-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4Osf/wHQqVE5Q1cS5p0A7T/yrkavFryorUgOtFj2u+C0Ypl+Wz8jo3EhfjumuZq IBvIS8+8FVg/iUZpIOMZFw== 0001047469-11-000908.txt : 20110214 0001047469-11-000908.hdr.sgml : 20110214 20110214160421 ACCESSION NUMBER: 0001047469-11-000908 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 11607547 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR 1 a2202013z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Three World Financial Center ------------------------------------- Address: 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 212-549-8415 ------------------------------- Signature, Place, and Date of Signing: /s/ Seth Gelman NY, NY 2/14/2011 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 69 -------------------- Form 13F Information Table Value Total: 2,103,517 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name (1) 028-13827 AMP Capital Brookfield (US) LLC ------ ----------------- --------------------------------- Brookfield Investment Management Inc. FORM 13F As of December 31, 2010
Voting Authority ------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------- ---------------- --------- -------- --------- ----- ------ ------- -------- ---------- ------ ------- American Tower Corp COM 029912201 1251 24226 SH Defined (1) 24226 AT&T COM 00206R102 250 8500 SH Sole 246923 AvalonBay Communities Inc COM 053484101 65356 580683 SH Defined (1) 83346 497337 B&G FOODS INC COM 05508R106 275 20000 SH Sole 247294 BANK OF AMERICA CORP COM 060505104 11670.5 850,000 SH Sole 850,000 BEAZER HOMES USA COM 07556Q105 1605 300,000 SH Sole 300,000 Beazer Homes USA Inc COM 07556Q105 8185 1518527 SH Defined (1) 794300 724227 BioMed Realty Trust Inc COM 09063H107 58957 3161212 SH Defined (1) 529500 2631712 Boston Properties Inc COM 101121101 168785 1960339 SH Defined (1) 343828 1616511 Brandywine Realty Trust COM 105368203 72807 6249570 SH Defined (1) 1014957 5234613 Brookdale Senior Living Inc COM 112463104 134819 6297031 SH Defined (1) 1341464 4955567 Brookfield Properties Corp COM 112900105 71 4040 SH Defined (1) 4040 Camden Property Trust COM 133131102 83015 1537884 SH Defined (1) 252889 1284995 CBL & Associates Properties In COM 124830100 187 10700 SH Defined (1) 10700 CenterPoint Energy Inc COM 15189T107 2371 150800 SH Defined (1) 150800 China Real Estate Information COM 16948Q103 2942 306500 SH Defined (1) 137900 168600 CITIGROUP INC COM 172967101 13255 2,750,000 SH Sole 2,750,000 Commonwealth REIT 6.50% Serie PFD 203233408 21367 975200 SH Defined (1) 975200 Coresite Realty Corp COM 21870Q105 20058 1470500 SH Defined (1) 603900 866600 Crown Castle International Cor COM 228227104 4653 106150 SH Defined (1) 106150 Developers Diversified Realty COM 251591103 58856 4177126 SH Defined (1) 785200 3391926 Digital Realty Trust Inc COM 253868103 85639 1661593 SH Defined (1) 308694 1352899 DR HORTON COM 23331A109 7,412 580500 SH Sole 580500 Duke Realty Corp COM 264411505 6155 494000 SH Defined (1) 494000 EastGroup Properties Inc COM 277276101 15459 365300 SH Defined (1) 119000 246300 Emeritus Corp COM 291005106 13926 706551 SH Defined (1) 324500 382051 Empresas ICA SAB de CV COM 292448206 353 34600 SH Defined (1) 34600 Enbridge Inc COM 29250N105 1846 32720 SH Defined (1) 32720 EPR 5.75% Pfd Series C PFD 29380T402 9431 489400 SH Defined (1) 489400 Equity One Inc COM 294752100 35470 1951031 SH Defined (1) 343316 1607715 Essex Property Trust Inc COM 297178105 67538 591300 SH Defined (1) 98800 492500 First Industrial Realty Trust COM 32054K103 12329 1407451 SH Sole 639140 768311 FRONTIER COMMUNICATIONS CORP COM 35906A108 935 15508 SH Defined (1) 1826128 General Growth Properties Inc COM 370023103 58188 3758939 SH Defined (1) 810800 2948139 GENERAL MOTORS CO COM 37045V100 7316.245 200,500 SH Sole 200,500 GENERAL MOTORS CO PFD 37045V209 1086.2 20,000 SH Sole 20,000 Grupo Aeroportuario del Pacifi COM 400506101 386 9500 SH Defined (1) 9500
Health Care REIT Inc COM 42217K106 73526 1543361 SH Defined (1) 251261 1292100 HOVNANIAN ENTERPRISES INC COM 442487203 102 19200 SH Sole 166925 ITC Holdings Corp COM 465685105 1401 22600 SH Defined (1) 22600 JP MORGAN CHASE & CO COM 46625H100 10111.5 225,000 SH Sole 225,000 KB Home COM 48666K109 12450 922900 SH Defined (1) 405900 517000 Kilroy Realty Corp COM 49427F108 37817 1036933 SH Defined (1) 145535 891398 Lennar Corp COM 526057104 43398 2314562 SH Defined (1) 464100 1850462 Lexington Rlty Trst Pref 6.50% PFD 529043309 1375 32100 SH Defined (1) 32100 Macerich Co/The COM 554382101 50313 1062119 SH Defined (1) 175300 886819 MDC HOLDINGS INC COM 552676108 253 8800 SH Defined (1) 330143 MERITAGE HOMES CORP COM 59001A102 1148 50,000 SH Sole 50,000 Mission West Properties Inc COM 605203108 2900 433495 SH Defined (1) 170058 263437 MITEL NETWORKS CORP COM 60671Q104 1148.55 195,000 SH Sole 195,000 National Grid PLC COM 636274300 1943 43787 SH Defined (1) 43787 NISKA GAS STORAGE PARTNERS LLC COM 654678101 249 12500 SH Sole 251396 Omega Healthcare Investors Inc COM 681936100 67040 2987506 SH Defined (1) 481500 2506006 PAETEC HOLDING CORP COM 695459107 56 15000 SH Sole 58854 Public Storage COM 74460D109 198745 1959628 SH Defined (1) 352728 1606900 RYLAND GROUP INC COM 783764103 10,018 563400 SH Sole 563400 SBA Communications Corp COM 78388J106 1994 48700 SH Defined (1) 48700 Sempra Energy COM 816851109 3102 59100 SH Defined (1) 59100 Simon Property Group Inc COM 828806109 269278 2706588 SH Defined (1) 487719 2218869 SL Green Realty Corp COM 78440X101 41907 620753 SH Defined (1) 150700 470053 Southern Union Co COM 844030106 1483 61600 SH Defined (1) 61600 Spectra Energy Corp COM 847560109 4638 185600 SH Defined (1) 185600 Taubman Centers Inc COM 876664103 419 8300 SH Defined (1) 8300 Toll Brothers Inc COM 889478103 64939 3417856 SH Defined (1) 762100 2655756 TransCanada Corp COM 89353D107 4404 115635 SH Defined (1) 115635 UDR Inc COM 902653104 70977 3017730 SH Defined (1) 496800 2520930 VERIZON COMMUNICATIONS INC COM 92343V104 268 7500 SH Sole 247271 Weingarten Realty Investors COM 948741103 71240 2998335 SH Defined (1) 532377 2465958 WINDSTREAM CORP COM 97381W104 669 8300 SH Sole 544194 REPORT SUMMARY 69 DATA RECORDS 2,103,517 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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