-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTRq4l7jJY7BOd7Wx9beKtyEM6hO/8DgNp7DL0RLHsxlisGYgSE4CLkL4l9ZfYXD d0MkpRdGa/6Pq6DwzEWmKw== 0001193125-11-035385.txt : 20110214 0001193125-11-035385.hdr.sgml : 20110214 20110214191613 ACCESSION NUMBER: 0001193125-11-035385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 11610711 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [_]; Amendment Number:____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/Charles Winkler New York, NY 2/14/11 ------------------ ------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $708,059 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- ----------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- --------- ---- A POWER ENERGY GENERAT SYS L COM G04136100 2,855 522,948 SH SOLE 522,948 AGFEED INDUSTRIES INC COM 00846L101 120 40,664 SH SOLE 40,664 AIRGAS INC COM 009363102 2,186 35,000 SH SOLE 35,000 AIRTRAN HLDGS INC COM 00949P108 6,322 855,547 SH SOLE 855,547 ALBERTO CULVER CO NEW COM 013078100 9,795 264,445 SH SOLE 264,445 ALCON INC COM H01301952 38,076 233,600 SH PUT SOLE 233,600 ALLEGHENY ENERGY INC COM 017361106 2,245 92,600 SH SOLE 92,600 AMBAC FINL GROUP INC COM 023139108 56 504,438 SH SOLE 504,438 AMBAC FINL GROUP INC COM 023139908 2 20,300 SH CALL SOLE 20,300 AMERICAN EXPRESS CO COM 25816959 437 10,200 SH PUT SOLE 10,200 ANNALY CAP MGMT INC NOTE 4.000% 2/1 035710AA0 24,998 21,500,000 PRN SOLE 21,500,000 AUSTRALIA ACQUISITION-UNIT UNIT 99/99/9999 G06368123 983 100,300 SH SOLE 100,300 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 6,323 885,627 SH SOLE 885,627 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 589 220,590 SH SOLE 220,590 BANK OF AMERICA CORPORATION COM 060505904 11,580 868,100 SH CALL SOLE 868,100 BANK OF AMERICA CORPORATION COM 060505954 2,127 159,500 SH PUT SOLE 159,500
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- --------- ---- BANK OF NEW YORK MELLON CORP COM 064058950 516 17,100 SH PUT SOLE 17,100 BEACON POWER CORP COM 73677106 335 1,523,188 SH SOLE 1,523,188 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 5,347 225,600 SH SOLE 225,600 BERKSHIRE HATHAWAY INC DEL CL A 084670108 32,040 266 SH SOLE 266 BERKSHIRE HATHAWAY INC DEL COM 084670902 1,458 18,200 SH CALL SOLE 18,200 BIOFUEL ENERGY CORP COM 09064Y109 522 300,000 SH SOLE 300,000 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 2,208 1,346,246 SH SOLE 1,346,246 BLUELINX HLDGS INC COM 09624H109 266 72,716 SH SOLE 72,716 BMP SUNSTONE CORP COM 05569C105 3,216 324,520 SH SOLE 324,520 BP PLC COM 055622954 4,637 105,000 SH PUT SOLE 105,000 BUCYRUS INTL INC NEW COM 118759109 11,948 133,648 SH SOLE 133,648 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 458 28,406 SH SOLE 28,406 CELL THERAPEUTICS INC COM NO PAR 150934503 587 1,607,311 SH SOLE 1,607,311 CELL THERAPEUTICS INC COM 150934953 10 28,800 SH PUT SOLE 28,800 CITIGROUP INC COM 172967901 321 68,000 SH CALL SOLE 68,000 CITIGROUP INC COM 172967951 1,740 368,000 SH PUT SOLE 368,000 CLEAN ENERGY FUELS CORP COM 184499951 271 19,600 SH PUT SOLE 19,600 CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 43,157 29,799,000 PRN SOLE 29,799,000 CNA SURETY CORP COM 12612L108 9,999 422,272 SH SOLE 422,272 COMBIMATRIX WT MAY 01 14 9C *W EXP 05/01/201 20009T113 0 66,000 SH SOLE 66,000 COMERICA INC *W EXP 11/14/201 200340115 640 38,800 SH SOLE 38,800
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- --------- ---- COMMSCOPE INC COM 203372107 10,069 322,532 SH SOLE 322,532 COMPELLENT TECHNOLOGIES INC COM 20452A108 1,430 51,815 SH SOLE 51,815 CPI INTERNATIONAL INC COM 12618M100 2,475 127,890 SH SOLE 127,890 CYTORI THERAPEUTICS INC *W EXP 09/13/201 23283K113 385 108,326 SH SOLE 108,326 DEL MONTE FOODS CO COM 24522P103 13,442 715,000 SH SOLE 715,000 DEL MONTE FOODS CO COM 24522P903 902 48,000 SH CALL SOLE 48,000 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 25,429 24,000,000 PRN SOLE 24,000,000 DIONEX CORP COM 254546104 602 5,100 SH SOLE 5,100 DISCOVER FINL SVCS COM 254709908 213 11,500 SH CALL SOLE 11,500 E FUTURE INFORMATION TECH IN SHS G29438101 109 20,000 SH SOLE 20,000 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 11,082 171,515 SH SOLE 171,515 EMERGENCY MEDICAL SVCS CORP COM 29100P902 5,162 79,900 SH CALL SOLE 79,900 EMERGENCY MEDICAL SVCS CORP COM 29100P952 6,480 100,300 SH PUT SOLE 100,300 EXCO RESOURCES INC COM 269279402 6,404 329,783 SH SOLE 329,783 FIFTH THIRD BANCORP COM 316773900 152 10,400 SH CALL SOLE 10,400 FORD MTR CO DEL *W EXP 01/01/201 345370134 18,338 2,250,000 SH SOLE 2,250,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 117 11,977 SH SOLE 11,977 GENZYME CORP COM 372917104 20,342 285,700 SH SOLE 285,700 GENZYME CORP COM 372917954 11,392 160,000 SH PUT SOLE 160,000 GOLDCORP INC NEW COM 380956409 1,515 32,830 SH SOLE 32,830 GOLDMAN SACHS GROUP INC COM 38141G104 222 1,321 SH SOLE 1,321
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- ---- HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 5,981 331,334 SH SOLE 331,334 HECLA MNG CO COM 422704906 1,126 100,000 SH CALL SOLE 100,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 1,913 1,000,000 PRN SOLE 1,000,000 HSN INC COM 404303109 2,418 78,905 SH SOLE 78,905 HYPERCOM CORP COM 44913M105 5,137 613,755 SH SOLE 613,755 ISHARES INC COM 464286900 3,924 50,700 SH CALL SOLE 50,700 ISHARES INC COM 464286950 4,953 64,000 SH PUT SOLE 64,000 ISORAY INC COM 46489V104 1,919 1,698,298 SH SOLE 1,698,298 J CREW GROUP INC COM 46612H402 7,050 163,410 SH SOLE 163,410 JO-ANN STORES INC COM 47758P307 4,041 67,100 SH SOLE 67,100 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 499 34,560 SH SOLE 34,560 JPMORGAN CHASE & CO COM 46625H950 2,337 55,100 SH PUT SOLE 55,100 KANDI TECHNOLOGIES CORP COM 483709101 163 30,882 SH SOLE 30,882 KEYCORP NEW COM 493267958 123 14,000 SH PUT SOLE 14,000 KING PHARMACEUTICALS INC COM 495582108 7,485 532,760 SH SOLE 532,760 LADISH INC COM NEW 505754200 2,479 51,000 SH SOLE 51,000 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 3,554 180,496 SH SOLE 180,496 LONGWEI PETROLEUM INV HLDG L COM 543354104 477 200,000 SH SOLE 200,000 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 3,625 594,001 SH SOLE 594,001 MASSEY ENERGY COMPANY COM 576206106 9,445 176,052 SH SOLE 176,052 MASSEY ENERGY COMPANY COM 576206956 5,472 102,000 SH PUT SOLE 102,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- --------- ---- MEDIACOM COMMUNICATIONS CORP CL A 58446K105 5,418 640,392 SH SOLE 640,392 METLIFE INC COM 59156R958 479 10,800 SH PUT SOLE 10,800 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 34,147 29,500,000 PRN SOLE 29,500,000 MILLER PETE INC COM 600577950 158 30,500 SH PUT SOLE 30,500 MORGAN STANLEY COM 617446908 519 19,100 SH CALL SOLE 19,100 MOTOROLA INC COM 620076109 2,877 317,200 SH SOLE 317,200 NICOR INC COM 654086107 235 4,713 SH SOLE 4,713 NOVARTIS A G COM 66987V959 29,127 494,100 SH PUT SOLE 494,100 OILSANDS QUEST INC *W EXP 05/12/201 678046129 3 65,300 SH SOLE 65,300 OMNICARE INC NOTE 3.750%12/1 681904AN8 3,906 3,500,000 PRN SOLE 3,500,000 PACWEST BANCORP DEL COM 695263953 213 10,000 SH PUT SOLE 10,000 PETROLEO BRASILEIRO SA SPONSORED PETRO ADR 71654V408 2,344 61,937 SH SOLE 61,937 PETROLEO BRASILEIRO SA PETRO COM 71654V958 4,162 110,000 SH PUT SOLE 110,000 PMI GROUP INC NOTE 4.500% 4/1 69344MAK7 38,559 46,178,000 PRN SOLE 46,178,000 POWERSHS DB US DOLLAR INDEX COM 73936D907 11,632 512,200 SH CALL SOLE 512,200 POWERSHS DB US DOLLAR INDEX COM 73936D957 2,112 93,000 SH PUT SOLE 93,000 PULTE GROUP INC COM 745867951 79 10,600 SH PUT SOLE 10,600 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 39,208 40,125,000 PRN SOLE 40,125,000 REGIONS FINANCIAL CORP NEW COM 7591EP900 75 10,800 SH CALL SOLE 10,800 ROYCE VALUE TR INC COM 780910105 408 28,058 SH SOLE 28,058 SEALY CORP SR SECD 3RD 8% 812139400 11,768 134,878 PRN SOLE 134,878
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- ---- SELECT SECTOR SPDR TR......... COM 81369Y955 738 46,300 SH PUT SOLE 46,300 SONIC SOLUTIONS....... COM 835460106 1,346 89,700 SH SOLE 89,700 SPDR S&P 500 ETF TR.............. COM 78462F953 6,289 50,000 SH PUT SOLE 50,000 STANLEY BLACK & DECKER INC...... UNIT 99/99/9999 854502309 4,346 40,000 SH SOLE 40,000 SYNIVERSE HLDGS INC............. COM 87163F106 8,972 290,836 SH SOLE 290,836 T-3 ENERGY SRVCS INC............. COM 87306E107 813 20,424 SH SOLE 20,424 TALECRIS BIOTHERAPEUTICS HLD............. COM 874227101 2,645 113,500 SH SOLE 113,500 TALECRIS BIOTHERAPEUTICS HLD............. COM 874227951 10,210 438,200 SH PUT SOLE 438,200 TODD SHIPYARDS CORP DEL........ COM 889039103 1,392 62,179 SH SOLE 62,179 TRAVELERS COMPANIES INC............. COM 89417E909 568 10,200 SH CALL SOLE 10,200 TRAVELERS COMPANIES INC............. COM 89417E959 8,038 144,300 SH PUT SOLE 144,300 UNUM GROUP........ COM 91529Y906 259 10,700 SH CALL SOLE 10,700 US BANCORP DEL............. COM 902973954 676 25,100 SH PUT SOLE 25,100 VALLEY NATL BANCORP......... *W EXP 11/14/201 919794131 27 10,241 SH SOLE 10,241 VECTOR GROUP LTD............. DBCV 6/1 92240MAL2 5,258 4,500,000 PRN SOLE 4,500,000 VERIZON COMMUNICATIONS INC............. COM 92343V104 1,785 49,900 SH SOLE 49,900 VORNADO RLTY L P............... DEB 3.875% 4/1 929043AC1 2,781 2,500,000 PRN SOLE 2,500,000 WELLS FARGO & CO NEW.......... COM 949746951 2,290 73,900 SH PUT SOLE 73,900 WESCO FINL CORP............ COM 950817106 21,083 57,227 SH SOLE 57,227 ZOOM TECHNOLOGIES INC............. COM NEW 98976E301 574 133,332 SH SOLE 133,332 VERIZON COMMUNICATIONS INC............. COM 92343V954 1,789 50,000 SH PUT SOLE 50,000
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