WUXI PHARMATECH CAYMAN INC SPO COM 929352102 3411 198800 SH SOLE 198800 0 0 YAHOO INC. COM 984332106 346 24400 SH SOLE 24400 0 0 YINGLI GREEN 0% 12/15/2012 CONVERTIBLE BOND 98584BAA1 1152 1000000 PRN SOLE 1000000 0 0 ZORAN CORP COM COM 98975F101 309 40500 SH SOLE 40500 0 0 ZYGO CORP COM COM 989855101 102 10400 SH SOLE 10400 0 0 ZYMOGENETICS INC COM COM 98985T109 7091 727331 SH SOLE 727331 0 0