-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JmAHoFj6X8e2iq2RkA1qNc5VpebkNE6UyT5s/Y/ezMnYWn5cJq8IIiF0QAJhIG9Y cor1Emd/914KzdQJUT3nHw== 0001006364-11-000002.txt : 20110225 0001006364-11-000002.hdr.sgml : 20110225 20110225135421 ACCESSION NUMBER: 0001006364-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110225 DATE AS OF CHANGE: 20110225 EFFECTIVENESS DATE: 20110225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 11640023 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR/A 1 sec13f4q10.txt FORM 13F COVER PAGE Report for the quarter ended: December 31, 2010 Name: Johnston Asset Management Corp. Address: 1 Landmark Square Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BB&T Capital Trust VI ps 05531B201 4063 140600 SH SOLE 138600 2000 BB&T Capital Tst VII ps 05531H208 231 8400 SH SOLE 800 7600 ExSAR Corp ps 210 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 75 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 59 59000 SH SOLE 59000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 AT&T, Inc. cs 00206r102 16186 550935 SH SOLE 550935 Abbott Labs cs 002824100 24771 517032 SH SOLE 517032 Adobe Systems, Inc. cs 00724F101 41369 1344020 SH SOLE 1340120 3900 Amgen, Inc. cs 031162100 28648 521830 SH SOLE 520230 1600 Automatic Data Proc cs 053015103 36975 798932 SH SOLE 794932 4000 Bank Of New York cs 064058100 447 14808 SH SOLE 14808 Becton Dickinson cs 075887109 22420 265262 SH SOLE 262280 2982 Boston Scientific Corp. cs 101137107 106 14002 SH SOLE 14002 Cerner Corp. cs 156782104 24742 261160 SH SOLE 259560 1600 Chevron Texaco cs 166764100 611 6700 SH SOLE 6700 Cisco Systems, Inc. cs 17275R102 37653 1861240 SH SOLE 1855240 6000 Citigroup, Inc cs 172967101 1442 304910 SH SOLE 304910 Coca Cola Company cs 191216100 842 12800 SH SOLE 12800 Cognizant Tech Solutions - Cla cs 192446102 50835 693610 SH SOLE 693610 Comcast Corp New Cl A cs 20030N101 32690 1487919 SH SOLE 1484919 3000 Commonwealth REIT cs 203233101 459 18000 SH SOLE 18000 Dupont, E.I. cs 263534109 216 4338 SH SOLE 4338 EMC Corp. cs 268648102 38535 1682750 SH SOLE 1677750 5000 Edwards Lifesciences Corp. cs 28176E108 67348 833100 SH SOLE 828500 4600 Emerson Electric cs 291011104 212 3700 SH SOLE 3700 Energy Transfer Partners LP cs 29273R109 1244 24000 SH SOLE 21000 3000 Enterprise Prods Partners LP cs 293792107 10869 261223 SH SOLE 246823 14400 Exact Sciences Corp cs 30063P105 145 24243 SH SOLE 24243 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 5012 68550 SH SOLE 68550 FLIR Systems Inc cs 302445101 18938 636580 SH SOLE 633700 2880 Fulton Financial Comp cs 360271100 471 45516 SH SOLE 45516 General Electric cs 369604103 26017 1422498 SH SOLE 1417298 5200 Google Inc Cl A cs 38259p508 16097 27100 SH SOLE 27020 80 HJ Heinz Co cs 423074103 334 6750 SH SOLE 6750 Halliburton Holdings Co cs 406216101 246 6030 SH SOLE 6030 Hershey Foods Corp cs 427866108 330 7000 SH SOLE 7000 Highwood Properties Inc cs 431284108 1513 47500 SH SOLE 47500 Intel Corporation cs 458140100 32559 1548200 SH SOLE 1544800 3400 Isis Pharmaceutical, Inc. cs 464330109 15497 1531292 SH SOLE 1521292 10000 Johnson & Johnson cs 478160104 28268 457040 SH SOLE 454640 2400 KLA-Tencor Corp cs 482480100 27560 713260 SH SOLE 708550 4710 Kinder Morgan Energy Partners cs 494550106 625 8900 SH SOLE 8900 Liberty Property Tr cs 531172104 4062 127248 SH SOLE 123248 4000 M&T Bank cs 55261F104 2120 24354 SH SOLE 24354 Marsh & McLennan cs 571748102 35819 1310140 SH SOLE 1310140 Maxim Integrated Pdts cs 57772k101 35936 1521422 SH SOLE 1514262 7160 Medtronic, Inc. cs 585055106 29139 785628 SH SOLE 785628 Merck & Company cs 58933Y105 750 20820 SH SOLE 20820 Microchip Technology Inc cs 595017104 616 18000 SH SOLE 18000 Microsoft Corp cs 594918104 33067 1184770 SH SOLE 1180770 4000 Monsanto Company cs 61166W101 24971 358570 SH SOLE 357770 800 NetApp, Inc. cs 64110D104 64172 1167620 SH SOLE 1164020 3600 Occidental Petroleum Corp cs 674599105 17090 174210 SH SOLE 174210 Oneok Partners LP cs 68268N103 2156 27120 SH SOLE 25520 1600 P2i(origcost$80000-Infosys) cs 0 12018 SH SOLE 12018 Pall Corporation cs 696429307 44355 894605 SH SOLE 890605 4000 Pharmastem (formely Biocyte) cs 0 180000 SH SOLE 180000 Pharmos Corp cs 717139307 7 79851 SH SOLE 79851 Procter & Gamble cs 742718109 2702 42000 SH SOLE 42000 Qualcomm, Inc. cs 747525103 40151 811300 SH SOLE 808900 2400 Quest Diagnostics, Inc. cs 74834L100 24051 445640 SH SOLE 445640 Rogers Communications Cl B Non cs 775109200 277 8000 SH SOLE 8000 Schlumberger Ltd cs 806857108 53770 643952 SH SOLE 642752 1200 Sealed Air Corp cs 81211k100 237 9332 SH SOLE 9332 Spectrum Pharmaceuticals Inc cs 84763A108 183 26567 SH SOLE 26567 Spectrum Pharmaceuticals Inc U cs 943 137268 SH SOLE 137268 Targa Resources Partners LP cs 87611X105 292 8600 SH SOLE 8600 Targent Inc cs 100 400000 SH SOLE 400000 Teco Energy cs 872375100 178 10000 SH SOLE 10000 Union Pacific Corp cs 907818108 593 6400 SH SOLE 6400 Varian Medical Systems, Inc. cs 92220p105 54266 783290 SH SOLE 779890 3400 Vela Pharmaceuticals Inc cs 21 212500 SH SOLE 212500 ABB Ltd. Sponsored ADR 000375204 27792 1237954 SH SOLE 1237954 ASML Holding NV NY Reg ADR N07059186 113395 2957608 SH SOLE 2957608 Alcon, Inc. ADR H01301102 140599 860458 SH SOLE 860458 BHP Billiton ADR 05545e209 51136 635228 SH SOLE 635228 China Life Insurance Co ADR 16939P106 62541 1022413 SH SOLE 1020463 1950 Credit Suisse Group Spon ADR 225401108 47981 1187366 SH SOLE 1187366 Diageo PLC Spon ADR 25243Q205 154565 2079438 SH SOLE 2076638 2800 Fresenius Medical Care Ag ADR 358029106 86331 1496466 SH SOLE 1492466 4000 HSBC Holdings PLC ADR 404280406 23797 466235 SH SOLE 466235 ICICI Bank Ltd. ADR 45104G104 146763 2898164 SH SOLE 2898164 Mindray Medical Int'l Ltd-ADR 602675100 52013 1970190 SH SOLE 1970190 National Australia Bank Spon A 632525408 572 23550 SH SOLE 17010 6540 Nestle SA Spons ADR 641069406 27119 461696 SH SOLE 461696 Orthofix Intl ADR N6748L102 4651 160380 SH SOLE 157180 3200 Qiagen NV ADR N72482107 162804 8327546 SH SOLE 8321546 6000 Reckitt Benckiser ADR 756255105 25289 2291064 SH SOLE 2291064 Roche Hldg ADR 771195104 58042 1579580 SH SOLE 1579580 Royal Dutch Shell PLC Cl A Spo 780259206 401 6000 SH SOLE 6000 SABMiller Sp ADR 78572m105 86993 2462361 SH SOLE 2451159 11202 SAP AG ADR 803054204 28521 563546 SH SOLE 563546 SGS SA ADR 818800104 73507 4366852 SH SOLE 4366852 Telefonica Spon ADR 879382208 29159 426183 SH SOLE 426183 Tencent Holdings Ltd ADR 88032Q109 22252 1024136 SH SOLE 1024136 Teva Pharmaceutical - ADR 881624209 146576 2811749 SH SOLE 2811749 Veolia Environnement ADR 92334N103 38892 1324648 SH SOLE 1324648 Vestas Wind Systems ADR 925458101 4021 380926 SH SOLE 380926 Vodafone Group ADR 92857W209 174887 6614485 SH SOLE 6608511 5974 Westpac Banking Corp ADR 961214301 1181 10322 SH SOLE 10322 ABB Limited Ordinary Shares (c cs 7108899 61175 2737466 SH SOLE 2737466 Credit Suisse Group Ordinary S cs 7171589 71521 1769696 SH SOLE 1769696 Nestle SA Ordinary Shares (chf cs 7123870 5059 86120 SH SOLE 86120 Roche Holding Ordinary Shares cs 7110388 80338 546594 SH SOLE 546594 SGS SA Ordinary Shares (chf) cs 4824778 82609 49076 SH SOLE 49076 ASML Holding NV (eur) cs 5949368 47971 1237300 SH SOLE 1237300 Fresenius Medical Care (eur) cs 5129074 72944 1247514 SH SOLE 1247514 Qiagen N.V. (eur) cs 5732825 5271 266400 SH SOLE 266400 Veolia Environnement (eur) cs 4031879 52201 1779196 SH SOLE 1779196 Vestas Wind Systems A/S (dkk) cs 5964651 8777 276872.000SH SOLE 276872.000 Autonomy Corp. PLC Ordinary Sh cs 0118271 39034 1656558 SH SOLE 1656558 BHP Billiton PLC Ordinary Shar cs 0056650 100944 2527388 SH SOLE 2527388 Diageo Ordinary Shares (gbp) cs 0237400 5145 277340 SH SOLE 277340 Reckitt Benckiser Ordinary Sha cs B24CGK7 43880 795082 SH SOLE 795082 SABMiller PLC (gbp) cs 0483548 90732 2568196 SH SOLE 2568196 Standard Chartered Plc Ord Sha cs 0408284 72956 2700530 SH SOLE 2700530 China Life (hkd) cs 6718976 79456 19453980 SH SOLE 19453980 Tencent Holdings Ltd (hkd) cs B01CT30 44495 2047880 SH SOLE 2047880 Hyflux Ltd. Ordinary Shares (s cs 6320058 53820 29717980.500SH SOLE 29717980.500 Nuveen Conn Prem Inc Mun 2.65 mf 199 20000.000SH SOLE 20000.000 Centocor Partners III 0 100000 SH SOLE 100000 M&T Bank 55261F104 1393 16000 SH SOLE 16000 Pharmos Warrants - *RESTRICTED wt 558 6000000 SH SOLE 6000000
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