-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRsPQMZ2NTPRf39DtNf6wgl5lripAy/9nyK6TRsKzdN0fB/jneWNCjR5FwtVFX9w hjQLqYaapiFMBUkyJnub6w== 0000919574-11-000904.txt : 20110214 0000919574-11-000904.hdr.sgml : 20110214 20110211181317 ACCESSION NUMBER: 0000919574-11-000904 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 11601031 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d1170928_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York February 11, 2011 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $4,108,075 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-13996 M. Kingdon Offshore Master Fund L.P. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. December 31, 2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE ACACIA RESH CORP ACACIA TCH COM 003881307 51,880 2,000,000 SH Shared-Defined 1,2,3 2,000,000 ACME PACKET INC COM 004764106 37,212 700,000 PUT Shared-Defined 1,2,3 700,000 ADVANCE AUTO PARTS INC COM 00751Y106 6,615 100,000 SH Shared-Defined 1,2,3 100,000 ADVANCED ENERGY INDS COM 007973100 7,502 550,000 SH Shared-Defined 1,2,3 550,000 AETNA INC NEW COM 00817Y108 22,883 750,000 CALL Shared-Defined 1,2,3 750,000 ALBERTO CULVER CO NEW COM 013078100 19,840 535,650 SH Shared-Defined 1,2,3 535,650 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 3,854 200,000 SH Shared-Defined 1,2,3 200,000 ALTERA CORP COM 021441100 17,790 500,000 PUT Shared-Defined 1,2,3 500,000 AMAZON COM INC COM 023135106 31,500 175,000 PUT Shared-Defined 1,2,3 175,000 AMDOCS LTD ORD G02602103 27,470 1,000,000 SH Shared-Defined 1,2,3 1,000,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 12,860 1,000,000 SH Shared-Defined 1,2,3 1,000,000 AMKOR TECHNOLOGY INC COM 031652100 10,083 1,364,400 SH Shared-Defined 1,2,3 1,364,400 AMYRIS INC COM 03236M101 2,659 100,000 SH Shared-Defined 1,2,3 100,000 APACHE CORP COM 037411105 53,654 450,000 CALL Shared-Defined 1,2,3 450,000 APPLE INC COM 037833100 226,058 701,000 SH Shared-Defined 1,2,3 701,000 APPLE INC COM 037833100 32,256 100,000 CALL Shared-Defined 1,2,3 100,000 ARCHER DANIELS MIDLAND CO COM 039483102 3,008 100,000 SH Shared-Defined 1,2,3 100,000 ARUBA NETWORKS INC COM 043176106 12,528 600,000 PUT Shared-Defined 1,2,3 600,000 ARVINMERITOR INC COM 043353101 8,208 400,000 SH Shared-Defined 1,2,3 400,000 ASHLAND INC NEW COM 044209104 20,344 400,000 SH Shared-Defined 1,2,3 400,000 AXCELIS TECHNOLOGIES INC COM 054540109 2,113 610,600 SH Shared-Defined 1,2,3 610,600 BANK OF AMERICA CORPORATION COM 060505104 87,377 6,550,000 CALL Shared-Defined 1,2,3 6,550,000 BITAUTO HLDGS LTD SPONSORED ADS 091727107 8,840 1,000,000 SH Shared-Defined 1,2,3 1,000,000 BJS WHOLESALE CLUB INC COM 05548J106 2,582 53,913 SH Shared-Defined 1,2,3 53,913 BLACKBOARD INC COM 091935502 20,650 500,000 SH Shared-Defined 1,2,3 500,000 BROADCOM CORP CL A 111320107 17,420 400,000 PUT Shared-Defined 1,2,3 400,000 BUCKEYE TECHNOLOGIES INC COM 118255108 7,354 350,000 SH Shared-Defined 1,2,3 350,000 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 2,886 167,015 SH Shared-Defined 1,2,3 167,015 CALIX INC COM 13100M509 3,380 200,000 SH Shared-Defined 1,2,3 200,000 CBS CORP NEW CL B 124857202 13,335 700,000 SH Shared-Defined 1,2,3 700,000 CERAGON NETWORKS LTD ORD M22013102 3,974 301,500 SH Shared-Defined 1,2,3 301,500 CHEMTURA CORP COM NEW 163893209 14,382 900,000 SH Shared-Defined 1,2,3 900,000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 4,962 100,000 SH Shared-Defined 1,2,3 100,000 CHINA REAL ESTATE INFO CORP ADR 16948Q103 6,048 630,000 SH Shared-Defined 1,2,3 630,000 CHINA SUNERGY CO LTD SPON ADR 16942X104 2,851 686,985 SH Shared-Defined 1,2,3 686,985 CHINACACHE INTL HLDG LTD SPON ADR 16950M107 7,249 350,000 SH Shared-Defined 1,2,3 350,000 CHURCH & DWIGHT INC COM 171340102 11,805 171,036 SH Shared-Defined 1,2,3 171,036 CISCO SYS INC COM 17275R102 24,264 1,200,000 SH Shared-Defined 1,2,3 1,200,000 CITIGROUP INC COM 172967101 47,300 10,000,000 CALL Shared-Defined 1,2,3 10,000,000 CLOUD PEAK ENERGY INC COM 18911Q102 11,615 500,000 SH Shared-Defined 1,2,3 500,000 COBALT INTL ENERGY INC COM 19075F106 2,442 200,000 SH Shared-Defined 1,2,3 200,000 COCA COLA ENTERPRISES INC NE COM 19122T109 39,348 1,572,033 SH Shared-Defined 1,2,3 1,572,033 COGO GROUP INC COM 192448108 4,270 483,631 SH Shared-Defined 1,2,3 483,631 COINSTAR INC COM 19259P300 92,110 1,631,999 SH Shared-Defined 1,2,3 1,631,999 COLGATE PALMOLIVE CO COM 194162103 40,185 500,000 CALL Shared-Defined 1,2,3 500,000 COMCAST CORP NEW CL A 20030N101 32,970 1,500,000 SH Shared-Defined 1,2,3 1,500,000 CONSOL ENERGY INC COM 20854P109 14,622 300,000 SH Shared-Defined 1,2,3 300,000 CORN PRODS INTL INC COM 219023108 5,953 129,403 SH Shared-Defined 1,2,3 129,403 COSTCO WHSL CORP NEW COM 22160K105 3,611 50,000 SH Shared-Defined 1,2,3 50,000 CSX CORP COM 126408103 35,536 550,000 SH Shared-Defined 1,2,3 550,000 DAQO NEW ENERGY CORP SPONSORED ADR 23703Q104 4,702 462,821 SH Shared-Defined 1,2,3 462,821 DEERE & CO COM 244199105 16,610 200,000 SH Shared-Defined 1,2,3 200,000 DEL MONTE FOODS CO COM 24522P103 4,700 250,000 SH Shared-Defined 1,2,3 250,000 DELL INC COM 24702R101 9,471 700,000 SH Shared-Defined 1,2,3 700,000 DOLE FOOD CO INC NEW COM 256603101 2,702 200,000 SH Shared-Defined 1,2,3 200,000 DOLLAR TREE INC COM 256746108 8,412 150,000 CALL Shared-Defined 1,2,3 150,000 DRAGONWAVE INC COM 26144M103 4,553 541,367 SH Shared-Defined 1,2,3 541,367 DURECT CORP COM 266605104 6,900 2,000,000 SH Shared-Defined 1,2,3 2,000,000 E M C CORP MASS COM 268648102 13,740 600,000 PUT Shared-Defined 1,2,3 600,000 EMCORE CORP COM 290846104 2,372 2,196,441 SH Shared-Defined 1,2,3 2,196,441 F5 NETWORKS INC COM 315616102 19,524 150,000 PUT Shared-Defined 1,2,3 150,000 FIFTH THIRD BANCORP COM 316773100 14,680 1,000,000 PUT Shared-Defined 1,2,3 1,000,000 FINISAR CORP COM NEW 31787A507 14,845 500,000 PUT Shared-Defined 1,2,3 500,000 FORD MTR CO DEL COM PAR $0.01 345370860 29,383 1,750,000 SH Shared-Defined 1,2,3 1,750,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 39,029 325,000 SH Shared-Defined 1,2,3 325,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 19,460 2,000,000 SH Shared-Defined 1,2,3 2,000,000 GENERAL MLS INC COM 370334104 1,758 49,399 SH Shared-Defined 1,2,3 49,399 GENERAL MLS INC COM 370334104 21,354 600,000 CALL Shared-Defined 1,2,3 600,000 GENERAL MTRS CO COM 37045V100 110,580 3,000,000 SH Shared-Defined 1,2,3 3,000,000 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 5,414 225,000 SH Shared-Defined 1,2,3 225,000 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 2,052 197,700 SH Shared-Defined 1,2,3 197,700 GOOGLE INC CL A 38259P508 23,755 40,000 SH Shared-Defined 1,2,3 40,000 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 5,026 193,833 SH Shared-Defined 1,2,3 193,833 GSI COMMERCE INC COM 36238G102 41,778 1,800,000 SH Shared-Defined 1,2,3 1,800,000 HANSEN NAT CORP COM 411310105 4,704 90,000 SH Shared-Defined 1,2,3 90,000 HARLEY DAVIDSON INC COM 412822108 10,401 300,000 SH Shared-Defined 1,2,3 300,000 HARRY WINSTON DIAMOND CORP COM 41587B100 3,005 256,845 SH Shared-Defined 1,2,3 256,845 HEALTHSOUTH CORP COM NEW 421924309 4,181 201,900 SH Shared-Defined 1,2,3 201,900 HEINZ H J CO COM 423074103 9,892 200,000 CALL Shared-Defined 1,2,3 200,000 HERSHEY CO COM 427866108 13,084 277,500 SH Shared-Defined 1,2,3 277,500 HEWLETT PACKARD CO COM 428236103 6,315 150,000 SH Shared-Defined 1,2,3 150,000 HOME DEPOT INC COM 437076102 21,036 600,000 SH Shared-Defined 1,2,3 600,000 HONEYWELL INTL INC COM 438516106 34,395 647,000 SH Shared-Defined 1,2,3 647,000 HUNTSMAN CORP COM 447011107 9,366 600,000 SH Shared-Defined 1,2,3 600,000 IMAX CORP COM 45245E109 12,623 450,000 SH Shared-Defined 1,2,3 450,000 INTERCONTINENTALEXCHANGE INC COM 45865V100 29,788 250,000 CALL Shared-Defined 1,2,3 250,000 INTERNATIONAL BUSINESS MACHS COM 459200101 21,104 143,800 PUT Shared-Defined 1,2,3 143,800 INTERNATIONAL COAL GRP INC N COM 45928H106 7,740 1,000,000 SH Shared-Defined 1,2,3 1,000,000 INTL PAPER CO COM 460146103 16,344 600,000 SH Shared-Defined 1,2,3 600,000 ISHARES TR MSCI EMERG MKT 464287234 23,821 500,000 PUT Shared-Defined 1,2,3 500,000 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 3,780 208,050 SH Shared-Defined 1,2,3 208,050 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 13,028 450,000 SH Shared-Defined 1,2,3 450,000 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 6,036 300,000 SH Shared-Defined 1,2,3 300,000 JPMORGAN CHASE & CO COM 46625H100 42,420 1,000,000 SH Shared-Defined 1,2,3 1,000,000 JPMORGAN CHASE & CO COM 46625H100 65,670 1,548,100 CALL Shared-Defined 1,2,3 1,548,100 KELLOGG CO COM 487836108 40,864 800,000 CALL Shared-Defined 1,2,3 800,000 KLA-TENCOR CORP COM 482480100 9,660 250,000 PUT Shared-Defined 1,2,3 250,000 KOHLS CORP COM 500255104 21,736 400,000 CALL Shared-Defined 1,2,3 400,000 KRATON PERFORMANCE POLYMERS COM 50077C106 18,354 593,037 SH Shared-Defined 1,2,3 593,037 KROGER CO COM 501044101 10,397 465,000 SH Shared-Defined 1,2,3 465,000 KRONOS WORLDWIDE INC COM 50105F105 22,302 524,865 SH Shared-Defined 1,2,3 524,865 KULICKE & SOFFA INDS INC COM 501242101 8,865 1,231,250 SH Shared-Defined 1,2,3 1,231,250 LAMAR ADVERTISING CO CL A 512815101 3,978 100,000 SH Shared-Defined 1,2,3 100,000 LAS VEGAS SANDS CORP COM 517834107 13,785 300,000 SH Shared-Defined 1,2,3 300,000 LEAR CORP COM NEW 521865204 9,871 100,000 SH Shared-Defined 1,2,3 100,000 LENDER PROCESSING SVCS INC COM 52602E102 17,456 591,335 SH Shared-Defined 1,2,3 591,335 LIBERTY GLOBAL INC COM SER A 530555101 14,132 400,000 SH Shared-Defined 1,2,3 400,000 LIMITED BRANDS INC COM 532716107 18,438 600,000 CALL Shared-Defined 1,2,3 600,000 LINEAR TECHNOLOGY CORP COM 535678106 6,922 200,000 SH Shared-Defined 1,2,3 200,000 LOWES COS INC COM 548661107 12,540 500,000 SH Shared-Defined 1,2,3 500,000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 18,920 550,000 SH Shared-Defined 1,2,3 550,000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 51,600 1,500,000 CALL Shared-Defined 1,2,3 1,500,000 MACYS INC COM 55616P104 31,625 1,250,000 CALL Shared-Defined 1,2,3 1,250,000 MARATHON OIL CORP COM 565849106 18,515 500,000 CALL Shared-Defined 1,2,3 500,000 MASSEY ENERGY COMPANY COM 576206106 11,572 215,700 SH Shared-Defined 1,2,3 215,700 MASTERCARD INC CL A 57636Q104 6,163 27,500 SH Shared-Defined 1,2,3 27,500 MAXIM INTEGRATED PRODS INC COM 57772K101 11,810 500,000 PUT Shared-Defined 1,2,3 500,000 MAXWELL TECHNOLOGIES INC COM 577767106 24,368 1,290,000 SH Shared-Defined 1,2,3 1,290,000 MCCORMICK & CO INC COM NON VTG 579780206 4,653 100,000 SH Shared-Defined 1,2,3 100,000 MCDONALDS CORP COM 580135101 4,488 58,472 SH Shared-Defined 1,2,3 58,472 MEAD JOHNSON NUTRITION CO COM 582839106 4,445 71,400 SH Shared-Defined 1,2,3 71,400 MEDIAMIND TECHNOLOGIES INC COM 58449C100 2,783 203,150 SH Shared-Defined 1,2,3 203,150 MEDIDATA SOLUTIONS INC COM 58471A105 22,038 922,863 SH Shared-Defined 1,2,3 922,863 MEMC ELECTR MATLS INC COM 552715104 9,571 850,000 SH Shared-Defined 1,2,3 850,000 MICRON TECHNOLOGY INC COM 595112103 42,506 5,300,000 SH Shared-Defined 1,2,3 5,300,000 MONSANTO CO NEW COM 61166W101 23,678 340,000 SH Shared-Defined 1,2,3 340,000 MOSAIC CO COM 61945A107 22,908 300,000 SH Shared-Defined 1,2,3 300,000 MOVE INC COM COM 62458M108 12,800 5,000,000 SH Shared-Defined 1,2,3 5,000,000 MSCI INC CL A 55354G100 9,740 250,000 SH Shared-Defined 1,2,3 250,000 MURPHY OIL CORP COM 626717102 29,820 400,000 CALL Shared-Defined 1,2,3 400,000 NATIONAL FUEL GAS CO N J COM 636180101 18,046 275,000 SH Shared-Defined 1,2,3 275,000 NATIONAL SEMICONDUCTOR CORP COM 637640103 4,128 300,000 SH Shared-Defined 1,2,3 300,000 NETAPP INC COM 64110D104 24,732 450,000 PUT Shared-Defined 1,2,3 450,000 NETFLIX INC COM 64110L106 34,262 195,000 PUT Shared-Defined 1,2,3 195,000 NETLOGIC MICROSYSTEMS INC COM 64118B100 15,705 500,000 PUT Shared-Defined 1,2,3 500,000 NETSPEND HLDGS INC COM 64118V106 5,608 438,500 SH Shared-Defined 1,2,3 438,500 NEWELL RUBBERMAID INC COM 651229106 58,998 3,245,197 SH Shared-Defined 1,2,3 3,245,197 NEXTERA ENERGY INC COM 65339F101 15,597 300,000 SH Shared-Defined 1,2,3 300,000 NEXXUS LIGHTING INC COM 65338E105 597 300,000 SH Shared-Defined 1,2,3 300,000 NII HLDGS INC CL B NEW 62913F201 17,852 400,000 SH Shared-Defined 1,2,3 400,000 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 14,308 400,000 SH Shared-Defined 1,2,3 400,000 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 10,731 300,000 CALL Shared-Defined 1,2,3 300,000 NOVATEL WIRELESS INC COM NEW 66987M604 9,008 943,283 SH Shared-Defined 1,2,3 943,283 NU SKIN ENTERPRISES INC CL A 67018T105 10,273 339,500 SH Shared-Defined 1,2,3 339,500 OFFICEMAX INC DEL COM 67622P101 2,136 120,700 SH Shared-Defined 1,2,3 120,700 ON SEMICONDUCTOR CORP COM 682189105 6,916 700,000 SH Shared-Defined 1,2,3 700,000 OPNEXT INC COM 68375V105 1,936 1,100,000 SH Shared-Defined 1,2,3 1,100,000 OPTIBASE LTD ORD M7524R108 578 425,200 SH Shared-Defined 1,2,3 425,200 OWENS CORNING NEW COM 690742101 15,819 507,829 SH Shared-Defined 1,2,3 507,829 PANERA BREAD CO CL A 69840W108 4,756 47,000 SH Shared-Defined 1,2,3 47,000 PARTNER COMMUNICATIONS CO LT ADR 70211M109 5,068 249,405 SH Shared-Defined 1,2,3 249,405 PEPSICO INC COM 713448108 22,866 350,000 SH Shared-Defined 1,2,3 350,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 22,704 600,000 SH Shared-Defined 1,2,3 600,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 16,880 494,000 SH Shared-Defined 1,2,3 494,000 PHILLIPS VAN HEUSEN CORP COM 718592108 9,452 150,000 SH Shared-Defined 1,2,3 150,000 POTASH CORP SASK INC COM 73755L107 27,095 175,000 SH Shared-Defined 1,2,3 175,000 POWER ONE INC NEW COM 73930R102 510 50,000 SH Shared-Defined 1,2,3 50,000 PRIDE INTL INC DEL COM 74153Q102 19,800 600,000 SH Shared-Defined 1,2,3 600,000 PROCTER & GAMBLE CO COM 742718109 66,260 1,030,000 SH Shared-Defined 1,2,3 1,030,000 QUINSTREET INC COM 74874Q100 14,545 757,176 SH Shared-Defined 1,2,3 757,176 REACHLOCAL INC COM 75525F104 3,960 200,000 SH Shared-Defined 1,2,3 200,000 RED HAT INC COM 756577102 22,825 500,000 PUT Shared-Defined 1,2,3 500,000 REPUBLIC SVCS INC COM 760759100 14,184 475,000 SH Shared-Defined 1,2,3 475,000 RIO TINTO PLC SPONSORED ADR 767204100 21,498 300,000 SH Shared-Defined 1,2,3 300,000 RIVERBED TECHNOLOGY INC COM 768573107 24,620 700,000 PUT Shared-Defined 1,2,3 700,000 ROCKWOOD HLDGS INC COM 774415103 25,864 661,140 SH Shared-Defined 1,2,3 661,140 ROWAN COS INC COM 779382100 20,946 600,000 SH Shared-Defined 1,2,3 600,000 SALESFORCE COM INC COM 79466L302 26,400 200,000 PUT Shared-Defined 1,2,3 200,000 SANMINA SCI CORP COM NEW 800907206 4,592 400,000 SH Shared-Defined 1,2,3 400,000 SARA LEE CORP COM 803111103 30,517 1,742,850 SH Shared-Defined 1,2,3 1,742,850 SARA LEE CORP COM 803111103 3,502 200,000 CALL Shared-Defined 1,2,3 200,000 SCHLUMBERGER LTD COM 806857108 33,400 400,000 CALL Shared-Defined 1,2,3 400,000 SEAGATE TECHNOLOGY PLC SHS G7945M107 7,510 500,000 SH Shared-Defined 1,2,3 500,000 SHUTTERFLY INC COM 82568P304 12,201 350,000 SH Shared-Defined 1,2,3 350,000 SILICON LABORATORIES INC COM 826919102 13,806 300,000 PUT Shared-Defined 1,2,3 300,000 SKYWORKS SOLUTIONS INC COM 83088M102 12,884 450,000 PUT Shared-Defined 1,2,3 450,000 SMITHFIELD FOODS INC COM 832248108 7,324 355,000 SH Shared-Defined 1,2,3 355,000 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 669 81,914 SH Shared-Defined 1,2,3 81,914 SOLUTIA INC COM NEW 834376501 30,581 1,325,000 SH Shared-Defined 1,2,3 1,325,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 251,500 2,000,000 PUT Shared-Defined 1,2,3 2,000,000 SPRINT NEXTEL CORP COM SER 1 852061100 42,300 10,000,000 SH Shared-Defined 1,2,3 10,000,000 STANLEY BLACK & DECKER INC COM 854502101 8,359 125,000 SH Shared-Defined 1,2,3 125,000 STARBUCKS CORP COM 855244109 5,138 160,000 SH Shared-Defined 1,2,3 160,000 SUNPOWER CORP COM CL A 867652109 4,662 363,650 SH Shared-Defined 1,2,3 363,650 SUNTRUST BKS INC COM 867914103 29,510 1,000,000 CALL Shared-Defined 1,2,3 1,000,000 SUPERIOR ENERGY SVCS INC COM 868157108 11,547 330,000 SH Shared-Defined 1,2,3 330,000 SUPERVALU INC COM 868536103 1,685 175,000 SH Shared-Defined 1,2,3 175,000 SYSCO CORP COM 871829107 6,909 235,000 SH Shared-Defined 1,2,3 235,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 7,524 600,000 SH Shared-Defined 1,2,3 600,000 TARGET CORP COM 87612E106 9,320 155,000 SH Shared-Defined 1,2,3 155,000 TELLABS INC COM 879664100 2,377 350,000 SH Shared-Defined 1,2,3 350,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 36,484 700,000 SH Shared-Defined 1,2,3 700,000 THQ INC COM NEW 872443403 2,455 405,100 SH Shared-Defined 1,2,3 405,100 TIMKEN CO COM 887389104 14,319 300,000 SH Shared-Defined 1,2,3 300,000 TITAN INTL INC ILL COM 88830M102 3,231 165,344 SH Shared-Defined 1,2,3 165,344 TRIDENT MICROSYSTEMS INC COM 895919108 2,506 1,400,000 SH Shared-Defined 1,2,3 1,400,000 TRINA SOLAR LIMITED SPON ADR 89628E104 7,612 325,000 SH Shared-Defined 1,2,3 325,000 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 42,160 800,000 SH Shared-Defined 1,2,3 800,000 TYSON FOODS INC CL A 902494103 6,888 400,000 SH Shared-Defined 1,2,3 400,000 ULTRATECH INC COM 904034105 7,887 396,747 SH Shared-Defined 1,2,3 396,747 UNION PAC CORP COM 907818108 37,064 400,000 SH Shared-Defined 1,2,3 400,000 UNITED CONTL HLDGS INC COM 910047109 14,292 600,000 SH Shared-Defined 1,2,3 600,000 UNITED ONLINE INC COM 911268100 13,464 2,040,000 SH Shared-Defined 1,2,3 2,040,000 UNIVERSAL HLTH SVCS INC CL B 913903100 21,467 494,400 SH Shared-Defined 1,2,3 494,400 VALERO ENERGY CORP NEW COM 91913Y100 9,248 400,000 SH Shared-Defined 1,2,3 400,000 VALERO ENERGY CORP NEW COM 91913Y100 9,248 400,000 CALL Shared-Defined 1,2,3 400,000 VEECO INSTRS INC DEL COM 922417100 15,036 350,000 PUT Shared-Defined 1,2,3 350,000 VERIGY LTD SHS Y93691106 8,556 657,126 SH Shared-Defined 1,2,3 657,126 VISA INC COM CL A 92826C839 4,927 70,000 SH Shared-Defined 1,2,3 70,000 VISION-SCIENCES INC DEL COM 927912105 2,033 1,517,097 SH Shared-Defined 1,2,3 1,517,097 VMWARE INC CL A COM 928563402 26,673 300,000 PUT Shared-Defined 1,2,3 300,000 WALTER ENERGY INC COM 93317Q105 5,689 44,500 SH Shared-Defined 1,2,3 44,500 WEATHERFORD INTERNATIONAL LT REG H27013103 9,120 400,000 CALL Shared-Defined 1,2,3 400,000 WELLS FARGO & CO NEW COM 949746101 29,441 950,000 CALL Shared-Defined 1,2,3 950,000 WENDYS ARBYS GROUP INC COM 950587105 6,422 1,390,000 SH Shared-Defined 1,2,3 1,390,000 WESTERN DIGITAL CORP COM 958102105 13,560 400,000 SH Shared-Defined 1,2,3 400,000 WILLIAMS COS INC DEL COM 969457100 21,012 850,000 SH Shared-Defined 1,2,3 850,000 XILINX INC COM 983919101 7,248 250,000 SH Shared-Defined 1,2,3 250,000 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 279 104,650 SH Shared-Defined 1,2,3 104,650
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