0001363561-11-000004.txt : 20110418 0001363561-11-000004.hdr.sgml : 20110418 20110415174217 ACCESSION NUMBER: 0001363561-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110418 DATE AS OF CHANGE: 20110415 EFFECTIVENESS DATE: 20110418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 11763957 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2011q1.txt TYPE: 13F-CR PERIOD 03/31/2011 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Sonja Larimore PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE ------------------------------------------------------------------------------------------------------------------------------------ 3m Company Common 88579Y101 4.242 45SH Sole None 45 ABB, Ltd. Common 000375204 12.095 500SH Sole None 500 Abbott Labs Common 002824100 45.013 918SH Sole None 918 Accelrys Inc Common 00430U103 1.248 156SH Sole None 156 Accenture Ltd Common G1151C101 5414.581 98501SH Sole None 98501 Advance Auto Parts Inc Common 00751Y106 5.612 86SH Sole None 86 Advantage Oil & Gas Ltd Common 00765F101 23.322 2600SH Sole None 2600 Aegon N V 6.375% Pfd Pref. 007924301 198.668 8725SH Sole None 8725 Aeropostale, Inc Common 007865108 2144.538 88180SH Sole None 88180 Agco Corp Common AGCO 1689.228 30730SH Sole None 30730 AGCO Corp Common AGCO 1167.233 21234SH Sole None 21234 Agilent Technologies Inc Common 00846U101 12.091 270SH Sole None 270 Agrium Inc Common 008916108 2421.388 26245SH Sole None 26245 Akamai Technologies Common 00971T101 3.230 85SH Sole None 85 Akzo Nobel N.V. ADR Common 010199305 8.256 120SH Sole None 120 Alabama Power 5.83% Pfd Pref. 010392611 15.414 600SH Sole None 600 Alaska Air Group Inc Common 011659109 12.684 200SH Sole None 200 Alcoa Inc Common 013817101 11.691 662SH Sole None 662 Allegheny Technologies Inc Common 01741R102 7.788 115SH Sole None 115 Alliant Techsystems Inc Common 018804104 35.335 500SH Sole None 500 Allianz SE Common 018805101 14.090 1000SH Sole None 1000 Allianz SE Pfd Sec 8.375% Common 018805200 10.955 410SH Sole None 410 Allscripts Healthcare Solutions Inc. Common 01988P108 15.743 750SH Sole None 750 Allstate Corp Common 020002101 25.424 800SH Sole None 800 Alpha Natural Resources Inc Common 02076X102 11.874 200SH Sole None 200 Altria Group Inc Common 02209S103 19.873 763SH Sole None 763 Amazon.com Inc Common 023135106 66.648 370SH Sole None 370 America Movil S A Common 02364W105 18.156 312SH Sole None 312 American Electric Power Co Common 025537101 17.570 500SH Sole None 500 American Express Corp Common 025816109 13.560 300SH Sole None 300 Ameriprise Financial Common 03076C106 4.398 72SH Sole None 72 Amerisourcebergen Corp Common 03073E105 7.885 199SH Sole None 199 Amgen Inc Common 031162100 30.787 576SH Sole None 576 Amphenol Corporation Common 032095101 2681.008 49292SH Sole None 49292 Amylin Pharmaceuticals Inc Common 032346108 22.740 2000SH Sole None 2000 Anadarko Petroleum Corp Common 032511107 73.027 891SH Sole None 891 Annaly Mortgage Management Inc Common 035710409 5.235 300SH Sole None 300 Aon Saturns 6.875% Pfd Pref. 03738Q204 14.946 600SH Sole None 600 Apache Corp Common 037411105 103.689 792SH Sole None 792 Apartment Investment & Management Co Common 03748R101 14.671 576SH Sole None 576 Apartment Invt & Mgmt Co Pfd 7.75% Common 03748R820 17.018 680SH Sole None 680 Apple Computer Inc Common 037833100 6221.557 17852SH Sole None 17852 Applied Matls Inc Common 038222105 8.669 555SH Sole None 555 Arch Coal Inc Common 039380100 14.416 400SH Sole None 400 Archer-Daniels-Midland Co Common 039483102 3.601 100SH Sole None 100 Ashland Inc Common 044204105 34.656 600SH Sole None 600 AT&T Inc Common 00206R102 383.329 12523SH Sole None 12523 AT&T Inc Pfd 6.375% Common 00211G208 26.660 1000SH Sole None 1000 Avon Prods Inc Common 054303102 9.734 360SH Sole None 360 Babcock + Wilcox Co Common 05615F102 78.944 2365SH Sole None 2365 BAC Capital Trust 7% Pfd Pref. 055187207 12.565 500SH Sole None 500 Bac Capital Trust II Pfd 7% Common 055188205 7.527 300SH Sole None 300 Bank America Corp Common 060505104 103.144 7738SH Sole None 7738 Barclays Bank 7.10% ADR Common BCS+A 35.308 1400SH Sole None 1400 Barclays Banks Pfd 7.1% Common 06739H776 50.440 2000SH Sole None 2000 Barrick Gold Corp Common 067901108 37.064 714SH Sole None 714 BASF AG Common 055262505 1741.642 20065SH Sole None 20065 Bayer AG Common 072730302 23.316 300SH Sole None 300 Baytex Energy Trust Common 073176109 70.056 1200SH Sole None 1200 Becton Dickinson & Co Common 075887109 7.962 100SH Sole None 100 Bed Bath & Beyond Inc Common 075896100 13.998 290SH Sole None 290 Berkshire Hathaway Cl B Common 084670702 5239.587 62652SH Sole None 62652 Best Buy Inc Common 086516101 74.672 2600SH Sole None 2600 BHP Billiton Ltd Common 088606108 3921.882 40904SH Sole None 40904 Big Lots Inc Common 089302103 13.029 300SH Sole None 300 Biogen Idec Inc Common 09062X103 23.510 320SH Sole None 320 Blackrock Ca Muni Income Trust Common 09248E102 56.163 4493SH Sole None 4493 Blackrock Core Bond Common 09249E101 24.160 2000SH Sole None 2000 BlackRock Inc Common 09247X101 3.015 15SH Sole None 15 BlackRock Income Opportunity Tr Common BNA 14.912 1600SH Sole None 1600 BlackRock Municipal Income Tr II Common 09249N101 13.405 1000SH Sole None 1000 Blackrock Munivest Fund II Common 09253T101 2.379 172SH Sole None 172 Blackrock Preferred Opportunity Trust Common 09249V103 88.505 8405SH Sole None 8405 Boeing Co Common 097023105 34.008 460SH Sole None 460 BP Prudhoe Bay Royalty Trust Common 055630107 5.991 50SH Sole None 50 Bristol-Myers Squibb Co Common 110122108 210.221 7954SH Sole None 7954 Brookfield Asset Management Common 112585104 10.369 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 8.700 100SH Sole None 100 Buckeye Partners LP Common 118230101 19.062 300SH Sole None 300 C R Bard Inc Common 067383109 14.904 150SH Sole None 150 Cablevision Systems Corporation Common 12686C109 5.192 150SH Sole None 150 Calamos Convertible & High Income Fund Common 12811P108 13.883 1018SH Sole None 1018 Calamos Convertible Opportunities Fund Common 128117108 6.880 515SH Sole None 515 Calavo Growers Inc Common CVGW 43.771 2003SH Sole None 2003 Campbell Soup Company Common 134429109 6.622 200SH Sole None 200 Canadian National Railway Company Common 136375102 81.601 1084SH Sole None 1084 Capstone Mining Corp Common 14068G104 2.818 620SH Sole None 620 Carlisle Companies Common 142339100 17.820 400SH Sole None 400 Caterpillar Inc Common 149123101 130.279 1170SH Sole None 1170 CBS Corp Pfd 6.75% Common 124857400 25.140 1000SH Sole None 1000 CBS Corporation Cl B Common 124857202 8.363 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 34.916 1400SH Sole None 1400 CBTCS Boeing 6.05% Common XVG 50.660 2000SH Sole None 2000 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 14.118 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 34.776 1400SH Sole None 1400 Cenovus Energy Inc Common 15135U109 78.366 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 28.361 1615SH Sole None 1615 Central Fund Of Canada Common 153501101 6.711 300SH Sole None 300 CenturyLink Inc Common 156686107 12.050 290SH Sole None 290 Chart Industries Inc Common 16115Q308 11.008 200SH Sole None 200 Chesapeake Energy Corp Common 165167107 16.760 500SH Sole None 500 ChevronTexaco Corp Common 166764100 842.791 7841SH Sole None 7841 Chicos Fas Inc Common 168615102 1.489 100SH Sole None 100 Chimera Investment Corp Common 16934Q109 5.148 1300SH Sole None 1300 China Mobile Hong Kong Ltd Common 16941M109 33.994 735SH Sole None 735 CHS Inc 8% Pfd Pref. 12542R209 11.920 400SH Sole None 400 Chubb Corporation Common 171232101 1.226 20SH Sole None 20 Cimarex Energy Co Common 171798101 12.215 106SH Sole None 106 Cisco Systems Inc Common 17275R102 219.794 12816SH Sole None 12816 Citigroup Cap VII Pfd 7.125% Common 17306N203 6.245 250SH Sole None 250 Citigroup Cap XV 6.50% PFD Common 17310G202 4.694 197SH Sole None 197 Citigroup Capital VIII Pfd 6.95% Common 17306R204 12.370 500SH Sole None 500 Citigroup Inc Common 172967101 117.750 26640SH Sole None 26640 Cliffs Natural Resources Inc Common 18683K101 3390.635 34500SH Sole None 34500 Clorox Co Common 189054109 14.014 200SH Sole None 200 Coca Cola Co Common 191216100 291.863 4400SH Sole None 4400 Coca-Cola Bottling Co Consolidated Common 191098102 6.016 90SH Sole None 90 Cohen & Steers Utility Fund Common 19248A109 22.829 1293SH Sole None 1293 Colgate Palmolive Co Common 194162103 32.304 400SH Sole None 400 Comcast Corp 7% Pfd Pref. 20030N309 10.296 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 41.159 1665SH Sole None 1665 ConocoPhillips Common 20825C104 57.978 726SH Sole None 726 CONSOL Energy Inc Common 20854P109 1.341 25SH Sole None 25 Consolidated Edison Inc Common 209115104 37.533 740SH Sole None 740 Cooper Industries Ltd Common G24140108 12.021 185SH Sole None 185 Corning Inc. Common 219350105 6.189 300SH Sole None 300 Corp High Yield Fund VI Inc Common 09255P107 445.891 38013SH Sole None 38013 Costco Wholesale Corp Common 22160K105 4351.870 59354SH Sole None 59354 Cree Inc Common 225447101 2.262 49SH Sole None 49 Csx Corp Common 126408103 47.555 605SH Sole None 605 Cubic Corp Common 229669106 17.825 310SH Sole None 310 Curtiss-Wright Corp Common 231561101 2.108 60SH Sole None 60 CVB Financial Corp Common 126600105 10.241 1100SH Sole None 1100 Cypress Semiconductor Corp Common 232806109 19.380 1000SH Sole None 1000 D R Horton Inc Common 23331A109 2.330 200SH Sole None 200 Danaher Corp Common 235851102 44.685 861SH Sole None 861 DaVita Inc Common 23918K108 42.755 500SH Sole None 500 Deere & Co Common 244199105 82.357 850SH Sole None 850 Delaware CO Muni Income Fund Common 246101109 12.450 1000SH Sole None 1000 Devon Energy Corporation Common 25179M103 28.641 312SH Sole None 312 Diageo PLC ADR Common 25243Q205 3874.200 50829SH Sole None 50829 Direxion Shares 3x Bear Etf Common 25459W144 3.218 80SH Sole None 80 Dish Network Corp Common 25470M109 146.160 6000SH Sole None 6000 Dolby Laboratories Inc Common 25659T107 1829.972 37187SH Sole None 37187 Dominion Resources Inc Common 25746U109 104.151 2330SH Sole None 2330 Duke Energy Corporation Common 26441C105 35.810 1973SH Sole None 1973 DWS Municipal Income Trust Common 23338M106 14.563 1250SH Sole None 1250 E I Du Pont De Nemours & Co Common 263534109 63.216 1150SH Sole None 1150 Eaton Vance CA Muni Bond Common 27828A100 17.045 1650SH Sole None 1650 Eaton Vance Tax Mgd Global Common 27829C105 38.588 3150SH Sole None 3150 eBay Inc Common 278642103 4.656 150SH Sole None 150 Echostar Corp Com Common 278768106 60.560 1600SH Sole None 1600 Edison International Common 281020107 244.531 6683SH Sole None 6683 Edwards Lifesciences Corp Common EW 8.700 100SH Sole None 100 Elements Rogers Intl Commodity Common 870297801 3461.745 342408SH Sole None 342408 Emc Corp Common 268648102 77.024 2900SH Sole None 2900 Emerson Elec Co Common 291011104 114.285 1956SH Sole None 1956 Enbridge Energy Partners LP Common 29250R106 19.063 295SH Sole None 295 Encana Corp Common 292505104 68.715 1990SH Sole None 1990 Enel SpA Common T3679P115 13.250 2120SH Sole None 2120 Energen Corp Common 29265N108 5.040 80SH Sole None 80 Energizer Holding Inc Common 29266R108 7.116 100SH Sole None 100 Energy Transfer Partners LP Common 29273R109 20.549 397SH Sole None 397 Enerplus Resources Fund Common 292766102 23.745 750SH Sole None 750 Ensco Intl Inc Common 29358Q109 2693.312 46565SH Sole None 46565 Enterprise Products Part Common 293792107 100.847 2342SH Sole None 2342 Entropic Communications Common ENTR 23.660 2800SH Sole None 2800 Epsilon Energy Ltd Common EPSEF 7.561 1825SH Sole None 1825 ETFS Physical Silver Shares Common 26922X107 7.502 200SH Sole None 200 Exelon Corp Common 30161N101 223.356 5416SH Sole None 5416 Expedia Inc Common 30212P105 2591.566 114367SH Sole None 114367 Express Scripts Inc Common 302182100 4105.686 73830SH Sole None 73830 Exxon Mobil Corp Common 30231G102 6031.056 71687SH Sole None 71687 Fastenal Company Common 311900104 2891.970 44609SH Sole None 44609 Fedex Corp Common 31428X106 5.613 60SH Sole None 60 First Solar Inc Common 336433107 1.608 10SH Sole None 10 FirstEnergy Corp Common 337932107 34.308 925SH Sole None 925 Flowserve Corporation Common 34354P105 2779.865 21583SH Sole None 21583 Fluor Corp Common 343861100 4.420 60SH Sole None 60 Ford Motor Pfd 7.5% Common 345370852 10.408 400SH Sole None 400 Ford Mtr Co Common 345370860 78.677 5277SH Sole None 5277 Freeport McMoran Copper & Gold Common 35671D105 87.848 1581SH Sole None 1581 Fresh Del Monte Produce Inc Common G36738105 2.611 100SH Sole None 100 Fronteer Gold Inc Common 359032109 45.210 3000SH Sole None 3000 Fushi Copperweld Inc Common 36113E107 994.560 124010SH Sole None 124010 Gammon Gold, Inc Common 36467T106 1.923 184SH Sole None 184 Gardner Denver, Inc Common 365558105 2828.582 36250SH Sole None 36250 General Dynamics Common 369550108 23.150 302SH Sole None 302 General Elec Co Common 369604103 110.375 5505SH Sole None 5505 General Electric 6.45% 6/15/46 Common GER 76.170 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 38.115 1500SH Sole None 1500 General Mills Inc Common 370334104 29.240 800SH Sole None 800 General Motors Corp Common 37045V100 9.309 300SH Sole None 300 General Motors Corp 7.375% Callable Common 370442766 2.720 400SH Sole None 400 Genuine Parts Company Common 372460105 10.728 200SH Sole None 200 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 16.841 676SH Sole None 676 Goldman Sachs 6.20% Pfd Pref. 38144X500 298.016 11964SH Sole None 11964 Goldman Sachs Group Inc Common 38141G104 16.092 101SH Sole None 101 Goodrich Corporation Common 382388106 2458.446 28744SH Sole None 28744 Google Inc Common 38259P508 2800.605 4773SH Sole None 4773 Gran Tierra Energy Inc Common 38500T101 11.298 1400SH Sole None 1400 GSI Technology Inc Common 36241U106 1.818 200SH Sole None 200 Gunpowder Gold Corp Common 403073109 1.190 1000SH Sole None 1000 H & Q Life Sciences Investors Common 404053100 1.875 156SH Sole None 156 Harris Corp Common 413875105 30.146 608SH Sole None 608 Hasbro Inc Common 418056107 47.300 1000SH Sole None 1000 Hawaiian Electric Industries Inc Common 419870100 59.520 2400SH Sole None 2400 HCP Inc Common 40414L109 11.529 305SH Sole None 305 Healthcare Realty Trust Common 421946104 12.712 560SH Sole None 560 Heinz H J Company Common 423074103 12.034 247SH Sole None 247 Henry Schein Inc Common 806407102 8.070 115SH Sole None 115 Hershey Foods Corporation Common 427866108 23.298 429SH Sole None 429 Hess Corporation Common 42809H107 59.306 696SH Sole None 696 Hewlett-Packard Co Common 428236103 3577.837 87328SH Sole None 87328 Hillman Group Capital 11.60% Common 43162L206 9.775 330SH Sole None 330 Hittite Microwave Corp Common 43365Y104 2364.910 37085SH Sole None 37085 Home Depot Inc Common 437076102 18.197 491SH Sole None 491 Honeywell Intl Inc Common 438516106 4.777 80SH Sole None 80 Hospitality Porperty Trust 7% PFD Common 44106M508 24.350 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 53.570 2200SH Sole None 2200 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 157.798 6698SH Sole None 6698 HSBC Holdings Plc Common 404280406 204.500 19906SH Sole None 19906 Human Genome Sciences, Inc Common 444903108 4.804 175SH Sole None 175 Iberdrola S A Common 450737101 6.936 200SH Sole None 200 ICON Plc Common 45103T107 43.180 2000SH Sole None 2000 IDEXX Labs Inc Common IDXX 19.305 250SH Sole None 250 Illinois Tool Works Inc Common 452308109 26.860 500SH Sole None 500 ImmunoGen Inc Common 45253H101 4.535 500SH Sole None 500 Impax Laboratories Common IPXL 12.725 500SH Sole None 500 ING Clarion Global Real Estate Inc Fund Common 44982G104 4.228 515SH Sole None 515 Ing Groep NV Pfd 6.375% Common 456837608 15.804 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 49.966 8300SH Sole None 8300 Intel Corp Common 458140100 3849.094 190738SH Sole None 190738 International Business Machine Common 459200101 4523.942 27742SH Sole None 27742 International PBX Ventures Common 459959102 2.145 4335SH Sole None 4335 Intuitive Surgical Inc Common 46120E602 11.671 35SH Sole None 35 Invesco Van Kampen Muni Trust Common 920919107 12.940 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 3142.518 43208SH Sole None 43208 iShares S&P Europe 350 Common 464287861 7.109 170SH Sole None 170 iShares Barclays 1-3 Year Treasury Bon Common 464287457 136.178 1626SH Sole None 1626 iShares Barclays 20+ Yr Treas Bond Common 464287432 7.002 76SH Sole None 76 iShares Barclays Aggregate Bond Common 464287226 296.248 2818SH Sole None 2818 iShares Barclays Int Credit Bond Common 464288638 297.444 2825SH Sole None 2825 iShares Barclays Interm Govt/Credit Bd Common 464288612 5.385 50SH Sole None 50 iShares Barclays Short Treasury Bond Common 464288679 7.165 65SH Sole None 65 iShares Barclays TIPS Bond Fund Common 464287176 1467.110 13440SH Sole None 13440 iShares China 25 Index Fund Common 464287184 3553.045 79115SH Sole None 79115 iShares Cohen & Steers Rlty Common 464287564 59.470 848SH Sole None 848 iShares COMEX Gold Trust Common 464285105 23.834 1700SH Sole None 1700 iShares DJ Dividend Index Fund Common 464287168 3.388 65SH Sole None 65 iShares DJ US Consumer Goods Common 464287812 9.935 150SH Sole None 150 iShares DJ US Financial Sector Common 464287788 3.548 60SH Sole None 60 iShares Dow Jones Ind Common 464287754 20.892 294SH Sole None 294 iShares Dow Jones Total Market Common 464287846 43.628 650SH Sole None 650 iShares Dow Jones US Technology Common IYW 3.327 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 2.698 34SH Sole None 34 iShares Global Utilities Common 464288711 1.510 33SH Sole None 33 iShares Goldman Sachs Tech Index Fund Common 464287549 9.258 147SH Sole None 147 iShares GS Natural Resources Common 464287374 3.514 75SH Sole None 75 iShares iBoxx $ High Yield Corp Bond Common 464288513 3.954 43SH Sole None 43 iShares MSCI Bric Index Common 464286657 10.062 200SH Sole None 200 iShares MSCI EAFE Index Fund Common 464287465 191.715 3191SH Sole None 3191 iShares MSCI Emerging Markets Index Common 464287234 4162.473 85524SH Sole None 85524 iShares MSCI Pacific Common 464286665 18.358 380SH Sole None 380 iShares MSCI Singapore Common 464286673 3208.588 234717SH Sole None 234717 iShares Mstar Mid Core Index Common 464288208 6.905 75SH Sole None 75 iShares Mstar Small Growth Common 464288604 19.392 210SH Sole None 210 iShares Russell 1000 Growth Common 464287614 500.202 8272SH Sole None 8272 iShares Russell 1000 Index Fund Common 464287622 7.092 96SH Sole None 96 iShares Russell 1000 Value Common 464287598 439.159 6395SH Sole None 6395 iShares Russell 2000 Growth Common 464287648 2875.071 30156SH Sole None 30156 iShares Russell 2000 Value Index Common 464287630 2632.548 34924SH Sole None 34924 iShares Russell 3000 Value Common 464287663 53.475 592SH Sole None 592 iShares Russell Mid Cap Index Common 464287499 122.354 1123SH Sole None 1123 iShares Russell Midcap Growth Index Common 464287481 3.980 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 3.387 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 7.725 70SH Sole None 70 iShares S&P CA AMT-Free Muni Common 464288356 15.161 150SH Sole None 150 iShares S&P Global Tech Index Fund Common 464287291 6.258 100SH Sole None 100 iShares S&P Mid Cap 400 Common 464287507 16.188 164SH Sole None 164 iShares S&P Midcap 400/Barra Value Common 464287705 6.896 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 133.144 1747SH Sole None 1747 iShares S&P SmallCap 600 Index Common 464287804 2.648 36SH Sole None 36 iShares Silver Trust Common 46428Q109 35.851 975SH Sole None 975 iShares Trust 7-10 Yr Treasury Bond Common 464287440 54.318 584SH Sole None 584 iShares USD Emg Mrkt Bond Common 464288281 25.591 240SH Sole None 240 ITT Industries Inc Common 450911102 2732.057 45496SH Sole None 45496 J P Morgan Chase & Co Common 46625H100 4681.597 101553SH Sole None 101553 Johnson & Johnson Common 478160104 3813.885 64369SH Sole None 64369 Joy Global, Inc Common 481165108 9.881 100SH Sole None 100 JP Morgan Chase Pfd 6.875% Common 48123W209 24.586 950SH Sole None 950 Kaiser Aluminum Corp Common 483007704 168.189 3415SH Sole None 3415 Kansas City Southern Common 485170302 59.895 1100SH Sole None 1100 Kayne Anderson MLP Investment Co Common 486606106 7.187 220SH Sole None 220 Kilroy Realty Corp 7.8% Pfd Pref. 49427F405 5.084 200SH Sole None 200 Kimberly Clark Corp Common 494368103 45.689 700SH Sole None 700 Kinder Morgan Energy Partners LP Common 494550106 7.765 105SH Sole None 105 Kinder Morgan Inc Common 49456B101 16.302 550SH Sole None 550 Kinder Morgan Management LLC Common 49455U100 18.628 284SH Sole None 284 Kraft Foods Inc Common 50075N104 5.518 176SH Sole None 176 Las Vegas Sands Corp Common 517834107 4.222 100SH Sole None 100 Liberty Media Capital Common 53071M302 3.684 50SH Sole None 50 Life Technologies Corp Common 53217V109 3.407 65SH Sole None 65 Lincare Holdings Inc Common 532791100 13.347 450SH Sole None 450 Lockheed Martin Corp Common 539830109 16.080 200SH Sole None 200 Loews Corp Common 540424108 52.764 1225SH Sole None 1225 Lowes Cos Inc Common 548661107 5.286 200SH Sole None 200 LyondellBasell Industries Common N53745100 13.843 350SH Sole None 350 Magellan Midstream Partners LP Common 559080106 37.832 632SH Sole None 632 Mastercard Inc Common 57636Q104 4188.250 16639SH Sole None 16639 McDermott International Inc Common 580037109 1785.349 70317SH Sole None 70317 McDonalds Corp Common 580135101 3883.642 51040SH Sole None 51040 McKesson Corp Common 58155Q103 5.573 70SH Sole None 70 Medco Health Solutions Inc Common 58405U102 16.174 288SH Sole None 288 Medtronic Inc Common 585055106 23.610 600SH Sole None 600 Merck & Co Inc Common 58933Y105 16.229 492SH Sole None 492 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 24.880 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 4.960 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 25.260 1000SH Sole None 1000 MFS Charter Income Trust Common 552727109 4.570 500SH Sole None 500 MFS Multimarket Income Common 552737108 1.569 234SH Sole None 234 MGM Mirage Common 552953101 9.205 700SH Sole None 700 Microsoft Corp Common 594918104 3918.051 154315SH Sole None 154315 MNBA Cap Tr 8.10% Common 55270B201 11.389 444SH Sole None 444 Molycorp Inc Common 608753109 3.001 50SH Sole None 50 Monsanto Company Common 61166W101 28.904 400SH Sole None 400 Montgomery Street Income Securities Inc Common 614115103 37.748 2415SH Sole None 2415 Morgan Stanley 6.25% Pfd Pref. 617460209 112.456 4735SH Sole None 4735 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 9.153 900SH Sole None 900 Mosaic Co Common 61945A107 7.875 100SH Sole None 100 National Fuel Gas Company Common 636180101 14.800 200SH Sole None 200 National Oilwell Varco Inc Common 637071101 2.774 35SH Sole None 35 Nestle Common 012777647 11.510 200SH Sole None 200 Netapp Inc Common 64110D104 9.630 200SH Sole None 200 Netflix Inc Common 64110L106 87.979 370SH Sole None 370 Newmont Mining Corp Common 651639106 10.916 200SH Sole None 200 Nexen Inc 7.35% Common 65334H508 10.180 400SH Sole None 400 Nextera Energy Inc Common 65339F101 4191.857 76050SH Sole None 76050 Nike Inc Cl B Common 654106103 3548.766 46879SH Sole None 46879 Nokia Corporation ADR Common 654902204 5.106 600SH Sole None 600 Norfolk Southern Corp Common 655844108 34.899 504SH Sole None 504 Novartis ADR Common 66987V109 3563.956 65574SH Sole None 65574 Nuveen Mortgage Opportunity Common 67074R100 5.368 220SH Sole None 220 Nuveen Senior Income Fund Common 67067Y104 44.844 5893SH Sole None 5893 Occidental Pete Corp Common 674599105 208.980 2000SH Sole None 2000 Oceaneering International Common 675232102 5.278 59SH Sole None 59 OmniVision Technologies Inc Common 682128103 11.547 325SH Sole None 325 Oracle Systems Corp Common 68389X105 4267.051 127632SH Sole None 127632 Pall Corporation Common 696429307 4.321 75SH Sole None 75 Pan American Silver Corp Common 697900108 3.713 100SH Sole None 100 Patriot Coal Corporation Common 70336T104 1.292 50SH Sole None 50 Patterson-UTI Energy Inc Common 703481101 11.756 400SH Sole None 400 Peabody Energy Corporation Common 704549104 57.568 800SH Sole None 800 Pegasi Energy Resources Corp Common 70557V101 1.140 3000SH Sole None 3000 Penn West Petroleum Ltd Common 707887105 58.282 2104SH Sole None 2104 Pepco Holdings Inc Common 713291102 58.095 3115SH Sole None 3115 Pepsico Inc Common 713448108 4380.295 68006SH Sole None 68006 PetroChina Co ADR Common 71646E100 15.225 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 129.376 3200SH Sole None 3200 Pfizer Inc Common 717081103 460.762 22686SH Sole None 22686 Pharmaceutical Product Development Inc Common 717124101 13.019 470SH Sole None 470 Philip Morris Intl Common 718172109 233.176 3553SH Sole None 3553 PIMCO Corporate Opportunity Common 72201B101 512.382 24669SH Sole None 24669 Pimco Income Opp Fund Common PKO 8.220 300SH Sole None 300 Pimco Muni Inc III Common 72201A103 40.992 3874SH Sole None 3874 PIMCO Strategic Global Govt Fund Common 72200X104 7.749 700SH Sole None 700 Pioneer Natural Resources Co Common 723787107 6.115 60SH Sole None 60 Pitney Bowes Inc Common 724479100 13.660 532SH Sole None 532 PolyMet Mining Corp Common 731916102 15.840 8000SH Sole None 8000 POSCO Common 693483109 11.429 100SH Sole None 100 PowerShares Clean Energy Fund Common 73935X500 2.046 190SH Sole None 190 PowerShares Cleantech Common 73935X278 6.779 230SH Sole None 230 PowerShares DB Agriculture Common 73936B408 10.269 300SH Sole None 300 PowerShares Dynamic Mid Cap Growth Common 73935X807 65.892 2850SH Sole None 2850 PowerShares Emerg Mkts Infrastructure Common PXR 16.170 300SH Sole None 300 PowerShares Global Argiculture Common 73936Q702 33.000 1000SH Sole None 1000 PowerShares High Yield Corp Bond Common 73936T557 5.556 300SH Sole None 300 PowerShares QQQ Common 73935A104 18.550 323SH Sole None 323 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 54.758 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 9.620 400SH Sole None 400 Premier Service Bank Common AD8324040 1.810 1560SH Sole None 1560 Price Smart Inc Common 741511109 3.664 100SH Sole None 100 Priceline.Com Common 741503403 3.039 6SH Sole None 6 Procter & Gamble Co Common 742718109 4448.899 72222SH Sole None 72222 Protective Life Corp Common 743674103 25.223 950SH Sole None 950 Prudential Financial Inc Common 744320102 6.774 110SH Sole None 110 Public Service Enterprise Group Inc Common 744573106 268.768 8530SH Sole None 8530 Public Storage 6.25% Pfd Pref. PSA+Z 49.260 2000SH Sole None 2000 Public Storage 6.25% Pfd Z Common 74460D521 9.804 400SH Sole None 400 Public Storage 6.45% Pfd Pref. 74460D380 24.700 1000SH Sole None 1000 Public Storage 7.25% Pfd Pref. 74460D299 35.606 1406SH Sole None 1406 Public Storage Inc Common 74460D109 25.992 234SH Sole None 234 Public Storage Pfd Series K Common 74460D273 51.020 2000SH Sole None 2000 QLogic Corp Common 747277101 48.916 2637SH Sole None 2637 Qualcomm Inc Common 747525103 511.150 9322SH Sole None 9322 Qwest Communications Intl Common 749121109 24.807 3632SH Sole None 3632 RBS Capital VII 6.08% Pfd Pref. 74928P207 24.948 1661SH Sole None 1661 RBS Captial VI 6.25% Pfd Pref. 74928M204 15.083 1000SH Sole None 1000 ResMed Inc Common 761152107 3.000 100SH Sole None 100 Rogers Communications Inc B Common 775109200 13.832 380SH Sole None 380 Ross Stores Inc Common 778296103 2754.277 38727SH Sole None 38727 Rowan Cos Inc Common 779382100 26.508 600SH Sole None 600 Royal Bank Scotland Group Common 780097689 13.180 1000SH Sole None 1000 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 85.139 5005SH Sole None 5005 Royal Caribbean Cruises Ltd Common V7780T103 8.252 200SH Sole None 200 Royal Dutch Shell CL B Common 780259107 21.240 290SH Sole None 290 Royal Dutch Shell plc Common 780259206 3980.182 54628SH Sole None 54628 Royce Value Trust Inc Common 780910105 3.078 200SH Sole None 200 RPM International Inc Common 749685103 43.022 1813SH Sole None 1813 SAIC Inc Common 78390X101 200.333 11840SH Sole None 11840 Sandisk Corp Common 80004C101 18.021 391SH Sole None 391 SBA Communications Corp Common 78388J106 7.142 180SH Sole None 180 Schlumberger Limited Common 806857108 23.315 250SH Sole None 250 Seabridge Gold Inc Common 811916105 19.092 600SH Sole None 600 Seadrill Limited Common G7945E105 12.625 350SH Sole None 350 Sempra Energy Common 816851109 153.544 2870SH Sole None 2870 Senior Housing Properties Trust Common 81721M109 8.525 370SH Sole None 370 Shaw Communications Inc Common 82028K200 96.922 4600SH Sole None 4600 Siemens AG Common 826197501 4250.988 30952SH Sole None 30952 Sigma-Aldrich Corporation Common 826552101 26.305 413SH Sole None 413 Silver Standard Resources, Inc Common 82823L106 12.552 400SH Sole None 400 Simon Property Group Inc Common 828806109 48.291 451SH Sole None 451 Skechers USA Inc Common 830566105 2.054 100SH Sole None 100 Sohu.com Inc Common 83408W103 44.680 500SH Sole None 500 Southern CA Ed Pfd 4.78% Common 842400509 21.170 1000SH Sole None 1000 Southern Co Common 842587107 176.814 4640SH Sole None 4640 Spansion Inc Common CODE 9.335 500SH Sole None 500 SPDR Barclays Cap Interm Term Common 78464A672 6.428 110SH Sole None 110 SPDR Gold Shares Common 78463V107 41.958 300SH Sole None 300 SPDR S&P Oil & Gas Equip & Services Common XES 3.298 75SH Sole None 75 Spectra Energy Corp Common 847560109 9.350 344SH Sole None 344 Sprint Corp Common 852061100 3.373 727SH Sole None 727 Star Gas Partners LP Common 85512C105 3.990 700SH Sole None 700 Starbuck's Corp Common 855244109 16.775 454SH Sole None 454 Stryker Corp Common 863667101 137.233 2257SH Sole None 2257 Suncor Energy Inc Common 867224107 11.210 250SH Sole None 250 SXC Health Solutions Corp Common 78505P100 65.760 1200SH Sole None 1200 Syngenta AG ADR Common 87160A100 2208.094 33882SH Sole None 33882 Sysco Corp Common 871829107 2.770 100SH Sole None 100 Target Corporation Common 87612E106 20.004 400SH Sole None 400 Taro Pharmaceutical Inds Ltd Common M8737E108 5.700 400SH Sole None 400 Taseko Mines Limited Common 876511106 1.186 200SH Sole None 200 Teledyne Technologies Inc Common 879360105 15.513 300SH Sole None 300 Templeton Emerging Markets Fund Common 880191101 11.715 500SH Sole None 500 Terra Nitrogen Company LP Common 881005201 23.380 200SH Sole None 200 The Blackstone Group LP Common 09253U108 16.092 900SH Sole None 900 The Buckle Inc Common 118440106 72.720 1800SH Sole None 1800 The Manitowoc Company Inc Common 563571108 13.128 600SH Sole None 600 The Scotts Miracle-Gro Co Common 810186106 11.570 200SH Sole None 200 The Travelers Companies Inc Common 89417E109 7.558 127SH Sole None 127 TheStreet.com Inc Common 88368Q103 3.350 1000SH Sole None 1000 Titanium Metals Corporation Common 888339207 66.421 3575SH Sole None 3575 Tjx Companies Inc Common 872540109 36.653 737SH Sole None 737 TransAtlantic Petroleum Ltd Common G89982105 7.750 2500SH Sole None 2500 TransCanada Corporation Common 89353D107 20.265 500SH Sole None 500 Transocean Ltd. Common H8817H100 22.138 284SH Sole None 284 Tuesday Morning Corp Common 899035505 1.039 212SH Sole None 212 Tyco International Ltd Common H89128104 8.954 200SH Sole None 200 Ultra Financial ProShares Common 74347X633 13.986 200SH Sole None 200 UniCredit S.P.A. Common T95132105 4.633 1891SH Sole None 1891 Union Pacific Corporation Common 907818108 3869.777 39355SH Sole None 39355 United Parcel Service Inc Cl B Common 911312106 784.596 10557SH Sole None 10557 United States Steel Common 912909108 10.788 200SH Sole None 200 United Technologies Corp Common 913017109 4530.513 53521SH Sole None 53521 URS Corporation Common 903236107 114.665 2490SH Sole None 2490 Usb Capital VIII 6.35% Common 903307205 18.780 750SH Sole None 750 USB Capital X 6.50% Pfd Pref. 91731L207 14.042 551SH Sole None 551 USB Capital XI Pfd 6.6% Callable Common 903300200 12.770 500SH Sole None 500 Vale S.A. Common 91912E105 33.350 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 2.982 100SH Sole None 100 Vanguard FTSE All World ETF Common 922042775 25.400 515SH Sole None 515 Vanguard Growth EFT Common 922908736 12.860 200SH Sole None 200 Vanguard Mid Cap ETF Common VO 8.055 100SH Sole None 100 Vanguard Mid Cap Value ETF Common 922908512 3.784 66SH Sole None 66 Vanguard REIT Index VIPERS Common 922908553 5.847 100SH Sole None 100 Vanguard Short Term Bond ETF Common BSV 48.096 600SH Sole None 600 Vanguard Sm Cap Growth Common 922908595 4.315 50SH Sole None 50 Vanguard Small Cap ETF Common 922908751 17.141 217SH Sole None 217 Vanguard Small Cap Value Common 922908611 7.860 110SH Sole None 110 Vanguard Total Bond Market ETF Common BND 56.014 700SH Sole None 700 Vanguard Value ETF Common 922908744 11.344 200SH Sole None 200 Varian Medical Systems Inc Common 92220P105 54.112 800SH Sole None 800 Veolia Environnement SA Common 92334N103 31.170 1000SH Sole None 1000 Verizon Communications Common 92343V104 4808.350 124763SH Sole None 124763 Viacom Inc-Cl B Common 92553P201 15.538 334SH Sole None 334 ViroPharma Inc Common 928241108 3.980 200SH Sole None 200 Visa Inc Common 92826C839 22.086 300SH Sole None 300 Vodafone Group Common 92857W209 19.195 668SH Sole None 668 W.R. Berkley 6.75% Pfd Pref. 08449Q203 155.313 6215SH Sole None 6215 Wabtec Corp Common 929740108 18.653 275SH Sole None 275 Walgreen Co Common 931422109 56.999 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 95.675 1838SH Sole None 1838 Walt Disney Company Common 254687106 72.928 1692SH Sole None 1692 Watson Pharmaceutical Inc Common 942683103 44.808 800SH Sole None 800 WD-40 Company Common 929236107 4.234 100SH Sole None 100 Weatherford International Common H27013103 13.334 590SH Sole None 590 Wells Fargo & Co Common 949746101 33.026 1042SH Sole None 1042 Western Asset Global Partners Income Fun Common 95766G108 6.450 500SH Sole None 500 Whirlpool Corporation Common 963320106 15.706 184SH Sole None 184 Windstream Corp Common 97381W104 16.873 1310SH Sole None 1310 WisdomTree Emg Currency Common 97717W133 2817.472 123141SH Sole None 123141 World Fuel Services Corp Common 981475106 16.244 400SH Sole None 400 Wynn Resorts Ltd Common 983134107 12.716 100SH Sole None 100 Xcel Energy Inc Common 98389B100 22.504 942SH Sole None 942 Yahoo Inc Com Common 984332106 1512.926 90703SH Sole None 90703 Yamana Gold Inc Common 98462Y100 5.503 447SH Sole None 447 Yum Brands Inc Common 988498101 8.221 160SH Sole None 160 ZAGG Incorporated Common 98884U108 75.100 10000SH Sole None 10000 Zions Bancorporation Common 989701107 17.295 750SH Sole None 750 TOTAL 214962.100 /TEXT /DOCUMENT /SUBMISSION