-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgQNKl+tws1Phw/tHEpu274YQr1rr+UUzr61Z8/U+a1ajw0onm9vb5Ml+Td6pV4e mh5gwGp6DMZFZYRK1a3BuQ== 0001103882-11-000003.txt : 20110215 0001103882-11-000003.hdr.sgml : 20110215 20110214192006 ACCESSION NUMBER: 0001103882-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 11610966 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sunlp.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners Limited Partnership Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut February 14, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: No. 13F File Number Name 01 028-12344 MAK Capital One L.L.C. 02 028-13693 Realm Partners L.L.C. 03 028-11799 Xaraf Management L.L.C. 04 LMR Partners LLP I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 182 Form 13F Information Table Value Total: $1,128,840 List of Other Included Managers: No. 13F File Number Name 01 028-13822 Luna Capital L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 99 CENTS ONLY STORES COM 65440K106 1594 100000 SH SHARED 100000 A123 SYSTEMS INC COM 03739T108 4701 492736 SH SHARED 01 492736 A123 SYSTEMS INC COM 03739T108 4745 497400 SH PUT SHARED 01 0 ABITIBIBOWATER INC/NEW COM 003687209 6438 271995 SH SHARED 271995 AC MOORE ARTS & CRAFTS INC COM 00086T103 665 264000 SH SHARED 264000 AEROPOSTAL INC COM 007865108 209 8490 SH SHARED 8490 AIRGAS INC COM 009363102 73490 1176600 SH CALL SHARED 01 0 AIRGAS INC COM 009363102 999 16000 SH PUT SHARED 01 0 ALLIANCE HEALTHCARE SERVICES I COM 018606202 212 50000 SH SHARED 50000 ALPHA NATURAL RES INC COM 02076X102 1419 23645 SH SHARED 23645 AMERICAN INTL GRP COM 026874784 4898 85000 SH SHARED 01 85000 AMERICAN INTL GRP COM 026874784 3002 52100 SH CALL SHARED 01 0 AMERICAN INTL GRP COM 026874784 3348 58100 SH PUT SHARED 01 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 5140 179800 SH SHARED 01 179800 AMERICAN SUPERCONDUCTOR CORP COM 030111108 297 10400 SH CALL SHARED 01 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 5524 193200 SH PUT SHARED 01 0 AMSURG CORP COM 03232P405 216 10321 SH SHARED 10321 ARCELOR MITTAL COM 03938L104 72282 1895672 SH SHARED 1895672 ARENA PHARMACEUTICALS INC COM 040047102 51 29500 SH SHARED 01 29500 ARENA PHARMACEUTICALS INC COM 040047102 51 29500 SH PUT SHARED 01 0 ATP OIL & GAS CORPORATION COM 00208J108 2916 174200 SH SHARED 01 174200 ATP OIL & GAS CORPORATION COM 00208J108 2769 165400 SH PUT SHARED 01 0 AVON PRODUCTS INC COM 054303102 9529 327900 SH CALL SHARED 0 BANCO BILBAO VIZCAYA-SP ADR ADR 05946K101 685 67379 SH SHARED 67379 BANK OF AMERICA CORP COM 060505104 667 50000 SH SHARED 01 50000 BANK OF AMERICA CORP COM 060505104 4628 346900 SH CALL SHARED 01 0 BARNES & NOBLE INC COM 067774109 310 21900 SH SHARED 01 21900 BARNES & NOBLE INC COM 067774109 310 21900 SH PUT SHARED 01 0 BEAZER HOMES USA 15AUG13 7.25% CVPFD 07556Q501 1314 55500 SH SHARED 01 55500 BEAZER HOMES USA INC COM 07556Q105 136 25200 SH CALL SHARED 01 0 BIG LOTS INC COM 089302103 914 30000 SH SHARED 30000 BP PLC - SPONS ADR ADR 055622104 10124 229200 SH SHARED 01 229200 BP PLC - SPONS ADR ADR 055622104 12594 285120 SH SHARED 285120 BP PLC - SPONS ADR ADR 055622104 10124 229200 SH PUT SHARED 01 0 BUCYRUS INTERNATIONAL INC-A COM 118759109 24567 274800 SH CALL SHARED 01 0 CARMIKE CINEMAS INC COM 143436400 845 109500 SH SHARED 109500 CASEYS GENERAL STORES INC COM 147528103 2126 50000 SH SHARED 01 50000 CEMIG SA - SPONS ADR ADR 204409601 2953 178011 SH SHARED 178011 CENTRAL GOLDTRUST COM 153546106 9468 174212 SH SOLE 174212 CHEMTURA CORP COM 163893209 17831 1115851 SH SHARED 1115851 CHINA FIRE & SECURITY GROUP COM 16938R103 228 34700 SH SHARED 34700 CHINA VALVES TECHNOLOGY INC COM 169476207 2687 256423 SH SHARED 256423 CIA SIDERURGICA NACL - ADR ADR 20440W105 2424 145400 SH CALL SHARED 0 CIT GROUP INC COM 125581801 2284 48500 SH SHARED 48500 CITIGROUP INC COM 172967101 7016 1483400 SH CALL SHARED 01 0 CITIGROUP INC COM 172967101 103 21800 SH PUT SHARED 01 0 CNINSURE INC-ADR ADR 18976M103 19835 1149835 SH SOLE 1149835 COLONY FINANCIAL INC COM 19624R106 1401 70000 SH SHARED 70000 COMMERCIAL METALS CO COM 201723103 830 50000 SH CALL SHARED 01 0 CONSOL ENERGY INC COM 20854P109 1152 23644 SH SHARED 23644 COPART INC COM 217204106 3735 100000 SH SHARED 01 100000 COPART INC COM 217204106 3735 100000 SH PUT SHARED 01 0 CSG SYSTEMS INTL INC COM 126349109 203 10700 SH SHARED 10700 DELL INC COM 24702R101 209 15399 SH SHARED 15399 DELTA AIR LINES INC COM 247361702 24 1868 SH SHARED 1868 DELTA AIR LINES INC COM 247361702 104 8249 SH SOLE 8249 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 3285 69511 SH SHARED 01 69511 DOW CHEMICAL CO COM 260543103 2083 61005 SH SHARED 61005 DSW INC-CLASS A COM 23334L102 782 20000 SH SHARED 20000 EARTHLINK INC COM 270321102 197 22856 SH SHARED 22856 EMC CORP-MASS COM 268648102 458 20000 SH CALL SHARED 01 0 EMCOR GROUP INC COM 29084Q100 206 7115 SH SHARED 7115 EMPRESAS ICA SA - ADR ADR 292448206 2276 223144 SH SHARED 223144 ENERGY CONVERSION DEVICES COM 292659109 469 101900 SH SHARED 01 101900 ENERGY CONVERSION DEVICES COM 292659109 469 101900 SH PUT SHARED 01 0 FIDELITY NATIONAL INFORMATIO COM 31620M106 685 25000 SH SHARED 01 25000 FIRST FINANCIAL BANCORP-CW18 RT 320209117 152 20000 SH SHARED 01 20000 GAMESTOP CORP COM 36467W109 218 9529 SH SHARED 9529 GAMMON GOLD INC COM 36467T106 1346 164325 SH SHARED 164325 GAMMON GOLD INC COM 36467T106 2236 273000 SH CALL SHARED 0 GARMIN LTD COM H2906T109 527 17000 SH SHARED 01 17000 GARMIN LTD COM H2906T109 527 17000 SH PUT SHARED 01 0 GENERAL MOTORS CO COM 37045V100 6366 172704 SH SHARED 172704 GENERAL MOTORS CO COM 37045V100 3686 100000 SH CALL SHARED 01 0 GENON ENERGY INC COM 37244E107 762 200000 SH SHARED 200000 GENZYME CORP COM 372917104 420 5900 SH SHARED 01 5900 GENZYME CORP COM 372917104 6892 96800 SH CALL SHARED 01 0 GENZYME CORP COM 372917104 420 5900 SH PUT SHARED 01 0 GT SOLAR INTERNATIONAL INC COM 3623E0209 206 22536 SH SHARED 22536 HARBIN ELECTRIC INC COM 41145W109 2867 165269 SH SHARED 165269 HAVERTY FURNITURE COM 419596101 957 73700 SH SHARED 73700 HOT TOPIC INC COM 441339108 439 70000 SH SHARED 70000 HOVNANIAN ENTERPRISES INC A COM 442487203 568 138800 SH SHARED 01 138800 HOVNANIAN ENTERPRISES INC A COM 442487203 568 138800 SH PUT SHARED 01 0 INFOSPACE INC COM 45678T300 218 26305 SH SHARED 26305 INGERSOLL-RAND PLC COM G47791101 4186 88900 SH SHARED 88900 INTERDIGITAL INC COM 45867G101 218 5245 SH SHARED 5245 IPATH DJ UBS NAT GAS COM 06739H644 398 49500 SH SOLE 49500 IPATH S&P 500 VIX S/T FU ETN COM 06740C261 15036 400000 SH PUT SHARED 0 ISHARES MSCI BRAZIL COM 464286400 33808 436800 SH CALL SHARED 0 ISHARES MSCI BRAZIL COM 464286400 17609 227500 SH PUT SHARED 0 ISHARES SILVER TRUST COM 46428Q109 817 27062 SH SOLE 27062 KINROSS GOLD CORP COM 496902404 1553 81900 SH SHARED 81900 KINROSS GOLD CORP COM 496902404 5176 273000 SH CALL SHARED 0 KIRKLAND'S INC COM 497498105 1133 80733 SH SHARED 80733 KKR FINANCIAL HLDGS CORP COM 48248A306 2325 250000 SH CALL SHARED 01 0 KKR FINANCIAL HLDGS CORP COM 48248A306 321 34500 SH PUT SHARED 01 0 LIVE NATION COM 538034109 4458 390400 SH SHARED 01 390400 LIVE NATION COM 538034109 2929 256500 SH CALL SHARED 01 0 LIVE NATION COM 538034109 2948 258100 SH PUT SHARED 01 0 LLOYDS TSB GROUP PLC -SP ADR ADR 539439109 19408 4722101 SH SHARED 4722101 LONGTOP FINANCIAL-ADR COM 54318P108 3522 97336 SH SOLE 97366 LULULEMON ATHLETICA INC COM 550021109 732 10700 SH SHARED 01 10700 LULULEMON ATHLETICA INC COM 550021109 1232 18000 SH CALL SHARED 01 0 LULULEMON ATHLETICA INC COM 550021109 848 12400 SH PUT SHARED 01 0 MEAD JOHNSON NUTRITION CO-A COM 582839106 5680 91248 SH SHARED 01 91248 MEAD JOHNSON NUTRITION CO-A COM 582839106 7470 120000 SH CALL SHARED 01 0 MEAD JOHNSON NUTRITION CO-A COM 582839106 7470 120000 SH PUT SHARED 01 0 MELCO CROWN ENTERTAINMENT-ADR ADR 585464100 11939 1877151 SH SHARED 1877151 MGM MIRAGE COM 552953101 671 45200 SH SHARED 01 45200 MGM MIRAGE COM 552953101 671 45200 SH PUT SHARED 01 0 MICROSOFT CORP COM 594918104 213 7630 SH SHARED 7630 MINEFINDERS CORP COM 602900102 1628 147420 SH SHARED 147420 MINEFINDERS CORP COM 602900102 2009 182000 SH CALL SHARED 0 MOSAIC CO/THE COM 61945A107 5744 75227 SH SHARED 75227 NETEASE.COM INC -ADR ADR 64110W102 2824 78125 SH SHARED 78125 NEUTRAL TANDEM INC COM 64128B108 194 13440 SH SHARED 13440 NII HOLDINGS INC-CL B COM 62913F201 1656 37087 SH SHARED 37087 NII HOLDINGS INC-CL B COM 62913F201 3859 86400 SH CALL SHARED 0 NOKIA CORP - ADR ADR 654902204 24890 2411800 SH SHARED 2411800 NOMURA HOLDINGS INC-ADR ADR 65535H208 78123 12245000 SH SHARED 12245000 NOVELL INC COM 670006105 296 50000 SH SHARED 01 50000 NOVELL INC COM 670006105 488 82500 SH CALL SHARED 01 0 OSHKOSH CORP COM 688239201 206 5854 SH SHARED 5854 PAN AMERICAN SILVER CORP COM 697900108 8576 208100 SH CALL SHARED 0 PAN AMERICAN SILVER CORP COM 697900108 6561 159200 SH PUT SHARED 0 PEABODY ENERGY CORP COM 704549104 1513 23645 SH SHARED 23645 PEP BOYS-MANNY MOE & JACK COM 713278109 1007 75000 SH SHARED 75000 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 5510 145600 SH SHARED 145600 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 11704 309300 SH CALL SHARED 0 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 4643 122700 SH PUT SHARED 0 POTASH CORP OF SASKATCHEWAN COM 73755L107 124514 804200 SH CALL SHARED 01 0 POTASH CORP OF SASKATCHEWAN COM 73755L107 111989 723300 SH PUT SHARED 01 0 POWER-ONE INC COM 73930R102 9236 905500 SH SHARED 01 905500 POWER-ONE INC COM 73930R102 9236 905500 SH PUT SHARED 01 0 PREPAID LEGAL SERVICES INC COM 740065107 200 3323 SH SHARED 3323 PROSHARES ULTRASHORT FTSE CHIN COM 74347X567 2736 90950 SH SHARED 90950 RAYTHEON COMPANY COM 755111507 213 4592 SH SHARED 4592 SANDISK CORP COM 80004C101 205 4107 SH SHARED 4107 SOLARFUN POWER HOLD-SPON ADR COM 83415U108 319 39100 SH SHARED 01 39100 SOLARFUN POWER HOLD-SPON ADR COM 83415U108 319 39100 SH PUT SHARED 01 0 SOMAXON PHARMACEUTICALS INC COM 834453102 391 124002 SH SHARED 01 124002 SOMAXON PHARMACEUTICALS INC COM 834453102 288 91500 SH PUT SHARED 01 0 SPANISH BROADCASTING SYS CLA COM 846425882 144 203200 SH SHARED 203200 SPANSION INC-CLASS A COM 84649R200 37941 1832896 SH SHARED 1832896 SPDR GOLD TRUST COM 78463V107 12624 91000 SH PUT SHARED 0 SPDR GOLD TRUST COM 78463V107 638 4596 SH SOLE 4596 SPROTT PHYSICAL GOLD TRUST COM 85207H104 8588 695662 SH SOLE 695662 SUNPOWER CORP-CLASS A COM 867652109 5954 464100 SH SHARED 01 464100 SUNPOWER CORP-CLASS A COM 867652109 5984 466400 SH PUT SHARED 01 0 SUNTECH POWER HOLDINGS-ADR ADR 86800C104 5322 664380 SH SHARED 01 664380 SUNTECH POWER HOLDINGS-ADR ADR 86800C104 536 66900 SH CALL SHARED 01 0 SUNTECH POWER HOLDINGS-ADR ADR 86800C104 4621 576900 SH PUT SHARED 01 0 SUSSER HOLDINGS CORP COM 869233106 2735 197463 SH SHARED 197463 TAIWAN SEMICONDUCTOR-ADR ADR 874039100 7211 575000 SH SHARED 01 575000 TATA MOTORS LTD-SPON ADR ADR 876568502 1446 49300 SH SHARED 01 49300 TATA MOTORS LTD-SPON ADR ADR 876568502 1232 42000 SH PUT SHARED 01 0 TELECOMUNICACOES DE S.P. ADR 87929A102 3063 125167 SH SHARED 125167 TERADYNE INC COM 880770102 211 15050 SH SHARED 15050 TERRA NOVA ROYALTY CORP COM 88102D103 111 14244 SH SHARED 14244 TESSERA TECHNOLOGIES INC COM 88164L100 223 10072 SH SHARED 10072 THE ST JOE COMPANY COM 790148100 3278 150000 SH CALL SHARED 01 0 UNISYS CORP COM 909214306 212 8204 SH SHARED 8204 UNITED ONLINE INC COM 911268100 203 30818 SH SHARED 30818 USA MOBILITY INC COM 90341G103 196 11040 SH SHARED 11040 VALE SA-SP ADR ADR 91912E105 3683 106550 SH SHARED 106550 VALEANT PHARMACEUTICALS INTE COM 91911K102 569 20113 SH SHARED 01 20113 VALEANT PHARMACEUTICALS INTE COM 91911K102 655 23140 SH PUT SHARED 01 0 VEECO INSTRUMENTS INC COM 922417100 3166 73700 SH SHARED 01 73700 VEECO INSTRUMENTS INC COM 922417100 3166 73700 SH PUT SHARED 01 0 VERSO PAPER CORP COM 92531L108 95 27750 SH SHARED 27750 WEBMD HEALTH CORP-CLASS A COM 94770V102 2808 55000 SH SHARED 01 55000 WINN-DIXIE STORES INC COM 974280307 1096 152881 SH SHARED 152881 WONDER AUTO TECHNOLOGY INC COM 978166106 3347 443935 SH SHARED 443935 XEROX CORP COM 984121103 16426 1425888 SH SHARED 01 1425888 XEROX CORP COM 984121103 16429 1426100 SH PUT SHARED 01 0 YAHOO! INC COM 984332106 298 17900 SH SHARED 01 17900 YAHOO! INC COM 984332106 2328 140000 SH CALL SHARED 01 0 YAHOO! INC COM 984332106 215 12900 SH PUT SHARED 01 0 YAMANA GOLD INC COM 98462Y100 1689 131950 SH SHARED 131950 YUHE INTERNATIONAL INC COM 988432100 544 60758 SH SHARED 60758 ZIOPHARM ONCOLOGY ING COM 98973P101 5659 1214455 SH SOLE 1214455
-----END PRIVACY-ENHANCED MESSAGE-----