-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sjfxf0PsqjrlyrTuIlegE26ZM7eRD43CBj2qsmiRIuULsM5MxLWaurrkXP7oYX0R pmJIauA1Hu/MzwDBRHz6Kg== 0000909012-11-000150.txt : 20110214 0000909012-11-000150.hdr.sgml : 20110214 20110214192333 ACCESSION NUMBER: 0000909012-11-000150 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 11611148 BUSINESS ADDRESS: STREET 1: 2908 POSTON AVENUE STREET 2: SUITE 101 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153203989 MAIL ADDRESS: STREET 1: 2908 POSTON AVENUE STREET 2: SUITE 101 CITY: NASHVILLE STATE: TN ZIP: 37203 13F-HR 1 t306264.txt FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Laffer Investments, Inc. Address: 2909 Poston Avenue 2nd Floor Nashville, TN 37203 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete and that it is understood that all required items, statements schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arthur B. Laffer, Jr. Title: Chief Executive Officer Phone: 615-320-3989 Signature City State and Date of Signing: Arthur B. Laffer Nashville TN 02/14/2010 Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: $317,498,071 List of Other Included Managers: NONE 13F HOLDINGS REPORT AS OF DATE: 09/30/10
INVESTMENT DISCRETION VOTING SHARES/ ----------- AUTHORITY ISSUER TITLE OF CUSIP MKT PRINC SHA- OTHER ---------------- NAME CLASS NUMBER VAL AMT SOLE(A) RED MNGRS SOLE SHARED NONE Abercrombie & Fitch COMMON STOCKS 002896207 2,051,051.70 35,590 35,590 - ALL 35,590 0 0 Adobe Sys Inc COMMON STOCKS 00724F101 10,311.30 335 335 - ALL 335 0 0 Advanced Micro Devic COMMON STOCKS 007903107 10,306.80 1,260 1,260 - ALL 1,260 0 0 Alcoa Inc COMMON STOCKS 013817101 10,773.00 700 700 - ALL 700 0 0 Allergan Inc COMMON STOCKS 018490102 3,179,421.00 46,300 46,300 - ALL 46,300 0 0 Altera Corp COMMON STOCKS 021441100 2,727,384.90 76,655 76,655 - ALL 76,655 0 0 Amphenol Corp COMMON STOCKS 032095101 2,158,702.00 40,900 40,900 - ALL 40,900 0 0 Anadarko Pete Corp COMMON STOCKS 032511107 10,662.40 140 140 - ALL 140 0 0 Analog Devices Inc COMMON STOCKS 032654105 1,195,947.16 31,748 31,748 - ALL 31,748 0 0 Apache Corp COMMON STOCKS 037411105 10,134.55 85 85 - ALL 85 0 0 Autodesk Inc COMMON STOCKS 052769106 9,932.00 260 260 - ALL 260 0 0 Aviat Networks Inc COMMON STOCKS 05366Y102 49,746.84 9,812 9,812 - ALL 9,812 0 0 Baker Hughes Inc COMMON STOCKS 057224107 2,857,070.75 49,975 49,975 - ALL 49,975 0 0 Big Lots Inc COMMON STOCKS 089302103 9,290.30 305 305 - ALL 305 0 0 Bmc Software Inc COMMON STOCKS 055921100 9,899.40 210 210 - ALL 210 0 0 Boston Properties Inc COMMON STOCKS 101121101 1,127,910.00 13,100 13,100 - ALL 13,100 0 0 Broadcom Corp COMMON STOCKS 111320107 8,927.75 205 205 - ALL 205 0 0 CA Inc COMMON STOCKS 12673P105 1,274,179.40 52,135 52,135 - ALL 52,135 0 0 Cabot Oil & Gas Corp COMMON STOCKS 127097103 10,030.25 265 265 - ALL 265 0 0 Cameron International Corp COMMON STOCKS 13342B105 9,638.70 190 190 - ALL 190 0 0 Capital One Finl Corp COMMON STOCKS 14040H105 1,467,468.80 34,480 34,480 - ALL 34,480 0 0 Carnival Corp COMMON STOCKS 143658300 10,374.75 225 225 - ALL 225 0 0 Caterpillar Inc COMMON STOCKS 149123101 10,302.60 110 110 - ALL 110 0 0 Centurytel Inc COMMON STOCKS 156700106 1,491,291.00 32,300 32,300 - ALL 32,300 0 0 CF Inds Hldgs Inc COMMON STOCKS 125269100 1,959,675.00 14,500 14,500 - ALL 14,500 0 0 Chesapeake Energy Co COMMON STOCKS 165167107 11,529.95 445 445 - ALL 445 0 0 Chevron Corp COMMON STOCKS 166764100 10,493.75 115 115 - ALL 115 0 0 Cigna Corp COMMON STOCKS 125509109 1,972,308.00 53,800 53,800 - ALL 53,800 0 0 Citrix Sys Inc COMMON STOCKS 177376100 9,235.35 135 135 - ALL 135 0 0 Clorox Co COMMON STOCKS 189054109 1,835,120.00 29,000 29,000 - ALL 29,000 0 0 Coach Inc COMMON STOCKS 189754104 9,126.15 165 165 - ALL 165 0 0 Coca Cola Co COMMON STOCKS 191216100 13,154.00 200 200 - ALL 200 0 0 Coca-Cola Enterprises Inc COMMON STOCKS 19122T109 1,306,566.00 52,200 52,200 - ALL 52,200 0 0 Comerica Inc COMMON STOCKS 200340107 1,262,976.00 29,900 29,900 - ALL 29,900 0 0 Compuware Corp COMMON STOCKS 205638109 10,386.30 890 890 - ALL 890 0 0 Conocophillips COMMON STOCKS 20825C104 10,555.50 155 155 - ALL 155 0 0 Cooper Industries Plc COMMON STOCKS G24140108 1,305,696.00 22,400 22,400 - ALL 22,400 0 0 Corning Inc COMMON STOCKS 219350105 4,399,589.04 227,722 227,722 - ALL 227,722 0 0 Costco Whsl Corp COMMON STOCKS 22160K105 4,903,059.00 67,900 67,900 - ALL 67,900 0 0 CR Bard Inc COMMON STOCKS 067383109 871,815.00 9,500 9,500 - ALL 9,500 0 0 CSX Corp COMMON STOCKS 126408103 9,691.50 150 150 - ALL 150 0 0 Cummins Inc COMMON STOCKS 231021106 10,450.95 95 95 - ALL 95 0 0 Danaher Corp COMMON STOCKS 235851102 10,141.55 215 215 - ALL 215 0 0 Darden Restaurants I COMMON STOCKS 237194105 8,823.60 190 190 - ALL 190 0 0 Deere & Co COMMON STOCKS 244199105 10,381.25 125 125 - ALL 125 0 0 Denbury Resources Inc COMMON STOCKS 247916208 9,640.45 505 505 - ALL 505 0 0 Dentsply Intl Inc COMMON STOCKS 249030107 1,322,379.00 38,700 38,700 - ALL 38,700 0 0 Devon Energy Corp COMMON STOCKS 25179M103 10,206.30 130 130 - ALL 130 0 0 Diamond Offshore Drilling COMMON STOCKS 25271C102 9,696.15 145 145 - ALL 145 0 0 Discover Finl Svcs COMMON STOCKS 254709108 1,108,094.00 59,800 59,800 - ALL 59,800 0 0 Dover Corp COMMON STOCKS 260003108 9,644.25 165 165 - ALL 165 0 0 Eastman Chem Co COMMON STOCKS 277432100 2,076,776.00 24,700 24,700 - ALL 24,700 0 0 Eaton Corp COMMON STOCKS 278058102 2,567,695.45 25,295 25,295 - ALL 25,295 0 0 Ecolab Inc COMMON STOCKS 278865100 9,831.90 195 195 - ALL 195 0 0 Emerson Elec Co COMMON STOCKS 291011104 9,718.90 170 170 - ALL 170 0 0 Eog Res Inc COMMON STOCKS 26875P101 9,598.05 105 105 - ALL 105 0 0 EQT Corp COMMON STOCKS 26884L109 10,313.20 230 230 - ALL 230 0 0 Exxon Mobil Corp COMMON STOCKS 30231G102 24,495.20 335 335 - ALL 335 0 0 Family Dlr Stores In COMMON STOCKS 307000109 9,444.90 190 190 - ALL 190 0 0 Fidelity Natl Inform COMMON STOCKS 31620M106 1,544,796.00 56,400 56,400 - ALL 56,400 0 0 First Solar Inc COMMON STOCKS 336433107 9,760.50 75 75 - ALL 75 0 0 Flowserve Corp COMMON STOCKS 34354P105 1,775,185.80 14,890 14,890 - ALL 14,890 0 0 FMC Technologies Inc COMMON STOCKS 30249U101 9,780.10 110 110 - ALL 110 0 0 Ford Motor Co COMMON STOCKS 345370860 9,738.20 580 580 - ALL 580 0 0 Freeport-Mcmoran Copper COMMON STOCKS 35671D857 10,808.10 90 90 - ALL 90 0 0 Frontier Communications COMMON STOCKS 35906A108 1,120,896.00 115,200 115,200 - ALL 115,200 0 0 Gannett Inc COMMON STOCKS 364730101 10,487.55 695 695 - ALL 695 0 0 Gap Inc COMMON STOCKS 364760108 9,697.60 440 440 - ALL 440 0 0 General Elec Co COMMON STOCKS 369604103 5,487.00 300 300 - ALL 300 0 0 Halliburton Co COMMON STOCKS 406216101 4,766,494.20 116,740 116,740 - ALL 116,740 0 0 Harman Intl Inds Inc COMMON STOCKS 413086109 1,495,490.00 32,300 32,300 - ALL 32,300 0 0 Harris Corp COMMON STOCKS 413875105 1,789,350.00 39,500 39,500 - ALL 39,500 0 0 Hasbro Bradley Inc COMMON STOCKS 418056107 9,200.10 195 195 - ALL 195 0 0 Helmerich & Payne COMMON STOCKS 423452101 9,938.40 205 205 - ALL 205 0 0 Hess Corp COMMON STOCKS 42809H107 9,950.20 130 130 - ALL 130 0 0 Hudson City Bancorp COMMON STOCKS 443683107 315,952.00 24,800 24,800 - ALL 24,800 0 0 Huntington Bancshare COMMON STOCKS 446150104 542,730.00 79,000 79,000 - ALL 79,000 0 0 Illinois Tool Works Inc COMMON STOCKS 452308109 10,413.00 195 195 - ALL 195 0 0 Ingersoll-Rand COMMON STOCKS G47791101 2,459,275.25 52,225 52,225 - ALL 52,225 0 0 Integrys Energy Group COMMON STOCKS 45822P105 1,096,326.00 22,600 22,600 - ALL 22,600 0 0 Intel Corp COMMON STOCKS 458140100 9,253.20 440 440 - ALL 440 0 0 International Flavors & Fragrances COMMON STOCKS 459506101 9,728.25 175 175 - ALL 175 0 0 International Game COMMON STOCKS 459902102 10,614.00 600 600 - ALL 600 0 0 Intuit COMMON STOCKS 461202103 9,860.00 200 200 - ALL 200 0 0 ITT Corp COMMON STOCKS 450911102 1,188,108.00 22,800 22,800 - ALL 22,800 0 0 Johnson Controls Inc COMMON STOCKS 478366107 9,550.00 250 250 - ALL 250 0 0 KLA-Tencor Corp COMMON STOCKS 482480100 962,136.00 24,900 24,900 - ALL 24,900 0 0 Legg Mason Inc COMMON STOCKS 524901105 1,908,962.64 52,632 52,632 - ALL 52,632 0 0 Limited Brands Inc COMMON STOCKS 532716107 2,583,624.75 84,075 84,075 - ALL 84,075 0 0 Linear Technology Co COMMON STOCKS 535678106 1,085,607.15 31,385 31,385 - ALL 31,385 0 0 Lowe's Cos Inc COMMON STOCKS 548661107 1,276,572.00 50,900 50,900 - ALL 50,900 0 0 Lsi Logic Corp COMMON STOCKS 502161102 9,643.90 1,610 1,610 - ALL 1,610 0 0 Manitowoc Inc COMMON STOCKS 563571108 1,342,464.00 102,400 102,400 - ALL 102,400 0 0 Marathon Oil Corp COMMON STOCKS 565849106 10,183.25 275 275 - ALL 275 0 0 Marriott Intl Inc COMMON STOCKS 571903202 2,554,543.84 61,496 61,496 - ALL 61,496 0 0 Mattel Inc COMMON STOCKS 577081102 9,409.10 370 370 - ALL 370 0 0 McAfee Inc COMMON STOCKS 579064106 9,262.00 200 200 - ALL 200 0 0 Mccormick & Co Inc COMMON STOCKS 579780206 2,140,380.00 46,000 46,000 - ALL 46,000 0 0 Mcdonalds Corp COMMON STOCKS 580135101 9,211.20 120 120 - ALL 120 0 0 McGraw-Hill Companies Inc COMMON STOCKS 580645109 9,830.70 270 270 - ALL 270 0 0 Meredith Corp COMMON STOCKS 589433101 9,528.75 275 275 - ALL 275 0 0 Microchip Technology COMMON STOCKS 595017104 1,805,432.75 52,775 52,775 - ALL 52,775 0 0 Micron Technology Inc COMMON STOCKS 595112103 10,265.60 1,280 1,280 - ALL 1,280 0 0 Microsoft Corp COMMON STOCKS 594918104 10,187.15 365 365 - ALL 365 0 0 Molex Inc COMMON STOCKS 608554101 945,152.00 41,600 41,600 - ALL 41,600 0 0 Morgan Stanley COMMON STOCKS 617446448 3,199,487.85 117,585 117,585 - ALL 117,585 0 0 Motorola Inc COMMON STOCKS 620076109 3,334,168.28 367,604 367,604 - ALL 367,604 0 0 Murphy Oil Corp COMMON STOCKS 626717102 10,064.25 135 135 - ALL 135 0 0 Mylan Labs Inc COMMON STOCKS 628530107 1,817,180.00 86,000 86,000 - ALL 86,000 0 0 Nabors Industries Ltd COMMON STOCKS G6359F103 9,853.20 420 420 - ALL 420 0 0 National Semiconduct COMMON STOCKS 637640103 1,042,870.40 75,790 75,790 - ALL 75,790 0 0 National-Oilwell Inc COMMON STOCKS 637071101 10,087.50 150 150 - ALL 150 0 0 New York Times Co COMMON STOCKS 650111107 10,143.00 1,035 1,035 - ALL 1,035 0 0 Newmont Mng Corp Hld COMMON STOCKS 651639106 9,828.80 160 160 - ALL 160 0 0 News Corp Ltd COMMON STOCKS 65248E104 9,828.00 675 675 - ALL 675 0 0 Nisource Inc COMMON STOCKS 65473P105 514,504.00 29,200 29,200 - ALL 29,200 0 0 Noble Energy Inc COMMON STOCKS 655044105 9,899.20 115 115 - ALL 115 0 0 Norfolk Southern Corp COMMON STOCKS 655844108 9,737.10 155 155 - ALL 155 0 0 Novell Inc COMMON STOCKS 670006105 9,383.20 1,585 1,585 - ALL 1,585 0 0 Nvidia Corp COMMON STOCKS 67066G104 10,241.00 665 665 - ALL 665 0 0 Occidental Pete Corp COMMON STOCKS 674599105 10,300.50 105 105 - ALL 105 0 0 Oracle Systems Corp COMMON STOCKS 68389X105 10,798.50 345 345 - ALL 345 0 0 Paccar Inc COMMON STOCKS 693718108 9,747.80 170 170 - ALL 170 0 0 Pall Corp COMMON STOCKS 696429307 1,249,663.90 25,205 25,205 - ALL 25,205 0 0 Parker Hannifin Corp COMMON STOCKS 701094104 1,692,774.50 19,615 19,615 - ALL 19,615 0 0 Perkinelmer Inc COMMON STOCKS 714046109 1,296,164.00 50,200 50,200 - ALL 50,200 0 0 Pioneer Nat Res Co COMMON STOCKS 723787107 9,984.30 115 115 - ALL 115 0 0 Polo Ralph Lauren Corp COMMON STOCKS 731572103 9,428.20 85 85 - ALL 85 0 0 QEP Resources Inc COMMON STOCKS 74733V100 9,440.60 260 260 - ALL 260 0 0 Radioshack Corp COMMON STOCKS 750438103 920,802.00 49,800 49,800 - ALL 49,800 0 0 Range Res Corp COMMON STOCKS 75281A109 9,895.60 220 220 - ALL 220 0 0 Red Hat Inc COMMON STOCKS 756577102 9,586.50 210 210 - ALL 210 0 0 Rockwell Automation COMMON STOCKS 773903109 1,343,845.40 18,740 18,740 - ALL 18,740 0 0 Rockwell Collins Inc COMMON STOCKS 774341101 1,369,110.00 23,500 23,500 - ALL 23,500 0 0 Roper Industries Inc COMMON STOCKS 776696106 9,935.90 130 130 - ALL 130 0 0 Ross Stores Inc. COMMON STOCKS 778296103 9,171.25 145 145 - ALL 145 0 0 Rowan Companies Inc COMMON STOCKS 779382100 1,686,327.55 48,305 48,305 - ALL 48,305 0 0 Salesforce.com Inc COMMON STOCKS 79466L302 8,580.00 65 65 - ALL 65 0 0 Scana Corp COMMON STOCKS 80589M102 840,420.00 20,700 20,700 - ALL 20,700 0 0 Schlumberger Ltd COMMON STOCKS 806857108 10,020.00 120 120 - ALL 120 0 0 Sherwin Williams Co COMMON STOCKS 824348106 1,919,968.75 22,925 22,925 - ALL 22,925 0 0 Sigma Aldrich Corp COMMON STOCKS 826552101 9,651.20 145 145 - ALL 145 0 0 SLM Corp COMMON STOCKS 78442P106 2,183,382.98 173,422 173,422 - ALL 173,422 0 0 Smucker J M Co COMMON STOCKS 832696405 2,242,472.70 34,158 34,158 - ALL 34,158 0 0 Snap On Tools Corp COMMON STOCKS 833034101 9,901.50 175 175 - ALL 175 0 0 Southwestern Energy Co COMMON STOCKS 845467109 9,544.65 255 255 - ALL 255 0 0 Starbucks Corp COMMON STOCKS 855244109 9,639.00 300 300 - ALL 300 0 0 Starwood Hotels & Resorts COMMON STOCKS 85590A401 3,213,134.70 52,865 52,865 - ALL 52,865 0 0 Symantec Corp COMMON STOCKS 871503108 9,207.00 550 550 - ALL 550 0 0 T.Rowe Price Group Inc COMMON STOCKS 74144T108 1,949,108.00 30,200 30,200 - ALL 30,200 0 0 Target Corp COMMON STOCKS 87612E106 9,921.45 165 165 - ALL 165 0 0 Teco Energy Inc COMMON STOCKS 872375100 1,381,903.00 77,635 77,635 - ALL 77,635 0 0 Texas Instrs Inc COMMON STOCKS 882508104 5,793,125.00 178,250 178,250 - ALL 178,250 0 0 Textron Inc COMMON STOCKS 883203101 1,988,124.00 84,100 84,100 - ALL 84,100 0 0 Time Warner Inc COMMON STOCKS 887317303 10,133.55 315 315 - ALL 315 0 0 Titanium Metals Corp COMMON STOCKS 888339207 9,019.50 525 525 - ALL 525 0 0 Tjx Cos Inc New COMMON STOCKS 872540109 9,099.95 205 205 - ALL 205 0 0 Total Sys Svcs Inc COMMON STOCKS 891906109 1,095,056.00 71,200 71,200 - ALL 71,200 0 0 Tyco Electronics Ltd COMMON STOCKS H8912P106 3,125,820.00 88,300 88,300 - ALL 88,300 0 0 Union Pac Corp COMMON STOCKS 907818108 9,729.30 105 105 - ALL 105 0 0 United States Stl Co COMMON STOCKS 912909108 2,128,240.60 36,430 36,430 - ALL 36,430 0 0 Urban Outfitters Inc. COMMON STOCKS 917047102 8,952.50 250 250 - ALL 250 0 0 US Bancorp COMMON STOCKS 902973304 2,718,576.00 100,800 100,800 - ALL 100,800 0 0 V F Corp COMMON STOCKS 918204108 9,479.80 110 110 - ALL 110 0 0 Viacom Inc Cl B COMMON STOCKS 92553P201 9,704.45 245 245 - ALL 245 0 0 Walt Disney Co COMMON STOCKS 254687106 9,565.05 255 255 - ALL 255 0 0 Washington Post Co COMMON STOCKS 939640108 10,987.50 25 25 1 ALL 25 0 0 Windstream Corp COMMON STOCKS 97381W104 1,686,740.00 121,000 121,000 3 ALL 121,000 0 0 Wisconsin Energy Corp COMMON STOCKS 976657106 1,124,226.00 19,100 19,100 4 ALL 19,100 0 0 Wyndham Worldwide Co COMMON STOCKS 98310W108 2,184,683.20 72,920 72,920 5 ALL 72,920 0 0 Wynn Resorts Ltd COMMON STOCKS 983134107 9,345.60 90 90 6 ALL 90 0 0 Xilinx Inc COMMON STOCKS 983919101 1,978,609.50 68,275 68,275 7 ALL 68,275 0 0 Yum Brands Inc COMMON STOCKS 988498101 9,074.25 185 185 9 ALL 185 0 0 Zions Bancorp COMMON STOCKS 989701107 450,678.00 18,600 18,600 10 ALL 18,600 0 0 3M Co CONVERTIBLE BOND 88579YAB7 191,194.78 206 206 - ALL 206 0 0 Affiliated Managers Group CONVERTIBLE BOND 008252AL2 2,807,882.64 2,458 2,458 - ALL 2,458 0 0 Allegheny Technologies Inc CONVERTIBLE BOND 01741RAD4 2,003,538.68 1,321 1,321 - ALL 1,321 0 0 Allergan Inc CONVERTIBLE BOND 018490AL6 2,600,726.94 2,282 2,282 - ALL 2,282 0 0 Amgen Inc CONVERTIBLE BOND 031162AQ3 2,361,238.55 2,354 2,354 - ALL 2,354 0 0 Archer Daniels Midland Co CONVERTIBLE BOND 039483AW2 2,709,497.20 2,628 2,628 - ALL 2,628 0 0 Beckman Coulter Inc CONVERTIBLE BOND 075811AD1 2,451,668.76 2,144 2,144 - ALL 2,144 0 0 Best Buy Inc CONVERTIBLE BOND 086516AF8 1,716,231.00 1,588 1,588 - ALL 1,588 0 0 Boston Pptys Ltd Partnership CONVERTIBLE BOND 10112RAG9 2,440,203.33 2,182 2,182 - ALL 2,182 0 0 Cameron International Corp CONVERTIBLE BOND 13342BAB1 2,297,729.31 1,589 1,589 - ALL 1,589 0 0 Charles River CONVERTIBLE BOND 159864AB3 2,374,806.87 2,003 2,003 - ALL 2,003 0 0 Dominion Resources Inc CONVERTIBLE BOND 25746UAT6 3,305,453.79 2,701 2,701 - ALL 2,701 0 0 E M C Corp Mass CONVERTIBLE BOND 268648AK8 3,419,883.35 2,354 2,354 - ALL 2,354 0 0 Health Care Reit Inc CONVERTIBLE BOND 42217KAQ9 1,446,226.77 1,248 1,248 - ALL 1,248 0 0 Intel Corp CONVERTIBLE BOND 458140AD2 2,854,434.44 2,854 2,854 - ALL 2,854 0 0 L-3 Communications Corp CONVERTIBLE BOND 502413AW7 2,101,454.57 2,039 2,039 - ALL 2,039 0 0 Life Technologies Corp CONVERTIBLE BOND 46185RAM2 1,580,245.49 1,324 1,324 - ALL 1,324 0 0 Medtronic Inc CONVERTIBLE BOND 585055AM8 2,635,440.13 2,601 2,601 - ALL 2,601 0 0 Molson Coors Brewing Co CONVERTIBLE BOND 60871RAA8 2,936,269.33 2,494 2,494 - ALL 2,494 0 0 Nabors Inds Inc CONVERTIBLE BOND 629568AP1 2,585,798.87 2,586 2,586 - ALL 2,586 0 0 Nasdaq Omx Group Inc CONVERTIBLE BOND 631103AA6 2,828,951.72 2,410 2,410 - ALL 2,410 0 0 National City Corp CONVERTIBLE BOND 635405AW3 2,285,877.90 2,201 2,201 - ALL 2,201 0 0 National Retail Properties Inc CONVERTIBLE BOND 637417AC0 2,716,034.58 2,355 2,355 - ALL 2,355 0 0 Newmont Mining Corp CONVERTIBLE BOND 651639AK2 2,965,821.67 2,095 2,095 - ALL 2,095 0 0 Prologis CONVERTIBLE BOND 743410AS1 1,445,962.36 1,439 1,439 - ALL 1,439 0 0 Rayonier Trs Hldgs Inc CONVERTIBLE BOND 75508AAB2 3,082,572.92 2,735 2,735 - ALL 2,735 0 0 Symantec Corp CONVERTIBLE BOND 871503AF5 2,651,869.17 2,325 2,325 - ALL 2,325 0 0 Teva Pharmaceutical Fin Co B.V CONVERTIBLE BOND 88165FAA0 2,657,049.27 2,387 2,387 - ALL 2,387 0 0 Textron Inc CONVERTIBLE BOND 883203BN0 389,482.26 202 202 - ALL 202 0 0 Transocean Inc CONVERTIBLE BOND 893830AV1 3,237,452.40 3,276 3,276 - ALL 3,276 0 0 United Dominion Realty Tr Inc CONVERTIBLE BOND 910197AK8 2,652,759.19 2,627 2,627 - ALL 2,627 0 0 Vornado Rlty L P CONVERTIBLE BOND 929043AC1 1,850,606.75 1,641 1,641 - ALL 1,641 0 0 Apache Corp CONVERTIBLE PREFERRED STOCK 037411808 2,180,781.96 32,774 32,774 - ALL 32,774 0 0 Archer Daniels Midland Co CONVERTIBLE PREFERRED STOCK 039483201 1,334,354.12 34,364 34,364 - ALL 34,364 0 0 Bank Of America Corp CONVERTIBLE PREFERRED STOCK 060505682 76,557.60 80 80 - ALL 80 0 0 Bunge Limited CONVERTIBLE PREFERRED STOCK G16962204 2,095,481.74 22,396 22,396 - ALL 22,396 0 0 Fifth Third Bancorp CONVERTIBLE PREFERRED STOCK 316773209 64,195.12 435 435 - ALL 435 0 0 Great Plains Energy CONVERTIBLE PREFERRED STOCK 391164803 1,577,920.00 24,655 24,655 - ALL 24,655 0 0 Hartford Financial Srvs Grp CONVERTIBLE PREFERRED STOCK 416515708 1,420,494.76 55,466 55,466 - ALL 55,466 0 0 Huntington Bancshare CONVERTIBLE PREFERRED STOCK 446150401 56,212.00 52 52 - ALL 52 0 0 Keycorp CONVERTIBLE PREFERRED STOCK 493267405 121,023.00 1,130 1,130 - ALL 1,130 0 0 Newell Finl Trust I CONVERTIBLE PREFERRED STOCK 651195307 2,283,385.62 54,205 54,205 - ALL 54,205 0 0 NextEra Energy CONVERTIBLE PREFERRED STOCK 65339F309 1,540,577.40 31,035 31,035 - ALL 31,035 0 0 PPL Corporation CONVERTIBLE PREFERRED STOCK 69351T601 2,269,791.16 41,314 41,314 - ALL 41,314 0 0 Stanley Works CONVERTIBLE PREFERRED STOCK 854502309 1,487,759.13 13,673 13,673 - ALL 13,673 0 0 US Bancorp CONVERTIBLE PREFERRED STOCK 902973155 36,032.00 1,600 1,600 - ALL 1,600 0 0 Vale Cap Ltd CONVERTIBLE PREFERRED STOCK 91912F201 357,421.35 3,705 3,705 - ALL 3,705 0 0 Wells Fargo & Co CONVERTIBLE PREFERRED STOCK 949746804 1,980,953.93 1,980 1,980 2 ALL 1,980 0 0 XL Company of Switz CONVERTIBLE PREFERRED STOCK H9709Y102 1,917,274.80 61,530 61,530 8 ALL 61,530 0 0 Global X/InterBolsa FTSE EXCHANGE TRADED FUND 37950E200 2,551.80 60 60 - ALL 60 0 0 iShares FTSE/Xinhua China 25 Index Fund EXCHANGE TRADED FUND 464287184 2,585.40 60 60 - ALL 60 0 0 iShares Gs$ Investop EXCHANGE TRADED FUND 464287242 3,798,653.20 35,030 35,030 - ALL 35,030 0 0 iShares Iboxx Hy Cp Bd EXCHANGE TRADED FUND 464288513 1,223,429.50 13,550 13,550 - ALL 13,550 0 0 iShares Lehman 1-3 Credit EXCHANGE TRADED FUND 464288646 4,231,682.40 40,580 40,580 - ALL 40,580 0 0 iShares Lehman 1-3 Tr EXCHANGE TRADED FUND 464287457 29,393.00 350 350 - ALL 350 0 0 iShares Lehman Int Credit EXCHANGE TRADED FUND 464288638 3,571,912.80 33,960 33,960 - ALL 33,960 0 0 iShares Lehman Tips EXCHANGE TRADED FUND 464287176 3,387,955.20 31,510 31,510 - ALL 31,510 0 0 iShares MSCI Poland Index EXCHANGE TRADED FUND 46429B606 4,353,499.13 129,607 129,607 - ALL 129,607 0 0 iShares MSCI Brazil Index EXCHANGE TRADED FUND 464286400 2,322.00 30 30 - ALL 30 0 0 iShares MSCI Canada Index EXCHANGE TRADED FUND 464286509 4,765,010.00 153,710 153,710 - ALL 153,710 0 0 iShares MSCI Eastern Europe Index EXCHANGE TRADED FUND 464286566 2,849.40 90 90 - ALL 90 0 0 iShares MSCI Emerging Markets Index EXCHANGE TRADED FUND 464287234 2,382.10 50 50 - ALL 50 0 0 iShares MSCI Hong Kong Index EXCHANGE TRADED FUND 464286871 4,363,887.65 230,649 230,649 - ALL 230,649 0 0 iShares MSCI New Zealand Index EXCHANGE TRADED FUND 464289123 4,363,005.84 148,495 148,495 - ALL 148,495 0 0 iShares MSCI S. Africa Index EXCHANGE TRADED FUND 464286780 2,987.20 40 40 - ALL 40 0 0 iShares MSCI S. Korea Index EXCHANGE TRADED FUND 464286772 4,899,299.73 80,067 80,067 - ALL 80,067 0 0 iShares MSCI Singapore Index EXCHANGE TRADED FUND 464286673 4,496,472.04 324,655 324,655 - ALL 324,655 0 0 iShares MSCI Sweden Index EXCHANGE TRADED FUND 464286756 4,539,186.81 145,347 145,347 - ALL 145,347 0 0 iShares MSCI Switzerland Index EXCHANGE TRADED FUND 464286749 4,671,371.38 186,259 186,259 - ALL 186,259 0 0 iShares MSCI Taiwan Index EXCHANGE TRADED FUND 464286731 2,967.80 190 190 - ALL 190 0 0 Market Vectors Vietnam ETF EXCHANGE TRADED FUND 57060U761 2,618.00 100 100 - ALL 100 0 0 Spdr S&P 500 EXCHANGE TRADED FUND 78462F103 27,954,225.00 222,300 222,300 - ALL 222,300 0 0 Alabama Pwr Co PREFERRED STOCK 010392611 20,042.64 800 800 - ALL 800 0 0 Alabama Pwr Co PREFERRED STOCK 010392561 38,533.00 1,550 1,550 - ALL 1,550 0 0 Alabama Pwr Co PREFERRED STOCK 010392488 25,700.00 1,000 1,000 - ALL 1,000 0 0 Bank Of America Corp PREFERRED STOCK 060505831 32,265.00 1,500 1,500 - ALL 1,500 0 0 Bank Of America Corp PREFERRED STOCK 060505724 49,440.00 2,000 2,000 - ALL 2,000 0 0 Bank Of America Corp PREFERRED STOCK 060505617 43,960.00 2,000 2,000 - ALL 2,000 0 0 Con Edison Co of NY PREFERRED STOCK 209111707 39,206.25 425 425 - ALL 425 0 0 Du Pont E I De N Pfd PREFERRED STOCK 263534307 46,225.00 500 500 - ALL 500 0 0 Goldman Sachs Group PREFERRED STOCK 38144X500 36,225.00 1,500 1,500 - ALL 1,500 0 0 Hsbc Usa Inc New PREFERRED STOCK 40428H805 25,548.00 1,200 1,200 - ALL 1,200 0 0 Hsbc Usa Inc New PREFERRED STOCK 40428H862 34,202.00 1,400 1,400 - ALL 1,400 0 0 ING GROEP NV PREFERRED STOCK 456837608 69,360.00 3,400 3,400 - ALL 3,400 0 0 Interstate Pwr & Lt PREFERRED STOCK 461070872 34,200.00 1,200 1,200 - ALL 1,200 0 0 Metlife Inc PREFERRED STOCK 59156R504 28,488.00 1,200 1,200 - ALL 1,200 0 0 Metlife Inc PREFERRED STOCK 59156R603 37,200.00 1,500 1,500 - ALL 1,500 0 0 Mississippi Power Co PREFERRED STOCK 605417773 44,640.00 1,800 1,800 - ALL 1,800 0 0 Morgan Stanley PREFERRED STOCK 61747S504 42,416.00 2,200 2,200 - ALL 2,200 0 0 Pacific Gas & Elec PREFERRED STOCK 694308206 36,526.00 1,400 1,400 - ALL 1,400 0 0 Principal Financial PREFERRED STOCK 74251V300 52,164.00 2,100 2,100 - ALL 2,100 0 0 SLM Corp PREFERRED STOCK 78442P205 31,030.00 725 725 - ALL 725 0 0 Southern Calif Ediso PREFERRED STOCK 842400202 29,520.00 1,600 1,600 - ALL 1,600 0 0 Suntrust Bks Inc PREFERRED STOCK 867914509 15,943.92 800 800 - ALL 800 0 0
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