-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sx7yHDh/5hnHlD55dBwdZMYWfm0O1iWDUXtWtIT1DR4uy8qOxatKaka0/Dqsitq8 EJhUCAkPRrXXeB/PeVOlHA== 0001193125-11-035324.txt : 20110214 0001193125-11-035324.hdr.sgml : 20110214 20110214192709 ACCESSION NUMBER: 0001193125-11-035324 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13183 FILM NUMBER: 11611409 BUSINESS ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2010 Check here if Amendment [_]; Amendment Number: --------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CITADEL ADVISORS LLC Address: 131 SOUTH DEARBORN CHICAGO, IL 60603 13F File Number: 28-13183 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PATRICIA A. STASNY Title: GLOBAL CONTROLLER Phone: (312) 395-4366 Signature, Place, and Date of Signing: /s/ PATRICIA A. STASNY CHICAGO, ILLINOIS 02/14/2011 - ---------------------------------------- ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 8,009 Form 13F Information Table Value Total: $42,064,643 (THOUSANDS) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME - --- ------------------------- --------------------- 1 28-13182 Citadel Holdings I LP
FORM 13F Page 1 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) 3D SYS CORP DEL CMN STOCK Cmn 88554D205 231 7,332 Sh Shared-defined -- 7,332 3M CO Cmn 88579Y951 21,411 248,100 Sh Put Shared-defined 1 248,100 3M CO Cmn 88579Y901 17,200 199,300 Sh Call Shared-defined 1 199,300 3M CO Cmn 88579Y101 2,546 29,499 Sh Shared-defined 1 29,499 51JOBS INC ADR COMMON 2:1 Depository Receipt 316827104 237 4,807 Sh Shared-defined 1 N/A 51JOBS INC ADR COMMON 2:1 Depository Receipt 316827104 39 782 Sh Shared-defined -- N/A 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 4,708 295,336 Sh Shared-defined -- 295,336 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 180 11,284 Sh Shared-defined 1 11,284 99 CENTS ONLY STORES CMN STOCK Cmn 65440K906 113 7,100 Sh Call Shared-defined 1 7,100 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 61 3,800 Sh Put Shared-defined 1 3,800 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 1,147 30,124 Sh Shared-defined -- 30,124 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 133 3,494 Sh Shared-defined 1 3,494 A123 SYSTEMS INC Cmn 03739T908 933 97,800 Sh Call Shared-defined 1 97,800 A123 SYSTEMS INC Cmn 03739T958 537 56,300 Sh Put Shared-defined 1 56,300 ---------- COLUMN TOTALS 49,476 ==========
FORM 13F Page 2 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) A123 SYSTEMS INC Cmn 03739T108 506 53,073 Sh Shared-defined -- 53,073 A123 SYSTEMS INC Cmn 03739T108 41 4,331 Sh Shared-defined 1 4,331 AAR CORP 1.75% CB 2/01/26 - -REGISTERED Bond 000361AH8 35,893 32,652,000 Prn Shared-defined -- N/A AAR CORP CMN STK Cmn 000361105 2,716 98,883 Sh Shared-defined -- 98,883 AAR CORP CMN STK Cmn 000361905 420 15,300 Sh Call Shared-defined 1 15,300 AAR CORP CMN STK Cmn 000361955 63 2,300 Sh Put Shared-defined 1 2,300 AARON RENTS INC - CL A CMN STOCK Cmn 002535300 415 20,371 Sh Shared-defined -- 20,371 AARON RENTS INC - CL A CMN STOCK Cmn 002535300 119 5,814 Sh Shared-defined 1 5,814 ABAXIS INC CMN STK Cmn 002567955 199 7,400 Sh Put Shared-defined 1 7,400 ABAXIS INC CMN STK Cmn 002567905 140 5,200 Sh Call Shared-defined 1 5,200 ABAXIS INC CMN STK Cmn 002567105 69 2,586 Sh Shared-defined -- 2,586 ABAXIS INC CMN STK Cmn 002567105 7 254 Sh Shared-defined 1 254 ABBOTT LABS Cmn 002824950 29,249 610,500 Sh Put Shared-defined 1 610,500 ABBOTT LABS Cmn 002824900 26,796 559,300 Sh Call Shared-defined 1 559,300 ---------- COLUMN TOTALS 96,633 ==========
FORM 13F Page 3 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ABBOTT LABS Cmn 002824100 7,049 147,132 Sh Shared-defined 1 147,132 ABBOTT LABS Cmn 002824100 80 1,670 Sh Shared-defined -- 1,670 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 101,775 1,766,012 Sh Shared-defined -- 1,766,012 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 25,841 448,400 Sh Put Shared-defined 1 448,400 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 19,156 332,400 Sh Call Shared-defined 1 332,400 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 1,293 22,432 Sh Shared-defined 1 22,432 ABIOMED INC CMN STK Cmn 003654100 39 4,047 Sh Shared-defined -- 4,047 ABM INDUSTRIES INC CMN STK Cmn 000957100 246 9,350 Sh Shared-defined -- 9,350 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830956 28 6,200 Sh Put Shared-defined 1 6,200 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830906 24 5,300 Sh Call Shared-defined 1 5,300 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 16 3,535 Sh Shared-defined 1 3,535 ACACIA RESEARCH -ACACIA TECHNOLOGIES COMMON STOCK Cmn 003881307 381 14,686 Sh Shared-defined -- 14,686 ACACIA RESEARCH -ACACIA TECHNOLOGIES COMMON STOCK Cmn 003881957 371 14,300 Sh Put Shared-defined 1 14,300 ACACIA RESEARCH -ACACIA TECHNOLOGIES COMMON STOCK Cmn 003881907 291 11,200 Sh Call Shared-defined 1 11,200 ---------- COLUMN TOTALS 156,590 ==========
FORM 13F Page 4 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ACACIA RESEARCH -ACACIA TECHNOLOGIES COMMON STOCK Cmn 003881307 38 1,462 Sh Shared-defined 1 1,462 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 13 10,925 Sh Shared-defined 1 10,925 ACADIA PHARMACEUTICALS, INC. Cmn 004225958 1 1,000 Sh Put Shared-defined 1 1,000 ACADIA REALTY TRUST CMN STK Cmn 004239109 251 13,752 Sh Shared-defined -- 13,752 ACADIA REALTY TRUST CMN STK Cmn 004239109 86 4,716 Sh Shared-defined 1 4,716 ACCENTURE PLC Cmn G1151C901 5,552 114,500 Sh Call Shared-defined 1 114,500 ACCENTURE PLC Cmn G1151C951 5,310 109,500 Sh Put Shared-defined 1 109,500 ACCENTURE PLC Cmn G1151C101 150 3,100 Sh Shared-defined -- 3,100 ACCO BRANDS COMMON STOCK Cmn 00081T108 149 17,537 Sh Shared-defined -- 17,537 ACCO BRANDS COMMON STOCK Cmn 00081T108 24 2,840 Sh Shared-defined 1 2,840 ACCURAY INC Cmn 004397905 44 6,500 Sh Call Shared-defined 1 6,500 ACCURAY INC Cmn 004397105 28 4,097 Sh Shared-defined 1 4,097 ACCURAY INC Cmn 004397955 10 1,500 Sh Put Shared-defined 1 1,500 ACE LTD CMN STOCK Cmn H0023R105 89,905 1,444,262 Sh Shared-defined -- 1,444,262 ---------- COLUMN TOTALS 101,561 ==========
FORM 13F Page 5 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ACE LTD CMN STOCK Cmn H0023R955 5,129 82,400 Sh Put Shared-defined 1 82,400 ACE LTD CMN STOCK Cmn H0023R105 4,177 67,094 Sh Shared-defined 1 67,094 ACE LTD CMN STOCK Cmn H0023R905 2,160 34,700 Sh Call Shared-defined 1 34,700 ACME PACKET INC Cmn 004764906 3,647 68,600 Sh Call Shared-defined 1 68,600 ACME PACKET INC Cmn 004764956 3,626 68,200 Sh Put Shared-defined 1 68,200 ACME PACKET INC Cmn 004764106 3,508 65,989 Sh Shared-defined -- 65,989 ACME PACKET INC Cmn 004764106 429 8,077 Sh Shared-defined 1 8,077 ACORDA THERAPEUTICS ORD Cmn 00484M906 2,772 101,700 Sh Call Shared-defined 1 101,700 ACORDA THERAPEUTICS ORD Cmn 00484M956 1,409 51,700 Sh Put Shared-defined 1 51,700 ACORDA THERAPEUTICS ORD Cmn 00484M106 104 3,801 Sh Shared-defined -- 3,801 ACORDA THERAPEUTICS ORD Cmn 00484M106 9 335 Sh Shared-defined 1 335 ACORN INTERNATIONAL INC-ADR Depository Receipt 004854105 35 8,359 Sh Shared-defined -- N/A ACORN INTERNATIONAL INC-ADR Depository Receipt 004854105 35 8,332 Sh Shared-defined 1 N/A ACTIVISION BLIZZARD INC Cmn 00507V959 6,536 525,400 Sh Put Shared-defined 1 525,400 ---------- COLUMN TOTALS 33,576 ==========
FORM 13F Page 6 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ACTIVISION BLIZZARD INC Cmn 00507V109 3,815 306,667 Sh Shared-defined 1 306,667 ACTIVISION BLIZZARD INC Cmn 00507V909 1,540 123,800 Sh Call Shared-defined 1 123,800 ACTIVISION BLIZZARD INC Cmn 00507V109 5 400 Sh Shared-defined -- 400 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X903 516 19,400 Sh Call Shared-defined 1 19,400 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X953 213 8,000 Sh Put Shared-defined 1 8,000 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X203 94 3,515 Sh Shared-defined 1 3,515 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 964 16,710 Sh Shared-defined -- 16,710 ACUITY BRANDS INC CMN STOCK Cmn 00508Y902 784 13,600 Sh Call Shared-defined 1 13,600 ACUITY BRANDS INC CMN STOCK Cmn 00508Y952 202 3,500 Sh Put Shared-defined 1 3,500 ACXIOM CORP CMN STK Cmn 005125109 325 18,932 Sh Shared-defined -- 18,932 ACXIOM CORP CMN STK Cmn 005125959 110 6,400 Sh Put Shared-defined 1 6,400 ACXIOM CORP CMN STK Cmn 005125909 99 5,800 Sh Call Shared-defined 1 5,800 ACXIOM CORP CMN STK Cmn 005125109 64 3,753 Sh Shared-defined 1 3,753 ADA-ES INC COMMON STOCK Cmn 005208103 1,607 144,000 Sh Shared-defined -- 144,000 ---------- COLUMN TOTALS 10,338 ==========
FORM 13F Page 7 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ADMINISTAFF INC CMN STOCK Cmn 007094105 368 12,574 Sh Shared-defined -- 12,574 ADMINISTAFF INC CMN STOCK Cmn 007094905 129 4,400 Sh Call Shared-defined 1 4,400 ADMINISTAFF INC CMN STOCK Cmn 007094955 73 2,500 Sh Put Shared-defined 1 2,500 ADMINISTAFF INC CMN STOCK Cmn 007094105 14 468 Sh Shared-defined 1 468 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 15,956 518,400 Sh Put Shared-defined 1 518,400 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 15,875 515,741 Sh Shared-defined -- 515,741 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 14,020 455,500 Sh Call Shared-defined 1 455,500 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 3,585 116,468 Sh Shared-defined 1 116,468 ADTRAN INC CMN STOCK Cmn 00738A106 36,732 1,014,420 Sh Shared-defined -- 1,014,420 ADTRAN INC CMN STOCK Cmn 00738A906 5,435 150,100 Sh Call Shared-defined 1 150,100 ADTRAN INC CMN STOCK Cmn 00738A956 999 27,600 Sh Put Shared-defined 1 27,600 ADTRAN INC CMN STOCK Cmn 00738A106 462 12,751 Sh Shared-defined 1 12,751 ADVANCE AMERICA CASH ADVANCE CENTERS INC COMMON ST Cmn 00739W107 499 88,500 Sh Shared-defined -- 88,500 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 30,980 468,333 Sh Shared-defined -- 468,333 ---------- COLUMN TOTALS 125,127 ==========
FORM 13F Page 8 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y906 1,766 26,700 Sh Call Shared-defined 1 26,700 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 1,098 16,600 Sh Put Shared-defined 1 16,600 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 410 6,198 Sh Shared-defined 1 6,198 ADVANCED ANALOGIC TECHNOLOGIES INC COMMON STOCK Cmn 00752J108 38 9,362 Sh Shared-defined -- 9,362 ADVANCED ANALOGIC TECHNOLOGIES INC COMMON STOCK Cmn 00752J108 3 706 Sh Shared-defined 1 706 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 115 29,778 Sh Shared-defined 1 29,778 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H952 52 13,600 Sh Put Shared-defined 1 13,600 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 20,808 1,525,518 Sh Shared-defined -- 1,525,518 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973950 587 43,000 Sh Put Shared-defined 1 43,000 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 586 42,948 Sh Shared-defined 1 42,948 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973900 100 7,300 Sh Call Shared-defined 1 7,300 ADVANCED MICRO DEVICES NYSE Cmn 007903107 55,713 6,810,876 Sh Shared-defined -- 6,810,876 ADVANCED MICRO DEVICES NYSE Cmn 007903907 12,270 1,500,000 Sh Call Shared-defined -- 1,500,000 ADVANCED MICRO DEVICES NYSE Cmn 007903907 2,292 280,200 Sh Call Shared-defined 1 280,200 ---------- COLUMN TOTALS 95,838 ==========
FORM 13F Page 9 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ADVANCED MICRO DEVICES NYSE Cmn 007903957 1,625 198,600 Sh Put Shared-defined 1 198,600 ADVANCED MICRO DEVICES NYSE Cmn 007903107 212 25,935 Sh Shared-defined 1 25,935 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F101 121 17,782 Sh Shared-defined 1 17,782 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F951 41 6,100 Sh Put Shared-defined 1 6,100 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F901 18 2,600 Sh Call Shared-defined 1 2,600 ADVENT SOFTWARE INC CMN STOCK Cmn 007974108 420 7,250 Sh Shared-defined -- 7,250 ADVENTRX PHARMACEUTICALS INC COMMON STOCK Cmn 00764X202 40 15,167 Sh Shared-defined 1 15,167 AECOM TECHNOLOGY CORP Cmn 00766T100 253 9,055 Sh Shared-defined -- 9,055 AECOM TECHNOLOGY CORP Cmn 00766T950 221 7,900 Sh Put Shared-defined 1 7,900 AECOM TECHNOLOGY CORP Cmn 00766T900 199 7,100 Sh Call Shared-defined 1 7,100 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 633 60,707 Sh Shared-defined 1 60,707 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 329 31,500 Sh Put Shared-defined 1 31,500 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 228 21,852 Sh Shared-defined -- 21,852 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 51 4,900 Sh Call Shared-defined 1 4,900 ---------- COLUMN TOTALS 4,391 ==========
FORM 13F Page 10 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AEGON NV ADR USD 1:1 Depository Receipt 007924103 71 11,583 Sh Shared-defined 1 N/A AEGON NV ADR USD 1:1 Depository Receipt 007924103 42 6,930 Sh Shared-defined -- N/A AERCAP HOLDINGS NV Cmn N00985106 4,854 343,773 Sh Shared-defined -- 343,773 AERCAP HOLDINGS NV Cmn N00985956 130 9,200 Sh Put Shared-defined 1 9,200 AERCAP HOLDINGS NV Cmn N00985906 90 6,400 Sh Call Shared-defined 1 6,400 AERCAP HOLDINGS NV Cmn N00985106 62 4,397 Sh Shared-defined 1 4,397 AEROFLEX HOLDING CORP Cmn 007767106 9,562 581,266 Sh Shared-defined -- 581,266 AEROPOSTALE INC CMN STK Cmn 007865958 6,404 259,900 Sh Put Shared-defined 1 259,900 AEROPOSTALE INC CMN STK Cmn 007865908 5,240 212,650 Sh Call Shared-defined 1 212,650 AEROPOSTALE INC CMN STK Cmn 007865108 4,021 163,171 Sh Shared-defined 1 163,171 AEROPOSTALE INC CMN STK Cmn 007865108 3,635 147,533 Sh Shared-defined -- 147,533 AEROVIRONMENT INC Cmn 008073958 483 18,000 Sh Put Shared-defined 1 18,000 AEROVIRONMENT INC Cmn 008073108 471 17,567 Sh Shared-defined -- 17,567 AEROVIRONMENT INC Cmn 008073908 279 10,400 Sh Call Shared-defined 1 10,400 ---------- COLUMN TOTALS 35,344 ==========
FORM 13F Page 11 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AEROVIRONMENT INC Cmn 008073108 187 6,987 Sh Shared-defined 1 6,987 AES CORP COMMON STOCK Cmn 00130H905 1,587 130,300 Sh Call Shared-defined 1 130,300 AES CORP COMMON STOCK Cmn 00130H955 564 46,300 Sh Put Shared-defined 1 46,300 AES CORP COMMON STOCK Cmn 00130H105 269 22,090 Sh Shared-defined 1 22,090 AETNA INC - NEW Cmn 00817Y108 28,933 948,317 Sh Shared-defined -- 948,317 AETNA INC - NEW Cmn 00817Y958 7,402 242,600 Sh Put Shared-defined 1 242,600 AETNA INC - NEW Cmn 00817Y908 5,821 190,800 Sh Call Shared-defined 1 190,800 AETNA INC - NEW Cmn 00817Y108 3,469 113,714 Sh Shared-defined 1 113,714 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 7,064 71,200 Sh Put Shared-defined 1 71,200 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 6,033 60,800 Sh Put Shared-defined -- 60,800 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 5,040 50,800 Sh Call Shared-defined 1 50,800 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 455 4,589 Sh Shared-defined -- 4,589 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 13 136 Sh Shared-defined 1 136 AFFYMAX INC COMMON STOCK Cmn 00826A109 3,367 506,250 Sh Shared-defined -- 506,250 ---------- COLUMN TOTALS 70,204 ==========
FORM 13F Page 12 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AFFYMAX INC COMMON STOCK Cmn 00826A959 660 99,300 Sh Put Shared-defined 1 99,300 AFFYMAX INC COMMON STOCK Cmn 00826A909 422 63,400 Sh Call Shared-defined 1 63,400 AFFYMAX INC COMMON STOCK Cmn 00826A109 382 57,372 Sh Shared-defined 1 57,372 AFFYMETRIX INC COM STK Cmn 00826T958 59 11,800 Sh Put Shared-defined 1 11,800 AFFYMETRIX INC COM STK Cmn 00826T108 52 10,276 Sh Shared-defined 1 10,276 AFFYMETRIX INC COM STK Cmn 00826T908 35 6,900 Sh Call Shared-defined 1 6,900 AFLAC INC Cmn 001055952 19,451 344,700 Sh Put Shared-defined 1 344,700 AFLAC INC Cmn 001055902 9,255 164,000 Sh Call Shared-defined 1 164,000 AFLAC INC Cmn 001055102 776 13,747 Sh Shared-defined -- 13,747 AGCO CORP 1.25% CB 12/15/2036-REGISTERED Bond 001084AM4 37,142 27,102,000 Prn Shared-defined -- N/A AGCO CORP. COMMON STOCK Cmn 001084102 6,202 122,416 Sh Shared-defined -- 122,416 AGCO CORP. COMMON STOCK Cmn 001084952 3,359 66,300 Sh Put Shared-defined 1 66,300 AGCO CORP. COMMON STOCK Cmn 001084902 2,614 51,600 Sh Call Shared-defined 1 51,600 AGCO CORP. COMMON STOCK Cmn 001084102 125 2,466 Sh Shared-defined 1 2,466 ---------- COLUMN TOTALS 80,534 ==========
FORM 13F Page 13 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AGENUS INC Cmn 037032109 15 14,665 Sh Shared-defined 1 14,665 AGFEED INDUSTRIES INC Cmn 00846L101 198 67,208 Sh Shared-defined 1 67,208 AGFEED INDUSTRIES INC Cmn 00846L951 113 38,400 Sh Put Shared-defined 1 38,400 AGFEED INDUSTRIES INC Cmn 00846L901 19 6,600 Sh Call Shared-defined 1 6,600 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 13,050 315,001 Sh Shared-defined -- 315,001 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 7,375 178,000 Sh Put Shared-defined 1 178,000 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 7,105 171,500 Sh Call Shared-defined 1 171,500 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 639 15,416 Sh Shared-defined 1 15,416 AGL RESOURCES, INC. Cmn 001204106 730 20,362 Sh Shared-defined -- 20,362 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 31,025 404,500 Sh Put Shared-defined 1 404,500 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 19,374 252,600 Sh Call Shared-defined 1 252,600 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 6,109 79,642 Sh Shared-defined 1 79,642 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 770 10,037 Sh Shared-defined -- 10,037 AGRIUM COMMON Cmn 008916958 21,047 229,400 Sh Put Shared-defined 1 229,400 ---------- COLUMN TOTALS 107,569 ==========
FORM 13F Page 14 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AGRIUM COMMON Cmn 008916908 10,698 116,600 Sh Call Shared-defined 1 116,600 AGRIUM COMMON Cmn 008916108 3,198 34,853 Sh Shared-defined 1 34,853 AIR METHODS CORPORATION Cmn 009128907 1,677 29,800 Sh Call Shared-defined 1 29,800 AIR METHODS CORPORATION Cmn 009128957 923 16,400 Sh Put Shared-defined 1 16,400 AIR PRODS & CHEMS INC Cmn 009158906 3,802 41,800 Sh Call Shared-defined 1 41,800 AIR PRODS & CHEMS INC Cmn 009158106 2,157 23,714 Sh Shared-defined -- 23,714 AIR PRODS & CHEMS INC Cmn 009158956 518 5,700 Sh Put Shared-defined 1 5,700 AIR PRODS & CHEMS INC Cmn 009158106 35 382 Sh Shared-defined 1 382 AIR TRANSPORT SERVICES GROUP I Cmn 00922R105 541 68,503 Sh Shared-defined -- 68,503 AIRCASTLE COMMON STOCK Cmn G0129K954 269 25,700 Sh Put Shared-defined 1 25,700 AIRCASTLE COMMON STOCK Cmn G0129K904 229 21,900 Sh Call Shared-defined 1 21,900 AIRCASTLE COMMON STOCK Cmn G0129K104 39 3,722 Sh Shared-defined 1 3,722 AIRGAS INC CMN STK Cmn 009363902 3,904 62,500 Sh Call Shared-defined 1 62,500 AIRGAS INC CMN STK Cmn 009363952 2,167 34,700 Sh Put Shared-defined 1 34,700 ---------- COLUMN TOTALS 30,157 ==========
FORM 13F Page 15 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AIRGAS INC CMN STK Cmn 009363102 -- 2 Sh Shared-defined -- 2 AIRMEDIA GROUP INC-ADR Depository Receipt 009411109 196 28,499 Sh Shared-defined -- N/A AIRMEDIA GROUP INC-ADR Depository Receipt 009411109 5 682 Sh Shared-defined 1 N/A AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 403 54,551 Sh Shared-defined 1 54,551 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 246 33,300 Sh Call Shared-defined 1 33,300 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 240 32,500 Sh Put Shared-defined 1 32,500 AIXTRON AG WHEN ISSUED SPON ADR Depository 1:1 COMMON Receipt 009606104 408 10,980 Sh Shared-defined 1 N/A AIXTRON AG WHEN ISSUED SPON ADR Depository 1:1 COMMON Receipt 009606104 107 2,871 Sh Shared-defined -- N/A AK STEEL COMMON STOCK Cmn 001547908 6,862 419,200 Sh Call Shared-defined 1 419,200 AK STEEL COMMON STOCK Cmn 001547958 6,144 375,300 Sh Put Shared-defined 1 375,300 AK STEEL COMMON STOCK Cmn 001547908 4,911 300,000 Sh Call Shared-defined -- 300,000 AK STEEL COMMON STOCK Cmn 001547108 3,076 187,891 Sh Shared-defined 1 187,891 AK STEEL COMMON STOCK Cmn 001547108 1,881 114,884 Sh Shared-defined -- 114,884 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 24,584 522,500 Sh Put Shared-defined 1 522,500 ---------- COLUMN TOTALS 49,063 ==========
FORM 13F Page 16 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 11,880 252,506 Sh Shared-defined 1 252,506 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 8,982 190,900 Sh Call Shared-defined 1 190,900 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 745 15,834 Sh Shared-defined -- 15,834 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659959 2,007 35,400 Sh Put Shared-defined 1 35,400 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659909 1,412 24,900 Sh Call Shared-defined 1 24,900 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 667 11,772 Sh Shared-defined 1 11,772 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 342 6,030 Sh Shared-defined -- 6,030 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 754 67,914 Sh Shared-defined -- 67,914 ALBANY INTERNATIONAL COMMON STOCK Cmn 012348108 211 8,910 Sh Shared-defined -- 8,910 ALBEMARLE CORP CMN STK Cmn 012653101 18,184 325,995 Sh Shared-defined -- 325,995 ALBEMARLE CORP CMN STK Cmn 012653901 1,038 18,600 Sh Call Shared-defined 1 18,600 ALBEMARLE CORP CMN STK Cmn 012653101 392 7,024 Sh Shared-defined 1 7,024 ALBEMARLE CORP CMN STK Cmn 012653951 251 4,500 Sh Put Shared-defined 1 4,500 ALCATEL - ADR Depository Receipt 013904305 738 249,441 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 47,603 ==========
FORM 13F Page 17 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALCATEL - ADR Depository Receipt 013904305 174 58,766 Sh Shared-defined -- N/A ALCOA INC CMN STOCK Cmn 013817951 23,093 1,500,500 Sh Put Shared-defined 1 1,500,500 ALCOA INC CMN STOCK Cmn 013817901 11,924 774,800 Sh Call Shared-defined 1 774,800 ALCOA INC CMN STOCK Cmn 013817101 7,666 498,108 Sh Shared-defined 1 498,108 ALCOA INC CMN STOCK Cmn 013817101 1,982 128,757 Sh Shared-defined -- 128,757 ALCON INC Cmn H01301902 28,203 172,600 Sh Call Shared-defined 1 172,600 ALCON INC Cmn H01301952 26,716 163,500 Sh Put Shared-defined 1 163,500 ALCON INC Cmn H01301102 13,891 85,014 Sh Shared-defined 1 85,014 ALERE INC Cmn 01449J905 3,671 100,300 Sh Call Shared-defined 1 100,300 ALERE INC Cmn 01449J955 1,819 49,700 Sh Put Shared-defined 1 49,700 ALERE INC Cmn 01449J105 678 18,532 Sh Shared-defined -- 18,532 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 1,924 48,054 Sh Shared-defined -- 48,054 ALEXANDER & BALDWIN INC CMN STK Cmn 014482903 424 10,600 Sh Call Shared-defined 1 10,600 ALEXANDER & BALDWIN INC CMN STK Cmn 014482953 156 3,900 Sh Put Shared-defined 1 3,900 ---------- COLUMN TOTALS 122,321 ==========
FORM 13F Page 18 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 63 1,582 Sh Shared-defined 1 1,582 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 15,569 212,513 Sh Shared-defined -- 212,513 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 2,161 29,500 Sh Put Shared-defined 1 29,500 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 1,739 23,737 Sh Shared-defined 1 23,737 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 952 13,000 Sh Call Shared-defined 1 13,000 ALEXCO RESOURCE CORP Cmn 01535P956 91 11,100 Sh Put Shared-defined 1 11,100 ALEXCO RESOURCE CORP Cmn 01535P106 75 9,163 Sh Shared-defined 1 9,163 ALEXCO RESOURCE CORP Cmn 01535P906 66 8,000 Sh Call Shared-defined 1 8,000 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 6,932 86,064 Sh Shared-defined -- 86,064 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351959 4,817 59,800 Sh Put Shared-defined 1 59,800 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351909 2,851 35,400 Sh Call Shared-defined 1 35,400 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 1,215 15,083 Sh Shared-defined 1 15,083 ALIGN TECHNOLOGY INC. Cmn 016255901 703 36,000 Sh Call Shared-defined 1 36,000 ALIGN TECHNOLOGY INC. Cmn 016255951 190 9,700 Sh Put Shared-defined 1 9,700 ---------- COLUMN TOTALS 37,424 ==========
FORM 13F Page 19 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALIGN TECHNOLOGY INC. Cmn 016255101 31 1,600 Sh Shared-defined -- 1,600 ALKERMES INC CMN STK Cmn 01642T908 233 19,000 Sh Call Shared-defined 1 19,000 ALKERMES INC CMN STK Cmn 01642T958 189 15,400 Sh Put Shared-defined 1 15,400 ALKERMES INC CMN STK Cmn 01642T108 91 7,447 Sh Shared-defined -- 7,447 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 390 16,100 Sh Put Shared-defined 1 16,100 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 222 9,176 Sh Shared-defined 1 9,176 ALLEGHENY ENERGY INC CMN STK Cmn 017361906 109 4,500 Sh Call Shared-defined 1 4,500 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 9 358 Sh Shared-defined -- 358 ALLEGHENY TECHNOLOGIES INC 4.25% CB 6/1/2014-REGIS Bond 01741RAD4 22,683 15,000,000 Prn Shared-defined -- N/A ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 11,301 204,800 Sh Put Shared-defined 1 204,800 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 5,634 102,100 Sh Call Shared-defined 1 102,100 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 1,689 30,608 Sh Shared-defined 1 30,608 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 394 7,132 Sh Shared-defined -- 7,132 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 2,210 44,880 Sh Shared-defined -- 44,880 ---------- COLUMN TOTALS 45,185 ==========
FORM 13F Page 20 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X952 1,118 22,700 Sh Put Shared-defined 1 22,700 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X902 847 17,200 Sh Call Shared-defined 1 17,200 ALLERGAN INC Cmn 018490102 34,902 508,263 Sh Shared-defined -- 508,263 ALLERGAN INC Cmn 018490902 7,684 111,900 Sh Call Shared-defined 1 111,900 ALLERGAN INC Cmn 018490952 6,503 94,700 Sh Put Shared-defined 1 94,700 ALLERGAN INC Cmn 018490102 4,075 59,342 Sh Shared-defined 1 59,342 ALLETE INC CMN STK Cmn 018522300 993 26,654 Sh Shared-defined -- 26,654 ALLIANCE DATA 1.75% CB 8/1/13 - REGISTERED Bond 018581AD0 81,019 75,094,000 Prn Shared-defined -- N/A ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 17,758 250,000 Sh Put Shared-defined -- 250,000 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 4,006 56,400 Sh Call Shared-defined 1 56,400 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 3,473 48,900 Sh Put Shared-defined 1 48,900 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 204 2,879 Sh Shared-defined 1 2,879 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 1 12 Sh Shared-defined -- 12 ALLIANCE ONE INTERNATIONAL 5.5% CB 07/15/2014 -REGISTERED Bond 018772AQ6 17,501 15,500,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 180,084 ==========
FORM 13F Page 21 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALLIANCE ONE INTERNATIONAL INC CMN STK Cmn 018772103 90 21,136 Sh Shared-defined -- 21,136 ALLIANCE RESOURCE PARTNERS Cmn 01877R908 2,394 36,400 Sh Call Shared-defined 1 36,400 ALLIANCE RESOURCE PARTNERS Cmn 01877R958 993 15,100 Sh Put Shared-defined 1 15,100 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G906 420 18,000 Sh Call Shared-defined 1 18,000 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G956 149 6,400 Sh Put Shared-defined 1 6,400 ALLIANCEBERNSTEIN INCOME FUND Cmn 01881E101 90 11,300 Sh Shared-defined 1 11,300 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 440 11,958 Sh Shared-defined -- 11,958 ALLIANT TECH SYSTEM 2.75% CB 9/15/2011 - REGISTERE Bond 018804AN4 35,155 34,496,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS 3.0% CB 08/15/2024-REGISTERED Bond 018804AK0 42,079 37,237,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 1,742 23,409 Sh Shared-defined -- 23,409 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 744 10,000 Sh Put Shared-defined 1 10,000 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 531 7,130 Sh Shared-defined 1 7,130 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 335 4,500 Sh Call Shared-defined 1 4,500 ALLIED IRISH BANKS - SPONS Depository ADR (1:2) Receipt 019228402 108 123,091 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 85,270 ==========
FORM 13F Page 22 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALLIED NEVADA GOLD CORP Cmn 019344950 824 31,300 Sh Put Shared-defined 1 31,300 ALLIED NEVADA GOLD CORP Cmn 019344900 745 28,300 Sh Call Shared-defined 1 28,300 ALLIED NEVADA GOLD CORP Cmn 019344100 274 10,416 Sh Shared-defined 1 10,416 ALLIED NEVADA GOLD CORP Cmn 019344100 47 1,802 Sh Shared-defined -- 1,802 ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn H01531104 288 4,846 Sh Shared-defined -- 4,846 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 2,449 531,133 Sh Shared-defined -- 531,133 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 205 44,361 Sh Shared-defined 1 44,361 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 85 18,500 Sh Call Shared-defined 1 18,500 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777951 77 16,700 Sh Put Shared-defined 1 16,700 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P108 29,073 1,508,709 Sh Shared-defined -- 1,508,709 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P108 1,851 96,077 Sh Shared-defined 1 96,077 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P958 913 47,400 Sh Put Shared-defined 1 47,400 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P908 114 5,900 Sh Call Shared-defined 1 5,900 ALLSTATE CORP CMN STK Cmn 020002951 14,065 441,200 Sh Put Shared-defined 1 441,200 ---------- COLUMN TOTALS 51,010 ==========
FORM 13F Page 23 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALLSTATE CORP CMN STK Cmn 020002901 13,568 425,600 Sh Call Shared-defined 1 425,600 ALLSTATE CORP CMN STK Cmn 020002101 3,030 95,029 Sh Shared-defined -- 95,029 ALLSTATE CORP CMN STK Cmn 020002101 779 24,438 Sh Shared-defined 1 24,438 ALMOST FAMILY INC CMN STK Cmn 020409958 1,875 48,800 Sh Put Shared-defined 1 48,800 ALMOST FAMILY INC CMN STK Cmn 020409108 1,682 43,791 Sh Shared-defined 1 43,791 ALMOST FAMILY INC CMN STK Cmn 020409908 476 12,400 Sh Call Shared-defined 1 12,400 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 245 24,847 Sh Shared-defined -- 24,847 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q957 74 7,500 Sh Put Shared-defined 1 7,500 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q907 47 4,800 Sh Call Shared-defined 1 4,800 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 33 3,367 Sh Shared-defined 1 3,367 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 31 5,240 Sh Shared-defined 1 5,240 ALON USA ENERGY INC COMMON STOCK Cmn 020520952 31 5,200 Sh Put Shared-defined 1 5,200 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 24 4,052 Sh Shared-defined -- 4,052 ALON USA ENERGY INC COMMON STOCK Cmn 020520902 22 3,600 Sh Call Shared-defined 1 3,600 ---------- COLUMN TOTALS 21,917 ==========
FORM 13F Page 24 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALPHA & OMEGA SEMICONDUCTOR Cmn G6331P104 177 13,800 Sh Shared-defined -- 13,800 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 38,715 644,928 Sh Shared-defined -- 644,928 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 20,992 349,700 Sh Call Shared-defined 1 349,700 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 18,687 311,300 Sh Put Shared-defined 1 311,300 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 1,370 22,814 Sh Shared-defined 1 22,814 ALTERA CORP CMN STK Cmn 021441900 17,552 493,300 Sh Call Shared-defined 1 493,300 ALTERA CORP CMN STK Cmn 021441950 14,659 412,000 Sh Put Shared-defined 1 412,000 ALTERA CORP CMN STK Cmn 021441100 2,734 76,842 Sh Shared-defined -- 76,842 ALTERA CORP CMN STK Cmn 021441100 1,391 39,105 Sh Shared-defined 1 39,105 ALTERRA CAPITAL HOLDINGS LTD Cmn G0229R108 4,806 222,068 Sh Shared-defined -- 222,068 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J954 494 17,200 Sh Put Shared-defined 1 17,200 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J904 376 13,100 Sh Call Shared-defined 1 13,100 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J104 68 2,378 Sh Shared-defined 1 2,378 ALTRIA GROUP INC CMN STK Cmn 02209S953 20,422 829,500 Sh Put Shared-defined 1 829,500 ---------- COLUMN TOTALS 142,443 ==========
FORM 13F Page 25 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ALTRIA GROUP INC CMN STK Cmn 02209S903 6,610 268,500 Sh Call Shared-defined 1 268,500 ALTRIA GROUP INC CMN STK Cmn 02209S103 4,783 194,258 Sh Shared-defined 1 194,258 ALTRIA GROUP INC CMN STK Cmn 02209S103 1,723 70,000 Sh Shared-defined -- 70,000 ALUMINA LTD - SPONSORED ADR Depository Receipt 022205108 91 8,960 Sh Shared-defined -- N/A ALUMINA LTD - SPONSORED ADR Depository Receipt 022205108 39 3,832 Sh Shared-defined 1 N/A ALUMINUM CORP OF CHINA (CHALCO) Depository Receipt 022276109 591 25,918 Sh Shared-defined -- N/A ALUMINUM CORP OF CHINA (CHALCO) Depository Receipt 022276109 75 3,296 Sh Shared-defined 1 N/A ALVARION LTD CMN STOCK Cmn M0861T100 17 6,954 Sh Shared-defined 1 6,954 ALVARION LTD CMN STOCK Cmn M0861T900 10 4,100 Sh Call Shared-defined 1 4,100 ALVARION LTD CMN STOCK Cmn M0861T950 10 4,000 Sh Put Shared-defined 1 4,000 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U906 1,886 104,200 Sh Call Shared-defined 1 104,200 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 1,767 97,600 Sh Put Shared-defined 1 97,600 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 826 45,660 Sh Shared-defined 1 45,660 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 728 40,197 Sh Shared-defined -- 40,197 ---------- COLUMN TOTALS 19,156 ==========
FORM 13F Page 26 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMARIN CORP PLC - ADR 1:10 Depository Receipt 023111206 3,571 435,000 Sh Shared-defined -- N/A AMAZON COM INC CMN STOCK Cmn 023135956 153,342 851,900 Sh Put Shared-defined 1 851,900 AMAZON COM INC CMN STOCK Cmn 023135906 109,008 605,600 Sh Call Shared-defined 1 605,600 AMAZON COM INC CMN STOCK Cmn 023135106 32,563 180,903 Sh Shared-defined -- 180,903 AMAZON COM INC CMN STOCK Cmn 023135106 3,380 18,775 Sh Shared-defined 1 18,775 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 20,676 652,040 Sh Shared-defined -- 652,040 AMB PROPERTY CORP CMN STOCK Cmn 00163T959 317 10,000 Sh Put Shared-defined 1 10,000 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 266 8,398 Sh Shared-defined 1 8,398 AMCOL INTERNATIONAL CORP. CMN STK Cmn 02341W103 990 31,921 Sh Shared-defined -- 31,921 AMDOCS LIMITED CMN STOCK Cmn G02602953 1,354 49,300 Sh Put Shared-defined 1 49,300 AMDOCS LIMITED CMN STOCK Cmn G02602103 1,185 43,144 Sh Shared-defined 1 43,144 AMDOCS LIMITED CMN STOCK Cmn G02602103 790 28,775 Sh Shared-defined -- 28,775 AMDOCS LIMITED CMN STOCK Cmn G02602903 442 16,100 Sh Call Shared-defined 1 16,100 AMEDISYS INC. CMN STK Cmn 023436958 9,256 276,300 Sh Put Shared-defined 1 276,300 ---------- COLUMN TOTALS 337,140 ==========
FORM 13F Page 27 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMEDISYS INC. CMN STK Cmn 023436908 5,079 151,600 Sh Call Shared-defined 1 151,600 AMEDISYS INC. CMN STK Cmn 023436108 880 26,275 Sh Shared-defined 1 26,275 AMEDISYS INC. CMN STK Cmn 023436108 822 24,547 Sh Shared-defined -- 24,547 AMEREN CORPORATION Cmn 023608102 2,684 95,225 Sh Shared-defined -- 95,225 AMEREN CORPORATION Cmn 023608952 352 12,500 Sh Put Shared-defined 1 12,500 AMEREN CORPORATION Cmn 023608102 335 11,881 Sh Shared-defined 1 11,881 AMEREN CORPORATION Cmn 023608902 144 5,100 Sh Call Shared-defined 1 5,100 AMERICA MOVIL-SERIES L 1:20 Depository Receipt 02364W105 3,232 56,369 Sh Shared-defined 1 N/A AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 1,241 39,060 Sh Shared-defined -- 39,060 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 264 8,298 Sh Shared-defined 1 8,298 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835950 210 6,600 Sh Put Shared-defined 1 6,600 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 5,596 194,700 Sh Put Shared-defined 1 194,700 AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 2,682 93,331 Sh Shared-defined 1 93,331 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 1,977 68,800 Sh Call Shared-defined 1 68,800 ---------- COLUMN TOTALS 25,498 ==========
FORM 13F Page 28 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 1,166 40,570 Sh Shared-defined -- 40,570 AMERICAN CAPITAL LTD Cmn 02503Y103 3,460 457,686 Sh Shared-defined 1 457,686 AMERICAN CAPITAL LTD Cmn 02503Y953 3,075 406,700 Sh Put Shared-defined 1 406,700 AMERICAN CAPITAL LTD Cmn 02503Y903 366 48,400 Sh Call Shared-defined 1 48,400 AMERICAN CAPITAL LTD Cmn 02503Y103 219 28,927 Sh Shared-defined -- 28,927 AMERICAN ELEC PWR INC Cmn 025537901 4,364 121,300 Sh Call Shared-defined 1 121,300 AMERICAN ELEC PWR INC Cmn 025537951 3,436 95,500 Sh Put Shared-defined 1 95,500 AMERICAN ELEC PWR INC Cmn 025537101 554 15,409 Sh Shared-defined -- 15,409 AMERICAN ELEC PWR INC Cmn 025537101 104 2,884 Sh Shared-defined 1 2,884 AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 2,161 172,167 Sh Shared-defined -- 172,167 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 44,864 1,045,297 Sh Shared-defined -- 1,045,297 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 36,169 842,700 Sh Put Shared-defined 1 842,700 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 15,592 363,271 Sh Shared-defined 1 363,271 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 15,370 358,100 Sh Call Shared-defined 1 358,100 ---------- COLUMN TOTALS 130,900 ==========
FORM 13F Page 29 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 2,897 67,500 Sh Put Shared-defined -- 67,500 AMERICAN FINANCIAL GROUP INC COMMON STOCK Cmn 025932104 2,697 83,522 Sh Shared-defined -- 83,522 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375905 408 18,400 Sh Call Shared-defined 1 18,400 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 352 15,905 Sh Shared-defined -- 15,905 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375955 266 12,000 Sh Put Shared-defined 1 12,000 AMERICAN INTERNATIONAL GROUP 8.5% MAND 5/15/11 Bond 026874115 2,039 231,993 Prn Shared-defined 1 N/A AMERICAN INTL GROUP INC Cmn 026874954 64,823 1,125,000 Sh Put Shared-defined 1 1,125,000 AMERICAN INTL GROUP INC Cmn 026874904 41,112 713,500 Sh Call Shared-defined 1 713,500 AMERICAN INTL GROUP INC Cmn 026874784 3,020 52,405 Sh Shared-defined 1 52,405 AMERICAN INTL GROUP INC Cmn 026874784 -- 2 Sh Shared-defined -- 2 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M908 464 24,600 Sh Call Shared-defined 1 24,600 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M958 236 12,500 Sh Put Shared-defined 1 12,500 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M108 182 9,647 Sh Shared-defined -- 9,647 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M108 112 5,932 Sh Shared-defined 1 5,932 ---------- COLUMN TOTALS 118,608 ==========
FORM 13F Page 30 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERICAN MEDICAL SYSTEMS HOLDINGS 4% CB 09/15/2041 Bond 02744MAB4 19,250 15,742,000 Prn Shared-defined -- N/A AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 541 6,321 Sh Shared-defined -- 6,321 AMERICAN ORINTL CMN STK Cmn 028731107 71 29,682 Sh Shared-defined 1 29,682 AMERICAN ORINTL CMN STK Cmn 028731957 28 11,500 Sh Put Shared-defined 1 11,500 AMERICAN ORINTL CMN STK Cmn 028731907 11 4,700 Sh Call Shared-defined 1 4,700 AMERICAN ORINTL CMN STK Cmn 028731107 4 1,863 Sh Shared-defined -- 1,863 AMERICAN PUBLIC EDUCATION Cmn 02913V903 622 16,700 Sh Call Shared-defined 1 16,700 AMERICAN PUBLIC EDUCATION Cmn 02913V953 212 5,700 Sh Put Shared-defined 1 5,700 AMERICAN PUBLIC EDUCATION Cmn 02913V103 148 3,978 Sh Shared-defined -- 3,978 AMERICAN RAILCAR INDUSTRIES INC COMMON STOCK Cmn 02916P103 508 22,953 Sh Shared-defined -- 22,953 AMERICAN REPROGRAPHICS CO COMMON STOCK Cmn 029263100 398 52,472 Sh Shared-defined -- 52,472 AMERICAN REPROGRAPHICS CO COMMON STOCK Cmn 029263100 6 771 Sh Shared-defined 1 771 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 1,261 14,800 Sh Put Shared-defined 1 14,800 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 1,039 12,196 Sh Shared-defined 1 12,196 ---------- COLUMN TOTALS 24,099 ==========
FORM 13F Page 31 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 452 5,300 Sh Call Shared-defined 1 5,300 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 199 2,338 Sh Shared-defined -- 2,338 AMERICAN STATES WATER CO CMN STK Cmn 029899101 272 7,893 Sh Shared-defined -- 7,893 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 6,539 228,700 Sh Call Shared-defined 1 228,700 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 4,937 172,700 Sh Put Shared-defined 1 172,700 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 584 20,441 Sh Shared-defined -- 20,441 AMERICAN TOWER CORP - CL A Cmn 029912201 20,622 399,341 Sh Shared-defined -- 399,341 AMERICAN TOWER CORP - CL A Cmn 029912951 6,083 117,800 Sh Put Shared-defined 1 117,800 AMERICAN TOWER CORP - CL A Cmn 029912901 5,355 103,700 Sh Call Shared-defined 1 103,700 AMERICAN TOWER CORP - CL A Cmn 029912201 2,465 47,733 Sh Shared-defined 1 47,733 AMERICAN VANGUARD CORP CMN STK Cmn 030371108 179 20,969 Sh Shared-defined -- 20,969 AMERICAN WATER WORKS CO INC Cmn 030420103 1,246 49,281 Sh Shared-defined -- 49,281 AMERICAN WATER WORKS CO INC Cmn 030420903 187 7,400 Sh Call Shared-defined 1 7,400 AMERICAN WATER WORKS CO INC Cmn 030420953 187 7,400 Sh Put Shared-defined 1 7,400 ---------- COLUMN TOTALS 49,307 ==========
FORM 13F Page 32 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERICAN WATER WORKS CO INC Cmn 030420103 118 4,671 Sh Shared-defined 1 4,671 AMERIGAS PARTNERS LP CMN STK Cmn 030975956 942 19,300 Sh Put Shared-defined 1 19,300 AMERIGAS PARTNERS LP CMN STK Cmn 030975106 837 17,146 Sh Shared-defined 1 17,146 AMERIGAS PARTNERS LP CMN STK Cmn 030975906 283 5,800 Sh Call Shared-defined 1 5,800 AMERIGROUP CORPORATION Cmn 03073T102 9,066 206,421 Sh Shared-defined -- 206,421 AMERIGROUP CORPORATION Cmn 03073T902 1,401 31,900 Sh Call Shared-defined 1 31,900 AMERIGROUP CORPORATION Cmn 03073T952 224 5,100 Sh Put Shared-defined 1 5,100 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 33,600 583,844 Sh Shared-defined -- 583,844 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 2,400 41,700 Sh Call Shared-defined 1 41,700 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 2,043 35,500 Sh Put Shared-defined 1 35,500 AMERISOURCEBERGEN CORP Cmn 03073E105 6,608 193,667 Sh Shared-defined -- 193,667 AMERISOURCEBERGEN CORP Cmn 03073E955 4,245 124,400 Sh Put Shared-defined 1 124,400 AMERISOURCEBERGEN CORP Cmn 03073E905 4,115 120,600 Sh Call Shared-defined 1 120,600 AMERISOURCEBERGEN CORP Cmn 03073E105 1,340 39,260 Sh Shared-defined 1 39,260 ---------- COLUMN TOTALS 67,222 ==========
FORM 13F Page 33 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 1,141 73,004 Sh Shared-defined -- 73,004 AMERISTAR CASINOS INC CMN STK Cmn 03070Q901 169 10,800 Sh Call Shared-defined 1 10,800 AMERISTAR CASINOS INC CMN STK Cmn 03070Q951 50 3,200 Sh Put Shared-defined 1 3,200 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 10 625 Sh Shared-defined 1 625 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 1,989 154,700 Sh Put Shared-defined 1 154,700 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 1,680 130,607 Sh Shared-defined -- 130,607 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 1,390 108,051 Sh Shared-defined 1 108,051 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 1,025 79,700 Sh Call Shared-defined 1 79,700 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 4,627 316,300 Sh Put Shared-defined 1 316,300 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 3,985 272,353 Sh Shared-defined 1 272,353 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 1,285 87,800 Sh Call Shared-defined 1 87,800 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 481 32,851 Sh Shared-defined -- 32,851 AMERON INC/DE CMN STK Cmn 030710957 947 12,400 Sh Put Shared-defined 1 12,400 AMERON INC/DE CMN STK Cmn 030710907 718 9,400 Sh Call Shared-defined 1 9,400 ---------- COLUMN TOTALS 19,497 ==========
FORM 13F Page 34 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMERON INC/DE CMN STK Cmn 030710107 39 513 Sh Shared-defined -- 513 AMETEK INC CMN STOCK Cmn 031100100 21,967 559,673 Sh Shared-defined -- 559,673 AMETEK INC CMN STOCK Cmn 031100900 440 11,200 Sh Call Shared-defined 1 11,200 AMETEK INC CMN STOCK Cmn 031100950 404 10,300 Sh Put Shared-defined 1 10,300 AMGEN INC Cmn 031162900 33,895 617,400 Sh Call Shared-defined 1 617,400 AMGEN INC Cmn 031162950 33,484 609,900 Sh Put Shared-defined 1 609,900 AMGEN INC Cmn 031162100 1,426 25,981 Sh Shared-defined 1 25,981 AMGEN INC Cmn 031162100 312 5,681 Sh Shared-defined -- 5,681 AMKOR TECHNOLOGY, INC. Cmn 031652950 354 47,900 Sh Put Shared-defined 1 47,900 AMKOR TECHNOLOGY, INC. Cmn 031652100 233 31,564 Sh Shared-defined 1 31,564 AMKOR TECHNOLOGY, INC. Cmn 031652100 187 25,276 Sh Shared-defined -- 25,276 AMKOR TECHNOLOGY, INC. Cmn 031652900 92 12,400 Sh Call Shared-defined 1 12,400 AMN HEALTHCARE SERVICES INC Cmn 001744101 106 17,310 Sh Shared-defined 1 17,310 AMN HEALTHCARE SERVICES INC Cmn 001744951 25 4,100 Sh Put Shared-defined 1 4,100 ---------- COLUMN TOTALS 92,964 ==========
FORM 13F Page 35 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMN HEALTHCARE SERVICES INC Cmn 001744901 9 1,400 Sh Call Shared-defined 1 1,400 AMPHENOL CORP CMN STK Cmn 032095101 6,174 116,984 Sh Shared-defined -- 116,984 AMPHENOL CORP CMN STK Cmn 032095901 1,224 23,200 Sh Call Shared-defined 1 23,200 AMPHENOL CORP CMN STK Cmn 032095951 834 15,800 Sh Put Shared-defined 1 15,800 AMPHENOL CORP CMN STK Cmn 032095101 275 5,204 Sh Shared-defined 1 5,204 AMR CORPORATION CMN STOCK Cmn 001765956 8,540 1,096,300 Sh Put Shared-defined 1 1,096,300 AMR CORPORATION CMN STOCK Cmn 001765906 7,766 996,900 Sh Call Shared-defined 1 996,900 AMR CORPORATION CMN STOCK Cmn 001765106 5,468 701,867 Sh Shared-defined -- 701,867 AMR CORPORATION CMN STOCK Cmn 001765106 3,385 434,525 Sh Shared-defined 1 434,525 AMSURG CORP Cmn 03232P405 368 17,570 Sh Shared-defined -- 17,570 AMTRUST FINANCIAL SERVICES Cmn 032359959 201 11,500 Sh Put Shared-defined 1 11,500 AMTRUST FINANCIAL SERVICES Cmn 032359309 78 4,455 Sh Shared-defined 1 4,455 AMTRUST FINANCIAL SERVICES Cmn 032359909 25 1,400 Sh Call Shared-defined 1 1,400 AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - REGISTERED Bond 032346AF5 30,532 35,000,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 64,879 ==========
FORM 13F Page 36 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 3,678 250,000 Sh Put Shared-defined -- 250,000 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 2,264 153,900 Sh Put Shared-defined 1 153,900 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 1,799 122,300 Sh Call Shared-defined 1 122,300 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 1,128 76,665 Sh Shared-defined 1 76,665 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 170 11,562 Sh Shared-defined -- 11,562 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 49,725 652,900 Sh Put Shared-defined 1 652,900 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 31,553 414,300 Sh Call Shared-defined 1 414,300 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 17,969 235,938 Sh Shared-defined -- 235,938 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 6,772 88,924 Sh Shared-defined 1 88,924 ANADIGICS INC CMN STOCK Cmn 032515108 132 19,041 Sh Shared-defined -- 19,041 ANADIGICS INC CMN STOCK Cmn 032515908 34 4,900 Sh Call Shared-defined 1 4,900 ANADIGICS INC CMN STOCK Cmn 032515958 5 700 Sh Put Shared-defined 1 700 ANADIGICS INC CMN STOCK Cmn 032515108 3 415 Sh Shared-defined 1 415 ANALOG DEVICES INC Cmn 032654905 6,675 177,200 Sh Call Shared-defined 1 177,200 ---------- COLUMN TOTALS 121,907 ==========
FORM 13F Page 37 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ANALOG DEVICES INC Cmn 032654955 5,247 139,300 Sh Put Shared-defined 1 139,300 ANALOG DEVICES INC Cmn 032654105 4,267 113,284 Sh Shared-defined -- 113,284 ANALOG DEVICES INC Cmn 032654105 121 3,207 Sh Shared-defined 1 3,207 ANCESTRY.COM INC Cmn 032803908 674 23,800 Sh Call Shared-defined 1 23,800 ANCESTRY.COM INC Cmn 032803958 481 17,000 Sh Put Shared-defined 1 17,000 ANCESTRY.COM INC Cmn 032803108 81 2,873 Sh Shared-defined 1 2,873 ANCESTRY.COM INC Cmn 032803108 22 774 Sh Shared-defined -- 774 ANDERSONS INC CMN STOCK Cmn 034164103 656 18,050 Sh Shared-defined 1 18,050 ANDERSONS INC CMN STOCK Cmn 034164953 491 13,500 Sh Put Shared-defined 1 13,500 ANDERSONS INC CMN STOCK Cmn 034164903 324 8,900 Sh Call Shared-defined 1 8,900 ANDERSONS INC CMN STOCK Cmn 034164103 7 200 Sh Shared-defined -- 200 ANGLOGOLD LTD -SPON ADR 2:1 Depository Receipt 035128206 525 10,664 Sh Shared-defined 1 N/A ANHEUSER-BUSCH INBEV SPN ADR 1:1 Depository Receipt 03524A108 1,130 19,798 Sh Shared-defined -- N/A ANHEUSER-BUSCH INBEV SPN ADR 1:1 Depository Receipt 03524A108 138 2,424 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 14,164 ==========
FORM 13F Page 38 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ANIXTER INTERNATIONAL INC 1% CB DUE 02/15/2013 - R Bond 035290AJ4 23,432 20,948,000 Prn Shared-defined -- N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 1,039 17,400 Sh Call Shared-defined 1 17,400 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 442 7,400 Sh Put Shared-defined 1 7,400 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 431 7,210 Sh Shared-defined -- 7,210 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 70 1,169 Sh Shared-defined 1 1,169 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 8,494 474,000 Sh Call Shared-defined 1 474,000 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 4,860 271,200 Sh Put Shared-defined 1 271,200 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 2,031 113,330 Sh Shared-defined 1 113,330 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 38,819 1,417,255 Sh Shared-defined -- 1,417,255 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 2,547 93,000 Sh Call Shared-defined 1 93,000 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 1,449 52,900 Sh Put Shared-defined 1 52,900 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 58 2,127 Sh Shared-defined 1 2,127 ANSYS INC CMN STOCK Cmn 03662Q955 396 7,600 Sh Put Shared-defined 1 7,600 ANSYS INC CMN STOCK Cmn 03662Q905 307 5,900 Sh Call Shared-defined 1 5,900 ---------- COLUMN TOTALS 84,375 ==========
FORM 13F Page 39 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ANSYS INC CMN STOCK Cmn 03662Q105 250 4,800 Sh Shared-defined -- 4,800 ANTARES PHARMA, INC. COMMON STOCK Cmn 036642106 20 11,472 Sh Shared-defined 1 11,472 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 688 98,324 Sh Shared-defined -- 98,324 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347951 204 29,100 Sh Put Shared-defined 1 29,100 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 81 11,509 Sh Shared-defined 1 11,509 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347901 53 7,600 Sh Call Shared-defined 1 7,600 AOL INC Cmn 00184X105 7,379 311,213 Sh Shared-defined -- 311,213 AOL INC Cmn 00184X905 3,350 141,300 Sh Call Shared-defined 1 141,300 AOL INC Cmn 00184X955 1,954 82,400 Sh Put Shared-defined 1 82,400 AOL INC Cmn 00184X105 717 30,256 Sh Shared-defined 1 30,256 AON CORPORATION Cmn 037389103 96,237 2,091,647 Sh Shared-defined -- 2,091,647 AON CORPORATION Cmn 037389953 4,210 91,500 Sh Put Shared-defined 1 91,500 AON CORPORATION Cmn 037389103 2,054 44,632 Sh Shared-defined 1 44,632 AON CORPORATION Cmn 037389903 1,698 36,900 Sh Call Shared-defined 1 36,900 ---------- COLUMN TOTALS 118,895 ==========
FORM 13F Page 40 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) APAC CUSTOMER SERVICES INC CMN STOCK Cmn 00185E106 160 26,300 Sh Shared-defined -- 26,300 APAC CUSTOMER SERVICES INC CMN STOCK Cmn 00185E906 36 5,900 Sh Call Shared-defined 1 5,900 APAC CUSTOMER SERVICES INC CMN STOCK Cmn 00185E106 18 3,016 Sh Shared-defined 1 3,016 APAC CUSTOMER SERVICES INC CMN STOCK Cmn 00185E956 7 1,100 Sh Put Shared-defined 1 1,100 APACHE CORP COMMON APA Cmn 037411105 68,155 571,625 Sh Shared-defined -- 571,625 APACHE CORP COMMON APA Cmn 037411905 18,075 151,600 Sh Call Shared-defined 1 151,600 APACHE CORP COMMON APA Cmn 037411955 15,595 130,800 Sh Put Shared-defined 1 130,800 APARTMENT INVT & MGMT CO Cmn 03748R101 594 23,002 Sh Shared-defined -- 23,002 APARTMENT INVT & MGMT CO Cmn 03748R901 289 11,200 Sh Call Shared-defined 1 11,200 APARTMENT INVT & MGMT CO Cmn 03748R951 80 3,100 Sh Put Shared-defined 1 3,100 APOGEE ENTERPRISES INC CMN STK Cmn 037598909 71 5,300 Sh Call Shared-defined 1 5,300 APOGEE ENTERPRISES INC CMN STK Cmn 037598959 42 3,100 Sh Put Shared-defined 1 3,100 APOGEE ENTERPRISES INC CMN STK Cmn 037598109 42 3,086 Sh Shared-defined 1 3,086 APOLLO GROUP INC CMN STOCK Cmn 037604105 17,599 445,656 Sh Shared-defined -- 445,656 ---------- COLUMN TOTALS 120,763 ==========
FORM 13F Page 41 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) APOLLO GROUP INC CMN STOCK Cmn 037604955 16,795 425,300 Sh Put Shared-defined 1 425,300 APOLLO GROUP INC CMN STOCK Cmn 037604905 8,463 214,300 Sh Call Shared-defined 1 214,300 APOLLO GROUP INC CMN STOCK Cmn 037604105 7,114 180,152 Sh Shared-defined 1 180,152 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 5,257 474,902 Sh Shared-defined -- 474,902 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U906 639 57,700 Sh Call Shared-defined 1 57,700 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U956 101 9,100 Sh Put Shared-defined 1 9,100 APPLE INC Cmn 037833950 1,362,203 4,223,100 Sh Put Shared-defined 1 4,223,100 APPLE INC Cmn 037833100 909,351 2,819,168 Sh Shared-defined 1 2,819,168 APPLE INC Cmn 037833900 692,117 2,145,700 Sh Call Shared-defined 1 2,145,700 APPLE INC Cmn 037833100 153,697 476,490 Sh Shared-defined -- 476,490 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 729 22,458 Sh Shared-defined -- 22,458 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C955 231 7,100 Sh Put Shared-defined 1 7,100 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C905 117 3,600 Sh Call Shared-defined 1 3,600 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 8 257 Sh Shared-defined 1 257 ---------- COLUMN TOTALS 3,156,822 ==========
FORM 13F Page 42 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) APPLIED MATERIAL CMN STK Cmn 038222105 7,098 505,203 Sh Shared-defined -- 505,203 APPLIED MATERIAL CMN STK Cmn 038222905 6,712 477,700 Sh Call Shared-defined 1 477,700 APPLIED MATERIAL CMN STK Cmn 038222955 2,405 171,200 Sh Put Shared-defined 1 171,200 APPLIED MATERIAL CMN STK Cmn 038222105 1,262 89,794 Sh Shared-defined 1 89,794 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 137 12,813 Sh Shared-defined -- 12,813 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W906 120 11,200 Sh Call Shared-defined 1 11,200 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 97 9,110 Sh Shared-defined 1 9,110 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W956 63 5,900 Sh Put Shared-defined 1 5,900 APTARGROUP INC CMN STK Cmn 038336103 1,068 22,444 Sh Shared-defined -- 22,444 APTARGROUP INC CMN STK Cmn 038336903 314 6,600 Sh Call Shared-defined 1 6,600 APTARGROUP INC CMN STK Cmn 038336953 109 2,300 Sh Put Shared-defined 1 2,300 AQUA AMERICA INC CMN STK Cmn 03836W103 934 41,550 Sh Shared-defined -- 41,550 AQUA AMERICA INC CMN STK Cmn 03836W903 160 7,100 Sh Call Shared-defined 1 7,100 AQUA AMERICA INC CMN STK Cmn 03836W953 49 2,200 Sh Put Shared-defined 1 2,200 ---------- COLUMN TOTALS 20,528 ==========
FORM 13F Page 43 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AQUA AMERICA INC CMN STK Cmn 03836W103 34 1,521 Sh Shared-defined 1 1,521 ARBITRON INC COMMON STOCK Cmn 03875Q108 453 10,900 Sh Shared-defined -- 10,900 ARBITRON INC COMMON STOCK Cmn 03875Q908 116 2,800 Sh Call Shared-defined 1 2,800 ARBITRON INC COMMON STOCK Cmn 03875Q108 1 29 Sh Shared-defined 1 29 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 17,974 471,400 Sh Put Shared-defined 1 471,400 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 10,795 283,100 Sh Call Shared-defined 1 283,100 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L104 3,172 83,185 Sh Shared-defined 1 83,185 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L104 2,384 62,523 Sh Shared-defined -- 62,523 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A905 1,374 15,600 Sh Call Shared-defined 1 15,600 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A955 1,171 13,300 Sh Put Shared-defined 1 13,300 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 88 1,003 Sh Shared-defined -- 1,003 ARCH CHEMICALS INC CMN STOCK Cmn 03937R102 658 17,355 Sh Shared-defined -- 17,355 ARCH CHEMICALS INC CMN STOCK Cmn 03937R102 13 351 Sh Shared-defined 1 351 ARCH COAL INC CMN STK Cmn 039380100 18,948 540,447 Sh Shared-defined -- 540,447 ---------- COLUMN TOTALS 57,181 ==========
FORM 13F Page 44 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ARCH COAL INC CMN STK Cmn 039380950 12,110 345,400 Sh Put Shared-defined 1 345,400 ARCH COAL INC CMN STK Cmn 039380900 11,009 314,000 Sh Call Shared-defined 1 314,000 ARCHER DANIELS MIDLAND CO Cmn 039483952 16,309 542,200 Sh Put Shared-defined 1 542,200 ARCHER DANIELS MIDLAND CO Cmn 039483102 13,535 449,965 Sh Shared-defined -- 449,965 ARCHER DANIELS MIDLAND CO Cmn 039483902 11,304 375,800 Sh Call Shared-defined 1 375,800 ARCHER DANIELS MIDLAND CO Cmn 039483102 8,166 271,475 Sh Shared-defined 1 271,475 ARCHER-DANIELS-MIDLAND 6.25% MAND 6/1/11 - REGISTE Bond 039483201 695 17,909 Prn Shared-defined 1 N/A ARCHIPELAGO LEARNING INC Cmn 03956P102 125 12,700 Sh Shared-defined -- 12,700 ARCTIC CAT INC CMN STK Cmn 039670104 290 19,800 Sh Shared-defined -- 19,800 ARDEA BIOSCIENCES INC CMN STOCK Cmn 03969P107 7,196 276,750 Sh Shared-defined -- 276,750 ARENA PHARMACEUTICALS INC Cmn 040047952 283 164,300 Sh Put Shared-defined 1 164,300 ARENA PHARMACEUTICALS INC Cmn 040047902 271 157,600 Sh Call Shared-defined 1 157,600 ARENA PHARMACEUTICALS INC Cmn 040047102 180 104,664 Sh Shared-defined 1 104,664 ARES CAPITAL CORP COMMON STOCK Cmn 04010L903 885 53,700 Sh Call Shared-defined 1 53,700 ---------- COLUMN TOTALS 82,358 ==========
FORM 13F Page 45 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 828 50,267 Sh Shared-defined -- 50,267 ARES CAPITAL CORP COMMON STOCK Cmn 04010L953 349 21,200 Sh Put Shared-defined 1 21,200 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 138 8,391 Sh Shared-defined 1 8,391 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 1,903 373,040 Sh Shared-defined -- 373,040 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A950 380 74,600 Sh Put Shared-defined 1 74,600 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A900 136 26,600 Sh Call Shared-defined 1 26,600 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 58 11,465 Sh Shared-defined 1 11,465 ARIBA INC Cmn 04033V203 3,683 156,778 Sh Shared-defined -- 156,778 ARIBA INC Cmn 04033V903 282 12,000 Sh Call Shared-defined 1 12,000 ARIBA INC Cmn 04033V953 141 6,000 Sh Put Shared-defined 1 6,000 ARIBA INC Cmn 04033V203 80 3,389 Sh Shared-defined 1 3,389 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 1,179 42,995 Sh Shared-defined -- 42,995 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 861 31,400 Sh Put Shared-defined 1 31,400 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 834 30,400 Sh Call Shared-defined 1 30,400 ---------- COLUMN TOTALS 10,852 ==========
FORM 13F Page 46 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 2 75 Sh Shared-defined 1 75 ARM HOLDINGS PLC -SPONS ADR 3:1 Depository Receipt 042068106 630 30,343 Sh Shared-defined 1 N/A ARM HOLDINGS PLC -SPONS ADR 3:1 Depository Receipt 042068106 126 6,075 Sh Shared-defined -- N/A ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 1,006 23,400 Sh Call Shared-defined 1 23,400 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 688 16,000 Sh Put Shared-defined 1 16,000 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 528 12,288 Sh Shared-defined -- 12,288 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 128 2,979 Sh Shared-defined 1 2,979 ARQULE INC CMN STOCK Cmn 04269E107 74 12,554 Sh Shared-defined 1 12,554 ARQULE INC CMN STOCK Cmn 04269E907 20 3,400 Sh Call Shared-defined 1 3,400 ARQULE INC CMN STOCK Cmn 04269E957 19 3,300 Sh Put Shared-defined 1 3,300 ARRIS GROUP INC Cmn 04269Q100 844 75,198 Sh Shared-defined -- 75,198 ARRIS GROUP INC Cmn 04269Q100 135 12,010 Sh Shared-defined 1 12,010 ARRIS GROUP INC Cmn 04269Q950 135 12,000 Sh Put Shared-defined 1 12,000 ARRIS GROUP INC Cmn 04269Q900 28 2,500 Sh Call Shared-defined 1 2,500 ---------- COLUMN TOTALS 4,363 ==========
FORM 13F Page 47 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ARRIS GROUP INC 2% CB 11/15/2026 - - REGISTERED Bond 04269QAC4 23,580 22,950,000 Prn Shared-defined -- N/A ARROW ELEC. COMMON STOCK Cmn 042735100 11,486 335,358 Sh Shared-defined -- 335,358 ARROW ELEC. COMMON STOCK Cmn 042735950 812 23,700 Sh Put Shared-defined 1 23,700 ARROW ELEC. COMMON STOCK Cmn 042735900 503 14,700 Sh Call Shared-defined 1 14,700 ARROW ELEC. COMMON STOCK Cmn 042735100 443 12,940 Sh Shared-defined 1 12,940 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 83 13,911 Sh Shared-defined 1 13,911 ARTHROCARE CORP CMN STOCK Cmn 043136100 800 25,762 Sh Shared-defined -- 25,762 ARUBA NETWORKS INC CMN STK Cmn 043176906 2,618 125,400 Sh Call Shared-defined 1 125,400 ARUBA NETWORKS INC CMN STK Cmn 043176956 2,581 123,600 Sh Put Shared-defined 1 123,600 ARUBA NETWORKS INC CMN STK Cmn 043176106 1,123 53,782 Sh Shared-defined 1 53,782 ARVINMERITOR 4.625% CB 3/1/26 - - REGISTERED Bond 043353AF8 12,732 10,000,000 Prn Shared-defined -- N/A ARVINMERITOR INC CMN STOCK Cmn 043353101 24,938 1,215,304 Sh Shared-defined -- 1,215,304 ARVINMERITOR INC CMN STOCK Cmn 043353901 2,698 131,500 Sh Call Shared-defined 1 131,500 ARVINMERITOR INC CMN STOCK Cmn 043353951 451 22,000 Sh Put Shared-defined 1 22,000 ---------- COLUMN TOTALS 84,848 ==========
FORM 13F Page 48 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ARVINMERITOR INC CMN STOCK Cmn 043353101 18 893 Sh Shared-defined 1 893 ASBURY AUTOMOTIVE GROUP Cmn 043436104 744 40,248 Sh Shared-defined -- 40,248 ASCENA RETAIL GROUP INC Cmn 261570955 2,169 82,100 Sh Put Shared-defined 1 82,100 ASCENA RETAIL GROUP INC Cmn 261570105 508 19,211 Sh Shared-defined -- 19,211 ASCENA RETAIL GROUP INC Cmn 261570905 505 19,100 Sh Call Shared-defined 1 19,100 ASCENA RETAIL GROUP INC Cmn 261570105 419 15,859 Sh Shared-defined 1 15,859 ASCENT MEDIA CORP Cmn 043632108 425 10,970 Sh Shared-defined -- 10,970 ASCENT SOLAR TECH CLASS B WARRANT Wt 043635127 -- 900 Shared-defined 1 N/A ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635901 19 5,700 Sh Call Shared-defined 1 5,700 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635101 18 5,257 Sh Shared-defined 1 5,257 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 680 70,475 Sh Shared-defined -- 70,475 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 49 5,092 Sh Shared-defined 1 5,092 ASHLAND INC COMMON STOCK Cmn 044209904 5,951 117,000 Sh Call Shared-defined 1 117,000 ASHLAND INC COMMON STOCK Cmn 044209954 2,431 47,800 Sh Put Shared-defined 1 47,800 ---------- COLUMN TOTALS 13,936 ==========
FORM 13F Page 49 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ASHLAND INC COMMON STOCK Cmn 044209104 392 7,700 Sh Shared-defined -- 7,700 ASHLAND INC COMMON STOCK Cmn 044209104 160 3,137 Sh Shared-defined 1 3,137 ASIAINFO-LINKAGE INC Cmn 04518A954 540 32,600 Sh Put Shared-defined 1 32,600 ASIAINFO-LINKAGE INC Cmn 04518A904 490 29,600 Sh Call Shared-defined 1 29,600 ASIAINFO-LINKAGE INC Cmn 04518A104 173 10,470 Sh Shared-defined 1 10,470 ASIAINFO-LINKAGE INC Cmn 04518A104 23 1,400 Sh Shared-defined -- 1,400 ASML HOLDING NV NY- US STOCK Depository Receipt N07059186 48,840 1,273,873 Sh Shared-defined -- N/A ASML HOLDING NV NY- US STOCK Depository Receipt N07059186 897 23,406 Sh Shared-defined 1 N/A ASPEN INSURANCE 5.625% CNV PREF - PERP- REGISTERED Pref Stk G05384113 5 100 Sh Shared-defined 1 N/A ASPEN INSURANCE HOLDINGS LTD COMMON STOCK Cmn G05384105 691 24,136 Sh Shared-defined -- 24,136 ASPEN TECHNOLOGY INC CMN STOCK Cmn 045327103 802 63,145 Sh Shared-defined -- 63,145 ASSET ACCEPTANCE CAPITAL COMMON STOCK Cmn 04543P100 120 20,165 Sh Shared-defined -- 20,165 ASSET ACCEPTANCE CAPITAL COMMON STOCK Cmn 04543P100 8 1,286 Sh Shared-defined 1 1,286 ASSOCIATED BANC-CORP CMN STK Cmn 045487105 36,341 2,398,774 Sh Shared-defined -- 2,398,774 ---------- COLUMN TOTALS 89,482 ==========
FORM 13F Page 50 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ASSURANT INC COMMON STOCK Cmn 04621X108 5,833 151,439 Sh Shared-defined -- 151,439 ASSURANT INC COMMON STOCK Cmn 04621X108 583 15,130 Sh Shared-defined 1 15,130 ASSURANT INC COMMON STOCK Cmn 04621X958 532 13,800 Sh Put Shared-defined 1 13,800 ASSURANT INC COMMON STOCK Cmn 04621X908 293 7,600 Sh Call Shared-defined 1 7,600 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 7,057 398,722 Sh Shared-defined -- 398,722 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 4,724 266,900 Sh Put Shared-defined 1 266,900 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 3,549 200,500 Sh Call Shared-defined 1 200,500 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 2,168 122,505 Sh Shared-defined 1 122,505 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 1,728 97,600 Sh Put Shared-defined -- 97,600 ASTA FDG INC CMN STOCK Cmn 046220909 106 13,100 Sh Call Shared-defined 1 13,100 ASTA FDG INC CMN STOCK Cmn 046220109 98 12,078 Sh Shared-defined -- 12,078 ASTA FDG INC CMN STOCK Cmn 046220959 18 2,200 Sh Put Shared-defined 1 2,200 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 1,206 37,209 Sh Shared-defined -- 37,209 ASTEC INDUSTRIES INC CMN STK Cmn 046224901 324 10,000 Sh Call Shared-defined 1 10,000 ---------- COLUMN TOTALS 28,219 ==========
FORM 13F Page 51 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ASTEC INDUSTRIES INC CMN STK Cmn 046224951 75 2,300 Sh Put Shared-defined 1 2,300 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 33 1,008 Sh Shared-defined 1 1,008 ASTORIA FINANCIAL CORP Cmn 046265104 1,686 121,201 Sh Shared-defined -- 121,201 ASTORIA FINANCIAL CORP Cmn 046265904 363 26,100 Sh Call Shared-defined 1 26,100 ASTORIA FINANCIAL CORP Cmn 046265954 18 1,300 Sh Put Shared-defined 1 1,300 ASTRAZENECA GROUP PLC ADR 1:1 Depository Receipt 046353108 638 13,803 Sh Shared-defined -- N/A AT&T INC COMMON STOCK Cmn 00206R902 46,306 1,576,100 Sh Call Shared-defined 1 1,576,100 AT&T INC COMMON STOCK Cmn 00206R952 33,637 1,144,900 Sh Put Shared-defined 1 1,144,900 AT&T INC COMMON STOCK Cmn 00206R102 2,212 75,285 Sh Shared-defined -- 75,285 AT&T INC COMMON STOCK Cmn 00206R102 362 12,336 Sh Shared-defined 1 12,336 ATHENAHEALTH INC Cmn 04685W103 1,450 35,375 Sh Shared-defined -- 35,375 ATHENAHEALTH INC Cmn 04685W953 1,270 31,000 Sh Put Shared-defined 1 31,000 ATHENAHEALTH INC Cmn 04685W903 1,209 29,500 Sh Call Shared-defined 1 29,500 ATHENAHEALTH INC Cmn 04685W103 487 11,875 Sh Shared-defined 1 11,875 ---------- COLUMN TOTALS 89,746 ==========
FORM 13F Page 52 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 45,036 1,253,796 Sh Shared-defined -- 1,253,796 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 2,338 65,100 Sh Put Shared-defined 1 65,100 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 1,412 39,303 Sh Shared-defined 1 39,303 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 1,351 37,600 Sh Call Shared-defined 1 37,600 ATLANTIC TELE-NETWORK INC CMN STK Cmn 049079205 249 6,492 Sh Shared-defined -- 6,492 ATLAS AIR WORLDWIDE HOLDINGS INC. - - WHEN ISSUED CO Cmn 049164955 1,971 35,300 Sh Put Shared-defined 1 35,300 ATLAS AIR WORLDWIDE HOLDINGS INC. - - WHEN ISSUED CO Cmn 049164905 994 17,800 Sh Call Shared-defined 1 17,800 ATLAS AIR WORLDWIDE HOLDINGS INC. - - WHEN ISSUED CO Cmn 049164205 615 11,014 Sh Shared-defined -- 11,014 ATLAS AIR WORLDWIDE HOLDINGS INC. - - WHEN ISSUED CO Cmn 049164205 272 4,865 Sh Shared-defined 1 4,865 ATLAS ENERGY INC Cmn 049298952 462 10,500 Sh Put Shared-defined 1 10,500 ATLAS ENERGY INC Cmn 049298902 229 5,200 Sh Call Shared-defined 1 5,200 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392903 2,610 105,800 Sh Call Shared-defined 1 105,800 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392953 1,480 60,000 Sh Put Shared-defined 1 60,000 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392103 142 5,770 Sh Shared-defined 1 5,770 ---------- COLUMN TOTALS 59,161 ==========
FORM 13F Page 53 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ATMEL CORP CMN STK Cmn 049513104 29,247 2,373,983 Sh Shared-defined -- 2,373,983 ATMEL CORP CMN STK Cmn 049513104 1,290 104,689 Sh Shared-defined 1 104,689 ATMEL CORP CMN STK Cmn 049513954 697 56,600 Sh Put Shared-defined 1 56,600 ATMEL CORP CMN STK Cmn 049513904 285 23,100 Sh Call Shared-defined 1 23,100 ATMI INC CMN STK Cmn 00207R101 486 24,392 Sh Shared-defined -- 24,392 ATMOS ENERGY CORP CMN STK Cmn 049560105 563 18,037 Sh Shared-defined -- 18,037 ATP OIL & GAS CORP Cmn 00208J958 6,527 389,900 Sh Put Shared-defined 1 389,900 ATP OIL & GAS CORP Cmn 00208J908 4,449 265,800 Sh Call Shared-defined 1 265,800 ATP OIL & GAS CORP Cmn 00208J108 2,234 133,446 Sh Shared-defined 1 133,446 ATP OIL & GAS CORP Cmn 00208J108 450 26,892 Sh Shared-defined -- 26,892 ATWOOD OCEANICS CMN STK Cmn 050095958 1,211 32,400 Sh Put Shared-defined 1 32,400 ATWOOD OCEANICS CMN STK Cmn 050095108 1,189 31,829 Sh Shared-defined 1 31,829 ATWOOD OCEANICS CMN STK Cmn 050095908 781 20,900 Sh Call Shared-defined 1 20,900 ATWOOD OCEANICS CMN STK Cmn 050095108 565 15,124 Sh Shared-defined -- 15,124 ---------- COLUMN TOTALS 49,974 ==========
FORM 13F Page 54 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AUDIOVOX CORP -CL A CMN STK Cmn 050757103 222 25,749 Sh Shared-defined -- 25,749 AURIZON MINES LTD COMMON STOCK Cmn 05155P956 119 16,300 Sh Put Shared-defined 1 16,300 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 117 16,026 Sh Shared-defined 1 16,026 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 92 12,565 Sh Shared-defined -- 12,565 AURIZON MINES LTD COMMON STOCK Cmn 05155P906 25 3,400 Sh Call Shared-defined 1 3,400 AUTODESK INC Cmn 052769906 5,501 144,000 Sh Call Shared-defined 1 144,000 AUTODESK INC Cmn 052769956 3,247 85,000 Sh Put Shared-defined 1 85,000 AUTODESK INC Cmn 052769106 333 8,720 Sh Shared-defined 1 8,720 AUTODESK INC Cmn 052769106 130 3,400 Sh Shared-defined -- 3,400 AUTOLIV 8% MAND 04/30/2012 - - REGISTERED Bond 052800208 106 993 Prn Shared-defined 1 N/A AUTOLIV INC CMN STOCK Cmn 052800109 40,813 517,009 Sh Shared-defined -- 517,009 AUTOLIV INC CMN STOCK Cmn 052800959 2,526 32,000 Sh Put Shared-defined 1 32,000 AUTOLIV INC CMN STOCK Cmn 052800109 945 11,967 Sh Shared-defined 1 11,967 AUTOLIV INC CMN STOCK Cmn 052800909 853 10,800 Sh Call Shared-defined 1 10,800 ---------- COLUMN TOTALS 55,029 ==========
FORM 13F Page 55 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 10,810 233,589 Sh Shared-defined -- 233,589 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 7,965 172,100 Sh Call Shared-defined 1 172,100 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 4,207 90,900 Sh Put Shared-defined 1 90,900 AUTONATION INC CMN STK Cmn 05329W902 1,571 55,700 Sh Call Shared-defined 1 55,700 AUTONATION INC CMN STK Cmn 05329W952 1,204 42,700 Sh Put Shared-defined 1 42,700 AUTONATION INC CMN STK Cmn 05329W102 594 21,080 Sh Shared-defined -- 21,080 AUTOZONE INC CMN STK Cmn 053332952 43,614 160,000 Sh Put Shared-defined 1 160,000 AUTOZONE INC CMN STK Cmn 053332902 18,345 67,300 Sh Call Shared-defined 1 67,300 AUTOZONE INC CMN STK Cmn 053332102 4,709 17,276 Sh Shared-defined 1 17,276 AUTOZONE INC CMN STK Cmn 053332102 2,573 9,438 Sh Shared-defined -- 9,438 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 8,383 397,303 Sh Shared-defined -- 397,303 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D957 1,300 61,600 Sh Put Shared-defined 1 61,600 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 1,184 56,121 Sh Shared-defined 1 56,121 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D907 445 21,100 Sh Call Shared-defined 1 21,100 ---------- COLUMN TOTALS 106,904 ==========
FORM 13F Page 56 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AVAGO TECHNOLOGIES LTD Cmn Y0486S104 45,329 1,592,184 Sh Shared-defined -- 1,592,184 AVAGO TECHNOLOGIES LTD Cmn Y0486S904 356 12,500 Sh Call Shared-defined 1 12,500 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 247 8,690 Sh Shared-defined 1 8,690 AVAGO TECHNOLOGIES LTD Cmn Y0486S954 222 7,800 Sh Put Shared-defined 1 7,800 AVALONBAY COMMUNITIES INC Cmn 053484101 13,695 121,678 Sh Shared-defined -- 121,678 AVALONBAY COMMUNITIES INC Cmn 053484951 9,117 81,000 Sh Put Shared-defined 1 81,000 AVALONBAY COMMUNITIES INC Cmn 053484901 8,531 75,800 Sh Call Shared-defined 1 75,800 AVALONBAY COMMUNITIES INC Cmn 053484101 122 1,087 Sh Shared-defined 1 1,087 AVANIR PHARMACEUTICALS - CL A Cmn 05348P401 405 99,352 Sh Shared-defined 1 99,352 AVANIR PHARMACEUTICALS - CL A Cmn 05348P951 317 77,700 Sh Put Shared-defined 1 77,700 AVANIR PHARMACEUTICALS - CL A Cmn 05348P901 122 29,900 Sh Call Shared-defined 1 29,900 AVERY DENNISON CORP Cmn 053611109 2,146 50,682 Sh Shared-defined -- 50,682 AVERY DENNISON CORP Cmn 053611109 1,299 30,680 Sh Shared-defined 1 30,680 AVERY DENNISON CORP Cmn 053611909 398 9,400 Sh Call Shared-defined 1 9,400 ---------- COLUMN TOTALS 82,306 ==========
FORM 13F Page 57 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AVERY DENNISON CORP Cmn 053611959 322 7,600 Sh Put Shared-defined 1 7,600 AVIAT NETWORKS INC Cmn 05366Y102 138 27,153 Sh Shared-defined -- 27,153 AVIAT NETWORKS INC Cmn 05366Y102 17 3,294 Sh Shared-defined 1 3,294 AVID TECHNOLOGY INC Cmn 05367P900 129 7,400 Sh Call Shared-defined 1 7,400 AVID TECHNOLOGY INC Cmn 05367P950 79 4,500 Sh Put Shared-defined 1 4,500 AVID TECHNOLOGY INC Cmn 05367P100 21 1,178 Sh Shared-defined 1 1,178 AVIS BUDGET GROUP 3.5% CB 10/01/2014-REGISTERED Bond 053774AB1 17,616 14,648,000 Prn Shared-defined -- N/A AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 1,097 70,500 Sh Put Shared-defined 1 70,500 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 819 52,607 Sh Shared-defined -- 52,607 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 546 35,100 Sh Call Shared-defined 1 35,100 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 215 13,839 Sh Shared-defined 1 13,839 AVISTA CORP CMN STK Cmn 05379B107 291 12,940 Sh Shared-defined -- 12,940 AVNET, INC. COMMON STOCK Cmn 053807103 39,861 1,206,806 Sh Shared-defined -- 1,206,806 AVNET, INC. COMMON STOCK Cmn 053807953 1,087 32,900 Sh Put Shared-defined 1 32,900 ---------- COLUMN TOTALS 62,238 ==========
FORM 13F Page 58 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) AVNET, INC. COMMON STOCK Cmn 053807103 661 20,007 Sh Shared-defined 1 20,007 AVNET, INC. COMMON STOCK Cmn 053807903 647 19,600 Sh Call Shared-defined 1 19,600 AVON PRODS INC Cmn 054303902 2,345 80,700 Sh Call Shared-defined 1 80,700 AVON PRODS INC Cmn 054303952 2,302 79,200 Sh Put Shared-defined 1 79,200 AVON PRODS INC Cmn 054303102 763 26,272 Sh Shared-defined 1 26,272 AVON PRODS INC Cmn 054303102 639 21,995 Sh Shared-defined -- 21,995 AVX CORP NEW CMN STOCK Cmn 002444107 2,573 166,779 Sh Shared-defined -- 166,779 AVX CORP NEW CMN STOCK Cmn 002444107 19 1,211 Sh Shared-defined 1 1,211 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 34,189 952,875 Sh Shared-defined -- 952,875 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U909 169 4,700 Sh Call Shared-defined 1 4,700 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U959 43 1,200 Sh Put Shared-defined 1 1,200 AXT INC CMN STOCK Cmn 00246W103 261 25,000 Sh Shared-defined -- 25,000 AZZ INCORPORATED Cmn 002474904 360 9,000 Sh Call Shared-defined 1 9,000 AZZ INCORPORATED Cmn 002474954 180 4,500 Sh Put Shared-defined 1 4,500 ---------- COLUMN TOTALS 45,151 ==========
FORM 13F Page 59 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BABCOCK & WILCOX COMPANY Cmn 05615F102 7,240 282,942 Sh Shared-defined -- 282,942 BABCOCK & WILCOX COMPANY Cmn 05615F952 540 21,100 Sh Put Shared-defined 1 21,100 BABCOCK & WILCOX COMPANY Cmn 05615F902 333 13,000 Sh Call Shared-defined 1 13,000 BABCOCK & WILCOX COMPANY Cmn 05615F102 144 5,624 Sh Shared-defined 1 5,624 BADGER METER INC CMN STK Cmn 056525958 367 8,300 Sh Put Shared-defined 1 8,300 BADGER METER INC CMN STK Cmn 056525908 212 4,800 Sh Call Shared-defined 1 4,800 BADGER METER INC CMN STK Cmn 056525108 166 3,763 Sh Shared-defined 1 3,763 BADGER METER INC CMN STK Cmn 056525108 77 1,751 Sh Shared-defined -- 1,751 BAIDU INC Depository Receipt 056752108 132,462 1,372,240 Sh Shared-defined 1 N/A BAIDU INC Depository Receipt 056752108 17,301 179,229 Sh Shared-defined -- N/A BAKER HUGHES COMMON STOCK BHI Cmn 057224107 102,244 1,788,417 Sh Shared-defined -- 1,788,417 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 16,631 290,900 Sh Call Shared-defined 1 290,900 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 14,115 246,900 Sh Put Shared-defined 1 246,900 BALL CORP CMN STK Cmn 058498106 33,716 495,458 Sh Shared-defined -- 495,458 ---------- COLUMN TOTALS 325,548 ==========
FORM 13F Page 60 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BALL CORP CMN STK Cmn 058498906 653 9,600 Sh Call Shared-defined 1 9,600 BALL CORP CMN STK Cmn 058498956 75 1,100 Sh Put Shared-defined 1 1,100 BALL CORP CMN STK Cmn 058498106 4 61 Sh Shared-defined 1 61 BALLANTYNE STRONG INC Cmn 058516105 435 55,952 Sh Shared-defined -- 55,952 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B907 1,278 30,300 Sh Call Shared-defined 1 30,300 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B957 924 21,900 Sh Put Shared-defined 1 21,900 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 67 1,597 Sh Shared-defined -- 1,597 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 30 714 Sh Shared-defined 1 714 BALTIC TRADING LTD Cmn Y0553W953 69 6,800 Sh Put Shared-defined 1 6,800 BALTIC TRADING LTD Cmn Y0553W103 44 4,323 Sh Shared-defined 1 4,323 BALTIC TRADING LTD Cmn Y0553W903 43 4,200 Sh Call Shared-defined 1 4,200 BANCO BRADESCO-SPON ADR 1:1000 Depository Receipt 059460303 1,368 67,400 Sh Shared-defined -- N/A BANCO BRADESCO-SPON ADR 1:1000 Depository Receipt 059460303 433 21,324 Sh Shared-defined 1 N/A BANCO ITAU SA -ADR 1:500 PREF Depository SHARES (ITAU4-BSAA) Receipt 465562106 287 11,966 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 5,710 ==========
FORM 13F Page 61 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BANCO SANTANDER CENTRAL HISPANO Depository SA- SPONS ADR 1:1 Receipt 05964H105 612 57,428 Sh Shared-defined 1 N/A BANCORPSOUTH INC CMN STK Cmn 059692953 12,704 796,500 Sh Put Shared-defined -- 796,500 BANCORPSOUTH INC CMN STK Cmn 059692903 419 26,300 Sh Call Shared-defined 1 26,300 BANCORPSOUTH INC CMN STK Cmn 059692953 102 6,400 Sh Put Shared-defined 1 6,400 BANCORPSOUTH INC CMN STK Cmn 059692103 7 451 Sh Shared-defined -- 451 BANCORPSOUTH INC CMN STK Cmn 059692103 3 198 Sh Shared-defined 1 198 BANK MUTUAL CORPORATION Cmn 063750103 165 34,436 Sh Shared-defined -- 34,436 BANK OF AMERICA CORP-CW19 Wt 060505153 1,482 555,000 Shared-defined -- N/A BANK OF HAWAII CORP. CMN STK Cmn 062540109 2,990 63,327 Sh Shared-defined -- 63,327 BANK OF HAWAII CORP. CMN STK Cmn 062540959 623 13,200 Sh Put Shared-defined 1 13,200 BANK OF HAWAII CORP. CMN STK Cmn 062540909 217 4,600 Sh Call Shared-defined 1 4,600 BANK OF HAWAII CORP. CMN STK Cmn 062540109 85 1,791 Sh Shared-defined 1 1,791 BANK OF IRELAND CMN STK -ADR 1:4 Depository Receipt 46267Q103 148 55,955 Sh Shared-defined 1 N/A BANK OF MONTRAL CMN STK Cmn 063671951 3,921 68,100 Sh Put Shared-defined 1 68,100 ---------- COLUMN TOTALS 23,478 ==========
FORM 13F Page 62 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BANK OF MONTRAL CMN STK Cmn 063671101 2,703 46,956 Sh Shared-defined 1 46,956 BANK OF MONTRAL CMN STK Cmn 063671901 2,268 39,400 Sh Call Shared-defined 1 39,400 BANK OF MONTRAL CMN STK Cmn 063671101 86 1,491 Sh Shared-defined -- 1,491 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149907 1,419 24,800 Sh Call Shared-defined 1 24,800 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149957 726 12,700 Sh Put Shared-defined 1 12,700 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 51 900 Sh Shared-defined -- 900 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 51 891 Sh Shared-defined 1 891 BANK OF THE OZARKS INC CMN STOCK Cmn 063904106 1,863 42,980 Sh Shared-defined -- 42,980 BANKAMERICA CORP CMN STOCK Cmn 060505954 45,776 3,431,500 Sh Put Shared-defined 1 3,431,500 BANKAMERICA CORP CMN STOCK Cmn 060505904 40,035 3,001,100 Sh Call Shared-defined 1 3,001,100 BANKAMERICA CORP CMN STOCK Cmn 060505104 18,749 1,405,506 Sh Shared-defined -- 1,405,506 BANKAMERICA CORP CMN STOCK Cmn 060505954 1,441 108,000 Sh Put Shared-defined -- 108,000 BANNER CORPORATION CMN STOCK Cmn 06652V109 121 52,174 Sh Shared-defined -- 52,174 BANNER CORPORATION CMN STOCK Cmn 06652V109 76 32,923 Sh Shared-defined 1 32,923 ---------- COLUMN TOTALS 115,365 ==========
FORM 13F Page 63 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BANNER CORPORATION CMN STOCK Cmn 06652V959 64 27,800 Sh Put Shared-defined 1 27,800 BARCLAYS PLC- SPONS ADR 4:1 Depository Receipt 06738E204 300 18,167 Sh Shared-defined -- N/A BARCLAYS PLC- SPONS ADR 4:1 Depository Receipt 06738E204 201 12,147 Sh Shared-defined 1 N/A BARD C R INC Cmn 067383909 2,010 21,900 Sh Call Shared-defined 1 21,900 BARD C R INC Cmn 067383959 468 5,100 Sh Put Shared-defined 1 5,100 BARD C R INC Cmn 067383109 428 4,664 Sh Shared-defined -- 4,664 BARNES & NOBLE INC CMN STK Cmn 067774909 1,365 96,500 Sh Call Shared-defined 1 96,500 BARNES & NOBLE INC CMN STK Cmn 067774109 394 27,825 Sh Shared-defined -- 27,825 BARNES & NOBLE INC CMN STK Cmn 067774959 310 21,900 Sh Put Shared-defined 1 21,900 BARNES & NOBLE INC CMN STK Cmn 067774109 29 2,020 Sh Shared-defined 1 2,020 BARNES GROUP 3.375% CB 3/15/2027 - - REGISTERED Bond 067806AD1 12,884 12,575,000 Prn Shared-defined -- N/A BARNES GROUP 3.75% CB 08/01/2025 - - REGISTERED Bond 067806AB5 20,219 19,190,000 Prn Shared-defined -- N/A BARNES GROUP INC CMN STK Cmn 067806109 226 10,929 Sh Shared-defined -- 10,929 BARNES GROUP INC CMN STK Cmn 067806909 136 6,600 Sh Call Shared-defined 1 6,600 ---------- COLUMN TOTALS 39,034 ==========
FORM 13F Page 64 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BARNES GROUP INC CMN STK Cmn 067806959 93 4,500 Sh Put Shared-defined 1 4,500 BARRICK GOLD CORP Cmn 067901908 34,673 652,000 Sh Call Shared-defined 1 652,000 BARRICK GOLD CORP Cmn 067901958 31,530 592,900 Sh Put Shared-defined 1 592,900 BARRICK GOLD CORP Cmn 067901108 3,197 60,118 Sh Shared-defined 1 60,118 BARRICK GOLD CORP Cmn 067901108 7 140 Sh Shared-defined -- 140 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 801 48,601 Sh Shared-defined -- 48,601 BAXTER INTL INC Cmn 071813109 19,787 390,899 Sh Shared-defined -- 390,899 BAXTER INTL INC Cmn 071813959 15,525 306,700 Sh Put Shared-defined 1 306,700 BAXTER INTL INC Cmn 071813909 11,546 228,100 Sh Call Shared-defined 1 228,100 BAXTER INTL INC Cmn 071813109 3,894 76,930 Sh Shared-defined 1 76,930 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176959 1,058 22,600 Sh Put Shared-defined 1 22,600 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 526 11,237 Sh Shared-defined 1 11,237 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176909 309 6,600 Sh Call Shared-defined 1 6,600 BB&T CORP. COMMON STOCK Cmn 054937957 8,781 334,000 Sh Put Shared-defined 1 334,000 ---------- COLUMN TOTALS 131,727 ==========
FORM 13F Page 65 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BB&T CORP. COMMON STOCK Cmn 054937907 5,963 226,800 Sh Call Shared-defined 1 226,800 BB&T CORP. COMMON STOCK Cmn 054937107 3,029 115,212 Sh Shared-defined 1 115,212 BB&T CORP. COMMON STOCK Cmn 054937107 636 24,210 Sh Shared-defined -- 24,210 BCE INC CMN STK Cmn 05534B950 589 16,600 Sh Put Shared-defined 1 16,600 BCE INC CMN STK Cmn 05534B760 364 10,276 Sh Shared-defined 1 10,276 BCE INC CMN STK Cmn 05534B900 191 5,400 Sh Call Shared-defined 1 5,400 BCE INC CMN STK Cmn 05534B760 67 1,900 Sh Shared-defined -- 1,900 BE AEROSPACE INC CMN STK Cmn 073302951 1,063 28,700 Sh Put Shared-defined 1 28,700 BE AEROSPACE INC CMN STK Cmn 073302901 896 24,200 Sh Call Shared-defined 1 24,200 BE AEROSPACE INC CMN STK Cmn 073302101 663 17,913 Sh Shared-defined -- 17,913 BEACON POWER CORPORATION Cmn 073677106 16 70,446 Sh Shared-defined 1 70,446 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685909 315 17,600 Sh Call Shared-defined 1 17,600 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 311 17,389 Sh Shared-defined -- 17,389 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685959 266 14,900 Sh Put Shared-defined 1 14,900 ---------- COLUMN TOTALS 14,369 ==========
FORM 13F Page 66 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 56 3,126 Sh Shared-defined 1 3,126 BEAZER HOMES USA INC 7.5% MAND 01/15/2013-REGISTER Bond 07556Q402 65 2,300 Prn Shared-defined 1 N/A BEAZER HOMES USA INC CMN STK Cmn 07556Q105 6,197 1,149,759 Sh Shared-defined -- 1,149,759 BEAZER HOMES USA INC CMN STK Cmn 07556Q955 665 123,400 Sh Put Shared-defined 1 123,400 BEAZER HOMES USA INC CMN STK Cmn 07556Q905 350 64,900 Sh Call Shared-defined 1 64,900 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 231 42,831 Sh Shared-defined 1 42,831 BEBE STORES INC CMN STOCK Cmn 075571109 786 131,902 Sh Shared-defined -- 131,902 BEBE STORES INC CMN STOCK Cmn 075571109 30 5,096 Sh Shared-defined 1 5,096 BEBE STORES INC CMN STOCK Cmn 075571959 8 1,300 Sh Put Shared-defined 1 1,300 BEBE STORES INC CMN STOCK Cmn 075571909 3 500 Sh Call Shared-defined 1 500 BECKMAN COULTER INC CMN STK Cmn 075811909 3,393 45,100 Sh Call Shared-defined 1 45,100 BECKMAN COULTER INC CMN STK Cmn 075811109 2,421 32,179 Sh Shared-defined -- 32,179 BECKMAN COULTER INC CMN STK Cmn 075811959 1,926 25,600 Sh Put Shared-defined 1 25,600 BECKMAN COULTER INC CMN STK Cmn 075811109 1,266 16,829 Sh Shared-defined 1 16,829 ---------- COLUMN TOTALS 17,397 ==========
FORM 13F Page 67 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BECTON DICKINSON & CO Cmn 075887959 2,460 29,100 Sh Put Shared-defined 1 29,100 BECTON DICKINSON & CO Cmn 075887909 1,141 13,500 Sh Call Shared-defined 1 13,500 BECTON DICKINSON & CO Cmn 075887109 358 4,234 Sh Shared-defined -- 4,234 BECTON DICKINSON & CO Cmn 075887109 135 1,601 Sh Shared-defined 1 1,601 BED BATH & BEYOND INC CMN STK Cmn 075896100 15,086 306,928 Sh Shared-defined -- 306,928 BED BATH & BEYOND INC CMN STK Cmn 075896950 12,435 253,000 Sh Put Shared-defined 1 253,000 BED BATH & BEYOND INC CMN STK Cmn 075896900 11,943 243,000 Sh Call Shared-defined 1 243,000 BED BATH & BEYOND INC CMN STK Cmn 075896100 1,743 35,465 Sh Shared-defined 1 35,465 BELDEN INC CMN STK Cmn 077454906 191 5,200 Sh Call Shared-defined 1 5,200 BELDEN INC CMN STK Cmn 077454956 107 2,900 Sh Put Shared-defined 1 2,900 BELDEN INC CMN STK Cmn 077454106 62 1,679 Sh Shared-defined 1 1,679 BELDEN INC CMN STK Cmn 077454106 16 438 Sh Shared-defined -- 438 BELO CORP CMN STK Cmn 080555105 8,660 1,223,157 Sh Shared-defined -- 1,223,157 BEMIS INC Cmn 081437105 3,819 116,919 Sh Shared-defined -- 116,919 ---------- COLUMN TOTALS 58,156 ==========
FORM 13F Page 68 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BEMIS INC Cmn 081437905 336 10,300 Sh Call Shared-defined 1 10,300 BEMIS INC Cmn 081437105 177 5,430 Sh Shared-defined 1 5,430 BEMIS INC Cmn 081437955 124 3,800 Sh Put Shared-defined 1 3,800 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 905 49,810 Sh Shared-defined -- 49,810 BERKLEY (W R) CORP CMN STK Cmn 084423952 967 35,300 Sh Put Shared-defined 1 35,300 BERKLEY (W R) CORP CMN STK Cmn 084423102 797 29,122 Sh Shared-defined -- 29,122 BERKLEY (W R) CORP CMN STK Cmn 084423902 353 12,900 Sh Call Shared-defined 1 12,900 BERKLEY (W R) CORP CMN STK Cmn 084423102 35 1,267 Sh Shared-defined 1 1,267 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670952 32,765 409,000 Sh Put Shared-defined 1 409,000 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670902 20,140 251,400 Sh Call Shared-defined 1 251,400 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670702 18,980 236,928 Sh Shared-defined 1 236,928 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670702 2,151 26,853 Sh Shared-defined -- 26,853 BERRY PETROLEUM -CL A CMN STK Cmn 085789905 516 11,800 Sh Call Shared-defined 1 11,800 BERRY PETROLEUM -CL A CMN STK Cmn 085789955 424 9,700 Sh Put Shared-defined 1 9,700 ---------- COLUMN TOTALS 78,670 ==========
FORM 13F Page 69 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BERRY PETROLEUM -CL A CMN STK Cmn 085789105 387 8,852 Sh Shared-defined -- 8,852 BERRY PETROLEUM -CL A CMN STK Cmn 085789105 130 2,967 Sh Shared-defined 1 2,967 BEST BUY CO. COMMON STOCK Cmn 086516951 54,710 1,595,500 Sh Put Shared-defined 1 1,595,500 BEST BUY CO. COMMON STOCK Cmn 086516101 45,466 1,325,934 Sh Shared-defined 1 1,325,934 BEST BUY CO. COMMON STOCK Cmn 086516901 22,011 641,900 Sh Call Shared-defined 1 641,900 BEST BUY CO. COMMON STOCK Cmn 086516101 607 17,705 Sh Shared-defined -- 17,705 BGC PARTNERS INC CMN STOCK Cmn 05541T101 261 31,400 Sh Shared-defined -- 31,400 BGC PARTNERS INC CMN STOCK Cmn 05541T901 37 4,500 Sh Call Shared-defined 1 4,500 BGC PARTNERS INC CMN STOCK Cmn 05541T101 23 2,726 Sh Shared-defined 1 2,726 BGC PARTNERS INC CMN STOCK Cmn 05541T951 20 2,400 Sh Put Shared-defined 1 2,400 BHP BILLITON LTD - ADR Depository Receipt 088606108 9,917 106,724 Sh Shared-defined 1 N/A BHP BILLITON PLC -ADR Depository Receipt 05545E209 262 3,259 Sh Shared-defined 1 N/A BIG 5 SPORTING GOODS CORP CMN STOCK Cmn 08915P101 516 33,800 Sh Shared-defined -- 33,800 BIG LOTS INC CMN STK Cmn 089302953 1,910 62,700 Sh Put Shared-defined 1 62,700 ---------- COLUMN TOTALS 136,257 ==========
FORM 13F Page 70 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BIG LOTS INC CMN STK Cmn 089302103 1,340 43,995 Sh Shared-defined -- 43,995 BIG LOTS INC CMN STK Cmn 089302103 927 30,422 Sh Shared-defined 1 30,422 BIG LOTS INC CMN STK Cmn 089302903 204 6,700 Sh Call Shared-defined 1 6,700 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 10,277 249,861 Sh Shared-defined -- 249,861 BILL BARRETT CORP COMMON STOCK Cmn 06846N904 123 3,000 Sh Call Shared-defined 1 3,000 BILL BARRETT CORP COMMON STOCK Cmn 06846N954 70 1,700 Sh Put Shared-defined 1 1,700 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 36 878 Sh Shared-defined 1 878 BILL BARRETT CORPORATION 5% CB 3/15/28 - REGISTERE Bond 06846NAA2 17,679 17,089,000 Prn Shared-defined -- N/A BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V903 232 44,800 Sh Call Shared-defined 1 44,800 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 206 39,795 Sh Shared-defined 1 39,795 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V953 196 38,000 Sh Put Shared-defined 1 38,000 BIODEL INC Cmn 09064M905 64 35,200 Sh Call Shared-defined 1 35,200 BIODEL INC Cmn 09064M955 41 22,500 Sh Put Shared-defined 1 22,500 BIODEL INC Cmn 09064M105 23 12,744 Sh Shared-defined 1 12,744 ---------- COLUMN TOTALS 31,418 ==========
FORM 13F Page 71 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BIOGEN IDEC INC CMN STK Cmn 09062X953 8,663 129,200 Sh Put Shared-defined 1 129,200 BIOGEN IDEC INC CMN STK Cmn 09062X903 7,717 115,100 Sh Call Shared-defined 1 115,100 BIOGEN IDEC INC CMN STK Cmn 09062X103 1,910 28,483 Sh Shared-defined 1 28,483 BIOMARIN 1.875% CB 4/23/2017-REGISTERED Bond 09061GAD3 107,699 75,000,000 Prn Shared-defined -- N/A BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G901 493 18,300 Sh Call Shared-defined 1 18,300 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G951 307 11,400 Sh Put Shared-defined 1 11,400 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 119 4,427 Sh Shared-defined 1 4,427 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 1 32 Sh Shared-defined -- 32 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 231 12,380 Sh Shared-defined -- 12,380 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 54 2,884 Sh Shared-defined 1 2,884 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H907 45 2,400 Sh Call Shared-defined 1 2,400 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H957 39 2,100 Sh Put Shared-defined 1 2,100 BIOMIMETIC THERAPEUTICS INC Cmn 09064X901 867 68,300 Sh Call Shared-defined 1 68,300 BIOMIMETIC THERAPEUTICS INC Cmn 09064X951 683 53,800 Sh Put Shared-defined 1 53,800 ---------- COLUMN TOTALS 128,828 ==========
FORM 13F Page 72 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 117 9,214 Sh Shared-defined 1 9,214 BIOMIRA INC CMN STOCK Cmn 682324908 236 72,700 Sh Call Shared-defined 1 72,700 BIOMIRA INC CMN STOCK Cmn 682324958 67 20,500 Sh Put Shared-defined 1 20,500 BIOMIRA INC CMN STOCK Cmn 682324108 3 821 Sh Shared-defined -- 821 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C906 1,314 37,100 Sh Call Shared-defined 1 37,100 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C956 145 4,100 Sh Put Shared-defined 1 4,100 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C106 87 2,460 Sh Shared-defined 1 2,460 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C106 64 1,802 Sh Shared-defined -- 1,802 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 81,304 1,697,372 Sh Shared-defined -- 1,697,372 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 7,295 152,300 Sh Call Shared-defined 1 152,300 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 3,152 65,800 Sh Put Shared-defined 1 65,800 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 2,725 56,896 Sh Shared-defined 1 56,896 BLACK BOX CORP CMN STK Cmn 091826107 431 11,261 Sh Shared-defined -- 11,261 BLACK BOX CORP CMN STK Cmn 091826907 257 6,700 Sh Call Shared-defined 1 6,700 ---------- COLUMN TOTALS 97,197 ==========
FORM 13F Page 73 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BLACK BOX CORP CMN STK Cmn 091826957 54 1,400 Sh Put Shared-defined 1 1,400 BLACK BOX CORP CMN STK Cmn 091826107 16 430 Sh Shared-defined 1 430 BLACK HILLS CORP CMN STK Cmn 092113109 1,683 56,110 Sh Shared-defined -- 56,110 BLACKBAUD INC COMMON STOCK Cmn 09227Q100 1,537 59,360 Sh Shared-defined -- 59,360 BLACKBOARD INC COMMON STOCK Cmn 091935502 5,078 122,961 Sh Shared-defined -- 122,961 BLACKBOARD INC COMMON STOCK Cmn 091935952 438 10,600 Sh Put Shared-defined 1 10,600 BLACKBOARD INC COMMON STOCK Cmn 091935902 421 10,200 Sh Call Shared-defined 1 10,200 BLACKBOARD INC COMMON STOCK Cmn 091935502 21 500 Sh Shared-defined 1 500 BLACKROCK DEBT STRATEGIES FUND Cmn 09255R103 39 10,122 Sh Shared-defined 1 10,122 BLACKROCK INC - COMMON STOCK Cmn 09247X101 93,043 488,211 Sh Shared-defined -- 488,211 BLACKROCK INC - COMMON STOCK Cmn 09247X901 12,311 64,600 Sh Call Shared-defined 1 64,600 BLACKROCK INC - COMMON STOCK Cmn 09247X951 9,300 48,800 Sh Put Shared-defined 1 48,800 BLACKSTONE GROUP LP Cmn 09253U908 3,661 258,700 Sh Call Shared-defined 1 258,700 BLACKSTONE GROUP LP Cmn 09253U958 3,249 229,600 Sh Put Shared-defined 1 229,600 ---------- COLUMN TOTALS 130,851 ==========
FORM 13F Page 74 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BLACKSTONE GROUP LP Cmn 09253U108 33 2,301 Sh Shared-defined 1 2,301 BLOCK H & R INC Cmn 093671955 3,849 323,200 Sh Put Shared-defined 1 323,200 BLOCK H & R INC Cmn 093671105 1,990 167,111 Sh Shared-defined 1 167,111 BLOCK H & R INC Cmn 093671955 1,125 94,500 Sh Put Shared-defined -- 94,500 BLOCK H & R INC Cmn 093671905 640 53,700 Sh Call Shared-defined 1 53,700 BLOCK H & R INC Cmn 093671105 561 47,142 Sh Shared-defined -- 47,142 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180905 175 11,100 Sh Call Shared-defined 1 11,100 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180955 169 10,700 Sh Put Shared-defined 1 10,700 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 24 1,550 Sh Shared-defined 1 1,550 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 2,461 82,400 Sh Call Shared-defined 1 82,400 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 2,160 72,300 Sh Put Shared-defined 1 72,300 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 775 25,956 Sh Shared-defined 1 25,956 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 158 5,292 Sh Shared-defined -- 5,292 BLUE NILE INC. COMMON STOCK Cmn 09578R953 1,175 20,600 Sh Put Shared-defined 1 20,600 ---------- COLUMN TOTALS 15,295 ==========
FORM 13F Page 75 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BLUE NILE INC. COMMON STOCK Cmn 09578R903 1,153 20,200 Sh Call Shared-defined 1 20,200 BLUE NILE INC. COMMON STOCK Cmn 09578R103 360 6,312 Sh Shared-defined -- 6,312 BLUE NILE INC. COMMON STOCK Cmn 09578R103 9 158 Sh Shared-defined 1 158 BLUEGREEN CORP (N/C was PATTEN) CMN STOCK Cmn 096231105 29 9,019 Sh Shared-defined -- 9,019 BLUEGREEN CORP (N/C was PATTEN) CMN STOCK Cmn 096231105 3 1,000 Sh Shared-defined 1 1,000 BMC SOFTWARE INC CMN STK Cmn 055921950 13,015 276,100 Sh Put Shared-defined 1 276,100 BMC SOFTWARE INC CMN STK Cmn 055921100 8,878 188,342 Sh Shared-defined 1 188,342 BMC SOFTWARE INC CMN STK Cmn 055921100 8,381 177,788 Sh Shared-defined -- 177,788 BMC SOFTWARE INC CMN STK Cmn 055921900 3,078 65,300 Sh Call Shared-defined 1 65,300 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627954 1,186 38,100 Sh Put Shared-defined 1 38,100 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627104 1,051 33,753 Sh Shared-defined 1 33,753 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627904 177 5,700 Sh Call Shared-defined 1 5,700 BOB EVANS FARMS CMN STK Cmn 096761101 1,448 43,932 Sh Shared-defined -- 43,932 BOISE INC Cmn 09746Y105 755 95,199 Sh Shared-defined -- 95,199 ---------- COLUMN TOTALS 39,523 ==========
FORM 13F Page 76 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BOISE INC Cmn 09746Y905 528 66,600 Sh Call Shared-defined 1 66,600 BOISE INC Cmn 09746Y955 197 24,800 Sh Put Shared-defined 1 24,800 BOK FINANCIAL CORP CMN STK Cmn 05561Q201 92 1,714 Sh Shared-defined -- 1,714 BONA FILM GROUP LTD-SPON ADR Depository Receipt 09777B107 844 154,786 Sh Shared-defined -- N/A BON-TON STORES INC CMN STK Cmn 09776J901 233 18,400 Sh Call Shared-defined 1 18,400 BON-TON STORES INC CMN STK Cmn 09776J101 211 16,663 Sh Shared-defined -- 16,663 BON-TON STORES INC CMN STK Cmn 09776J101 76 5,995 Sh Shared-defined 1 5,995 BON-TON STORES INC CMN STK Cmn 09776J951 44 3,500 Sh Put Shared-defined 1 3,500 BORG WARNER INC CMN STK Cmn 099724106 8,854 122,360 Sh Shared-defined -- 122,360 BORG WARNER INC CMN STK Cmn 099724956 6,968 96,300 Sh Put Shared-defined 1 96,300 BORG WARNER INC CMN STK Cmn 099724906 3,734 51,600 Sh Call Shared-defined 1 51,600 BORG WARNER INC CMN STK Cmn 099724106 640 8,839 Sh Shared-defined 1 8,839 BORGWARNER 3.5% CB 04/15/2012-REGISTERED Bond 099724AF3 17,801 7,970,000 Prn Shared-defined -- N/A BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 719 109,811 Sh Shared-defined -- 109,811 ---------- COLUMN TOTALS 40,941 ==========
FORM 13F Page 77 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 7,945 92,275 Sh Shared-defined -- 92,275 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 7,310 84,900 Sh Put Shared-defined 1 84,900 BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 7,034 81,700 Sh Call Shared-defined 1 81,700 BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 449 5,216 Sh Shared-defined 1 5,216 BOSTON SCIENTIFIC CORP Cmn 101137957 5,484 724,400 Sh Put Shared-defined 1 724,400 BOSTON SCIENTIFIC CORP Cmn 101137107 3,363 444,234 Sh Shared-defined 1 444,234 BOSTON SCIENTIFIC CORP Cmn 101137107 2,057 271,774 Sh Shared-defined -- 271,774 BOSTON SCIENTIFIC CORP Cmn 101137907 1,743 230,200 Sh Call Shared-defined 1 230,200 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388106 344 15,825 Sh Shared-defined -- 15,825 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388906 161 7,400 Sh Call Shared-defined 1 7,400 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388106 64 2,925 Sh Shared-defined 1 2,925 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388956 11 500 Sh Put Shared-defined 1 500 BOYD GAMING CORP CMN STK Cmn 103304101 7,346 692,995 Sh Shared-defined -- 692,995 BOYD GAMING CORP CMN STK Cmn 103304901 562 53,000 Sh Call Shared-defined 1 53,000 ---------- COLUMN TOTALS 43,873 ==========
FORM 13F Page 78 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BOYD GAMING CORP CMN STK Cmn 103304951 493 46,500 Sh Put Shared-defined 1 46,500 BOYD GAMING CORP CMN STK Cmn 103304101 303 28,581 Sh Shared-defined 1 28,581 BP PLC - SPONS ADR 1:6 Depository Receipt 055622104 17,450 395,075 Sh Shared-defined -- N/A BP PLC - SPONS ADR 1:6 Depository Receipt 055622104 5,330 120,680 Sh Shared-defined 1 N/A BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630907 3,417 27,000 Sh Call Shared-defined 1 27,000 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630957 1,987 15,700 Sh Put Shared-defined 1 15,700 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 333 2,628 Sh Shared-defined 1 2,628 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 12 93 Sh Shared-defined -- 93 BPZ RESOURCES INC CMN STOCK Cmn 055639958 201 42,300 Sh Put Shared-defined 1 42,300 BPZ RESOURCES INC CMN STOCK Cmn 055639108 157 32,886 Sh Shared-defined 1 32,886 BPZ RESOURCES INC CMN STOCK Cmn 055639908 90 18,900 Sh Call Shared-defined 1 18,900 BRADY CORP - CL A CMN STK Cmn 104674106 513 15,723 Sh Shared-defined -- 15,723 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 388 33,282 Sh Shared-defined -- 33,282 BRE PROPERTIES -CL A CMN STK Cmn 05564E956 1,201 27,600 Sh Put Shared-defined 1 27,600 ---------- COLUMN TOTALS 31,875 ==========
FORM 13F Page 79 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BRE PROPERTIES -CL A CMN STK Cmn 05564E106 546 12,550 Sh Shared-defined -- 12,550 BRE PROPERTIES -CL A CMN STK Cmn 05564E906 522 12,000 Sh Call Shared-defined 1 12,000 BRE PROPERTIES -CL A CMN STK Cmn 05564E106 131 3,006 Sh Shared-defined 1 3,006 BREITBURN ENERGY PARTNERS LP Cmn 106776957 139 6,900 Sh Put Shared-defined 1 6,900 BREITBURN ENERGY PARTNERS LP Cmn 106776907 76 3,800 Sh Call Shared-defined 1 3,800 BREITBURN ENERGY PARTNERS LP Cmn 106776107 32 1,573 Sh Shared-defined 1 1,573 BRIDGEPOINT EDUCATION INC Cmn 10807M955 1,467 77,200 Sh Put Shared-defined 1 77,200 BRIDGEPOINT EDUCATION INC Cmn 10807M905 502 26,400 Sh Call Shared-defined 1 26,400 BRIDGEPOINT EDUCATION INC Cmn 10807M105 175 9,208 Sh Shared-defined 1 9,208 BRIDGEPOINT EDUCATION INC Cmn 10807M105 81 4,276 Sh Shared-defined -- 4,276 BRIGGS & STRATTON CORP Cmn 109043109 2,539 128,936 Sh Shared-defined -- 128,936 BRIGGS & STRATTON CORP Cmn 109043909 226 11,500 Sh Call Shared-defined 1 11,500 BRIGGS & STRATTON CORP Cmn 109043959 47 2,400 Sh Put Shared-defined 1 2,400 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 5,067 186,002 Sh Shared-defined -- 186,002 ---------- COLUMN TOTALS 11,550 ==========
FORM 13F Page 80 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 3,203 117,600 Sh Put Shared-defined 1 117,600 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 2,811 103,200 Sh Call Shared-defined 1 103,200 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 1,395 51,214 Sh Shared-defined 1 51,214 BRIGHTPOINT INC CMN STK Cmn 109473405 210 24,014 Sh Shared-defined -- 24,014 BRINKER INTL INC CMN STK Cmn 109641100 13,941 667,696 Sh Shared-defined -- 667,696 BRINKER INTL INC CMN STK Cmn 109641900 380 18,200 Sh Call Shared-defined 1 18,200 BRINKER INTL INC CMN STK Cmn 109641950 326 15,600 Sh Put Shared-defined 1 15,600 BRINK'S CO/THE CMN STOCK Cmn 109696954 481 17,900 Sh Put Shared-defined 1 17,900 BRINK'S CO/THE CMN STOCK Cmn 109696104 456 16,953 Sh Shared-defined -- 16,953 BRINK'S CO/THE CMN STOCK Cmn 109696904 239 8,900 Sh Call Shared-defined 1 8,900 BRINK'S CO/THE CMN STOCK Cmn 109696104 76 2,814 Sh Shared-defined 1 2,814 BRISTOL MYERS SQUIBB CO Cmn 110122958 18,038 681,200 Sh Put Shared-defined 1 681,200 BRISTOL MYERS SQUIBB CO Cmn 110122908 11,871 448,300 Sh Call Shared-defined 1 448,300 BRISTOL MYERS SQUIBB CO Cmn 110122908 9,268 350,000 Sh Call Shared-defined -- 350,000 ---------- COLUMN TOTALS 62,695 ==========
FORM 13F Page 81 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BRISTOL MYERS SQUIBB CO Cmn 110122108 3,676 138,838 Sh Shared-defined 1 138,838 BRISTOW GROUP 3% CONV 6/15/38 - REGISTERED Bond 110394AC7 27,885 27,809,000 Prn Shared-defined -- N/A BRISTOW GROUP INC CMN STK Cmn 110394103 175 3,686 Sh Shared-defined -- 3,686 BRISTOW GROUP INC CMN STK Cmn 110394103 59 1,247 Sh Shared-defined 1 1,247 BROADCOM CORP CMN STK Cmn 111320107 97,019 2,227,765 Sh Shared-defined -- 2,227,765 BROADCOM CORP CMN STK Cmn 111320907 14,507 333,100 Sh Call Shared-defined 1 333,100 BROADCOM CORP CMN STK Cmn 111320957 13,757 315,900 Sh Put Shared-defined 1 315,900 BROADCOM CORP CMN STK Cmn 111320107 336 7,711 Sh Shared-defined 1 7,711 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 1,106 50,423 Sh Shared-defined -- 50,423 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T953 143 6,500 Sh Put Shared-defined 1 6,500 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T903 55 2,500 Sh Call Shared-defined 1 2,500 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 20 899 Sh Shared-defined 1 899 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 134 57,800 Sh Shared-defined -- 57,800 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 15 6,301 Sh Shared-defined 1 6,301 ---------- COLUMN TOTALS 158,887 ==========
FORM 13F Page 82 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BROADWIND ENERGY INC COMMON STOCK Cmn 11161T908 9 3,700 Sh Call Shared-defined 1 3,700 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 5,643 1,066,678 Sh Shared-defined -- 1,066,678 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 3,271 618,400 Sh Put Shared-defined 1 618,400 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 3,238 612,109 Sh Shared-defined 1 612,109 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 1,138 215,200 Sh Call Shared-defined 1 215,200 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463904 373 17,400 Sh Call Shared-defined 1 17,400 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 311 14,510 Sh Shared-defined -- 14,510 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463954 143 6,700 Sh Put Shared-defined 1 6,700 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 86 4,031 Sh Shared-defined 1 4,031 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 392 11,772 Sh Shared-defined 1 11,772 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585954 389 11,700 Sh Put Shared-defined 1 11,700 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585904 37 1,100 Sh Call Shared-defined 1 1,100 BROOKFIELD INFRASTRUCTURE Cmn G16252101 267 12,675 Sh Shared-defined 1 12,675 BROOKFIELD INFRASTRUCTURE Cmn G16252951 219 10,400 Sh Put Shared-defined 1 10,400 ---------- COLUMN TOTALS 15,516 ==========
FORM 13F Page 83 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BROOKFIELD INFRASTRUCTURE Cmn G16252901 128 6,100 Sh Call Shared-defined 1 6,100 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 247 22,732 Sh Shared-defined -- 22,732 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 37 3,451 Sh Shared-defined 1 3,451 BROOKS AUTOMATION INC CMN STOCK Cmn 114340902 102 11,300 Sh Call Shared-defined 1 11,300 BROOKS AUTOMATION INC CMN STOCK Cmn 114340952 36 4,000 Sh Put Shared-defined 1 4,000 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 5 595 Sh Shared-defined 1 595 BROWN & BROWN INC CMN STK Cmn 115236101 14,173 592,032 Sh Shared-defined -- 592,032 BROWN SHOE CO INC CMN STK Cmn 115736100 199 14,267 Sh Shared-defined -- 14,267 BROWN SHOE CO INC CMN STK Cmn 115736100 14 1,025 Sh Shared-defined 1 1,025 BROWN-FORMAN -CL B CMN STK Cmn 115637209 336 4,826 Sh Shared-defined -- 4,826 BRUKER CORP Cmn 116794108 588 35,405 Sh Shared-defined -- 35,405 BRUNSWICK CORP Cmn 117043909 815 43,500 Sh Call Shared-defined 1 43,500 BRUNSWICK CORP Cmn 117043959 710 37,900 Sh Put Shared-defined 1 37,900 BRUNSWICK CORP Cmn 117043109 250 13,330 Sh Shared-defined -- 13,330 ---------- COLUMN TOTALS 17,640 ==========
FORM 13F Page 84 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BRUNSWICK CORP Cmn 117043109 208 11,075 Sh Shared-defined 1 11,075 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421907 1,032 26,700 Sh Call Shared-defined 1 26,700 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421957 827 21,400 Sh Put Shared-defined 1 21,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 314 8,127 Sh Shared-defined -- 8,127 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 299 7,747 Sh Shared-defined 1 7,747 BSD MEDICAL CORP COMMON STOCK Cmn 055662950 207 44,900 Sh Put Shared-defined 1 44,900 BSD MEDICAL CORP COMMON STOCK Cmn 055662100 103 22,255 Sh Shared-defined 1 22,255 BSD MEDICAL CORP COMMON STOCK Cmn 055662900 46 10,000 Sh Call Shared-defined 1 10,000 BUCKEYE PARTNERS -LP CMN STK Cmn 118230901 2,513 37,600 Sh Call Shared-defined 1 37,600 BUCKEYE PARTNERS -LP CMN STK Cmn 118230951 1,871 28,000 Sh Put Shared-defined 1 28,000 BUCKEYE PARTNERS -LP CMN STK Cmn 118230101 111 1,662 Sh Shared-defined 1 1,662 BUCKLE INC CMN STK Cmn 118440906 619 16,400 Sh Call Shared-defined 1 16,400 BUCKLE INC CMN STK Cmn 118440956 563 14,900 Sh Put Shared-defined 1 14,900 BUCKLE INC CMN STK Cmn 118440106 479 12,691 Sh Shared-defined -- 12,691 ---------- COLUMN TOTALS 9,192 ==========
FORM 13F Page 85 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BUCKLE INC CMN STK Cmn 118440106 180 4,762 Sh Shared-defined 1 4,762 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 23,021 257,500 Sh Put Shared-defined 1 257,500 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 10,487 117,300 Sh Call Shared-defined 1 117,300 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 4,118 46,058 Sh Shared-defined 1 46,058 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 2,018 46,027 Sh Shared-defined -- 46,027 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 1,886 43,000 Sh Call Shared-defined 1 43,000 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 1,438 32,800 Sh Put Shared-defined 1 32,800 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 251 5,731 Sh Shared-defined 1 5,731 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 124 16,168 Sh Shared-defined 1 16,168 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 42 5,546 Sh Shared-defined -- 5,546 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076954 24 3,100 Sh Put Shared-defined 1 3,100 BUNGE LIMITED Cmn G16962905 16,760 255,800 Sh Call Shared-defined 1 255,800 BUNGE LIMITED Cmn G16962955 9,821 149,900 Sh Put Shared-defined 1 149,900 BUNGE LIMITED Cmn G16962105 5,665 86,468 Sh Shared-defined -- 86,468 ---------- COLUMN TOTALS 75,835 ==========
FORM 13F Page 86 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) BUNGE LIMITED Cmn G16962105 667 10,180 Sh Shared-defined 1 10,180 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 10,024 125,000 Sh Put Shared-defined 1 125,000 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 9,719 121,200 Sh Call Shared-defined 1 121,200 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 4,760 59,357 Sh Shared-defined -- 59,357 CA, INC. Cmn 12673P955 2,464 100,800 Sh Put Shared-defined 1 100,800 CA, INC. Cmn 12673P905 1,481 60,600 Sh Call Shared-defined 1 60,600 CA, INC. Cmn 12673P105 724 29,642 Sh Shared-defined 1 29,642 CA, INC. Cmn 12673P105 615 25,152 Sh Shared-defined -- 25,152 CABELA'S INC COMMON STOCK Cmn 126804301 530 24,347 Sh Shared-defined -- 24,347 CABELA'S INC COMMON STOCK Cmn 126804951 335 15,400 Sh Put Shared-defined 1 15,400 CABELA'S INC COMMON STOCK Cmn 126804901 257 11,800 Sh Call Shared-defined 1 11,800 CABELA'S INC COMMON STOCK Cmn 126804301 95 4,347 Sh Shared-defined 1 4,347 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C109 41,703 1,232,346 Sh Shared-defined -- 1,232,346 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 1,577 46,600 Sh Put Shared-defined 1 46,600 ---------- COLUMN TOTALS 74,951 ==========
FORM 13F Page 87 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C909 1,574 46,500 Sh Call Shared-defined 1 46,500 CABOT CORP Cmn 127055101 669 17,779 Sh Shared-defined -- 17,779 CABOT CORP Cmn 127055101 126 3,334 Sh Shared-defined 1 3,334 CABOT MICROELECTRONICS CORP Cmn 12709P103 674 16,272 Sh Shared-defined -- 16,272 CABOT MICROELECTRONICS CORP Cmn 12709P903 398 9,600 Sh Call Shared-defined 1 9,600 CABOT MICROELECTRONICS CORP Cmn 12709P953 224 5,400 Sh Put Shared-defined 1 5,400 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 66,696 1,762,117 Sh Shared-defined -- 1,762,117 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097953 3,248 85,800 Sh Put Shared-defined 1 85,800 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097903 2,086 55,100 Sh Call Shared-defined 1 55,100 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 52 1,381 Sh Shared-defined 1 1,381 CACI INTL INC 2.125% CB 05/01/2014 - REGISTERED Bond 127190AD8 29,156 25,488,000 Prn Shared-defined -- N/A CACI INTL INC -CL A CMN STK Cmn 127190954 481 9,000 Sh Put Shared-defined 1 9,000 CACI INTL INC -CL A CMN STK Cmn 127190304 413 7,736 Sh Shared-defined -- 7,736 CACI INTL INC -CL A CMN STK Cmn 127190904 326 6,100 Sh Call Shared-defined 1 6,100 ---------- COLUMN TOTALS 106,123 ==========
FORM 13F Page 88 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CACI INTL INC -CL A CMN STK Cmn 127190304 10 182 Sh Shared-defined 1 182 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 999 120,899 Sh Shared-defined -- 120,899 CADENCE DESIGN SYS INC CMN STK Cmn 127387958 254 30,700 Sh Put Shared-defined 1 30,700 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 173 20,976 Sh Shared-defined 1 20,976 CADENCE DESIGN SYS INC CMN STK Cmn 127387908 84 10,200 Sh Call Shared-defined 1 10,200 CADENCE PHARMACEUTICALS INC Cmn 12738T950 244 32,300 Sh Put Shared-defined 1 32,300 CADENCE PHARMACEUTICALS INC Cmn 12738T100 152 20,154 Sh Shared-defined -- 20,154 CADENCE PHARMACEUTICALS INC Cmn 12738T900 119 15,800 Sh Call Shared-defined 1 15,800 CADENCE PHARMACEUTICALS INC Cmn 12738T100 82 10,917 Sh Shared-defined 1 10,917 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 801 141,310 Sh Shared-defined -- 141,310 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T901 376 66,400 Sh Call Shared-defined 1 66,400 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T951 10 1,700 Sh Put Shared-defined 1 1,700 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 7 1,220 Sh Shared-defined 1 1,220 CAL MAINE FOODS INC CMN STOCK Cmn 128030902 916 29,000 Sh Call Shared-defined 1 29,000 ---------- COLUMN TOTALS 4,227 ==========
FORM 13F Page 89 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CAL MAINE FOODS INC CMN STOCK Cmn 128030952 846 26,800 Sh Put Shared-defined 1 26,800 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 59 1,874 Sh Shared-defined -- 1,874 CALGON CARBON CORP CMN STK Cmn 129603106 250 16,515 Sh Shared-defined -- 16,515 CALGON CARBON CORP CMN STK Cmn 129603906 115 7,600 Sh Call Shared-defined 1 7,600 CALGON CARBON CORP CMN STK Cmn 129603956 83 5,500 Sh Put Shared-defined 1 5,500 CALGON CARBON CORP CMN STK Cmn 129603106 19 1,240 Sh Shared-defined 1 1,240 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 325 18,800 Sh Shared-defined -- 18,800 CALIFORNIA PIZZA KITCHEN Cmn 13054D909 138 8,000 Sh Call Shared-defined 1 8,000 CALIFORNIA PIZZA KITCHEN Cmn 13054D959 90 5,200 Sh Put Shared-defined 1 5,200 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 22 1,266 Sh Shared-defined 1 1,266 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 458 12,301 Sh Shared-defined -- 12,301 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788952 212 5,700 Sh Put Shared-defined 1 5,700 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788902 164 4,400 Sh Call Shared-defined 1 4,400 CALLAWAY GOLF CO CMN STK Cmn 131193104 1,281 158,689 Sh Shared-defined -- 158,689 ---------- COLUMN TOTALS 4,062 ==========
FORM 13F Page 90 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CALLAWAY GOLF CO CMN STK Cmn 131193954 141 17,500 Sh Put Shared-defined 1 17,500 CALLAWAY GOLF CO CMN STK Cmn 131193104 32 3,967 Sh Shared-defined 1 3,967 CALLAWAY GOLF CO CMN STK Cmn 131193904 22 2,700 Sh Call Shared-defined 1 2,700 CALLON PETE CO DEL CMN STOCK Cmn 13123X102 74 12,546 Sh Shared-defined 1 12,546 CALLON PETE CO DEL CMN STOCK Cmn 13123X902 15 2,500 Sh Call Shared-defined 1 2,500 CALLON PETE CO DEL CMN STOCK Cmn 13123X952 13 2,200 Sh Put Shared-defined 1 2,200 CALPINE CORP/NEW Cmn 131347904 606 45,400 Sh Call Shared-defined 1 45,400 CALPINE CORP/NEW Cmn 131347954 149 11,200 Sh Put Shared-defined 1 11,200 CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK Cmn 131476953 677 31,800 Sh Put Shared-defined 1 31,800 CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK Cmn 131476103 497 23,312 Sh Shared-defined 1 23,312 CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK Cmn 131476903 32 1,500 Sh Call Shared-defined 1 1,500 CAMAC ENERGY INC Cmn 131745901 55 27,700 Sh Call Shared-defined 1 27,700 CAMAC ENERGY INC Cmn 131745951 25 12,400 Sh Put Shared-defined 1 12,400 CAMAC ENERGY INC Cmn 131745101 15 7,708 Sh Shared-defined 1 7,708 ---------- COLUMN TOTALS 2,353 ==========
FORM 13F Page 91 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 13,726 254,273 Sh Shared-defined -- 254,273 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131902 1,063 19,700 Sh Call Shared-defined 1 19,700 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131952 194 3,600 Sh Put Shared-defined 1 3,600 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 148 2,737 Sh Shared-defined 1 2,737 CAMECO CORP CMN STK Cmn 13321L958 9,808 242,900 Sh Put Shared-defined 1 242,900 CAMECO CORP CMN STK Cmn 13321L108 4,475 110,810 Sh Shared-defined 1 110,810 CAMECO CORP CMN STK Cmn 13321L908 3,634 90,000 Sh Call Shared-defined 1 90,000 CAMECO CORP CMN STK Cmn 13321L108 348 8,616 Sh Shared-defined -- 8,616 CAMELOT INFORMATION SYS-ADS Depository Receipt 13322V105 1,349 56,394 Sh Shared-defined -- N/A CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 28,115 554,201 Sh Shared-defined -- 554,201 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 12,860 253,500 Sh Call Shared-defined 1 253,500 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 4,627 91,200 Sh Put Shared-defined 1 91,200 CAMPBELL SOUP CO Cmn 134429959 1,623 46,700 Sh Put Shared-defined 1 46,700 CAMPBELL SOUP CO Cmn 134429109 1,508 43,403 Sh Shared-defined -- 43,403 ---------- COLUMN TOTALS 83,478 ==========
FORM 13F Page 92 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CAMPBELL SOUP CO Cmn 134429109 1,147 32,993 Sh Shared-defined 1 32,993 CAMPBELL SOUP CO Cmn 134429909 1,018 29,300 Sh Call Shared-defined 1 29,300 CAMPUS CREST COMMUNITIES INC Cmn 13466Y105 122 8,695 Sh Shared-defined 1 8,695 CAMPUS CREST COMMUNITIES INC Cmn 13466Y955 24 1,700 Sh Put Shared-defined 1 1,700 CAMPUS CREST COMMUNITIES INC Cmn 13466Y905 15 1,100 Sh Call Shared-defined 1 1,100 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069901 1,317 16,800 Sh Call Shared-defined 1 16,800 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069951 643 8,200 Sh Put Shared-defined 1 8,200 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069101 143 1,828 Sh Shared-defined -- 1,828 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 5,251 79,000 Sh Put Shared-defined 1 79,000 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 3,869 58,201 Sh Shared-defined 1 58,201 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 2,639 39,700 Sh Call Shared-defined 1 39,700 CANADIAN NATURAL RESOURCES Cmn 136385951 7,267 163,600 Sh Put Shared-defined 1 163,600 CANADIAN NATURAL RESOURCES Cmn 136385901 6,898 155,300 Sh Call Shared-defined 1 155,300 CANADIAN NATURAL RESOURCES Cmn 136385101 1,679 37,801 Sh Shared-defined -- 37,801 ---------- COLUMN TOTALS 32,032 ==========
FORM 13F Page 93 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 1,530 23,600 Sh Put Shared-defined 1 23,600 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T900 1,361 21,000 Sh Call Shared-defined 1 21,000 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 239 3,689 Sh Shared-defined -- 3,689 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 202 3,112 Sh Shared-defined 1 3,112 CANADIAN SOLAR INC Cmn 136635909 1,389 112,100 Sh Call Shared-defined 1 112,100 CANADIAN SOLAR INC Cmn 136635959 1,189 96,000 Sh Put Shared-defined 1 96,000 CANADIAN SOLAR INC Cmn 136635109 498 40,181 Sh Shared-defined -- 40,181 CANTEL MEDICAL CORP Cmn 138098958 559 23,900 Sh Put Shared-defined 1 23,900 CANTEL MEDICAL CORP Cmn 138098908 449 19,200 Sh Call Shared-defined 1 19,200 CAPELLA EDUCATION CO Cmn 139594105 4,687 70,401 Sh Shared-defined -- 70,401 CAPELLA EDUCATION CO Cmn 139594955 1,385 20,800 Sh Put Shared-defined 1 20,800 CAPELLA EDUCATION CO Cmn 139594905 546 8,200 Sh Call Shared-defined 1 8,200 CAPELLA EDUCATION CO Cmn 139594105 182 2,738 Sh Shared-defined 1 2,738 CAPITAL ONE FINANCIAL CORPORATIO Cmn 14040H955 16,437 386,200 Sh Put Shared-defined 1 386,200 ---------- COLUMN TOTALS 30,653 ==========
FORM 13F Page 94 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CAPITAL ONE FINANCIAL CORPORATIO Cmn 14040H905 16,186 380,300 Sh Call Shared-defined 1 380,300 CAPITAL ONE FINANCIAL SERVICES CORPORATION TARP WA Wt 14040H139 11 700 Shared-defined 1 N/A CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 3,086 434,663 Sh Shared-defined -- 434,663 CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 506 71,300 Sh Put Shared-defined 1 71,300 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 214 30,108 Sh Shared-defined 1 30,108 CAPITALSOURCE INC COMMON STOCK Cmn 14055X902 63 8,900 Sh Call Shared-defined 1 8,900 CAPITOL FEDERAL FINANCIAL INC Cmn 14057J101 6,788 569,903 Sh Shared-defined -- 569,903 CAPITOL FEDERAL FINANCIAL INC Cmn 14057J101 16 1,353 Sh Shared-defined 1 1,353 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 3,068 243,720 Sh Shared-defined -- 243,720 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E906 172 13,700 Sh Call Shared-defined 1 13,700 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 76 6,046 Sh Shared-defined 1 6,046 CAPSTONE TURBINE CORP Cmn 14067D102 54 56,100 Sh Shared-defined -- 56,100 CARBO CERAMICS INC CMN STOCK Cmn 140781105 6,748 65,174 Sh Shared-defined -- 65,174 CARBO CERAMICS INC CMN STOCK Cmn 140781905 1,895 18,300 Sh Call Shared-defined 1 18,300 ---------- COLUMN TOTALS 38,883 ==========
FORM 13F Page 95 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CARBO CERAMICS INC CMN STOCK Cmn 140781955 1,719 16,600 Sh Put Shared-defined 1 16,600 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 6,009 156,841 Sh Shared-defined -- 156,841 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 2,119 55,300 Sh Put Shared-defined 1 55,300 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 1,923 50,200 Sh Call Shared-defined 1 50,200 CARDIONET INC Cmn 14159L103 83 17,736 Sh Shared-defined 1 17,736 CARDIONET INC Cmn 14159L903 47 10,000 Sh Call Shared-defined 1 10,000 CARDIONET INC Cmn 14159L953 21 4,500 Sh Put Shared-defined 1 4,500 CARDIONET INC Cmn 14159L103 14 2,991 Sh Shared-defined -- 2,991 CARDTRONICS INC Cmn 14161H108 4,401 248,643 Sh Shared-defined -- 248,643 CAREER EDUCATION CORPORATION Cmn 141665959 1,847 89,100 Sh Put Shared-defined 1 89,100 CAREER EDUCATION CORPORATION Cmn 141665909 1,745 84,200 Sh Call Shared-defined 1 84,200 CAREER EDUCATION CORPORATION Cmn 141665109 817 39,404 Sh Shared-defined -- 39,404 CAREFUSION CORP Cmn 14170T101 6,028 234,570 Sh Shared-defined -- 234,570 CAREFUSION CORP Cmn 14170T101 1,176 45,761 Sh Shared-defined 1 45,761 ---------- COLUMN TOTALS 27,949 ==========
FORM 13F Page 96 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CAREFUSION CORP Cmn 14170T951 758 29,500 Sh Put Shared-defined 1 29,500 CAREFUSION CORP Cmn 14170T901 121 4,700 Sh Call Shared-defined 1 4,700 CARIBOU COFFEE CO INC Cmn 142042209 116 11,500 Sh Shared-defined -- 11,500 CARLISLE COS INC CMN STK Cmn 142339100 1,006 25,312 Sh Shared-defined -- 25,312 CARLISLE COS INC CMN STK Cmn 142339100 155 3,894 Sh Shared-defined 1 3,894 CARMAX INC CMN STK Cmn 143130102 48,943 1,535,238 Sh Shared-defined -- 1,535,238 CARMAX INC CMN STK Cmn 143130902 2,812 88,200 Sh Call Shared-defined 1 88,200 CARMAX INC CMN STK Cmn 143130952 2,257 70,800 Sh Put Shared-defined 1 70,800 CARMAX INC CMN STK Cmn 143130102 1,137 35,663 Sh Shared-defined 1 35,663 CARNIVAL CORP COMMON STOCK Cmn 143658300 12,024 260,762 Sh Shared-defined -- 260,762 CARNIVAL CORP COMMON STOCK Cmn 143658950 9,245 200,500 Sh Put Shared-defined 1 200,500 CARNIVAL CORP COMMON STOCK Cmn 143658900 8,779 190,400 Sh Call Shared-defined 1 190,400 CARPENTER TECHNOLOGY CMN STK Cmn 144285903 986 24,500 Sh Call Shared-defined 1 24,500 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 239 5,949 Sh Shared-defined -- 5,949 ---------- COLUMN TOTALS 88,578 ==========
FORM 13F Page 97 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CARPENTER TECHNOLOGY CMN STK Cmn 144285953 193 4,800 Sh Put Shared-defined 1 4,800 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 29 718 Sh Shared-defined 1 718 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 20,014 580,294 Sh Shared-defined -- 580,294 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 1,166 33,800 Sh Call Shared-defined 1 33,800 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 448 13,000 Sh Put Shared-defined 1 13,000 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 266 7,713 Sh Shared-defined 1 7,713 Carter Holdings Inc COMMON STOCK Cmn 146229109 7,651 259,276 Sh Shared-defined -- 259,276 Carter Holdings Inc COMMON STOCK Cmn 146229109 943 31,970 Sh Shared-defined 1 31,970 Carter Holdings Inc COMMON STOCK Cmn 146229909 915 31,000 Sh Call Shared-defined 1 31,000 Carter Holdings Inc COMMON STOCK Cmn 146229959 750 25,400 Sh Put Shared-defined 1 25,400 CASCADE CORP CMN STK Cmn 147195101 412 8,720 Sh Shared-defined -- 8,720 CASCADE CORP CMN STK Cmn 147195101 50 1,068 Sh Shared-defined 1 1,068 CASEY GENERAL STORES COMMON STOCK Cmn 147528103 11,352 267,052 Sh Shared-defined -- 267,052 CASH AMERICA INTL INC CMN STK Cmn 14754D100 3,277 88,722 Sh Shared-defined -- 88,722 ---------- COLUMN TOTALS 47,466 ==========
FORM 13F Page 98 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CASH AMERICA INTL INC CMN STK Cmn 14754D950 558 15,100 Sh Put Shared-defined 1 15,100 CASH AMERICA INTL INC CMN STK Cmn 14754D900 196 5,300 Sh Call Shared-defined 1 5,300 CASH AMERICA INTL INC CMN STK Cmn 14754D100 177 4,801 Sh Shared-defined 1 4,801 CASTLE (A M) & CO CMN STK Cmn 148411101 7,895 428,847 Sh Shared-defined -- 428,847 CASUAL MALE RETAIL GROUP INC CMN STK Cmn 148711302 73 15,399 Sh Shared-defined -- 15,399 CATALYST HEALTH SOLUTIONS INC Cmn 14888B903 330 7,100 Sh Call Shared-defined 1 7,100 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 50 1,069 Sh Shared-defined 1 1,069 CATALYST HEALTH SOLUTIONS INC Cmn 14888B953 42 900 Sh Put Shared-defined 1 900 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 9 202 Sh Shared-defined -- 202 CATERPILLAR INC Cmn 149123951 63,989 683,200 Sh Put Shared-defined 1 683,200 CATERPILLAR INC Cmn 149123901 36,640 391,200 Sh Call Shared-defined 1 391,200 CATERPILLAR INC Cmn 149123101 14,351 153,223 Sh Shared-defined -- 153,223 CATERPILLAR INC Cmn 149123101 13,307 142,080 Sh Shared-defined 1 142,080 Cathay General Bancorp CMN STK Cmn 149150104 29,689 1,777,768 Sh Shared-defined -- 1,777,768 ---------- COLUMN TOTALS 167,306 ==========
FORM 13F Page 99 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CATO CORP -CL A CMN STK Cmn 149205106 669 24,407 Sh Shared-defined -- 24,407 CAVIUM NETWORKS INC Cmn 14965A951 4,329 114,900 Sh Put Shared-defined 1 114,900 CAVIUM NETWORKS INC Cmn 14965A101 3,071 81,509 Sh Shared-defined 1 81,509 CAVIUM NETWORKS INC Cmn 14965A901 980 26,000 Sh Call Shared-defined 1 26,000 CAVIUM NETWORKS INC Cmn 14965A101 122 3,230 Sh Shared-defined -- 3,230 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 11,589 565,880 Sh Shared-defined -- 565,880 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T901 633 30,900 Sh Call Shared-defined 1 30,900 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 301 14,700 Sh Put Shared-defined 1 14,700 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 2 113 Sh Shared-defined 1 113 CBEYOND INC Cmn 149847105 176 11,503 Sh Shared-defined -- 11,503 CBIZ INC 3.125% CB 6/1/2026-REGISTERED Bond 124805AB8 8,381 8,350,000 Prn Shared-defined -- N/A CBIZ INC CMN STOCK Cmn 124805102 37 5,873 Sh Shared-defined -- 5,873 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 3,874 221,386 Sh Shared-defined -- 221,386 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 430 24,589 Sh Shared-defined 1 24,589 ---------- COLUMN TOTALS 34,594 ==========
FORM 13F Page 100 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830950 208 11,900 Sh Put Shared-defined 1 11,900 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830900 63 3,600 Sh Call Shared-defined 1 3,600 CBOE HOLDINGS INC Cmn 12503M108 2,887 126,308 Sh Shared-defined 1 126,308 CBOE HOLDINGS INC Cmn 12503M958 1,852 81,000 Sh Put Shared-defined 1 81,000 CBOE HOLDINGS INC Cmn 12503M908 734 32,100 Sh Call Shared-defined 1 32,100 CBOE HOLDINGS INC Cmn 12503M108 23 1,000 Sh Shared-defined -- 1,000 CBS CORP COMMON STOCK Cmn 124857202 39,924 2,095,733 Sh Shared-defined -- 2,095,733 CBS CORP COMMON STOCK Cmn 124857202 5,754 302,040 Sh Shared-defined 1 302,040 CBS CORP COMMON STOCK Cmn 124857952 4,892 256,800 Sh Put Shared-defined 1 256,800 CBS CORP COMMON STOCK Cmn 124857902 1,598 83,900 Sh Call Shared-defined 1 83,900 CDC CORP - CL A CMN STOCK Cmn G2022L114 57 16,200 Sh Shared-defined -- 16,200 CDC CORP - CL A CMN STOCK Cmn G2022L904 29 8,200 Sh Call Shared-defined 1 8,200 CDC CORP - CL A CMN STOCK Cmn G2022L954 16 4,500 Sh Put Shared-defined 1 4,500 CDC CORP - CL A CMN STOCK Cmn G2022L114 5 1,501 Sh Shared-defined 1 1,501 ---------- COLUMN TOTALS 58,042 ==========
FORM 13F Page 101 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CDI CORP CMN STK Cmn 125071100 405 21,760 Sh Shared-defined -- 21,760 CEC ENTERTAINMENT INC CMN STK Cmn 125137959 346 8,900 Sh Put Shared-defined 1 8,900 CEC ENTERTAINMENT INC CMN STK Cmn 125137909 217 5,600 Sh Call Shared-defined 1 5,600 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 114 2,933 Sh Shared-defined -- 2,933 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 2 43 Sh Shared-defined 1 43 CEDAR FAIR -LP CMN STK Cmn 150185106 335 22,091 Sh Shared-defined 1 22,091 CEDAR FAIR -LP CMN STK Cmn 150185956 330 21,800 Sh Put Shared-defined 1 21,800 CEDAR FAIR -LP CMN STK Cmn 150185906 11 700 Sh Call Shared-defined 1 700 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 85 13,568 Sh Shared-defined -- 13,568 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 13 2,059 Sh Shared-defined 1 2,059 CELADON GROUP INC CMN STK Cmn 150838100 341 23,042 Sh Shared-defined -- 23,042 CELADON GROUP INC CMN STK Cmn 150838100 18 1,188 Sh Shared-defined 1 1,188 CELANESE CORP COMMON STOCK CLS A Cmn 150870953 634 15,400 Sh Put Shared-defined 1 15,400 CELANESE CORP COMMON STOCK CLS A Cmn 150870903 441 10,700 Sh Call Shared-defined 1 10,700 ---------- COLUMN TOTALS 3,292 ==========
FORM 13F Page 102 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CELANESE CORP COMMON STOCK CLS A Cmn 150870103 171 4,161 Sh Shared-defined -- 4,161 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 88 2,146 Sh Shared-defined 1 2,146 CELERA CORP Cmn 15100E106 280 44,417 Sh Shared-defined -- 44,417 CELGENE CORP CMN STK Cmn 151020904 26,382 446,100 Sh Call Shared-defined 1 446,100 CELGENE CORP CMN STK Cmn 151020954 19,422 328,400 Sh Put Shared-defined 1 328,400 CELGENE CORP CMN STK Cmn 151020104 14,300 241,794 Sh Shared-defined -- 241,794 CELGENE CORP CMN STK Cmn 151020104 4,164 70,403 Sh Shared-defined 1 70,403 CELL THERAPEUTICS CMN STOCK Cmn 150934503 16 43,002 Sh Shared-defined 1 43,002 CELLDEX THERAPEUTICS INC Cmn 15117B903 131 31,700 Sh Call Shared-defined 1 31,700 CELLDEX THERAPEUTICS INC Cmn 15117B953 85 20,700 Sh Put Shared-defined 1 20,700 CELLDEX THERAPEUTICS INC Cmn 15117B103 62 14,969 Sh Shared-defined 1 14,969 CEL-SCI 95 COMMON STOCK Cmn 150837409 31 37,084 Sh Shared-defined 1 37,084 CEMEX SA SPONS ADR PART CER 1:5 Depository Receipt 151290889 667 62,273 Sh Shared-defined -- N/A CENOVUS ENERGY INC Cmn 15135U959 738 22,200 Sh Put Shared-defined 1 22,200 ---------- COLUMN TOTALS 66,537 ==========
FORM 13F Page 103 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CENOVUS ENERGY INC Cmn 15135U909 632 19,000 Sh Call Shared-defined 1 19,000 CENOVUS ENERGY INC Cmn 15135U109 77 2,326 Sh Shared-defined 1 2,326 CENOVUS ENERGY INC Cmn 15135U109 10 310 Sh Shared-defined -- 310 CENTENE CORP COMMON STOCK Cmn 15135B101 3,833 151,276 Sh Shared-defined -- 151,276 CENTENE CORP COMMON STOCK Cmn 15135B901 231 9,100 Sh Call Shared-defined 1 9,100 CENTENE CORP COMMON STOCK Cmn 15135B951 139 5,500 Sh Put Shared-defined 1 5,500 CENTENE CORP COMMON STOCK Cmn 15135B101 28 1,108 Sh Shared-defined 1 1,108 CENTERPOINT ENERGY CMN STK Cmn 15189T107 334 21,277 Sh Shared-defined 1 21,277 CENTERPOINT ENERGY CMN STK Cmn 15189T907 151 9,600 Sh Call Shared-defined 1 9,600 CENTERPOINT ENERGY CMN STK Cmn 15189T957 137 8,700 Sh Put Shared-defined 1 8,700 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 378 16,502 Sh Shared-defined -- 16,502 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 282 12,300 Sh Put Shared-defined 1 12,300 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 238 10,400 Sh Call Shared-defined 1 10,400 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 30 1,307 Sh Shared-defined 1 1,307 ---------- COLUMN TOTALS 6,500 ==========
FORM 13F Page 104 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045902 613 30,100 Sh Call Shared-defined 1 30,100 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045952 185 9,100 Sh Put Shared-defined 1 9,100 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045202 65 3,193 Sh Shared-defined -- 3,193 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 134 13,668 Sh Shared-defined -- 13,668 CENTRAL PACIFIC FINANCIAL CO CMN STK Cmn 154760102 23 14,772 Sh Shared-defined -- 14,772 CENTRAL PACIFIC FINANCIAL CO CMN STK Cmn 154760102 8 5,064 Sh Shared-defined 1 5,064 CENTURY ALUM CO CMN STOCK Cmn 156431908 2,389 153,800 Sh Call Shared-defined 1 153,800 CENTURY ALUM CO CMN STOCK Cmn 156431958 2,267 146,000 Sh Put Shared-defined 1 146,000 CENTURY ALUM CO CMN STOCK Cmn 156431108 484 31,163 Sh Shared-defined -- 31,163 CENTURY ALUM CO CMN STOCK Cmn 156431108 369 23,780 Sh Shared-defined 1 23,780 CENTURYLINK INC CMN STOCK Cmn 156700906 3,333 72,200 Sh Call Shared-defined 1 72,200 CENTURYLINK INC CMN STOCK Cmn 156700106 2,220 48,086 Sh Shared-defined -- 48,086 CENTURYLINK INC CMN STOCK Cmn 156700956 1,621 35,100 Sh Put Shared-defined 1 35,100 CENVEO INC CMN STOCK Cmn 15670S105 2,058 385,346 Sh Shared-defined -- 385,346 ---------- COLUMN TOTALS 15,769 ==========
FORM 13F Page 105 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CEPHALON 2% CB 06/01/15 - REGISTERED Bond 156708AP4 28,118 20,000,000 Prn Shared-defined -- N/A CEPHALON 2% CB 06/01/15 - REGISTERED Bond 156708AP4 8,442 6,000,000 Prn Shared-defined 1 N/A CEPHALON INC CMN STK Cmn 156708909 6,820 110,500 Sh Call Shared-defined 1 110,500 CEPHALON INC CMN STK Cmn 156708959 4,160 67,400 Sh Put Shared-defined 1 67,400 CEPHALON INC CMN STK Cmn 156708109 1,436 23,268 Sh Shared-defined -- 23,268 CEPHEID INC Cmn 15670R957 366 16,100 Sh Put Shared-defined 1 16,100 CEPHEID INC Cmn 15670R107 280 12,315 Sh Shared-defined -- 12,315 CEPHEID INC Cmn 15670R907 164 7,200 Sh Call Shared-defined 1 7,200 CEPHEID INC Cmn 15670R107 135 5,939 Sh Shared-defined 1 5,939 CERADYNE INC CMN STK Cmn 156710955 2,551 80,900 Sh Put Shared-defined 1 80,900 CERADYNE INC CMN STK Cmn 156710105 288 9,133 Sh Shared-defined 1 9,133 CERADYNE INC CMN STK Cmn 156710905 183 5,800 Sh Call Shared-defined 1 5,800 CERADYNE INC CMN STK Cmn 156710105 99 3,126 Sh Shared-defined -- 3,126 CERAGON NETWORKS LTD Cmn M22013902 141 10,700 Sh Call Shared-defined 1 10,700 ---------- COLUMN TOTALS 53,183 ==========
FORM 13F Page 106 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CERAGON NETWORKS LTD Cmn M22013952 20 1,500 Sh Put Shared-defined 1 1,500 CERNER CORP CMN STK Cmn 156782954 6,025 63,600 Sh Put Shared-defined 1 63,600 CERNER CORP CMN STK Cmn 156782904 5,268 55,600 Sh Call Shared-defined 1 55,600 CERNER CORP CMN STK Cmn 156782104 360 3,798 Sh Shared-defined 1 3,798 CERNER CORP CMN STK Cmn 156782104 9 97 Sh Shared-defined -- 97 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269950 42,843 317,000 Sh Put Shared-defined 1 317,000 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269900 40,883 302,500 Sh Call Shared-defined 1 302,500 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 13,701 101,378 Sh Shared-defined -- 101,378 CH ENERGY GROUP INC CMN STK Cmn 12541M102 606 12,392 Sh Shared-defined -- 12,392 CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 4,982 174,750 Sh Shared-defined -- N/A CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 961 33,711 Sh Shared-defined 1 N/A CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136900 679 124,400 Sh Call Shared-defined 1 124,400 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136950 355 65,000 Sh Put Shared-defined 1 65,000 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 284 51,956 Sh Shared-defined 1 51,956 ---------- COLUMN TOTALS 116,976 ==========
FORM 13F Page 107 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 32 5,880 Sh Shared-defined -- 5,880 CHARLES RIVER LABORATORIES Cmn 159864107 6,334 178,229 Sh Shared-defined -- 178,229 CHARLES RIVER LABORATORIES Cmn 159864907 363 10,200 Sh Call Shared-defined 1 10,200 CHARLES RIVER LABORATORIES Cmn 159864957 50 1,400 Sh Put Shared-defined 1 1,400 CHARLES RIVER LABORATORIES Cmn 159864107 37 1,033 Sh Shared-defined 1 1,033 CHARLES RIVER LABORATORIES 2.25 6/15/2013 - REGIST Bond 159864AB3 47,971 47,826,000 Prn Shared-defined -- N/A CHARMING SHOPPES INC Cmn 161133103 34 9,494 Sh Shared-defined 1 9,494 CHARMING SHOPPES INC Cmn 161133103 30 8,399 Sh Shared-defined -- 8,399 CHARMING SHOPPES INC Cmn 161133953 7 2,100 Sh Put Shared-defined 1 2,100 CHARMING SHOPPES INC Cmn 161133903 3 800 Sh Call Shared-defined 1 800 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 3,465 74,900 Sh Put Shared-defined 1 74,900 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 2,429 52,500 Sh Call Shared-defined 1 52,500 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 7 159 Sh Shared-defined 1 159 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 765 37,234 Sh Shared-defined -- 37,234 ---------- COLUMN TOTALS 61,527 ==========
FORM 13F Page 108 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHEESECAKE FACTORY INC CMN STK Cmn 163072101 44,500 1,451,389 Sh Shared-defined -- 1,451,389 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 3,400 110,900 Sh Call Shared-defined 1 110,900 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 2,480 80,900 Sh Put Shared-defined 1 80,900 CHELSEA THERAPEUTICS INTERNA Cmn 163428905 185 24,700 Sh Call Shared-defined 1 24,700 CHELSEA THERAPEUTICS INTERNA Cmn 163428955 45 6,000 Sh Put Shared-defined 1 6,000 CHELSEA THERAPEUTICS INTERNA Cmn 163428105 17 2,207 Sh Shared-defined 1 2,207 CHEMED CORP 1.875% CB 5/15/2014 - REGISTERED Bond 16359RAC7 40,875 40,350,000 Prn Shared-defined -- N/A CHEMED CORP CMN STK Cmn 16359R103 1,752 27,592 Sh Shared-defined -- 27,592 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 540 24,386 Sh Shared-defined -- 24,386 CHENIERE ENERGY INC CMN STOCK Cmn 16411R908 424 76,900 Sh Call Shared-defined 1 76,900 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 305 55,170 Sh Shared-defined -- 55,170 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 289 52,282 Sh Shared-defined 1 52,282 CHENIERE ENERGY INC CMN STOCK Cmn 16411R958 170 30,800 Sh Put Shared-defined 1 30,800 CHENIERE ENERGY PARTNERS LP Cmn 16411Q951 488 22,900 Sh Put Shared-defined 1 22,900 ---------- COLUMN TOTALS 95,470 ==========
FORM 13F Page 109 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHENIERE ENERGY PARTNERS LP Cmn 16411Q901 435 20,400 Sh Call Shared-defined 1 20,400 CHEROKEE A COMMON STOCK Cmn 16444H102 189 10,028 Sh Shared-defined -- 10,028 CHESAPEAKE ENERGY CORP 2.5% CB 5/15/2037 - REGISTE Bond 165167BZ9 8,680 9,753,000 Prn Shared-defined -- N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 34,673 1,338,200 Sh Put Shared-defined -- 1,338,200 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 28,548 1,101,800 Sh Put Shared-defined 1 1,101,800 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 26,757 1,032,700 Sh Call Shared-defined 1 1,032,700 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 20,714 799,470 Sh Shared-defined -- 799,470 CHEVRON CORP CMN STOCK Cmn 166764950 39,666 434,700 Sh Put Shared-defined 1 434,700 CHEVRON CORP CMN STOCK Cmn 166764900 31,892 349,500 Sh Call Shared-defined 1 349,500 CHEVRON CORP CMN STOCK Cmn 166764100 2,088 22,879 Sh Shared-defined -- 22,879 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 11,037 335,483 Sh Shared-defined -- 335,483 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 3,106 94,400 Sh Call Shared-defined 1 94,400 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 1,612 49,000 Sh Put Shared-defined 1 49,000 CHICOS FAS INC CMN STK Cmn 168615952 2,969 246,800 Sh Put Shared-defined 1 246,800 ---------- COLUMN TOTALS 212,366 ==========
FORM 13F Page 110 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHICOS FAS INC CMN STK Cmn 168615102 1,823 151,543 Sh Shared-defined -- 151,543 CHICOS FAS INC CMN STK Cmn 168615102 1,601 133,090 Sh Shared-defined 1 133,090 CHICOS FAS INC CMN STK Cmn 168615902 1,439 119,600 Sh Call Shared-defined 1 119,600 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 6,513 131,198 Sh Shared-defined -- 131,198 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 3,718 74,900 Sh Call Shared-defined 1 74,900 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 1,603 32,300 Sh Put Shared-defined 1 32,300 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 56 1,119 Sh Shared-defined 1 1,119 CHIMERA INVESTMENT CORP Cmn 16934Q109 10,375 2,524,286 Sh Shared-defined -- 2,524,286 CHINA AGRITECH INC Cmn 16937A900 694 56,600 Sh Call Shared-defined 1 56,600 CHINA AGRITECH INC Cmn 16937A950 574 46,800 Sh Put Shared-defined 1 46,800 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R955 186 13,700 Sh Put Shared-defined 1 13,700 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R905 174 12,800 Sh Call Shared-defined 1 12,800 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R105 129 9,517 Sh Shared-defined -- 9,517 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R105 87 6,414 Sh Shared-defined 1 6,414 ---------- COLUMN TOTALS 28,972 ==========
FORM 13F Page 111 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHINA DIGITAL TV HOLDING-ADR Depository Receipt 16938G107 89 12,553 Sh Shared-defined 1 N/A CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R903 36 5,500 Sh Call Shared-defined 1 5,500 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 29 4,450 Sh Shared-defined 1 4,450 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R953 12 1,900 Sh Put Shared-defined 1 1,900 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 6 889 Sh Shared-defined -- 889 CHINA GERUI ADVANCED MATERIALS G Cmn G21101903 93 15,900 Sh Call Shared-defined 1 15,900 CHINA GERUI ADVANCED MATERIALS G Cmn G21101953 32 5,400 Sh Put Shared-defined 1 5,400 CHINA GREEN AGRICULTURE INC Cmn 16943W955 197 21,900 Sh Put Shared-defined 1 21,900 CHINA GREEN AGRICULTURE INC Cmn 16943W905 159 17,700 Sh Call Shared-defined 1 17,700 CHINA GREEN AGRICULTURE INC Cmn 16943W105 130 14,440 Sh Shared-defined -- 14,440 CHINA GREEN AGRICULTURE INC Cmn 16943W105 74 8,238 Sh Shared-defined 1 8,238 CHINA HOUSING & LAND DEVELOP Cmn 16939V103 20 7,300 Sh Shared-defined 1 7,300 CHINA HOUSING & LAND DEVELOP Cmn 16939V953 17 6,100 Sh Put Shared-defined 1 6,100 CHINA HOUSING & LAND DEVELOP Cmn 16939V903 9 3,300 Sh Call Shared-defined 1 3,300 ---------- COLUMN TOTALS 903 ==========
FORM 13F Page 112 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHINA INFORMATION TECHNOLOGY I Cmn 16950L109 69 13,328 Sh Shared-defined 1 13,328 CHINA INFORMATION TECHNOLOGY I Cmn 16950L959 48 9,300 Sh Put Shared-defined 1 9,300 CHINA INFORMATION TECHNOLOGY I Cmn 16950L909 21 4,000 Sh Call Shared-defined 1 4,000 CHINA INFORMATION TECHNOLOGY I Cmn 16950L109 7 1,265 Sh Shared-defined -- 1,265 CHINA INTEGRATED ENERGY INC Cmn 16948P955 309 42,100 Sh Put Shared-defined 1 42,100 CHINA INTEGRATED ENERGY INC Cmn 16948P105 274 37,318 Sh Shared-defined 1 37,318 CHINA INTEGRATED ENERGY INC Cmn 16948P905 7 1,000 Sh Call Shared-defined 1 1,000 CHINA INTEGRATED ENERGY INC Cmn 16948P105 4 600 Sh Shared-defined -- 600 CHINA LIFE INSURANCE CO LTD ADR Depository Receipt 16939P106 11,082 181,175 Sh Shared-defined 1 N/A CHINA LIFE INSURANCE CO LTD ADR Depository Receipt 16939P106 1,433 23,426 Sh Shared-defined -- N/A CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442950 2,503 158,000 Sh Put Shared-defined 1 158,000 CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442900 1,148 72,500 Sh Call Shared-defined 1 72,500 CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442100 1,013 63,961 Sh Shared-defined 1 63,961 CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442100 14 900 Sh Shared-defined -- 900 ---------- COLUMN TOTALS 17,932 ==========
FORM 13F Page 113 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHINA MEDICAL TECH ADR 1:10 Depository COMMON Receipt 169483104 1,114 99,133 Sh Shared-defined 1 N/A CHINA MEDICAL TECH ADR 1:10 Depository COMMON Receipt 169483104 133 11,798 Sh Shared-defined -- N/A CHINA NATURAL GAS INC Cmn 168910906 85 15,500 Sh Call Shared-defined 1 15,500 CHINA NATURAL GAS INC Cmn 168910956 82 14,800 Sh Put Shared-defined 1 14,800 CHINA NATURAL GAS INC Cmn 168910206 52 9,445 Sh Shared-defined 1 9,445 CHINA NEPSTAR CHAIN DRUG-ADR Depository Receipt 16943C109 49 12,734 Sh Shared-defined 1 N/A CHINA NEPSTAR CHAIN DRUG-ADR Depository Receipt 16943C109 2 645 Sh Shared-defined -- N/A CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G102 114 19,746 Sh Shared-defined 1 19,746 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 82 14,300 Sh Call Shared-defined 1 14,300 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G952 71 12,300 Sh Put Shared-defined 1 12,300 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J956 11 6,700 Sh Put Shared-defined 1 6,700 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 6 3,349 Sh Shared-defined 1 3,349 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 266 49,886 Sh Shared-defined 1 49,886 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J955 150 28,200 Sh Put Shared-defined 1 28,200 ---------- COLUMN TOTALS 2,217 ==========
FORM 13F Page 114 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J905 27 5,000 Sh Call Shared-defined 1 5,000 CHINA SKY ONE MEDICAL INC Cmn 16941P902 84 12,000 Sh Call Shared-defined 1 12,000 CHINA SKY ONE MEDICAL INC Cmn 16941P952 15 2,100 Sh Put Shared-defined 1 2,100 CHINA SKY ONE MEDICAL INC Cmn 16941P102 4 534 Sh Shared-defined 1 534 CHINA SOUTHERN AIRLINES COMPANY Depository LIMITED Receipt 169409109 165 5,405 Sh Shared-defined -- N/A CHINA SOUTHERN AIRLINES COMPANY Depository LIMITED Receipt 169409109 36 1,196 Sh Shared-defined 1 N/A CHINA SUNERGY CO LTD-ADR Depository Receipt 16942X104 125 30,007 Sh Shared-defined -- N/A CHINA SUNERGY CO LTD-ADR Depository Receipt 16942X104 57 13,640 Sh Shared-defined 1 N/A CHINA TELECOM CORP LTD Depository Receipt 169426103 364 6,960 Sh Shared-defined -- N/A CHINA TELECOM CORP LTD Depository Receipt 169426103 59 1,126 Sh Shared-defined 1 N/A CHINA UNICOM --ADR 1:10 Depository Receipt 16945R104 195 13,701 Sh Shared-defined -- N/A CHINA UNICOM --ADR 1:10 Depository Receipt 16945R104 189 13,297 Sh Shared-defined 1 N/A CHINA VALVES TECHNOLOGY INC Cmn 169476907 254 24,200 Sh Call Shared-defined 1 24,200 CHINA VALVES TECHNOLOGY INC Cmn 169476957 45 4,300 Sh Put Shared-defined 1 4,300 ---------- COLUMN TOTALS 1,619 ==========
FORM 13F Page 115 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHINA YUCHAI INTERNATIONAL LIMIT Cmn G21082905 643 20,300 Sh Call Shared-defined 1 20,300 CHINA YUCHAI INTERNATIONAL LIMIT Cmn G21082955 364 11,500 Sh Put Shared-defined 1 11,500 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B959 466 31,700 Sh Put Shared-defined 1 31,700 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B909 423 28,800 Sh Call Shared-defined 1 28,800 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 344 23,432 Sh Shared-defined 1 23,432 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 101 6,875 Sh Shared-defined -- 6,875 CHINACAST EDUCATION CORP COMMON STOCK Cmn 16946T959 39 5,000 Sh Put Shared-defined 1 5,000 CHINACAST EDUCATION CORP COMMON STOCK Cmn 16946T909 25 3,200 Sh Call Shared-defined 1 3,200 CHINACAST EDUCATION CORP COMMON STOCK Cmn 16946T109 15 1,920 Sh Shared-defined 1 1,920 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 80,811 380,000 Sh Put Shared-defined -- 380,000 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 77,111 362,600 Sh Put Shared-defined 1 362,600 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656905 35,238 165,700 Sh Call Shared-defined 1 165,700 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 26,301 123,676 Sh Shared-defined 1 123,676 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 466 2,193 Sh Shared-defined -- 2,193 ---------- COLUMN TOTALS 222,347 ==========
FORM 13F Page 116 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 666 47,515 Sh Shared-defined -- 47,515 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 608 43,400 Sh Call Shared-defined 1 43,400 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 440 31,400 Sh Put Shared-defined 1 31,400 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 131 9,376 Sh Shared-defined 1 9,376 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 329 8,597 Sh Shared-defined -- 8,597 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905906 318 8,300 Sh Call Shared-defined 1 8,300 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 46 1,200 Sh Shared-defined 1 1,200 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905956 42 1,100 Sh Put Shared-defined 1 1,100 CHUBB CORP. COMMON STOCK Cmn 171232101 19,094 320,156 Sh Shared-defined -- 320,156 CHUBB CORP. COMMON STOCK Cmn 171232951 4,986 83,600 Sh Put Shared-defined 1 83,600 CHUBB CORP. COMMON STOCK Cmn 171232901 3,602 60,400 Sh Call Shared-defined 1 60,400 CHUBB CORP. COMMON STOCK Cmn 171232101 325 5,442 Sh Shared-defined 1 5,442 CHURCH & DWIGHT INC CMN STK Cmn 171340102 24,529 355,383 Sh Shared-defined -- 355,383 CHURCH & DWIGHT INC CMN STK Cmn 171340102 267 3,870 Sh Shared-defined 1 3,870 ---------- COLUMN TOTALS 55,383 ==========
FORM 13F Page 117 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CHURCHILL DOWNS INC CMN STK Cmn 171484108 244 5,622 Sh Shared-defined -- 5,622 CIA SIDERURGICA NACIONAL - SPONS Depository ADR 1:1 Receipt 20440W105 1,356 81,339 Sh Shared-defined 1 N/A CIA SIDERURGICA NACIONAL - SPONS Depository ADR 1:1 Receipt 20440W105 588 35,250 Sh Shared-defined -- N/A CIA VALE DO RIO DOCE - ADR 1:1 Depository Receipt 91912E105 1,472 42,581 Sh Shared-defined -- N/A CIBER INC CMN STK Cmn 17163B102 470 100,400 Sh Shared-defined -- 100,400 CIENA CORP CMN STOCK Cmn 171779959 12,891 612,400 Sh Put Shared-defined 1 612,400 CIENA CORP CMN STOCK Cmn 171779309 7,375 350,358 Sh Shared-defined -- 350,358 CIENA CORP CMN STOCK Cmn 171779909 7,041 334,500 Sh Call Shared-defined 1 334,500 CIGNA CORP. COMMON STOCK Cmn 125509909 8,564 233,600 Sh Call Shared-defined 1 233,600 CIGNA CORP. COMMON STOCK Cmn 125509959 6,628 180,800 Sh Put Shared-defined 1 180,800 CIGNA CORP. COMMON STOCK Cmn 125509109 821 22,398 Sh Shared-defined -- 22,398 CIGNA CORP. COMMON STOCK Cmn 125509109 342 9,318 Sh Shared-defined 1 9,318 CIMAREX ENERGY CO CMN STK Cmn 171798101 24,781 279,918 Sh Shared-defined -- 279,918 CIMAREX ENERGY CO CMN STK Cmn 171798901 7,118 80,400 Sh Call Shared-defined 1 80,400 ---------- COLUMN TOTALS 79,691 ==========
FORM 13F Page 118 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CIMAREX ENERGY CO CMN STK Cmn 171798951 4,798 54,200 Sh Put Shared-defined 1 54,200 CIMAREX ENERGY CO CMN STK Cmn 171798101 813 9,182 Sh Shared-defined 1 9,182 CINCINNATI BELL INC CMN STK Cmn 171871106 30 10,800 Sh Shared-defined -- 10,800 CINEMARK HOLDINGS INC Cmn 17243V102 969 56,222 Sh Shared-defined -- 56,222 CINEMARK HOLDINGS INC Cmn 17243V952 288 16,700 Sh Put Shared-defined 1 16,700 CINEMARK HOLDINGS INC Cmn 17243V902 198 11,500 Sh Call Shared-defined 1 11,500 CINEMARK HOLDINGS INC Cmn 17243V102 30 1,718 Sh Shared-defined 1 1,718 CINTAS CORP CMN STK Cmn 172908105 4,329 154,820 Sh Shared-defined -- 154,820 CINTAS CORP CMN STK Cmn 172908905 898 32,100 Sh Call Shared-defined 1 32,100 CINTAS CORP CMN STK Cmn 172908955 204 7,300 Sh Put Shared-defined 1 7,300 CIRRUS LOGIC INC CMN STK Cmn 172755950 1,846 115,500 Sh Put Shared-defined 1 115,500 CIRRUS LOGIC INC CMN STK Cmn 172755100 1,101 68,925 Sh Shared-defined 1 68,925 CIRRUS LOGIC INC CMN STK Cmn 172755100 675 42,212 Sh Shared-defined -- 42,212 CIRRUS LOGIC INC CMN STK Cmn 172755900 604 37,800 Sh Call Shared-defined 1 37,800 ---------- COLUMN TOTALS 16,783 ==========
FORM 13F Page 119 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CISCO SYS INC CMN STK Cmn 17275R102 148,833 7,357,047 Sh Shared-defined 1 7,357,047 CISCO SYS INC CMN STK Cmn 17275R952 140,010 6,920,900 Sh Put Shared-defined 1 6,920,900 CISCO SYS INC CMN STK Cmn 17275R902 18,856 932,100 Sh Call Shared-defined 1 932,100 CISCO SYS INC CMN STK Cmn 17275R102 2,568 126,922 Sh Shared-defined -- 126,922 CIT GROUP INC Cmn 125581801 26,905 571,241 Sh Shared-defined -- 571,241 CIT GROUP INC Cmn 125581951 16,033 340,400 Sh Put Shared-defined 1 340,400 CIT GROUP INC Cmn 125581901 13,391 284,300 Sh Call Shared-defined 1 284,300 CIT GROUP INC Cmn 125581801 3,321 70,504 Sh Shared-defined 1 70,504 CITI TRENDS INC COMMON STOCK Cmn 17306X952 128 5,200 Sh Put Shared-defined 1 5,200 CITI TRENDS INC COMMON STOCK Cmn 17306X102 72 2,946 Sh Shared-defined 1 2,946 CITI TRENDS INC COMMON STOCK Cmn 17306X902 59 2,400 Sh Call Shared-defined 1 2,400 CITIGROUP INC 6.5% CONV PREF 01/01/9999 - REGISTER Pref Stk 172967598 7 149 Sh Shared-defined 1 N/A CITIGROUP INC 7.5% MAND 12/15/2012-REGISTERED Bond 172967416 33,961 250,000 Prn Shared-defined -- N/A CITIGROUP INC 7.5% MAND 12/15/2012-REGISTERED Bond 172967416 1,281 9,411 Prn Shared-defined 1 N/A ---------- COLUMN TOTALS 405,425 ==========
FORM 13F Page 120 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 172,478 36,464,717 Sh Shared-defined -- 36,464,717 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 38,281 8,093,300 Sh Put Shared-defined 1 8,093,300 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 35,100 7,420,726 Sh Shared-defined 1 7,420,726 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 28,853 6,100,100 Sh Call Shared-defined 1 6,100,100 CITRIX SYS INC CMN STOCK Cmn 177376950 20,147 294,500 Sh Put Shared-defined 1 294,500 CITRIX SYS INC CMN STOCK Cmn 177376100 10,265 150,054 Sh Shared-defined -- 150,054 CITRIX SYS INC CMN STOCK Cmn 177376900 7,669 112,100 Sh Call Shared-defined 1 112,100 CITRIX SYS INC CMN STOCK Cmn 177376100 3,647 53,311 Sh Shared-defined 1 53,311 CITY HLDGS CO CMN STK Cmn 177835105 284 7,852 Sh Shared-defined -- 7,852 CITY NATIONAL CORP CMN STK Cmn 178566905 1,454 23,700 Sh Call Shared-defined 1 23,700 CITY NATIONAL CORP CMN STK Cmn 178566955 387 6,300 Sh Put Shared-defined 1 6,300 CITY NATIONAL CORP CMN STK Cmn 178566105 234 3,819 Sh Shared-defined 1 3,819 CITY NATIONAL CORP CMN STK Cmn 178566105 74 1,205 Sh Shared-defined -- 1,205 CLARCOR INC CMN STK Cmn 179895107 1,554 36,228 Sh Shared-defined -- 36,228 ---------- COLUMN TOTALS 320,427 ==========
FORM 13F Page 121 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CLARCOR INC CMN STK Cmn 179895107 35 805 Sh Shared-defined 1 805 CLEAN ENERGY FUELS CORP Cmn 184499951 2,502 180,800 Sh Put Shared-defined 1 180,800 CLEAN ENERGY FUELS CORP Cmn 184499101 1,777 128,382 Sh Shared-defined 1 128,382 CLEAN ENERGY FUELS CORP Cmn 184499901 912 65,900 Sh Call Shared-defined 1 65,900 CLEAN ENERGY FUELS CORP Cmn 184499101 245 17,670 Sh Shared-defined -- 17,670 CLEAN HARBORS INC CMN STK Cmn 184496907 2,716 32,300 Sh Call Shared-defined 1 32,300 CLEAN HARBORS INC CMN STK Cmn 184496957 1,858 22,100 Sh Put Shared-defined 1 22,100 CLEAN HARBORS INC CMN STK Cmn 184496107 44 520 Sh Shared-defined 1 520 CLEAR CHANNEL OUTDOOR HOLDINGS INC Cmn 18451C109 312 22,200 Sh Shared-defined -- 22,200 CLEARWATER PAPER CORP Cmn 18538R903 4,087 52,200 Sh Call Shared-defined 1 52,200 CLEARWATER PAPER CORP Cmn 18538R953 1,911 24,400 Sh Put Shared-defined 1 24,400 CLEARWATER PAPER CORP Cmn 18538R103 46 592 Sh Shared-defined 1 592 CLEARWATER PAPER CORP Cmn 18538R103 -- 5 Sh Shared-defined -- 5 CLEARWIRE CORP Cmn 18538Q105 13,504 2,622,053 Sh Shared-defined -- 2,622,053 ---------- COLUMN TOTALS 29,949 ==========
FORM 13F Page 122 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CLEARWIRE CORP Cmn 18538Q905 461 89,500 Sh Call Shared-defined 1 89,500 CLEARWIRE CORP Cmn 18538Q955 199 38,600 Sh Put Shared-defined 1 38,600 CLEARWIRE CORP Cmn 18538Q105 117 22,734 Sh Shared-defined 1 22,734 CLECO CORPORATION CMN STK Cmn 12561W105 206 6,683 Sh Shared-defined -- 6,683 CLEVELAND BIOLABS INC CMN STK Cmn 185860103 126 17,432 Sh Shared-defined 1 17,432 CLEVELAND BIOLABS INC CMN STK Cmn 185860953 108 15,000 Sh Put Shared-defined 1 15,000 CLEVELAND BIOLABS INC CMN STK Cmn 185860903 77 10,600 Sh Call Shared-defined 1 10,600 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 26,079 334,300 Sh Put Shared-defined 1 334,300 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 18,824 241,300 Sh Call Shared-defined 1 241,300 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 5,387 69,051 Sh Shared-defined 1 69,051 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 742 9,516 Sh Shared-defined -- 9,516 Clinical Data Inc CMN STK Cmn 18725U909 1,422 89,400 Sh Call Shared-defined 1 89,400 Clinical Data Inc CMN STK Cmn 18725U109 298 18,733 Sh Shared-defined -- 18,733 Clinical Data Inc CMN STK Cmn 18725U959 180 11,300 Sh Put Shared-defined 1 11,300 ---------- COLUMN TOTALS 54,226 ==========
FORM 13F Page 123 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) Clinical Data Inc CMN STK Cmn 18725U109 52 3,280 Sh Shared-defined 1 3,280 CLOROX CO Cmn 189054959 4,303 68,000 Sh Put Shared-defined 1 68,000 CLOROX CO Cmn 189054909 2,133 33,700 Sh Call Shared-defined 1 33,700 CLOROX CO Cmn 189054109 1,999 31,585 Sh Shared-defined 1 31,585 CLOROX CO Cmn 189054109 1,210 19,114 Sh Shared-defined -- 19,114 CLOUD PEAK ENERGY INC Cmn 18911Q102 13,114 564,509 Sh Shared-defined -- 564,509 CLOUD PEAK ENERGY INC Cmn 18911Q902 330 14,200 Sh Call Shared-defined 1 14,200 CLOUD PEAK ENERGY INC Cmn 18911Q952 190 8,200 Sh Put Shared-defined 1 8,200 CLOUD PEAK ENERGY INC Cmn 18911Q102 148 6,354 Sh Shared-defined 1 6,354 CMA/WS US (COMERICA INC-CW18) Wt 200340115 4,967 301,000 Shared-defined -- N/A CME GROUP INC CMN STK Cmn 12572Q105 56,256 174,845 Sh Shared-defined -- 174,845 CME GROUP INC CMN STK Cmn 12572Q905 39,897 124,000 Sh Call Shared-defined 1 124,000 CME GROUP INC CMN STK Cmn 12572Q955 26,126 81,200 Sh Put Shared-defined 1 81,200 CMS ENERGY CORP 2.875% CB 12/01/24 - REGISTERED Bond 125896AW0 28,970 20,000,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 179,695 ==========
FORM 13F Page 124 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CMS ENERGY CORP 5.5% CB 06/15/2029-REGISTERED Bond 125896BD1 13,336 9,500,000 Prn Shared-defined -- N/A CMS ENERGY CORP CMN STK Cmn 125896900 249 13,400 Sh Call Shared-defined 1 13,400 CMS ENERGY CORP CMN STK Cmn 125896950 60 3,200 Sh Put Shared-defined 1 3,200 CMS ENERGY CORP CMN STK Cmn 125896100 12 632 Sh Shared-defined 1 632 CNA FINL CORP Cmn 126117100 2,525 93,336 Sh Shared-defined -- 93,336 CNA FINL CORP Cmn 126117900 143 5,300 Sh Call Shared-defined 1 5,300 CNA FINL CORP Cmn 126117950 30 1,100 Sh Put Shared-defined 1 1,100 CNA FINL CORP Cmn 126117100 4 142 Sh Shared-defined 1 142 CNA SURETY CORPORATION Cmn 12612L108 602 25,409 Sh Shared-defined -- 25,409 CNH GLOBAL N.V. COMMON STOCK Cmn N20935956 983 20,600 Sh Put Shared-defined 1 20,600 CNH GLOBAL N.V. COMMON STOCK Cmn N20935906 792 16,600 Sh Call Shared-defined 1 16,600 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 337 7,053 Sh Shared-defined 1 7,053 CNINSURE INC-ADR Depository Receipt 18976M103 7,427 430,531 Sh Shared-defined -- N/A CNINSURE INC-ADR Depository Receipt 18976M103 778 45,096 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 27,278 ==========
FORM 13F Page 125 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CNO FINANCIAL GROUP INC Cmn 12621E103 2,121 312,811 Sh Shared-defined -- 312,811 CNO FINANCIAL GROUP INC Cmn 12621E903 266 39,200 Sh Call Shared-defined 1 39,200 CNO FINANCIAL GROUP INC Cmn 12621E103 139 20,507 Sh Shared-defined 1 20,507 CNO FINANCIAL GROUP INC Cmn 12621E953 121 17,900 Sh Put Shared-defined 1 17,900 COACH INC Cmn 189754104 38,745 700,500 Sh Shared-defined -- 700,500 COACH INC Cmn 189754954 12,096 218,700 Sh Put Shared-defined 1 218,700 COACH INC Cmn 189754904 10,022 181,200 Sh Call Shared-defined 1 181,200 COACH INC Cmn 189754104 1,460 26,391 Sh Shared-defined 1 26,391 COBALT INTERNATIONAL ENERGY Cmn 19075F106 8,883 727,531 Sh Shared-defined -- 727,531 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 1,712 281,626 Sh Shared-defined -- 281,626 COCA COLA CO Cmn 191216950 57,029 867,100 Sh Put Shared-defined 1 867,100 COCA COLA CO Cmn 191216900 26,663 405,400 Sh Call Shared-defined 1 405,400 COCA COLA CO Cmn 191216100 9,244 140,545 Sh Shared-defined -- 140,545 COCA COLA CO Cmn 191216950 9,208 140,000 Sh Put Shared-defined -- 140,000 ---------- COLUMN TOTALS 177,709 ==========
FORM 13F Page 126 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COCA COLA CO Cmn 191216100 603 9,165 Sh Shared-defined 1 9,165 COCA COLA ENTERPRISES INC Cmn 19122T959 823 32,900 Sh Put Shared-defined 1 32,900 COCA COLA ENTERPRISES INC Cmn 19122T109 524 20,919 Sh Shared-defined 1 20,919 COCA COLA ENTERPRISES INC Cmn 19122T909 318 12,700 Sh Call Shared-defined 1 12,700 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 7,218 264,200 Sh Call Shared-defined 1 264,200 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 5,841 213,800 Sh Put Shared-defined 1 213,800 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 1,957 71,641 Sh Shared-defined -- 71,641 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 1,170 42,820 Sh Shared-defined 1 42,820 COGNEX CORP CMN STK Cmn 192422903 377 12,800 Sh Call Shared-defined 1 12,800 COGNEX CORP CMN STK Cmn 192422103 348 11,818 Sh Shared-defined -- 11,818 COGNEX CORP CMN STK Cmn 192422953 141 4,800 Sh Put Shared-defined 1 4,800 COGNEX CORP CMN STK Cmn 192422103 73 2,492 Sh Shared-defined 1 2,492 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 15,368 209,682 Sh Shared-defined -- 209,682 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 13,801 188,300 Sh Put Shared-defined 1 188,300 ---------- COLUMN TOTALS 48,562 ==========
FORM 13F Page 127 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 9,733 132,800 Sh Call Shared-defined 1 132,800 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 22 295 Sh Shared-defined 1 295 COGO GROUP INC CMN STK Cmn 192448108 85 9,582 Sh Shared-defined -- 9,582 COGO GROUP INC CMN STK Cmn 192448908 30 3,400 Sh Call Shared-defined 1 3,400 COGO GROUP INC CMN STK Cmn 192448108 24 2,667 Sh Shared-defined 1 2,667 COGO GROUP INC CMN STK Cmn 192448958 4 500 Sh Put Shared-defined 1 500 COHEN & STEERS INC COMMON STOCK Cmn 19247A100 3,095 118,570 Sh Shared-defined -- 118,570 COHERENT INC CMN STK Cmn 192479103 1,234 27,332 Sh Shared-defined -- 27,332 COHERENT INC CMN STK Cmn 192479103 57 1,253 Sh Shared-defined 1 1,253 COHU INC CMN STK Cmn 192576906 91 5,500 Sh Call Shared-defined 1 5,500 COHU INC CMN STK Cmn 192576106 66 3,991 Sh Shared-defined 1 3,991 COHU INC CMN STK Cmn 192576956 53 3,200 Sh Put Shared-defined 1 3,200 COINSTAR INC 4% CB 09/01/2014-REGISTERED Bond 19259PAF9 24,338 15,285,000 Prn Shared-defined -- N/A COINSTAR INC CMN STOCK Cmn 19259P900 9,787 173,400 Sh Call Shared-defined 1 173,400 ---------- COLUMN TOTALS 48,619 ==========
FORM 13F Page 128 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COINSTAR INC CMN STOCK Cmn 19259P950 2,873 50,900 Sh Put Shared-defined 1 50,900 COINSTAR INC CMN STOCK Cmn 19259P300 1,979 35,071 Sh Shared-defined -- 35,071 COINSTAR INC CMN STOCK Cmn 19259P300 746 13,210 Sh Shared-defined 1 13,210 COLDWATER CREEK CMN STOCK Cmn 193068103 305 96,267 Sh Shared-defined -- 96,267 COLDWATER CREEK CMN STOCK Cmn 193068103 75 23,758 Sh Shared-defined 1 23,758 COLDWATER CREEK CMN STOCK Cmn 193068903 46 14,500 Sh Call Shared-defined 1 14,500 COLDWATER CREEK CMN STOCK Cmn 193068953 39 12,400 Sh Put Shared-defined 1 12,400 COLE KENNETH PRODTNS INC CMN STOCK Cmn 193294105 236 18,892 Sh Shared-defined -- 18,892 COLGATE PALMOLIVE CO Cmn 194162953 15,978 198,800 Sh Put Shared-defined 1 198,800 COLGATE PALMOLIVE CO Cmn 194162903 10,094 125,600 Sh Call Shared-defined 1 125,600 COLGATE PALMOLIVE CO Cmn 194162103 4,102 51,042 Sh Shared-defined 1 51,042 COLGATE PALMOLIVE CO Cmn 194162103 169 2,100 Sh Shared-defined -- 2,100 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 2,167 102,700 Sh Put Shared-defined 1 102,700 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 1,470 69,668 Sh Shared-defined 1 69,668 ---------- COLUMN TOTALS 40,279 ==========
FORM 13F Page 129 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 998 47,300 Sh Call Shared-defined 1 47,300 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 -- 13 Sh Shared-defined -- 13 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 204 11,319 Sh Shared-defined -- 11,319 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872906 181 10,000 Sh Call Shared-defined 1 10,000 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516956 4,010 66,500 Sh Put Shared-defined 1 66,500 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516906 1,568 26,000 Sh Call Shared-defined 1 26,000 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 604 10,010 Sh Shared-defined -- 10,010 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 250 4,149 Sh Shared-defined 1 4,149 COLUMBUS MCKINNON CORP COMMON Cmn 199333105 327 16,069 Sh Shared-defined -- 16,069 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 40,872 1,860,350 Sh Shared-defined -- 1,860,350 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 7,786 354,400 Sh Put Shared-defined 1 354,400 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 5,545 252,400 Sh Call Shared-defined 1 252,400 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 11,396 547,637 Sh Shared-defined -- 547,637 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 2,726 131,000 Sh Call Shared-defined 1 131,000 ---------- COLUMN TOTALS 76,467 ==========
FORM 13F Page 130 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 2,320 111,500 Sh Put Shared-defined 1 111,500 COMERICA INC CMN STK Cmn 200340107 98,614 2,334,617 Sh Shared-defined -- 2,334,617 COMERICA INC CMN STK Cmn 200340907 16,313 386,200 Sh Call Shared-defined 1 386,200 COMERICA INC CMN STK Cmn 200340957 8,427 199,500 Sh Put Shared-defined 1 199,500 COMERICA INC CMN STK Cmn 200340957 2,775 65,700 Sh Put Shared-defined -- 65,700 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 2,777 69,901 Sh Shared-defined -- 69,901 COMMERCIAL METALS CMN STK Cmn 201723103 1,986 119,712 Sh Shared-defined -- 119,712 COMMERCIAL METALS CMN STK Cmn 201723953 722 43,500 Sh Put Shared-defined 1 43,500 COMMERCIAL METALS CMN STK Cmn 201723103 328 19,770 Sh Shared-defined 1 19,770 COMMERCIAL METALS CMN STK Cmn 201723903 314 18,900 Sh Call Shared-defined 1 18,900 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 469 28,870 Sh Shared-defined -- 28,870 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 21 1,263 Sh Shared-defined 1 1,263 COMMONWEALTH REIT Cmn 203233101 915 35,886 Sh Shared-defined -- 35,886 COMMONWEALTH REIT Cmn 203233101 844 33,089 Sh Shared-defined 1 33,089 ---------- COLUMN TOTALS 136,825 ==========
FORM 13F Page 131 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COMMONWEALTH REIT Cmn 203233951 750 29,400 Sh Put Shared-defined 1 29,400 COMMONWEALTH REIT Cmn 203233901 337 13,200 Sh Call Shared-defined 1 13,200 COMMSCOPE INC CMN STOCK Cmn 203372107 5,278 169,070 Sh Shared-defined -- 169,070 COMMSCOPE INC CMN STOCK Cmn 203372957 962 30,800 Sh Put Shared-defined 1 30,800 COMMSCOPE INC CMN STOCK Cmn 203372907 681 21,800 Sh Call Shared-defined 1 21,800 COMMSCOPE INC CMN STOCK Cmn 203372107 642 20,570 Sh Shared-defined 1 20,570 COMMUNITY BANK SYSTEM INC CMN STK Cmn 203607106 571 20,547 Sh Shared-defined -- 20,547 COMMUNITY HEALTH SYSTEMS Cmn 203668958 9,529 255,000 Sh Put Shared-defined -- 255,000 COMMUNITY HEALTH SYSTEMS Cmn 203668108 8,299 222,087 Sh Shared-defined -- 222,087 COMMUNITY HEALTH SYSTEMS Cmn 203668958 3,315 88,700 Sh Put Shared-defined 1 88,700 COMMUNITY HEALTH SYSTEMS Cmn 203668908 1,289 34,500 Sh Call Shared-defined 1 34,500 COMMVAULT SYSTEMS INC Cmn 204166102 8,573 299,529 Sh Shared-defined -- 299,529 COMMVAULT SYSTEMS INC Cmn 204166902 1,608 56,200 Sh Call Shared-defined 1 56,200 COMMVAULT SYSTEMS INC Cmn 204166952 1,299 45,400 Sh Put Shared-defined 1 45,400 ---------- COLUMN TOTALS 43,133 ==========
FORM 13F Page 132 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COMMVAULT SYSTEMS INC Cmn 204166102 334 11,675 Sh Shared-defined 1 11,675 COMPANHIA BRASILEIRA DE DISTR PAO Depository ACUCAR 1:1000 AD Receipt 20440T201 210 5,002 Sh Shared-defined 1 N/A COMPANHIA DE BEBIDAS (AMBEV)- ADR Depository Receipt 20441W203 260 8,385 Sh Shared-defined 1 N/A COMPANHIA VALE DO RIO DOCE-SP Depository ADR 1:1 Receipt 91912E204 436 14,415 Sh Shared-defined 1 N/A COMPANHIA VALE DO RIO DOCE-SP Depository ADR 1:1 Receipt 91912E204 26 865 Sh Shared-defined -- N/A COMPASS DIVERSIFIED HOLDINGS Cmn 20451Q104 780 44,084 Sh Shared-defined -- 44,084 COMPASS INT'L INC COMMON STOCK Cmn 20451N101 2,825 31,643 Sh Shared-defined -- 31,643 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 2,151 24,100 Sh Put Shared-defined 1 24,100 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 2,018 22,600 Sh Call Shared-defined 1 22,600 COMPASS INT'L INC COMMON STOCK Cmn 20451N101 189 2,122 Sh Shared-defined 1 2,122 COMPELLENT TECHNOLOGIES INC Cmn 20452A958 1,959 71,000 Sh Put Shared-defined 1 71,000 COMPELLENT TECHNOLOGIES INC Cmn 20452A908 897 32,500 Sh Call Shared-defined 1 32,500 COMPELLENT TECHNOLOGIES INC Cmn 20452A108 732 26,540 Sh Shared-defined 1 26,540 COMPELLENT TECHNOLOGIES INC Cmn 20452A108 48 1,746 Sh Shared-defined -- 1,746 ---------- COLUMN TOTALS 12,865 ==========
FORM 13F Page 133 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COMPLETE PRODUCTION SERVICES Cmn 20453E109 9,437 319,357 Sh Shared-defined -- 319,357 COMPLETE PRODUCTION SERVICES Cmn 20453E909 1,126 38,100 Sh Call Shared-defined 1 38,100 COMPLETE PRODUCTION SERVICES Cmn 20453E959 946 32,000 Sh Put Shared-defined 1 32,000 COMPLETE PRODUCTION SERVICES Cmn 20453E109 182 6,174 Sh Shared-defined 1 6,174 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 4,491 643,421 Sh Shared-defined -- 643,421 COMPUCREDIT HOLDINGS CORP Cmn 20478T907 108 15,500 Sh Call Shared-defined 1 15,500 COMPUCREDIT HOLDINGS CORP Cmn 20478T957 85 12,200 Sh Put Shared-defined 1 12,200 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 4 560 Sh Shared-defined 1 560 COMPUTER SCIENCES CORP Cmn 205363104 2,451 49,413 Sh Shared-defined -- 49,413 COMPUTER SCIENCES CORP Cmn 205363904 1,389 28,000 Sh Call Shared-defined 1 28,000 COMPUTER SCIENCES CORP Cmn 205363954 1,156 23,300 Sh Put Shared-defined 1 23,300 COMPUWARE CORP CMN STK Cmn 205638109 231 19,829 Sh Shared-defined -- 19,829 COMPUWARE CORP CMN STK Cmn 205638109 140 11,987 Sh Shared-defined 1 11,987 COMPUWARE CORP CMN STK Cmn 205638909 132 11,300 Sh Call Shared-defined 1 11,300 ---------- COLUMN TOTALS 21,878 ==========
FORM 13F Page 134 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COMPUWARE CORP CMN STK Cmn 205638959 12 1,000 Sh Put Shared-defined 1 1,000 COMSCORE INC Cmn 20564W105 481 21,555 Sh Shared-defined -- 21,555 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 914 37,217 Sh Shared-defined -- 37,217 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 359 14,631 Sh Shared-defined 1 14,631 COMSTOCK RESOURCES INC CMN STK Cmn 205768953 346 14,100 Sh Put Shared-defined 1 14,100 COMSTOCK RESOURCES INC CMN STK Cmn 205768903 258 10,500 Sh Call Shared-defined 1 10,500 COMTECH TELECOMMUN CMN STK Cmn 205826909 1,118 40,300 Sh Call Shared-defined 1 40,300 COMTECH TELECOMMUN CMN STK Cmn 205826959 666 24,000 Sh Put Shared-defined 1 24,000 COMTECH TELECOMMUN CMN STK Cmn 205826209 519 18,720 Sh Shared-defined -- 18,720 COMTECH TELECOMMUNICATIONS 3% CB 05/01/2029-REGISTERED Bond 205826AF7 65,661 63,184,000 Prn Shared-defined -- N/A COMVERGE INC Cmn 205859951 108 15,600 Sh Put Shared-defined 1 15,600 COMVERGE INC Cmn 205859101 85 12,319 Sh Shared-defined 1 12,319 CONAGRA FOODS INC CMN STK Cmn 205887102 8,077 357,708 Sh Shared-defined -- 357,708 CONAGRA FOODS INC CMN STK Cmn 205887902 1,544 68,400 Sh Call Shared-defined 1 68,400 ---------- COLUMN TOTALS 80,148 ==========
FORM 13F Page 135 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CONAGRA FOODS INC CMN STK Cmn 205887952 1,048 46,400 Sh Put Shared-defined 1 46,400 CONAGRA FOODS INC CMN STK Cmn 205887102 472 20,901 Sh Shared-defined 1 20,901 CONCEPTUS INC Cmn 206016907 95 6,900 Sh Call Shared-defined 1 6,900 CONCEPTUS INC Cmn 206016957 86 6,200 Sh Put Shared-defined 1 6,200 CONCHO RESOURCES INC Cmn 20605P901 3,226 36,800 Sh Call Shared-defined 1 36,800 CONCHO RESOURCES INC Cmn 20605P951 1,420 16,200 Sh Put Shared-defined 1 16,200 CONCHO RESOURCES INC Cmn 20605P101 521 5,938 Sh Shared-defined 1 5,938 CONCHO RESOURCES INC Cmn 20605P101 421 4,800 Sh Shared-defined -- 4,800 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 18,937 364,655 Sh Shared-defined -- 364,655 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708909 1,786 34,400 Sh Call Shared-defined 1 34,400 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708959 410 7,900 Sh Put Shared-defined 1 7,900 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 7 131 Sh Shared-defined 1 131 CONEXANT SYS INC CMN STOCK Cmn 207142308 58 35,478 Sh Shared-defined 1 35,478 CONEXANT SYS INC CMN STOCK Cmn 207142308 -- 18 Sh Shared-defined -- 18 ---------- COLUMN TOTALS 28,487 ==========
FORM 13F Page 136 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CONN'S INC COMMON STOCK Cmn 208242907 88 18,700 Sh Call Shared-defined 1 18,700 CONN'S INC COMMON STOCK Cmn 208242107 72 15,358 Sh Shared-defined -- 15,358 CONN'S INC COMMON STOCK Cmn 208242957 11 2,400 Sh Put Shared-defined 1 2,400 CONOCOPHILLIPS CMN STK Cmn 20825C904 33,260 488,400 Sh Call Shared-defined 1 488,400 CONOCOPHILLIPS CMN STK Cmn 20825C954 32,960 484,000 Sh Put Shared-defined 1 484,000 CONOCOPHILLIPS CMN STK Cmn 20825C954 30,645 450,000 Sh Put Shared-defined -- 450,000 CONOCOPHILLIPS CMN STK Cmn 20825C104 2,202 32,340 Sh Shared-defined 1 32,340 CONOCOPHILLIPS CMN STK Cmn 20825C104 7 103 Sh Shared-defined -- 103 CONSOL ENERGY INC Cmn 20854P909 13,369 274,300 Sh Call Shared-defined 1 274,300 CONSOL ENERGY INC Cmn 20854P959 9,948 204,100 Sh Put Shared-defined 1 204,100 CONSOL ENERGY INC Cmn 20854P109 8,861 181,794 Sh Shared-defined -- 181,794 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 468 24,249 Sh Shared-defined -- 24,249 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034907 162 8,400 Sh Call Shared-defined 1 8,400 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034957 97 5,000 Sh Put Shared-defined 1 5,000 ---------- COLUMN TOTALS 132,150 ==========
FORM 13F Page 137 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CONSOLIDATED EDISON INC. Cmn 209115954 6,147 124,000 Sh Put Shared-defined 1 124,000 CONSOLIDATED EDISON INC. Cmn 209115104 3,522 71,043 Sh Shared-defined -- 71,043 CONSOLIDATED EDISON INC. Cmn 209115904 3,381 68,200 Sh Call Shared-defined 1 68,200 CONSTANT CONTACT INC Cmn 210313102 4,731 152,662 Sh Shared-defined -- 152,662 CONSTANT CONTACT INC Cmn 210313902 753 24,300 Sh Call Shared-defined 1 24,300 CONSTANT CONTACT INC Cmn 210313952 93 3,000 Sh Put Shared-defined 1 3,000 CONSTANT CONTACT INC Cmn 210313102 15 496 Sh Shared-defined 1 496 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 16,939 764,736 Sh Shared-defined -- 764,736 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P908 481 21,700 Sh Call Shared-defined 1 21,700 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 229 10,347 Sh Shared-defined 1 10,347 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P958 89 4,000 Sh Put Shared-defined 1 4,000 CONSTELLATION ENERGY GROUP INC Cmn 210371950 1,241 40,500 Sh Put Shared-defined 1 40,500 CONSTELLATION ENERGY GROUP INC Cmn 210371900 741 24,200 Sh Call Shared-defined 1 24,200 CONSTELLATION ENERGY GROUP INC Cmn 210371100 502 16,378 Sh Shared-defined 1 16,378 ---------- COLUMN TOTALS 38,864 ==========
FORM 13F Page 138 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 3,520 60,764 Sh Shared-defined -- 60,764 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 2,190 37,800 Sh Call Shared-defined 1 37,800 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 1,008 17,400 Sh Put Shared-defined 1 17,400 CONTINENTAL RESOURCES INC/OK Cmn 212015951 1,106 18,800 Sh Put Shared-defined 1 18,800 CONTINENTAL RESOURCES INC/OK Cmn 212015901 824 14,000 Sh Call Shared-defined 1 14,000 CONTINENTAL RESOURCES INC/OK Cmn 212015101 328 5,565 Sh Shared-defined 1 5,565 CONTINENTAL RESOURCES INC/OK Cmn 212015101 -- 4 Sh Shared-defined -- 4 CONVERGYS CORP 5.75% CB 09/15/2029-REGISTERED Bond 212485AE6 68,120 49,400,000 Prn Shared-defined -- N/A CONVERGYS CORP CMN STOCK Cmn 212485906 115 8,700 Sh Call Shared-defined 1 8,700 CONVERGYS CORP CMN STOCK Cmn 212485106 109 8,240 Sh Shared-defined -- 8,240 CONVERGYS CORP CMN STOCK Cmn 212485106 20 1,522 Sh Shared-defined 1 1,522 CONVERGYS CORP CMN STOCK Cmn 212485956 14 1,100 Sh Put Shared-defined 1 1,100 CONVERTED ORGANIC IN-CW Wt 21254S131 1 4,800 Shared-defined 1 N/A CONVERTED ORGANICS INC Cmn 21254S107 7 18,371 Sh Shared-defined 1 18,371 ---------- COLUMN TOTALS 77,362 ==========
FORM 13F Page 139 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CON-WAY INC COMMON STOCK Cmn 205944101 7,198 196,830 Sh Shared-defined -- 196,830 CON-WAY INC COMMON STOCK Cmn 205944901 1,935 52,900 Sh Call Shared-defined 1 52,900 CON-WAY INC COMMON STOCK Cmn 205944951 834 22,800 Sh Put Shared-defined 1 22,800 COOPER COMPANIES COMMON STOCK Cmn 216648402 7,888 140,000 Sh Shared-defined -- 140,000 COOPER COMPANIES COMMON STOCK Cmn 216648902 1,780 31,600 Sh Call Shared-defined 1 31,600 COOPER COMPANIES COMMON STOCK Cmn 216648952 828 14,700 Sh Put Shared-defined 1 14,700 COOPER COMPANIES COMMON STOCK Cmn 216648402 4 73 Sh Shared-defined 1 73 COOPER INDUSTRIES PLC Cmn G24140108 5,814 99,737 Sh Shared-defined -- 99,737 COOPER INDUSTRIES PLC Cmn G24140908 1,539 26,400 Sh Call Shared-defined 1 26,400 COOPER INDUSTRIES PLC Cmn G24140958 93 1,600 Sh Put Shared-defined 1 1,600 COOPER TIRE & RUBR CO Cmn 216831907 318 13,500 Sh Call Shared-defined 1 13,500 COOPER TIRE & RUBR CO Cmn 216831107 262 11,126 Sh Shared-defined -- 11,126 COOPER TIRE & RUBR CO Cmn 216831957 149 6,300 Sh Put Shared-defined 1 6,300 COPA HOLDINGS SA CMN STK - CL A Cmn P31076905 447 7,600 Sh Call Shared-defined 1 7,600 ---------- COLUMN TOTALS 29,089 ==========
FORM 13F Page 140 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 251 4,262 Sh Shared-defined -- 4,262 COPA HOLDINGS SA CMN STK - CL A Cmn P31076955 153 2,600 Sh Put Shared-defined 1 2,600 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 87 1,477 Sh Shared-defined 1 1,477 COPANO ENERGY LLC Cmn 217202900 989 29,300 Sh Call Shared-defined 1 29,300 COPANO ENERGY LLC Cmn 217202950 776 23,000 Sh Put Shared-defined 1 23,000 COPART INC CMN STK Cmn 217204906 1,274 34,100 Sh Call Shared-defined 1 34,100 COPART INC CMN STK Cmn 217204106 740 19,823 Sh Shared-defined -- 19,823 COPART INC CMN STK Cmn 217204956 545 14,600 Sh Put Shared-defined 1 14,600 CORE LABORATORIES N.V. Cmn N22717107 11,615 130,429 Sh Shared-defined -- 130,429 CORE LABORATORIES N.V. Cmn N22717907 2,422 27,200 Sh Call Shared-defined 1 27,200 CORE LABORATORIES N.V. Cmn N22717957 1,291 14,500 Sh Put Shared-defined 1 14,500 CORELOGIC INC Cmn 21871D103 1,735 93,686 Sh Shared-defined 1 93,686 CORELOGIC INC Cmn 21871D103 358 19,315 Sh Shared-defined -- 19,315 CORELOGIC INC Cmn 21871D953 109 5,900 Sh Put Shared-defined 1 5,900 ---------- COLUMN TOTALS 22,345 ==========
FORM 13F Page 141 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CORELOGIC INC Cmn 21871D903 11 600 Sh Call Shared-defined 1 600 CORE-MARK HOLDING CO INC COMMON STOCK Cmn 218681104 353 9,914 Sh Shared-defined -- 9,914 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 2,063 396,000 Sh Put Shared-defined 1 396,000 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 1,891 362,982 Sh Shared-defined 1 362,982 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 199 38,100 Sh Call Shared-defined 1 38,100 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 39 7,429 Sh Shared-defined -- 7,429 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 18,667 405,799 Sh Shared-defined -- 405,799 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023958 478 10,400 Sh Put Shared-defined 1 10,400 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 271 5,900 Sh Shared-defined 1 5,900 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023908 202 4,400 Sh Call Shared-defined 1 4,400 CORNING INC Cmn 219350105 38,541 1,994,896 Sh Shared-defined -- 1,994,896 CORNING INC Cmn 219350905 6,142 317,900 Sh Call Shared-defined 1 317,900 CORNING INC Cmn 219350955 5,199 269,100 Sh Put Shared-defined 1 269,100 CORNING INC Cmn 219350105 2,050 106,110 Sh Shared-defined 1 106,110 ---------- COLUMN TOTALS 76,106 ==========
FORM 13F Page 142 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 974 25,934 Sh Shared-defined -- 25,934 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R902 278 7,400 Sh Call Shared-defined 1 7,400 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R952 255 6,800 Sh Put Shared-defined 1 6,800 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 34 905 Sh Shared-defined 1 905 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T108 1,987 56,855 Sh Shared-defined -- 56,855 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T908 919 26,300 Sh Call Shared-defined 1 26,300 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T958 42 1,200 Sh Put Shared-defined 1 1,200 CORRECTIONS CORP OF AMERICA Cmn 22025Y957 205 8,200 Sh Put Shared-defined 1 8,200 CORRECTIONS CORP OF AMERICA Cmn 22025Y907 120 4,800 Sh Call Shared-defined 1 4,800 CORRECTIONS CORP OF AMERICA Cmn 22025Y407 76 3,035 Sh Shared-defined 1 3,035 COSAN LTD-CLASS A SHARES Cmn G25343957 253 18,600 Sh Put Shared-defined 1 18,600 COSAN LTD-CLASS A SHARES Cmn G25343907 168 12,300 Sh Call Shared-defined 1 12,300 COSAN LTD-CLASS A SHARES Cmn G25343107 15 1,098 Sh Shared-defined 1 1,098 COST PLUS INC CALIF CMN STOCK Cmn 221485105 237 24,471 Sh Shared-defined -- 24,471 ---------- COLUMN TOTALS 5,563 ==========
FORM 13F Page 143 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COST PLUS INC CALIF CMN STOCK Cmn 221485905 117 12,100 Sh Call Shared-defined 1 12,100 COST PLUS INC CALIF CMN STOCK Cmn 221485955 48 4,900 Sh Put Shared-defined 1 4,900 COST PLUS INC CALIF CMN STOCK Cmn 221485105 9 925 Sh Shared-defined 1 925 COSTAMARE INC Cmn Y1771G102 6,403 442,824 Sh Shared-defined -- 442,824 COSTAR GRP INC CMN STOCK Cmn 22160N109 1,975 34,319 Sh Shared-defined -- 34,319 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 23,652 327,544 Sh Shared-defined -- 327,544 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 21,569 298,700 Sh Call Shared-defined 1 298,700 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 15,142 209,700 Sh Put Shared-defined 1 209,700 COTT CORPORATION COMMON STOCK Cmn 22163N106 72 7,990 Sh Shared-defined -- 7,990 COTT CORPORATION COMMON STOCK Cmn 22163N906 46 5,100 Sh Call Shared-defined 1 5,100 COTT CORPORATION COMMON STOCK Cmn 22163N956 23 2,600 Sh Put Shared-defined 1 2,600 COUER DALENE MINES CORPORATION 3.25% CB 3/15/28 - Bond 192108AR9 10,802 11,000,000 Prn Shared-defined -- N/A COUSINS PROPERTIES INC CMN STK Cmn 222795106 904 108,378 Sh Shared-defined -- 108,378 COVANCE INC CMN STOCK Cmn 222816900 622 12,100 Sh Call Shared-defined 1 12,100 ---------- COLUMN TOTALS 81,384 ==========
FORM 13F Page 144 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) COVANCE INC CMN STOCK Cmn 222816950 370 7,200 Sh Put Shared-defined 1 7,200 COVANCE INC CMN STOCK Cmn 222816100 345 6,719 Sh Shared-defined 1 6,719 COVANCE INC CMN STOCK Cmn 222816100 162 3,146 Sh Shared-defined -- 3,146 COVANTA HOLDING CORP CMN STK Cmn 22282E102 2,355 136,998 Sh Shared-defined -- 136,998 COVENTRY CORPORATION CMN STK Cmn 222862104 5,341 202,307 Sh Shared-defined -- 202,307 COVENTRY CORPORATION CMN STK Cmn 222862954 552 20,900 Sh Put Shared-defined 1 20,900 COVENTRY CORPORATION CMN STK Cmn 222862904 541 20,500 Sh Call Shared-defined 1 20,500 COVENTRY CORPORATION CMN STK Cmn 222862104 231 8,748 Sh Shared-defined 1 8,748 COVIDIEN PLC Cmn G2554F105 30,985 678,600 Sh Shared-defined -- 678,600 COVIDIEN PLC Cmn G2554F905 2,735 59,900 Sh Call Shared-defined 1 59,900 COVIDIEN PLC Cmn G2554F955 2,525 55,300 Sh Put Shared-defined 1 55,300 COVIDIEN PLC Cmn G2554F105 695 15,225 Sh Shared-defined 1 15,225 CRACKER BARREL OLD COUNTRY STO Cmn 22410J906 1,490 27,200 Sh Call Shared-defined 1 27,200 CRACKER BARREL OLD COUNTRY STO Cmn 22410J956 613 11,200 Sh Put Shared-defined 1 11,200 ---------- COLUMN TOTALS 48,940 ==========
FORM 13F Page 145 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 135 2,470 Sh Shared-defined 1 2,470 CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 71 1,300 Sh Shared-defined -- 1,300 CRANE CO Cmn 224399105 6,407 155,996 Sh Shared-defined -- 155,996 CRANE CO Cmn 224399105 248 6,037 Sh Shared-defined 1 6,037 CRANE CO Cmn 224399905 238 5,800 Sh Call Shared-defined 1 5,800 CRANE CO Cmn 224399955 99 2,400 Sh Put Shared-defined 1 2,400 CRAY INC CMN STOCK Cmn 225223304 375 52,496 Sh Shared-defined -- 52,496 CRAY INC CMN STOCK Cmn 225223954 94 13,200 Sh Put Shared-defined 1 13,200 CRAY INC CMN STOCK Cmn 225223304 42 5,909 Sh Shared-defined 1 5,909 CRAY INC CMN STOCK Cmn 225223904 1 100 Sh Call Shared-defined 1 100 CREDIT SUISSE GROUP - SPON Depository ADR 4:1 Receipt 225401108 1,390 34,392 Sh Shared-defined 1 N/A CREDIT SUISSE GROUP - SPON Depository ADR 4:1 Receipt 225401108 278 6,879 Sh Shared-defined -- N/A CREE INC CMN STK Cmn 225447901 19,892 301,900 Sh Call Shared-defined 1 301,900 CREE INC CMN STK Cmn 225447951 18,515 281,000 Sh Put Shared-defined 1 281,000 ---------- COLUMN TOTALS 47,785 ==========
FORM 13F Page 146 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CREE INC CMN STK Cmn 225447101 539 8,185 Sh Shared-defined 1 8,185 CRH PLC SPONS ADR 1:1 Depository Receipt 12626K203 381 18,337 Sh Shared-defined -- N/A CRH PLC SPONS ADR 1:1 Depository Receipt 12626K203 6 301 Sh Shared-defined 1 N/A CROCS INC COMMON STOCK Cmn 227046109 3,948 230,584 Sh Shared-defined -- 230,584 CROCS INC COMMON STOCK Cmn 227046909 3,662 213,900 Sh Call Shared-defined 1 213,900 CROCS INC COMMON STOCK Cmn 227046959 1,022 59,700 Sh Put Shared-defined 1 59,700 CROCS INC COMMON STOCK Cmn 227046109 137 7,995 Sh Shared-defined 1 7,995 CROSSTEX ENERGY INC COMMON STOCK Cmn 22765Y104 167 18,800 Sh Shared-defined -- 18,800 CROWN CASTLE INTL CMN STOCK Cmn 228227104 36,933 842,634 Sh Shared-defined -- 842,634 CROWN CASTLE INTL CMN STOCK Cmn 228227904 3,870 88,300 Sh Call Shared-defined 1 88,300 CROWN CASTLE INTL CMN STOCK Cmn 228227954 3,072 70,100 Sh Put Shared-defined 1 70,100 CROWN ENTERTAINMENT LTD Depository Receipt 585464100 1,247 196,055 Sh Shared-defined 1 N/A CROWN HOLDINGS INC CMN STK Cmn 228368906 1,499 44,900 Sh Call Shared-defined 1 44,900 CROWN HOLDINGS INC CMN STK Cmn 228368956 808 24,200 Sh Put Shared-defined 1 24,200 ---------- COLUMN TOTALS 57,291 ==========
FORM 13F Page 147 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CROWN HOLDINGS INC CMN STK Cmn 228368106 154 4,615 Sh Shared-defined 1 4,615 CRUCELL - ADR Depository Receipt 228769105 141 4,505 Sh Shared-defined -- N/A CRYSTALLEX INTL INC CMN STOCK Cmn 22942F101 9 29,519 Sh Shared-defined 1 29,519 CSG SYS INTL INC CMN STOCK Cmn 126349109 146 7,720 Sh Shared-defined -- 7,720 CSX CORP Cmn 126408903 20,042 310,200 Sh Call Shared-defined 1 310,200 CSX CORP Cmn 126408953 17,755 274,800 Sh Put Shared-defined 1 274,800 CSX CORP Cmn 126408103 16,018 247,924 Sh Shared-defined -- 247,924 CTC MEDIA INC Cmn 12642X906 970 41,400 Sh Call Shared-defined 1 41,400 CTC MEDIA INC Cmn 12642X956 258 11,000 Sh Put Shared-defined 1 11,000 CTC MEDIA INC Cmn 12642X106 49 2,100 Sh Shared-defined -- 2,100 CTRIP.COM INTERNATIONAL-ADR 1:2 Depository Receipt 22943F100 7,247 179,153 Sh Shared-defined 1 N/A CTRIP.COM INTERNATIONAL-ADR 1:2 Depository Receipt 22943F100 1,318 32,572 Sh Shared-defined -- N/A CUBIC CORP CMN STK Cmn 229669106 385 8,172 Sh Shared-defined -- 8,172 CUBIC CORP CMN STK Cmn 229669956 372 7,900 Sh Put Shared-defined 1 7,900 ---------- COLUMN TOTALS 64,864 ==========
FORM 13F Page 148 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CUBIC CORP CMN STK Cmn 229669106 189 4,004 Sh Shared-defined 1 4,004 CUBIC CORP CMN STK Cmn 229669906 174 3,700 Sh Call Shared-defined 1 3,700 CUBIST PHARMACEUTICALS 2.5% CB 11/01/2017-REGISTER Bond 229678AD9 72,295 75,000,000 Prn Shared-defined -- N/A CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 4,611 215,447 Sh Shared-defined -- 215,447 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 768 35,900 Sh Call Shared-defined 1 35,900 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 582 27,200 Sh Put Shared-defined 1 27,200 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 6,466 105,793 Sh Shared-defined -- 105,793 CULLEN/FROST BANKERS INC CMN STK Cmn 229899909 1,436 23,500 Sh Call Shared-defined 1 23,500 CULLEN/FROST BANKERS INC CMN STK Cmn 229899959 471 7,700 Sh Put Shared-defined 1 7,700 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 63 1,036 Sh Shared-defined 1 1,036 CUMMINS INC Cmn 231021106 33,486 304,394 Sh Shared-defined -- 304,394 CUMMINS INC Cmn 231021956 18,504 168,200 Sh Put Shared-defined 1 168,200 CUMMINS INC Cmn 231021906 11,628 105,700 Sh Call Shared-defined 1 105,700 CUMMINS INC Cmn 231021106 2,001 18,189 Sh Shared-defined 1 18,189 ---------- COLUMN TOTALS 152,674 ==========
FORM 13F Page 149 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CUMULUS MEDIA CMN STOCK Cmn 231082108 77 17,807 Sh Shared-defined -- 17,807 CUMULUS MEDIA CMN STOCK Cmn 231082108 -- 11 Sh Shared-defined 1 11 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 354 10,648 Sh Shared-defined -- 10,648 CURTISS-WRIGHT CORP CMN STK Cmn 231561901 123 3,700 Sh Call Shared-defined 1 3,700 CURTISS-WRIGHT CORP CMN STK Cmn 231561951 120 3,600 Sh Put Shared-defined 1 3,600 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 9 259 Sh Shared-defined 1 259 CVB FINANCIAL CORP CMN STK Cmn 126600955 125 14,400 Sh Put Shared-defined 1 14,400 CVB FINANCIAL CORP CMN STK Cmn 126600105 35 4,092 Sh Shared-defined -- 4,092 CVB FINANCIAL CORP CMN STK Cmn 126600105 35 4,044 Sh Shared-defined 1 4,044 CVB FINANCIAL CORP CMN STK Cmn 126600905 29 3,300 Sh Call Shared-defined 1 3,300 CVS CAREMARK CORP CMN STK Cmn 126650100 36,218 1,041,642 Sh Shared-defined -- 1,041,642 CVS CAREMARK CORP CMN STK Cmn 126650900 15,306 440,200 Sh Call Shared-defined 1 440,200 CVS CAREMARK CORP CMN STK Cmn 126650950 9,791 281,600 Sh Put Shared-defined 1 281,600 CVS CAREMARK CORP CMN STK Cmn 126650100 1,290 37,089 Sh Shared-defined 1 37,089 ---------- COLUMN TOTALS 63,512 ==========
FORM 13F Page 150 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CYBERONICS INC Cmn 23251P952 921 29,700 Sh Put Shared-defined 1 29,700 CYBERONICS INC Cmn 23251P902 496 16,000 Sh Call Shared-defined 1 16,000 CYMER INC CMN STOCK Cmn 232572907 1,726 38,300 Sh Call Shared-defined 1 38,300 CYMER INC CMN STOCK Cmn 232572107 708 15,712 Sh Shared-defined -- 15,712 CYMER INC CMN STOCK Cmn 232572957 216 4,800 Sh Put Shared-defined 1 4,800 CYMER INC CMN STOCK Cmn 232572107 124 2,746 Sh Shared-defined 1 2,746 CYPRESS BIOSCIENCES INC Cmn 232674507 62 9,638 Sh Shared-defined 1 9,638 CYPRESS BIOSCIENCES INC Cmn 232674957 27 4,200 Sh Put Shared-defined 1 4,200 CYPRESS BIOSCIENCES INC Cmn 232674907 8 1,200 Sh Call Shared-defined 1 1,200 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 27,407 1,475,090 Sh Shared-defined -- 1,475,090 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 2,479 133,400 Sh Call Shared-defined 1 133,400 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 1,035 55,700 Sh Put Shared-defined 1 55,700 CYPRESS SHARPRIDGE INVESTMEN Cmn 23281A307 606 46,968 Sh Shared-defined -- 46,968 CYPRESS SHARPRIDGE INVESTMEN Cmn 23281A307 19 1,503 Sh Shared-defined 1 1,503 ---------- COLUMN TOTALS 35,834 ==========
FORM 13F Page 151 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) CYTEC INDUSTRIES INC CMN STK Cmn 232820100 1,043 19,652 Sh Shared-defined 1 19,652 CYTEC INDUSTRIES INC CMN STK Cmn 232820900 791 14,900 Sh Call Shared-defined 1 14,900 CYTEC INDUSTRIES INC CMN STK Cmn 232820950 669 12,600 Sh Put Shared-defined 1 12,600 CYTOKINETICS INC COMMON STOCK Cmn 23282W100 39 18,536 Sh Shared-defined 1 18,536 CYTOKINETICS INC COMMON STOCK Cmn 23282W950 32 15,200 Sh Put Shared-defined 1 15,200 CYTOKINETICS INC COMMON STOCK Cmn 23282W900 9 4,100 Sh Call Shared-defined 1 4,100 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K955 230 44,300 Sh Put Shared-defined 1 44,300 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K105 211 40,695 Sh Shared-defined 1 40,695 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K905 48 9,200 Sh Call Shared-defined 1 9,200 CYTORI THERAPEUTICS INC-CW1 Wt 23283K113 1 400 Shared-defined 1 N/A D R HORTON INC CMN STK Cmn 23331A959 3,722 312,000 Sh Put Shared-defined 1 312,000 D R HORTON INC CMN STK Cmn 23331A109 2,124 178,066 Sh Shared-defined 1 178,066 D R HORTON INC CMN STK Cmn 23331A109 1,749 146,613 Sh Shared-defined -- 146,613 D R HORTON INC CMN STK Cmn 23331A909 795 66,600 Sh Call Shared-defined 1 66,600 ---------- COLUMN TOTALS 11,463 ==========
FORM 13F Page 152 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) D.R. HORTON INC 2% CB 05/15/2014-REGISTERED Bond 23331ABB4 39,634 35,000,000 Prn Shared-defined -- N/A DAKTRONICS INC CMN STK Cmn 234264909 204 12,800 Sh Call Shared-defined 1 12,800 DAKTRONICS INC CMN STK Cmn 234264959 102 6,400 Sh Put Shared-defined 1 6,400 DAKTRONICS INC CMN STK Cmn 234264109 11 712 Sh Shared-defined 1 712 DANA HOLDING CORP Cmn 235825955 780 45,300 Sh Put Shared-defined 1 45,300 DANA HOLDING CORP Cmn 235825205 473 27,473 Sh Shared-defined -- 27,473 DANA HOLDING CORP Cmn 235825905 458 26,600 Sh Call Shared-defined 1 26,600 DANA HOLDING CORP Cmn 235825205 161 9,352 Sh Shared-defined 1 9,352 DANAHER CORP CMN STK Cmn 235851102 8,975 190,264 Sh Shared-defined -- 190,264 DANAHER CORP CMN STK Cmn 235851952 6,514 138,100 Sh Put Shared-defined 1 138,100 DANAHER CORP CMN STK Cmn 235851902 5,255 111,400 Sh Call Shared-defined 1 111,400 DANAHER CORP CMN STK Cmn 235851102 621 13,167 Sh Shared-defined 1 13,167 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 5,489 118,200 Sh Call Shared-defined 1 118,200 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 3,636 78,300 Sh Put Shared-defined 1 78,300 ---------- COLUMN TOTALS 72,313 ==========
FORM 13F Page 153 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 3,145 67,718 Sh Shared-defined -- 67,718 DAVITA INC CMN STOCK Cmn 23918K108 12,376 178,095 Sh Shared-defined -- 178,095 DAVITA INC CMN STOCK Cmn 23918K908 4,169 60,000 Sh Call Shared-defined -- 60,000 DAVITA INC CMN STOCK Cmn 23918K958 1,577 22,700 Sh Put Shared-defined 1 22,700 DAVITA INC CMN STOCK Cmn 23918K908 1,181 17,000 Sh Call Shared-defined 1 17,000 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P950 396 10,600 Sh Put Shared-defined 1 10,600 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P100 235 6,276 Sh Shared-defined 1 6,276 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P900 52 1,400 Sh Call Shared-defined 1 1,400 DCT INDUSTRIAL TRUST INC Cmn 233153105 2,237 421,220 Sh Shared-defined -- 421,220 DDI CORP COMMON STOCK Cmn 233162502 179 15,200 Sh Shared-defined -- 15,200 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 13,368 666,071 Sh Shared-defined -- 666,071 DEAN FOODS CO CMN STOCK Cmn 242370104 2,953 334,050 Sh Shared-defined -- 334,050 DEAN FOODS CO CMN STOCK Cmn 242370954 2,652 300,000 Sh Put Shared-defined -- 300,000 DEAN FOODS CO CMN STOCK Cmn 242370954 1,756 198,600 Sh Put Shared-defined 1 198,600 ---------- COLUMN TOTALS 46,276 ==========
FORM 13F Page 154 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DEAN FOODS CO CMN STOCK Cmn 242370104 1,487 168,237 Sh Shared-defined 1 168,237 DEAN FOODS CO CMN STOCK Cmn 242370904 1,052 119,000 Sh Call Shared-defined 1 119,000 DECKERS OUTDOOR CORP CMN STK Cmn 243537957 14,489 181,700 Sh Put Shared-defined 1 181,700 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 11,020 138,201 Sh Shared-defined 1 138,201 DECKERS OUTDOOR CORP CMN STK Cmn 243537907 3,772 47,300 Sh Call Shared-defined 1 47,300 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 3,009 37,738 Sh Shared-defined -- 37,738 DEER CONSUMER PRODUCTS INC Cmn 24379J950 81 7,200 Sh Put Shared-defined 1 7,200 DEER CONSUMER PRODUCTS INC Cmn 24379J900 79 7,000 Sh Call Shared-defined 1 7,000 DEER CONSUMER PRODUCTS INC Cmn 24379J200 38 3,399 Sh Shared-defined 1 3,399 DEER CONSUMER PRODUCTS INC Cmn 24379J200 10 900 Sh Shared-defined -- 900 DEERE & COMPANY COMMON STOCK Cmn 244199955 26,842 323,200 Sh Put Shared-defined 1 323,200 DEERE & COMPANY COMMON STOCK Cmn 244199105 13,844 166,698 Sh Shared-defined -- 166,698 DEERE & COMPANY COMMON STOCK Cmn 244199905 13,197 158,900 Sh Call Shared-defined 1 158,900 DEERE & COMPANY COMMON STOCK Cmn 244199105 3,692 44,460 Sh Shared-defined 1 44,460 ---------- COLUMN TOTALS 92,612 ==========
FORM 13F Page 155 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DEL MONTE FOODS CMN STOCK Cmn 24522P103 676 35,968 Sh Shared-defined 1 35,968 DEL MONTE FOODS CMN STOCK Cmn 24522P953 177 9,400 Sh Put Shared-defined 1 9,400 DEL MONTE FOODS CMN STOCK Cmn 24522P903 32 1,700 Sh Call Shared-defined 1 1,700 DEL MONTE FOODS CMN STOCK Cmn 24522P103 -- 1 Sh Shared-defined -- 1 DELCATH SYSTEMS INC Cmn 24661P904 846 86,300 Sh Call Shared-defined 1 86,300 DELCATH SYSTEMS INC Cmn 24661P954 731 74,600 Sh Put Shared-defined 1 74,600 DELCATH SYSTEMS INC Cmn 24661P104 187 19,054 Sh Shared-defined 1 19,054 DELCATH SYSTEMS INC Cmn 24661P104 58 5,887 Sh Shared-defined -- 5,887 DELHAIZE LE LION SA ADR 1:1 Depository Receipt 29759W101 268 3,634 Sh Shared-defined -- N/A DELL INC CMN STOCK Cmn 24702R901 7,182 530,000 Sh Call Shared-defined 1 530,000 DELL INC CMN STOCK Cmn 24702R951 5,343 394,300 Sh Put Shared-defined 1 394,300 DELL INC CMN STOCK Cmn 24702R101 3,320 244,991 Sh Shared-defined 1 244,991 DELL INC CMN STOCK Cmn 24702R101 51 3,766 Sh Shared-defined -- 3,766 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131905 418 14,500 Sh Call Shared-defined 1 14,500 ---------- COLUMN TOTALS 19,289 ==========
FORM 13F Page 156 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131105 32 1,098 Sh Shared-defined -- 1,098 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131955 29 1,000 Sh Put Shared-defined 1 1,000 DELTA AIR LINES INC CMN STK Cmn 247361952 5,358 425,200 Sh Put Shared-defined 1 425,200 DELTA AIR LINES INC CMN STK Cmn 247361902 4,487 356,100 Sh Call Shared-defined 1 356,100 DELTA AIR LINES INC CMN STK Cmn 247361702 3,073 243,907 Sh Shared-defined 1 243,907 DELTA AIR LINES INC CMN STK Cmn 247361702 9 753 Sh Shared-defined -- 753 DELTA PETROLEUM CORP CMN STK Cmn 247907207 16 20,858 Sh Shared-defined 1 20,858 DELTA PETROLEUM CORP CMN STK Cmn 247907957 13 16,600 Sh Put Shared-defined 1 16,600 DELTA PETROLEUM CORP CMN STK Cmn 247907907 6 8,300 Sh Call Shared-defined 1 8,300 DELTEK INC Cmn 24784L105 89 12,273 Sh Shared-defined -- 12,273 DELTEK INC Cmn 24784L105 1 203 Sh Shared-defined 1 203 DELTIC TIMBER CORP CMN STOCK Cmn 247850100 302 5,358 Sh Shared-defined -- 5,358 DELUXE CORP Cmn 248019901 1,098 47,700 Sh Call Shared-defined 1 47,700 DELUXE CORP Cmn 248019101 1,093 47,489 Sh Shared-defined -- 47,489 ---------- COLUMN TOTALS 15,606 ==========
FORM 13F Page 157 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DELUXE CORP Cmn 248019951 154 6,700 Sh Put Shared-defined 1 6,700 DENBURY RES INC CMN STOCK Cmn 247916958 1,266 66,300 Sh Put Shared-defined 1 66,300 DENBURY RES INC CMN STOCK Cmn 247916908 790 41,400 Sh Call Shared-defined 1 41,400 DENBURY RES INC CMN STOCK Cmn 247916208 259 13,556 Sh Shared-defined 1 13,556 DENBURY RES INC CMN STOCK Cmn 247916208 256 13,385 Sh Shared-defined -- 13,385 DENDREON CORP Cmn 24823Q107 14,885 426,258 Sh Shared-defined -- 426,258 DENDREON CORP Cmn 24823Q907 12,449 356,500 Sh Call Shared-defined 1 356,500 DENDREON CORP Cmn 24823Q957 8,538 244,500 Sh Put Shared-defined 1 244,500 DENDREON CORP Cmn 24823Q907 4,889 140,000 Sh Call Shared-defined -- 140,000 DENDREON CORP Cmn 24823Q107 960 27,489 Sh Shared-defined 1 27,489 DENISON MINES CORP COMMON STOCK Cmn 248356107 297 86,896 Sh Shared-defined 1 86,896 DENISON MINES CORP COMMON STOCK Cmn 248356957 202 59,000 Sh Put Shared-defined 1 59,000 DENISON MINES CORP COMMON STOCK Cmn 248356907 14 4,000 Sh Call Shared-defined 1 4,000 DENNY'S CORP CMN STOCK Cmn 24869P104 86 24,092 Sh Shared-defined -- 24,092 ---------- COLUMN TOTALS 45,045 ==========
FORM 13F Page 158 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DENNY'S CORP CMN STOCK Cmn 24869P104 45 12,452 Sh Shared-defined 1 12,452 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 1,752 51,279 Sh Shared-defined -- 51,279 DENTSPLY INTERNATL INC CMN STK Cmn 249030957 338 9,900 Sh Put Shared-defined 1 9,900 DENTSPLY INTERNATL INC CMN STK Cmn 249030907 51 1,500 Sh Call Shared-defined 1 1,500 DEPOMED INC CMN STOCK Cmn 249908104 348 54,682 Sh Shared-defined -- 54,682 DEPOMED INC CMN STOCK Cmn 249908954 183 28,700 Sh Put Shared-defined 1 28,700 DEPOMED INC CMN STOCK Cmn 249908904 114 18,000 Sh Call Shared-defined 1 18,000 DEPOMED INC CMN STOCK Cmn 249908104 104 16,318 Sh Shared-defined 1 16,318 DEUTSCHE BANK Cmn D18190958 3,008 57,800 Sh Put Shared-defined 1 57,800 DEUTSCHE BANK Cmn D18190908 2,545 48,900 Sh Call Shared-defined 1 48,900 DEUTSCHE BANK Cmn D18190898 968 18,594 Sh Shared-defined 1 18,594 DEUTSCHE BANK Cmn D18190898 856 16,448 Sh Shared-defined -- 16,448 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 12,331 875,165 Sh Shared-defined -- 875,165 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591903 287 20,400 Sh Call Shared-defined 1 20,400 ---------- COLUMN TOTALS 22,930 ==========
FORM 13F Page 159 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591953 248 17,600 Sh Put Shared-defined 1 17,600 DEVELOPERS DIVERSIFIED REALTY CORP CB 1.75% 11/15/2040 - -REGISTERD Bond 251591AX1 26,499 25,000,000 Prn Shared-defined -- N/A DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 84,832 1,080,531 Sh Shared-defined -- 1,080,531 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 15,529 197,800 Sh Put Shared-defined 1 197,800 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 15,043 191,600 Sh Call Shared-defined 1 191,600 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 5,040 64,195 Sh Shared-defined 1 64,195 DEVRY INC CMN STK Cmn 251893903 1,435 29,900 Sh Call Shared-defined 1 29,900 DEVRY INC CMN STK Cmn 251893103 549 11,443 Sh Shared-defined -- 11,443 DEVRY INC CMN STK Cmn 251893953 293 6,100 Sh Put Shared-defined 1 6,100 DEVRY INC CMN STK Cmn 251893103 114 2,376 Sh Shared-defined 1 2,376 DEXCOM INC COMMON STOCK Cmn 252131107 88 6,450 Sh Shared-defined 1 6,450 DEXCOM INC COMMON STOCK Cmn 252131957 45 3,300 Sh Put Shared-defined 1 3,300 DEXCOM INC COMMON STOCK Cmn 252131907 30 2,200 Sh Call Shared-defined 1 2,200 DEXCOM INC COMMON STOCK Cmn 252131107 15 1,106 Sh Shared-defined -- 1,106 ---------- COLUMN TOTALS 149,760 ==========
FORM 13F Page 160 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DG FASTCHANNEL INC CMN STOCK Cmn 23326R909 529 18,300 Sh Call Shared-defined 1 18,300 DG FASTCHANNEL INC CMN STOCK Cmn 23326R959 459 15,900 Sh Put Shared-defined 1 15,900 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 150 5,187 Sh Shared-defined 1 5,187 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 90 3,100 Sh Shared-defined -- 3,100 DHT HOLDINGS INC Cmn Y2065G905 54 11,700 Sh Call Shared-defined 1 11,700 DHT HOLDINGS INC Cmn Y2065G105 39 8,310 Sh Shared-defined -- 8,310 DHT HOLDINGS INC Cmn Y2065G105 20 4,220 Sh Shared-defined 1 4,220 DIAGEO PLC -SPONS ADR 4:1 Depository Receipt 25243Q205 596 8,012 Sh Shared-defined -- N/A DIAMOND FOODS INC COMMON STOCK Cmn 252603905 1,074 20,200 Sh Call Shared-defined 1 20,200 DIAMOND FOODS INC COMMON STOCK Cmn 252603105 105 1,979 Sh Shared-defined -- 1,979 DIAMOND FOODS INC COMMON STOCK Cmn 252603955 80 1,500 Sh Put Shared-defined 1 1,500 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C952 13,809 206,500 Sh Put Shared-defined 1 206,500 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C902 10,973 164,100 Sh Call Shared-defined 1 164,100 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 2,128 31,825 Sh Shared-defined 1 31,825 ---------- COLUMN TOTALS 30,106 ==========
FORM 13F Page 161 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 580 8,667 Sh Shared-defined -- 8,667 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 984 81,840 Sh Shared-defined 1 81,840 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 964 80,200 Sh Put Shared-defined 1 80,200 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 197 16,400 Sh Call Shared-defined 1 16,400 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 26 2,180 Sh Shared-defined -- 2,180 DICE HOLDINGS INC Cmn 253017107 615 42,831 Sh Shared-defined -- 42,831 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 10,648 283,937 Sh Shared-defined -- 283,937 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 6,064 161,700 Sh Call Shared-defined 1 161,700 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 2,640 70,400 Sh Put Shared-defined 1 70,400 DIEBOLD INC CMN STK Cmn 253651103 5,077 158,399 Sh Shared-defined -- 158,399 DIEBOLD INC CMN STK Cmn 253651953 208 6,500 Sh Put Shared-defined 1 6,500 DIEBOLD INC CMN STK Cmn 253651903 154 4,800 Sh Call Shared-defined 1 4,800 DIEBOLD INC CMN STK Cmn 253651103 34 1,062 Sh Shared-defined 1 1,062 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868953 4,108 79,700 Sh Put Shared-defined 1 79,700 ---------- COLUMN TOTALS 32,299 ==========
FORM 13F Page 162 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868903 3,829 74,300 Sh Call Shared-defined -- 74,300 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868103 1,158 22,473 Sh Shared-defined 1 22,473 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868903 933 18,100 Sh Call Shared-defined 1 18,100 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868103 483 9,362 Sh Shared-defined -- 9,362 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 12,617 366,574 Sh Shared-defined -- 366,574 DIGITAL RIVER INC CMN STOCK Cmn 25388B904 1,552 45,100 Sh Call Shared-defined 1 45,100 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 1,466 42,600 Sh Put Shared-defined 1 42,600 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 36 1,038 Sh Shared-defined 1 1,038 DIGITALGLOBE INC Cmn 25389M877 367 11,572 Sh Shared-defined -- 11,572 DIGITALGLOBE INC Cmn 25389M957 146 4,600 Sh Put Shared-defined 1 4,600 DIGITALGLOBE INC Cmn 25389M877 41 1,288 Sh Shared-defined 1 1,288 DIGITALGLOBE INC Cmn 25389M907 38 1,200 Sh Call Shared-defined 1 1,200 DILLARD'S INC - CL A CMN STK Cmn 254067901 3,005 79,200 Sh Call Shared-defined 1 79,200 DILLARD'S INC - CL A CMN STK Cmn 254067951 2,083 54,900 Sh Put Shared-defined 1 54,900 ---------- COLUMN TOTALS 27,754 ==========
FORM 13F Page 163 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DILLARD'S INC - CL A CMN STK Cmn 254067101 1,008 26,557 Sh Shared-defined -- 26,557 DINEEQUITY INC CMN STK Cmn 254423906 3,007 60,900 Sh Call Shared-defined 1 60,900 DINEEQUITY INC CMN STK Cmn 254423956 1,723 34,900 Sh Put Shared-defined 1 34,900 DINEEQUITY INC CMN STK Cmn 254423106 211 4,276 Sh Shared-defined -- 4,276 DIODES INC CMN STK Cmn 254543101 14,132 523,590 Sh Shared-defined -- 523,590 DIODES INC CMN STK Cmn 254543901 391 14,500 Sh Call Shared-defined 1 14,500 DIODES INC CMN STK Cmn 254543951 73 2,700 Sh Put Shared-defined 1 2,700 DIODES INC CMN STK Cmn 254543101 47 1,759 Sh Shared-defined 1 1,759 DIONEX CORP CMN STK Cmn 254546104 1,545 13,094 Sh Shared-defined -- 13,094 DIRECTV Cmn 25490A951 13,572 339,900 Sh Put Shared-defined 1 339,900 DIRECTV Cmn 25490A101 8,299 207,835 Sh Shared-defined 1 207,835 DIRECTV Cmn 25490A901 6,321 158,300 Sh Call Shared-defined 1 158,300 DIRECTV Cmn 25490A101 1,402 35,100 Sh Shared-defined -- 35,100 DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 6,049 326,451 Sh Shared-defined -- 326,451 ---------- COLUMN TOTALS 57,780 ==========
FORM 13F Page 164 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 1,443 77,900 Sh Put Shared-defined 1 77,900 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 776 41,900 Sh Call Shared-defined 1 41,900 DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 583 31,448 Sh Shared-defined 1 31,448 DISCOVERY COMMUNICATIONS INC Cmn 25470F954 467 11,200 Sh Put Shared-defined 1 11,200 DISCOVERY COMMUNICATIONS INC Cmn 25470F104 233 5,591 Sh Shared-defined 1 5,591 DISCOVERY COMMUNICATIONS INC Cmn 25470F904 121 2,900 Sh Call Shared-defined 1 2,900 DISCOVERY COMMUNICATIONS INC Cmn 25470F104 8 200 Sh Shared-defined -- 200 DISCOVERY COMMUNICATIONS-C Cmn 25470F302 24,901 678,693 Sh Shared-defined -- 678,693 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 29,403 1,495,600 Sh Call Shared-defined -- 1,495,600 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 2,212 112,502 Sh Shared-defined -- 112,502 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 1,323 67,300 Sh Call Shared-defined 1 67,300 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 596 30,300 Sh Put Shared-defined 1 30,300 DISNEY WALT CO Cmn 254687106 17,549 467,842 Sh Shared-defined -- 467,842 DISNEY WALT CO Cmn 254687956 12,851 342,600 Sh Put Shared-defined 1 342,600 ---------- COLUMN TOTALS 92,466 ==========
FORM 13F Page 165 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DISNEY WALT CO Cmn 254687906 10,642 283,700 Sh Call Shared-defined 1 283,700 DISNEY WALT CO Cmn 254687106 9 227 Sh Shared-defined 1 227 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 6,216 93,188 Sh Shared-defined -- 93,188 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 2,094 31,400 Sh Call Shared-defined 1 31,400 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 587 8,800 Sh Put Shared-defined 1 8,800 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 293 4,397 Sh Shared-defined 1 4,397 DOLE FOOD CO INC Cmn 256603901 5,674 420,000 Sh Call Shared-defined -- 420,000 DOLE FOOD CO INC Cmn 256603101 970 71,793 Sh Shared-defined -- 71,793 DOLE FOOD CO INC Cmn 256603901 266 19,700 Sh Call Shared-defined 1 19,700 DOLE FOOD CO INC Cmn 256603951 97 7,200 Sh Put Shared-defined 1 7,200 DOLE FOOD CO INC Cmn 256603101 15 1,100 Sh Shared-defined 1 1,100 DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST Bond 256664AB9 6,496 6,450,000 Prn Shared-defined -- N/A DOLLAR FINANCIAL CORP 3% CB 04/01/2028- REGISTERED Bond 256664AC7 24,560 20,738,000 Prn Shared-defined -- N/A DOLLAR GENERAL CORP Cmn 256677905 1,540 50,200 Sh Call Shared-defined 1 50,200 ---------- COLUMN TOTALS 59,459 ==========
FORM 13F Page 166 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DOLLAR GENERAL CORP Cmn 256677955 531 17,300 Sh Put Shared-defined 1 17,300 DOLLAR GENERAL CORP Cmn 256677105 70 2,287 Sh Shared-defined -- 2,287 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 3,488 73,800 Sh Call Shared-defined 1 73,800 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 1,545 32,700 Sh Put Shared-defined 1 32,700 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 163 3,456 Sh Shared-defined 1 3,456 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 5,440 97,000 Sh Put Shared-defined 1 97,000 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 3,188 56,848 Sh Shared-defined 1 56,848 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 2,922 52,100 Sh Call Shared-defined 1 52,100 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 2,378 42,399 Sh Shared-defined -- 42,399 DOMINION RES INC VA Cmn 25746U909 2,132 49,900 Sh Call Shared-defined 1 49,900 DOMINION RES INC VA Cmn 25746U959 1,448 33,900 Sh Put Shared-defined 1 33,900 DOMINION RES INC VA Cmn 25746U109 947 22,179 Sh Shared-defined 1 22,179 DOMINION RES INC VA Cmn 25746U109 675 15,796 Sh Shared-defined -- 15,796 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 629 39,423 Sh Shared-defined -- 39,423 ---------- COLUMN TOTALS 25,556 ==========
FORM 13F Page 167 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A901 252 15,800 Sh Call Shared-defined 1 15,800 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A951 43 2,700 Sh Put Shared-defined 1 2,700 DOMTAR CORP CMN STK Cmn 257559903 2,012 26,500 Sh Call Shared-defined 1 26,500 DOMTAR CORP CMN STK Cmn 257559203 1,758 23,162 Sh Shared-defined -- 23,162 DOMTAR CORP CMN STK Cmn 257559953 865 11,400 Sh Put Shared-defined 1 11,400 DOMTAR CORP CMN STK Cmn 257559203 178 2,350 Sh Shared-defined 1 2,350 DONALDSON CO INC CMN STK Cmn 257651109 19,399 332,858 Sh Shared-defined -- 332,858 DONALDSON CO INC CMN STK Cmn 257651909 507 8,700 Sh Call Shared-defined 1 8,700 DONALDSON CO INC CMN STK Cmn 257651959 268 4,600 Sh Put Shared-defined 1 4,600 DONNELLEY R R & SONS CO Cmn 257867101 1,983 113,503 Sh Shared-defined -- 113,503 DONNELLEY R R & SONS CO Cmn 257867901 599 34,300 Sh Call Shared-defined 1 34,300 DONNELLEY R R & SONS CO Cmn 257867951 309 17,700 Sh Put Shared-defined 1 17,700 DONNELLEY R R & SONS CO Cmn 257867101 106 6,087 Sh Shared-defined 1 6,087 DOUGLAS EMMETT INC Cmn 25960P109 732 44,067 Sh Shared-defined -- 44,067 ---------- COLUMN TOTALS 29,011 ==========
FORM 13F Page 168 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DOUGLAS EMMETT INC Cmn 25960P959 45 2,700 Sh Put Shared-defined 1 2,700 DOUGLAS EMMETT INC Cmn 25960P109 39 2,349 Sh Shared-defined 1 2,349 DOVER CORP Cmn 260003108 17,670 302,307 Sh Shared-defined -- 302,307 DOVER CORP Cmn 260003958 1,473 25,200 Sh Put Shared-defined 1 25,200 DOVER CORP Cmn 260003908 853 14,600 Sh Call Shared-defined 1 14,600 DOVER CORP Cmn 260003108 617 10,562 Sh Shared-defined 1 10,562 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 25,216 738,600 Sh Put Shared-defined 1 738,600 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 17,524 513,300 Sh Call Shared-defined 1 513,300 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 16,702 489,235 Sh Shared-defined -- 489,235 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 464 13,602 Sh Shared-defined 1 13,602 DPL INC CMN STK Cmn 233293109 1,318 51,268 Sh Shared-defined -- 51,268 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 461 13,106 Sh Shared-defined -- 13,106 DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 204 5,800 Sh Call Shared-defined 1 5,800 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 70 2,000 Sh Put Shared-defined 1 2,000 ---------- COLUMN TOTALS 82,656 ==========
FORM 13F Page 169 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 43 1,219 Sh Shared-defined 1 1,219 DR REDDY'S LABORATORIES LTD Depository ADR 2:1 Receipt 256135203 586 15,853 Sh Shared-defined -- N/A DR REDDY'S LABORATORIES LTD Depository ADR 2:1 Receipt 256135203 480 12,994 Sh Shared-defined 1 N/A DRAGONWAVE INC Cmn 26144M103 149 17,650 Sh Shared-defined 1 17,650 DRAGONWAVE INC Cmn 26144M953 73 8,700 Sh Put Shared-defined 1 8,700 DRAGONWAVE INC Cmn 26144M903 38 4,500 Sh Call Shared-defined 1 4,500 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 7,275 246,871 Sh Shared-defined -- 246,871 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C953 224 7,600 Sh Put Shared-defined 1 7,600 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C903 59 2,000 Sh Call Shared-defined 1 2,000 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 50 1,686 Sh Shared-defined 1 1,686 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608903 549 12,900 Sh Call Shared-defined 1 12,900 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608953 328 7,700 Sh Put Shared-defined 1 7,700 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 183 4,297 Sh Shared-defined 1 4,297 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 91 2,145 Sh Shared-defined -- 2,145 ---------- COLUMN TOTALS 10,128 ==========
FORM 13F Page 170 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DREW INDUSTRIES INC CMN STK Cmn 26168L205 230 10,104 Sh Shared-defined -- 10,104 DRIL-QUIP INC CMN STOCK Cmn 262037904 3,085 39,700 Sh Call Shared-defined 1 39,700 DRIL-QUIP INC CMN STOCK Cmn 262037954 2,122 27,300 Sh Put Shared-defined 1 27,300 DRIL-QUIP INC CMN STOCK Cmn 262037104 605 7,785 Sh Shared-defined -- 7,785 DRIL-QUIP INC CMN STOCK Cmn 262037104 331 4,263 Sh Shared-defined 1 4,263 DRYSHIPS INC 5% CB 12/01/2014-REGISTERED Bond 262498AB4 5,145 4,964,000 Prn Shared-defined 1 N/A DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 16,057 2,919,400 Sh Put Shared-defined 1 2,919,400 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 11,572 2,103,939 Sh Shared-defined 1 2,103,939 DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 4,184 760,800 Sh Call Shared-defined 1 760,800 DSP GROUP INC CMN STK Cmn 23332B106 85 10,500 Sh Shared-defined -- 10,500 DST SYS INC DEL CMN STOCK Cmn 233326107 1,951 43,998 Sh Shared-defined -- 43,998 DST SYS INC DEL CMN STOCK Cmn 233326957 297 6,700 Sh Put Shared-defined 1 6,700 DST SYS INC DEL CMN STOCK Cmn 233326907 293 6,600 Sh Call Shared-defined 1 6,600 DSW INC COMMON STOCK Cmn 23334L102 1,863 47,648 Sh Shared-defined -- 47,648 ---------- COLUMN TOTALS 47,820 ==========
FORM 13F Page 171 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DSW INC COMMON STOCK Cmn 23334L952 516 13,200 Sh Put Shared-defined 1 13,200 DSW INC COMMON STOCK Cmn 23334L902 418 10,700 Sh Call Shared-defined 1 10,700 DSW INC COMMON STOCK Cmn 23334L102 216 5,532 Sh Shared-defined 1 5,532 DTE ENERGY CO CMN SHRS Cmn 233331907 1,459 32,200 Sh Call Shared-defined 1 32,200 DTE ENERGY CO CMN SHRS Cmn 233331957 879 19,400 Sh Put Shared-defined 1 19,400 DTE ENERGY CO CMN SHRS Cmn 233331107 609 13,436 Sh Shared-defined -- 13,436 DTE ENERGY CO CMN SHRS Cmn 233331107 182 4,009 Sh Shared-defined 1 4,009 DTS INC COMMON STOCK Cmn 23335C101 4,647 94,745 Sh Shared-defined -- 94,745 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534909 21,354 428,100 Sh Call Shared-defined 1 428,100 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534959 14,246 285,600 Sh Put Shared-defined 1 285,600 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 1,817 36,434 Sh Shared-defined 1 36,434 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 817 16,371 Sh Shared-defined -- 16,371 DUKE ENERGY COMMON STOCK Cmn 26441C105 2,244 125,992 Sh Shared-defined 1 125,992 DUKE ENERGY COMMON STOCK Cmn 26441C105 1,976 110,953 Sh Shared-defined -- 110,953 ---------- COLUMN TOTALS 51,380 ==========
FORM 13F Page 172 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DUKE ENERGY COMMON STOCK Cmn 26441C955 1,678 94,200 Sh Put Shared-defined 1 94,200 DUKE ENERGY COMMON STOCK Cmn 26441C905 467 26,200 Sh Call Shared-defined 1 26,200 DUN & BRADSTREET CORP NEW Cmn 26483E100 3,243 39,508 Sh Shared-defined -- 39,508 DUOYUAN GLOBAL WATER INC-ADR Depository Receipt 266043108 571 44,695 Sh Shared-defined 1 N/A DUOYUAN GLOBAL WATER INC-ADR Depository Receipt 266043108 115 8,968 Sh Shared-defined -- N/A DUPONT FABROS TECHNOLOGY Cmn 26613Q956 878 41,300 Sh Put Shared-defined 1 41,300 DUPONT FABROS TECHNOLOGY Cmn 26613Q106 460 21,638 Sh Shared-defined -- 21,638 DUPONT FABROS TECHNOLOGY Cmn 26613Q906 359 16,900 Sh Call Shared-defined 1 16,900 DUPONT FABROS TECHNOLOGY Cmn 26613Q106 101 4,760 Sh Shared-defined 1 4,760 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 139 9,402 Sh Shared-defined -- 9,402 DYCOM INDUSTRIES INC CMN STK Cmn 267475951 83 5,600 Sh Put Shared-defined 1 5,600 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 47 3,160 Sh Shared-defined 1 3,160 DYCOM INDUSTRIES INC CMN STK Cmn 267475901 44 3,000 Sh Call Shared-defined 1 3,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 750 33,212 Sh Shared-defined -- 33,212 ---------- COLUMN TOTALS 8,935 ==========
FORM 13F Page 173 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) DYNAMIC MATERIALS CORP CMN STK Cmn 267888905 203 9,000 Sh Call Shared-defined 1 9,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888955 65 2,900 Sh Put Shared-defined 1 2,900 DYNEGY INC CMN STOCK Cmn 26817G300 13,958 2,483,574 Sh Shared-defined -- 2,483,574 DYNEGY INC CMN STOCK Cmn 26817G300 178 31,663 Sh Shared-defined 1 31,663 DYNEGY INC CMN STOCK Cmn 26817G950 81 14,500 Sh Put Shared-defined 1 14,500 DYNEGY INC CMN STOCK Cmn 26817G900 24 4,300 Sh Call Shared-defined 1 4,300 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246401 347,719 21,732,462 Sh Shared-defined -- 21,732,462 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246401 396 24,754 Sh Shared-defined 1 24,754 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 964 193,556 Sh Shared-defined 1 193,556 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A951 764 153,400 Sh Put Shared-defined 1 153,400 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 108 21,785 Sh Shared-defined -- 21,785 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A901 25 5,000 Sh Call Shared-defined 1 5,000 EAGLE MATERIALS INC CMN STK Cmn 26969P108 854 30,237 Sh Shared-defined -- 30,237 EAGLE MATERIALS INC CMN STK Cmn 26969P958 681 24,100 Sh Put Shared-defined 1 24,100 ---------- COLUMN TOTALS 366,020 ==========
FORM 13F Page 174 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EAGLE MATERIALS INC CMN STK Cmn 26969P108 192 6,794 Sh Shared-defined 1 6,794 EAGLE MATERIALS INC CMN STK Cmn 26969P908 88 3,100 Sh Call Shared-defined 1 3,100 EAGLE ROCK ENERGY PART-CW12 Wt 26985R120 -- 100 Shared-defined 1 N/A EAGLE ROCK ENERGY PARTNERS Cmn 26985R104 143 16,211 Sh Shared-defined 1 16,211 EAGLE ROCK ENERGY PARTNERS Cmn 26985R954 114 12,900 Sh Put Shared-defined 1 12,900 EAGLE ROCK ENERGY PARTNERS Cmn 26985R904 50 5,700 Sh Call Shared-defined 1 5,700 EARTHLINK INC 3.25% CB 11/15/2026 - - REGISTERED Bond 270321AA0 31,431 28,000,000 Prn Shared-defined -- N/A EARTHLINK INC CMN STOCK Cmn 270321102 3,740 434,905 Sh Shared-defined -- 434,905 EARTHLINK INC CMN STOCK Cmn 270321952 132 15,400 Sh Put Shared-defined 1 15,400 EARTHLINK INC CMN STOCK Cmn 270321902 122 14,200 Sh Call Shared-defined 1 14,200 EAST WEST BANCORP INC CMN STOCK Cmn 27579R104 9,468 484,294 Sh Shared-defined -- 484,294 EAST WEST BANCORP INC CMN STOCK Cmn 27579R954 209 10,700 Sh Put Shared-defined 1 10,700 EAST WEST BANCORP INC CMN STOCK Cmn 27579R904 23 1,200 Sh Call Shared-defined 1 1,200 EASTGROUP PROPERTIES CMN STK Cmn 277276101 3,365 79,520 Sh Shared-defined -- 79,520 ---------- COLUMN TOTALS 49,077 ==========
FORM 13F Page 175 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 11,494 136,700 Sh Put Shared-defined 1 136,700 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 2,951 35,100 Sh Call Shared-defined 1 35,100 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 767 9,118 Sh Shared-defined 1 9,118 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 276 3,288 Sh Shared-defined -- 3,288 EASTMAN KODAK COMMON STOCK Cmn 277461909 1,576 294,000 Sh Call Shared-defined 1 294,000 EASTMAN KODAK COMMON STOCK Cmn 277461959 1,460 272,300 Sh Put Shared-defined 1 272,300 EASTMAN KODAK COMMON STOCK Cmn 277461109 626 116,765 Sh Shared-defined -- 116,765 EASTMAN KODAK COMMON STOCK Cmn 277461109 229 42,790 Sh Shared-defined 1 42,790 EASTMAN KODAK COMPANY 7% CB 04/01/2017-REGISTERED Bond 277461BJ7 35,933 34,500,000 Prn Shared-defined -- N/A EATON CORP Cmn 278058102 34,163 336,546 Sh Shared-defined -- 336,546 EATON CORP Cmn 278058902 6,375 62,800 Sh Call Shared-defined 1 62,800 EATON CORP Cmn 278058952 5,228 51,500 Sh Put Shared-defined 1 51,500 EATON CORP Cmn 278058102 473 4,655 Sh Shared-defined 1 4,655 EATON VANCE CORP CMN STK Cmn 278265103 4,823 159,550 Sh Shared-defined -- 159,550 ---------- COLUMN TOTALS 106,374 ==========
FORM 13F Page 176 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EATON VANCE CORP CMN STK Cmn 278265903 535 17,700 Sh Call Shared-defined 1 17,700 EATON VANCE CORP CMN STK Cmn 278265953 381 12,600 Sh Put Shared-defined 1 12,600 EATON VANCE CORP CMN STK Cmn 278265103 6 197 Sh Shared-defined 1 197 EBAY INC COM STK Cmn 278642953 18,128 651,400 Sh Put Shared-defined 1 651,400 EBAY INC COM STK Cmn 278642903 13,005 467,300 Sh Call Shared-defined 1 467,300 EBAY INC COM STK Cmn 278642103 3,252 116,848 Sh Shared-defined -- 116,848 EBAY INC COM STK Cmn 278642103 1,994 71,659 Sh Shared-defined 1 71,659 EBIX INC CMN STK Cmn 278715956 961 40,600 Sh Put Shared-defined 1 40,600 EBIX INC CMN STK Cmn 278715906 639 27,000 Sh Call Shared-defined 1 27,000 EBIX INC CMN STK Cmn 278715206 393 16,589 Sh Shared-defined 1 16,589 EBIX INC CMN STK Cmn 278715206 268 11,334 Sh Shared-defined -- 11,334 ECHELON CORP CMN STOCK Cmn 27874N105 208 20,384 Sh Shared-defined -- 20,384 ECHELON CORP CMN STOCK Cmn 27874N955 187 18,400 Sh Put Shared-defined 1 18,400 ECHELON CORP CMN STOCK Cmn 27874N105 161 15,773 Sh Shared-defined 1 15,773 ---------- COLUMN TOTALS 40,118 ==========
FORM 13F Page 177 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ECHELON CORP CMN STOCK Cmn 27874N905 3 300 Sh Call Shared-defined 1 300 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 2,986 247,973 Sh Shared-defined -- 247,973 ECHOSTAR CORP Cmn 278768906 415 16,600 Sh Call Shared-defined 1 16,600 ECHOSTAR CORP Cmn 278768106 373 14,944 Sh Shared-defined -- 14,944 ECHOSTAR CORP Cmn 278768106 76 3,025 Sh Shared-defined 1 3,025 ECHOSTAR CORP Cmn 278768956 15 600 Sh Put Shared-defined 1 600 ECOLAB INC Cmn 278865100 22,003 436,396 Sh Shared-defined -- 436,396 ECOLAB INC Cmn 278865900 761 15,100 Sh Call Shared-defined 1 15,100 ECOLAB INC Cmn 278865950 630 12,500 Sh Put Shared-defined 1 12,500 ECOLAB INC Cmn 278865100 353 7,011 Sh Shared-defined 1 7,011 ECOLOGY INC Cmn 91732J102 952 54,774 Sh Shared-defined -- 54,774 E-COMMERCE CHINA-SPON ADR Depository Receipt 26833A105 1,244 45,970 Sh Shared-defined 1 N/A EDISON INTERNATIONAL Cmn 281020107 482 12,491 Sh Shared-defined 1 12,491 EDISON INTERNATIONAL Cmn 281020957 440 11,400 Sh Put Shared-defined 1 11,400 ---------- COLUMN TOTALS 30,733 ==========
FORM 13F Page 178 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EDISON INTERNATIONAL Cmn 281020907 247 6,400 Sh Call Shared-defined 1 6,400 EDISON INTERNATIONAL Cmn 281020107 3 65 Sh Shared-defined -- 65 EDUCATION MGMT CORP CMN STOCK Cmn 28140M953 1,081 59,700 Sh Put Shared-defined 1 59,700 EDUCATION MGMT CORP CMN STOCK Cmn 28140M903 608 33,600 Sh Call Shared-defined 1 33,600 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 264 14,587 Sh Shared-defined 1 14,587 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 124 6,850 Sh Shared-defined -- 6,850 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 5,069 62,700 Sh Put Shared-defined 1 62,700 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 2,433 30,100 Sh Call Shared-defined 1 30,100 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 1,069 13,229 Sh Shared-defined 1 13,229 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 28 348 Sh Shared-defined -- 348 EHEALTH INC Cmn 28238P109 137 9,631 Sh Shared-defined -- 9,631 EHEALTH INC Cmn 28238P909 60 4,200 Sh Call Shared-defined 1 4,200 EHEALTH INC Cmn 28238P109 13 923 Sh Shared-defined 1 923 EHEALTH INC Cmn 28238P959 9 600 Sh Put Shared-defined 1 600 ---------- COLUMN TOTALS 11,145 ==========
FORM 13F Page 179 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EHOME INNS & HOTELS MANAGEMENT Depository INC ADR Receipt 43713W107 794 19,390 Sh Shared-defined -- N/A EHOME INNS & HOTELS MANAGEMENT Depository INC ADR Receipt 43713W107 367 8,965 Sh Shared-defined 1 N/A E-HOUSE CHINA HOLDINGS-ADS Depository Receipt 26852W103 310 20,755 Sh Shared-defined -- N/A E-HOUSE CHINA HOLDINGS-ADS Depository Receipt 26852W103 39 2,618 Sh Shared-defined 1 N/A EL PASO CORP CMN STK Cmn 28336L909 1,965 142,800 Sh Call Shared-defined 1 142,800 EL PASO CORP CMN STK Cmn 28336L959 1,509 109,700 Sh Put Shared-defined 1 109,700 EL PASO CORP CMN STK Cmn 28336L109 876 63,638 Sh Shared-defined -- 63,638 EL PASO CORP CMN STK Cmn 28336L109 693 50,383 Sh Shared-defined 1 50,383 EL PASO ENERGY CAP TRUST I 4.75% DUE 3/31/28 - REG Pref Stk 283678209 1 18 Sh Shared-defined 1 N/A EL PASO PIPELINE PARTNERS LP Cmn 283702958 418 12,500 Sh Put Shared-defined 1 12,500 EL PASO PIPELINE PARTNERS LP Cmn 283702108 371 11,077 Sh Shared-defined 1 11,077 EL PASO PIPELINE PARTNERS LP Cmn 283702908 207 6,200 Sh Call Shared-defined 1 6,200 ELAN PLC ADR 1:1 Depository Receipt 284131208 963 168,025 Sh Shared-defined 1 N/A ELAN PLC ADR 1:1 Depository Receipt 284131208 92 16,008 Sh Shared-defined -- N/A ---------- COLUMN TOTALS 8,605 ==========
FORM 13F Page 180 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ELDORADO GOLD COMMON STOCK Cmn 284902953 5,309 285,900 Sh Put Shared-defined 1 285,900 ELDORADO GOLD COMMON STOCK Cmn 284902103 3,081 165,915 Sh Shared-defined 1 165,915 ELDORADO GOLD COMMON STOCK Cmn 284902903 2,232 120,200 Sh Call Shared-defined 1 120,200 ELDORADO GOLD COMMON STOCK Cmn 284902103 72 3,900 Sh Shared-defined -- 3,900 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 186 11,590 Sh Shared-defined -- 11,590 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229900 83 5,200 Sh Call Shared-defined 1 5,200 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 22 1,371 Sh Shared-defined 1 1,371 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229950 16 1,000 Sh Put Shared-defined 1 1,000 ELECTRONIC ARTS INC CMN STK Cmn 285512109 24,001 1,465,282 Sh Shared-defined -- 1,465,282 ELECTRONIC ARTS INC CMN STK Cmn 285512909 6,031 368,200 Sh Call Shared-defined 1 368,200 ELECTRONIC ARTS INC CMN STK Cmn 285512959 5,743 350,600 Sh Put Shared-defined 1 350,600 ELECTRONIC ARTS INC CMN STK Cmn 285512109 197 12,052 Sh Shared-defined 1 12,052 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 511 35,681 Sh Shared-defined -- 35,681 ELI LILLY COMMON STOCK Cmn 532457908 16,451 469,500 Sh Call Shared-defined 1 469,500 ---------- COLUMN TOTALS 63,935 ==========
FORM 13F Page 181 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ELI LILLY COMMON STOCK Cmn 532457958 11,192 319,400 Sh Put Shared-defined 1 319,400 ELI LILLY COMMON STOCK Cmn 532457108 2,999 85,592 Sh Shared-defined -- 85,592 ELI LILLY COMMON STOCK Cmn 532457108 901 25,712 Sh Shared-defined 1 25,712 ELSTER GROUP SE-ADR Depository Receipt 290348101 2,562 151,601 Sh Shared-defined -- N/A EMC CORPORATION COMMON STOCK Cmn 268648102 77,107 3,367,132 Sh Shared-defined -- 3,367,132 EMC CORPORATION COMMON STOCK Cmn 268648902 8,991 392,600 Sh Call Shared-defined 1 392,600 EMC CORPORATION COMMON STOCK Cmn 268648952 8,597 375,400 Sh Put Shared-defined 1 375,400 EMC CORPORATION COMMON STOCK Cmn 268648102 3,942 172,130 Sh Shared-defined 1 172,130 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 555 19,166 Sh Shared-defined -- 19,166 EMCOR GROUP INC COMMON STOCK Cmn 29084Q900 403 13,900 Sh Call Shared-defined 1 13,900 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 81 2,805 Sh Shared-defined 1 2,805 EMCOR GROUP INC COMMON STOCK Cmn 29084Q950 38 1,300 Sh Put Shared-defined 1 1,300 EMDEON INC-CLASS A Cmn 29084T104 670 49,519 Sh Shared-defined -- 49,519 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P102 4,460 69,033 Sh Shared-defined -- 69,033 ---------- COLUMN TOTALS 122,498 ==========
FORM 13F Page 182 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P902 607 9,400 Sh Call Shared-defined 1 9,400 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P952 504 7,800 Sh Put Shared-defined 1 7,800 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P102 231 3,573 Sh Shared-defined 1 3,573 EMERGENT BIOSOLUTIONS INC Cmn 29089Q905 565 24,100 Sh Call Shared-defined 1 24,100 EMERGENT BIOSOLUTIONS INC Cmn 29089Q955 218 9,300 Sh Put Shared-defined 1 9,300 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 42 1,794 Sh Shared-defined 1 1,794 EMERITUS CORP CMN STOCK Cmn 291005106 681 34,550 Sh Shared-defined -- 34,550 EMERITUS CORP CMN STOCK Cmn 291005106 2 93 Sh Shared-defined 1 93 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 14,061 245,959 Sh Shared-defined -- 245,959 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 13,435 235,000 Sh Put Shared-defined 1 235,000 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 5,634 98,554 Sh Shared-defined 1 98,554 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 4,831 84,500 Sh Call Shared-defined 1 84,500 EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 2,425 109,247 Sh Shared-defined -- 109,247 EMPRESAS ICA ADR Depository Receipt 292448206 305 29,881 Sh Shared-defined -- N/A ---------- COLUMN TOTALS 43,541 ==========
FORM 13F Page 183 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EMULEX CORP CMN STK Cmn 292475209 3,531 302,824 Sh Shared-defined -- 302,824 EMULEX CORP CMN STK Cmn 292475209 2,053 176,067 Sh Shared-defined 1 176,067 EMULEX CORP CMN STK Cmn 292475959 1,376 118,000 Sh Put Shared-defined 1 118,000 EMULEX CORP CMN STK Cmn 292475909 287 24,600 Sh Call Shared-defined 1 24,600 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 325 5,092 Sh Shared-defined -- 5,092 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R906 2,402 38,500 Sh Call Shared-defined 1 38,500 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R956 524 8,400 Sh Put Shared-defined 1 8,400 ENCANA CORP CMN STOCK Cmn 292505104 7,490 257,205 Sh Shared-defined -- 257,205 ENCANA CORP CMN STOCK Cmn 292505954 6,465 222,000 Sh Put Shared-defined 1 222,000 ENCANA CORP CMN STOCK Cmn 292505104 3,206 110,082 Sh Shared-defined 1 110,082 ENCANA CORP CMN STOCK Cmn 292505904 2,574 88,400 Sh Call Shared-defined 1 88,400 ENCANA CORP CMN STOCK Cmn 292505954 2,554 87,700 Sh Put Shared-defined -- 87,700 ENCORE ENERGY PARTNERS-LP Cmn 29257A956 133 5,900 Sh Put Shared-defined 1 5,900 ENCORE ENERGY PARTNERS-LP Cmn 29257A106 93 4,139 Sh Shared-defined 1 4,139 ---------- COLUMN TOTALS 33,013 ==========
FORM 13F Page 184 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ENCORE ENERGY PARTNERS-LP Cmn 29257A906 4 200 Sh Call Shared-defined 1 200 ENCORE WIRE CORP CMN STK Cmn 292562905 206 8,200 Sh Call Shared-defined 1 8,200 ENCORE WIRE CORP CMN STK Cmn 292562105 176 7,023 Sh Shared-defined -- 7,023 ENCORE WIRE CORP CMN STK Cmn 292562955 25 1,000 Sh Put Shared-defined 1 1,000 ENDEAVOUR SILVER CORP COMMON STOCK Cmn 29258Y953 159 21,700 Sh Put Shared-defined 1 21,700 ENDEAVOUR SILVER CORP COMMON STOCK Cmn 29258Y103 126 17,185 Sh Shared-defined 1 17,185 ENDEAVOUR SILVER CORP COMMON STOCK Cmn 29258Y903 57 7,800 Sh Call Shared-defined 1 7,800 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F905 1,057 29,600 Sh Call Shared-defined 1 29,600 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F955 450 12,600 Sh Put Shared-defined 1 12,600 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 219 6,129 Sh Shared-defined 1 6,129 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 51 1,429 Sh Shared-defined -- 1,429 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 2,732 59,306 Sh Shared-defined -- 59,306 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397906 327 7,100 Sh Call Shared-defined 1 7,100 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397956 152 3,300 Sh Put Shared-defined 1 3,300 ---------- COLUMN TOTALS 5,741 ==========
FORM 13F Page 185 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ENER1 INC CMN STK Cmn 29267A903 129 34,100 Sh Call Shared-defined 1 34,100 ENER1 INC CMN STK Cmn 29267A203 28 7,300 Sh Shared-defined -- 7,300 ENER1 INC CMN STK Cmn 29267A203 7 1,940 Sh Shared-defined 1 1,940 ENER1 INC CMN STK Cmn 29267A953 1 200 Sh Put Shared-defined 1 200 ENERGEN CORP CMN STK Cmn 29265N108 1,783 36,954 Sh Shared-defined -- 36,954 ENERGEN CORP CMN STK Cmn 29265N908 1,274 26,400 Sh Call Shared-defined 1 26,400 ENERGEN CORP CMN STK Cmn 29265N958 796 16,500 Sh Put Shared-defined 1 16,500 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 19,320 265,024 Sh Shared-defined -- 265,024 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 3,463 47,500 Sh Put Shared-defined 1 47,500 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 999 13,700 Sh Call Shared-defined 1 13,700 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 74 1,015 Sh Shared-defined 1 1,015 ENERGY CONVERSION DEV CMN STK Cmn 292659109 747 162,458 Sh Shared-defined -- 162,458 ENERGY CONVERSION DEV CMN STK Cmn 292659909 518 112,600 Sh Call Shared-defined 1 112,600 ENERGY CONVERSION DEV CMN STK Cmn 292659959 174 37,800 Sh Put Shared-defined 1 37,800 ---------- COLUMN TOTALS 29,313 ==========
FORM 13F Page 186 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ENERGY CONVERSION DEV CMN STK Cmn 292659109 147 31,853 Sh Shared-defined 1 31,853 ENERGY TRANSFER EQUITY LP Cmn 29273V900 844 21,600 Sh Call Shared-defined 1 21,600 ENERGY TRANSFER EQUITY LP Cmn 29273V950 94 2,400 Sh Put Shared-defined 1 2,400 ENERGY TRANSFER PARTNERS LP Cmn 29273R959 2,254 43,500 Sh Put Shared-defined 1 43,500 ENERGY TRANSFER PARTNERS LP Cmn 29273R909 389 7,500 Sh Call Shared-defined 1 7,500 ENERGY TRANSFER PARTNERS LP Cmn 29273R109 201 3,878 Sh Shared-defined 1 3,878 ENERGY XXI BERMUDA Cmn G10082140 5,229 188,993 Sh Shared-defined -- 188,993 ENERGY XXI BERMUDA Cmn G10082950 1,425 51,500 Sh Put Shared-defined 1 51,500 ENERGY XXI BERMUDA Cmn G10082140 979 35,389 Sh Shared-defined 1 35,389 ENERGY XXI BERMUDA Cmn G10082900 703 25,400 Sh Call Shared-defined 1 25,400 ENERGYSOLUTIONS INC Cmn 292756202 629 112,977 Sh Shared-defined -- 112,977 ENERGYSOLUTIONS INC Cmn 292756202 92 16,579 Sh Shared-defined 1 16,579 ENERGYSOLUTIONS INC Cmn 292756952 55 9,800 Sh Put Shared-defined 1 9,800 ENERGYSOLUTIONS INC Cmn 292756902 2 300 Sh Call Shared-defined 1 300 ---------- COLUMN TOTALS 13,043 ==========
FORM 13F Page 187 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ENERNOC INC Cmn 292764957 540 22,600 Sh Put Shared-defined 1 22,600 ENERNOC INC Cmn 292764107 255 10,671 Sh Shared-defined 1 10,671 ENERNOC INC Cmn 292764907 234 9,800 Sh Call Shared-defined 1 9,800 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 978 31,700 Sh Put Shared-defined 1 31,700 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 685 22,216 Sh Shared-defined 1 22,216 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D904 475 15,400 Sh Call Shared-defined 1 15,400 ENERSYS 3.375% CB 6/1/38 - -REGISTERED Bond 29275YAA0 33,546 30,000,000 Prn Shared-defined -- N/A ENERSYS INC COMMON STOCK Cmn 29275Y952 206 6,400 Sh Put Shared-defined 1 6,400 ENERSYS INC COMMON STOCK Cmn 29275Y902 90 2,800 Sh Call Shared-defined 1 2,800 ENERSYS INC COMMON STOCK Cmn 29275Y102 18 567 Sh Shared-defined 1 567 ENI SPA - SPONS ADR Depository Receipt 26874R108 313 7,163 Sh Shared-defined -- N/A ENI SPA - SPONS ADR Depository Receipt 26874R108 167 3,816 Sh Shared-defined 1 N/A ENPRO 3.9375% CB 10/15/2015-REGISTERED Bond 29355XAB3 64,567 46,355,000 Prn Shared-defined -- N/A ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 375 9,035 Sh Shared-defined -- 9,035 ---------- COLUMN TOTALS 102,449 ==========
FORM 13F Page 188 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ENSCO PLC Depository Receipt 29358Q109 67,680 1,267,891 Sh Shared-defined -- N/A ENSCO PLC Depository Receipt 29358Q109 235 4,406 Sh Shared-defined 1 N/A ENTERGY CORP NEW Cmn 29364G903 3,237 45,700 Sh Call Shared-defined 1 45,700 ENTERGY CORP NEW Cmn 29364G953 3,109 43,900 Sh Put Shared-defined 1 43,900 ENTERGY CORP NEW Cmn 29364G103 1,491 21,048 Sh Shared-defined 1 21,048 ENTERGY CORP NEW Cmn 29364G103 962 13,576 Sh Shared-defined -- 13,576 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792957 2,621 63,000 Sh Put Shared-defined 1 63,000 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792907 1,748 42,000 Sh Call Shared-defined 1 42,000 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792107 614 14,761 Sh Shared-defined 1 14,761 ENTERTAINMENT PROPERTIES 5.75% PERPETUAL - REGISTE Pref Stk 29380T402 7 380 Sh Shared-defined 1 N/A ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T905 2,354 50,900 Sh Call Shared-defined 1 50,900 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T955 509 11,000 Sh Put Shared-defined 1 11,000 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 108 2,327 Sh Shared-defined -- 2,327 ENTERTAINMENT PROPERTIES TRUST 9% CONV PREF - PERP Pref Stk 29380T600 3 120 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 84,678 ==========
FORM 13F Page 189 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ENTITLEMENTS OWENS CORNING INC NAKED AMERICAN Wt 690742127 -- 44 Shared-defined 1 N/A ENTROPIC COMMUNICATIONS INC Cmn 29384R905 481 39,800 Sh Call Shared-defined 1 39,800 ENTROPIC COMMUNICATIONS INC Cmn 29384R955 383 31,700 Sh Put Shared-defined 1 31,700 ENVESTNET INC Cmn 29404K106 1,226 71,860 Sh Shared-defined -- 71,860 ENZO BIOCHEM INC CMN STK Cmn 294100102 93 17,644 Sh Shared-defined 1 17,644 ENZO BIOCHEM INC CMN STK Cmn 294100952 40 7,500 Sh Put Shared-defined 1 7,500 ENZO BIOCHEM INC CMN STK Cmn 294100102 32 6,134 Sh Shared-defined -- 6,134 ENZO BIOCHEM INC CMN STK Cmn 294100902 3 500 Sh Call Shared-defined 1 500 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 6,815 560,000 Sh Shared-defined -- 560,000 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904958 365 30,000 Sh Put Shared-defined 1 30,000 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 327 26,862 Sh Shared-defined 1 26,862 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904908 231 19,000 Sh Call Shared-defined 1 19,000 EOG RESOURCES INC CMN STOCK Cmn 26875P951 34,069 372,700 Sh Put Shared-defined 1 372,700 EOG RESOURCES INC CMN STOCK Cmn 26875P901 19,434 212,600 Sh Call Shared-defined 1 212,600 ---------- COLUMN TOTALS 63,499 ==========
FORM 13F Page 190 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EOG RESOURCES INC CMN STOCK Cmn 26875P101 4,615 50,486 Sh Shared-defined 1 50,486 EOG RESOURCES INC CMN STOCK Cmn 26875P101 1,545 16,904 Sh Shared-defined -- 16,904 EPICOR SOFTWARE CORP CMN STK Cmn 29426L108 167 16,509 Sh Shared-defined -- 16,509 EPICOR SOFTWARE CORP CMN STK Cmn 29426L108 21 2,040 Sh Shared-defined 1 2,040 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 410 29,897 Sh Shared-defined -- 29,897 EQT CORPORATION Cmn 26884L909 735 16,400 Sh Call Shared-defined 1 16,400 EQT CORPORATION Cmn 26884L959 206 4,600 Sh Put Shared-defined 1 4,600 EQT CORPORATION Cmn 26884L109 66 1,477 Sh Shared-defined -- 1,477 EQUIFAX INC CMN STK Cmn 294429105 16,851 473,346 Sh Shared-defined -- 473,346 EQUIFAX INC CMN STK Cmn 294429905 395 11,100 Sh Call Shared-defined 1 11,100 EQUIFAX INC CMN STK Cmn 294429955 53 1,500 Sh Put Shared-defined 1 1,500 EQUINIX INC 3% CB 10/15/2014 - REGISTERED Bond 29444UAG1 47,132 46,991,000 Prn Shared-defined -- N/A EQUINIX INC CMN STOCK Cmn 29444U502 20,153 248,011 Sh Shared-defined -- 248,011 EQUINIX INC CMN STOCK Cmn 29444U952 14,456 177,900 Sh Put Shared-defined 1 177,900 ---------- COLUMN TOTALS 106,805 ==========
FORM 13F Page 191 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EQUINIX INC CMN STOCK Cmn 29444U502 10,685 131,490 Sh Shared-defined 1 131,490 EQUINIX INC CMN STOCK Cmn 29444U902 7,102 87,400 Sh Call Shared-defined 1 87,400 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 31 16,307 Sh Shared-defined 1 16,307 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y900 16 8,100 Sh Call Shared-defined 1 8,100 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y950 6 2,900 Sh Put Shared-defined 1 2,900 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 34,698 2,394,590 Sh Shared-defined -- 2,394,590 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 1,375 94,900 Sh Put Shared-defined 1 94,900 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 1,022 70,500 Sh Call Shared-defined 1 70,500 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 486 33,549 Sh Shared-defined 1 33,549 EQUITY LIFESTYLE PROPERTIES INC CMN STK Cmn 29472R108 1,000 17,886 Sh Shared-defined -- 17,886 EQUITY ONE INC CMN STOCK Cmn 294752100 422 23,228 Sh Shared-defined -- 23,228 EQUITY ONE INC CMN STOCK Cmn 294752100 266 14,645 Sh Shared-defined 1 14,645 EQUITY ONE INC CMN STOCK Cmn 294752950 67 3,700 Sh Put Shared-defined 1 3,700 EQUITY ONE INC CMN STOCK Cmn 294752900 18 1,000 Sh Call Shared-defined 1 1,000 ---------- COLUMN TOTALS 57,194 ==========
FORM 13F Page 192 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EQUITY RESIDENTIAL EXCH 3.85% CB 8/15/2026-REGISTE Bond 26884AAV5 10,387 10,000,000 Prn Shared-defined -- N/A EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 7,606 146,404 Sh Shared-defined -- 146,404 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 4,130 79,500 Sh Put Shared-defined 1 79,500 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 2,472 47,578 Sh Shared-defined 1 47,578 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 249 4,800 Sh Call Shared-defined 1 4,800 EQUITY VENOCO INC COMMON STOCK Cmn 92275P307 337 18,269 Sh Shared-defined -- 18,269 ERICSSON 'B FREE' ADR 1:2 Depository Receipt 294821608 336 29,121 Sh Shared-defined 1 N/A ERIE INDTY CO CMN STOCK Cmn 29530P102 375 5,729 Sh Shared-defined -- 5,729 ESCO TECHNOLOGIES INC CMN STK Cmn 296315104 992 26,206 Sh Shared-defined -- 26,206 ESSEX PPTY TR CMN STOCK Cmn 297178905 2,570 22,500 Sh Call Shared-defined 1 22,500 ESSEX PPTY TR CMN STOCK Cmn 297178955 2,239 19,600 Sh Put Shared-defined 1 19,600 ESSEX PPTY TR CMN STOCK Cmn 297178105 303 2,653 Sh Shared-defined -- 2,653 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 65,597 812,845 Sh Shared-defined -- 812,845 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 4,753 58,900 Sh Put Shared-defined 1 58,900 ---------- COLUMN TOTALS 102,346 ==========
FORM 13F Page 193 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 1,619 20,064 Sh Shared-defined 1 20,064 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439904 1,566 19,400 Sh Call Shared-defined 1 19,400 ESTERLINE TECHNOLOGIES, INC. Cmn 297425100 5,726 83,476 Sh Shared-defined -- 83,476 ETFC ZERO 08/31/2019 Bond 269246AZ7 356,279 230,245,000 Prn Shared-defined -- N/A ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 312 15,575 Sh Shared-defined -- 15,575 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602904 296 14,800 Sh Call Shared-defined 1 14,800 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602954 248 12,400 Sh Put Shared-defined 1 12,400 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 17 873 Sh Shared-defined 1 873 EURONET WORLDWIDE 3.5% CB 09/28/25 -REGISTERED Bond 298736AF6 13,942 14,078,000 Prn Shared-defined -- N/A EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 530 30,368 Sh Shared-defined -- 30,368 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V907 459 11,700 Sh Call Shared-defined 1 11,700 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V957 361 9,200 Sh Put Shared-defined 1 9,200 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V107 21 544 Sh Shared-defined 1 544 EVERCORE PARTNERS INC CL A Cmn 29977A105 7,961 234,147 Sh Shared-defined -- 234,147 --------- COLUMN TOTALS 389,337 =========
FORM 13F Page 194 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 68,536 808,016 Sh Shared-defined -- 808,016 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 992 11,700 Sh Call Shared-defined 1 11,700 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 424 5,000 Sh Put Shared-defined 1 5,000 EVERGREEN SOLAR INC Cmn 30033R108 36 61,881 Sh Shared-defined 1 61,881 EVERGREEN SOLAR INC Cmn 30033R958 21 36,500 Sh Put Shared-defined 1 36,500 EVERGREEN SOLAR INC Cmn 30033R908 14 23,600 Sh Call Shared-defined 1 23,600 EXACT SCIENCES CORP. Cmn 30063P105 3,310 553,500 Sh Shared-defined -- 553,500 EXACT SCIENCES CORP. Cmn 30063P905 457 76,500 Sh Call Shared-defined 1 76,500 EXACT SCIENCES CORP. Cmn 30063P955 449 75,100 Sh Put Shared-defined 1 75,100 EXACT SCIENCES CORP. Cmn 30063P105 104 17,453 Sh Shared-defined 1 17,453 EXAMWORKS GROUP INC Cmn 30066A105 2,610 141,213 Sh Shared-defined -- 141,213 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N907 209 37,100 Sh Call Shared-defined 1 37,100 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N957 53 9,500 Sh Put Shared-defined 1 9,500 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 3 454 Sh Shared-defined 1 454 ---------- COLUMN TOTALS 77,218 ==========
FORM 13F Page 195 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EXCO RESOURCES INC CMN STK Cmn 269279902 1,043 53,700 Sh Call Shared-defined 1 53,700 EXCO RESOURCES INC CMN STK Cmn 269279952 858 44,200 Sh Put Shared-defined 1 44,200 EXCO RESOURCES INC CMN STK Cmn 269279402 275 14,137 Sh Shared-defined 1 14,137 EXELIXIS INC CMN STK Cmn 30161Q904 296 36,000 Sh Call Shared-defined 1 36,000 EXELIXIS INC CMN STK Cmn 30161Q104 167 20,354 Sh Shared-defined -- 20,354 EXELIXIS INC CMN STK Cmn 30161Q954 154 18,700 Sh Put Shared-defined 1 18,700 EXELON CORP Cmn 30161N901 6,358 152,700 Sh Call Shared-defined 1 152,700 EXELON CORP Cmn 30161N951 5,863 140,800 Sh Put Shared-defined 1 140,800 EXELON CORP Cmn 30161N101 1,827 43,886 Sh Shared-defined -- 43,886 EXELON CORP Cmn 30161N101 1,224 29,383 Sh Shared-defined 1 29,383 EXETER RESOURCE CORP Cmn 301835104 66 10,613 Sh Shared-defined 1 10,613 EXETER RESOURCE CORP Cmn 301835954 29 4,700 Sh Put Shared-defined 1 4,700 EXETER RESOURCE CORP Cmn 301835904 20 3,200 Sh Call Shared-defined 1 3,200 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 554 58,885 Sh Shared-defined -- 58,885 ---------- COLUMN TOTALS 18,734 ==========
FORM 13F Page 196 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051906 136 14,500 Sh Call Shared-defined 1 14,500 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051956 34 3,600 Sh Put Shared-defined 1 3,600 EXLSERVICE HOLDINGS INC Cmn 302081104 8,438 392,830 Sh Shared-defined -- 392,830 EXPEDIA INC COMMON STOCK Cmn 30212P905 4,546 181,200 Sh Call Shared-defined 1 181,200 EXPEDIA INC COMMON STOCK Cmn 30212P955 4,238 168,900 Sh Put Shared-defined 1 168,900 EXPEDIA INC COMMON STOCK Cmn 30212P105 1,622 64,639 Sh Shared-defined 1 64,639 EXPEDIA INC COMMON STOCK Cmn 30212P105 235 9,366 Sh Shared-defined -- 9,366 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 3,090 56,600 Sh Put Shared-defined 1 56,600 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 2,714 49,700 Sh Call Shared-defined 1 49,700 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 178 3,269 Sh Shared-defined 1 3,269 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 39 714 Sh Shared-defined -- 714 EXPRESS INC Cmn 30219E103 6,355 338,055 Sh Shared-defined -- 338,055 EXPRESS INC Cmn 30219E903 931 49,500 Sh Call Shared-defined 1 49,500 EXPRESS INC Cmn 30219E953 88 4,700 Sh Put Shared-defined 1 4,700 ---------- COLUMN TOTALS 32,644 ==========
FORM 13F Page 197 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EXPRESS INC Cmn 30219E103 53 2,842 Sh Shared-defined 1 2,842 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 24,815 459,105 Sh Shared-defined -- 459,105 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 10,875 201,200 Sh Call Shared-defined 1 201,200 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 5,200 96,200 Sh Put Shared-defined 1 96,200 EXTERRAN HOLDINGS 4.25% CB 06/15/2014- REGISTERED Bond 30225XAA1 6,270 5,000,000 Prn Shared-defined 1 N/A EXTERRAN HOLDINGS 4.25% CB 06/15/2014- REGISTERED Bond 30225XAA1 3,748 3,000,000 Prn Shared-defined -- N/A EXTERRAN HOLDINGS INC Cmn 30225X953 505 21,100 Sh Put Shared-defined 1 21,100 EXTERRAN HOLDINGS INC Cmn 30225X903 366 15,300 Sh Call Shared-defined 1 15,300 EXTERRAN HOLDINGS INC Cmn 30225X103 266 11,116 Sh Shared-defined -- 11,116 EXTRA SPACE STORAGE INC. COMMON STOCK Cmn 30225T102 221 12,685 Sh Shared-defined -- 12,685 EXTRA SPACE STORAGE INC. COMMON STOCK Cmn 30225T102 23 1,325 Sh Shared-defined 1 1,325 EXTREME NETWORKS INC CMN Cmn 30226D106 63 20,245 Sh Shared-defined 1 20,245 EXTREME NETWORKS INC CMN Cmn 30226D106 6 2,080 Sh Shared-defined -- 2,080 EXTREME NETWORKS INC CMN Cmn 30226D956 2 700 Sh Put Shared-defined 1 700 ---------- COLUMN TOTALS 52,413 ==========
FORM 13F Page 198 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 106,602 1,457,900 Sh Put Shared-defined 1 1,457,900 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 86,077 1,177,200 Sh Call Shared-defined 1 1,177,200 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 35,485 485,302 Sh Shared-defined 1 485,302 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 12,686 173,497 Sh Shared-defined -- 173,497 EZCORP INC -CL A CMN STK Cmn 302301106 1,367 50,378 Sh Shared-defined -- 50,378 EZCORP INC -CL A CMN STK Cmn 302301906 450 16,600 Sh Call Shared-defined 1 16,600 EZCORP INC -CL A CMN STK Cmn 302301956 239 8,800 Sh Put Shared-defined 1 8,800 F N B CORP/PA CMN STK Cmn 302520101 10,011 1,019,452 Sh Shared-defined -- 1,019,452 F5 NETWORKS INC CMN STOCK Cmn 315616952 33,568 257,900 Sh Put Shared-defined 1 257,900 F5 NETWORKS INC CMN STOCK Cmn 315616102 21,770 167,252 Sh Shared-defined 1 167,252 F5 NETWORKS INC CMN STOCK Cmn 315616902 13,055 100,300 Sh Call Shared-defined 1 100,300 F5 NETWORKS INC CMN STOCK Cmn 315616102 497 3,819 Sh Shared-defined -- 3,819 FACTSET RESH SYS INC CMN STOCK Cmn 303075955 938 10,000 Sh Put Shared-defined 1 10,000 FACTSET RESH SYS INC CMN STOCK Cmn 303075905 788 8,400 Sh Call Shared-defined 1 8,400 ---------- COLUMN TOTALS 323,533 ==========
FORM 13F Page 199 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FACTSET RESH SYS INC CMN STOCK Cmn 303075105 177 1,889 Sh Shared-defined -- 1,889 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 84 898 Sh Shared-defined 1 898 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 1,015 43,424 Sh Shared-defined -- 43,424 FAIR ISAAC CORPORATION CMN STK Cmn 303250954 194 8,300 Sh Put Shared-defined 1 8,300 FAIR ISAAC CORPORATION CMN STK Cmn 303250904 110 4,700 Sh Call Shared-defined 1 4,700 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 33 1,417 Sh Shared-defined 1 1,417 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726103 25,471 1,631,725 Sh Shared-defined -- 1,631,725 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726903 368 23,600 Sh Call Shared-defined 1 23,600 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726953 169 10,800 Sh Put Shared-defined 1 10,800 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 289 86,405 Sh Shared-defined -- 86,405 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 28 8,247 Sh Shared-defined 1 8,247 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137950 7 2,000 Sh Put Shared-defined 1 2,000 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137900 1 200 Sh Call Shared-defined 1 200 FAMILY DOLLAR STORES CMN STK Cmn 307000959 10,936 220,000 Sh Put Shared-defined 1 220,000 ---------- COLUMN TOTALS 38,882 ==========
FORM 13F Page 200 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FAMILY DOLLAR STORES CMN STK Cmn 307000909 4,012 80,700 Sh Call Shared-defined 1 80,700 FAMILY DOLLAR STORES CMN STK Cmn 307000109 1,960 39,430 Sh Shared-defined 1 39,430 FAMILY DOLLAR STORES CMN STK Cmn 307000109 620 12,479 Sh Shared-defined -- 12,479 FASTENAL CO CMN STK Cmn 311900954 6,201 103,500 Sh Put Shared-defined 1 103,500 FASTENAL CO CMN STK Cmn 311900104 5,724 95,539 Sh Shared-defined -- 95,539 FASTENAL CO CMN STK Cmn 311900904 2,720 45,400 Sh Call Shared-defined 1 45,400 FASTENAL CO CMN STK Cmn 311900104 2,508 41,858 Sh Shared-defined 1 41,858 FBR CAPITAL MARKETS CORP Cmn 30247C301 73 19,115 Sh Shared-defined -- 19,115 FBR CAPITAL MARKETS CORP Cmn 30247C301 2 450 Sh Shared-defined 1 450 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148906 253 15,500 Sh Call Shared-defined 1 15,500 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148956 202 12,400 Sh Put Shared-defined 1 12,400 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 26 1,605 Sh Shared-defined 1 1,605 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 13 773 Sh Shared-defined -- 773 FEDERAL MOGUL CORP CL A Cmn 313549404 332 16,078 Sh Shared-defined -- 16,078 ---------- COLUMN TOTALS 24,646 ==========
FORM 13F Page 201 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 1,551 19,900 Sh Put Shared-defined 1 19,900 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 1,441 18,494 Sh Shared-defined -- 18,494 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 1,286 16,500 Sh Call Shared-defined 1 16,500 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 132 1,689 Sh Shared-defined 1 1,689 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 451 65,778 Sh Shared-defined -- 65,778 FEDERATED INVESTORS INC-CL B Cmn 314211103 30,001 1,146,371 Sh Shared-defined -- 1,146,371 FEDERATED INVESTORS INC-CL B Cmn 314211903 403 15,400 Sh Call Shared-defined 1 15,400 FEDERATED INVESTORS INC-CL B Cmn 314211103 163 6,219 Sh Shared-defined 1 6,219 FEDERATED INVESTORS INC-CL B Cmn 314211953 13 500 Sh Put Shared-defined 1 500 FEDEX CORPORATION CMN STOCK Cmn 31428X956 36,720 394,800 Sh Put Shared-defined 1 394,800 FEDEX CORPORATION CMN STOCK Cmn 31428X906 17,374 186,800 Sh Call Shared-defined 1 186,800 FEDEX CORPORATION CMN STOCK Cmn 31428X106 7,919 85,145 Sh Shared-defined 1 85,145 FEDEX CORPORATION CMN STOCK Cmn 31428X106 6,977 75,015 Sh Shared-defined -- 75,015 FEI CO CMN STOCK Cmn 30241L109 1,233 46,691 Sh Shared-defined -- 46,691 ---------- COLUMN TOTALS 105,664 ==========
FORM 13F Page 202 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FEI CO CMN STOCK Cmn 30241L959 108 4,100 Sh Put Shared-defined 1 4,100 FEI CO CMN STOCK Cmn 30241L109 89 3,357 Sh Shared-defined 1 3,357 FEI CO CMN STOCK Cmn 30241L909 63 2,400 Sh Call Shared-defined 1 2,400 FEI COMPANY 2.875% CB 06/01/2013 - - REGISTERED Bond 30241LAF6 21,296 19,178,000 Prn Shared-defined -- N/A FEIHE INTERNATIONAL INC Cmn 31429Y103 89 8,384 Sh Shared-defined -- 8,384 FEIHE INTERNATIONAL INC Cmn 31429Y903 76 7,100 Sh Call Shared-defined 1 7,100 FEIHE INTERNATIONAL INC Cmn 31429Y953 44 4,100 Sh Put Shared-defined 1 4,100 FEIHE INTERNATIONAL INC Cmn 31429Y103 16 1,505 Sh Shared-defined 1 1,505 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 40 5,612 Sh Shared-defined 1 5,612 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F901 37 5,300 Sh Call Shared-defined 1 5,300 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F951 4 500 Sh Put Shared-defined 1 500 FERRO CORP Cmn 315405100 1,075 73,424 Sh Shared-defined -- 73,424 FERRO CORP Cmn 315405100 360 24,564 Sh Shared-defined 1 24,564 FERRO CORP Cmn 315405900 37 2,500 Sh Call Shared-defined 1 2,500 ---------- COLUMN TOTALS 23,334 ==========
FORM 13F Page 203 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FERRO CORP Cmn 315405950 23 1,600 Sh Put Shared-defined 1 1,600 FIBERTOWER CORP Cmn 31567R209 21 4,797 Sh Shared-defined -- 4,797 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 2,508 183,359 Sh Shared-defined -- 183,359 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R955 952 69,600 Sh Put Shared-defined 1 69,600 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 522 38,172 Sh Shared-defined 1 38,172 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 326 23,800 Sh Call Shared-defined 1 23,800 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 30,886 1,127,626 Sh Shared-defined -- 1,127,626 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M956 1,148 41,900 Sh Put Shared-defined 1 41,900 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M906 633 23,100 Sh Call Shared-defined 1 23,100 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 122 4,446 Sh Shared-defined 1 4,446 FIFTH STREET FINANCE CORP Cmn 31678A103 255 20,988 Sh Shared-defined -- 20,988 FIFTH THIRD 8.5% CONV PREF - PERP - - REGISTERED Pref Stk 316773209 9 63 Sh Shared-defined 1 N/A FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 7,368 501,900 Sh Call Shared-defined 1 501,900 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 3,626 247,000 Sh Put Shared-defined 1 247,000 ---------- COLUMN TOTALS 48,399 ==========
FORM 13F Page 204 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 223 15,213 Sh Shared-defined 1 15,213 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 159 10,819 Sh Shared-defined -- 10,819 FINANCIAL ENGINES INC Cmn 317485100 399 20,116 Sh Shared-defined -- 20,116 FINISAR CORCMN STOCK Cmn 31787A957 2,164 72,900 Sh Put Shared-defined 1 72,900 FINISAR CORCMN STOCK Cmn 31787A907 1,710 57,600 Sh Call Shared-defined 1 57,600 FINISAR CORCMN STOCK Cmn 31787A507 1,073 36,129 Sh Shared-defined 1 36,129 FINISAR CORCMN STOCK Cmn 31787A507 91 3,074 Sh Shared-defined -- 3,074 FINISAR CORP 5% CB 10/15/2029- REGISTERED Bond 31787AAK7 21,827 7,500,000 Prn Shared-defined -- N/A FINISH LINE INC -CL A CMN STK Cmn 317923100 3,357 195,297 Sh Shared-defined -- 195,297 FINISH LINE INC -CL A CMN STK Cmn 317923900 755 43,900 Sh Call Shared-defined 1 43,900 FINISH LINE INC -CL A CMN STK Cmn 317923950 390 22,700 Sh Put Shared-defined 1 22,700 FINISH LINE INC -CL A CMN STK Cmn 317923100 250 14,548 Sh Shared-defined 1 14,548 FIRST AMERICAN FINANCIAL Cmn 31847R102 920 61,580 Sh Shared-defined 1 61,580 FIRST AMERICAN FINANCIAL Cmn 31847R902 468 31,300 Sh Call Shared-defined 1 31,300 ---------- COLUMN TOTALS 33,786 ==========
FORM 13F Page 205 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FIRST AMERICAN FINANCIAL Cmn 31847R952 134 9,000 Sh Put Shared-defined 1 9,000 FIRST BUSEY CORP CMN STOCK Cmn 319383105 85 17,995 Sh Shared-defined -- 17,995 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 418 13,477 Sh Shared-defined -- 13,477 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D957 328 10,600 Sh Put Shared-defined 1 10,600 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 134 4,333 Sh Shared-defined 1 4,333 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D907 15 500 Sh Call Shared-defined 1 500 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 335 47,303 Sh Shared-defined -- 47,303 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 41 5,789 Sh Shared-defined 1 5,789 FIRST FINL BANCORP INC/OH CMN STK Cmn 320209109 518 28,033 Sh Shared-defined -- 28,033 FIRST FINL BANCSHARES INC CMN STOCK Cmn 32020R109 785 15,341 Sh Shared-defined -- 15,341 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 9,661 820,094 Sh Shared-defined -- 820,094 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 1,092 92,700 Sh Put Shared-defined 1 92,700 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 488 41,413 Sh Shared-defined 1 41,413 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 220 18,700 Sh Call Shared-defined 1 18,700 ---------- COLUMN TOTALS 14,254 ==========
FORM 13F Page 206 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K103 290 33,154 Sh Shared-defined -- 33,154 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K953 173 19,700 Sh Put Shared-defined 1 19,700 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K903 104 11,900 Sh Call Shared-defined 1 11,900 FIRST MIDWEST BANCORP INC CMN STK Cmn 320867104 1,755 152,364 Sh Shared-defined -- 152,364 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 22,355 1,599,104 Sh Shared-defined -- 1,599,104 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V958 309 22,100 Sh Put Shared-defined 1 22,100 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 242 17,339 Sh Shared-defined 1 17,339 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V908 46 3,300 Sh Call Shared-defined 1 3,300 FIRST POTOMAC REALTY TRUST REIT Cmn 33610F909 98 5,800 Sh Call Shared-defined 1 5,800 FIRST POTOMAC REALTY TRUST REIT Cmn 33610F959 76 4,500 Sh Put Shared-defined 1 4,500 FIRST POTOMAC REALTY TRUST REIT Cmn 33610F109 65 3,859 Sh Shared-defined 1 3,859 FIRST POTOMAC REALTY TRUST REIT Cmn 33610F109 20 1,164 Sh Shared-defined -- 1,164 FIRST SOLAR INC Cmn 336433957 93,011 714,700 Sh Put Shared-defined 1 714,700 FIRST SOLAR INC Cmn 336433907 65,096 500,200 Sh Call Shared-defined 1 500,200 ---------- COLUMN TOTALS 183,640 ==========
FORM 13F Page 207 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FIRST SOLAR INC Cmn 336433107 28,253 217,098 Sh Shared-defined -- 217,098 FIRST SOLAR INC Cmn 336433107 888 6,827 Sh Shared-defined 1 6,827 FIRSTBANK BANCORP/PUERTO RICO CMN STK Cmn 318672102 21 45,000 Sh Shared-defined 1 45,000 FIRSTBANK BANCORP/PUERTO RICO CMN STK Cmn 318672952 8 17,200 Sh Put Shared-defined 1 17,200 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 6,834 184,600 Sh Call Shared-defined 1 184,600 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 4,815 130,072 Sh Shared-defined -- 130,072 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 3,380 91,300 Sh Put Shared-defined 1 91,300 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 29,640 1,497,714 Sh Shared-defined -- 1,497,714 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915952 158 8,000 Sh Put Shared-defined 1 8,000 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 118 5,978 Sh Shared-defined 1 5,978 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915902 69 3,500 Sh Call Shared-defined 1 3,500 FISERV INC CMN STK Cmn 337738108 17,310 295,592 Sh Shared-defined -- 295,592 FISERV INC CMN STK Cmn 337738908 1,827 31,200 Sh Call Shared-defined 1 31,200 FISERV INC CMN STK Cmn 337738958 305 5,200 Sh Put Shared-defined 1 5,200 ---------- COLUMN TOTALS 93,626 ==========
FORM 13F Page 208 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FISERV INC CMN STK Cmn 337738108 270 4,615 Sh Shared-defined 1 4,615 FLAGSTONE REINSURANCE HOLDINGS Cmn L3466T104 1,886 149,679 Sh Shared-defined -- 149,679 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 1,240 158,000 Sh Put Shared-defined 1 158,000 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F902 298 38,000 Sh Call Shared-defined 1 38,000 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 295 37,562 Sh Shared-defined 1 37,562 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 98 12,500 Sh Shared-defined -- 12,500 FLIR SYSTEMS INC CMN STK Cmn 302445101 10,951 368,115 Sh Shared-defined -- 368,115 FLIR SYSTEMS INC CMN STK Cmn 302445901 1,490 50,100 Sh Call Shared-defined 1 50,100 FLIR SYSTEMS INC CMN STK Cmn 302445951 925 31,100 Sh Put Shared-defined 1 31,100 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 140 25,625 Sh Shared-defined 1 25,625 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 36 6,526 Sh Shared-defined -- 6,526 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389952 21 3,800 Sh Put Shared-defined 1 3,800 FLOWERS FOODS INC Cmn 343498101 13,029 484,183 Sh Shared-defined -- 484,183 FLOWERS FOODS INC Cmn 343498901 910 33,800 Sh Call Shared-defined 1 33,800 ---------- COLUMN TOTALS 31,589 ==========
FORM 13F Page 209 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FLOWERS FOODS INC Cmn 343498951 70 2,600 Sh Put Shared-defined 1 2,600 FLOWERS FOODS INC Cmn 343498101 16 597 Sh Shared-defined 1 597 FLOWSERVE CORP CMN STK Cmn 34354P905 12,017 100,800 Sh Call Shared-defined 1 100,800 FLOWSERVE CORP CMN STK Cmn 34354P105 9,011 75,579 Sh Shared-defined -- 75,579 FLOWSERVE CORP CMN STK Cmn 34354P955 8,918 74,800 Sh Put Shared-defined 1 74,800 FLOWSERVE CORP CMN STK Cmn 34354P105 60 506 Sh Shared-defined 1 506 FLUOR CORP (NEW) Cmn 343412902 15,982 241,200 Sh Call Shared-defined 1 241,200 FLUOR CORP (NEW) Cmn 343412952 9,813 148,100 Sh Put Shared-defined 1 148,100 FLUOR CORP (NEW) Cmn 343412102 1,157 17,466 Sh Shared-defined 1 17,466 FLUOR CORP (NEW) Cmn 343412102 464 7,000 Sh Shared-defined -- 7,000 FMC CORP COMMON STOCK Cmn 302491303 19,064 238,623 Sh Shared-defined -- 238,623 FMC CORP COMMON STOCK Cmn 302491903 1,174 14,700 Sh Call Shared-defined 1 14,700 FMC CORP COMMON STOCK Cmn 302491953 639 8,000 Sh Put Shared-defined 1 8,000 FMC TECHNOLOGIES, INC Cmn 30249U101 8,418 94,685 Sh Shared-defined -- 94,685 ---------- COLUMN TOTALS 86,803 ==========
FORM 13F Page 210 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FMC TECHNOLOGIES, INC Cmn 30249U951 3,165 35,600 Sh Put Shared-defined 1 35,600 FMC TECHNOLOGIES, INC Cmn 30249U901 2,987 33,600 Sh Call Shared-defined 1 33,600 FMC TECHNOLOGIES, INC Cmn 30249U101 185 2,080 Sh Shared-defined 1 2,080 FO 2.6700% DUE 12/31/49 Pref Stk 349631200 1 2 Sh Shared-defined 1 N/A FOCUS MEDIA HOLDING-ADR Depository Receipt 34415V109 634 28,906 Sh Shared-defined 1 N/A FOCUS MEDIA HOLDING-ADR Depository Receipt 34415V109 164 7,494 Sh Shared-defined -- N/A FOOT LOCKER INC CMN STOCK Cmn 344849104 12,600 642,227 Sh Shared-defined -- 642,227 FOOT LOCKER INC CMN STOCK Cmn 344849904 1,097 55,900 Sh Call Shared-defined 1 55,900 FOOT LOCKER INC CMN STOCK Cmn 344849954 510 26,000 Sh Put Shared-defined 1 26,000 FORCE PROTECTION INC Cmn 345203952 133 24,200 Sh Put Shared-defined 1 24,200 FORCE PROTECTION INC Cmn 345203902 93 16,800 Sh Call Shared-defined 1 16,800 FORCE PROTECTION INC Cmn 345203202 35 6,404 Sh Shared-defined 1 6,404 FORD MOTOR CO-CW13 Wt 345370134 6,712 823,500 Shared-defined -- N/A FORD MOTOR COMPANY Cmn 345370900 59,621 3,551,000 Sh Call Shared-defined 1 3,551,000 ---------- COLUMN TOTALS 87,937 ==========
FORM 13F Page 211 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FORD MOTOR COMPANY Cmn 345370950 19,681 1,172,200 Sh Put Shared-defined 1 1,172,200 FORD MOTOR COMPANY Cmn 345370860 5,237 311,923 Sh Shared-defined 1 311,923 FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 265 15,885 Sh Shared-defined -- 15,885 FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 12 698 Sh Shared-defined 1 698 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 2,053 64,200 Sh Put Shared-defined 1 64,200 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 1,226 38,327 Sh Shared-defined -- 38,327 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 1,172 36,637 Sh Shared-defined 1 36,637 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 1,116 34,900 Sh Call Shared-defined 1 34,900 FOREST OIL CORP COMMON STOCK Cmn 346091705 35,614 937,945 Sh Shared-defined -- 937,945 FOREST OIL CORP COMMON STOCK Cmn 346091905 5,168 136,100 Sh Call Shared-defined 1 136,100 FOREST OIL CORP COMMON STOCK Cmn 346091955 3,831 100,900 Sh Put Shared-defined 1 100,900 FORMFACTOR INC CMN STK Cmn 346375108 1,391 156,610 Sh Shared-defined -- 156,610 FORMFACTOR INC CMN STK Cmn 346375958 415 46,700 Sh Put Shared-defined 1 46,700 FORMFACTOR INC CMN STK Cmn 346375108 247 27,870 Sh Shared-defined 1 27,870 ---------- COLUMN TOTALS 77,428 ==========
FORM 13F Page 212 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FORMFACTOR INC CMN STK Cmn 346375908 55 6,200 Sh Call Shared-defined 1 6,200 FORRESTER RESEARCH INC. COMMON Cmn 346563109 378 10,721 Sh Shared-defined -- 10,721 FORTINET INC Cmn 34959E959 780 24,100 Sh Put Shared-defined 1 24,100 FORTINET INC Cmn 34959E109 523 16,159 Sh Shared-defined 1 16,159 FORTINET INC Cmn 34959E909 343 10,600 Sh Call Shared-defined 1 10,600 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B106 316 55,518 Sh Shared-defined 1 55,518 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B906 219 38,500 Sh Call Shared-defined 1 38,500 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B956 207 36,400 Sh Put Shared-defined 1 36,400 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 4,049 67,200 Sh Call Shared-defined 1 67,200 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 3,699 61,400 Sh Put Shared-defined 1 61,400 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 216 3,592 Sh Shared-defined -- 3,592 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 46 756 Sh Shared-defined 1 756 FORWARD AIR CORPORATION CMN STK Cmn 349853901 224 7,900 Sh Call Shared-defined 1 7,900 FORWARD AIR CORPORATION CMN STK Cmn 349853101 155 5,468 Sh Shared-defined -- 5,468 ---------- COLUMN TOTALS 11,210 ==========
FORM 13F Page 213 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FORWARD AIR CORPORATION CMN STK Cmn 349853951 142 5,000 Sh Put Shared-defined 1 5,000 FORWARD AIR CORPORATION CMN STK Cmn 349853101 30 1,052 Sh Shared-defined 1 1,052 FOSSIL INC CMN STK Cmn 349882900 1,417 20,100 Sh Call Shared-defined 1 20,100 FOSSIL INC CMN STK Cmn 349882950 1,417 20,100 Sh Put Shared-defined 1 20,100 FOSSIL INC CMN STK Cmn 349882100 1,114 15,799 Sh Shared-defined 1 15,799 FOSTER (LB) CO -CL A CMN STK Cmn 350060909 581 14,200 Sh Call Shared-defined 1 14,200 FOSTER (LB) CO -CL A CMN STK Cmn 350060959 70 1,700 Sh Put Shared-defined 1 1,700 FOSTER (LB) CO -CL A CMN STK Cmn 350060109 54 1,331 Sh Shared-defined 1 1,331 FOSTER WHEELER AG Cmn H27178104 26,694 773,280 Sh Shared-defined -- 773,280 FOSTER WHEELER AG Cmn H27178904 8,716 252,500 Sh Call Shared-defined 1 252,500 FOSTER WHEELER AG Cmn H27178954 7,142 206,900 Sh Put Shared-defined 1 206,900 FRANKLIN ELECTRIC CO CMN STK Cmn 353514102 703 18,069 Sh Shared-defined -- 18,069 FRANKLIN ELECTRIC CO CMN STK Cmn 353514102 34 868 Sh Shared-defined 1 868 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 84,368 758,637 Sh Shared-defined -- 758,637 ---------- COLUMN TOTALS 132,482 ==========
FORM 13F Page 214 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FRANKLIN RESOURCES INC CMN STK Cmn 354613901 10,621 95,500 Sh Call Shared-defined 1 95,500 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 8,819 79,300 Sh Put Shared-defined 1 79,300 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 3,003 27,000 Sh Call Shared-defined -- 27,000 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 1,601 14,399 Sh Shared-defined 1 14,399 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 1,377 96,634 Sh Shared-defined -- 96,634 FREDS INC CMN STK Cmn 356108100 448 32,591 Sh Shared-defined -- 32,591 FREDS INC CMN STK Cmn 356108950 91 6,600 Sh Put Shared-defined 1 6,600 FREDS INC CMN STK Cmn 356108900 62 4,500 Sh Call Shared-defined 1 4,500 FREDS INC CMN STK Cmn 356108100 33 2,401 Sh Shared-defined 1 2,401 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 104,466 869,900 Sh Put Shared-defined 1 869,900 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 62,063 516,800 Sh Call Shared-defined 1 516,800 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 11,062 92,114 Sh Shared-defined 1 92,114 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 1,058 8,814 Sh Shared-defined -- 8,814 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 580 20,038 Sh Shared-defined -- 20,038 ---------- COLUMN TOTALS 205,284 ==========
FORM 13F Page 215 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023900 541 18,700 Sh Call Shared-defined 1 18,700 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023950 6 200 Sh Put Shared-defined 1 200 FRESH DEL MONTE PRODUCE INC Cmn G36738955 135 5,400 Sh Put Shared-defined 1 5,400 FRESH DEL MONTE PRODUCE INC Cmn G36738905 87 3,500 Sh Call Shared-defined 1 3,500 FRESH MARKET INC/THE Cmn 35804H106 607 14,730 Sh Shared-defined -- 14,730 FRESH MARKET INC/THE Cmn 35804H906 342 8,300 Sh Call Shared-defined 1 8,300 FRESH MARKET INC/THE Cmn 35804H956 152 3,700 Sh Put Shared-defined 1 3,700 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032959 506 43,100 Sh Put Shared-defined 1 43,100 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032109 310 26,440 Sh Shared-defined 1 26,440 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032909 269 22,900 Sh Call Shared-defined 1 22,900 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 916 94,112 Sh Shared-defined -- 94,112 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 580 59,628 Sh Shared-defined 1 59,628 FRONTIER COMMUNICATIONS CORP Cmn 35906A958 517 53,100 Sh Put Shared-defined 1 53,100 FRONTIER COMMUNICATIONS CORP Cmn 35906A908 229 23,500 Sh Call Shared-defined 1 23,500 ---------- COLUMN TOTALS 5,197 ==========
FORM 13F Page 216 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 1,914 106,300 Sh Call Shared-defined 1 106,300 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 533 29,600 Sh Put Shared-defined 1 29,600 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 302 16,786 Sh Shared-defined -- 16,786 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 162 8,994 Sh Shared-defined 1 8,994 FRONTLINE LIMITED COMMON STOCK Cmn G3682E957 2,332 91,900 Sh Put Shared-defined 1 91,900 FRONTLINE LIMITED COMMON STOCK Cmn G3682E907 1,834 72,300 Sh Call Shared-defined 1 72,300 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 1,129 44,509 Sh Shared-defined 1 44,509 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 201 7,938 Sh Shared-defined -- 7,938 FSI INTL INC CMN STK Cmn 302633102 149 33,620 Sh Shared-defined -- 33,620 FTI CONSULTING 3.75% CB 07/15/12 - -REGISTERED Bond 302941AB5 19,907 15,500,000 Prn Shared-defined -- N/A FTI CONSULTING INC CMN STOCK Cmn 302941909 4,026 108,000 Sh Call Shared-defined 1 108,000 FTI CONSULTING INC CMN STOCK Cmn 302941959 1,186 31,800 Sh Put Shared-defined 1 31,800 FTI CONSULTING INC CMN STOCK Cmn 302941109 743 19,943 Sh Shared-defined -- 19,943 FTI CONSULTING INC CMN STOCK Cmn 302941109 29 767 Sh Shared-defined 1 767 ---------- COLUMN TOTALS 34,447 ==========
FORM 13F Page 217 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W953 4,486 152,700 Sh Put Shared-defined 1 152,700 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W903 2,882 98,100 Sh Call Shared-defined 1 98,100 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 1,183 40,275 Sh Shared-defined 1 40,275 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 67 2,288 Sh Shared-defined -- 2,288 FUEL TECH INC CMN STOCK Cmn 359523107 209 21,559 Sh Shared-defined 1 21,559 FUEL TECH INC CMN STOCK Cmn 359523957 117 12,000 Sh Put Shared-defined 1 12,000 FUEL TECH INC CMN STOCK Cmn 359523107 96 9,887 Sh Shared-defined -- 9,887 FUEL TECH INC CMN STOCK Cmn 359523907 30 3,100 Sh Call Shared-defined 1 3,100 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 70 30,300 Sh Shared-defined -- 30,300 FUELCELL ENERGY INC. CMN STK Cmn 35952H906 62 26,900 Sh Call Shared-defined 1 26,900 FUELCELL ENERGY INC. CMN STK Cmn 35952H956 17 7,300 Sh Put Shared-defined 1 7,300 FULLER (H. B.) CO CMN STK Cmn 359694106 400 19,494 Sh Shared-defined -- 19,494 FULTON FINANCIAL CORP Cmn 360271100 138 13,347 Sh Shared-defined -- 13,347 FULTON FINANCIAL CORP Cmn 360271950 35 3,400 Sh Put Shared-defined 1 3,400 ---------- COLUMN TOTALS 9,792 ==========
FORM 13F Page 218 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FULTON FINANCIAL CORP Cmn 360271900 26 2,500 Sh Call Shared-defined 1 2,500 FUQI INTERNATIONAL INC Cmn 36102A957 604 94,700 Sh Put Shared-defined 1 94,700 FUQI INTERNATIONAL INC Cmn 36102A907 485 76,000 Sh Call Shared-defined 1 76,000 FUQI INTERNATIONAL INC Cmn 36102A207 407 63,737 Sh Shared-defined 1 63,737 FUQI INTERNATIONAL INC Cmn 36102A207 63 9,926 Sh Shared-defined -- 9,926 FURIEX PHARMACEUTICALS INC Cmn 36106P951 129 8,900 Sh Put Shared-defined 1 8,900 FURIEX PHARMACEUTICALS INC Cmn 36106P901 56 3,900 Sh Call Shared-defined 1 3,900 FURIEX PHARMACEUTICALS INC Cmn 36106P101 13 887 Sh Shared-defined 1 887 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 70 13,546 Sh Shared-defined -- 13,546 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921900 30 5,800 Sh Call Shared-defined 1 5,800 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 19 3,731 Sh Shared-defined 1 3,731 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921950 13 2,600 Sh Put Shared-defined 1 2,600 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 226 25,414 Sh Shared-defined 1 25,414 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E957 194 21,900 Sh Put Shared-defined 1 21,900 ---------- COLUMN TOTALS 2,335 ==========
FORM 13F Page 219 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) FUSHI INTERNATIONAL INC CMN STK Cmn 36113E907 9 1,000 Sh Call Shared-defined 1 1,000 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 6 700 Sh Shared-defined -- 700 FX ENERGY INC CMN STOCK Cmn 302695101 462 75,178 Sh Shared-defined -- 75,178 FX ENERGY INC CMN STOCK Cmn 302695101 277 45,004 Sh Shared-defined 1 45,004 FX ENERGY INC CMN STOCK Cmn 302695901 32 5,200 Sh Call Shared-defined 1 5,200 FX ENERGY INC CMN STOCK Cmn 302695951 15 2,400 Sh Put Shared-defined 1 2,400 FXCM INC-A Cmn 302693106 1,780 134,360 Sh Shared-defined -- 134,360 GAFISA SA-ADR Depository Receipt 362607301 805 55,436 Sh Shared-defined -- N/A GAFISA SA-ADR Depository Receipt 362607301 340 23,426 Sh Shared-defined 1 N/A GAIN CAPITAL HOLDINGS INC Cmn 36268W100 5,743 624,264 Sh Shared-defined -- 624,264 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 11,835 406,971 Sh Shared-defined -- 406,971 GAMESTOP CORP Cmn 36467W909 3,954 172,800 Sh Call Shared-defined 1 172,800 GAMESTOP CORP Cmn 36467W959 2,903 126,900 Sh Put Shared-defined 1 126,900 GAMESTOP CORP Cmn 36467W109 723 31,582 Sh Shared-defined 1 31,582 ---------- COLUMN TOTALS 28,884 ==========
FORM 13F Page 220 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GAMESTOP CORP Cmn 36467W109 510 22,312 Sh Shared-defined -- 22,312 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 421 51,410 Sh Shared-defined 1 51,410 GAMMON GOLD INC COMMON STOCK Cmn 36467T956 310 37,800 Sh Put Shared-defined 1 37,800 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 87 10,588 Sh Shared-defined -- 10,588 GAMMON GOLD INC COMMON STOCK Cmn 36467T906 42 5,100 Sh Call Shared-defined 1 5,100 GANNETT INC Cmn 364730951 1,468 97,300 Sh Put Shared-defined 1 97,300 GANNETT INC Cmn 364730901 1,417 93,900 Sh Call Shared-defined 1 93,900 GANNETT INC Cmn 364730101 588 38,995 Sh Shared-defined 1 38,995 GANNETT INC Cmn 364730101 236 15,663 Sh Shared-defined -- 15,663 GAP INC Cmn 364760108 123,556 5,580,669 Sh Shared-defined -- 5,580,669 GAP INC Cmn 364760958 7,711 348,300 Sh Put Shared-defined 1 348,300 GAP INC Cmn 364760908 3,708 167,500 Sh Call Shared-defined 1 167,500 GAP INC Cmn 364760108 3,483 157,295 Sh Shared-defined 1 157,295 GARDNER DENVER INC CMN STK Cmn 365558955 764 11,100 Sh Put Shared-defined 1 11,100 ---------- COLUMN TOTALS 144,301 ==========
FORM 13F Page 221 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GARDNER DENVER INC CMN STK Cmn 365558905 757 11,000 Sh Call Shared-defined 1 11,000 GARDNER DENVER INC CMN STK Cmn 365558105 443 6,437 Sh Shared-defined -- 6,437 GARDNER DENVER INC CMN STK Cmn 365558105 132 1,919 Sh Shared-defined 1 1,919 GARMIN LTD Cmn H2906T959 4,695 151,500 Sh Put Shared-defined 1 151,500 GARMIN LTD Cmn H2906T909 4,370 141,000 Sh Call Shared-defined 1 141,000 GARMIN LTD Cmn H2906T109 372 12,017 Sh Shared-defined -- 12,017 GASTAR EXPLORATION LTD COMMON STOCK Cmn 367299203 684 158,991 Sh Shared-defined -- 158,991 GATX CORPORATION COMMON STOCK Cmn 361448103 3,377 95,710 Sh Shared-defined -- 95,710 GATX CORPORATION COMMON STOCK Cmn 361448103 311 8,804 Sh Shared-defined 1 8,804 GATX CORPORATION COMMON STOCK Cmn 361448903 226 6,400 Sh Call Shared-defined 1 6,400 GATX CORPORATION COMMON STOCK Cmn 361448953 35 1,000 Sh Put Shared-defined 1 1,000 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 2,608 72,568 Sh Shared-defined -- 72,568 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905956 1,563 43,500 Sh Put Shared-defined 1 43,500 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 952 26,492 Sh Shared-defined 1 26,492 ---------- COLUMN TOTALS 20,525 ==========
FORM 13F Page 222 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905906 111 3,100 Sh Call Shared-defined 1 3,100 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T957 2,690 186,800 Sh Put Shared-defined 1 186,800 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 1,545 107,267 Sh Shared-defined 1 107,267 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T907 994 69,000 Sh Call Shared-defined 1 69,000 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 472 32,773 Sh Shared-defined -- 32,773 GENCORP INC. COMMON STOCK Cmn 368682100 29 5,571 Sh Shared-defined -- 5,571 GENERAL CABLE 0.875% CB 11/15/2013-REGISTERED Bond 369300AD0 20,637 21,000,000 Prn Shared-defined -- N/A GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 2,853 81,300 Sh Call Shared-defined 1 81,300 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 1,990 56,700 Sh Put Shared-defined 1 56,700 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 780 22,236 Sh Shared-defined 1 22,236 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 115 3,270 Sh Shared-defined -- 3,270 GENERAL DYNAMICS CORP Cmn 369550908 8,437 118,900 Sh Call Shared-defined 1 118,900 GENERAL DYNAMICS CORP Cmn 369550108 8,224 115,897 Sh Shared-defined -- 115,897 GENERAL DYNAMICS CORP Cmn 369550958 3,711 52,300 Sh Put Shared-defined 1 52,300 ---------- COLUMN TOTALS 52,588 ==========
FORM 13F Page 223 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GENERAL ELECTRIC CORP Cmn 369604903 44,670 2,442,300 Sh Call Shared-defined 1 2,442,300 GENERAL ELECTRIC CORP Cmn 369604953 22,694 1,240,800 Sh Put Shared-defined 1 1,240,800 GENERAL ELECTRIC CORP Cmn 369604103 8,427 460,743 Sh Shared-defined -- 460,743 GENERAL GROWTH PROPERTIES Cmn 370023103 828 53,460 Sh Shared-defined 1 53,460 GENERAL GROWTH PROPERTIES Cmn 370023953 692 44,700 Sh Put Shared-defined 1 44,700 GENERAL GROWTH PROPERTIES Cmn 370023903 449 29,000 Sh Call Shared-defined 1 29,000 GENERAL MARITIME CORP Cmn Y2693R101 483 148,715 Sh Shared-defined 1 148,715 GENERAL MARITIME CORP Cmn Y2693R101 120 36,921 Sh Shared-defined -- 36,921 GENERAL MARITIME CORP Cmn Y2693R951 105 32,200 Sh Put Shared-defined 1 32,200 GENERAL MARITIME CORP Cmn Y2693R901 5 1,600 Sh Call Shared-defined 1 1,600 GENERAL MLS INC Cmn 370334104 55,066 1,547,235 Sh Shared-defined -- 1,547,235 GENERAL MLS INC Cmn 370334954 11,563 324,900 Sh Put Shared-defined 1 324,900 GENERAL MLS INC Cmn 370334104 9,741 273,703 Sh Shared-defined 1 273,703 GENERAL MLS INC Cmn 370334904 5,780 162,400 Sh Call Shared-defined 1 162,400 ---------- COLUMN TOTALS 160,623 ==========
FORM 13F Page 224 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GENERAL MOLY INC COMMON STOCK Cmn 370373102 262 40,504 Sh Shared-defined 1 40,504 GENERAL MOLY INC COMMON STOCK Cmn 370373952 66 10,200 Sh Put Shared-defined 1 10,200 GENERAL MOLY INC COMMON STOCK Cmn 370373902 44 6,800 Sh Call Shared-defined 1 6,800 GENERAL MOTORS CO Cmn 37045V900 26,067 707,200 Sh Call Shared-defined 1 707,200 GENERAL MOTORS CO Cmn 37045V950 23,354 633,600 Sh Put Shared-defined 1 633,600 GENERAL MOTORS CO Cmn 37045V100 15,559 422,117 Sh Shared-defined -- 422,117 GENERAL MOTORS CO Cmn 37045V100 84 2,280 Sh Shared-defined 1 2,280 GENERAL MOTORS CO 4.75% MAND 11/15/2013 Bond 37045V209 86,484 1,600,000 Prn Shared-defined -- N/A GENERAL MOTORS CO 4.75% MAND 11/15/2013 Bond 37045V209 1,057 20,080 Prn Shared-defined 1 N/A GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 103 35,787 Sh Shared-defined -- 35,787 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 62 21,544 Sh Shared-defined 1 21,544 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853953 30 10,300 Sh Put Shared-defined 1 10,300 GENESCO INC Cmn 371532102 503 13,409 Sh Shared-defined -- 13,409 GENESCO INC Cmn 371532902 322 8,600 Sh Call Shared-defined 1 8,600 ---------- COLUMN TOTALS 153,997 ==========
FORM 13F Page 225 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GENESCO INC Cmn 371532952 105 2,800 Sh Put Shared-defined 1 2,800 GENESEE & WYO INC CMN STOCK Cmn 371559905 1,980 37,400 Sh Call Shared-defined 1 37,400 GENESEE & WYO INC CMN STOCK Cmn 371559955 1,011 19,100 Sh Put Shared-defined 1 19,100 GENESEE & WYO INC CMN STOCK Cmn 371559105 242 4,568 Sh Shared-defined -- 4,568 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C951 295 13,800 Sh Put Shared-defined 1 13,800 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 162 7,579 Sh Shared-defined 1 7,579 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 108 5,047 Sh Shared-defined -- 5,047 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C901 24 1,100 Sh Call Shared-defined 1 1,100 GENON ENERGY INC Cmn 37244E107 23,397 6,140,855 Sh Shared-defined -- 6,140,855 GENON ENERGY INC Cmn 37244E107 453 119,002 Sh Shared-defined 1 119,002 GENON ENERGY INC Cmn 37244E957 95 24,900 Sh Put Shared-defined 1 24,900 GENON ENERGY INC Cmn 37244E907 83 21,900 Sh Call Shared-defined 1 21,900 GENOPTIX INC Cmn 37243V100 718 37,748 Sh Shared-defined -- 37,748 GENOPTIX INC Cmn 37243V900 262 13,800 Sh Call Shared-defined 1 13,800 ---------- COLUMN TOTALS 28,935 ==========
FORM 13F Page 226 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GENOPTIX INC Cmn 37243V950 226 11,900 Sh Put Shared-defined 1 11,900 GENOPTIX INC Cmn 37243V100 111 5,828 Sh Shared-defined 1 5,828 GENPACT LTD Cmn G3922B107 196 12,900 Sh Shared-defined -- 12,900 GEN-PROBE INC COMMON STOCK Cmn 36866T103 8,685 148,841 Sh Shared-defined -- 148,841 GEN-PROBE INC COMMON STOCK Cmn 36866T903 1,482 25,400 Sh Call Shared-defined 1 25,400 GEN-PROBE INC COMMON STOCK Cmn 36866T953 321 5,500 Sh Put Shared-defined 1 5,500 GEN-PROBE INC COMMON STOCK Cmn 36866T103 91 1,558 Sh Shared-defined 1 1,558 GENTEX CORP CMN STK Cmn 371901109 2,620 88,624 Sh Shared-defined -- 88,624 GENTEX CORP CMN STK Cmn 371901909 659 22,300 Sh Call Shared-defined 1 22,300 GENTEX CORP CMN STK Cmn 371901109 178 6,031 Sh Shared-defined 1 6,031 GENTEX CORP CMN STK Cmn 371901959 103 3,500 Sh Put Shared-defined 1 3,500 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A952 279 10,500 Sh Put Shared-defined 1 10,500 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A102 180 6,779 Sh Shared-defined 1 6,779 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A902 133 5,000 Sh Call Shared-defined 1 5,000 ---------- COLUMN TOTALS 15,264 ==========
FORM 13F Page 227 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A102 116 4,352 Sh Shared-defined -- 4,352 GENUINE PARTS CO Cmn 372460105 1,592 31,001 Sh Shared-defined -- 31,001 GENUINE PARTS CO Cmn 372460905 1,227 23,900 Sh Call Shared-defined 1 23,900 GENUINE PARTS CO Cmn 372460105 157 3,058 Sh Shared-defined 1 3,058 GENVEC INC Cmn 37246C109 7 11,853 Sh Shared-defined 1 11,853 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 7,289 554,700 Sh Put Shared-defined 1 554,700 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 5,767 438,893 Sh Shared-defined 1 438,893 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 4,271 325,060 Sh Shared-defined -- 325,060 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 2,683 204,200 Sh Call Shared-defined 1 204,200 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 9,996 140,400 Sh Call Shared-defined 1 140,400 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 9,619 135,100 Sh Put Shared-defined 1 135,100 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 2,199 30,891 Sh Shared-defined 1 30,891 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 342 4,805 Sh Shared-defined -- 4,805 GEO GROUP INC/THE CMN STOCK Cmn 36159R103 389 15,761 Sh Shared-defined -- 15,761 ---------- COLUMN TOTALS 45,654 ==========
FORM 13F Page 228 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GEOEYE INC COMMON STOCK Cmn 37250W958 856 20,200 Sh Put Shared-defined 1 20,200 GEOEYE INC COMMON STOCK Cmn 37250W908 793 18,700 Sh Call Shared-defined 1 18,700 GEOEYE INC COMMON STOCK Cmn 37250W108 156 3,670 Sh Shared-defined 1 3,670 GEORGIA GULF CORP CMN STK Cmn 373200302 1,419 58,994 Sh Shared-defined -- 58,994 GEORGIA GULF CORP CMN STK Cmn 373200952 445 18,500 Sh Put Shared-defined 1 18,500 GEORGIA GULF CORP CMN STK Cmn 373200302 317 13,164 Sh Shared-defined 1 13,164 GEORGIA GULF CORP CMN STK Cmn 373200902 132 5,500 Sh Call Shared-defined 1 5,500 GERBER SCIENTIFIC INC CMN STK Cmn 373730100 73 9,298 Sh Shared-defined -- 9,298 GERBER SCIENTIFIC INC CMN STK Cmn 373730100 21 2,682 Sh Shared-defined 1 2,682 GERDAU SA - SPONS ADR 1:1 PREF SHRS Depository Receipt 373737105 772 55,159 Sh Shared-defined 1 N/A GERON CORP CMN STOCK Cmn 374163103 1,240 239,771 Sh Shared-defined -- 239,771 GERON CORP CMN STOCK Cmn 374163103 1,070 207,034 Sh Shared-defined 1 207,034 GERON CORP CMN STOCK Cmn 374163953 859 166,100 Sh Put Shared-defined 1 166,100 GERON CORP CMN STOCK Cmn 374163903 96 18,500 Sh Call Shared-defined 1 18,500 ---------- COLUMN TOTALS 8,249 ==========
FORM 13F Page 229 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GETTY REALTY CMN STK Cmn 374297109 2,643 84,498 Sh Shared-defined -- 84,498 GFI GROUP INC COMMON STOCK Cmn 361652209 199 42,350 Sh Shared-defined -- 42,350 GFI GROUP INC COMMON STOCK Cmn 361652909 61 13,100 Sh Call Shared-defined 1 13,100 GFI GROUP INC COMMON STOCK Cmn 361652209 9 1,930 Sh Shared-defined 1 1,930 GFI GROUP INC COMMON STOCK Cmn 361652959 5 1,000 Sh Put Shared-defined 1 1,000 GHL ACQUISITION CORP-CW13 Wt 46269C110 -- 100 Shared-defined 1 N/A GIANT INTERACTIVE GROUP-ADR Depository Receipt 374511103 4,641 651,893 Sh Shared-defined -- N/A GIANT INTERACTIVE GROUP-ADR Depository Receipt 374511103 208 29,274 Sh Shared-defined 1 N/A GIBRALTAR INDUSTRIES INC CMN STK Cmn 374689107 148 10,900 Sh Shared-defined -- 10,900 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 31 21,100 Sh Call Shared-defined 1 21,100 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 7 4,500 Sh Shared-defined 1 4,500 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 7 4,400 Sh Put Shared-defined 1 4,400 G-III APPAREL GROUP LTD CMN STK Cmn 36237H901 773 22,000 Sh Call Shared-defined 1 22,000 G-III APPAREL GROUP LTD CMN STK Cmn 36237H951 169 4,800 Sh Put Shared-defined 1 4,800 ---------- COLUMN TOTALS 8,901 ==========
FORM 13F Page 230 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) G-III APPAREL GROUP LTD CMN STK Cmn 36237H101 28 800 Sh Shared-defined -- 800 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916103 483 16,951 Sh Shared-defined -- 16,951 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916103 210 7,355 Sh Shared-defined 1 7,355 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916903 171 6,000 Sh Call Shared-defined 1 6,000 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916953 154 5,400 Sh Put Shared-defined 1 5,400 GILEAD SCIENCES INC CMN STK Cmn 375558953 27,705 764,500 Sh Put Shared-defined 1 764,500 GILEAD SCIENCES INC CMN STK Cmn 375558903 15,518 428,200 Sh Call Shared-defined 1 428,200 GILEAD SCIENCES INC CMN STK Cmn 375558103 4,367 120,500 Sh Shared-defined -- 120,500 GILEAD SCIENCES INC CMN STK Cmn 375558103 2,595 71,594 Sh Shared-defined 1 71,594 GIVEN IMAGING LTD Cmn M52020100 111 7,598 Sh Shared-defined -- 7,598 GIVEN IMAGING LTD Cmn M52020900 51 3,500 Sh Call Shared-defined 1 3,500 GIVEN IMAGING LTD Cmn M52020950 25 1,700 Sh Put Shared-defined 1 1,700 GIVEN IMAGING LTD Cmn M52020100 21 1,418 Sh Shared-defined 1 1,418 GLACIER BANCORP INC CMN STK Cmn 37637Q105 986 65,251 Sh Shared-defined -- 65,251 ---------- COLUMN TOTALS 52,425 ==========
FORM 13F Page 231 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GLACIER BANCORP INC CMN STK Cmn 37637Q105 29 1,889 Sh Shared-defined 1 1,889 GLATFELTER CMN STK Cmn 377316104 531 43,253 Sh Shared-defined -- 43,253 GLAXOSMITHKLINE PLC - ADR 1:2 Depository Receipt 37733W105 1,097 27,958 Sh Shared-defined -- N/A GLAXOSMITHKLINE PLC - ADR 1:2 Depository Receipt 37733W105 313 7,984 Sh Shared-defined 1 N/A GLEACHER & CO INC Cmn 377341102 802 338,355 Sh Shared-defined -- 338,355 GLOBAL CASH ACCESS INC COMMON STOCK Cmn 378967103 350 109,578 Sh Shared-defined -- 109,578 GLOBAL CASH ACCESS INC COMMON STOCK Cmn 378967103 7 2,218 Sh Shared-defined 1 2,218 GLOBAL EDUCATION & TECH-ADR Depository Receipt 37951A108 1,295 136,868 Sh Shared-defined -- N/A GLOBAL GEOPHYSICAL SERVICES Cmn 37946S107 1,230 118,473 Sh Shared-defined -- 118,473 GLOBAL INDEMNITY PLC Cmn G39319101 353 17,277 Sh Shared-defined -- 17,277 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 487 70,346 Sh Shared-defined -- 70,346 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 79 11,400 Sh Call Shared-defined 1 11,400 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 21 3,046 Sh Shared-defined 1 3,046 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336950 10 1,500 Sh Put Shared-defined 1 1,500 ---------- COLUMN TOTALS 6,604 ==========
FORM 13F Page 232 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GLOBAL PAYMENTS INC Cmn 37940X102 7,010 151,698 Sh Shared-defined -- 151,698 GLOBAL PAYMENTS INC Cmn 37940X952 555 12,000 Sh Put Shared-defined 1 12,000 GLOBAL PAYMENTS INC Cmn 37940X102 287 6,201 Sh Shared-defined 1 6,201 GLOBAL PAYMENTS INC Cmn 37940X902 148 3,200 Sh Call Shared-defined 1 3,200 GLOBAL SOURCES LIMITED Cmn G39300101 232 24,381 Sh Shared-defined -- 24,381 GLOBALSTAR INC COMMON STOCK Cmn 378973408 1,018 701,903 Sh Shared-defined -- 701,903 GLOBE SPECIALTY METALS INC Cmn 37954N206 8,730 510,848 Sh Shared-defined -- 510,848 GLOBE SPECIALTY METALS INC Cmn 37954N956 226 13,200 Sh Put Shared-defined 1 13,200 GLOBE SPECIALTY METALS INC Cmn 37954N906 157 9,200 Sh Call Shared-defined 1 9,200 GLOBE SPECIALTY METALS INC Cmn 37954N206 76 4,449 Sh Shared-defined 1 4,449 GMX RESOURCES INC - UNITS Cmn 38011M908 258 46,800 Sh Call Shared-defined 1 46,800 GMX RESOURCES INC - UNITS Cmn 38011M958 123 22,300 Sh Put Shared-defined 1 22,300 GMX RESOURCES INC - UNITS Cmn 38011M108 8 1,454 Sh Shared-defined -- 1,454 GOL LINHAS AEREAS INTELIGENTES Depository S.A. - ADR Receipt 38045R107 518 33,686 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 19,346 ==========
FORM 13F Page 233 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GOL LINHAS AEREAS INTELIGENTES Depository S.A. - ADR Receipt 38045R107 456 29,668 Sh Shared-defined -- N/A GOLAR LNG LTD COMMON STOCK Cmn G9456A950 275 18,300 Sh Put Shared-defined 1 18,300 GOLAR LNG LTD COMMON STOCK Cmn G9456A900 126 8,400 Sh Call Shared-defined 1 8,400 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 5 324 Sh Shared-defined 1 324 GOLDCORP INC NEW CMN STOCK Cmn 380956959 20,875 454,000 Sh Put Shared-defined 1 454,000 GOLDCORP INC NEW CMN STOCK Cmn 380956909 20,535 446,600 Sh Call Shared-defined 1 446,600 GOLDCORP INC NEW CMN STOCK Cmn 380956409 6,651 144,659 Sh Shared-defined 1 144,659 GOLDCORP INC NEW CMN STOCK Cmn 380956409 -- 2 Sh Shared-defined -- 2 GOLDEN MINERALS CO Cmn 381119906 227 8,500 Sh Call Shared-defined 1 8,500 GOLDEN MINERALS CO Cmn 381119956 43 1,600 Sh Put Shared-defined 1 1,600 GOLDEN MINERALS CO Cmn 381119106 26 965 Sh Shared-defined 1 965 GOLDEN MINERALS CO Cmn 381119106 3 96 Sh Shared-defined -- 96 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 310 67,526 Sh Shared-defined 1 67,526 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 220 48,000 Sh Call Shared-defined 1 48,000 ---------- COLUMN TOTALS 49,752 ==========
FORM 13F Page 234 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 121 26,400 Sh Put Shared-defined 1 26,400 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 90 19,559 Sh Shared-defined -- 19,559 GOLDEN STAR RESOURCES LTD 4% CB 11/30/2012 - REGIS Bond 38119TAC8 36,054 31,500,000 Prn Shared-defined -- N/A GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 6,651 75,522 Sh Shared-defined -- 75,522 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 3,338 37,900 Sh Call Shared-defined 1 37,900 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 3,223 36,600 Sh Put Shared-defined 1 36,600 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 396 4,498 Sh Shared-defined 1 4,498 GOODRICH PETE CORP CMN STK Cmn 382410405 2,565 145,386 Sh Shared-defined -- 145,386 GOODRICH PETE CORP CMN STK Cmn 382410905 635 36,000 Sh Call Shared-defined 1 36,000 GOODRICH PETE CORP CMN STK Cmn 382410955 131 7,400 Sh Put Shared-defined 1 7,400 GOODRICH PETE CORP CMN STK Cmn 382410405 44 2,487 Sh Shared-defined 1 2,487 GOODRICH PETROLEUM 5% CB 10/01/2029-REGISTERED Bond 382410AC2 19,269 19,706,000 Prn Shared-defined -- N/A GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P958 610,067 1,027,100 Sh Put Shared-defined 1 1,027,100 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P908 378,181 636,700 Sh Call Shared-defined 1 636,700 ---------- COLUMN TOTALS 1,060,765 ==========
FORM 13F Page 235 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 325,595 548,167 Sh Shared-defined 1 548,167 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 92,916 156,432 Sh Shared-defined -- 156,432 GORDMANS STORES INC Cmn 38269P100 2,087 124,509 Sh Shared-defined -- 124,509 GORMAN-RUPP CO CMN STK Cmn 383082104 221 6,834 Sh Shared-defined -- 6,834 GORMAN-RUPP CO CMN STK Cmn 383082104 24 757 Sh Shared-defined 1 757 GOVERNMENT PROPERTIES INCOME Cmn 38376A103 2,669 99,626 Sh Shared-defined -- 99,626 GOVERNMENT PROPERTIES INCOME Cmn 38376A103 39 1,464 Sh Shared-defined 1 1,464 GRACO INC CMN STK Cmn 384109104 1,881 47,669 Sh Shared-defined -- 47,669 GRACO INC CMN STK Cmn 384109104 6 143 Sh Shared-defined 1 143 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 928 46,763 Sh Shared-defined -- 46,763 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 341 17,200 Sh Call Shared-defined 1 17,200 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 129 6,500 Sh Put Shared-defined 1 6,500 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 129 6,482 Sh Shared-defined 1 6,482 GRAHAM PACKAGING CO INC Cmn 384701108 12,826 983,621 Sh Shared-defined -- 983,621 ---------- COLUMN TOTALS 439,791 ==========
FORM 13F Page 236 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GRAINGER W W INC Cmn 384802904 8,659 62,700 Sh Call Shared-defined 1 62,700 GRAINGER W W INC Cmn 384802954 2,831 20,500 Sh Put Shared-defined 1 20,500 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 224 27,802 Sh Shared-defined 1 27,802 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T951 96 11,900 Sh Put Shared-defined 1 11,900 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T901 71 8,800 Sh Call Shared-defined 1 8,800 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 11 1,317 Sh Shared-defined -- 1,317 GRAND CANYON EDUCATION INC Cmn 38526M106 486 24,814 Sh Shared-defined -- 24,814 GRAND CANYON EDUCATION INC Cmn 38526M956 157 8,000 Sh Put Shared-defined 1 8,000 GRAND CANYON EDUCATION INC Cmn 38526M906 121 6,200 Sh Call Shared-defined 1 6,200 GRAND CANYON EDUCATION INC Cmn 38526M106 90 4,575 Sh Shared-defined 1 4,575 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 863 31,471 Sh Shared-defined -- 31,471 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 527 19,196 Sh Shared-defined 1 19,196 GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 436 15,900 Sh Put Shared-defined 1 15,900 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 52 1,900 Sh Call Shared-defined 1 1,900 ---------- COLUMN TOTALS 14,624 ==========
FORM 13F Page 237 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GREAT BASIN GOLD CORP CMN STOCK Cmn 390124105 89 30,066 Sh Shared-defined 1 30,066 GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 847 43,663 Sh Shared-defined -- 43,663 GREATBATCH INC Cmn 39153L106 298 12,330 Sh Shared-defined -- 12,330 GREATBATCH INC Cmn 39153L956 123 5,100 Sh Put Shared-defined 1 5,100 GREATBATCH INC Cmn 39153L106 72 2,981 Sh Shared-defined 1 2,981 GREATBATCH INC Cmn 39153L906 17 700 Sh Call Shared-defined 1 700 GREEN BANKSHARES INC CMN STOCK Cmn 394361208 34 10,551 Sh Shared-defined -- 10,551 GREEN BANKSHARES INC CMN STOCK Cmn 394361208 4 1,226 Sh Shared-defined 1 1,226 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122956 20,676 629,200 Sh Put Shared-defined 1 629,200 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 13,653 415,500 Sh Call Shared-defined 1 415,500 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 9,201 280,000 Sh Call Shared-defined -- 280,000 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 8,683 264,242 Sh Shared-defined 1 264,242 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 3,598 109,503 Sh Shared-defined -- 109,503 GREEN PLAINS RENEWABLE ENERGY INC COMMON STOCK Cmn 393222104 57 5,018 Sh Shared-defined -- 5,018 ---------- COLUMN TOTALS 57,352 ==========
FORM 13F Page 238 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GREENHILL & CO INC COMMON STOCK Cmn 395259904 849 10,400 Sh Call Shared-defined 1 10,400 GREENHILL & CO INC COMMON STOCK Cmn 395259104 709 8,675 Sh Shared-defined -- 8,675 GREENHILL & CO INC COMMON STOCK Cmn 395259954 490 6,000 Sh Put Shared-defined 1 6,000 GREENHILL & CO INC COMMON STOCK Cmn 395259104 285 3,494 Sh Shared-defined 1 3,494 GREIF INC CMN STK Cmn 397624107 3,264 52,735 Sh Shared-defined -- 52,735 GREIF INC CMN STK Cmn 397624907 712 11,500 Sh Call Shared-defined 1 11,500 GREIF INC CMN STK Cmn 397624957 452 7,300 Sh Put Shared-defined 1 7,300 GREIF INC CMN STK Cmn 397624107 348 5,625 Sh Shared-defined 1 5,625 GRIFFON CORPORATION-FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 397 31,169 Sh Shared-defined -- 31,169 GROUP 1 AUTOMOTIVE INC Cmn 398905909 1,512 36,200 Sh Call Shared-defined 1 36,200 GROUP 1 AUTOMOTIVE INC Cmn 398905959 722 17,300 Sh Put Shared-defined 1 17,300 GROUP 1 AUTOMOTIVE INC Cmn 398905109 275 6,576 Sh Shared-defined -- 6,576 GROUP 1 AUTOMOTIVE INC Cmn 398905109 59 1,413 Sh Shared-defined 1 1,413 GRUPO TELEVISA SPONS ADR 1:5 Depository Receipt 40049J206 3,372 130,056 Sh Shared-defined -- N/A ---------- COLUMN TOTALS 13,446 ==========
FORM 13F Page 239 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GRUPO TELEVISA SPONS ADR 1:5 Depository Receipt 40049J206 2,533 97,687 Sh Shared-defined 1 N/A GSI COMMERCE INC 2.5% CB 6/1/2027 - - REGISTERED Bond 36238GAD4 13,547 12,411,000 Prn Shared-defined -- N/A GSI COMMERCE INC CMN STK Cmn 36238G102 37,014 1,595,411 Sh Shared-defined -- 1,595,411 GSI COMMERCE INC CMN STK Cmn 36238G902 1,392 60,000 Sh Call Shared-defined 1 60,000 GSI COMMERCE INC CMN STK Cmn 36238G952 329 14,200 Sh Put Shared-defined 1 14,200 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 926 101,584 Sh Shared-defined 1 101,584 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 714 78,300 Sh Put Shared-defined 1 78,300 GT SOLAR INTERNATIONAL INC Cmn 3623E0909 68 7,500 Sh Call Shared-defined 1 7,500 GTX INC COMMON STOCK Cmn 40052B108 59 22,114 Sh Shared-defined -- 22,114 GTX INC COMMON STOCK Cmn 40052B908 40 15,200 Sh Call Shared-defined 1 15,200 GTX INC COMMON STOCK Cmn 40052B958 38 14,200 Sh Put Shared-defined 1 14,200 GTX INC COMMON STOCK Cmn 40052B108 17 6,256 Sh Shared-defined 1 6,256 GUANGSHEN RAILWAY-SPONS ADR Depository Receipt 40065W107 205 10,468 Sh Shared-defined -- N/A GUESS INC CMN STK Cmn 401617105 4,600 97,203 Sh Shared-defined -- 97,203 ---------- COLUMN TOTALS 61,482 ==========
FORM 13F Page 240 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GUESS INC CMN STK Cmn 401617955 2,735 57,800 Sh Put Shared-defined 1 57,800 GUESS INC CMN STK Cmn 401617905 2,622 55,400 Sh Call Shared-defined 1 55,400 GUESS INC CMN STK Cmn 401617105 358 7,557 Sh Shared-defined 1 7,557 GULF ISLAND FABRICATION INC CMN STOCK Cmn 402307102 271 9,600 Sh Shared-defined -- 9,600 GULF RESOURCES INC COMMON STOCK Cmn 40251W909 406 38,000 Sh Call Shared-defined 1 38,000 GULF RESOURCES INC COMMON STOCK Cmn 40251W959 104 9,700 Sh Put Shared-defined 1 9,700 GULF RESOURCES INC COMMON STOCK Cmn 40251W309 9 842 Sh Shared-defined 1 842 GULF RESOURCES INC COMMON STOCK Cmn 40251W309 3 300 Sh Shared-defined -- 300 GULFMARK OFFSHORE CMN STOCK Cmn 402629908 2,800 92,100 Sh Call Shared-defined 1 92,100 GULFMARK OFFSHORE CMN STOCK Cmn 402629958 1,678 55,200 Sh Put Shared-defined 1 55,200 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 577 18,980 Sh Shared-defined -- 18,980 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 25 818 Sh Shared-defined 1 818 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635904 197 9,100 Sh Call Shared-defined 1 9,100 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635954 113 5,200 Sh Put Shared-defined 1 5,200 ---------- COLUMN TOTALS 11,898 ==========
FORM 13F Page 241 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 32 1,456 Sh Shared-defined 1 1,456 HAEMONETICS CORPORATION CMN STK Cmn 405024100 757 11,981 Sh Shared-defined -- 11,981 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217950 387 14,300 Sh Put Shared-defined 1 14,300 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 128 4,734 Sh Shared-defined 1 4,734 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217900 73 2,700 Sh Call Shared-defined 1 2,700 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 46 1,694 Sh Shared-defined -- 1,694 HALLIBURTON CO COMMON Cmn 406216101 80,943 1,982,447 Sh Shared-defined -- 1,982,447 HALLIBURTON CO COMMON Cmn 406216951 36,420 892,000 Sh Put Shared-defined 1 892,000 HALLIBURTON CO COMMON Cmn 406216901 28,332 693,900 Sh Call Shared-defined 1 693,900 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 133 16,810 Sh Shared-defined -- 16,810 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H959 125 15,800 Sh Put Shared-defined 1 15,800 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H909 48 6,000 Sh Call Shared-defined 1 6,000 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 16 2,006 Sh Shared-defined 1 2,006 HANCOCK HLDG CO CMN STK Cmn 410120109 6,363 182,543 Sh Shared-defined -- 182,543 ---------- COLUMN TOTALS 153,803 ==========
FORM 13F Page 242 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HANESBRANDS INC COMMON STOCK Cmn 410345102 833 32,776 Sh Shared-defined -- 32,776 HANESBRANDS INC COMMON STOCK Cmn 410345902 366 14,400 Sh Call Shared-defined 1 14,400 HANESBRANDS INC COMMON STOCK Cmn 410345952 262 10,300 Sh Put Shared-defined 1 10,300 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 1,098 23,498 Sh Shared-defined -- 23,498 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 10 223 Sh Shared-defined 1 223 HANSEN MEDICAL INC Cmn 411307101 25 16,811 Sh Shared-defined 1 16,811 HANSEN MEDICAL INC Cmn 411307951 8 5,200 Sh Put Shared-defined 1 5,200 HANSEN MEDICAL INC Cmn 411307101 6 4,175 Sh Shared-defined -- 4,175 HANSEN NATURAL COMMON STOCK Cmn 411310105 43,167 825,687 Sh Shared-defined -- 825,687 HANSEN NATURAL COMMON STOCK Cmn 411310905 3,215 61,500 Sh Call Shared-defined 1 61,500 HANSEN NATURAL COMMON STOCK Cmn 411310955 1,966 37,600 Sh Put Shared-defined 1 37,600 HANSEN NATURAL COMMON STOCK Cmn 411310105 440 8,414 Sh Shared-defined 1 8,414 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W909 246 14,200 Sh Call Shared-defined 1 14,200 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 222 12,812 Sh Shared-defined 1 12,812 ---------- COLUMN TOTALS 51,864 ==========
FORM 13F Page 243 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W959 222 12,800 Sh Put Shared-defined 1 12,800 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 12,970 374,100 Sh Call Shared-defined 1 374,100 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 9,267 267,300 Sh Put Shared-defined 1 267,300 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 9,078 261,832 Sh Shared-defined -- 261,832 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 2,773 79,978 Sh Shared-defined 1 79,978 HARLEYSVILLE GROUP INC CMN STK Cmn 412824104 516 14,054 Sh Shared-defined -- 14,054 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086909 815 17,600 Sh Call Shared-defined 1 17,600 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 747 16,140 Sh Shared-defined -- 16,140 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086959 463 10,000 Sh Put Shared-defined 1 10,000 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 266 5,751 Sh Shared-defined 1 5,751 HARMON GOLD MNG-SPONS ADR 1:1 Depository Receipt 413216300 521 41,549 Sh Shared-defined 1 N/A HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 232 27,047 Sh Shared-defined -- 27,047 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 215 25,117 Sh Shared-defined 1 25,117 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160902 49 5,700 Sh Call Shared-defined 1 5,700 ---------- COLUMN TOTALS 38,134 ==========
FORM 13F Page 244 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160952 24 2,800 Sh Put Shared-defined 1 2,800 HARRIS CORP DEL Cmn 413875955 6,922 152,800 Sh Put Shared-defined 1 152,800 HARRIS CORP DEL Cmn 413875105 2,191 48,368 Sh Shared-defined -- 48,368 HARRIS CORP DEL Cmn 413875905 698 15,400 Sh Call Shared-defined 1 15,400 HARRIS CORP DEL Cmn 413875105 111 2,449 Sh Shared-defined 1 2,449 HARSCO CORP Cmn 415864107 1,953 68,946 Sh Shared-defined -- 68,946 HARSCO CORP Cmn 415864957 278 9,800 Sh Put Shared-defined 1 9,800 HARSCO CORP Cmn 415864107 181 6,378 Sh Shared-defined 1 6,378 HARTE HANKS INC CMN STK Cmn 416196103 183 14,335 Sh Shared-defined -- 14,335 HARTFORD FINANCIAL SERVICES 7.25% DEBT PERC 04/01/ Bond 416515708 1,572 61,368 Prn Shared-defined 1 N/A HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 25,856 976,069 Sh Shared-defined -- 976,069 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 8,824 333,100 Sh Put Shared-defined 1 333,100 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 8,511 321,300 Sh Call Shared-defined 1 321,300 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 389 14,701 Sh Shared-defined 1 14,701 ---------- COLUMN TOTALS 57,693 ==========
FORM 13F Page 245 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V953 270 22,200 Sh Put Shared-defined 1 22,200 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 226 18,537 Sh Shared-defined -- 18,537 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V903 215 17,700 Sh Call Shared-defined 1 17,700 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 148 12,135 Sh Shared-defined 1 12,135 HASBRO 94 CMN STOCK Cmn 418056957 3,137 66,500 Sh Put Shared-defined 1 66,500 HASBRO 94 CMN STOCK Cmn 418056107 2,188 46,371 Sh Shared-defined 1 46,371 HASBRO 94 CMN STOCK Cmn 418056907 1,647 34,900 Sh Call Shared-defined 1 34,900 HASBRO 94 CMN STOCK Cmn 418056107 661 14,014 Sh Shared-defined -- 14,014 HATTERAS FINANCIAL CORP Cmn 41902R103 1,714 56,631 Sh Shared-defined -- 56,631 HATTERAS FINANCIAL CORP Cmn 41902R953 1,241 41,000 Sh Put Shared-defined 1 41,000 HATTERAS FINANCIAL CORP Cmn 41902R903 1,141 37,700 Sh Call Shared-defined 1 37,700 HATTERAS FINANCIAL CORP Cmn 41902R103 95 3,139 Sh Shared-defined 1 3,139 HAVERTY FURNITURE CMN STK Cmn 419596101 178 13,697 Sh Shared-defined -- 13,697 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 712 31,247 Sh Shared-defined -- 31,247 ---------- COLUMN TOTALS 13,573 ==========
FORM 13F Page 246 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HAWAIIAN HOLDINGS INC Cmn 419879101 57 7,291 Sh Shared-defined 1 7,291 HAWAIIAN HOLDINGS INC Cmn 419879901 27 3,500 Sh Call Shared-defined 1 3,500 HAWAIIAN HOLDINGS INC Cmn 419879951 2 300 Sh Put Shared-defined 1 300 HAWAIIAN HOLDINGS INC Cmn 419879101 1 100 Sh Shared-defined -- 100 HCC INS HLDGS INC CMN STK Cmn 404132102 24,858 858,959 Sh Shared-defined -- 858,959 HCP INC COMMON STOCK Cmn 40414L909 695 18,900 Sh Call Shared-defined 1 18,900 HCP INC COMMON STOCK Cmn 40414L959 368 10,000 Sh Put Shared-defined 1 10,000 HCP INC COMMON STOCK Cmn 40414L109 -- 4 Sh Shared-defined -- 4 HDFC BANK LTD - ADR Depository Receipt 40415F101 11,983 71,705 Sh Shared-defined 1 N/A HDFC BANK LTD - ADR Depository Receipt 40415F101 514 3,076 Sh Shared-defined -- N/A HEADWATERS INC CMN STOCK Cmn 42210P902 76 16,500 Sh Call Shared-defined 1 16,500 HEADWATERS INC CMN STOCK Cmn 42210P952 37 8,000 Sh Put Shared-defined 1 8,000 HEADWATERS INC CMN STOCK Cmn 42210P102 16 3,506 Sh Shared-defined 1 3,506 HEALTH CARE REIT 3% CB 12/01/2029 - -REGISTERED Bond 42217KAR7 10,644 9,831,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 49,278 ==========
FORM 13F Page 247 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HEALTH CARE REIT INC CMN STK Cmn 42217K106 799 16,782 Sh Shared-defined -- 16,782 HEALTH CARE REIT INC CMN STK Cmn 42217K956 696 14,600 Sh Put Shared-defined 1 14,600 HEALTH CARE REIT INC CMN STK Cmn 42217K906 634 13,300 Sh Call Shared-defined 1 13,300 HEALTH CARE REIT INC CMN STK Cmn 42217K106 447 9,373 Sh Shared-defined 1 9,373 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 672 70,453 Sh Shared-defined -- 70,453 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 299 31,300 Sh Call Shared-defined 1 31,300 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933952 51 5,300 Sh Put Shared-defined 1 5,300 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 6 658 Sh Shared-defined 1 658 HEALTH NET INC CMN STK Cmn 42222G108 3,581 131,222 Sh Shared-defined -- 131,222 HEALTH NET INC CMN STK Cmn 42222G908 841 30,800 Sh Call Shared-defined 1 30,800 HEALTH NET INC CMN STK Cmn 42222G958 85 3,100 Sh Put Shared-defined 1 3,100 HEALTH NET INC CMN STK Cmn 42222G108 56 2,044 Sh Shared-defined 1 2,044 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 2,762 130,446 Sh Shared-defined -- 130,446 HEALTHCARE REALTY TRUST CMN STK Cmn 421946954 78 3,700 Sh Put Shared-defined 1 3,700 ---------- COLUMN TOTALS 11,007 ==========
FORM 13F Page 248 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HEALTHCARE REALTY TRUST CMN STK Cmn 421946904 68 3,200 Sh Call Shared-defined 1 3,200 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 56 2,628 Sh Shared-defined 1 2,628 HEALTHCARE REIT 4.75% CB 7/15/2027 - REGISTERED Bond 42217KAQ9 5,534 5,000,000 Prn Shared-defined -- N/A HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 1,928 118,494 Sh Shared-defined -- 118,494 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 2,232 107,758 Sh Shared-defined -- 107,758 HEALTHSOUTH CORP COMMON STOCK Cmn 421924909 205 9,900 Sh Call Shared-defined 1 9,900 HEALTHSOUTH CORP COMMON STOCK Cmn 421924959 23 1,100 Sh Put Shared-defined 1 1,100 HEALTHSPRING INC CMN STK Cmn 42224N901 308 11,600 Sh Call Shared-defined 1 11,600 HEALTHSPRING INC CMN STK Cmn 42224N951 292 11,000 Sh Put Shared-defined 1 11,000 HEALTHSPRING INC CMN STK Cmn 42224N101 104 3,905 Sh Shared-defined -- 3,905 HEALTHWAYS INC CMN STK Cmn 422245900 117 10,500 Sh Call Shared-defined 1 10,500 HEALTHWAYS INC CMN STK Cmn 422245100 23 2,029 Sh Shared-defined -- 2,029 HEALTHWAYS INC CMN STK Cmn 422245950 11 1,000 Sh Put Shared-defined 1 1,000 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N108 160 10,371 Sh Shared-defined -- 10,371 ---------- COLUMN TOTALS 11,061 ==========
FORM 13F Page 249 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N908 126 8,200 Sh Call Shared-defined 1 8,200 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N958 74 4,800 Sh Put Shared-defined 1 4,800 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N108 2 103 Sh Shared-defined 1 103 HEARTWARE INTERNATIONAL 3.5% CB 12/15/2017-REGISTERED Bond 422368AA8 22,050 20,000,000 Prn Shared-defined -- N/A HECKMANN CORP Cmn 422680108 391 77,718 Sh Shared-defined -- 77,718 HECKMANN CORP Cmn 422680908 88 17,500 Sh Call Shared-defined 1 17,500 HECKMANN CORP Cmn 422680958 24 4,800 Sh Put Shared-defined 1 4,800 HECKMANN CORP Cmn 422680108 1 221 Sh Shared-defined 1 221 HECKMANN CORP-CW11 Wt 422680116 1 1,700 Shared-defined 1 N/A HECLA MINING 6.5% MAND 1/1/2011 - REGISTERED Bond 422704304 760 7,281 Prn Shared-defined 1 N/A HECLA MINING 7% CV PR Pref Stk 422704205 5 98 Sh Shared-defined 1 N/A HECLA MINING COMMON STOCK HL Cmn 422704906 10,656 946,400 Sh Call Shared-defined 1 946,400 HECLA MINING COMMON STOCK HL Cmn 422704956 9,523 845,700 Sh Put Shared-defined 1 845,700 HECLA MINING COMMON STOCK HL Cmn 422704106 1,974 175,286 Sh Shared-defined 1 175,286 ---------- COLUMN TOTALS 45,675 ==========
FORM 13F Page 250 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HECLA MINING COMMON STOCK HL Cmn 422704106 1,421 126,185 Sh Shared-defined -- 126,185 HEELYS INC Cmn 42279M107 37 12,205 Sh Shared-defined 1 12,205 HEELYS INC Cmn 42279M957 5 1,600 Sh Put Shared-defined 1 1,600 HEELYS INC Cmn 42279M907 1 300 Sh Call Shared-defined 1 300 HEIDRICK & STRUGGLS INTL INC CMN STOCK Cmn 422819102 623 21,748 Sh Shared-defined -- 21,748 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 6,291 127,200 Sh Put Shared-defined 1 127,200 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 2,364 47,800 Sh Call Shared-defined 1 47,800 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 2,094 42,333 Sh Shared-defined -- 42,333 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 1,065 21,537 Sh Shared-defined 1 21,537 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 131 4,416 Sh Shared-defined 1 4,416 HELEN OF TROY CORP CMN STOCK Cmn G4388N956 110 3,700 Sh Put Shared-defined 1 3,700 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 65 2,200 Sh Call Shared-defined 1 2,200 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 741 61,030 Sh Shared-defined -- 61,030 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 421 34,700 Sh Call Shared-defined 1 34,700 ---------- COLUMN TOTALS 15,369 ==========
FORM 13F Page 251 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 353 29,100 Sh Put Shared-defined 1 29,100 HELMERICH & PAYNE INC Cmn 423452101 22,820 470,711 Sh Shared-defined -- 470,711 HELMERICH & PAYNE INC Cmn 423452901 2,031 41,900 Sh Call Shared-defined 1 41,900 HELMERICH & PAYNE INC Cmn 423452951 1,382 28,500 Sh Put Shared-defined 1 28,500 HELMERICH & PAYNE INC Cmn 423452101 219 4,514 Sh Shared-defined 1 4,514 HEMISPHERX BIOPHARMA INC CMN STOCK Cmn 42366C103 15 30,400 Sh Shared-defined 1 30,400 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 1,404 48,170 Sh Shared-defined -- 48,170 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 63 2,152 Sh Shared-defined 1 2,152 HERBALIFE LTD COMMON STOCK Cmn G4412G901 3,767 55,100 Sh Call Shared-defined 1 55,100 HERBALIFE LTD COMMON STOCK Cmn G4412G951 1,620 23,700 Sh Put Shared-defined 1 23,700 HERBALIFE LTD COMMON STOCK Cmn G4412G101 686 10,033 Sh Shared-defined 1 10,033 HERCULES OFFSHORE INC Cmn 427093909 200 57,800 Sh Call Shared-defined 1 57,800 HERCULES OFFSHORE INC Cmn 427093959 114 32,900 Sh Put Shared-defined 1 32,900 HERCULES OFFSHORE INC Cmn 427093109 80 23,051 Sh Shared-defined 1 23,051 ---------- COLUMN TOTALS 34,754 ==========
FORM 13F Page 252 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HESS CORP COMMON STOCK Cmn 42809H107 51,660 674,939 Sh Shared-defined -- 674,939 HESS CORP COMMON STOCK Cmn 42809H957 17,826 232,900 Sh Put Shared-defined 1 232,900 HESS CORP COMMON STOCK Cmn 42809H907 14,390 188,000 Sh Call Shared-defined 1 188,000 HESS CORP COMMON STOCK Cmn 42809H107 6,795 88,780 Sh Shared-defined 1 88,780 HEWLETT PACKARD CO Cmn 428236953 59,281 1,408,100 Sh Put Shared-defined 1 1,408,100 HEWLETT PACKARD CO Cmn 428236903 39,309 933,700 Sh Call Shared-defined 1 933,700 HEWLETT PACKARD CO Cmn 428236103 27,169 645,348 Sh Shared-defined 1 645,348 HEWLETT PACKARD CO Cmn 428236103 12,810 304,270 Sh Shared-defined -- 304,270 HEXCEL CORP. COMMON STOCK Cmn 428291108 598 33,071 Sh Shared-defined 1 33,071 HEXCEL CORP. COMMON STOCK Cmn 428291908 470 26,000 Sh Call Shared-defined 1 26,000 HEXCEL CORP. COMMON STOCK Cmn 428291958 394 21,800 Sh Put Shared-defined 1 21,800 HHGREGG INC Cmn 42833L108 568 27,126 Sh Shared-defined 1 27,126 HHGREGG INC Cmn 42833L958 421 20,100 Sh Put Shared-defined 1 20,100 HHGREGG INC Cmn 42833L908 230 11,000 Sh Call Shared-defined 1 11,000 ---------- COLUMN TOTALS 231,921 ==========
FORM 13F Page 253 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HHGREGG INC Cmn 42833L108 223 10,650 Sh Shared-defined -- 10,650 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B901 684 27,400 Sh Call Shared-defined 1 27,400 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B951 262 10,500 Sh Put Shared-defined 1 10,500 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 60 2,397 Sh Shared-defined 1 2,397 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 47 1,899 Sh Shared-defined -- 1,899 HIBBETT SPORTS INC CMN STOCK Cmn 428567901 203 5,500 Sh Call Shared-defined 1 5,500 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 119 3,234 Sh Shared-defined 1 3,234 HIBBETT SPORTS INC CMN STOCK Cmn 428567951 111 3,000 Sh Put Shared-defined 1 3,000 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 25 672 Sh Shared-defined -- 672 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284958 532 16,700 Sh Put Shared-defined 1 16,700 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284908 319 10,000 Sh Call Shared-defined 1 10,000 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 135 4,251 Sh Shared-defined 1 4,251 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 41 1,300 Sh Shared-defined -- 1,300 HILLENBRAND INC Cmn 431571108 1,934 92,916 Sh Shared-defined -- 92,916 ---------- COLUMN TOTALS 4,695 ==========
FORM 13F Page 254 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 8,233 209,126 Sh Shared-defined -- 209,126 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 147 3,728 Sh Shared-defined 1 3,728 HILLTOP HOLDINGS INC 7.5% CB 08/15/25 - REGISTERED Bond 00828UAB9 21,601 20,000,000 Prn Shared-defined -- N/A HILLTOP HOLDINGS INC CMN STK Cmn 432748101 2,891 291,442 Sh Shared-defined -- 291,442 HILLTOP HOLDINGS INC CMN STK Cmn 432748101 6 562 Sh Shared-defined 1 562 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 777 12,722 Sh Shared-defined -- 12,722 HMS HOLDINGS CORP CMN STK Cmn 40425J901 1,211 18,700 Sh Call Shared-defined 1 18,700 HMS HOLDINGS CORP CMN STK Cmn 40425J951 531 8,200 Sh Put Shared-defined 1 8,200 HMS HOLDINGS CORP CMN STK Cmn 40425J101 47 730 Sh Shared-defined -- 730 HMS HOLDINGS CORP CMN STK Cmn 40425J101 7 113 Sh Shared-defined 1 113 HNI CORP CMN STK Cmn 404251100 861 27,600 Sh Shared-defined -- 27,600 HOLLY CORP CMN STK Cmn 435758305 19,517 478,707 Sh Shared-defined -- 478,707 HOLLY CORP CMN STK Cmn 435758905 705 17,300 Sh Call Shared-defined 1 17,300 HOLLY CORP CMN STK Cmn 435758955 583 14,300 Sh Put Shared-defined 1 14,300 ---------- COLUMN TOTALS 57,117 ==========
FORM 13F Page 255 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HOLLY CORP CMN STK Cmn 435758305 139 3,399 Sh Shared-defined 1 3,399 HOLLY ENERGY PARTNERS, L.P. COMMON STOCK Cmn 435763907 570 11,200 Sh Call Shared-defined 1 11,200 HOLLY ENERGY PARTNERS, L.P. COMMON STOCK Cmn 435763957 244 4,800 Sh Put Shared-defined 1 4,800 HOLLY ENERGY PARTNERS, L.P. COMMON STOCK Cmn 435763107 5 106 Sh Shared-defined 1 106 HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AB7 47,556 45,000,000 Prn Shared-defined -- N/A HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AA9 28,513 30,180,000 Prn Shared-defined -- N/A HOLOGIC INC CMN STK Cmn 436440101 15,481 822,578 Sh Shared-defined -- 822,578 HOLOGIC INC CMN STK Cmn 436440951 1,814 96,400 Sh Put Shared-defined 1 96,400 HOLOGIC INC CMN STK Cmn 436440901 563 29,900 Sh Call Shared-defined 1 29,900 HOLOGIC INC CMN STK Cmn 436440101 541 28,761 Sh Shared-defined 1 28,761 HOME DEPOT COMMON HD Cmn 437076902 28,378 809,400 Sh Call Shared-defined 1 809,400 HOME DEPOT COMMON HD Cmn 437076102 18,875 538,366 Sh Shared-defined -- 538,366 HOME DEPOT COMMON HD Cmn 437076952 10,928 311,700 Sh Put Shared-defined 1 311,700 Home Properties Inc CMN STK Cmn 437306103 1,474 26,560 Sh Shared-defined -- 26,560 ---------- COLUMN TOTALS 155,081 ==========
FORM 13F Page 256 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) Home Properties Inc CMN STK Cmn 437306903 782 14,100 Sh Call Shared-defined 1 14,100 Home Properties Inc CMN STK Cmn 437306953 488 8,800 Sh Put Shared-defined 1 8,800 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 14,513 273,000 Sh Call Shared-defined 1 273,000 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 13,853 260,600 Sh Put Shared-defined 1 260,600 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 889 16,728 Sh Shared-defined -- 16,728 HORACE MANN EDUCATORS COMMON Cmn 440327104 4,256 235,905 Sh Shared-defined -- 235,905 HORIZON LINES INC COMMON STOCK Cmn 44044K101 226 51,751 Sh Shared-defined -- 51,751 HORMEL GEO A & CO Cmn 440452900 482 9,400 Sh Call Shared-defined 1 9,400 HORMEL GEO A & CO Cmn 440452950 215 4,200 Sh Put Shared-defined 1 4,200 HORMEL GEO A & CO Cmn 440452100 -- 1 Sh Shared-defined -- 1 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 616 29,493 Sh Shared-defined -- 29,493 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543906 278 13,300 Sh Call Shared-defined 1 13,300 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543956 203 9,700 Sh Put Shared-defined 1 9,700 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 44 2,090 Sh Shared-defined 1 2,090 ---------- COLUMN TOTALS 36,845 ==========
FORM 13F Page 257 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HORSEHEAD HOLDING CORP Cmn 440694955 133 10,200 Sh Put Shared-defined 1 10,200 HORSEHEAD HOLDING CORP Cmn 440694305 69 5,278 Sh Shared-defined 1 5,278 HORSEHEAD HOLDING CORP Cmn 440694905 39 3,000 Sh Call Shared-defined 1 3,000 HOSPIRA INC COMMON STOCK Cmn 441060100 20,671 371,183 Sh Shared-defined -- 371,183 HOSPIRA INC COMMON STOCK Cmn 441060950 1,570 28,200 Sh Put Shared-defined 1 28,200 HOSPIRA INC COMMON STOCK Cmn 441060100 1,043 18,722 Sh Shared-defined 1 18,722 HOSPIRA INC COMMON STOCK Cmn 441060900 601 10,800 Sh Call Shared-defined 1 10,800 HOSPITALITY PROPERTIES TRUST Cmn 44106M952 827 35,900 Sh Put Shared-defined 1 35,900 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 559 24,277 Sh Shared-defined -- 24,277 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 527 22,887 Sh Shared-defined 1 22,887 HOSPITALITY PROPERTIES TRUST Cmn 44106M902 129 5,600 Sh Call Shared-defined 1 5,600 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P904 1,151 64,400 Sh Call Shared-defined 1 64,400 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P954 720 40,300 Sh Put Shared-defined 1 40,300 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P104 478 26,775 Sh Shared-defined 1 26,775 ---------- COLUMN TOTALS 28,517 ==========
FORM 13F Page 258 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HOT TOPIC INC CMN STOCK Cmn 441339108 1,354 215,979 Sh Shared-defined -- 215,979 HOT TOPIC INC CMN STOCK Cmn 441339908 155 24,700 Sh Call Shared-defined 1 24,700 HOT TOPIC INC CMN STOCK Cmn 441339958 34 5,500 Sh Put Shared-defined 1 5,500 HOT TOPIC INC CMN STOCK Cmn 441339108 6 1,035 Sh Shared-defined 1 1,035 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487903 784 191,600 Sh Call Shared-defined 1 191,600 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 330 80,730 Sh Shared-defined 1 80,730 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487953 198 48,500 Sh Put Shared-defined 1 48,500 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 22 5,440 Sh Shared-defined -- 5,440 HOWARD HUGHES CORP/THE Cmn 44267D107 1,040 19,102 Sh Shared-defined 1 19,102 HOWARD HUGHES CORP/THE Cmn 44267D907 403 7,400 Sh Call Shared-defined 1 7,400 HOWARD HUGHES CORP/THE Cmn 44267D957 337 6,200 Sh Put Shared-defined 1 6,200 HOWARD HUGHES CORP/THE Cmn 44267D107 83 1,527 Sh Shared-defined -- 1,527 HRPT PROPERTIES 6.5% CNV PREF PERPETUAL Pref Stk 203233408 4 200 Sh Shared-defined 1 N/A HSBC HOLDINGS PLC - SPONS ADR 1:5 Depository Receipt 404280406 5,040 98,754 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 9,790 ==========
FORM 13F Page 259 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HSBC HOLDINGS PLC - SPONS ADR 1:5 Depository Receipt 404280406 1,473 28,869 Sh Shared-defined -- N/A HSN INC-WHEN ISSUED Cmn 404303109 16,076 524,686 Sh Shared-defined -- 524,686 HSN INC-WHEN ISSUED Cmn 404303909 1,128 36,800 Sh Call Shared-defined 1 36,800 HSN INC-WHEN ISSUED Cmn 404303959 509 16,600 Sh Put Shared-defined 1 16,600 HSN INC-WHEN ISSUED Cmn 404303109 95 3,109 Sh Shared-defined 1 3,109 HUB GROUP INC CMN STOCK Cmn 443320106 24,124 686,512 Sh Shared-defined -- 686,512 HUBBELL INC -CL B CMN STK Cmn 443510201 5,033 83,703 Sh Shared-defined -- 83,703 HUDSON CITY BANCORP CMN STK Cmn 443683957 533 41,800 Sh Put Shared-defined 1 41,800 HUDSON CITY BANCORP CMN STK Cmn 443683107 443 34,805 Sh Shared-defined 1 34,805 HUDSON CITY BANCORP CMN STK Cmn 443683907 87 6,800 Sh Call Shared-defined 1 6,800 HUDSON CITY BANCORP CMN STK Cmn 443683107 63 4,929 Sh Shared-defined -- 4,929 HUGOTON ROYALTY TRUST COM SHS Cmn 444717952 790 38,500 Sh Put Shared-defined 1 38,500 HUGOTON ROYALTY TRUST COM SHS Cmn 444717102 530 25,842 Sh Shared-defined 1 25,842 HUGOTON ROYALTY TRUST COM SHS Cmn 444717902 220 10,700 Sh Call Shared-defined 1 10,700 ---------- COLUMN TOTALS 51,104 ==========
FORM 13F Page 260 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 7,929 331,900 Sh Put Shared-defined 1 331,900 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 5,256 220,000 Sh Call Shared-defined 1 220,000 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 1,952 81,726 Sh Shared-defined 1 81,726 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 466 19,490 Sh Shared-defined -- 19,490 HUMANA INCORPORATED COMMON Cmn 444859952 10,959 200,200 Sh Put Shared-defined 1 200,200 HUMANA INCORPORATED COMMON Cmn 444859902 7,001 127,900 Sh Call Shared-defined 1 127,900 HUMANA INCORPORATED COMMON Cmn 444859102 4,150 75,818 Sh Shared-defined -- 75,818 HUMANA INCORPORATED COMMON Cmn 444859102 222 4,052 Sh Shared-defined 1 4,052 HUNT J B TRANS SVCS INC Cmn 445658907 939 23,000 Sh Call Shared-defined 1 23,000 HUNT J B TRANS SVCS INC Cmn 445658957 886 21,700 Sh Put Shared-defined 1 21,700 HUNT J B TRANS SVCS INC Cmn 445658107 260 6,362 Sh Shared-defined 1 6,362 HUNT J B TRANS SVCS INC Cmn 445658107 -- 4 Sh Shared-defined -- 4 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 94,701 13,784,741 Sh Shared-defined -- 13,784,741 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 7,231 1,052,594 Sh Shared-defined 1 1,052,594 ---------- COLUMN TOTALS 141,952 ==========
FORM 13F Page 261 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HUNTINGTON BANCSHARES CMN STK Cmn 446150954 4,869 708,800 Sh Put Shared-defined 1 708,800 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 307 44,700 Sh Call Shared-defined 1 44,700 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 12,648 810,222 Sh Shared-defined -- 810,222 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 1,113 71,300 Sh Put Shared-defined 1 71,300 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 932 59,700 Sh Call Shared-defined 1 59,700 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 280 17,919 Sh Shared-defined 1 17,919 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462952 145 5,500 Sh Put Shared-defined 1 5,500 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 87 3,304 Sh Shared-defined -- 3,304 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462902 34 1,300 Sh Call Shared-defined 1 1,300 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 33 1,265 Sh Shared-defined 1 1,265 HUTCHINSON TECH CMN STK Cmn 448407106 313 84,234 Sh Shared-defined -- 84,234 HUTCHINSON TECH CMN STK Cmn 448407956 46 12,500 Sh Put Shared-defined 1 12,500 HUTCHINSON TECH CMN STK Cmn 448407106 23 6,188 Sh Shared-defined 1 6,188 HUTCHINSON TECH CMN STK Cmn 448407906 9 2,500 Sh Call Shared-defined 1 2,500 ---------- COLUMN TOTALS 20,839 ==========
FORM 13F Page 262 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) HYATT HOTELS CORP - CL A Cmn 448579102 1,561 34,110 Sh Shared-defined -- 34,110 HYATT HOTELS CORP - CL A Cmn 448579902 403 8,800 Sh Call Shared-defined 1 8,800 HYATT HOTELS CORP - CL A Cmn 448579952 339 7,400 Sh Put Shared-defined 1 7,400 IAC INTERACTIVECORP CMN STOCK Cmn 44919P908 1,676 58,400 Sh Call Shared-defined 1 58,400 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 417 14,545 Sh Shared-defined -- 14,545 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 291 10,135 Sh Shared-defined 1 10,135 IAC INTERACTIVECORP CMN STOCK Cmn 44919P958 255 8,900 Sh Put Shared-defined 1 8,900 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 4,272 240,000 Sh Put Shared-defined 1 240,000 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 1,758 98,790 Sh Shared-defined 1 98,790 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 1,301 73,100 Sh Call Shared-defined 1 73,100 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 259 14,560 Sh Shared-defined -- 14,560 IBERIABANK CORP CMN STOCK Cmn 450828108 1,614 27,295 Sh Shared-defined -- 27,295 IBM COMMON STOCK Cmn 459200951 86,280 587,900 Sh Put Shared-defined 1 587,900 IBM COMMON STOCK Cmn 459200901 83,301 567,600 Sh Call Shared-defined 1 567,600 ---------- COLUMN TOTALS 183,727 ==========
FORM 13F Page 263 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) IBM COMMON STOCK Cmn 459200101 9,168 62,466 Sh Shared-defined 1 62,466 IBM COMMON STOCK Cmn 459200101 65 440 Sh Shared-defined -- 440 ICICI BANK LTD -SPON ADR 1:2 Depository Receipt 45104G104 1,126 22,237 Sh Shared-defined -- N/A ICICI BANK LTD -SPON ADR 1:2 Depository Receipt 45104G104 137 2,707 Sh Shared-defined 1 N/A ICON PLC SPONS ADR 1:1 Depository Receipt 45103T107 2,784 127,104 Sh Shared-defined -- N/A ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055907 290 15,000 Sh Call Shared-defined 1 15,000 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 85 4,424 Sh Shared-defined -- 4,424 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055957 39 2,000 Sh Put Shared-defined 1 2,000 ICU MEDICAL INC CMN STK Cmn 44930G107 312 8,543 Sh Shared-defined -- 8,543 IDACORP INC CMN STK Cmn 451107106 357 9,651 Sh Shared-defined -- 9,651 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R954 48 9,500 Sh Put Shared-defined 1 9,500 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 39 7,705 Sh Shared-defined 1 7,705 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R904 28 5,500 Sh Call Shared-defined 1 5,500 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 6 1,235 Sh Shared-defined -- 1,235 ---------- COLUMN TOTALS 14,484 ==========
FORM 13F Page 264 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) IDEX CORP CMN STK Cmn 45167R104 371 9,494 Sh Shared-defined -- 9,494 IGATE CORP CMN STOCK Cmn 45169U905 156 7,900 Sh Call Shared-defined 1 7,900 IGATE CORP CMN STOCK Cmn 45169U105 140 7,100 Sh Shared-defined -- 7,100 IGATE CORP CMN STOCK Cmn 45169U955 77 3,900 Sh Put Shared-defined 1 3,900 IGATE CORP CMN STOCK Cmn 45169U105 64 3,241 Sh Shared-defined 1 3,241 IGO INC Cmn 449593102 176 45,805 Sh Shared-defined 1 45,805 II-VI INC CMN STK Cmn 902104108 939 20,252 Sh Shared-defined 1 20,252 II-VI INC CMN STK Cmn 902104908 566 12,200 Sh Call Shared-defined 1 12,200 II-VI INC CMN STK Cmn 902104108 479 10,334 Sh Shared-defined -- 10,334 II-VI INC CMN STK Cmn 902104958 181 3,900 Sh Put Shared-defined 1 3,900 ILLINOIS TOOL WKS INC Cmn 452308109 17,166 321,456 Sh Shared-defined -- 321,456 ILLINOIS TOOL WKS INC Cmn 452308909 6,210 116,300 Sh Call Shared-defined 1 116,300 ILLINOIS TOOL WKS INC Cmn 452308959 5,244 98,200 Sh Put Shared-defined 1 98,200 ILLINOIS TOOL WKS INC Cmn 452308109 513 9,611 Sh Shared-defined 1 9,611 ---------- COLUMN TOTALS 32,282 ==========
FORM 13F Page 265 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ILLUMINA INC. Cmn 452327959 7,512 118,600 Sh Put Shared-defined 1 118,600 ILLUMINA INC. Cmn 452327959 3,959 62,500 Sh Put Shared-defined -- 62,500 ILLUMINA INC. Cmn 452327909 2,888 45,600 Sh Call Shared-defined 1 45,600 ILLUMINA INC. Cmn 452327109 485 7,652 Sh Shared-defined -- 7,652 ILLUMINA INC. 0.625% CB DUE 02/15/2014 - REGISTERE Bond 452327AB5 349,537 120,500,000 Prn Shared-defined -- N/A IMATION CORPORATION COMMON STOCK Cmn 45245A107 712 69,088 Sh Shared-defined -- 69,088 IMAX CORP CMN STOCK Cmn 45245E109 8,754 312,071 Sh Shared-defined -- 312,071 IMAX CORP CMN STOCK Cmn 45245E959 3,164 112,800 Sh Put Shared-defined 1 112,800 IMAX CORP CMN STOCK Cmn 45245E909 3,091 110,200 Sh Call Shared-defined 1 110,200 IMAX CORP CMN STOCK Cmn 45245E109 1,399 49,863 Sh Shared-defined 1 49,863 IMMERSION CORP CMN STOCK Cmn 452521107 41 6,066 Sh Shared-defined -- 6,066 IMMERSION CORP CMN STOCK Cmn 452521107 26 3,909 Sh Shared-defined 1 3,909 IMMERSION CORP CMN STOCK Cmn 452521907 4 600 Sh Call Shared-defined 1 600 IMMUCOR INC CMN STK Cmn 452526956 1,446 72,900 Sh Put Shared-defined 1 72,900 --------- COLUMN TOTALS 383,018 =========
FORM 13F Page 266 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) IMMUCOR INC CMN STK Cmn 452526106 771 38,889 Sh Shared-defined 1 38,889 IMMUCOR INC CMN STK Cmn 452526906 278 14,000 Sh Call Shared-defined 1 14,000 IMMUCOR INC CMN STK Cmn 452526106 140 7,080 Sh Shared-defined -- 7,080 IMMUNOGEN INC CMN STK Cmn 45253H901 377 40,700 Sh Call Shared-defined 1 40,700 IMMUNOGEN INC CMN STK Cmn 45253H951 347 37,500 Sh Put Shared-defined 1 37,500 IMMUNOGEN INC CMN STK Cmn 45253H101 198 21,428 Sh Shared-defined 1 21,428 IMMUNOMEDICS INC CMN STK Cmn 452907108 234 65,408 Sh Shared-defined 1 65,408 IMMUNOMEDICS INC CMN STK Cmn 452907908 153 42,700 Sh Call Shared-defined 1 42,700 IMMUNOMEDICS INC CMN STK Cmn 452907958 88 24,600 Sh Put Shared-defined 1 24,600 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B101 15,635 777,483 Sh Shared-defined -- 777,483 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B901 404 20,100 Sh Call Shared-defined 1 20,100 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B101 176 8,759 Sh Shared-defined 1 8,759 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B951 76 3,800 Sh Put Shared-defined 1 3,800 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 617 15,215 Sh Shared-defined 1 15,215 ---------- COLUMN TOTALS 19,494 ==========
FORM 13F Page 267 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) IMPERIAL OIL LTD CMN STOCK Cmn 453038958 344 8,500 Sh Put Shared-defined 1 8,500 IMPERIAL OIL LTD CMN STOCK Cmn 453038908 336 8,300 Sh Call Shared-defined 1 8,300 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 13 318 Sh Shared-defined -- 318 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096908 223 16,700 Sh Call Shared-defined 1 16,700 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 37 2,791 Sh Shared-defined 1 2,791 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096958 36 2,700 Sh Put Shared-defined 1 2,700 INCYTE CORP 4.75% CB 10/01/2015-REGISTERED Bond 45337CAJ1 28,486 13,718,000 Prn Shared-defined -- N/A INCYTE CORP CMN STK Cmn 45337C952 816 49,300 Sh Put Shared-defined 1 49,300 INCYTE CORP CMN STK Cmn 45337C902 763 46,100 Sh Call Shared-defined 1 46,100 INCYTE CORP CMN STK Cmn 45337C102 107 6,465 Sh Shared-defined 1 6,465 INDIA FUND INC Cmn 454089903 1,411 40,200 Sh Call Shared-defined 1 40,200 INDIA FUND INC Cmn 454089953 179 5,100 Sh Put Shared-defined 1 5,100 INDIA FUND INC Cmn 454089103 53 1,500 Sh Shared-defined 1 1,500 INERGY LP Cmn 456615953 1,020 26,000 Sh Put Shared-defined 1 26,000 ---------- COLUMN TOTALS 33,824 ==========
FORM 13F Page 268 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INERGY LP Cmn 456615903 385 9,800 Sh Call Shared-defined 1 9,800 INERGY LP Cmn 456615103 160 4,074 Sh Shared-defined 1 4,074 INFINERA CORP Cmn 45667G103 1,868 180,840 Sh Shared-defined 1 180,840 INFINERA CORP Cmn 45667G953 1,435 138,900 Sh Put Shared-defined 1 138,900 INFINERA CORP Cmn 45667G903 370 35,800 Sh Call Shared-defined 1 35,800 INFINERA CORP Cmn 45667G103 321 31,086 Sh Shared-defined -- 31,086 INFORMATICA CORP CMN STOCK Cmn 45666Q102 8,375 190,203 Sh Shared-defined -- 190,203 INFORMATICA CORP CMN STOCK Cmn 45666Q902 674 15,300 Sh Call Shared-defined 1 15,300 INFORMATICA CORP CMN STOCK Cmn 45666Q952 392 8,900 Sh Put Shared-defined 1 8,900 INFORMATICA CORP CMN STOCK Cmn 45666Q102 214 4,850 Sh Shared-defined 1 4,850 INFOSPACE INC CMN STOCK Cmn 45678T900 80 9,600 Sh Call Shared-defined 1 9,600 INFOSPACE INC CMN STOCK Cmn 45678T300 74 8,888 Sh Shared-defined -- 8,888 INFOSPACE INC CMN STOCK Cmn 45678T300 62 7,421 Sh Shared-defined 1 7,421 INFOSPACE INC CMN STOCK Cmn 45678T950 15 1,800 Sh Put Shared-defined 1 1,800 ---------- COLUMN TOTALS 14,425 ==========
FORM 13F Page 269 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INFOSYS TECHNOLOGIES LTD - SPONS Depository ADR 1:1 Receipt 456788108 5,537 72,783 Sh Shared-defined 1 N/A ING GROEP N.V. - SPONSORED ADR Depository Receipt 456837103 790 80,735 Sh Shared-defined 1 N/A ING GROEP N.V. - SPONSORED ADR Depository Receipt 456837103 714 72,945 Sh Shared-defined -- N/A INGERSOLL-RAND PLC Cmn G47791901 7,096 150,700 Sh Call Shared-defined 1 150,700 INGERSOLL-RAND PLC Cmn G47791951 5,448 115,700 Sh Put Shared-defined 1 115,700 INGERSOLL-RAND PLC Cmn G47791101 1,548 32,876 Sh Shared-defined 1 32,876 INGERSOLL-RAND PLC Cmn G47791101 198 4,200 Sh Shared-defined -- 4,200 INGRAM MICRO INC - CL A Cmn 457153104 9,076 475,413 Sh Shared-defined -- 475,413 INGRAM MICRO INC - CL A Cmn 457153104 65 3,394 Sh Shared-defined 1 3,394 INGRAM MICRO INC - CL A Cmn 457153954 59 3,100 Sh Put Shared-defined 1 3,100 INGRAM MICRO INC - CL A Cmn 457153904 38 2,000 Sh Call Shared-defined 1 2,000 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 1,149 130,526 Sh Shared-defined -- 130,526 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 13 1,529 Sh Shared-defined 1 1,529 INNOPHOS HOLDINGS INC Cmn 45774N908 267 7,400 Sh Call Shared-defined 1 7,400 ---------- COLUMN TOTALS 31,998 ==========
FORM 13F Page 270 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INNOPHOS HOLDINGS INC Cmn 45774N108 60 1,655 Sh Shared-defined 1 1,655 INNOPHOS HOLDINGS INC Cmn 45774N958 47 1,300 Sh Put Shared-defined 1 1,300 INNOPHOS HOLDINGS INC Cmn 45774N108 1 17 Sh Shared-defined -- 17 INPHI CORP Cmn 45772F107 503 25,014 Sh Shared-defined -- 25,014 INSITUFORM TECNOL INC -CL A CMN STK Cmn 457667103 154 5,814 Sh Shared-defined -- 5,814 INSPIRE PHARMACEUTICALS INC. Cmn 457733903 200 23,800 Sh Call Shared-defined 1 23,800 INSPIRE PHARMACEUTICALS INC. Cmn 457733953 134 16,000 Sh Put Shared-defined 1 16,000 INSTEEL INDUSTRIES NYSE Cmn 45774W958 92 7,400 Sh Put Shared-defined 1 7,400 INSTEEL INDUSTRIES NYSE Cmn 45774W908 71 5,700 Sh Call Shared-defined 1 5,700 INSTEEL INDUSTRIES NYSE Cmn 45774W108 55 4,441 Sh Shared-defined 1 4,441 INSULET CORP Cmn 45784P901 105 6,800 Sh Call Shared-defined 1 6,800 INSULET CORP Cmn 45784P951 70 4,500 Sh Put Shared-defined 1 4,500 INSULET CORP 5.375 CB 6/15/13 - REGISTERED Bond 45784PAA9 17,428 16,343,000 Prn Shared-defined -- N/A INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 314 6,645 Sh Shared-defined -- 6,645 ---------- COLUMN TOTALS 19,234 ==========
FORM 13F Page 271 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 66 1,400 Sh Call Shared-defined 1 1,400 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 55 1,171 Sh Shared-defined 1 1,171 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985958 47 1,000 Sh Put Shared-defined 1 1,000 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118906 742 111,400 Sh Call Shared-defined 1 111,400 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 154 23,060 Sh Shared-defined 1 23,060 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118956 3 500 Sh Put Shared-defined 1 500 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 2 313 Sh Shared-defined -- 313 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 105 13,137 Sh Shared-defined 1 13,137 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P957 82 10,200 Sh Put Shared-defined 1 10,200 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 81 10,100 Sh Shared-defined -- 10,100 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P907 44 5,500 Sh Call Shared-defined 1 5,500 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 780 16,081 Sh Shared-defined -- 16,081 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 558 11,495 Sh Shared-defined 1 11,495 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P905 398 8,200 Sh Call Shared-defined 1 8,200 ---------- COLUMN TOTALS 3,117 ==========
FORM 13F Page 272 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P955 19 400 Sh Put Shared-defined 1 400 INTEL CMN STOCK Cmn 458140950 33,499 1,592,900 Sh Put Shared-defined 1 1,592,900 INTEL CMN STOCK Cmn 458140900 18,187 864,800 Sh Call Shared-defined 1 864,800 INTEL CMN STOCK Cmn 458140100 9,763 464,233 Sh Shared-defined 1 464,233 INTEL CMN STOCK Cmn 458140100 2,403 114,257 Sh Shared-defined -- 114,257 INTER PARFUMS INC CMN STK Cmn 458334109 225 11,960 Sh Shared-defined -- 11,960 INTERACTIVE BROKERS GROUP INC Cmn 45841N107 5,628 315,831 Sh Shared-defined -- 315,831 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 1,294 72,600 Sh Put Shared-defined 1 72,600 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 529 29,700 Sh Call Shared-defined 1 29,700 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M103 260 9,938 Sh Shared-defined 1 9,938 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M953 115 4,400 Sh Put Shared-defined 1 4,400 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M903 10 400 Sh Call Shared-defined 1 400 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V900 15,096 126,700 Sh Call Shared-defined 1 126,700 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V950 11,701 98,200 Sh Put Shared-defined 1 98,200 ---------- COLUMN TOTALS 98,729 ==========
FORM 13F Page 273 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V100 1,624 13,632 Sh Shared-defined 1 13,632 INTERCONTINENTALEXCHANGE INC COMMON STOCK Cmn 45865V100 216 1,812 Sh Shared-defined -- 1,812 INTERDIGITAL INC Cmn 45867G901 12,771 306,700 Sh Call Shared-defined 1 306,700 INTERDIGITAL INC Cmn 45867G951 9,302 223,400 Sh Put Shared-defined 1 223,400 INTERDIGITAL INC Cmn 45867G101 343 8,233 Sh Shared-defined -- 8,233 INTERLINE BRANDS INC. COMMON STOCK Cmn 458743101 413 18,137 Sh Shared-defined -- 18,137 INTERMEC INC COMMON STOCK Cmn 458786100 1,125 88,866 Sh Shared-defined -- 88,866 INTERMEC INC COMMON STOCK Cmn 458786900 65 5,100 Sh Call Shared-defined 1 5,100 INTERMEC INC COMMON STOCK Cmn 458786950 49 3,900 Sh Put Shared-defined 1 3,900 INTERMEC INC COMMON STOCK Cmn 458786100 31 2,453 Sh Shared-defined 1 2,453 INTERMUNE INC CMN STOCK Cmn 45884X103 9,664 265,495 Sh Shared-defined -- 265,495 INTERMUNE INC CMN STOCK Cmn 45884X953 9,406 258,400 Sh Put Shared-defined 1 258,400 INTERMUNE INC CMN STOCK Cmn 45884X103 5,363 147,324 Sh Shared-defined 1 147,324 INTERMUNE INC CMN STOCK Cmn 45884X903 3,494 96,000 Sh Call Shared-defined 1 96,000 ---------- COLUMN TOTALS 53,866 ==========
FORM 13F Page 274 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTERMUNE INC CMN STOCK Cmn 45884X903 1,966 54,000 Sh Call Shared-defined -- 54,000 INTERNAP NETWORK SERV COM STK Cmn 45885A300 343 56,388 Sh Shared-defined -- 56,388 INTERNATIONAL COAL GROUP INC 4% CB 04/01/2017-REGI Bond 45928HAG1 16,056 10,500,000 Prn Shared-defined -- N/A INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 4,374 565,070 Sh Shared-defined -- 565,070 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 570 73,644 Sh Shared-defined 1 73,644 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H956 343 44,300 Sh Put Shared-defined 1 44,300 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H906 68 8,800 Sh Call Shared-defined 1 8,800 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 11,172 631,535 Sh Shared-defined -- 631,535 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 1,543 87,200 Sh Put Shared-defined 1 87,200 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 1,248 70,523 Sh Shared-defined 1 70,523 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 506 28,600 Sh Call Shared-defined 1 28,600 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 6,039 221,700 Sh Call Shared-defined 1 221,700 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 3,808 139,800 Sh Put Shared-defined 1 139,800 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 2,523 92,621 Sh Shared-defined 1 92,621 ---------- COLUMN TOTALS 50,559 ==========
FORM 13F Page 275 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 1,576 57,867 Sh Shared-defined -- 57,867 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254905 309 10,400 Sh Call Shared-defined 1 10,400 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 274 9,241 Sh Shared-defined -- 9,241 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254955 71 2,400 Sh Put Shared-defined 1 2,400 INTEROIL CORP 2.75% CB 11/15/2015-REGISTERED Bond 460951AC0 4,991 5,000,000 Prn Shared-defined -- N/A INTEROIL CORP COMMON STOCK Cmn 460951906 16,057 222,800 Sh Call Shared-defined 1 222,800 INTEROIL CORP COMMON STOCK Cmn 460951956 14,609 202,700 Sh Put Shared-defined 1 202,700 INTEROIL CORP COMMON STOCK Cmn 460951106 3,489 48,409 Sh Shared-defined 1 48,409 INTEROIL CORP COMMON STOCK Cmn 460951106 412 5,723 Sh Shared-defined -- 5,723 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 10,174 666,287 Sh Shared-defined -- 666,287 INTERSIL CORPORATION CMN STOCK Cmn 46069S959 1,026 67,200 Sh Put Shared-defined 1 67,200 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 692 45,300 Sh Call Shared-defined 1 45,300 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 80 5,248 Sh Shared-defined 1 5,248 INTEVAC INC CMN STOCK Cmn 461148908 62 4,400 Sh Call Shared-defined 1 4,400 ---------- COLUMN TOTALS 53,822 ==========
FORM 13F Page 276 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTEVAC INC CMN STOCK Cmn 461148108 43 3,089 Sh Shared-defined -- 3,089 INTEVAC INC CMN STOCK Cmn 461148108 26 1,821 Sh Shared-defined 1 1,821 INTEVAC INC CMN STOCK Cmn 461148958 22 1,600 Sh Put Shared-defined 1 1,600 INTL BANCSHARES CORP CMN STOCK Cmn 459044103 423 21,119 Sh Shared-defined -- 21,119 INTL BANCSHARES CORP CMN STOCK Cmn 459044103 13 657 Sh Shared-defined 1 657 INTL FLAVORS & FRAGRANCES Cmn 459506101 18,313 329,421 Sh Shared-defined -- 329,421 INTL FLAVORS & FRAGRANCES Cmn 459506951 3,208 57,700 Sh Put Shared-defined 1 57,700 INTL FLAVORS & FRAGRANCES Cmn 459506101 456 8,199 Sh Shared-defined 1 8,199 INTL FLAVORS & FRAGRANCES Cmn 459506901 272 4,900 Sh Call Shared-defined 1 4,900 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 1,240 47,398 Sh Shared-defined -- 47,398 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 148 5,664 Sh Shared-defined 1 5,664 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335951 84 3,200 Sh Put Shared-defined 1 3,200 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335901 68 2,600 Sh Call Shared-defined 1 2,600 INTRALINKS HOLDINGS INC Cmn 46118H104 8,946 478,165 Sh Shared-defined -- 478,165 ---------- COLUMN TOTALS 33,262 ==========
FORM 13F Page 277 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INTREPID POTASH INC Cmn 46121Y902 4,915 131,800 Sh Call Shared-defined 1 131,800 INTREPID POTASH INC Cmn 46121Y952 1,727 46,300 Sh Put Shared-defined 1 46,300 INTUIT INC Cmn 461202103 37,661 763,905 Sh Shared-defined -- 763,905 INTUIT INC Cmn 461202953 9,480 192,300 Sh Put Shared-defined 1 192,300 INTUIT INC Cmn 461202903 8,425 170,900 Sh Call Shared-defined 1 170,900 INTUIT INC Cmn 461202103 1,577 31,990 Sh Shared-defined 1 31,990 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 45,880 178,000 Sh Put Shared-defined 1 178,000 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 36,343 141,000 Sh Call Shared-defined 1 141,000 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 4,276 16,588 Sh Shared-defined 1 16,588 INVACARE CORP 4.125% CB 2/1/2027 - - REGISTERED Bond 461203AD3 27,150 20,000,000 Prn Shared-defined -- N/A INVACARE CORP CMN STK Cmn 461203101 473 15,698 Sh Shared-defined -- 15,698 INVERNESS MEDIAL INNOVATIONS .75% CONV PREF - PERP Pref Stk 01449J204 71 286 Sh Shared-defined 1 N/A INVESCO MORTGAGE CAPITAL Cmn 46131B100 9,263 424,129 Sh Shared-defined -- 424,129 INVESCO PLC COMMON STOCK Cmn G491BT108 73,801 3,067,383 Sh Shared-defined -- 3,067,383 ---------- COLUMN TOTALS 261,042 ==========
FORM 13F Page 278 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) INVESCO PLC COMMON STOCK Cmn G491BT908 1,412 58,700 Sh Call Shared-defined 1 58,700 INVESCO PLC COMMON STOCK Cmn G491BT958 192 8,000 Sh Put Shared-defined 1 8,000 INVESCO PLC COMMON STOCK Cmn G491BT108 114 4,723 Sh Shared-defined 1 4,723 INVESCO VAN KAMPEN SENIOR INCO Cmn 46131H107 50 10,692 Sh Shared-defined 1 10,692 INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 2,916 222,234 Sh Shared-defined -- 222,234 INVESTORS REAL ESTATE TRUST Cmn 461730103 817 91,073 Sh Shared-defined -- 91,073 INVESTORS REAL ESTATE TRUST Cmn 461730103 17 1,936 Sh Shared-defined 1 1,936 ION GEOPHYSICAL CORP CMN STK Cmn 462044908 339 40,000 Sh Call Shared-defined 1 40,000 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 317 37,400 Sh Shared-defined -- 37,400 ION GEOPHYSICAL CORP CMN STK Cmn 462044958 79 9,300 Sh Put Shared-defined 1 9,300 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 6 687 Sh Shared-defined 1 687 IRIDIUM COMMUNICATIONS INC Cmn 46269C902 295 35,700 Sh Call Shared-defined 1 35,700 IRIDIUM COMMUNICATIONS INC Cmn 46269C102 77 9,293 Sh Shared-defined -- 9,293 IRIDIUM COMMUNICATIONS INC Cmn 46269C102 22 2,694 Sh Shared-defined 1 2,694 ---------- COLUMN TOTALS 6,653 ==========
FORM 13F Page 279 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 86 8,360 Sh Shared-defined -- 8,360 IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 15 1,500 Sh Call Shared-defined 1 1,500 IRIS INTERNATIONAL INC CMN STK Cmn 46270W955 10 1,000 Sh Put Shared-defined 1 1,000 IROBOT CORP COMMON STOCK Cmn 462726950 281 11,300 Sh Put Shared-defined 1 11,300 IROBOT CORP COMMON STOCK Cmn 462726100 164 6,590 Sh Shared-defined -- 6,590 IROBOT CORP COMMON STOCK Cmn 462726100 135 5,437 Sh Shared-defined 1 5,437 IROBOT CORP COMMON STOCK Cmn 462726900 132 5,300 Sh Call Shared-defined 1 5,300 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 16,386 655,159 Sh Shared-defined -- 655,159 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846956 2,336 93,400 Sh Put Shared-defined 1 93,400 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 1,410 56,372 Sh Shared-defined 1 56,372 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846906 280 11,200 Sh Call Shared-defined 1 11,200 ISIS PHARMACEUTICALS 2.625% CB 2/15/2027-REGISTERE Bond 464337AE4 43,037 43,644,000 Prn Shared-defined -- N/A ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 813 80,304 Sh Shared-defined 1 80,304 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330959 806 79,600 Sh Put Shared-defined 1 79,600 ---------- COLUMN TOTALS 65,891 ==========
FORM 13F Page 280 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 790 78,076 Sh Shared-defined -- 78,076 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330909 518 51,200 Sh Call Shared-defined 1 51,200 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 178 17,398 Sh Shared-defined -- 17,398 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592904 133 13,000 Sh Call Shared-defined 1 13,000 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592954 53 5,200 Sh Put Shared-defined 1 5,200 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 35 3,379 Sh Shared-defined 1 3,379 ISOFTSTONE HOLDINGS LTD-ADS Depository Receipt 46489B108 909 50,000 Sh Shared-defined -- N/A ISTA PHARMACEUTICALS Cmn 45031X204 90 17,590 Sh Shared-defined -- 17,590 ISTA PHARMACEUTICALS Cmn 45031X204 11 2,170 Sh Shared-defined 1 2,170 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 2,519 322,080 Sh Shared-defined -- 322,080 ISTAR FINANCIAL INC CMN STK Cmn 45031U951 685 87,600 Sh Put Shared-defined 1 87,600 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 486 62,144 Sh Shared-defined 1 62,144 ISTAR FINANCIAL INC CMN STK Cmn 45031U901 330 42,200 Sh Call Shared-defined 1 42,200 ITRON INC CMN STK Cmn 465741906 2,667 48,100 Sh Call Shared-defined 1 48,100 ---------- COLUMN TOTALS 9,404 ==========
FORM 13F Page 281 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ITRON INC CMN STK Cmn 465741956 2,562 46,200 Sh Put Shared-defined 1 46,200 ITRON INC CMN STK Cmn 465741106 1,210 21,816 Sh Shared-defined -- 21,816 ITRON INC CMN STK Cmn 465741106 958 17,275 Sh Shared-defined 1 17,275 ITT CORP CMN STOCK Cmn 450911102 3,464 66,466 Sh Shared-defined -- 66,466 ITT CORP CMN STOCK Cmn 450911902 1,819 34,900 Sh Call Shared-defined 1 34,900 ITT CORP CMN STOCK Cmn 450911952 995 19,100 Sh Put Shared-defined 1 19,100 ITT CORP CMN STOCK Cmn 450911102 44 840 Sh Shared-defined 1 840 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 13,923 218,600 Sh Call Shared-defined 1 218,600 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 11,910 187,000 Sh Put Shared-defined 1 187,000 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 1,342 21,070 Sh Shared-defined 1 21,070 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 454 7,133 Sh Shared-defined -- 7,133 IVANHOE ENERGY INC Cmn 465790103 35 12,693 Sh Shared-defined -- 12,693 IVANHOE ENERGY INC Cmn 465790103 9 3,228 Sh Shared-defined 1 3,228 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 4,980 217,287 Sh Shared-defined -- 217,287 ---------- COLUMN TOTALS 43,705 ==========
FORM 13F Page 282 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 514 22,420 Sh Shared-defined 1 22,420 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 140 6,100 Sh Put Shared-defined 1 6,100 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 69 3,000 Sh Call Shared-defined 1 3,000 IXIA Cmn 45071R109 100 5,984 Sh Shared-defined -- 5,984 IXYS CORP DEL CMN STOCK Cmn 46600W106 505 43,500 Sh Shared-defined -- 43,500 J & J SNACK FOODS CORP CMN STK Cmn 466032109 217 4,500 Sh Shared-defined -- 4,500 J CREW GROUP INC COMMON STOCK Cmn 46612H952 4,650 107,800 Sh Put Shared-defined 1 107,800 J CREW GROUP INC COMMON STOCK Cmn 46612H902 2,998 69,500 Sh Call Shared-defined 1 69,500 J CREW GROUP INC COMMON STOCK Cmn 46612H402 571 13,237 Sh Shared-defined 1 13,237 J CREW GROUP INC COMMON STOCK Cmn 46612H402 -- 5 Sh Shared-defined -- 5 J. C. PENNEY COMPANY, INC Cmn 708160956 17,153 530,900 Sh Put Shared-defined 1 530,900 J. C. PENNEY COMPANY, INC Cmn 708160906 9,205 284,900 Sh Call Shared-defined 1 284,900 J. C. PENNEY COMPANY, INC Cmn 708160106 8,277 256,187 Sh Shared-defined 1 256,187 J. C. PENNEY COMPANY, INC Cmn 708160106 5,106 158,042 Sh Shared-defined -- 158,042 ---------- COLUMN TOTALS 49,505 ==========
FORM 13F Page 283 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 1,102 38,059 Sh Shared-defined -- 38,059 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 217 7,500 Sh Put Shared-defined 1 7,500 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 127 4,398 Sh Shared-defined 1 4,398 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E905 101 3,500 Sh Call Shared-defined 1 3,500 JA SOLAR HOLDINGS CO LTD-ADR Depository Receipt 466090107 2,057 297,247 Sh Shared-defined 1 N/A JA SOLAR HOLDINGS CO LTD-ADR Depository Receipt 466090107 79 11,415 Sh Shared-defined -- N/A JABIL CIRCUIT INC CMN STK Cmn 466313103 16,157 804,250 Sh Shared-defined -- 804,250 JABIL CIRCUIT INC CMN STK Cmn 466313953 3,656 182,000 Sh Put Shared-defined 1 182,000 JABIL CIRCUIT INC CMN STK Cmn 466313903 1,894 94,300 Sh Call Shared-defined 1 94,300 JABIL CIRCUIT INC CMN STK Cmn 466313103 1,741 86,679 Sh Shared-defined 1 86,679 JACK IN THE BOX INC. CMN STK Cmn 466367109 812 38,421 Sh Shared-defined -- 38,421 JACK IN THE BOX INC. CMN STK Cmn 466367109 110 5,189 Sh Shared-defined 1 5,189 JACK IN THE BOX INC. CMN STK Cmn 466367909 78 3,700 Sh Call Shared-defined 1 3,700 JACK IN THE BOX INC. CMN STK Cmn 466367959 53 2,500 Sh Put Shared-defined 1 2,500 ---------- COLUMN TOTALS 28,184 ==========
FORM 13F Page 284 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 146 66,938 Sh Shared-defined 1 66,938 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 34 15,800 Sh Call Shared-defined 1 15,800 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 5 2,300 Sh Put Shared-defined 1 2,300 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 9,266 202,100 Sh Call Shared-defined 1 202,100 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 3,099 67,600 Sh Put Shared-defined 1 67,600 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 995 21,707 Sh Shared-defined -- 21,707 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 9 187 Sh Shared-defined 1 187 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 230 32,269 Sh Shared-defined 1 32,269 JAGUAR MINING INC COMMON STOCK Cmn 47009M953 133 18,600 Sh Put Shared-defined 1 18,600 JAGUAR MINING INC COMMON STOCK Cmn 47009M903 47 6,600 Sh Call Shared-defined 1 6,600 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 1 193 Sh Shared-defined -- 193 JAKKS PAC INC CMN STOCK Cmn 47012E106 385 21,121 Sh Shared-defined -- 21,121 JAMBA INC COMMON STO Cmn 47023A101 42 18,665 Sh Shared-defined 1 18,665 JAMBA INC COMMON STO Cmn 47023A951 11 4,900 Sh Put Shared-defined 1 4,900 ---------- COLUMN TOTALS 14,403 ==========
FORM 13F Page 285 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 14,927 589,295 Sh Shared-defined -- 589,295 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 1,361 53,733 Sh Shared-defined 1 53,733 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 1,125 44,400 Sh Put Shared-defined 1 44,400 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 1,107 43,700 Sh Call Shared-defined 1 43,700 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X905 357 27,500 Sh Call Shared-defined 1 27,500 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 107 8,244 Sh Shared-defined 1 8,244 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 42 3,200 Sh Put Shared-defined 1 3,200 JARDEN CORP CMN STK Cmn 471109108 6,875 222,697 Sh Shared-defined -- 222,697 JARDEN CORP CMN STK Cmn 471109908 679 22,000 Sh Call Shared-defined 1 22,000 JARDEN CORP CMN STK Cmn 471109958 500 16,200 Sh Put Shared-defined 1 16,200 JARDEN CORP CMN STK Cmn 471109108 177 5,740 Sh Shared-defined 1 5,740 JAZZ PHARMACEUTICALS INC Cmn 472147957 2,429 123,400 Sh Put Shared-defined 1 123,400 JAZZ PHARMACEUTICALS INC Cmn 472147107 915 46,491 Sh Shared-defined -- 46,491 JAZZ PHARMACEUTICALS INC Cmn 472147107 457 23,218 Sh Shared-defined 1 23,218 ---------- COLUMN TOTALS 31,058 ==========
FORM 13F Page 286 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) JAZZ PHARMACEUTICALS INC Cmn 472147907 348 17,700 Sh Call Shared-defined 1 17,700 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K908 848 30,300 Sh Call Shared-defined 1 30,300 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 545 19,453 Sh Shared-defined -- 19,453 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K958 179 6,400 Sh Put Shared-defined 1 6,400 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 7 261 Sh Shared-defined 1 261 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 13,799 953,000 Sh Put Shared-defined 1 953,000 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 11,010 760,379 Sh Shared-defined 1 760,379 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 7,208 497,816 Sh Shared-defined -- 497,816 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 1,845 127,400 Sh Call Shared-defined 1 127,400 JEFFERIES GROUP Cmn 472319902 2,727 102,400 Sh Call Shared-defined 1 102,400 JEFFERIES GROUP Cmn 472319952 636 23,900 Sh Put Shared-defined 1 23,900 JETBLUE AIRWAYS CORP Cmn 477143101 12,274 1,856,946 Sh Shared-defined -- 1,856,946 JETBLUE AIRWAYS CORP Cmn 477143951 717 108,400 Sh Put Shared-defined 1 108,400 JETBLUE AIRWAYS CORP Cmn 477143901 415 62,800 Sh Call Shared-defined 1 62,800 ---------- COLUMN TOTALS 52,558 ==========
FORM 13F Page 287 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) JETBLUE AIRWAYS CORP Cmn 477143101 276 41,776 Sh Shared-defined 1 41,776 JINKOSOLAR HOLDING CO-AD Depository Receipt 47759T100 338 16,796 Sh Shared-defined 1 N/A JINKOSOLAR HOLDING CO-AD Depository Receipt 47759T100 30 1,489 Sh Shared-defined -- N/A JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 57,272 872,384 Sh Shared-defined -- 872,384 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696905 1,438 21,900 Sh Call Shared-defined 1 21,900 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696955 834 12,700 Sh Put Shared-defined 1 12,700 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 125 1,910 Sh Shared-defined 1 1,910 JO-ANN STORES INC. COMMON STOCK Cmn 47758P907 4,191 69,600 Sh Call Shared-defined 1 69,600 JO-ANN STORES INC. COMMON STOCK Cmn 47758P957 1,481 24,600 Sh Put Shared-defined 1 24,600 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 81 1,346 Sh Shared-defined 1 1,346 JOHN BEAN TECHNOLOGIES Cmn 477839104 979 48,620 Sh Shared-defined -- 48,620 JOHN BEAN TECHNOLOGIES Cmn 477839904 227 11,300 Sh Call Shared-defined 1 11,300 JOHN BEAN TECHNOLOGIES Cmn 477839104 38 1,907 Sh Shared-defined 1 1,907 JOHN BEAN TECHNOLOGIES Cmn 477839954 2 100 Sh Put Shared-defined 1 100 ---------- COLUMN TOTALS 67,312 ==========
FORM 13F Page 288 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) JOHNSON & JOHNSON Cmn 478160904 42,138 681,300 Sh Call Shared-defined 1 681,300 JOHNSON & JOHNSON Cmn 478160954 39,658 641,200 Sh Put Shared-defined 1 641,200 JOHNSON & JOHNSON Cmn 478160104 1,479 23,911 Sh Shared-defined -- 23,911 JOHNSON & JOHNSON Cmn 478160104 1,002 16,203 Sh Shared-defined 1 16,203 JOHNSON CTLS INC Cmn 478366107 7,759 203,124 Sh Shared-defined -- 203,124 JOHNSON CTLS INC Cmn 478366907 7,208 188,700 Sh Call Shared-defined 1 188,700 JOHNSON CTLS INC Cmn 478366957 3,973 104,000 Sh Put Shared-defined 1 104,000 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 1,687 20,100 Sh Put Shared-defined 1 20,100 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 1,108 13,200 Sh Call Shared-defined 1 13,200 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 285 3,400 Sh Shared-defined 1 3,400 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 159 1,893 Sh Shared-defined -- 1,893 JONES SODA CO COMMON STOCK Cmn 48023P106 19 15,889 Sh Shared-defined 1 15,889 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 1,875 46,500 Sh Put Shared-defined 1 46,500 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 1,347 33,419 Sh Shared-defined 1 33,419 ---------- COLUMN TOTALS 109,697 ==========
FORM 13F Page 289 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 437 10,850 Sh Call Shared-defined 1 10,850 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 35 863 Sh Shared-defined -- 863 JOY GLOBAL INC CMN STK Cmn 481165958 21,861 252,000 Sh Put Shared-defined 1 252,000 JOY GLOBAL INC CMN STK Cmn 481165908 13,299 153,300 Sh Call Shared-defined 1 153,300 JOY GLOBAL INC CMN STK Cmn 481165108 1 7 Sh Shared-defined -- 7 JPMORGAN ALERIAN MLP INDEX Cmn 46625H905 345 9,500 Sh Call Shared-defined 1 9,500 JPMORGAN ALERIAN MLP INDEX Cmn 46625H955 262 7,200 Sh Put Shared-defined 1 7,200 JPMORGAN ALERIAN MLP INDEX Cmn 46625H365 44 1,208 Sh Shared-defined 1 1,208 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 68,627 1,617,800 Sh Call Shared-defined 1 1,617,800 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 63,359 1,493,600 Sh Put Shared-defined 1 1,493,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 57,947 1,366,024 Sh Shared-defined -- 1,366,024 JUNIPER NETWORKS INC Cmn 48203R104 49,935 1,352,531 Sh Shared-defined -- 1,352,531 JUNIPER NETWORKS INC Cmn 48203R904 10,072 272,800 Sh Call Shared-defined 1 272,800 JUNIPER NETWORKS INC Cmn 48203R954 8,130 220,200 Sh Put Shared-defined 1 220,200 ---------- COLUMN TOTALS 294,354 ==========
FORM 13F Page 290 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KAISER ALUMINUM CORP CMN STK Cmn 483007704 1,222 24,387 Sh Shared-defined -- 24,387 KAISER ALUMINUM CORP CMN STK Cmn 483007904 897 17,900 Sh Call Shared-defined 1 17,900 KAISER ALUMINUM CORP CMN STK Cmn 483007954 626 12,500 Sh Put Shared-defined 1 12,500 KAISER ALUMINUM CORP CMN STK Cmn 483007704 7 140 Sh Shared-defined 1 140 KAMAN CORP COMMON STOCK Cmn 483548103 157 5,411 Sh Shared-defined -- 5,411 KAMAN CORP COMMON STOCK Cmn 483548103 54 1,851 Sh Shared-defined 1 1,851 KANDI TECHNOLOGIES CORP Cmn 483709901 47 9,000 Sh Call Shared-defined 1 9,000 KANDI TECHNOLOGIES CORP Cmn 483709951 31 5,900 Sh Put Shared-defined 1 5,900 KANDI TECHNOLOGIES CORP Cmn 483709101 -- 20 Sh Shared-defined 1 20 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170952 2,077 43,400 Sh Put Shared-defined 1 43,400 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170902 1,149 24,000 Sh Call Shared-defined 1 24,000 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 692 14,458 Sh Shared-defined 1 14,458 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 358 7,487 Sh Shared-defined -- 7,487 KAYDON CORP CMN STK Cmn 486587108 1,395 34,257 Sh Shared-defined -- 34,257 ---------- COLUMN TOTALS 8,712 ==========
FORM 13F Page 291 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KAYDON CORP CMN STK Cmn 486587958 818 20,100 Sh Put Shared-defined 1 20,100 KAYDON CORP CMN STK Cmn 486587908 175 4,300 Sh Call Shared-defined 1 4,300 KAYDON CORP CMN STK Cmn 486587108 130 3,196 Sh Shared-defined 1 3,196 KB HOME COM SHS Cmn 48666K959 2,249 166,700 Sh Put Shared-defined 1 166,700 KB HOME COM SHS Cmn 48666K909 1,899 140,800 Sh Call Shared-defined 1 140,800 KB HOME COM SHS Cmn 48666K109 1,632 120,961 Sh Shared-defined -- 120,961 KB HOME COM SHS Cmn 48666K109 904 67,011 Sh Shared-defined 1 67,011 KBR INC Cmn 48242W106 19,221 630,825 Sh Shared-defined -- 630,825 KBR INC Cmn 48242W906 1,941 63,700 Sh Call Shared-defined 1 63,700 KBR INC Cmn 48242W956 929 30,500 Sh Put Shared-defined 1 30,500 KBR INC Cmn 48242W106 269 8,838 Sh Shared-defined 1 8,838 KELLOGG CO Cmn 487836108 13,946 273,028 Sh Shared-defined -- 273,028 KELLOGG CO Cmn 487836958 3,019 59,100 Sh Put Shared-defined 1 59,100 KELLOGG CO Cmn 487836108 688 13,478 Sh Shared-defined 1 13,478 ---------- COLUMN TOTALS 47,820 ==========
FORM 13F Page 292 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KELLOGG CO Cmn 487836908 536 10,500 Sh Call Shared-defined 1 10,500 KELLY SERVICES INC -CL A CMN STK Cmn 488152208 807 42,942 Sh Shared-defined -- 42,942 KELLY SERVICES INC -CL A CMN STK Cmn 488152208 2 121 Sh Shared-defined 1 121 KEMET CORP CMN STK Cmn 488360207 149 10,211 Sh Shared-defined 1 10,211 KEMET CORP CMN STK Cmn 488360907 128 8,800 Sh Call Shared-defined 1 8,800 KEMET CORP CMN STK Cmn 488360957 96 6,600 Sh Put Shared-defined 1 6,600 KEMET CORP CMN STK Cmn 488360207 3 200 Sh Shared-defined -- 200 KENDLE INTL INC CMN STOCK Cmn 48880L957 121 11,100 Sh Put Shared-defined 1 11,100 KENDLE INTL INC CMN STOCK Cmn 48880L907 114 10,500 Sh Call Shared-defined 1 10,500 KENDLE INTL INC CMN STOCK Cmn 48880L107 -- 21 Sh Shared-defined 1 21 KENNAMETAL INC CMN STK Cmn 489170100 6,287 159,332 Sh Shared-defined -- 159,332 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515901 346 75,600 Sh Call Shared-defined 1 75,600 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515951 221 48,300 Sh Put Shared-defined 1 48,300 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 9 1,998 Sh Shared-defined 1 1,998 ---------- COLUMN TOTALS 8,819 ==========
FORM 13F Page 293 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 8 1,761 Sh Shared-defined -- 1,761 KEY ENERGY GROUP INC CMN STK Cmn 492914106 1,029 79,306 Sh Shared-defined -- 79,306 KEY ENERGY GROUP INC CMN STK Cmn 492914906 113 8,700 Sh Call Shared-defined 1 8,700 KEY ENERGY GROUP INC CMN STK Cmn 492914956 96 7,400 Sh Put Shared-defined 1 7,400 KEYCORP 7.75% CONV PREF - PERP Pref Stk 493267405 5 43 Sh Shared-defined 1 N/A KEYCORP COMMON STOCK Cmn 493267108 115,213 13,018,377 Sh Shared-defined -- 13,018,377 KEYCORP COMMON STOCK Cmn 493267108 2,888 326,297 Sh Shared-defined 1 326,297 KEYCORP COMMON STOCK Cmn 493267958 2,251 254,400 Sh Put Shared-defined 1 254,400 KEYCORP COMMON STOCK Cmn 493267908 496 56,000 Sh Call Shared-defined 1 56,000 KFORCE INC CMN STOCK Cmn 493732101 669 41,325 Sh Shared-defined -- 41,325 KID BRANDS INC Cmn 49375T100 143 16,750 Sh Shared-defined -- 16,750 KILROY REALTY CMN STOCK Cmn 49427F108 10,788 295,792 Sh Shared-defined -- 295,792 KILROY REALTY CMN STOCK Cmn 49427F958 361 9,900 Sh Put Shared-defined 1 9,900 KILROY REALTY CMN STOCK Cmn 49427F908 233 6,400 Sh Call Shared-defined 1 6,400 ---------- COLUMN TOTALS 134,293 ==========
FORM 13F Page 294 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KIMBALL INTERNATIONAL -CL B CMN STK Cmn 494274103 135 19,528 Sh Shared-defined -- 19,528 KIMBERLY CLARK CORP Cmn 494368903 9,242 146,600 Sh Call Shared-defined 1 146,600 KIMBERLY CLARK CORP Cmn 494368953 6,380 101,200 Sh Put Shared-defined 1 101,200 KIMBERLY CLARK CORP Cmn 494368103 1,616 25,632 Sh Shared-defined -- 25,632 KIMCO REALTY CORP CMN STK Cmn 49446R109 9,737 539,724 Sh Shared-defined -- 539,724 KIMCO REALTY CORP CMN STK Cmn 49446R909 220 12,200 Sh Call Shared-defined 1 12,200 KIMCO REALTY CORP CMN STK Cmn 49446R959 105 5,800 Sh Put Shared-defined 1 5,800 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550906 6,815 97,000 Sh Call Shared-defined 1 97,000 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550956 5,811 82,700 Sh Put Shared-defined 1 82,700 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 2,767 41,376 Sh Shared-defined -- 41,376 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 31 470 Sh Shared-defined 1 470 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580903 178 9,700 Sh Call Shared-defined 1 9,700 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 171 9,298 Sh Shared-defined -- 9,298 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 141 7,682 Sh Shared-defined 1 7,682 ---------- COLUMN TOTALS 43,349 ==========
FORM 13F Page 295 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KINDRED HEALTHCARE INC CMN STOCK Cmn 494580953 42 2,300 Sh Put Shared-defined 1 2,300 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 2,421 57,800 Sh Call Shared-defined 1 57,800 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 1,269 30,300 Sh Put Shared-defined 1 30,300 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 75 1,780 Sh Shared-defined -- 1,780 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 419 29,825 Sh Shared-defined 1 29,825 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 358 25,500 Sh Put Shared-defined 1 25,500 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582908 59 4,200 Sh Call Shared-defined 1 4,200 KINROSS GOLD CORP Cmn 496902954 7,212 380,400 Sh Put Shared-defined 1 380,400 KINROSS GOLD CORP Cmn 496902904 6,416 338,400 Sh Call Shared-defined 1 338,400 KINROSS GOLD CORP Cmn 496902404 3,404 179,536 Sh Shared-defined 1 179,536 KINROSS GOLD CORP Cmn 496902404 252 13,300 Sh Shared-defined -- 13,300 KIRBY CORPORATION COMMON STOCK KEX Cmn 497266106 258 5,856 Sh Shared-defined -- 5,856 KIRKLAND'S INC CMN STK Cmn 497498955 577 41,100 Sh Put Shared-defined 1 41,100 KIRKLAND'S INC CMN STK Cmn 497498105 429 30,601 Sh Shared-defined 1 30,601 ---------- COLUMN TOTALS 23,191 ==========
FORM 13F Page 296 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KIRKLAND'S INC CMN STK Cmn 497498905 372 26,500 Sh Call Shared-defined 1 26,500 KIRKLAND'S INC CMN STK Cmn 497498105 81 5,800 Sh Shared-defined -- 5,800 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A956 588 63,200 Sh Put Shared-defined 1 63,200 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A306 382 41,037 Sh Shared-defined 1 41,037 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A906 116 12,500 Sh Call Shared-defined 1 12,500 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 11,535 298,534 Sh Shared-defined -- 298,534 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 5,441 140,800 Sh Call Shared-defined 1 140,800 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 4,482 116,000 Sh Put Shared-defined 1 116,000 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 35 915 Sh Shared-defined 1 915 KMG B INC CMN STOCK Cmn 482564101 255 15,400 Sh Shared-defined -- 15,400 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 1,034 75,000 Sh Call Shared-defined 1 75,000 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 690 50,000 Sh Put Shared-defined 1 50,000 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 642 46,562 Sh Shared-defined -- 46,562 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 279 20,205 Sh Shared-defined 1 20,205 ---------- COLUMN TOTALS 25,932 ==========
FORM 13F Page 297 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KNIGHT TRANSN INC CMN STOCK Cmn 499064103 827 43,519 Sh Shared-defined -- 43,519 KNIGHT TRANSN INC CMN STOCK Cmn 499064903 114 6,000 Sh Call Shared-defined 1 6,000 KNIGHT TRANSN INC CMN STOCK Cmn 499064953 61 3,200 Sh Put Shared-defined 1 3,200 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 29 1,522 Sh Shared-defined 1 1,522 KNOLL INC COMMON STOCK Cmn 498904200 876 52,354 Sh Shared-defined -- 52,354 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q950 270 40,900 Sh Put Shared-defined 1 40,900 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q100 214 32,388 Sh Shared-defined 1 32,388 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q900 123 18,600 Sh Call Shared-defined 1 18,600 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q100 6 915 Sh Shared-defined -- 915 KOHLBERG KRAVIS ROBERTS & COMPAN Cmn 48248M902 324 22,800 Sh Call Shared-defined 1 22,800 KOHLBERG KRAVIS ROBERTS & COMPAN Cmn 48248M952 54 3,800 Sh Put Shared-defined 1 3,800 KOHLS CORP CMN STK Cmn 500255904 22,518 414,400 Sh Call Shared-defined 1 414,400 KOHLS CORP CMN STK Cmn 500255954 20,111 370,100 Sh Put Shared-defined 1 370,100 KOHLS CORP CMN STK Cmn 500255104 899 16,545 Sh Shared-defined -- 16,545 ---------- COLUMN TOTALS 46,426 ==========
FORM 13F Page 298 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KOHLS CORP CMN STK Cmn 500255104 290 5,341 Sh Shared-defined 1 5,341 KOPIN CORP CMN STK Cmn 500600101 469 112,690 Sh Shared-defined -- 112,690 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P906 315 8,800 Sh Call Shared-defined 1 8,800 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 20 549 Sh Shared-defined 1 549 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P956 4 100 Sh Put Shared-defined 1 100 KOREA ELECTRIC POWER -SP ADR 1:2 Depository Receipt 500631106 439 32,517 Sh Shared-defined 1 N/A KOREA ELECTRIC POWER -SP ADR 1:2 Depository Receipt 500631106 17 1,264 Sh Shared-defined -- N/A KOREA TELECOM ADR 1:0.5 Depository Receipt 48268K101 14,732 708,246 Sh Shared-defined -- N/A KORN FERRY INTL CMN STOCK Cmn 500643200 1,062 45,970 Sh Shared-defined -- 45,970 KORN FERRY INTL CMN STOCK Cmn 500643900 180 7,800 Sh Call Shared-defined 1 7,800 KORN FERRY INTL CMN STOCK Cmn 500643950 164 7,100 Sh Put Shared-defined 1 7,100 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 13,742 436,100 Sh Put Shared-defined 1 436,100 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 5,855 185,800 Sh Call Shared-defined 1 185,800 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 601 19,069 Sh Shared-defined 1 19,069 ---------- COLUMN TOTALS 37,890 ==========
FORM 13F Page 299 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) KRAFT FOODS INC CL A CMN STK Cmn 50075N104 -- 12 Sh Shared-defined -- 12 KRATON PERFORMANCE POLYMERS IN Cmn 50077C106 232 7,499 Sh Shared-defined -- 7,499 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014904 129 18,500 Sh Call Shared-defined 1 18,500 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 40 5,698 Sh Shared-defined 1 5,698 KRONOS WORLDWIDE INC COMMON STOCK Cmn 50105F105 178 4,184 Sh Shared-defined -- 4,184 KRONOS WORLDWIDE INC COMMON STOCK Cmn 50105F105 89 2,094 Sh Shared-defined 1 2,094 K-SWISS INC -CL A CMN STK Cmn 482686102 433 34,706 Sh Shared-defined -- 34,706 K-SWISS INC -CL A CMN STK Cmn 482686952 206 16,500 Sh Put Shared-defined 1 16,500 K-SWISS INC -CL A CMN STK Cmn 482686102 176 14,148 Sh Shared-defined 1 14,148 K-SWISS INC -CL A CMN STK Cmn 482686902 167 13,400 Sh Call Shared-defined 1 13,400 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242951 498 69,100 Sh Put Shared-defined 1 69,100 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 277 38,523 Sh Shared-defined 1 38,523 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242901 112 15,600 Sh Call Shared-defined 1 15,600 KVH INDS INC CMN STOCK Cmn 482738101 133 11,104 Sh Shared-defined -- 11,104 ---------- COLUMN TOTALS 2,670 ==========
FORM 13F Page 300 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) L&L ENERGY INC Cmn 50162D950 750 69,400 Sh Put Shared-defined 1 69,400 L&L ENERGY INC Cmn 50162D100 572 52,942 Sh Shared-defined 1 52,942 L&L ENERGY INC Cmn 50162D900 372 34,400 Sh Call Shared-defined 1 34,400 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 450 37,800 Sh Call Shared-defined 1 37,800 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 154 12,900 Sh Put Shared-defined 1 12,900 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 30 2,493 Sh Shared-defined 1 2,493 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 5,343 75,800 Sh Put Shared-defined 1 75,800 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 4,363 61,900 Sh Call Shared-defined 1 61,900 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 3,059 43,399 Sh Shared-defined -- 43,399 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 1,054 14,953 Sh Shared-defined 1 14,953 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 5,260 59,828 Sh Shared-defined -- 59,828 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 1,503 17,100 Sh Call Shared-defined 1 17,100 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 1,187 13,500 Sh Put Shared-defined 1 13,500 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 267 3,032 Sh Shared-defined 1 3,032 ---------- COLUMN TOTALS 24,364 ==========
FORM 13F Page 301 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LACLEDE GROUP INC CMN STK Cmn 505597104 305 8,355 Sh Shared-defined -- 8,355 LAM RESEARCH COMMON STOCK Cmn 512807108 24,838 479,692 Sh Shared-defined -- 479,692 LAM RESEARCH COMMON STOCK Cmn 512807958 5,069 97,900 Sh Put Shared-defined 1 97,900 LAM RESEARCH COMMON STOCK Cmn 512807908 4,453 86,000 Sh Call Shared-defined 1 86,000 LAM RESEARCH COMMON STOCK Cmn 512807108 866 16,721 Sh Shared-defined 1 16,721 LAMAR ADVERTISING - CL A Cmn 512815101 4,148 104,112 Sh Shared-defined -- 104,112 LAMAR ADVERTISING - CL A Cmn 512815901 2,283 57,300 Sh Call Shared-defined 1 57,300 LAMAR ADVERTISING - CL A Cmn 512815951 2,008 50,400 Sh Put Shared-defined 1 50,400 LANCASTER COLONY CORP CMN STK Cmn 513847103 1,131 19,773 Sh Shared-defined -- 19,773 LANCASTER COLONY CORP CMN STK Cmn 513847903 177 3,100 Sh Call Shared-defined 1 3,100 LANCASTER COLONY CORP CMN STK Cmn 513847953 29 500 Sh Put Shared-defined 1 500 LANDAUER INC CMN STK Cmn 51476K103 212 3,535 Sh Shared-defined -- 3,535 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 1,179 28,795 Sh Shared-defined -- 28,795 LANDSTAR SYSTEM INC CMN STK Cmn 515098901 1,007 24,600 Sh Call Shared-defined 1 24,600 ---------- COLUMN TOTALS 47,705 ==========
FORM 13F Page 302 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LANDSTAR SYSTEM INC CMN STK Cmn 515098951 57 1,400 Sh Put Shared-defined 1 1,400 LANOPTICS LTD CMN STOCK Cmn M4146Y908 2,012 71,600 Sh Call Shared-defined 1 71,600 LANOPTICS LTD CMN STOCK Cmn M4146Y958 924 32,900 Sh Put Shared-defined 1 32,900 LANOPTICS LTD CMN STOCK Cmn M4146Y108 23 825 Sh Shared-defined 1 825 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 124,782 2,715,600 Sh Put Shared-defined 1 2,715,600 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 96,743 2,105,389 Sh Shared-defined 1 2,105,389 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 60,764 1,322,400 Sh Call Shared-defined 1 1,322,400 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 12,877 280,241 Sh Shared-defined -- 280,241 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942958 161 6,100 Sh Put Shared-defined 1 6,100 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942908 124 4,700 Sh Call Shared-defined 1 4,700 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 81 3,065 Sh Shared-defined 1 3,065 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 8 300 Sh Shared-defined -- 300 LAWSON SOFTWARE Cmn 52078P102 572 61,816 Sh Shared-defined -- 61,816 LAZARD LTD COMMON STOCK Cmn G54050902 454 11,500 Sh Call Shared-defined 1 11,500 ---------- COLUMN TOTALS 299,582 ==========
FORM 13F Page 303 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LAZARD LTD COMMON STOCK Cmn G54050952 324 8,200 Sh Put Shared-defined 1 8,200 LAZARD LTD COMMON STOCK Cmn G54050102 191 4,831 Sh Shared-defined 1 4,831 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 110 12,227 Sh Shared-defined -- 12,227 LA-Z-BOY CHAIR CO CMN STK Cmn 505336907 51 5,700 Sh Call Shared-defined 1 5,700 LA-Z-BOY CHAIR CO CMN STK Cmn 505336957 36 4,000 Sh Put Shared-defined 1 4,000 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 17 1,902 Sh Shared-defined 1 1,902 LDK SOLAR CO LTD -ADR Depository Receipt 50183L107 5,151 509,035 Sh Shared-defined -- N/A LDK SOLAR CO LTD -ADR Depository Receipt 50183L107 698 68,986 Sh Shared-defined 1 N/A LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 7,175 585,235 Sh Shared-defined -- 585,235 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 1,843 150,300 Sh Put Shared-defined 1 150,300 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 998 81,398 Sh Shared-defined 1 81,398 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 815 66,500 Sh Call Shared-defined 1 66,500 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 101 8,200 Sh Put Shared-defined -- 8,200 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 182 32,833 Sh Shared-defined -- 32,833 ---------- COLUMN TOTALS 17,692 ==========
FORM 13F Page 304 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 27 4,812 Sh Shared-defined 1 4,812 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N956 11 1,900 Sh Put Shared-defined 1 1,900 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 1 100 Sh Call Shared-defined 1 100 LEAR CORP Cmn 521865204 3,206 32,481 Sh Shared-defined -- 32,481 LEAR CORP Cmn 521865904 1,954 19,800 Sh Call Shared-defined 1 19,800 LEAR CORP Cmn 521865954 405 4,100 Sh Put Shared-defined 1 4,100 LEAR CORP Cmn 521865204 174 1,760 Sh Shared-defined 1 1,760 LEGG MASON 7% MAND 6/30/11- REGISTERED Bond 524901303 86 2,541 Prn Shared-defined 1 N/A LEGG MASON COMMON STOCK Cmn 524901905 5,357 147,700 Sh Call Shared-defined 1 147,700 LEGG MASON COMMON STOCK Cmn 524901955 4,062 112,000 Sh Put Shared-defined 1 112,000 LEGG MASON COMMON STOCK Cmn 524901105 85 2,344 Sh Shared-defined 1 2,344 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 10,581 464,911 Sh Shared-defined -- 464,911 LEGGETT & PLATT INC COMMON LEG Cmn 524660907 1,213 53,300 Sh Call Shared-defined 1 53,300 LEGGETT & PLATT INC COMMON LEG Cmn 524660957 96 4,200 Sh Put Shared-defined 1 4,200 ---------- COLUMN TOTALS 27,258 ==========
FORM 13F Page 305 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LEGGETT & PLATT INC COMMON LEG Cmn 524660107 16 684 Sh Shared-defined 1 684 LENDER PROCESSING SERV Cmn 52602E902 1,482 50,200 Sh Call Shared-defined 1 50,200 LENDER PROCESSING SERV Cmn 52602E102 1,418 48,034 Sh Shared-defined 1 48,034 LENDER PROCESSING SERV Cmn 52602E952 679 23,000 Sh Put Shared-defined 1 23,000 LENDER PROCESSING SERV Cmn 52602E102 497 16,829 Sh Shared-defined -- 16,829 LENNAR CORP CMN STK Cmn 526057104 80,918 4,315,619 Sh Shared-defined -- 4,315,619 LENNAR CORP CMN STK Cmn 526057954 3,525 188,000 Sh Put Shared-defined 1 188,000 LENNAR CORP CMN STK Cmn 526057904 3,383 180,400 Sh Call Shared-defined 1 180,400 LENNAR CORP CMN STK Cmn 526057104 1,295 69,047 Sh Shared-defined 1 69,047 LENNOX INTL INC CMN STOCK Cmn 526107107 1,028 21,745 Sh Shared-defined -- 21,745 LEUCADIA NATIONAL 3.75% CB 04/15/14-REGISTERED Bond 527288AX2 233 165,000 Prn Shared-defined -- N/A LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 957 32,800 Sh Call Shared-defined 1 32,800 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 464 15,900 Sh Put Shared-defined 1 15,900 LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 92 3,157 Sh Shared-defined -- 3,157 ---------- COLUMN TOTALS 95,987 ==========
FORM 13F Page 306 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 10 342 Sh Shared-defined 1 342 LEVEL 3 COMMUNICATIONS INC 6.5% CB 10/01/2016-REGI Bond 52729NBR0 16,178 15,000,000 Prn Shared-defined -- N/A LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 233 238,130 Sh Shared-defined 1 238,130 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N950 106 108,300 Sh Put Shared-defined 1 108,300 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N900 31 31,700 Sh Call Shared-defined 1 31,700 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 -- 92 Sh Shared-defined -- 92 LEXINGTON REALTY TRUST CMN STK Cmn 529043101 219 27,509 Sh Shared-defined -- 27,509 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 3,576 102,700 Sh Call Shared-defined 1 102,700 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 1,577 45,300 Sh Put Shared-defined 1 45,300 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 203 5,830 Sh Shared-defined -- 5,830 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 11 302 Sh Shared-defined 1 302 LG.PHILIPS LCD CO LTD-ADR 1:0.5 Depository COMMON Receipt 50186V102 556 31,352 Sh Shared-defined -- N/A LG.PHILIPS LCD CO LTD-ADR 1:0.5 Depository COMMON Receipt 50186V102 40 2,245 Sh Shared-defined 1 N/A LIBBEY INC CMN STK Cmn 529898108 397 25,667 Sh Shared-defined -- 25,667 ---------- COLUMN TOTALS 23,137 ==========
FORM 13F Page 307 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LIBERTY GLOBAL INC Cmn 530555901 2,728 77,100 Sh Call Shared-defined 1 77,100 LIBERTY GLOBAL INC Cmn 530555951 2,229 63,000 Sh Put Shared-defined 1 63,000 LIBERTY GLOBAL INC 4.5% CB 11/15/2016 -REGISTERED Bond 530555AB7 62,955 42,500,000 Prn Shared-defined -- N/A LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 4,413 70,538 Sh Shared-defined -- 70,538 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M952 3,804 60,800 Sh Put Shared-defined 1 60,800 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M902 1,508 24,100 Sh Call Shared-defined 1 24,100 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 106 1,693 Sh Shared-defined 1 1,693 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 32,826 2,081,573 Sh Shared-defined -- 2,081,573 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 787 49,900 Sh Put Shared-defined 1 49,900 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 419 26,600 Sh Call Shared-defined 1 26,600 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 136 8,619 Sh Shared-defined 1 8,619 LIBERTY MEDIA INTO MOT 3.5%EXCH 1/15/31-REGISTERED Bond 530715AN1 2,681 4,883,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO S 4% EXCH 11/15/29 - REGISTERED Bond 530715AG6 73,364 129,562,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO TWX 3.125% EXCH 3/30/23 -REGIST Bond 530718AF2 20,671 18,295,000 Prn Shared-defined -- N/A --------- COLUMN TOTALS 208,627 =========
FORM 13F Page 308 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LIBERTY MEDIA-STARZ SERIES A Cmn 53071M958 1,044 15,700 Sh Put Shared-defined 1 15,700 LIBERTY MEDIA-STARZ SERIES A Cmn 53071M908 452 6,800 Sh Call Shared-defined 1 6,800 LIBERTY MEDIA-STARZ SERIES A Cmn 53071M708 374 5,620 Sh Shared-defined 1 5,620 LIBERTY MEDIA-STARZ SERIES A Cmn 53071M708 7 100 Sh Shared-defined -- 100 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 15,594 488,522 Sh Shared-defined -- 488,522 LIBERTY PROPERTY TRUST CMN STK Cmn 531172954 1,577 49,400 Sh Put Shared-defined 1 49,400 LIBERTY PROPERTY TRUST CMN STK Cmn 531172904 380 11,900 Sh Call Shared-defined 1 11,900 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 159 4,968 Sh Shared-defined 1 4,968 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T956 421 22,000 Sh Put Shared-defined 1 22,000 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T906 198 10,375 Sh Call Shared-defined 1 10,375 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 25 1,282 Sh Shared-defined -- 1,282 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 5 266 Sh Shared-defined 1 266 LIFE TECHNOLOGIES CORP Cmn 53217V959 3,796 68,400 Sh Put Shared-defined 1 68,400 LIFE TECHNOLOGIES CORP Cmn 53217V909 2,747 49,500 Sh Call Shared-defined 1 49,500 ---------- COLUMN TOTALS 26,779 ==========
FORM 13F Page 309 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LIFE TECHNOLOGIES CORP Cmn 53217V109 267 4,812 Sh Shared-defined 1 4,812 LIFE TECHNOLOGIES CORP Cmn 53217V109 11 200 Sh Shared-defined -- 200 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R957 2,418 59,000 Sh Put Shared-defined 1 59,000 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R907 1,148 28,000 Sh Call Shared-defined 1 28,000 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 410 10,006 Sh Shared-defined -- 10,006 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 67 1,630 Sh Shared-defined 1 1,630 LIFEPOINT HOSPITALS INC 3.5% CB 5/15/2014 - REGIST Bond 53219LAH2 37,277 37,000,000 Prn Shared-defined -- N/A LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L909 140 3,800 Sh Call Shared-defined 1 3,800 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L959 59 1,600 Sh Put Shared-defined 1 1,600 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 51 1,399 Sh Shared-defined 1 1,399 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 1 38 Sh Shared-defined -- 38 LIGHTBRIDGE CORP Cmn 53224K954 87 16,300 Sh Put Shared-defined 1 16,300 LIGHTBRIDGE CORP Cmn 53224K104 87 16,196 Sh Shared-defined 1 16,196 LIGHTBRIDGE CORP Cmn 53224K904 1 100 Sh Call Shared-defined 1 100 ---------- COLUMN TOTALS 42,024 ==========
FORM 13F Page 310 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LIHUA INTERNATIONAL INC Cmn 532352101 210 18,692 Sh Shared-defined 1 18,692 LIHUA INTERNATIONAL INC Cmn 532352951 151 13,400 Sh Put Shared-defined 1 13,400 LIHUA INTERNATIONAL INC Cmn 532352901 51 4,500 Sh Call Shared-defined 1 4,500 LIMELIGHT NETWORKS INC Cmn 53261M104 358 61,558 Sh Shared-defined 1 61,558 LIMELIGHT NETWORKS INC Cmn 53261M954 274 47,200 Sh Put Shared-defined 1 47,200 LIMELIGHT NETWORKS INC Cmn 53261M904 232 40,000 Sh Call Shared-defined 1 40,000 LIMELIGHT NETWORKS INC Cmn 53261M104 14 2,485 Sh Shared-defined -- 2,485 LIMITED BRANDS INC CMN STK Cmn 532716907 6,724 218,800 Sh Call Shared-defined 1 218,800 LIMITED BRANDS INC CMN STK Cmn 532716107 6,439 209,544 Sh Shared-defined -- 209,544 LIMITED BRANDS INC CMN STK Cmn 532716957 3,414 111,100 Sh Put Shared-defined 1 111,100 LIMITED BRANDS INC CMN STK Cmn 532716107 522 16,984 Sh Shared-defined 1 16,984 LINCARE HOLDINGS INC CMN STK Cmn 532791100 5,374 200,286 Sh Shared-defined -- 200,286 LINCARE HOLDINGS INC CMN STK Cmn 532791900 3,630 135,300 Sh Call Shared-defined 1 135,300 LINCARE HOLDINGS INC CMN STK Cmn 532791950 2,051 76,450 Sh Put Shared-defined 1 76,450 ---------- COLUMN TOTALS 29,444 ==========
FORM 13F Page 311 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LINCARE HOLDINGS INC CMN STK Cmn 532791100 769 28,652 Sh Shared-defined 1 28,652 LINCOLN EDUCATIONAL SERVICES COMMON STOCK Cmn 533535100 483 31,126 Sh Shared-defined -- 31,126 LINCOLN EDUCATIONAL SERVICES COMMON STOCK Cmn 533535100 49 3,148 Sh Shared-defined 1 3,148 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 1,847 28,292 Sh Shared-defined -- 28,292 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900906 209 3,200 Sh Call Shared-defined 1 3,200 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900956 209 3,200 Sh Put Shared-defined 1 3,200 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 98 1,495 Sh Shared-defined 1 1,495 LINCOLN NATL CORP IND Cmn 534187909 5,050 181,600 Sh Call Shared-defined 1 181,600 LINCOLN NATL CORP IND Cmn 534187959 3,251 116,900 Sh Put Shared-defined 1 116,900 LINCOLN NATL CORP IND Cmn 534187109 3,051 109,719 Sh Shared-defined -- 109,719 LINDSAY CORP CMN STK Cmn 535555956 2,223 37,400 Sh Put Shared-defined 1 37,400 LINDSAY CORP CMN STK Cmn 535555906 1,515 25,500 Sh Call Shared-defined 1 25,500 LINDSAY CORP CMN STK Cmn 535555106 1,272 21,395 Sh Shared-defined 1 21,395 LINEAR TECHNOLOGY CORP 3% CB 5/1/2027 TRANCHE A - REGISTERED Bond 535678AC0 47,818 45,000,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 67,844 ==========
FORM 13F Page 312 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 8,115 234,609 Sh Shared-defined -- 234,609 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 4,960 143,400 Sh Put Shared-defined 1 143,400 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 4,850 140,200 Sh Call Shared-defined 1 140,200 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 178 5,156 Sh Shared-defined 1 5,156 LINN ENERGY LLC UNIT Cmn 536020950 4,904 130,800 Sh Put Shared-defined 1 130,800 LINN ENERGY LLC UNIT Cmn 536020900 4,694 125,200 Sh Call Shared-defined 1 125,200 LINN ENERGY LLC UNIT Cmn 536020100 1,182 31,520 Sh Shared-defined 1 31,520 LIONBRIDGE TECHNOLOGIES INC CMN STOCK Cmn 536252109 141 38,187 Sh Shared-defined -- 38,187 LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REGISTERED Bond 53626YAA6 21,086 21,484,000 Prn Shared-defined -- N/A LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919903 106 16,300 Sh Call Shared-defined 1 16,300 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 92 14,200 Sh Put Shared-defined 1 14,200 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 34 5,280 Sh Shared-defined 1 5,280 LITHIA MOTORS CMN STOCK Cmn 536797103 330 23,105 Sh Shared-defined 1 23,105 LITHIA MOTORS CMN STOCK Cmn 536797953 50 3,500 Sh Put Shared-defined 1 3,500 ---------- COLUMN TOTALS 50,722 ==========
FORM 13F Page 313 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LITHIA MOTORS CMN STOCK Cmn 536797903 41 2,900 Sh Call Shared-defined 1 2,900 LITHIA MOTORS CMN STOCK Cmn 536797103 29 2,032 Sh Shared-defined -- 2,032 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008954 485 10,300 Sh Put Shared-defined 1 10,300 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 320 6,793 Sh Shared-defined -- 6,793 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008904 193 4,100 Sh Call Shared-defined 1 4,100 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 15 313 Sh Shared-defined 1 313 LIVE NATION ENTERTAINMENT INC Cmn 538034109 3,744 327,815 Sh Shared-defined -- 327,815 LIVE NATION ENTERTAINMENT INC Cmn 538034909 372 32,600 Sh Call Shared-defined 1 32,600 LIVE NATION ENTERTAINMENT INC Cmn 538034959 11 1,000 Sh Put Shared-defined 1 1,000 LIVE NATION ENTERTAINMENT INC Cmn 538034109 8 671 Sh Shared-defined 1 671 LIVEPERSON INC CMN STK Cmn 538146101 351 31,100 Sh Shared-defined -- 31,100 LIZ CLAIBORNE INC Cmn 539320101 3,995 557,912 Sh Shared-defined -- 557,912 LIZ CLAIBORNE INC Cmn 539320101 609 85,119 Sh Shared-defined 1 85,119 LIZ CLAIBORNE INC Cmn 539320951 542 75,700 Sh Put Shared-defined 1 75,700 ---------- COLUMN TOTALS 10,715 ==========
FORM 13F Page 314 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LIZ CLAIBORNE INC Cmn 539320901 38 5,300 Sh Call Shared-defined 1 5,300 LJ INTL INC CMN STOCK Cmn G55312105 72 18,504 Sh Shared-defined 1 18,504 LJ INTL INC CMN STOCK Cmn G55312905 10 2,500 Sh Call Shared-defined 1 2,500 LJ INTL INC CMN STOCK Cmn G55312955 4 1,000 Sh Put Shared-defined 1 1,000 LKQ CORP CMN STOCK Cmn 501889208 753 33,138 Sh Shared-defined -- 33,138 LKQ CORP CMN STOCK Cmn 501889958 173 7,600 Sh Put Shared-defined 1 7,600 LKQ CORP CMN STOCK Cmn 501889908 148 6,500 Sh Call Shared-defined 1 6,500 LKQ CORP CMN STOCK Cmn 501889208 67 2,954 Sh Shared-defined 1 2,954 LLOYDS TSB GROUP PLC - SP ADR 1:4 Depository Receipt 539439109 296 72,039 Sh Shared-defined 1 N/A LNC 3.0000% 01/01/9999 Pref Stk 534187208 3 6 Sh Shared-defined 1 N/A LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 11,855 169,582 Sh Shared-defined -- 169,582 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 11,102 158,800 Sh Put Shared-defined 1 158,800 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 3,204 45,835 Sh Shared-defined 1 45,835 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 2,838 40,600 Sh Call Shared-defined 1 40,600 ---------- COLUMN TOTALS 30,563 ==========
FORM 13F Page 315 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 125 29,300 Sh Shared-defined -- 29,300 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 1,760 45,225 Sh Shared-defined -- 45,225 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 479 12,300 Sh Put Shared-defined 1 12,300 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 327 8,400 Sh Call Shared-defined 1 8,400 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 6 163 Sh Shared-defined 1 163 LOGITECH INTERNATIONAL-REG Cmn H50430232 1,493 80,467 Sh Shared-defined -- 80,467 LOGITECH INTERNATIONAL-REG Cmn H50430232 1,300 70,096 Sh Shared-defined 1 70,096 LOGITECH INTERNATIONAL-REG Cmn H50430952 913 49,200 Sh Put Shared-defined 1 49,200 LOGITECH INTERNATIONAL-REG Cmn H50430902 364 19,600 Sh Call Shared-defined 1 19,600 LOGMEIN INC Cmn 54142L909 776 17,500 Sh Call Shared-defined 1 17,500 LOGMEIN INC Cmn 54142L959 235 5,300 Sh Put Shared-defined 1 5,300 LOGMEIN INC Cmn 54142L109 26 594 Sh Shared-defined 1 594 LONGTOP FINANCIAL-SPON ADR Depository Receipt 54318P108 593 16,398 Sh Shared-defined -- N/A LOOPNET INC Cmn 543524300 596 53,681 Sh Shared-defined -- 53,681 ---------- COLUMN TOTALS 8,993 ==========
FORM 13F Page 316 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LOOPNET INC Cmn 543524300 26 2,348 Sh Shared-defined 1 2,348 LORILLARD INC Cmn 544147951 21,557 262,700 Sh Put Shared-defined 1 262,700 LORILLARD INC Cmn 544147901 9,634 117,400 Sh Call Shared-defined 1 117,400 LORILLARD INC Cmn 544147101 1,272 15,495 Sh Shared-defined -- 15,495 LOUISIANA-PACIFIC CORP Cmn 546347105 9,821 1,038,115 Sh Shared-defined -- 1,038,115 LOUISIANA-PACIFIC CORP Cmn 546347955 733 77,500 Sh Put Shared-defined 1 77,500 LOUISIANA-PACIFIC CORP Cmn 546347905 587 62,100 Sh Call Shared-defined 1 62,100 LOUISIANA-PACIFIC CORP Cmn 546347105 266 28,157 Sh Shared-defined 1 28,157 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 74,911 2,986,887 Sh Shared-defined -- 2,986,887 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 13,734 547,600 Sh Call Shared-defined 1 547,600 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 10,534 420,000 Sh Call Shared-defined -- 420,000 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 7,248 289,000 Sh Put Shared-defined 1 289,000 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 625 24,918 Sh Shared-defined 1 24,918 LSI CORP COMMON STOCK Cmn 502161102 56,474 9,428,056 Sh Shared-defined -- 9,428,056 ---------- COLUMN TOTALS 207,422 ==========
FORM 13F Page 317 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LSI CORP COMMON STOCK Cmn 502161102 2,497 416,848 Sh Shared-defined 1 416,848 LSI CORP COMMON STOCK Cmn 502161952 1,741 290,600 Sh Put Shared-defined 1 290,600 LSI CORP COMMON STOCK Cmn 502161902 166 27,700 Sh Call Shared-defined 1 27,700 LUBRIZOL CORP Cmn 549271954 3,153 29,500 Sh Put Shared-defined 1 29,500 LUBRIZOL CORP Cmn 549271904 1,892 17,700 Sh Call Shared-defined 1 17,700 LUBRIZOL CORP Cmn 549271104 1,563 14,627 Sh Shared-defined 1 14,627 LUBRIZOL CORP Cmn 549271104 491 4,598 Sh Shared-defined -- 4,598 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 939 15,047 Sh Shared-defined -- 15,047 LUFKIN INDUSTRIES INC CMN STK Cmn 549764908 636 10,200 Sh Call Shared-defined 1 10,200 LUFKIN INDUSTRIES INC CMN STK Cmn 549764958 555 8,900 Sh Put Shared-defined 1 8,900 LULULEMON ATHLETICA INC Cmn 550021909 11,830 172,900 Sh Call Shared-defined 1 172,900 LULULEMON ATHLETICA INC Cmn 550021959 10,858 158,700 Sh Put Shared-defined 1 158,700 LULULEMON ATHLETICA INC Cmn 550021109 210 3,064 Sh Shared-defined 1 3,064 LULULEMON ATHLETICA INC Cmn 550021109 53 772 Sh Shared-defined -- 772 ---------- COLUMN TOTALS 36,584 ==========
FORM 13F Page 318 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T907 468 18,800 Sh Call Shared-defined 1 18,800 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T957 301 12,100 Sh Put Shared-defined 1 12,100 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T107 107 4,284 Sh Shared-defined -- 4,284 LUXOTTICA CMN STK Depository Receipt 55068R202 442 14,436 Sh Shared-defined -- N/A LYDALL INC CMN STK Cmn 550819106 140 17,413 Sh Shared-defined -- 17,413 LYONDELLBASELL INDU-CL A Cmn N53745900 1,933 56,200 Sh Call Shared-defined 1 56,200 LYONDELLBASELL INDU-CL A Cmn N53745950 1,854 53,900 Sh Put Shared-defined 1 53,900 LYONDELLBASELL INDU-CL A Cmn N53745100 1,345 39,088 Sh Shared-defined 1 39,088 LYONDELLBASELL INDU-CL A Cmn N53745100 76 2,200 Sh Shared-defined -- 2,200 M & T BANK CORPORATION CMN STOCK Cmn 55261F904 6,894 79,200 Sh Call Shared-defined 1 79,200 M & T BANK CORPORATION CMN STOCK Cmn 55261F954 6,694 76,900 Sh Put Shared-defined 1 76,900 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 116 1,333 Sh Shared-defined 1 1,333 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 2 18 Sh Shared-defined -- 18 MACERICH CO CMN STK Cmn 554382101 3,078 64,985 Sh Shared-defined -- 64,985 ---------- COLUMN TOTALS 23,450 ==========
FORM 13F Page 319 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MACERICH CO CMN STK Cmn 554382901 1,734 36,600 Sh Call Shared-defined 1 36,600 MACERICH CO CMN STK Cmn 554382951 559 11,800 Sh Put Shared-defined 1 11,800 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 1,175 35,555 Sh Shared-defined -- 35,555 MACK-CALI REALTY CORP CMN STOCK Cmn 554489954 807 24,400 Sh Put Shared-defined 1 24,400 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 723 21,855 Sh Shared-defined 1 21,855 MACK-CALI REALTY CORP CMN STOCK Cmn 554489904 79 2,400 Sh Call Shared-defined 1 2,400 MACQUARIE INFRASTRUCTURE COMPANY Cmn 55608B905 468 22,100 Sh Call Shared-defined 1 22,100 MACQUARIE INFRASTRUCTURE COMPANY Cmn 55608B955 142 6,700 Sh Put Shared-defined 1 6,700 MACY'S INC CMN STOCK Cmn 55616P104 29,588 1,169,500 Sh Shared-defined -- 1,169,500 MACY'S INC CMN STOCK Cmn 55616P954 7,911 312,700 Sh Put Shared-defined 1 312,700 MACY'S INC CMN STOCK Cmn 55616P904 4,177 165,100 Sh Call Shared-defined 1 165,100 MACY'S INC CMN STOCK Cmn 55616P104 2,879 113,792 Sh Shared-defined 1 113,792 MADDEN STEVEN LTD CMN STK Cmn 556269108 376 9,015 Sh Shared-defined 1 9,015 MADDEN STEVEN LTD CMN STK Cmn 556269958 305 7,300 Sh Put Shared-defined 1 7,300 ---------- COLUMN TOTALS 50,923 ==========
FORM 13F Page 320 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MADDEN STEVEN LTD CMN STK Cmn 556269108 273 6,536 Sh Shared-defined -- 6,536 MADDEN STEVEN LTD CMN STK Cmn 556269908 134 3,200 Sh Call Shared-defined 1 3,200 MADISON SQUARE GAR INC-A Cmn 55826P900 315 12,200 Sh Call Shared-defined 1 12,200 MADISON SQUARE GAR INC-A Cmn 55826P100 104 4,029 Sh Shared-defined -- 4,029 MADISON SQUARE GAR INC-A Cmn 55826P950 103 4,000 Sh Put Shared-defined 1 4,000 MADISON SQUARE GAR INC-A Cmn 55826P100 20 783 Sh Shared-defined 1 783 MAG SILVER CORP COMMON STOCK Cmn 55903Q954 132 10,600 Sh Put Shared-defined 1 10,600 MAG SILVER CORP COMMON STOCK Cmn 55903Q904 87 7,000 Sh Call Shared-defined 1 7,000 MAG SILVER CORP COMMON STOCK Cmn 55903Q104 21 1,648 Sh Shared-defined 1 1,648 MAG SILVER CORP COMMON STOCK Cmn 55903Q104 10 788 Sh Shared-defined -- 788 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 9,461 200,115 Sh Shared-defined -- 200,115 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079907 236 5,000 Sh Call Shared-defined 1 5,000 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 126 2,655 Sh Shared-defined 1 2,655 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079957 47 1,000 Sh Put Shared-defined 1 1,000 ---------- COLUMN TOTALS 11,069 ==========
FORM 13F Page 321 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080956 2,808 49,700 Sh Put Shared-defined 1 49,700 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080106 1,266 22,406 Sh Shared-defined 1 22,406 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080906 407 7,200 Sh Call Shared-defined 1 7,200 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 6,933 133,328 Sh Shared-defined -- 133,328 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 2,595 49,900 Sh Call Shared-defined 1 49,900 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 1,206 23,200 Sh Put Shared-defined 1 23,200 MAIDEN HOLDINGS LTD Cmn G5753U112 371 47,166 Sh Shared-defined -- 47,166 MAKO SURGICAL CORP Cmn 560879108 599 39,350 Sh Shared-defined -- 39,350 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750909 336 11,000 Sh Call Shared-defined 1 11,000 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 241 7,883 Sh Shared-defined -- 7,883 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 16 510 Sh Shared-defined 1 510 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750959 9 300 Sh Put Shared-defined 1 300 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 1,447 110,400 Sh Put Shared-defined 1 110,400 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 1,162 88,600 Sh Call Shared-defined 1 88,600 ---------- COLUMN TOTALS 19,396 ==========
FORM 13F Page 322 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 586 44,732 Sh Shared-defined 1 44,732 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 98 7,472 Sh Shared-defined -- 7,472 MANNATECH INC CMN STOCK Cmn 563771904 13 7,000 Sh Call Shared-defined 1 7,000 MANNATECH INC CMN STOCK Cmn 563771954 7 4,100 Sh Put Shared-defined 1 4,100 MANNATECH INC CMN STOCK Cmn 563771104 1 390 Sh Shared-defined -- 390 MANNKIND CORP COMMON STOCK Cmn 56400P901 1,718 213,200 Sh Call Shared-defined 1 213,200 MANNKIND CORP COMMON STOCK Cmn 56400P951 1,588 197,000 Sh Put Shared-defined 1 197,000 MANNKIND CORP COMMON STOCK Cmn 56400P201 302 37,422 Sh Shared-defined 1 37,422 MANNKIND CORP COMMON STOCK Cmn 56400P201 175 21,758 Sh Shared-defined -- 21,758 MANPOWER, INC. COMMON STOCK Cmn 56418H100 3,287 52,378 Sh Shared-defined -- 52,378 MANPOWER, INC. COMMON STOCK Cmn 56418H950 1,054 16,800 Sh Put Shared-defined 1 16,800 MANPOWER, INC. COMMON STOCK Cmn 56418H900 992 15,800 Sh Call Shared-defined 1 15,800 MANPOWER, INC. COMMON STOCK Cmn 56418H100 570 9,080 Sh Shared-defined 1 9,080 MANTECH INTERNATIONAL CORP Cmn 564563954 930 22,500 Sh Put Shared-defined 1 22,500 ---------- COLUMN TOTALS 11,321 ==========
FORM 13F Page 323 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MANTECH INTERNATIONAL CORP Cmn 564563904 678 16,400 Sh Call Shared-defined 1 16,400 MANTECH INTERNATIONAL CORP Cmn 564563104 289 7,001 Sh Shared-defined -- 7,001 MANTECH INTERNATIONAL CORP Cmn 564563104 74 1,789 Sh Shared-defined 1 1,789 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 1,208 70,300 Sh Put Shared-defined 1 70,300 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 870 50,647 Sh Shared-defined 1 50,647 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 613 35,700 Sh Call Shared-defined 1 35,700 MAP PHARMACEUTICALS INC Cmn 56509R108 6,266 374,285 Sh Shared-defined -- 374,285 MARATHON OIL CORP COMMON STOCK Cmn 565849106 53,120 1,434,514 Sh Shared-defined -- 1,434,514 MARATHON OIL CORP COMMON STOCK Cmn 565849906 10,942 295,500 Sh Call Shared-defined 1 295,500 MARATHON OIL CORP COMMON STOCK Cmn 565849956 8,173 220,700 Sh Put Shared-defined 1 220,700 MARATHON OIL CORP COMMON STOCK Cmn 565849106 325 8,766 Sh Shared-defined 1 8,766 MARCUS CORP CMN STK Cmn 566330106 188 14,151 Sh Shared-defined -- 14,151 MARKEL CORP CMN STK Cmn 570535104 432 1,142 Sh Shared-defined -- 1,142 MARKWEST ENERGY PARTNERS, LP Cmn 570759900 2,802 64,700 Sh Call Shared-defined 1 64,700 ---------- COLUMN TOTALS 85,980 ==========
FORM 13F Page 324 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MARKWEST ENERGY PARTNERS, LP Cmn 570759950 1,932 44,600 Sh Put Shared-defined 1 44,600 MARRIOTT INTERNATIONAL INC Cmn 571903902 9,878 237,800 Sh Call Shared-defined 1 237,800 MARRIOTT INTERNATIONAL INC Cmn 571903952 2,924 70,400 Sh Put Shared-defined 1 70,400 MARSH & MCLENNAN COS INC Cmn 571748102 49,373 1,805,873 Sh Shared-defined -- 1,805,873 MARSH & MCLENNAN COS INC Cmn 571748902 1,583 57,900 Sh Call Shared-defined 1 57,900 MARSH & MCLENNAN COS INC Cmn 571748952 388 14,200 Sh Put Shared-defined 1 14,200 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 1,106 159,800 Sh Put Shared-defined 1 159,800 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 921 133,113 Sh Shared-defined 1 133,113 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 176 25,400 Sh Call Shared-defined 1 25,400 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 1,041 33,260 Sh Shared-defined -- 33,260 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901906 482 15,400 Sh Call Shared-defined 1 15,400 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901956 157 5,000 Sh Put Shared-defined 1 5,000 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 4 141 Sh Shared-defined 1 141 MARTEN TRANSPORT LTD CMN STK Cmn 573075108 306 14,322 Sh Shared-defined -- 14,322 ---------- COLUMN TOTALS 70,271 ==========
FORM 13F Page 325 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MARTHA STEWART LIVING CMN STOCK Cmn 573083102 72 16,377 Sh Shared-defined -- 16,377 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 28 6,244 Sh Shared-defined 1 6,244 MARTHA STEWART LIVING CMN STOCK Cmn 573083952 6 1,300 Sh Put Shared-defined 1 1,300 MARTHA STEWART LIVING CMN STOCK Cmn 573083902 4 800 Sh Call Shared-defined 1 800 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 8,366 90,700 Sh Put Shared-defined 1 90,700 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 4,972 53,900 Sh Call Shared-defined 1 53,900 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 2,732 29,617 Sh Shared-defined -- 29,617 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 458 4,969 Sh Shared-defined 1 4,969 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 14,143 762,400 Sh Put Shared-defined 1 762,400 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 8,641 465,829 Sh Shared-defined 1 465,829 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 8,095 436,394 Sh Shared-defined -- 436,394 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 5,719 308,300 Sh Call Shared-defined 1 308,300 MASCO CORP COMMON STOCK Cmn 574599106 25,377 2,004,528 Sh Shared-defined -- 2,004,528 MASCO CORP COMMON STOCK Cmn 574599906 722 57,000 Sh Call Shared-defined 1 57,000 ---------- COLUMN TOTALS 79,335 ==========
FORM 13F Page 326 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MASCO CORP COMMON STOCK Cmn 574599956 509 40,200 Sh Put Shared-defined 1 40,200 MASCO CORP COMMON STOCK Cmn 574599106 25 1,980 Sh Shared-defined 1 1,980 MASIMO CORPORATION Cmn 574795100 675 23,209 Sh Shared-defined -- 23,209 MASIMO CORPORATION Cmn 574795950 547 18,800 Sh Put Shared-defined 1 18,800 MASIMO CORPORATION Cmn 574795900 189 6,500 Sh Call Shared-defined 1 6,500 MASSEY ENERGY COMPANY Cmn 576206956 22,120 412,300 Sh Put Shared-defined 1 412,300 MASSEY ENERGY COMPANY Cmn 576206906 11,492 214,200 Sh Call Shared-defined 1 214,200 MASSEY ENERGY COMPANY Cmn 576206106 4,662 86,890 Sh Shared-defined 1 86,890 MASSEY ENERGY COMPANY Cmn 576206106 958 17,855 Sh Shared-defined -- 17,855 MASTEC INC 4% CB 06/15/2014- REGISTERED Bond 576323AG4 15,618 12,952,000 Prn Shared-defined -- N/A MASTEC, INC. COMMON STOCK Cmn 576323909 207 14,200 Sh Call Shared-defined 1 14,200 MASTEC, INC. COMMON STOCK Cmn 576323959 92 6,300 Sh Put Shared-defined 1 6,300 MASTEC, INC. COMMON STOCK Cmn 576323109 49 3,388 Sh Shared-defined -- 3,388 MASTERCARD INC-CLASS A Cmn 57636Q954 106,945 477,200 Sh Put Shared-defined 1 477,200 ---------- COLUMN TOTALS 164,088 ==========
FORM 13F Page 327 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MASTERCARD INC-CLASS A Cmn 57636Q904 45,943 205,000 Sh Call Shared-defined 1 205,000 MASTERCARD INC-CLASS A Cmn 57636Q104 18,443 82,295 Sh Shared-defined 1 82,295 MASTERCARD INC-CLASS A Cmn 57636Q104 15,720 70,145 Sh Shared-defined -- 70,145 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L905 99 11,700 Sh Call Shared-defined 1 11,700 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L105 72 8,478 Sh Shared-defined 1 8,478 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L955 39 4,600 Sh Put Shared-defined 1 4,600 MATSUSHITA ELECTRIC INDUSTRIAL CO Depository LTD - SPONS ADR Receipt 69832A205 229 16,274 Sh Shared-defined -- N/A MATSUSHITA ELECTRIC INDUSTRIAL CO Depository LTD - SPONS ADR Receipt 69832A205 4 259 Sh Shared-defined 1 N/A MATTEL INC Cmn 577081952 4,824 189,700 Sh Put Shared-defined 1 189,700 MATTEL INC Cmn 577081902 3,049 119,900 Sh Call Shared-defined 1 119,900 MATTEL INC Cmn 577081102 665 26,163 Sh Shared-defined 1 26,163 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 1,169 33,420 Sh Shared-defined -- 33,420 MATTSON TECHNOLOGY INC CMN STOCK Cmn 577223100 328 109,314 Sh Shared-defined -- 109,314 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 2,412 102,100 Sh Put Shared-defined 1 102,100 ---------- COLUMN TOTALS 92,996 ==========
FORM 13F Page 328 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 1,153 48,800 Sh Call Shared-defined 1 48,800 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 359 15,206 Sh Shared-defined -- 15,206 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 88 3,720 Sh Shared-defined 1 3,720 MAXIMUS INC CMN STOCK Cmn 577933104 1,379 21,023 Sh Shared-defined -- 21,023 MB FINANCIAL INC CMN STOCK Cmn 55264U108 4,375 252,593 Sh Shared-defined -- 252,593 MBIA INC CMN STK Cmn 55262C950 7,984 665,900 Sh Put Shared-defined 1 665,900 MBIA INC CMN STK Cmn 55262C100 6,616 551,776 Sh Shared-defined 1 551,776 MBIA INC CMN STK Cmn 55262C900 1,733 144,500 Sh Call Shared-defined 1 144,500 MBIA INC CMN STK Cmn 55262C100 391 32,600 Sh Shared-defined -- 32,600 MCAFEE INC CMN STK Cmn 579064956 1,426 30,800 Sh Put Shared-defined 1 30,800 MCAFEE INC CMN STK Cmn 579064106 828 17,873 Sh Shared-defined 1 17,873 MCAFEE INC CMN STK Cmn 579064906 306 6,600 Sh Call Shared-defined 1 6,600 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 616 131,805 Sh Shared-defined -- 131,805 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 181 38,779 Sh Shared-defined 1 38,779 ---------- COLUMN TOTALS 27,435 ==========
FORM 13F Page 329 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MCCLATCHY COMPANY -CL A CMN STK Cmn 579489905 172 36,900 Sh Call Shared-defined 1 36,900 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489955 104 22,300 Sh Put Shared-defined 1 22,300 MCCORMICK & CO. COMMON STOCK Cmn 579780206 10,717 230,325 Sh Shared-defined -- 230,325 MCCORMICK & CO. COMMON STOCK Cmn 579780206 343 7,379 Sh Shared-defined 1 7,379 MCDERMOTT INC COMMON STOCK Cmn 580037109 7,047 340,614 Sh Shared-defined -- 340,614 MCDERMOTT INC COMMON STOCK Cmn 580037909 2,450 118,400 Sh Call Shared-defined 1 118,400 MCDERMOTT INC COMMON STOCK Cmn 580037959 234 11,300 Sh Put Shared-defined 1 11,300 MCDONALDS CORP Cmn 580135951 41,021 534,400 Sh Put Shared-defined 1 534,400 MCDONALDS CORP Cmn 580135901 24,456 318,600 Sh Call Shared-defined 1 318,600 MCDONALDS CORP Cmn 580135101 7,067 92,062 Sh Shared-defined -- 92,062 MCDONALDS CORP Cmn 580135101 4,701 61,240 Sh Shared-defined 1 61,240 MCG CAPITAL CORP CMN STOCK Cmn 58047P107 182 26,093 Sh Shared-defined -- 26,093 MCG CAPITAL CORP CMN STOCK Cmn 58047P907 67 9,600 Sh Call Shared-defined 1 9,600 MCG CAPITAL CORP CMN STOCK Cmn 58047P957 33 4,800 Sh Put Shared-defined 1 4,800 ---------- COLUMN TOTALS 98,594 ==========
FORM 13F Page 330 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MCGRATH RENTCORP CMN STK Cmn 580589109 568 21,656 Sh Shared-defined -- 21,656 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645909 2,297 63,100 Sh Call Shared-defined 1 63,100 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645959 1,744 47,900 Sh Put Shared-defined 1 47,900 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 78 2,136 Sh Shared-defined -- 2,136 MCKESSON CORP Cmn 58155Q103 92,549 1,314,983 Sh Shared-defined -- 1,314,983 MCKESSON CORP Cmn 58155Q903 10,142 144,100 Sh Call Shared-defined 1 144,100 MCKESSON CORP Cmn 58155Q953 8,741 124,200 Sh Put Shared-defined 1 124,200 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 8,095 472,300 Sh Put Shared-defined 1 472,300 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 7,272 424,296 Sh Shared-defined 1 424,296 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 2,854 166,500 Sh Call Shared-defined 1 166,500 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 299 17,454 Sh Shared-defined -- 17,454 MDC HOLDINGS INC CMN STK Cmn 552676108 26,289 913,775 Sh Shared-defined -- 913,775 MDC HOLDINGS INC CMN STK Cmn 552676958 570 19,800 Sh Put Shared-defined 1 19,800 MDC HOLDINGS INC CMN STK Cmn 552676908 124 4,300 Sh Call Shared-defined 1 4,300 ---------- COLUMN TOTALS 161,622 ==========
FORM 13F Page 331 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MDC HOLDINGS INC CMN STK Cmn 552676108 46 1,604 Sh Shared-defined 1 1,604 MDU RESOURCES GROUP INC CMN STK Cmn 552690109 1,593 78,577 Sh Shared-defined -- 78,577 MDU RESOURCES GROUP INC CMN STK Cmn 552690109 40 1,965 Sh Shared-defined 1 1,965 MEAD JOHNSON NUTRITION CO Cmn 582839106 21,650 347,796 Sh Shared-defined -- 347,796 MEAD JOHNSON NUTRITION CO Cmn 582839956 8,024 128,900 Sh Put Shared-defined 1 128,900 MEAD JOHNSON NUTRITION CO Cmn 582839106 3,575 57,428 Sh Shared-defined 1 57,428 MEAD JOHNSON NUTRITION CO Cmn 582839906 2,646 42,500 Sh Call Shared-defined 1 42,500 MEADWESTVACO CORP COMMON STK Cmn 583334107 2,310 88,308 Sh Shared-defined -- 88,308 MEADWESTVACO CORP COMMON STK Cmn 583334957 196 7,500 Sh Put Shared-defined 1 7,500 MEADWESTVACO CORP COMMON STK Cmn 583334907 160 6,100 Sh Call Shared-defined 1 6,100 MECOX LANE LTD-ADR Depository Receipt 58403M102 1,556 210,000 Sh Shared-defined -- N/A MEDASSETS INC Cmn 584045108 752 37,270 Sh Shared-defined -- 37,270 MEDASSETS INC Cmn 584045908 180 8,900 Sh Call Shared-defined 1 8,900 MEDASSETS INC Cmn 584045958 42 2,100 Sh Put Shared-defined 1 2,100 ---------- COLUMN TOTALS 42,770 ==========
FORM 13F Page 332 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 10,183 166,200 Sh Put Shared-defined 1 166,200 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 7,426 121,200 Sh Call Shared-defined 1 121,200 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 4,380 71,493 Sh Shared-defined 1 71,493 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 698 11,400 Sh Shared-defined -- 11,400 MEDIA GENERAL - CLASS A COMMON STOCK Cmn 584404107 75 12,960 Sh Shared-defined -- 12,960 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 298 35,200 Sh Shared-defined -- 35,200 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 886 81,791 Sh Shared-defined -- 81,791 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 81 7,469 Sh Shared-defined 1 7,469 MEDICINES COMPANY Cmn 584688955 591 41,800 Sh Put Shared-defined 1 41,800 MEDICINES COMPANY Cmn 584688105 368 26,041 Sh Shared-defined 1 26,041 MEDICINES COMPANY Cmn 584688905 305 21,600 Sh Call Shared-defined 1 21,600 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 10,185 380,162 Sh Shared-defined -- 380,162 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 723 27,000 Sh Put Shared-defined 1 27,000 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 697 26,000 Sh Call Shared-defined 1 26,000 ---------- COLUMN TOTALS 36,896 ==========
FORM 13F Page 333 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MEDIDATA SOLUTIONS INC Cmn 58471A105 942 39,433 Sh Shared-defined -- 39,433 MEDIFAST INC CMN STOCK Cmn 58470H901 2,432 84,200 Sh Call Shared-defined 1 84,200 MEDIFAST INC CMN STOCK Cmn 58470H951 1,490 51,600 Sh Put Shared-defined 1 51,600 MEDIFAST INC CMN STOCK Cmn 58470H101 95 3,274 Sh Shared-defined 1 3,274 MEDIVATION INC Cmn 58501N101 9,526 627,942 Sh Shared-defined -- 627,942 MEDIVATION INC Cmn 58501N901 1,250 82,400 Sh Call Shared-defined 1 82,400 MEDIVATION INC Cmn 58501N101 340 22,405 Sh Shared-defined 1 22,405 MEDIVATION INC Cmn 58501N951 290 19,100 Sh Put Shared-defined 1 19,100 MEDNAX INC Cmn 58502B106 34,871 518,216 Sh Shared-defined -- 518,216 MEDTRONIC INC Cmn 585055906 18,207 490,900 Sh Call Shared-defined 1 490,900 MEDTRONIC INC Cmn 585055106 15,306 412,672 Sh Shared-defined -- 412,672 MEDTRONIC INC Cmn 585055956 12,292 331,400 Sh Put Shared-defined 1 331,400 MEDTRONIC INC Cmn 585055106 3,720 100,299 Sh Shared-defined 1 100,299 MELA SCIENCES INC Cmn 55277R950 280 83,700 Sh Put Shared-defined 1 83,700 ---------- COLUMN TOTALS 101,041 ==========
FORM 13F Page 334 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MELA SCIENCES INC Cmn 55277R100 145 43,310 Sh Shared-defined 1 43,310 MELA SCIENCES INC Cmn 55277R900 108 32,100 Sh Call Shared-defined 1 32,100 MELLANOX TECHNOLOGIES LTD Cmn M51363953 1,879 71,800 Sh Put Shared-defined 1 71,800 MELLANOX TECHNOLOGIES LTD Cmn M51363113 1,824 69,712 Sh Shared-defined 1 69,712 MELLANOX TECHNOLOGIES LTD Cmn M51363113 761 29,084 Sh Shared-defined -- 29,084 MELLANOX TECHNOLOGIES LTD Cmn M51363903 338 12,900 Sh Call Shared-defined 1 12,900 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 8,967 796,331 Sh Shared-defined 1 796,331 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 8,659 769,000 Sh Put Shared-defined 1 769,000 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 3,139 278,759 Sh Shared-defined -- 278,759 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 1,044 92,700 Sh Call Shared-defined 1 92,700 MENS WEARHOUSE INC CMN STK Cmn 587118100 13,100 524,422 Sh Shared-defined -- 524,422 MENS WEARHOUSE INC CMN STK Cmn 587118950 1,544 61,800 Sh Put Shared-defined 1 61,800 MENS WEARHOUSE INC CMN STK Cmn 587118100 638 25,552 Sh Shared-defined 1 25,552 MENS WEARHOUSE INC CMN STK Cmn 587118900 300 12,000 Sh Call Shared-defined 1 12,000 ---------- COLUMN TOTALS 42,446 ==========
FORM 13F Page 335 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MENTOR GRAPHICS CORP CMN STK Cmn 587200106 87 7,291 Sh Shared-defined -- 7,291 MERCADOLIBRE INC Cmn 58733R902 7,105 106,600 Sh Call Shared-defined 1 106,600 MERCADOLIBRE INC Cmn 58733R952 6,372 95,600 Sh Put Shared-defined 1 95,600 MERCADOLIBRE INC Cmn 58733R102 1,475 22,124 Sh Shared-defined -- 22,124 MERCADOLIBRE INC Cmn 58733R102 806 12,088 Sh Shared-defined 1 12,088 MERCK & CO Cmn 58933Y905 21,152 586,900 Sh Call Shared-defined 1 586,900 MERCK & CO Cmn 58933Y955 12,816 355,600 Sh Put Shared-defined 1 355,600 MERCK & CO Cmn 58933Y105 3,173 88,041 Sh Shared-defined -- 88,041 MERCURY COMPUTER SYSTEMS INC Cmn 589378108 197 10,709 Sh Shared-defined -- 10,709 MERCURY COMPUTER SYSTEMS INC Cmn 589378108 19 1,051 Sh Shared-defined 1 1,051 MERCURY GENERAL CORP CMN STK Cmn 589400100 3,039 70,647 Sh Shared-defined -- 70,647 MERCURY GENERAL CORP CMN STK Cmn 589400900 211 4,900 Sh Call Shared-defined 1 4,900 MERCURY GENERAL CORP CMN STK Cmn 589400950 129 3,000 Sh Put Shared-defined 1 3,000 MEREDITH CORP Cmn 589433101 1,298 37,455 Sh Shared-defined -- 37,455 ---------- COLUMN TOTALS 57,879 ==========
FORM 13F Page 336 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 830 35,842 Sh Shared-defined -- 35,842 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584951 155 6,700 Sh Put Shared-defined 1 6,700 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 54 2,343 Sh Shared-defined 1 2,343 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584901 2 100 Sh Call Shared-defined 1 100 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889904 116 7,300 Sh Call Shared-defined 1 7,300 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 54 3,410 Sh Shared-defined -- 3,410 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889954 51 3,200 Sh Put Shared-defined 1 3,200 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 12 780 Sh Shared-defined 1 780 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 2,972 133,878 Sh Shared-defined -- 133,878 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 306 13,800 Sh Put Shared-defined 1 13,800 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 289 13,000 Sh Call Shared-defined 1 13,000 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 26 1,158 Sh Shared-defined 1 1,158 MESABI TRUST Cmn 590672951 269 7,000 Sh Put Shared-defined 1 7,000 MESABI TRUST Cmn 590672901 119 3,100 Sh Call Shared-defined 1 3,100 ---------- COLUMN TOTALS 5,255 ==========
FORM 13F Page 337 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) METABOLIX INC COMMON STOCK Cmn 591018959 88 7,200 Sh Put Shared-defined 1 7,200 METABOLIX INC COMMON STOCK Cmn 591018909 80 6,600 Sh Call Shared-defined 1 6,600 METABOLIX INC COMMON STOCK Cmn 591018809 53 4,337 Sh Shared-defined -- 4,337 METABOLIX INC COMMON STOCK Cmn 591018809 33 2,700 Sh Shared-defined 1 2,700 METALICO INC COMMON STOCK Cmn 591176902 56 9,600 Sh Call Shared-defined 1 9,600 METALICO INC COMMON STOCK Cmn 591176952 28 4,800 Sh Put Shared-defined 1 4,800 METALICO INC COMMON STOCK Cmn 591176102 9 1,600 Sh Shared-defined 1 1,600 METHANEX CORP Cmn 59151K908 620 20,400 Sh Call Shared-defined 1 20,400 METHANEX CORP Cmn 59151K958 179 5,900 Sh Put Shared-defined 1 5,900 METHANEX CORP Cmn 59151K108 127 4,179 Sh Shared-defined -- 4,179 METHANEX CORP Cmn 59151K108 125 4,123 Sh Shared-defined 1 4,123 METHODE ELECTRONICS -CL A CMN STK Cmn 591520200 402 31,029 Sh Shared-defined -- 31,029 METLIFE INC CMN STK Cmn 59156R958 21,167 476,300 Sh Put Shared-defined 1 476,300 METLIFE INC CMN STK Cmn 59156R908 18,198 409,500 Sh Call Shared-defined 1 409,500 ---------- COLUMN TOTALS 41,165 ==========
FORM 13F Page 338 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) METLIFE INC CMN STK Cmn 59156R108 12,379 278,559 Sh Shared-defined -- 278,559 METROPCS COMMUNICATIONS INC Cmn 591708102 794 62,875 Sh Shared-defined -- 62,875 METROPCS COMMUNICATIONS INC Cmn 591708902 687 54,400 Sh Call Shared-defined 1 54,400 METROPCS COMMUNICATIONS INC Cmn 591708102 663 52,506 Sh Shared-defined 1 52,506 METROPCS COMMUNICATIONS INC Cmn 591708952 256 20,300 Sh Put Shared-defined 1 20,300 METTLER TOLEDO INTL INC CMN STOCK Cmn 592688105 1,128 7,457 Sh Shared-defined -- 7,457 MF GLOBAL HOLDINGS LTD Cmn 55277J108 3,765 450,378 Sh Shared-defined -- 450,378 MF GLOBAL HOLDINGS LTD Cmn 55277J958 317 37,900 Sh Put Shared-defined 1 37,900 MF GLOBAL HOLDINGS LTD Cmn 55277J908 130 15,600 Sh Call Shared-defined 1 15,600 MF GLOBAL HOLDINGS LTD Cmn 55277J108 58 6,994 Sh Shared-defined 1 6,994 MFA FINANCIAL INC Cmn 55272X102 2,935 359,720 Sh Shared-defined -- 359,720 MFA FINANCIAL INC Cmn 55272X952 54 6,600 Sh Put Shared-defined 1 6,600 MFA FINANCIAL INC Cmn 55272X102 45 5,515 Sh Shared-defined 1 5,515 MFA FINANCIAL INC Cmn 55272X902 6 700 Sh Call Shared-defined 1 700 ---------- COLUMN TOTALS 23,217 ==========
FORM 13F Page 339 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MGE ENERGY INC CMN STK Cmn 55277P104 256 5,986 Sh Shared-defined -- 5,986 MGIC INV CORP CMN STOCK Cmn 552848953 4,670 458,300 Sh Put Shared-defined 1 458,300 MGIC INV CORP CMN STOCK Cmn 552848103 3,160 310,157 Sh Shared-defined -- 310,157 MGIC INV CORP CMN STOCK Cmn 552848103 2,886 283,251 Sh Shared-defined 1 283,251 MGIC INV CORP CMN STOCK Cmn 552848903 1,419 139,300 Sh Call Shared-defined 1 139,300 MGM RESORTS INTERNATIONAL Cmn 552953101 24,963 1,680,981 Sh Shared-defined -- 1,680,981 MGM RESORTS INTERNATIONAL Cmn 552953951 14,850 1,000,000 Sh Put Shared-defined -- 1,000,000 MGM RESORTS INTERNATIONAL Cmn 552953951 12,447 838,200 Sh Put Shared-defined 1 838,200 MGM RESORTS INTERNATIONAL Cmn 552953901 10,794 726,900 Sh Call Shared-defined 1 726,900 MGM RESORTS INTERNATIONAL Cmn 552953101 5,538 372,901 Sh Shared-defined 1 372,901 MICROCHIP TECHNOLOGY 2.125% CB 12/15/37 - REGISTER Bond 595017AB0 138,842 113,149,000 Prn Shared-defined -- N/A MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 3,513 102,700 Sh Put Shared-defined 1 102,700 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 2,976 87,000 Sh Call Shared-defined 1 87,000 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 446 13,049 Sh Shared-defined -- 13,049 --------- COLUMN TOTALS 226,760 =========
FORM 13F Page 340 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 192 5,598 Sh Shared-defined 1 5,598 MICROMET, INC COMMON STOCK Cmn 59509C105 4,259 524,567 Sh Shared-defined -- 524,567 MICROMET, INC COMMON STOCK Cmn 59509C955 82 10,100 Sh Put Shared-defined 1 10,100 MICROMET, INC COMMON STOCK Cmn 59509C105 31 3,794 Sh Shared-defined 1 3,794 MICROMET, INC COMMON STOCK Cmn 59509C905 28 3,400 Sh Call Shared-defined 1 3,400 MICRON TECHNOLOGY INC Cmn 595112103 11,425 1,424,522 Sh Shared-defined -- 1,424,522 MICRON TECHNOLOGY INC Cmn 595112953 9,426 1,175,300 Sh Put Shared-defined 1 1,175,300 MICRON TECHNOLOGY INC Cmn 595112103 7,305 910,903 Sh Shared-defined 1 910,903 MICRON TECHNOLOGY INC Cmn 595112903 4,449 554,800 Sh Call Shared-defined 1 554,800 MICRON TECHNOLOGY INC 1.875% CB 6/1/2014 - REGISTE Bond 595112AH6 2,091 2,221,000 Prn Shared-defined 1 N/A MICROS SYSTEMS INC CMN STK Cmn 594901100 870 19,845 Sh Shared-defined -- 19,845 MICROS SYSTEMS INC CMN STK Cmn 594901900 320 7,300 Sh Call Shared-defined 1 7,300 MICROS SYSTEMS INC CMN STK Cmn 594901950 118 2,700 Sh Put Shared-defined 1 2,700 MICROS SYSTEMS INC CMN STK Cmn 594901100 22 491 Sh Shared-defined 1 491 ---------- COLUMN TOTALS 40,618 ==========
FORM 13F Page 341 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 8,727 381,089 Sh Shared-defined -- 381,089 MICROSEMI CORPORATION COMMON STOCK Cmn 595137900 176 7,700 Sh Call Shared-defined 1 7,700 MICROSEMI CORPORATION COMMON STOCK Cmn 595137950 153 6,700 Sh Put Shared-defined 1 6,700 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 135 5,892 Sh Shared-defined 1 5,892 MICROSOFT Cmn 594918904 61,455 2,201,100 Sh Call Shared-defined 1 2,201,100 MICROSOFT Cmn 594918954 44,549 1,595,600 Sh Put Shared-defined 1 1,595,600 MICROSOFT Cmn 594918104 15,341 549,468 Sh Shared-defined -- 549,468 MICROSOFT Cmn 594918104 2,730 97,778 Sh Shared-defined 1 97,778 MICROSTRATEGY INC CMN STK Cmn 594972908 3,239 37,900 Sh Call Shared-defined 1 37,900 MICROSTRATEGY INC CMN STK Cmn 594972958 2,000 23,400 Sh Put Shared-defined 1 23,400 MICROSTRATEGY INC CMN STK Cmn 594972408 1,615 18,892 Sh Shared-defined -- 18,892 MICROSTRATEGY INC CMN STK Cmn 594972408 24 278 Sh Shared-defined 1 278 MICROVISION INC CMN STOCK Cmn 594960956 21 11,200 Sh Put Shared-defined 1 11,200 MICROVISION INC CMN STOCK Cmn 594960106 11 5,938 Sh Shared-defined 1 5,938 ---------- COLUMN TOTALS 140,176 ==========
FORM 13F Page 342 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MICROVISION INC CMN STOCK Cmn 594960106 8 4,543 Sh Shared-defined -- 4,543 MICROVISION INC CMN STOCK Cmn 594960906 2 1,300 Sh Call Shared-defined 1 1,300 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 1,677 26,420 Sh Shared-defined -- 26,420 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 1,329 20,939 Sh Shared-defined 1 20,939 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 698 11,000 Sh Call Shared-defined 1 11,000 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 667 10,500 Sh Put Shared-defined 1 10,500 MIDAS INC CMN STOCK Cmn 595626102 126 15,549 Sh Shared-defined -- 15,549 MIDAS INC CMN STOCK Cmn 595626102 15 1,835 Sh Shared-defined 1 1,835 MIDDLEBY CORP CMN STK Cmn 596278901 1,317 15,600 Sh Call Shared-defined 1 15,600 MIDDLEBY CORP CMN STK Cmn 596278951 473 5,600 Sh Put Shared-defined 1 5,600 MIDDLEBY CORP CMN STK Cmn 596278101 106 1,256 Sh Shared-defined 1 1,256 MIDDLEBY CORP CMN STK Cmn 596278101 60 706 Sh Shared-defined -- 706 MILLER (HERMAN) INC CMN STK Cmn 600544100 180 7,100 Sh Shared-defined -- 7,100 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 24,693 258,300 Sh Put Shared-defined 1 258,300 ---------- COLUMN TOTALS 31,351 ==========
FORM 13F Page 343 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 11,437 119,630 Sh Shared-defined 1 119,630 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 6,281 65,700 Sh Call Shared-defined 1 65,700 MINDRAY MEDICAL INTL LTD-ADR Depository Receipt 602675100 326 12,335 Sh Shared-defined -- N/A MINDRAY MEDICAL INTL LTD-ADR Depository Receipt 602675100 306 11,582 Sh Shared-defined 1 N/A MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682205 50 8,139 Sh Shared-defined 1 8,139 MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682955 22 3,600 Sh Put Shared-defined 1 3,600 MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682905 14 2,300 Sh Call Shared-defined 1 2,300 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 1,697 54,524 Sh Shared-defined -- 54,524 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720904 121 3,900 Sh Call Shared-defined 1 3,900 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720954 28 900 Sh Put Shared-defined 1 900 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 8 241 Sh Shared-defined 1 241 MINEFINDERS LT 4.5% CB 12/15/2011-REGISTERED Bond 602900AB8 3,261 2,859,000 Prn Shared-defined -- N/A MINEFINDERS LTD COMMON STOCK Cmn 602900952 1,492 135,100 Sh Put Shared-defined 1 135,100 MINEFINDERS LTD COMMON STOCK Cmn 602900102 1,323 119,873 Sh Shared-defined 1 119,873 ---------- COLUMN TOTALS 26,366 ==========
FORM 13F Page 344 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MINEFINDERS LTD COMMON STOCK Cmn 602900902 181 16,400 Sh Call Shared-defined 1 16,400 MINEFINDERS LTD COMMON STOCK Cmn 602900102 54 4,918 Sh Shared-defined -- 4,918 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 831 12,698 Sh Shared-defined -- 12,698 MIPS TECHNOLOGIES INC CMN STOCK - -CL A Cmn 604567957 1,367 90,200 Sh Put Shared-defined 1 90,200 MIPS TECHNOLOGIES INC CMN STOCK - -CL A Cmn 604567107 1,325 87,424 Sh Shared-defined 1 87,424 MIPS TECHNOLOGIES INC CMN STOCK - -CL A Cmn 604567907 415 27,400 Sh Call Shared-defined 1 27,400 MIRANT EQUITY WARRANT SERIES A Wt 60467R118 -- 33,195 Shared-defined 1 N/A MISTRAS GROUP INC Cmn 60649T107 559 41,470 Sh Shared-defined -- 41,470 MITEL NETWORKS CORP Cmn 60671Q104 3,311 600,966 Sh Shared-defined -- 600,966 MITSUBISHI TOKYO FINANCIAL GROUP Depository INC - ADR 1:1 Receipt 606822104 383 70,782 Sh Shared-defined 1 N/A MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 1,204 49,150 Sh Shared-defined -- 49,150 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N904 193 7,900 Sh Call Shared-defined 1 7,900 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N954 122 5,000 Sh Put Shared-defined 1 5,000 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 4 182 Sh Shared-defined 1 182 ---------- COLUMN TOTALS 9,949 ==========
FORM 13F Page 345 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MOBILE MINI COMMON STOCK Cmn 60740F105 428 21,722 Sh Shared-defined -- 21,722 MOBILE TELESYSTEMS - SP ADR Depository Receipt 607409109 332 15,925 Sh Shared-defined -- N/A MODINE MFG CO CMN STK Cmn 607828100 549 35,397 Sh Shared-defined -- 35,397 MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 141 21,044 Sh Shared-defined -- 21,044 MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 10 1,435 Sh Shared-defined 1 1,435 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 7,609 134,053 Sh Shared-defined -- 134,053 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 3,530 62,200 Sh Put Shared-defined 1 62,200 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 2,248 39,600 Sh Call Shared-defined 1 39,600 MOLEX INC - CL A CMN STOCK Cmn 608554200 2,146 113,723 Sh Shared-defined -- 113,723 MOLEX INC CMN STK Cmn 608554101 1,022 44,972 Sh Shared-defined -- 44,972 MOLEX INC CMN STK Cmn 608554951 361 15,900 Sh Put Shared-defined 1 15,900 MOLEX INC CMN STK Cmn 608554101 259 11,414 Sh Shared-defined 1 11,414 MOLEX INC CMN STK Cmn 608554901 91 4,000 Sh Call Shared-defined 1 4,000 MOLINA HEALTHCARE INC 3.75% CB 10/1/2014 - REGISTE Bond 60855RAA8 40,255 40,500,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 58,981 ==========
FORM 13F Page 346 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R900 326 11,700 Sh Call Shared-defined 1 11,700 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R950 139 5,000 Sh Put Shared-defined 1 5,000 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 91 3,255 Sh Shared-defined -- 3,255 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 51,900 1,034,078 Sh Shared-defined -- 1,034,078 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 2,660 53,000 Sh Call Shared-defined 1 53,000 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 1,435 28,600 Sh Put Shared-defined 1 28,600 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 12 233 Sh Shared-defined 1 233 MOLYCORP INC Cmn 608753909 15,289 306,400 Sh Call Shared-defined 1 306,400 MOLYCORP INC Cmn 608753959 15,055 301,700 Sh Put Shared-defined 1 301,700 MOLYCORP INC Cmn 608753109 94 1,888 Sh Shared-defined -- 1,888 MOLYCORP INC Cmn 608753109 78 1,571 Sh Shared-defined 1 1,571 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T900 2,010 134,300 Sh Call Shared-defined 1 134,300 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T900 1,796 120,000 Sh Call Shared-defined -- 120,000 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T950 1,575 105,200 Sh Put Shared-defined 1 105,200 ---------- COLUMN TOTALS 92,460 ==========
FORM 13F Page 347 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T100 304 20,319 Sh Shared-defined -- 20,319 MONARCH CASINO & RESORT INC CMN STK Cmn 609027907 56 4,500 Sh Call Shared-defined 1 4,500 MONARCH CASINO & RESORT INC CMN STK Cmn 609027957 50 4,000 Sh Put Shared-defined 1 4,000 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 45 3,586 Sh Shared-defined 1 3,586 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 24 1,908 Sh Shared-defined -- 1,908 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y109 49 18,246 Sh Shared-defined -- 18,246 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 743 45,006 Sh Shared-defined -- 45,006 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839905 210 12,700 Sh Call Shared-defined 1 12,700 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839955 121 7,300 Sh Put Shared-defined 1 7,300 MONRO MUFFLER BRAKE INC CMN STK Cmn 610236101 1,017 29,414 Sh Shared-defined -- 29,414 MONSANTO COMPANY - NEW Cmn 61166W951 52,321 751,300 Sh Put Shared-defined 1 751,300 MONSANTO COMPANY - NEW Cmn 61166W901 36,262 520,700 Sh Call Shared-defined 1 520,700 MONSANTO COMPANY - NEW Cmn 61166W101 8,290 119,039 Sh Shared-defined -- 119,039 MONSANTO COMPANY - NEW Cmn 61166W101 6,532 93,793 Sh Shared-defined 1 93,793 ---------- COLUMN TOTALS 106,024 ==========
FORM 13F Page 348 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MONSTER WORLDWIDE INC CMN STK Cmn 611742907 1,387 58,700 Sh Call Shared-defined 1 58,700 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 759 32,100 Sh Put Shared-defined 1 32,100 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 471 19,941 Sh Shared-defined 1 19,941 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 259 12,982 Sh Shared-defined -- 12,982 MOODY'S CORP Cmn 615369105 8,995 338,920 Sh Shared-defined -- 338,920 MOODY'S CORP Cmn 615369955 8,058 303,600 Sh Put Shared-defined 1 303,600 MOODY'S CORP Cmn 615369905 3,421 128,900 Sh Call Shared-defined 1 128,900 MORGAN STANLEY COMMON STOCK Cmn 617446448 26,627 978,583 Sh Shared-defined -- 978,583 MORGAN STANLEY COMMON STOCK Cmn 617446908 14,073 517,200 Sh Call Shared-defined 1 517,200 MORGAN STANLEY COMMON STOCK Cmn 617446958 12,808 470,700 Sh Put Shared-defined 1 470,700 MORGAN STANLEY COMMON STOCK Cmn 617446448 527 19,354 Sh Shared-defined 1 19,354 MORGANS HOTEL GROUP CMN STK Cmn 61748W108 87 9,543 Sh Shared-defined -- 9,543 MORGANS HOTEL GROUP CMN STK Cmn 61748W108 6 657 Sh Shared-defined 1 657 MORNINGSTAR INC COMMON STOCK Cmn 617700109 627 11,818 Sh Shared-defined -- 11,818 ---------- COLUMN TOTALS 78,105 ==========
FORM 13F Page 349 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MORNINGSTAR INC COMMON STOCK Cmn 617700909 127 2,400 Sh Call Shared-defined 1 2,400 MORNINGSTAR INC COMMON STOCK Cmn 617700959 90 1,700 Sh Put Shared-defined 1 1,700 MORNINGSTAR INC COMMON STOCK Cmn 617700109 67 1,259 Sh Shared-defined 1 1,259 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 40,013 524,000 Sh Put Shared-defined 1 524,000 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 29,574 387,300 Sh Call Shared-defined 1 387,300 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 5,927 77,621 Sh Shared-defined 1 77,621 MOTOROLA SOLUTIONS INC Cmn 620076109 18,668 2,058,224 Sh Shared-defined -- 2,058,224 MOTOROLA SOLUTIONS INC Cmn 620076959 6,694 738,000 Sh Put Shared-defined 1 738,000 MOTOROLA SOLUTIONS INC Cmn 620076909 5,750 634,000 Sh Call Shared-defined 1 634,000 MOTOROLA SOLUTIONS INC Cmn 620076109 1,735 191,338 Sh Shared-defined 1 191,338 MOTRICITY INC Cmn 620107952 1,775 95,600 Sh Put Shared-defined 1 95,600 MOTRICITY INC Cmn 620107102 1,387 74,695 Sh Shared-defined 1 74,695 MOTRICITY INC Cmn 620107902 399 21,500 Sh Call Shared-defined 1 21,500 MOTRICITY INC Cmn 620107102 4 200 Sh Shared-defined -- 200 ---------- COLUMN TOTALS 112,210 ==========
FORM 13F Page 350 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MOVE INC CMN STOCK Cmn 62458M108 161 62,735 Sh Shared-defined -- 62,735 MOVE INC CMN STOCK Cmn 62458M108 36 13,910 Sh Shared-defined 1 13,910 MPG OFFICE TRUST INC Cmn 553274101 32 11,526 Sh Shared-defined 1 11,526 MPG OFFICE TRUST INC Cmn 553274951 12 4,300 Sh Put Shared-defined 1 4,300 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 30,648 473,773 Sh Shared-defined -- 473,773 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530906 1,824 28,200 Sh Call Shared-defined 1 28,200 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530956 1,462 22,600 Sh Put Shared-defined 1 22,600 MSCI INC-A Cmn 55354G100 7,376 189,321 Sh Shared-defined -- 189,321 MSCI INC-A Cmn 55354G900 1,196 30,700 Sh Call Shared-defined 1 30,700 MSCI INC-A Cmn 55354G950 417 10,700 Sh Put Shared-defined 1 10,700 MUELLER INDUSTRIES CMN STK Cmn 624756102 1,846 56,455 Sh Shared-defined -- 56,455 MUELLER INDUSTRIES CMN STK Cmn 624756902 190 5,800 Sh Call Shared-defined 1 5,800 MUELLER INDUSTRIES CMN STK Cmn 624756952 114 3,500 Sh Put Shared-defined 1 3,500 MUELLER INDUSTRIES CMN STK Cmn 624756102 20 606 Sh Shared-defined 1 606 ---------- COLUMN TOTALS 45,334 ==========
FORM 13F Page 351 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 195 46,700 Sh Shared-defined -- 46,700 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 135 32,440 Sh Shared-defined 1 32,440 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758958 103 24,800 Sh Put Shared-defined 1 24,800 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758908 42 10,100 Sh Call Shared-defined 1 10,100 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B951 188 7,100 Sh Put Shared-defined 1 7,100 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 173 6,528 Sh Shared-defined -- 6,528 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B901 117 4,400 Sh Call Shared-defined 1 4,400 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 12 448 Sh Shared-defined 1 448 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453105 42 7,530 Sh Shared-defined -- 7,530 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453905 37 6,600 Sh Call Shared-defined 1 6,600 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453105 26 4,741 Sh Shared-defined 1 4,741 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453955 1 200 Sh Put Shared-defined 1 200 MURPHY OIL CORP CMN STK Cmn 626717102 52,698 706,883 Sh Shared-defined -- 706,883 MURPHY OIL CORP CMN STK Cmn 626717952 6,121 82,100 Sh Put Shared-defined 1 82,100 ---------- COLUMN TOTALS 59,890 ==========
FORM 13F Page 352 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) MURPHY OIL CORP CMN STK Cmn 626717902 4,175 56,000 Sh Call Shared-defined 1 56,000 MYLAN INC CMN STOCK Cmn 628530107 28,054 1,327,669 Sh Shared-defined -- 1,327,669 MYLAN INC CMN STOCK Cmn 628530957 9,667 457,500 Sh Put Shared-defined 1 457,500 MYLAN INC CMN STOCK Cmn 628530907 5,695 269,500 Sh Call Shared-defined 1 269,500 MYLAN INC CMN STOCK Cmn 628530907 1,268 60,000 Sh Call Shared-defined -- 60,000 MYLAN INC CMN STOCK Cmn 628530107 564 26,706 Sh Shared-defined 1 26,706 MYRIAD GENETICS INC CMN STOCK Cmn 62855J904 2,078 91,000 Sh Call Shared-defined 1 91,000 MYRIAD GENETICS INC CMN STOCK Cmn 62855J954 1,414 61,900 Sh Put Shared-defined 1 61,900 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 908 39,765 Sh Shared-defined 1 39,765 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 37 1,619 Sh Shared-defined -- 1,619 N B T BANCORP INC CMN STK Cmn 628778102 256 10,593 Sh Shared-defined -- 10,593 NABI BIOPHARMACEUTICALS CMN STK Cmn 629519109 68 11,710 Sh Shared-defined 1 11,710 NABI BIOPHARMACEUTICALS CMN STK Cmn 629519959 18 3,100 Sh Put Shared-defined 1 3,100 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 16,559 705,829 Sh Shared-defined -- 705,829 ---------- COLUMN TOTALS 70,761 ==========
FORM 13F Page 353 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 9,689 413,000 Sh Call Shared-defined 1 413,000 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 4,387 187,000 Sh Put Shared-defined 1 187,000 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 103 4,400 Sh Shared-defined 1 4,400 NACCO INDS INC Cmn 629579103 374 3,454 Sh Shared-defined -- 3,454 NALCO COMPANY COMMON STOCK Cmn 62985Q901 1,795 56,200 Sh Call Shared-defined 1 56,200 NALCO COMPANY COMMON STOCK Cmn 62985Q951 342 10,700 Sh Put Shared-defined 1 10,700 NALCO COMPANY COMMON STOCK Cmn 62985Q101 299 9,356 Sh Shared-defined -- 9,356 NALCO COMPANY COMMON STOCK Cmn 62985Q101 126 3,931 Sh Shared-defined 1 3,931 NANOMETRICS INC CMN STK Cmn 630077905 396 30,900 Sh Call Shared-defined 1 30,900 NANOMETRICS INC CMN STK Cmn 630077955 203 15,800 Sh Put Shared-defined 1 15,800 NANOMETRICS INC CMN STK Cmn 630077105 123 9,559 Sh Shared-defined 1 9,559 NANOMETRICS INC CMN STK Cmn 630077105 4 299 Sh Shared-defined -- 299 NARA BANCORP INC CMN STOCK Cmn 63080P105 2,706 275,540 Sh Shared-defined -- 275,540 NASH FINCH CO CMN STK Cmn 631158102 -- 4 Sh Shared-defined -- 4 ---------- COLUMN TOTALS 20,547 ==========
FORM 13F Page 354 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NASH FINCH STEP CB 03/15/2035-REGISTERED Bond 631158AD4 12,837 25,450,000 Prn Shared-defined -- N/A NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 1,617 81,220 Sh Shared-defined -- 81,220 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 22,161 1,653,829 Sh Shared-defined -- 1,653,829 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P908 228 17,000 Sh Call Shared-defined 1 17,000 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P958 146 10,900 Sh Put Shared-defined 1 10,900 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 3,843 58,567 Sh Shared-defined -- 58,567 NATIONAL FUEL GAS CO CMN STK Cmn 636180951 2,185 33,300 Sh Put Shared-defined 1 33,300 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 476 7,250 Sh Shared-defined 1 7,250 NATIONAL FUEL GAS CO CMN STK Cmn 636180901 472 7,200 Sh Call Shared-defined 1 7,200 NATIONAL GRID GROUP -SPONS ADR Depository 5:1 Receipt 636274300 853 19,220 Sh Shared-defined -- N/A NATIONAL GRID GROUP -SPONS ADR Depository 5:1 Receipt 636274300 97 2,190 Sh Shared-defined 1 N/A NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 747 16,588 Sh Shared-defined -- 16,588 NATIONAL HEALTHCORP -LP CMN STK Cmn 635906100 230 4,967 Sh Shared-defined -- 4,967 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 4,022 106,844 Sh Shared-defined -- 106,844 ---------- COLUMN TOTALS 49,914 ==========
FORM 13F Page 355 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 4,770 594,023 Sh Shared-defined -- 594,023 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 16 1,944 Sh Shared-defined 1 1,944 NATIONAL RETAIL PROP 3.95% CB 9/15/2026-REGISTERED Bond 637417AA4 34,752 30,355,000 Prn Shared-defined -- N/A NATIONAL RETAIL PROPERTIES Cmn 637417106 915 34,539 Sh Shared-defined -- 34,539 NATIONAL RETAIL PROPERTIES 5.125% CB 6/15/28 - REG Bond 637417AC0 40,530 35,029,000 Prn Shared-defined -- N/A NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 8,106 589,074 Sh Shared-defined -- 589,074 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 1,657 120,400 Sh Put Shared-defined 1 120,400 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,218 88,500 Sh Call Shared-defined 1 88,500 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 259 18,842 Sh Shared-defined 1 18,842 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 128,187 1,906,128 Sh Shared-defined -- 1,906,128 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 29,287 435,500 Sh Put Shared-defined 1 435,500 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 17,021 253,100 Sh Call Shared-defined 1 253,100 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 5,990 89,065 Sh Shared-defined 1 89,065 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 1,076 29,568 Sh Shared-defined -- 29,568 ---------- COLUMN TOTALS 273,784 ==========
FORM 13F Page 356 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620954 313 8,600 Sh Put Shared-defined 1 8,600 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 171 4,687 Sh Shared-defined 1 4,687 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620904 44 1,200 Sh Call Shared-defined 1 1,200 NATL BANK OF GREECE -ADR 5:1 Depository Receipt 633643408 109 65,049 Sh Shared-defined 1 N/A NATURAL RESOURCE PARTNERS LP Cmn 63900P903 216 6,500 Sh Call Shared-defined 1 6,500 NATURAL RESOURCE PARTNERS LP Cmn 63900P953 7 200 Sh Put Shared-defined 1 200 NATUS MEDICAL INC Cmn 639050103 231 16,301 Sh Shared-defined -- 16,301 NAV FRN 01/01/9999 Pref Stk 638901306 1 80 Sh Shared-defined 1 N/A NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 442 48,005 Sh Shared-defined -- 48,005 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N957 87 9,500 Sh Put Shared-defined 1 9,500 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 82 8,862 Sh Shared-defined 1 8,862 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N907 53 5,800 Sh Call Shared-defined 1 5,800 NAVIGATORS GROUP INC CMN STK Cmn 638904102 5,252 104,313 Sh Shared-defined -- 104,313 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196953 200 37,800 Sh Put Shared-defined 1 37,800 ---------- COLUMN TOTALS 7,208 ==========
FORM 13F Page 357 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 197 37,332 Sh Shared-defined 1 37,332 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 145 27,390 Sh Shared-defined -- 27,390 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196903 15 2,800 Sh Call Shared-defined 1 2,800 NAVIOS MARITIME PARTNERS LP Cmn Y62267952 537 27,600 Sh Put Shared-defined 1 27,600 NAVIOS MARITIME PARTNERS LP Cmn Y62267102 322 16,566 Sh Shared-defined 1 16,566 NAVIOS MARITIME PARTNERS LP Cmn Y62267902 8 400 Sh Call Shared-defined 1 400 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 7,528 130,000 Sh Put Shared-defined -- 130,000 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 4,326 74,700 Sh Put Shared-defined 1 74,700 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 2,790 48,171 Sh Shared-defined 1 48,171 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 1,674 28,900 Sh Call Shared-defined 1 28,900 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 71 1,234 Sh Shared-defined -- 1,234 NCI BUILDING SYSTEMS INC CMN STK Cmn 628852204 146 10,445 Sh Shared-defined -- 10,445 NCI BUILDING SYSTEMS INC CMN STK Cmn 628852204 14 972 Sh Shared-defined 1 972 NCR CORP NEW CMN STOCK Cmn 62886E108 1,137 73,962 Sh Shared-defined -- 73,962 ---------- COLUMN TOTALS 18,910 ==========
FORM 13F Page 358 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NCR CORP NEW CMN STOCK Cmn 62886E958 626 40,700 Sh Put Shared-defined 1 40,700 NCR CORP NEW CMN STOCK Cmn 62886E108 568 36,943 Sh Shared-defined 1 36,943 NCR CORP NEW CMN STOCK Cmn 62886E908 553 36,000 Sh Call Shared-defined 1 36,000 NEKTAR THERAPEUTICS CMN STK Cmn 640268958 234 18,200 Sh Put Shared-defined 1 18,200 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 180 14,008 Sh Shared-defined 1 14,008 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 175 13,642 Sh Shared-defined -- 13,642 NEKTAR THERAPEUTICS CMN STK Cmn 640268908 89 6,900 Sh Call Shared-defined 1 6,900 NELNET INC COMMON STOCK Cmn 64031N108 351 14,808 Sh Shared-defined -- 14,808 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 363 29,581 Sh Shared-defined -- 29,581 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N906 215 17,500 Sh Call Shared-defined 1 17,500 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 93 7,596 Sh Shared-defined 1 7,596 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N956 74 6,000 Sh Put Shared-defined 1 6,000 NETAPP INC CMN STOCK Cmn 64110D954 20,923 380,700 Sh Put Shared-defined 1 380,700 NETAPP INC CMN STOCK Cmn 64110D904 19,747 359,300 Sh Call Shared-defined 1 359,300 ---------- COLUMN TOTALS 44,191 ==========
FORM 13F Page 359 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NETAPP INC CMN STOCK Cmn 64110D104 19,262 350,481 Sh Shared-defined -- 350,481 NETEASE.COM INC - ADR Depository Receipt 64110W102 228 6,305 Sh Shared-defined -- N/A NETFLIX.COM INC COMMON STK Cmn 64110L956 125,344 713,400 Sh Put Shared-defined 1 713,400 NETFLIX.COM INC COMMON STK Cmn 64110L906 92,910 528,800 Sh Call Shared-defined 1 528,800 NETFLIX.COM INC COMMON STK Cmn 64110L106 9,111 51,854 Sh Shared-defined 1 51,854 NETFLIX.COM INC COMMON STK Cmn 64110L106 365 2,080 Sh Shared-defined -- 2,080 NETGEAR INC COMMON STOCK Cmn 64111Q104 5,947 176,576 Sh Shared-defined -- 176,576 NETGEAR INC COMMON STOCK Cmn 64111Q904 919 27,300 Sh Call Shared-defined 1 27,300 NETGEAR INC COMMON STOCK Cmn 64111Q954 522 15,500 Sh Put Shared-defined 1 15,500 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 6,323 201,300 Sh Put Shared-defined 1 201,300 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 3,725 118,600 Sh Call Shared-defined 1 118,600 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 3,213 102,283 Sh Shared-defined -- 102,283 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 1,260 40,119 Sh Shared-defined 1 40,119 NETSCOUT SYSTEMS INC CMN STOCK Cmn 64115T104 597 25,926 Sh Shared-defined -- 25,926 ---------- COLUMN TOTALS 269,726 ==========
FORM 13F Page 360 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NETSCOUT SYSTEMS INC CMN STOCK Cmn 64115T104 64 2,776 Sh Shared-defined 1 2,776 NETSUITE INC Cmn 64118Q907 583 23,300 Sh Call Shared-defined 1 23,300 NETSUITE INC Cmn 64118Q957 218 8,700 Sh Put Shared-defined 1 8,700 NETSUITE INC Cmn 64118Q107 217 8,680 Sh Shared-defined -- 8,680 NETSUITE INC Cmn 64118Q107 35 1,398 Sh Shared-defined 1 1,398 NETWORK ENGINES INC Cmn 64121A107 27 17,600 Sh Shared-defined -- 17,600 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 2,852 373,339 Sh Shared-defined -- 373,339 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C909 34 4,500 Sh Call Shared-defined 1 4,500 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C959 19 2,500 Sh Put Shared-defined 1 2,500 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 14 1,847 Sh Shared-defined 1 1,847 NEUSTAR INC-CLASS A COMMON STOCK Cmn 64126X201 1,085 41,637 Sh Shared-defined -- 41,637 NEUTRAL TANDEM INC Cmn 64128B108 825 57,154 Sh Shared-defined -- 57,154 NEUTRAL TANDEM INC Cmn 64128B908 308 21,300 Sh Call Shared-defined 1 21,300 NEUTRAL TANDEM INC Cmn 64128B958 283 19,600 Sh Put Shared-defined 1 19,600 ---------- COLUMN TOTALS 6,564 ==========
FORM 13F Page 361 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NEUTRAL TANDEM INC Cmn 64128B108 88 6,097 Sh Shared-defined 1 6,097 NEW DRAGON ASIA CORP -CL A CMN STOCK Cmn 64378H102 1 21,405 Sh Shared-defined 1 21,405 NEW GOLD INC COMMON STOCK Cmn 644535956 599 61,400 Sh Put Shared-defined 1 61,400 NEW GOLD INC COMMON STOCK Cmn 644535106 131 13,397 Sh Shared-defined 1 13,397 NEW GOLD INC COMMON STOCK Cmn 644535906 98 10,000 Sh Call Shared-defined 1 10,000 NEW GOLD INC COMMON STOCK Cmn 644535106 32 3,300 Sh Shared-defined -- 3,300 NEW ORIENTAL EDUCATIO-SP ADR Depository Receipt 647581107 13,797 131,115 Sh Shared-defined -- N/A NEW ORIENTAL EDUCATIO-SP ADR Depository Receipt 647581107 1,464 13,908 Sh Shared-defined 1 N/A NEW STAR CORP Cmn 65251F105 129 12,191 Sh Shared-defined -- 12,191 NEW YORK & CO COMMON STOCK Cmn 649295102 189 42,800 Sh Shared-defined -- 42,800 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 2,089 110,800 Sh Call Shared-defined 1 110,800 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 835 44,300 Sh Put Shared-defined 1 44,300 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 19 1,000 Sh Shared-defined -- 1,000 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 8,196 836,284 Sh Shared-defined -- 836,284 ---------- COLUMN TOTALS 27,667 ==========
FORM 13F Page 362 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 803 81,892 Sh Shared-defined 1 81,892 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111957 649 66,200 Sh Put Shared-defined 1 66,200 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111907 544 55,500 Sh Call Shared-defined 1 55,500 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 4,057 270,820 Sh Shared-defined -- 270,820 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 363 54,227 Sh Shared-defined 1 54,227 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M958 136 20,300 Sh Put Shared-defined 1 20,300 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M908 46 6,900 Sh Call Shared-defined 1 6,900 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 39,880 2,193,596 Sh Shared-defined -- 2,193,596 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 355 19,500 Sh Call Shared-defined 1 19,500 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 254 13,972 Sh Shared-defined 1 13,972 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 127 7,000 Sh Put Shared-defined 1 7,000 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 25,188 349,306 Sh Shared-defined -- 349,306 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 3,843 53,300 Sh Call Shared-defined 1 53,300 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 3,404 47,200 Sh Put Shared-defined 1 47,200 ---------- COLUMN TOTALS 79,649 ==========
FORM 13F Page 363 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 227 3,147 Sh Shared-defined 1 3,147 NEWMARKET CORP Cmn 651587957 1,777 14,400 Sh Put Shared-defined 1 14,400 NEWMARKET CORP Cmn 651587907 1,616 13,100 Sh Call Shared-defined 1 13,100 NEWMARKET CORP Cmn 651587107 13 107 Sh Shared-defined -- 107 NEWMONT MINING CORP CMN STOCK Cmn 651639906 33,774 549,800 Sh Call Shared-defined 1 549,800 NEWMONT MINING CORP CMN STOCK Cmn 651639956 33,105 538,900 Sh Put Shared-defined 1 538,900 NEWMONT MINING CORP CMN STOCK Cmn 651639106 3,636 59,194 Sh Shared-defined -- 59,194 NEWMONT MINING CORP CMN STOCK Cmn 651639106 2,276 37,053 Sh Shared-defined 1 37,053 NEWPARK RESOURCES 4% CB 10/01/2017-REGISTERED Bond 651718AC2 25,585 28,091,000 Prn Shared-defined -- N/A NEWPARK RESOURCES CMN STK Cmn 651718504 960 155,818 Sh Shared-defined -- 155,818 NEWPORT CORP CMN STK Cmn 651824104 327 18,800 Sh Shared-defined -- 18,800 NEWPORT CORP CMN STK Cmn 651824904 120 6,900 Sh Call Shared-defined 1 6,900 NEWPORT CORP CMN STK Cmn 651824954 82 4,700 Sh Put Shared-defined 1 4,700 NEWPORT CORP CMN STK Cmn 651824104 21 1,231 Sh Shared-defined 1 1,231 ---------- COLUMN TOTALS 103,519 ==========
FORM 13F Page 364 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E203 4,467 272,064 Sh Shared-defined -- 272,064 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E953 1,153 70,200 Sh Put Shared-defined 1 70,200 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E903 386 23,500 Sh Call Shared-defined 1 23,500 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E203 197 11,974 Sh Shared-defined 1 11,974 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 32,335 2,220,801 Sh Shared-defined -- 2,220,801 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E904 890 61,100 Sh Call Shared-defined 1 61,100 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 760 52,200 Sh Put Shared-defined 1 52,200 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 120 8,244 Sh Shared-defined 1 8,244 NEXEN INC COMMON STOCK Cmn 65334H102 3,753 163,883 Sh Shared-defined -- 163,883 NEXEN INC COMMON STOCK Cmn 65334H952 1,021 44,600 Sh Put Shared-defined 1 44,600 NEXEN INC COMMON STOCK Cmn 65334H102 683 29,815 Sh Shared-defined 1 29,815 NEXEN INC COMMON STOCK Cmn 65334H902 85 3,700 Sh Call Shared-defined 1 3,700 NEXTERA ENERGY INC Cmn 65339F951 1,825 35,100 Sh Put Shared-defined 1 35,100 NEXTERA ENERGY INC Cmn 65339F901 1,211 23,300 Sh Call Shared-defined 1 23,300 ---------- COLUMN TOTALS 48,886 ==========
FORM 13F Page 365 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NEXTERA ENERGY INC Cmn 65339F101 848 16,320 Sh Shared-defined 1 16,320 NEXTERA ENERGY INC Cmn 65339F101 122 2,340 Sh Shared-defined -- 2,340 NGAS RESOURCES INC CMN STOCK Cmn 62912T103 9 15,508 Sh Shared-defined 1 15,508 NICOR INC Cmn 654086957 3,744 75,000 Sh Put Shared-defined 1 75,000 NICOR INC Cmn 654086907 704 14,100 Sh Call Shared-defined 1 14,100 NICOR INC Cmn 654086107 287 5,745 Sh Shared-defined 1 5,745 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 4,863 108,900 Sh Call Shared-defined 1 108,900 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 4,752 106,400 Sh Put Shared-defined 1 106,400 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 3,439 77,015 Sh Shared-defined -- 77,015 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 392 8,771 Sh Shared-defined 1 8,771 NIKE INC CLASS B SHARES Cmn 654106953 35,219 412,300 Sh Put Shared-defined 1 412,300 NIKE INC CLASS B SHARES Cmn 654106903 18,869 220,900 Sh Call Shared-defined 1 220,900 NIKE INC CLASS B SHARES Cmn 654106103 14,955 175,072 Sh Shared-defined 1 175,072 NIKE INC CLASS B SHARES Cmn 654106103 4,358 51,013 Sh Shared-defined -- 51,013 ---------- COLUMN TOTALS 92,561 ==========
FORM 13F Page 366 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NIPPON TELEGRAPH & TELE - SP ADR Depository Receipt 654624105 407 17,755 Sh Shared-defined -- N/A NISOURCE INC CMN STK Cmn 65473P105 571 32,421 Sh Shared-defined -- 32,421 NISOURCE INC CMN STK Cmn 65473P905 335 19,000 Sh Call Shared-defined 1 19,000 NISOURCE INC CMN STK Cmn 65473P955 72 4,100 Sh Put Shared-defined 1 4,100 NISOURCE INC CMN STK Cmn 65473P105 39 2,202 Sh Shared-defined 1 2,202 NMT MEDICAL INC CMN STOCK Cmn 629294109 5 12,996 Sh Shared-defined 1 12,996 NOBLE CORP CMN STK Cmn H5833N903 8,774 245,300 Sh Call Shared-defined 1 245,300 NOBLE CORP CMN STK Cmn H5833N953 8,431 235,700 Sh Put Shared-defined 1 235,700 NOBLE CORP CMN STK Cmn H5833N103 2,823 78,933 Sh Shared-defined 1 78,933 NOBLE CORP CMN STK Cmn H5833N103 441 12,335 Sh Shared-defined -- 12,335 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 16,256 188,851 Sh Shared-defined -- 188,851 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 13,971 162,300 Sh Put Shared-defined 1 162,300 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 9,994 116,100 Sh Call Shared-defined 1 116,100 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 4,649 54,005 Sh Shared-defined 1 54,005 ---------- COLUMN TOTALS 66,768 ==========
FORM 13F Page 367 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NOKIA CORP. ADR FOR ORD SHARE 1:1 Depository Receipt 654902204 5,214 505,224 Sh Shared-defined 1 N/A NOKIA CORP. ADR FOR ORD SHARE 1:1 Depository Receipt 654902204 1,115 108,053 Sh Shared-defined -- N/A NOMURA HOLDINGS INC-ADR Depository Receipt 65535H208 162 25,355 Sh Shared-defined -- N/A NOMURA HOLDINGS INC-ADR Depository Receipt 65535H208 21 3,311 Sh Shared-defined 1 N/A NORANDA ALUMINUM HOLDING COR Cmn 65542W107 16,185 1,108,595 Sh Shared-defined -- 1,108,595 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773956 2,852 109,600 Sh Put Shared-defined 1 109,600 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 1,615 62,074 Sh Shared-defined -- 62,074 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773906 999 38,400 Sh Call Shared-defined 1 38,400 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 487 18,710 Sh Shared-defined 1 18,710 NORDSON CORP CMN STK Cmn 655663952 2,380 25,900 Sh Put Shared-defined 1 25,900 NORDSON CORP CMN STK Cmn 655663902 1,259 13,700 Sh Call Shared-defined 1 13,700 NORDSON CORP CMN STK Cmn 655663102 695 7,569 Sh Shared-defined 1 7,569 NORDSON CORP CMN STK Cmn 655663102 -- 1 Sh Shared-defined -- 1 NORDSTROM INC Cmn 655664900 13,235 312,300 Sh Call Shared-defined 1 312,300 ---------- COLUMN TOTALS 46,219 ==========
FORM 13F Page 368 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NORDSTROM INC Cmn 655664950 9,705 229,000 Sh Put Shared-defined 1 229,000 NORDSTROM INC Cmn 655664100 628 14,824 Sh Shared-defined 1 14,824 NORDSTROM INC Cmn 655664100 345 8,143 Sh Shared-defined -- 8,143 NORFOLK SOUTHN CORP Cmn 655844908 7,601 121,000 Sh Call Shared-defined 1 121,000 NORFOLK SOUTHN CORP Cmn 655844958 5,773 91,900 Sh Put Shared-defined 1 91,900 NORFOLK SOUTHN CORP Cmn 655844108 2,185 34,778 Sh Shared-defined -- 34,778 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 799 115,155 Sh Shared-defined 1 115,155 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 380 54,700 Sh Call Shared-defined 1 54,700 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912952 265 38,200 Sh Put Shared-defined 1 38,200 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 83 11,966 Sh Shared-defined -- 11,966 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 918 64,208 Sh Shared-defined 1 64,208 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M954 400 28,000 Sh Put Shared-defined 1 28,000 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M904 227 15,900 Sh Call Shared-defined 1 15,900 NORTHERN OIL AND GAS INC Cmn 665531109 4,967 182,553 Sh Shared-defined -- 182,553 ---------- COLUMN TOTALS 34,276 ==========
FORM 13F Page 369 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NORTHERN OIL AND GAS INC Cmn 665531959 678 24,900 Sh Put Shared-defined 1 24,900 NORTHERN OIL AND GAS INC Cmn 665531909 615 22,600 Sh Call Shared-defined 1 22,600 NORTHERN TRUST CORPORATION Cmn 665859904 3,485 62,900 Sh Call Shared-defined 1 62,900 NORTHERN TRUST CORPORATION Cmn 665859954 3,380 61,000 Sh Put Shared-defined 1 61,000 NORTHGATE EXPLORATION LTD COMMON STOCK Cmn 666416952 88 27,500 Sh Put Shared-defined 1 27,500 NORTHGATE EXPLORATION LTD COMMON STOCK Cmn 666416102 32 9,995 Sh Shared-defined 1 9,995 NORTHGATE EXPLORATION LTD COMMON STOCK Cmn 666416902 4 1,100 Sh Call Shared-defined 1 1,100 NORTHGATE MINERALS 3.5% CB 10/01/2016 Bond 666416AB8 42,931 40,500,000 Prn Shared-defined -- N/A NORTHROP GRUMMAN CORP Cmn 666807902 4,114 63,500 Sh Call Shared-defined 1 63,500 NORTHROP GRUMMAN CORP Cmn 666807952 3,531 54,500 Sh Put Shared-defined 1 54,500 NORTHROP GRUMMAN CORP Cmn 666807102 83 1,280 Sh Shared-defined -- 1,280 NORTHSTAR REALTY FINANCE CORP COMMON STOCK Cmn 66704R100 24 5,092 Sh Shared-defined -- 5,092 NORTHWEST BANCSHARES INC Cmn 667340103 2,333 198,393 Sh Shared-defined -- 198,393 NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 1,646 35,415 Sh Shared-defined -- 35,415 ---------- COLUMN TOTALS 62,944 ==========
FORM 13F Page 370 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 9 183 Sh Shared-defined 1 183 NORTHWEST PIPE CO CMN STOCK Cmn 667746101 281 11,700 Sh Shared-defined -- 11,700 NORTHWEST PIPE CO CMN STOCK Cmn 667746901 135 5,600 Sh Call Shared-defined 1 5,600 NORTHWEST PIPE CO CMN STOCK Cmn 667746951 77 3,200 Sh Put Shared-defined 1 3,200 NORTHWESTERN CORPORATION COMMON STOCK Cmn 668074305 359 12,450 Sh Shared-defined -- 12,450 NOVAGOLD RESOURCES 5.5% CB 5/1/15 - REGISTERED Bond 66987EAA5 23,081 14,653,000 Prn Shared-defined -- N/A NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 6,717 470,690 Sh Shared-defined 1 470,690 NovaGold Resources Inc. COMMON STOCK Cmn 66987E956 5,949 416,900 Sh Put Shared-defined 1 416,900 NovaGold Resources Inc. COMMON STOCK Cmn 66987E906 1,243 87,100 Sh Call Shared-defined 1 87,100 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 8 553 Sh Shared-defined -- 553 NOVATEL WIRELESS INC Cmn 66987M604 2,525 264,402 Sh Shared-defined -- 264,402 NOVATEL WIRELESS INC Cmn 66987M604 141 14,721 Sh Shared-defined 1 14,721 NOVATEL WIRELESS INC Cmn 66987M904 138 14,500 Sh Call Shared-defined 1 14,500 NOVATEL WIRELESS INC Cmn 66987M954 127 13,300 Sh Put Shared-defined 1 13,300 ---------- COLUMN TOTALS 40,790 ==========
FORM 13F Page 371 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NOVAVAX INC CMN STOCK Cmn 670002104 39 16,236 Sh Shared-defined 1 16,236 NOVAVAX INC CMN STOCK Cmn 670002904 15 6,000 Sh Call Shared-defined 1 6,000 NOVAVAX INC CMN STOCK Cmn 670002104 -- 49 Sh Shared-defined -- 49 NOVELL INC Cmn 670006105 451 76,203 Sh Shared-defined -- 76,203 NOVELL INC Cmn 670006105 263 44,391 Sh Shared-defined 1 44,391 NOVELL INC Cmn 670006955 108 18,300 Sh Put Shared-defined 1 18,300 NOVELL INC Cmn 670006905 10 1,700 Sh Call Shared-defined 1 1,700 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 6,138 189,900 Sh Put Shared-defined 1 189,900 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 4,079 126,202 Sh Shared-defined 1 126,202 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 2,314 71,600 Sh Call Shared-defined 1 71,600 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 1,099 33,999 Sh Shared-defined -- 33,999 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 5,866 742,500 Sh Shared-defined -- 742,500 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P903 352 44,500 Sh Call Shared-defined 1 44,500 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P953 199 25,200 Sh Put Shared-defined 1 25,200 ---------- COLUMN TOTALS 20,933 ==========
FORM 13F Page 372 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NRG ENERGY INC COMMON STOCK Cmn 629377508 2,311 118,274 Sh Shared-defined -- 118,274 NRG ENERGY INC COMMON STOCK Cmn 629377958 1,204 61,600 Sh Put Shared-defined 1 61,600 NRG ENERGY INC COMMON STOCK Cmn 629377908 825 42,200 Sh Call Shared-defined 1 42,200 NRG ENERGY INC COMMON STOCK Cmn 629377508 633 32,418 Sh Shared-defined 1 32,418 NTELOS HOLDINGS ORD Cmn 67020Q107 189 9,912 Sh Shared-defined -- 9,912 NU SKIN ENTERPRISES INC Cmn 67018T905 539 17,800 Sh Call Shared-defined 1 17,800 NU SKIN ENTERPRISES INC Cmn 67018T955 215 7,100 Sh Put Shared-defined 1 7,100 NUANCE COMMUNICATIONS INC 2.75% CB 8/15/2027 - REG Bond 67020YAB6 28,072 24,000,000 Prn Shared-defined -- N/A NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 707 38,883 Sh Shared-defined 1 38,883 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 620 34,100 Sh Put Shared-defined 1 34,100 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 544 29,900 Sh Call Shared-defined 1 29,900 NUCOR CORP Cmn 670346905 19,035 434,400 Sh Call Shared-defined 1 434,400 NUCOR CORP Cmn 670346955 14,097 321,700 Sh Put Shared-defined 1 321,700 NUCOR CORP Cmn 670346105 6,544 149,340 Sh Shared-defined -- 149,340 ---------- COLUMN TOTALS 75,535 ==========
FORM 13F Page 373 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NUSTAR ENERGY LP CMN STK Cmn 67058H952 730 10,500 Sh Put Shared-defined 1 10,500 NUSTAR ENERGY LP CMN STK Cmn 67058H102 132 1,894 Sh Shared-defined 1 1,894 NUSTAR ENERGY LP CMN STK Cmn 67058H902 104 1,500 Sh Call Shared-defined 1 1,500 NUSTAR GP HOLDINGS LLC Cmn 67059L902 320 8,800 Sh Call Shared-defined 1 8,800 NUSTAR GP HOLDINGS LLC Cmn 67059L952 25 700 Sh Put Shared-defined 1 700 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D958 1,733 82,400 Sh Put Shared-defined 1 82,400 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D908 1,176 55,900 Sh Call Shared-defined 1 55,900 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 914 43,478 Sh Shared-defined -- 43,478 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 232 11,035 Sh Shared-defined 1 11,035 NUVASIVE INC COMMON STOCK Cmn 670704105 6,422 250,370 Sh Shared-defined -- 250,370 NUVASIVE INC COMMON STOCK Cmn 670704955 834 32,500 Sh Put Shared-defined 1 32,500 NUVASIVE INC COMMON STOCK Cmn 670704905 767 29,900 Sh Call Shared-defined 1 29,900 NUVASIVE INC COMMON STOCK Cmn 670704105 566 22,066 Sh Shared-defined 1 22,066 NUVEEN PREFERRED & CONV INC FUND COMMON STOCK Cmn 67073B106 122 14,630 Sh Shared-defined 1 14,630 ---------- COLUMN TOTALS 14,077 ==========
FORM 13F Page 374 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) NVE CORP CMN STOCK Cmn 629445206 607 10,500 Sh Shared-defined -- 10,500 NVIDIA CORP CMN STOCK Cmn 67066G104 31,476 2,043,903 Sh Shared-defined -- 2,043,903 NVIDIA CORP CMN STOCK Cmn 67066G954 24,665 1,601,600 Sh Put Shared-defined 1 1,601,600 NVIDIA CORP CMN STOCK Cmn 67066G104 17,879 1,160,950 Sh Shared-defined 1 1,160,950 NVIDIA CORP CMN STOCK Cmn 67066G904 6,505 422,400 Sh Call Shared-defined 1 422,400 NVR L.P. COMMON STOCK Cmn 62944T105 85,472 123,689 Sh Shared-defined -- 123,689 NXSTAGE MEDICAL INC CMN STK Cmn 67072V903 697 28,000 Sh Call Shared-defined 1 28,000 NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 497 19,984 Sh Shared-defined -- 19,984 NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 2 70 Sh Shared-defined 1 70 NYB 6 11/01/51 Pref Stk 64944P307 5 100 Sh Shared-defined 1 N/A NYSE EURONEXT COMMON STOCK Cmn 629491101 88,873 2,964,416 Sh Shared-defined -- 2,964,416 NYSE EURONEXT COMMON STOCK Cmn 629491901 10,052 335,300 Sh Call Shared-defined 1 335,300 NYSE EURONEXT COMMON STOCK Cmn 629491951 7,897 263,400 Sh Put Shared-defined 1 263,400 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 56,094 571,800 Sh Put Shared-defined 1 571,800 ---------- COLUMN TOTALS 330,721 ==========
FORM 13F Page 375 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 10,291 104,900 Sh Call Shared-defined 1 104,900 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 9,611 97,967 Sh Shared-defined 1 97,967 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 1,370 13,967 Sh Shared-defined -- 13,967 OCEANEERING INTERNATIONAL CMN STK Cmn 675232952 3,218 43,700 Sh Put Shared-defined 1 43,700 OCEANEERING INTERNATIONAL CMN STK Cmn 675232902 1,605 21,800 Sh Call Shared-defined 1 21,800 OCEANEERING INTERNATIONAL CMN STK Cmn 675232102 479 6,502 Sh Shared-defined 1 6,502 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U905 416 26,700 Sh Call Shared-defined 1 26,700 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U105 6 359 Sh Shared-defined 1 359 OCLARO INC COMMON STOCK Cmn 67555N206 260 19,735 Sh Shared-defined 1 19,735 OCLARO INC COMMON STOCK Cmn 67555N206 244 18,592 Sh Shared-defined -- 18,592 OCLARO INC COMMON STOCK Cmn 67555N956 170 12,900 Sh Put Shared-defined 1 12,900 OCWEN FINL CORP CMN STOCK Cmn 675746309 379 39,719 Sh Shared-defined -- 39,719 OCWEN FINL CORP CMN STOCK Cmn 675746309 1 100 Sh Shared-defined 1 100 ODYSSEY MARINE EXPL INC Cmn 676118902 59 21,300 Sh Call Shared-defined 1 21,300 ---------- COLUMN TOTALS 28,109 ==========
FORM 13F Page 376 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ODYSSEY MARINE EXPL INC Cmn 676118952 1 200 Sh Put Shared-defined 1 200 OFFICE DEPOT CMN STOCK Cmn 676220106 16,363 3,030,218 Sh Shared-defined -- 3,030,218 OFFICE DEPOT CMN STOCK Cmn 676220106 1,015 188,014 Sh Shared-defined 1 188,014 OFFICE DEPOT CMN STOCK Cmn 676220956 963 178,400 Sh Put Shared-defined 1 178,400 OFFICE DEPOT CMN STOCK Cmn 676220906 241 44,600 Sh Call Shared-defined 1 44,600 OFFICEMAX INC COMMON STOCK Cmn 67622P101 15,465 873,723 Sh Shared-defined -- 873,723 OFFICEMAX INC COMMON STOCK Cmn 67622P901 1,218 68,800 Sh Call Shared-defined 1 68,800 OFFICEMAX INC COMMON STOCK Cmn 67622P951 522 29,500 Sh Put Shared-defined 1 29,500 OIL STATES INTERNATIONAL, INC. Cmn 678026105 68,534 1,069,334 Sh Shared-defined -- 1,069,334 OIL STATES INTERNATIONAL, INC. Cmn 678026905 731 11,400 Sh Call Shared-defined 1 11,400 OIL STATES INTERNATIONAL, INC. Cmn 678026955 596 9,300 Sh Put Shared-defined 1 9,300 OIL STATES INTERNATIONAL, INC. Cmn 678026105 185 2,879 Sh Shared-defined 1 2,879 OILSANDS QUEST INC Cmn 678046103 32 76,509 Sh Shared-defined 1 76,509 OILSANDS QUEST INC WARRANT 5/12/11 Wt 678046129 -- 849 Shared-defined 1 N/A ---------- COLUMN TOTALS 105,866 ==========
FORM 13F Page 377 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OLD DOMINION FREIGHT Cmn 679580900 421 13,150 Sh Call Shared-defined 1 13,150 OLD DOMINION FREIGHT Cmn 679580950 400 12,500 Sh Put Shared-defined 1 12,500 OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 3,987 335,360 Sh Shared-defined -- 335,360 OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 -- 32 Sh Shared-defined 1 32 OLD REPUBLIC INTERNATIONAL 8% CB 05/15/2012-REGIST Bond 680223AF1 20,940 16,500,000 Prn Shared-defined -- N/A OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 1,465 107,496 Sh Shared-defined -- 107,496 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223904 270 19,800 Sh Call Shared-defined 1 19,800 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223954 109 8,000 Sh Put Shared-defined 1 8,000 OLIN CORP Cmn 680665205 2,477 120,723 Sh Shared-defined -- 120,723 OLIN CORP Cmn 680665905 1,081 52,700 Sh Call Shared-defined 1 52,700 OLIN CORP Cmn 680665955 412 20,100 Sh Put Shared-defined 1 20,100 OLYMPIC STEEL INC CMN STK Cmn 68162K956 1,202 41,900 Sh Put Shared-defined 1 41,900 OLYMPIC STEEL INC CMN STK Cmn 68162K906 399 13,900 Sh Call Shared-defined 1 13,900 OLYMPIC STEEL INC CMN STK Cmn 68162K106 33 1,155 Sh Shared-defined -- 1,155 ---------- COLUMN TOTALS 33,196 ==========
FORM 13F Page 378 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OM GROUP INC CMN STK Cmn 670872900 793 20,600 Sh Call Shared-defined 1 20,600 OM GROUP INC CMN STK Cmn 670872100 338 8,782 Sh Shared-defined -- 8,782 OM GROUP INC CMN STK Cmn 670872950 216 5,600 Sh Put Shared-defined 1 5,600 OM GROUP INC CMN STK Cmn 670872100 74 1,912 Sh Shared-defined 1 1,912 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 1,250 55,701 Sh Shared-defined -- 55,701 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936900 478 21,300 Sh Call Shared-defined 1 21,300 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936950 31 1,400 Sh Put Shared-defined 1 1,400 OMNICARE INC 3.75% 12/15/2025 REGISTERED Bond 681904AN8 22,309 20,000,000 Prn Shared-defined -- N/A OMNICARE INC. COMMON STOCK Cmn 681904108 995 39,189 Sh Shared-defined -- 39,189 OMNICARE INC. COMMON STOCK Cmn 681904958 810 31,900 Sh Put Shared-defined 1 31,900 OMNICARE INC. COMMON STOCK Cmn 681904908 701 27,600 Sh Call Shared-defined 1 27,600 OMNICARE INC. COMMON STOCK Cmn 681904108 554 21,804 Sh Shared-defined 1 21,804 OMNICOM GROUP COMMON STOCK Cmn 681919106 26,986 589,214 Sh Shared-defined -- 589,214 OMNICOM GROUP COMMON STOCK Cmn 681919906 1,690 36,900 Sh Call Shared-defined 1 36,900 ---------- COLUMN TOTALS 57,225 ==========
FORM 13F Page 379 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OMNICOM GROUP COMMON STOCK Cmn 681919956 1,136 24,800 Sh Put Shared-defined 1 24,800 OMNICOM GROUP COMMON STOCK Cmn 681919106 119 2,603 Sh Shared-defined 1 2,603 OMNIVISION TECHNOLOGIES Cmn 682128903 3,133 105,800 Sh Call Shared-defined 1 105,800 OMNIVISION TECHNOLOGIES Cmn 682128953 2,236 75,500 Sh Put Shared-defined 1 75,500 OMNIVISION TECHNOLOGIES Cmn 682128103 373 12,600 Sh Shared-defined -- 12,600 OMNIVISION TECHNOLOGIES Cmn 682128103 205 6,924 Sh Shared-defined 1 6,924 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 275 32,919 Sh Shared-defined -- 32,919 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 10 1,218 Sh Shared-defined 1 1,218 ON ASSIGNMENT INC CMN STK Cmn 682159108 212 26,054 Sh Shared-defined -- 26,054 ON SEMICONDUCTOR CORP 1.875% CB 12/15/2025 -REGIST Bond 682189AD7 7,173 4,795,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP 2.625% 12/15/2026 - REGISTER Bond 682189AG0 37,156 31,500,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 45,251 4,580,104 Sh Shared-defined -- 4,580,104 ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 696 70,449 Sh Shared-defined 1 70,449 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 566 57,300 Sh Call Shared-defined 1 57,300 ---------- COLUMN TOTALS 98,541 ==========
FORM 13F Page 380 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 320 32,400 Sh Put Shared-defined 1 32,400 ONEOK INC Cmn 682680903 4,094 73,800 Sh Call Shared-defined 1 73,800 ONEOK INC Cmn 682680953 1,575 28,400 Sh Put Shared-defined 1 28,400 ONEOK INC Cmn 682680103 900 16,226 Sh Shared-defined -- 16,226 ONEOK INC Cmn 682680103 18 318 Sh Shared-defined 1 318 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N953 3,999 50,300 Sh Put Shared-defined 1 50,300 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N903 620 7,800 Sh Call Shared-defined 1 7,800 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N103 123 1,553 Sh Shared-defined 1 1,553 ONYX PHARMACEUTICALS 4% CB 08/15/2016 Bond 683399AB5 101,970 85,305,000 Prn Shared-defined -- N/A ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 4,579 124,200 Sh Put Shared-defined 1 124,200 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 4,314 117,000 Sh Call Shared-defined 1 117,000 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 2,918 79,153 Sh Shared-defined -- 79,153 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 718 19,465 Sh Shared-defined 1 19,465 OPEN TEXT CORP CMN STOCK Cmn 683715906 834 18,100 Sh Call Shared-defined 1 18,100 ---------- COLUMN TOTALS 126,982 ==========
FORM 13F Page 381 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OPEN TEXT CORP CMN STOCK Cmn 683715956 401 8,700 Sh Put Shared-defined 1 8,700 OPEN TEXT CORP CMN STOCK Cmn 683715106 227 4,937 Sh Shared-defined 1 4,937 OPEN TEXT CORP CMN STOCK Cmn 683715106 5 101 Sh Shared-defined -- 101 OPENTABLE INC Cmn 68372A954 13,391 190,000 Sh Put Shared-defined -- 190,000 OPENTABLE INC Cmn 68372A904 7,612 108,000 Sh Call Shared-defined 1 108,000 OPENTABLE INC Cmn 68372A954 3,468 49,200 Sh Put Shared-defined 1 49,200 OPENTABLE INC Cmn 68372A104 23 329 Sh Shared-defined -- 329 OPTIMER PHARMACEUTICALS INC Cmn 68401H104 219 19,387 Sh Shared-defined 1 19,387 OPTIMER PHARMACEUTICALS INC Cmn 68401H904 143 12,600 Sh Call Shared-defined 1 12,600 OPTIMER PHARMACEUTICALS INC Cmn 68401H954 90 8,000 Sh Put Shared-defined 1 8,000 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 1,829 116,700 Sh Call Shared-defined 1 116,700 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 132 8,400 Sh Put Shared-defined 1 8,400 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 128 8,197 Sh Shared-defined -- 8,197 ORACLE SYS CORP Cmn 68389X905 33,056 1,056,100 Sh Call Shared-defined 1 1,056,100 ---------- COLUMN TOTALS 60,724 ==========
FORM 13F Page 382 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ORACLE SYS CORP Cmn 68389X955 26,189 836,700 Sh Put Shared-defined 1 836,700 ORACLE SYS CORP Cmn 68389X105 5,918 189,058 Sh Shared-defined -- 189,058 ORBITAL SCIENCES 2.4375% CB 1/15/2027-REGISTERED Bond 685564AN6 39,540 38,000,000 Prn Shared-defined -- N/A ORBITAL SCIENCES COMMON STOCK Cmn 685564906 111 6,500 Sh Call Shared-defined 1 6,500 ORBITAL SCIENCES COMMON STOCK Cmn 685564106 67 3,894 Sh Shared-defined 1 3,894 ORBITAL SCIENCES COMMON STOCK Cmn 685564106 45 2,618 Sh Shared-defined -- 2,618 ORBITAL SCIENCES COMMON STOCK Cmn 685564956 12 700 Sh Put Shared-defined 1 700 ORBITZ WORLDWIDE INC Cmn 68557K109 103 18,343 Sh Shared-defined -- 18,343 ORBITZ WORLDWIDE INC Cmn 68557K109 19 3,450 Sh Shared-defined 1 3,450 ORBITZ WORLDWIDE INC Cmn 68557K909 16 2,900 Sh Call Shared-defined 1 2,900 ORBITZ WORLDWIDE INC Cmn 68557K959 3 600 Sh Put Shared-defined 1 600 ORBOTECH LTD Cmn M75253100 282 21,564 Sh Shared-defined -- 21,564 ORBOTECH LTD Cmn M75253100 2 176 Sh Shared-defined 1 176 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S906 72 24,600 Sh Call Shared-defined 1 24,600 ---------- COLUMN TOTALS 72,379 ==========
FORM 13F Page 383 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S956 18 6,000 Sh Put Shared-defined 1 6,000 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S206 3 1,197 Sh Shared-defined 1 1,197 OREILY AUTOMOTIVE INC CMN STK Cmn 67103H107 9,001 148,976 Sh Shared-defined -- 148,976 OREILY AUTOMOTIVE INC CMN STK Cmn 67103H907 2,332 38,600 Sh Call Shared-defined 1 38,600 OREILY AUTOMOTIVE INC CMN STK Cmn 67103H957 1,390 23,000 Sh Put Shared-defined 1 23,000 OREILY AUTOMOTIVE INC CMN STK Cmn 67103H107 65 1,071 Sh Shared-defined 1 1,071 OREXIGEN THERAPEUTICS INC Cmn 686164954 705 87,300 Sh Put Shared-defined 1 87,300 OREXIGEN THERAPEUTICS INC Cmn 686164904 568 70,300 Sh Call Shared-defined 1 70,300 OREXIGEN THERAPEUTICS INC Cmn 686164104 322 39,857 Sh Shared-defined 1 39,857 OREXIGEN THERAPEUTICS INC Cmn 686164104 158 19,553 Sh Shared-defined -- 19,553 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 1,559 120,034 Sh Shared-defined -- 120,034 ORIENT PAPER INC Cmn 68619F955 198 31,100 Sh Put Shared-defined 1 31,100 ORIENT PAPER INC Cmn 68619F905 165 25,900 Sh Call Shared-defined 1 25,900 ORIENT PAPER INC Cmn 68619F205 16 2,580 Sh Shared-defined 1 2,580 ---------- COLUMN TOTALS 16,500 ==========
FORM 13F Page 384 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ORIENTAL FINL GROUP CMN STK Cmn 68618W900 150 12,000 Sh Call Shared-defined 1 12,000 ORIENTAL FINL GROUP CMN STK Cmn 68618W950 95 7,600 Sh Put Shared-defined 1 7,600 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 5 400 Sh Shared-defined -- 400 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 3 253 Sh Shared-defined 1 253 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828906 513 48,200 Sh Call Shared-defined 1 48,200 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 361 33,941 Sh Shared-defined 1 33,941 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828956 286 26,900 Sh Put Shared-defined 1 26,900 ORION MARNE GROUP ORD Cmn 68628V308 118 10,215 Sh Shared-defined -- 10,215 ORION MARNE GROUP ORD Cmn 68628V308 51 4,397 Sh Shared-defined 1 4,397 ORION MARNE GROUP ORD Cmn 68628V958 39 3,400 Sh Put Shared-defined 1 3,400 ORION MARNE GROUP ORD Cmn 68628V908 34 2,900 Sh Call Shared-defined 1 2,900 ORITANI FINANCIAL CORP Cmn 68633D103 7,827 639,498 Sh Shared-defined -- 639,498 ORMAT TECHNOLOGIES INC COMMON STOCK Cmn 686688102 389 13,159 Sh Shared-defined -- 13,159 ORTHOVITA INC Cmn 68750U102 110 54,877 Sh Shared-defined -- 54,877 ---------- COLUMN TOTALS 9,981 ==========
FORM 13F Page 385 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ORTHOVITA INC Cmn 68750U102 4 1,797 Sh Shared-defined 1 1,797 OSHKOSH CORP Cmn 688239201 5,080 144,146 Sh Shared-defined -- 144,146 OSHKOSH CORP Cmn 688239901 2,928 83,100 Sh Call Shared-defined 1 83,100 OSHKOSH CORP Cmn 688239951 2,509 71,200 Sh Put Shared-defined 1 71,200 OSHKOSH CORP Cmn 688239201 88 2,505 Sh Shared-defined 1 2,505 OSI SYSTEMS INC CMN STOCK Cmn 671044905 836 23,000 Sh Call Shared-defined 1 23,000 OSI SYSTEMS INC CMN STOCK Cmn 671044955 407 11,200 Sh Put Shared-defined 1 11,200 OSI SYSTEMS INC CMN STOCK Cmn 671044105 265 7,281 Sh Shared-defined -- 7,281 OSI SYSTEMS INC CMN STOCK Cmn 671044105 71 1,960 Sh Shared-defined 1 1,960 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R908 119 15,300 Sh Call Shared-defined 1 15,300 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 61 7,804 Sh Shared-defined 1 7,804 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R958 51 6,600 Sh Put Shared-defined 1 6,600 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 39 5,057 Sh Shared-defined -- 5,057 OTTER TAIL CORPORATION CMN STK Cmn 689648103 916 40,652 Sh Shared-defined -- 40,652 ---------- COLUMN TOTALS 13,374 ==========
FORM 13F Page 386 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OTTER TAIL CORPORATION CMN STK Cmn 689648903 180 8,000 Sh Call Shared-defined 1 8,000 OTTER TAIL CORPORATION CMN STK Cmn 689648953 74 3,300 Sh Put Shared-defined 1 3,300 OTTER TAIL CORPORATION CMN STK Cmn 689648103 8 338 Sh Shared-defined 1 338 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 2,671 75,400 Sh Put Shared-defined 1 75,400 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 2,122 59,900 Sh Call Shared-defined 1 59,900 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 677 19,125 Sh Shared-defined 1 19,125 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 27 764 Sh Shared-defined -- 764 OVERSTOCK.COM INC CMN STK Cmn 690370901 575 34,900 Sh Call Shared-defined 1 34,900 OVERSTOCK.COM INC CMN STK Cmn 690370951 287 17,400 Sh Put Shared-defined 1 17,400 OVERSTOCK.COM INC CMN STK Cmn 690370101 75 4,543 Sh Shared-defined 1 4,543 OVERSTOCK.COM INC CMN STK Cmn 690370101 13 787 Sh Shared-defined -- 787 OWENS & MINOR INC CMN STK Cmn 690732102 2,135 72,540 Sh Shared-defined -- 72,540 OWENS CORNING INC Cmn 690742101 8,255 265,015 Sh Shared-defined -- 265,015 OWENS CORNING INC Cmn 690742901 5,722 183,700 Sh Call Shared-defined 1 183,700 ---------- COLUMN TOTALS 22,821 ==========
FORM 13F Page 387 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) OWENS CORNING INC Cmn 690742951 3,900 125,200 Sh Put Shared-defined 1 125,200 OWENS CORNING INC Cmn 690742101 319 10,246 Sh Shared-defined 1 10,246 OWENS-ILLINOIS INC CMN STK Cmn 690768903 2,244 73,100 Sh Call Shared-defined 1 73,100 OWENS-ILLINOIS INC CMN STK Cmn 690768953 2,051 66,800 Sh Put Shared-defined 1 66,800 OWENS-ILLINOIS INC CMN STK Cmn 690768403 1,736 56,532 Sh Shared-defined -- 56,532 OWENS-ILLINOIS INC CMN STK Cmn 690768403 207 6,729 Sh Shared-defined 1 6,729 OXFORD INDUSTRIES INC CMN STK Cmn 691497909 515 20,100 Sh Call Shared-defined 1 20,100 OXFORD INDUSTRIES INC CMN STK Cmn 691497959 205 8,000 Sh Put Shared-defined 1 8,000 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 3 117 Sh Shared-defined 1 117 OYO GEOSPACE CORP CMN STOCK Cmn 671074102 624 6,300 Sh Shared-defined -- 6,300 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 6,269 129,364 Sh Shared-defined -- 129,364 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 1,032 21,300 Sh Call Shared-defined 1 21,300 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 393 8,100 Sh Put Shared-defined 1 8,100 PACCAR INC Cmn 693718108 38,164 664,654 Sh Shared-defined -- 664,654 ---------- COLUMN TOTALS 57,662 ==========
FORM 13F Page 388 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PACCAR INC Cmn 693718908 11,909 207,400 Sh Call Shared-defined 1 207,400 PACCAR INC Cmn 693718958 4,904 85,400 Sh Put Shared-defined 1 85,400 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 137 20,000 Sh Shared-defined -- 20,000 PACER INTERNATIONAL INC CMN STK Cmn 69373H906 116 17,000 Sh Call Shared-defined 1 17,000 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 17 2,512 Sh Shared-defined 1 2,512 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 195 35,900 Sh Shared-defined -- 35,900 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 849 32,874 Sh Shared-defined -- 32,874 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156909 437 16,900 Sh Call Shared-defined 1 16,900 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156959 207 8,000 Sh Put Shared-defined 1 8,000 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 63 2,422 Sh Shared-defined 1 2,422 PAIN THERAPEUTICS INC Cmn 69562K100 93 13,720 Sh Shared-defined -- 13,720 PAIN THERAPEUTICS INC Cmn 69562K900 53 7,800 Sh Call Shared-defined 1 7,800 PAIN THERAPEUTICS INC Cmn 69562K100 33 4,900 Sh Shared-defined 1 4,900 PAIN THERAPEUTICS INC Cmn 69562K950 26 3,900 Sh Put Shared-defined 1 3,900 ---------- COLUMN TOTALS 19,039 ==========
FORM 13F Page 389 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PALL CORP Cmn 696429907 912 18,400 Sh Call Shared-defined 1 18,400 PALL CORP Cmn 696429957 183 3,700 Sh Put Shared-defined 1 3,700 PALL CORP Cmn 696429307 123 2,479 Sh Shared-defined -- 2,479 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529903 91 6,400 Sh Call Shared-defined 1 6,400 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529953 65 4,600 Sh Put Shared-defined 1 4,600 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 32 2,279 Sh Shared-defined 1 2,279 PAN AMERICAN SILVER CORP Cmn 697900958 10,249 248,700 Sh Put Shared-defined 1 248,700 PAN AMERICAN SILVER CORP Cmn 697900908 10,150 246,300 Sh Call Shared-defined 1 246,300 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 9,047 89,385 Sh Shared-defined -- 89,385 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 8,411 83,100 Sh Put Shared-defined 1 83,100 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 5,192 51,300 Sh Call Shared-defined 1 51,300 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 3,872 38,255 Sh Shared-defined 1 38,255 PANTRY INC CMN STOCK Cmn 698657903 248 12,500 Sh Call Shared-defined 1 12,500 PANTRY INC CMN STOCK Cmn 698657953 52 2,600 Sh Put Shared-defined 1 2,600 ---------- COLUMN TOTALS 48,627 ==========
FORM 13F Page 390 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PANTRY INC CMN STOCK Cmn 698657103 20 994 Sh Shared-defined 1 994 PANTRY INC CMN STOCK Cmn 698657103 17 858 Sh Shared-defined -- 858 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813902 568 20,500 Sh Call Shared-defined 1 20,500 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 282 10,188 Sh Shared-defined -- 10,188 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813952 277 10,000 Sh Put Shared-defined 1 10,000 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 420 10,900 Sh Put Shared-defined 1 10,900 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 289 7,500 Sh Call Shared-defined 1 7,500 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 125 3,250 Sh Shared-defined -- 3,250 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 113 32,989 Sh Shared-defined 1 32,989 PARAGON SHIPPING INC-CLASS A Cmn 69913R959 77 22,500 Sh Put Shared-defined 1 22,500 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 38,980 1,730,131 Sh Shared-defined -- 1,730,131 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 43 1,915 Sh Shared-defined 1 1,915 PAREXEL INTL CORP CMN STOCK Cmn 699462107 1,425 67,128 Sh Shared-defined -- 67,128 PARK NATIONAL CORP CMN STK Cmn 700658107 382 5,256 Sh Shared-defined -- 5,256 ---------- COLUMN TOTALS 43,018 ==========
FORM 13F Page 391 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PARK NATIONAL CORP CMN STK Cmn 700658107 57 790 Sh Shared-defined 1 790 PARKER DRILLING CO CMN STK Cmn 701081101 238 52,100 Sh Shared-defined -- 52,100 PARKER DRILLING CO CMN STK Cmn 701081951 55 12,100 Sh Put Shared-defined 1 12,100 PARKER DRILLING CO CMN STK Cmn 701081101 50 11,018 Sh Shared-defined 1 11,018 PARKER DRILLING CO CMN STK Cmn 701081901 23 5,100 Sh Call Shared-defined 1 5,100 PARKER HANNIFIN CORP Cmn 701094104 22,148 256,645 Sh Shared-defined -- 256,645 PARKER HANNIFIN CORP Cmn 701094954 4,755 55,100 Sh Put Shared-defined 1 55,100 PARKER HANNIFIN CORP Cmn 701094904 3,521 40,800 Sh Call Shared-defined 1 40,800 PARKER HANNIFIN CORP Cmn 701094104 212 2,460 Sh Shared-defined 1 2,460 PARK-OHIO HOLDINGS CORP CMN STK Cmn 700666100 241 11,530 Sh Shared-defined -- 11,530 PARTNERRE LTD CMN STOCK Cmn G6852T105 39,025 485,684 Sh Shared-defined -- 485,684 PARTNERRE LTD CMN STOCK Cmn G6852T905 1,896 23,600 Sh Call Shared-defined 1 23,600 PARTNERRE LTD CMN STOCK Cmn G6852T955 1,053 13,100 Sh Put Shared-defined 1 13,100 PARTNERRE LTD CMN STOCK Cmn G6852T105 140 1,746 Sh Shared-defined 1 1,746 ---------- COLUMN TOTALS 73,414 ==========
FORM 13F Page 392 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 9,505 490,700 Sh Put Shared-defined 1 490,700 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 6,527 336,966 Sh Shared-defined -- 336,966 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 5,654 291,871 Sh Shared-defined 1 291,871 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 4,978 257,000 Sh Call Shared-defined 1 257,000 PATTERSON COS INC CMN STK Cmn 703395103 4,937 161,180 Sh Shared-defined -- 161,180 PATTERSON COS INC CMN STK Cmn 703395903 1,142 37,300 Sh Call Shared-defined 1 37,300 PATTERSON COS INC CMN STK Cmn 703395953 704 23,000 Sh Put Shared-defined 1 23,000 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 73,599 3,415,279 Sh Shared-defined -- 3,415,279 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 741 34,400 Sh Call Shared-defined 1 34,400 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 222 10,300 Sh Put Shared-defined 1 10,300 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 137 6,366 Sh Shared-defined 1 6,366 PAYCHEX INC CMN STK Cmn 704326907 6,170 199,600 Sh Call Shared-defined 1 199,600 PAYCHEX INC CMN STK Cmn 704326957 3,258 105,400 Sh Put Shared-defined 1 105,400 PAYCHEX INC CMN STK Cmn 704326107 1,856 60,034 Sh Shared-defined -- 60,034 ---------- COLUMN TOTALS 119,430 ==========
FORM 13F Page 393 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PAYCHEX INC CMN STK Cmn 704326107 200 6,457 Sh Shared-defined 1 6,457 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 252 40,520 Sh Shared-defined -- 40,520 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 232 37,280 Sh Shared-defined 1 37,280 PDL BIOPHARMA INC CMN STK Cmn 69329Y954 135 21,700 Sh Put Shared-defined 1 21,700 PDL BIOPHARMA INC CMN STK Cmn 69329Y904 28 4,500 Sh Call Shared-defined 1 4,500 PEABODY ENERGY CORP COM SHS Cmn 704549954 17,863 279,200 Sh Put Shared-defined 1 279,200 PEABODY ENERGY CORP COM SHS Cmn 704549904 16,392 256,200 Sh Call Shared-defined 1 256,200 PEABODY ENERGY CORP COM SHS Cmn 704549104 2,539 39,686 Sh Shared-defined -- 39,686 PEET'S COFFEE & TEA, INC. Cmn 705560100 3,370 80,740 Sh Shared-defined -- 80,740 PEET'S COFFEE & TEA, INC. Cmn 705560900 1,236 29,600 Sh Call Shared-defined 1 29,600 PEET'S COFFEE & TEA, INC. Cmn 705560950 75 1,800 Sh Put Shared-defined 1 1,800 PEGASYSTEMS INC CMN STOCK Cmn 705573103 8,544 233,238 Sh Shared-defined -- 233,238 PEGASYSTEMS INC CMN STOCK Cmn 705573903 374 10,200 Sh Call Shared-defined 1 10,200 PEGASYSTEMS INC CMN STOCK Cmn 705573103 140 3,826 Sh Shared-defined 1 3,826 ---------- COLUMN TOTALS 51,380 ==========
FORM 13F Page 394 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PEGASYSTEMS INC CMN STOCK Cmn 705573953 110 3,000 Sh Put Shared-defined 1 3,000 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 419 32,562 Sh Shared-defined 1 32,562 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902959 230 17,900 Sh Put Shared-defined 1 17,900 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902909 112 8,700 Sh Call Shared-defined 1 8,700 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 103 8,025 Sh Shared-defined -- 8,025 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 13,705 389,906 Sh Shared-defined -- 389,906 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 2,875 81,800 Sh Call Shared-defined 1 81,800 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 647 18,400 Sh Put Shared-defined 1 18,400 PENN VIRGINIA CORP CMN STK Cmn 707882106 4,405 261,911 Sh Shared-defined -- 261,911 PENN VIRGINIA CORP CMN STK Cmn 707882906 256 15,200 Sh Call Shared-defined 1 15,200 PENN VIRGINIA CORP CMN STK Cmn 707882956 40 2,400 Sh Put Shared-defined 1 2,400 PENN VIRGINIA GP HOLDINGS LP Cmn 70788P955 932 35,400 Sh Put Shared-defined 1 35,400 PENN VIRGINIA GP HOLDINGS LP Cmn 70788P105 567 21,544 Sh Shared-defined 1 21,544 PENN VIRGINIA RESOURCE PARTNERS Cmn 707884902 229 8,100 Sh Call Shared-defined 1 8,100 ---------- COLUMN TOTALS 24,630 ==========
FORM 13F Page 395 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PENN VIRGINIA RESOURCE PARTNERS Cmn 707884952 59 2,100 Sh Put Shared-defined 1 2,100 PENN WEST ENERGY TRUST UNIT Cmn 707885109 4,353 181,991 Sh Shared-defined -- 181,991 PENN WEST ENERGY TRUST UNIT Cmn 707885109 1,642 68,627 Sh Shared-defined 1 68,627 PENN WEST ENERGY TRUST UNIT Cmn 707885909 1,378 57,600 Sh Call Shared-defined 1 57,600 PENN WEST ENERGY TRUST UNIT Cmn 707885959 1,340 56,000 Sh Put Shared-defined 1 56,000 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 285 19,643 Sh Shared-defined 1 19,643 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102957 263 18,100 Sh Put Shared-defined 1 18,100 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102907 121 8,300 Sh Call Shared-defined 1 8,300 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 13,614 781,506 Sh Shared-defined -- 781,506 PENSKE AUTO GROUP CMN STOCK Cmn 70959W953 103 5,900 Sh Put Shared-defined 1 5,900 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 88 5,029 Sh Shared-defined 1 5,029 PENSKE AUTO GROUP CMN STOCK Cmn 70959W903 85 4,900 Sh Call Shared-defined 1 4,900 PENSON WORLDWIDE INC CMN STK Cmn 709600100 107 21,795 Sh Shared-defined -- 21,795 PENSON WORLDWIDE INC CMN STK Cmn 709600100 11 2,157 Sh Shared-defined 1 2,157 ---------- COLUMN TOTALS 23,449 ==========
FORM 13F Page 396 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PENTAIR INC COMMON NASDAQ Cmn 709631105 1,364 37,350 Sh Shared-defined -- 37,350 PENTAIR INC COMMON NASDAQ Cmn 709631905 661 18,100 Sh Call Shared-defined 1 18,100 PENTAIR INC COMMON NASDAQ Cmn 709631105 52 1,433 Sh Shared-defined 1 1,433 PENTAIR INC COMMON NASDAQ Cmn 709631955 26 700 Sh Put Shared-defined 1 700 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704955 242 17,300 Sh Put Shared-defined 1 17,300 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 185 13,200 Sh Call Shared-defined 1 13,200 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 57 4,074 Sh Shared-defined 1 4,074 PEP BOYS COMMON STOCK PBY Cmn 713278909 134 10,000 Sh Call Shared-defined 1 10,000 PEP BOYS COMMON STOCK PBY Cmn 713278109 63 4,723 Sh Shared-defined -- 4,723 PEP BOYS COMMON STOCK PBY Cmn 713278959 30 2,200 Sh Put Shared-defined 1 2,200 PEPCO HOLDINGS INC CMN STK Cmn 713291102 278 15,243 Sh Shared-defined -- 15,243 PEPCO HOLDINGS INC CMN STK Cmn 713291902 192 10,500 Sh Call Shared-defined 1 10,500 PEPCO HOLDINGS INC CMN STK Cmn 713291952 42 2,300 Sh Put Shared-defined 1 2,300 PEPCO HOLDINGS INC CMN STK Cmn 713291102 24 1,318 Sh Shared-defined 1 1,318 ---------- COLUMN TOTALS 3,350 ==========
FORM 13F Page 397 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PEPSICO INC Cmn 713448908 28,066 429,600 Sh Call Shared-defined 1 429,600 PEPSICO INC Cmn 713448958 20,056 307,000 Sh Put Shared-defined 1 307,000 PEPSICO INC Cmn 713448108 4,384 67,104 Sh Shared-defined -- 67,104 PEPSICO INC Cmn 713448108 1,201 18,380 Sh Shared-defined 1 18,380 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661304 26 11,487 Sh Shared-defined 1 11,487 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661304 1 316 Sh Shared-defined -- 316 PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 987 41,722 Sh Shared-defined 1 N/A PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 227 9,610 Sh Shared-defined -- N/A PERFICIENT INC Cmn 71375U101 180 14,390 Sh Shared-defined -- 14,390 PERFICIENT INC Cmn 71375U101 4 342 Sh Shared-defined 1 342 PERKINELMER INC Cmn 714046109 3,470 134,408 Sh Shared-defined -- 134,408 PERKINELMER INC Cmn 714046909 225 8,700 Sh Call Shared-defined 1 8,700 PERKINELMER INC Cmn 714046959 196 7,600 Sh Put Shared-defined 1 7,600 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 146 6,428 Sh Shared-defined 1 6,428 ---------- COLUMN TOTALS 59,169 ==========
FORM 13F Page 398 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 112 4,930 Sh Shared-defined -- 4,930 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236956 36 1,600 Sh Put Shared-defined 1 1,600 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236906 27 1,200 Sh Call Shared-defined 1 1,200 PERRIGO COMPANY Cmn 714290903 1,691 26,700 Sh Call Shared-defined 1 26,700 PERRIGO COMPANY Cmn 714290953 583 9,200 Sh Put Shared-defined 1 9,200 PETMED EXPRESS INC COMMON STOCK Cmn 716382956 77 4,300 Sh Put Shared-defined 1 4,300 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 51 2,853 Sh Shared-defined -- 2,853 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 30 1,667 Sh Shared-defined 1 1,667 PETMED EXPRESS INC COMMON STOCK Cmn 716382906 25 1,400 Sh Call Shared-defined 1 1,400 PETROCHINA CO LTD -ADS 1:100 H Depository SHRS Receipt 71646E100 650 4,940 Sh Shared-defined 1 N/A PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 37,446 2,051,846 Sh Shared-defined -- 2,051,846 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 11,384 623,800 Sh Call Shared-defined 1 623,800 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 9,151 501,400 Sh Put Shared-defined 1 501,400 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 7,282 399,029 Sh Shared-defined 1 399,029 ---------- COLUMN TOTALS 68,545 ==========
FORM 13F Page 399 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 10,864 257,381 Sh Shared-defined -- 257,381 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578909 523 12,400 Sh Call Shared-defined 1 12,400 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578959 317 7,500 Sh Put Shared-defined 1 7,500 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 17 394 Sh Shared-defined 1 394 PETROQUEST ENERGY INC CMN STOCK Cmn 716748908 218 29,000 Sh Call Shared-defined 1 29,000 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 96 12,777 Sh Shared-defined 1 12,777 PETROQUEST ENERGY INC CMN STOCK Cmn 716748958 71 9,400 Sh Put Shared-defined 1 9,400 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 24 3,238 Sh Shared-defined -- 3,238 PETSMART INC CMN STK Cmn 716768106 71,600 1,798,098 Sh Shared-defined -- 1,798,098 PETSMART INC CMN STK Cmn 716768906 2,660 66,800 Sh Call Shared-defined 1 66,800 PETSMART INC CMN STK Cmn 716768106 772 19,387 Sh Shared-defined 1 19,387 PETSMART INC CMN STK Cmn 716768956 40 1,000 Sh Put Shared-defined 1 1,000 PFIZER INC Cmn 717081953 33,159 1,893,700 Sh Put Shared-defined 1 1,893,700 PFIZER INC Cmn 717081903 18,620 1,063,400 Sh Call Shared-defined 1 1,063,400 ---------- COLUMN TOTALS 138,981 ==========
FORM 13F Page 400 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PFIZER INC Cmn 717081103 5,779 330,024 Sh Shared-defined 1 330,024 PFIZER INC Cmn 717081103 161 9,200 Sh Shared-defined -- 9,200 PG&E CORP Cmn 69331C908 2,229 46,600 Sh Call Shared-defined 1 46,600 PG&E CORP Cmn 69331C108 488 10,200 Sh Shared-defined 1 10,200 PG&E CORP Cmn 69331C108 197 4,114 Sh Shared-defined -- 4,114 PG&E CORP Cmn 69331C958 153 3,200 Sh Put Shared-defined 1 3,200 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 2,326 85,706 Sh Shared-defined -- 85,706 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124951 255 9,400 Sh Put Shared-defined 1 9,400 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124901 117 4,300 Sh Call Shared-defined 1 4,300 PHARMACYCLICS INC CMN STOCK Cmn 716933906 260 42,700 Sh Call Shared-defined 1 42,700 PHARMACYCLICS INC CMN STOCK Cmn 716933956 131 21,500 Sh Put Shared-defined 1 21,500 PHARMACYCLICS INC CMN STOCK Cmn 716933106 33 5,366 Sh Shared-defined -- 5,366 PHARMACYCLICS INC CMN STOCK Cmn 716933106 13 2,194 Sh Shared-defined 1 2,194 PHARMASSET INC Cmn 71715N106 348 8,010 Sh Shared-defined -- 8,010 ---------- COLUMN TOTALS 12,490 ==========
FORM 13F Page 401 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PHARMASSET INC Cmn 71715N906 195 4,500 Sh Call Shared-defined 1 4,500 PHARMASSET INC Cmn 71715N956 156 3,600 Sh Put Shared-defined 1 3,600 PHARMERICA CORP Cmn 71714F104 567 49,510 Sh Shared-defined -- 49,510 PHEONIX COMPANIES INC Cmn 71902E109 14 5,627 Sh Shared-defined 1 5,627 PHEONIX COMPANIES INC Cmn 71902E109 11 4,482 Sh Shared-defined -- 4,482 PHH CORP 4% CB 09/01/2014-REGISTERED Bond 693320AN3 8,450 7,500,000 Prn Shared-defined -- N/A PHH CORPORATION 4% CB 4/15/2012 - REGISTERED Bond 693320AH6 42,807 34,600,000 Prn Shared-defined -- N/A PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 7,030 303,683 Sh Shared-defined -- 303,683 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320902 514 22,200 Sh Call Shared-defined 1 22,200 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 155 6,697 Sh Shared-defined 1 6,697 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320952 2 100 Sh Put Shared-defined 1 100 PHILIP MORRIS INTERNATIONAL Cmn 718172959 28,492 486,800 Sh Put Shared-defined 1 486,800 PHILIP MORRIS INTERNATIONAL Cmn 718172909 26,631 455,000 Sh Call Shared-defined 1 455,000 PHILIP MORRIS INTERNATIONAL Cmn 718172109 2,468 42,171 Sh Shared-defined -- 42,171 ---------- COLUMN TOTALS 117,492 ==========
FORM 13F Page 402 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PHILIP MORRIS INTERNATIONAL Cmn 718172109 1,158 19,783 Sh Shared-defined 1 19,783 PHILIPS ELECTRONICS-NY Depository SHR -ADR 1:1 Receipt 500472303 187 6,103 Sh Shared-defined -- N/A PHILIPS ELECTRONICS-NY Depository SHR -ADR 1:1 Receipt 500472303 132 4,287 Sh Shared-defined 1 N/A PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 9,379 148,846 Sh Shared-defined -- 148,846 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592908 1,733 27,500 Sh Call Shared-defined 1 27,500 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592958 1,594 25,300 Sh Put Shared-defined 1 25,300 PHOTRONICS INC 5.5% CB 10/01/2014-REGISTERED Bond 719405AF9 20,717 14,943,000 Prn Shared-defined -- N/A PHOTRONICS INC CMN STK Cmn 719405102 289 48,858 Sh Shared-defined -- 48,858 PHOTRONICS INC CMN STK Cmn 719405102 21 3,624 Sh Shared-defined 1 3,624 PHOTRONICS INC CMN STK Cmn 719405952 17 2,900 Sh Put Shared-defined 1 2,900 PHOTRONICS INC CMN STK Cmn 719405902 7 1,200 Sh Call Shared-defined 1 1,200 PICO HLDGS INC CMN STK Cmn 693366205 368 11,570 Sh Shared-defined -- 11,570 PIEDMONT NATURAL GAS CO CMN STK Cmn 720186105 888 31,770 Sh Shared-defined -- 31,770 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 237 22,566 Sh Shared-defined 1 22,566 ---------- COLUMN TOTALS 36,727 ==========
FORM 13F Page 403 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PIER 1 IMPORTS COMMON STOCK Cmn 720279908 101 9,600 Sh Call Shared-defined 1 9,600 PIER 1 IMPORTS COMMON STOCK Cmn 720279958 81 7,700 Sh Put Shared-defined 1 7,700 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 63 7,400 Sh Shared-defined -- 7,400 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283909 63 7,300 Sh Call Shared-defined 1 7,300 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283959 33 3,900 Sh Put Shared-defined 1 3,900 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 26 3,079 Sh Shared-defined 1 3,079 PILGRIM'S PRIDE CORP Cmn 72147K958 90 12,700 Sh Put Shared-defined 1 12,700 PILGRIM'S PRIDE CORP Cmn 72147K908 73 10,300 Sh Call Shared-defined 1 10,300 PILGRIM'S PRIDE CORP Cmn 72147K108 62 8,807 Sh Shared-defined 1 8,807 PILGRIM'S PRIDE CORP Cmn 72147K108 1 146 Sh Shared-defined -- 146 PINNACLE ENTMT COMMON STOCK Cmn 723456109 883 62,970 Sh Shared-defined -- 62,970 PINNACLE ENTMT COMMON STOCK Cmn 723456909 102 7,300 Sh Call Shared-defined 1 7,300 PINNACLE ENTMT COMMON STOCK Cmn 723456109 29 2,070 Sh Shared-defined 1 2,070 PINNACLE ENTMT COMMON STOCK Cmn 723456959 15 1,100 Sh Put Shared-defined 1 1,100 ---------- COLUMN TOTALS 1,622 ==========
FORM 13F Page 404 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PINNACLE FINANCIAL PARTNERS Cmn 72346Q104 124 9,137 Sh Shared-defined -- 9,137 PINNACLE FINANCIAL PARTNERS Cmn 72346Q104 13 966 Sh Shared-defined 1 966 PINNACLE WEST COMMON STOCK Cmn 723484101 1,206 29,096 Sh Shared-defined -- 29,096 PINNACLE WEST COMMON STOCK Cmn 723484951 394 9,500 Sh Put Shared-defined 1 9,500 PINNACLE WEST COMMON STOCK Cmn 723484101 339 8,186 Sh Shared-defined 1 8,186 PINNACLE WEST COMMON STOCK Cmn 723484901 170 4,100 Sh Call Shared-defined 1 4,100 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 574 65,187 Sh Shared-defined -- 65,187 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655906 555 63,000 Sh Call Shared-defined 1 63,000 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655956 13 1,500 Sh Put Shared-defined 1 1,500 PIONEER NATURAL RESOURCES CO Cmn 723787107 11,387 131,152 Sh Shared-defined -- 131,152 PIONEER NATURAL RESOURCES CO Cmn 723787957 9,038 104,100 Sh Put Shared-defined 1 104,100 PIONEER NATURAL RESOURCES CO Cmn 723787907 6,590 75,900 Sh Call Shared-defined 1 75,900 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 411 11,750 Sh Shared-defined -- 11,750 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078900 200 5,700 Sh Call Shared-defined 1 5,700 ---------- COLUMN TOTALS 31,014 ==========
FORM 13F Page 405 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078950 46 1,300 Sh Put Shared-defined 1 1,300 PITNEY BOWES INC Cmn 724479900 2,268 93,800 Sh Call Shared-defined 1 93,800 PITNEY BOWES INC Cmn 724479100 1,765 72,975 Sh Shared-defined -- 72,975 PITNEY BOWES INC Cmn 724479950 406 16,800 Sh Put Shared-defined 1 16,800 PITNEY BOWES INC Cmn 724479100 72 2,958 Sh Shared-defined 1 2,958 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503955 1,921 30,600 Sh Put Shared-defined 1 30,600 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503905 1,507 24,000 Sh Call Shared-defined 1 24,000 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503105 1,004 15,986 Sh Shared-defined 1 15,986 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 68,326 2,125,898 Sh Shared-defined -- 2,125,898 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 21,695 675,000 Sh Call Shared-defined -- 675,000 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 11,387 354,300 Sh Call Shared-defined 1 354,300 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 7,193 223,800 Sh Put Shared-defined 1 223,800 PLANTRONICS INC CMN STK Cmn 727493108 5,377 144,473 Sh Shared-defined -- 144,473 PLANTRONICS INC CMN STK Cmn 727493908 331 8,900 Sh Call Shared-defined 1 8,900 ---------- COLUMN TOTALS 123,298 ==========
FORM 13F Page 406 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PLANTRONICS INC CMN STK Cmn 727493958 149 4,000 Sh Put Shared-defined 1 4,000 PLANTRONICS INC CMN STK Cmn 727493108 148 3,973 Sh Shared-defined 1 3,973 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 641 14,250 Sh Shared-defined -- 14,250 PLEXUS CORP CMN STK Cmn 729132100 380 12,274 Sh Shared-defined -- 12,274 PLEXUS CORP CMN STK Cmn 729132900 87 2,800 Sh Call Shared-defined 1 2,800 PLEXUS CORP CMN STK Cmn 729132950 65 2,100 Sh Put Shared-defined 1 2,100 PLUG POWER INC CMN STOCK Cmn 72919P903 4 10,400 Sh Call Shared-defined 1 10,400 PLUG POWER INC CMN STOCK Cmn 72919P103 1 2,117 Sh Shared-defined 1 2,117 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251958 7,512 200,600 Sh Put Shared-defined 1 200,600 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251908 4,524 120,800 Sh Call Shared-defined 1 120,800 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251108 3,683 98,348 Sh Shared-defined -- 98,348 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251108 501 13,367 Sh Shared-defined 1 13,367 PLX TECHNOLOGY INC CMN STOCK Cmn 693417107 289 80,071 Sh Shared-defined -- 80,071 PMC - SIERRA INC CMN STK Cmn 69344F106 106,868 12,441,002 Sh Shared-defined -- 12,441,002 ---------- COLUMN TOTALS 124,852 ==========
FORM 13F Page 407 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PMC - SIERRA INC CMN STK Cmn 69344F906 473 55,100 Sh Call Shared-defined 1 55,100 PMC - SIERRA INC CMN STK Cmn 69344F956 198 23,000 Sh Put Shared-defined 1 23,000 PMC - SIERRA INC CMN STK Cmn 69344F106 64 7,499 Sh Shared-defined 1 7,499 PMI GROUP INC CMN STOCK Cmn 69344M101 495 150,110 Sh Shared-defined -- 150,110 PMI GROUP INC CMN STOCK Cmn 69344M101 375 113,534 Sh Shared-defined 1 113,534 PMI GROUP INC CMN STOCK Cmn 69344M901 310 93,900 Sh Call Shared-defined 1 93,900 PMI GROUP INC CMN STOCK Cmn 69344M951 241 73,000 Sh Put Shared-defined 1 73,000 PNC FINANCIAL SERVICES GROUP Cmn 693475905 20,748 341,700 Sh Call Shared-defined 1 341,700 PNC FINANCIAL SERVICES GROUP Cmn 693475955 16,048 264,300 Sh Put Shared-defined 1 264,300 PNC FINANCIAL SERVICES GROUP Cmn 693475105 15,551 256,114 Sh Shared-defined -- 256,114 PNC FINANCIAL SERVICES GROUP Cmn 693475105 385 6,347 Sh Shared-defined 1 6,347 PNC FINANCIAL SERVICES-CW18 Wt 693475121 758 52,500 Shared-defined -- N/A PNC FINANCIAL SERVICES-CW18 Wt 693475121 6 410 Shared-defined 1 N/A PNM RESOURCES INC CMN STK Cmn 69349H107 1,096 84,194 Sh Shared-defined -- 84,194 ---------- COLUMN TOTALS 56,748 ==========
FORM 13F Page 408 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PNM RESOURCES INC CMN STK Cmn 69349H957 237 18,200 Sh Put Shared-defined 1 18,200 PNM RESOURCES INC CMN STK Cmn 69349H907 146 11,200 Sh Call Shared-defined 1 11,200 PNM RESOURCES INC CMN STK Cmn 69349H107 38 2,942 Sh Shared-defined 1 2,942 POLARIS INDS INC CMN STK Cmn 731068102 3,270 41,912 Sh Shared-defined -- 41,912 POLARIS INDS INC CMN STK Cmn 731068902 1,740 22,300 Sh Call Shared-defined 1 22,300 POLARIS INDS INC CMN STK Cmn 731068952 570 7,300 Sh Put Shared-defined 1 7,300 POLARIS INDS INC CMN STK Cmn 731068102 117 1,496 Sh Shared-defined 1 1,496 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 69,334 625,083 Sh Shared-defined -- 625,083 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572953 15,351 138,400 Sh Put Shared-defined 1 138,400 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572903 6,334 57,100 Sh Call Shared-defined 1 57,100 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 27 239 Sh Shared-defined 1 239 POLYCOM INC CMN STOCK Cmn 73172K104 16,047 411,671 Sh Shared-defined -- 411,671 POLYCOM INC CMN STOCK Cmn 73172K904 1,279 32,800 Sh Call Shared-defined 1 32,800 POLYCOM INC CMN STOCK Cmn 73172K954 713 18,300 Sh Put Shared-defined 1 18,300 ---------- COLUMN TOTALS 115,203 ==========
FORM 13F Page 409 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) POLYONE CORP Cmn 73179P106 440 35,229 Sh Shared-defined -- 35,229 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V903 1,193 29,300 Sh Call Shared-defined 1 29,300 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V953 289 7,100 Sh Put Shared-defined 1 7,100 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V103 247 6,064 Sh Shared-defined -- 6,064 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V103 28 691 Sh Shared-defined 1 691 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 36 69,853 Sh Shared-defined 1 69,853 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449901 23 44,000 Sh Call Shared-defined 1 44,000 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449951 4 7,600 Sh Put Shared-defined 1 7,600 POOL CORP CMN STOCK Cmn 73278L105 2,766 122,729 Sh Shared-defined -- 122,729 POOL CORP CMN STOCK Cmn 73278L955 649 28,800 Sh Put Shared-defined 1 28,800 POOL CORP CMN STOCK Cmn 73278L105 327 14,497 Sh Shared-defined 1 14,497 POOL CORP CMN STOCK Cmn 73278L905 43 1,900 Sh Call Shared-defined 1 1,900 POPULAR INC CMN STK Cmn 733174106 4,635 1,475,984 Sh Shared-defined -- 1,475,984 POPULAR INC CMN STK Cmn 733174106 902 287,163 Sh Shared-defined 1 287,163 ---------- COLUMN TOTALS 11,582 ==========
FORM 13F Page 410 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) POPULAR INC CMN STK Cmn 733174956 403 128,400 Sh Put Shared-defined 1 128,400 POPULAR INC CMN STK Cmn 733174906 153 48,700 Sh Call Shared-defined 1 48,700 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q955 1,023 13,600 Sh Put Shared-defined 1 13,600 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 878 11,678 Sh Shared-defined 1 11,678 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q905 496 6,600 Sh Call Shared-defined 1 6,600 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 104 1,382 Sh Shared-defined -- 1,382 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 2,510 115,687 Sh Shared-defined -- 115,687 PORTLAND GENERAL ELECTRIC CO Cmn 736508957 171 7,900 Sh Put Shared-defined 1 7,900 PORTLAND GENERAL ELECTRIC CO Cmn 736508907 130 6,000 Sh Call Shared-defined 1 6,000 POSCO ADR 1:.25 Depository Receipt 693483109 3,348 31,088 Sh Shared-defined -- N/A POSCO ADR 1:.25 Depository Receipt 693483109 2,018 18,738 Sh Shared-defined 1 N/A POST PROPERTIES INC CMN STK Cmn 737464107 5,427 149,507 Sh Shared-defined -- 149,507 POST PROPERTIES INC CMN STK Cmn 737464907 211 5,800 Sh Call Shared-defined 1 5,800 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 110,177 711,600 Sh Call Shared-defined 1 711,600 ---------- COLUMN TOTALS 127,049 ==========
FORM 13F Page 411 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 91,210 589,100 Sh Put Shared-defined 1 589,100 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 5,209 33,644 Sh Shared-defined -- 33,644 POTLATCH CORP Cmn 737630103 3,575 109,828 Sh Shared-defined -- 109,828 POTLATCH CORP Cmn 737630903 745 22,900 Sh Call Shared-defined 1 22,900 POTLATCH CORP Cmn 737630953 225 6,900 Sh Put Shared-defined 1 6,900 POTLATCH CORP Cmn 737630103 26 811 Sh Shared-defined 1 811 POWELL INDUSTRIES INC CMN STK Cmn 739128106 491 14,937 Sh Shared-defined -- 14,937 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 1,309 32,601 Sh Shared-defined -- 32,601 POWER INTEGRATIONS INC CMN STOCK Cmn 739276903 755 18,800 Sh Call Shared-defined 1 18,800 POWER INTEGRATIONS INC CMN STOCK Cmn 739276953 522 13,000 Sh Put Shared-defined 1 13,000 POWER-ONE INC CMN STOCK Cmn 73930R902 1,972 193,300 Sh Call Shared-defined 1 193,300 POWER-ONE INC CMN STOCK Cmn 73930R952 1,177 115,400 Sh Put Shared-defined 1 115,400 POWER-ONE INC CMN STOCK Cmn 73930R102 659 64,645 Sh Shared-defined -- 64,645 POWER-ONE INC CMN STOCK Cmn 73930R102 372 36,507 Sh Shared-defined 1 36,507 ---------- COLUMN TOTALS 108,247 ==========
FORM 13F Page 412 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 94 36,869 Sh Shared-defined -- 36,869 POZEN INC Cmn 73941U902 70 10,600 Sh Call Shared-defined 1 10,600 PPG INDS INC Cmn 693506907 10,702 127,300 Sh Call Shared-defined 1 127,300 PPG INDS INC Cmn 693506957 2,203 26,200 Sh Put Shared-defined 1 26,200 PPG INDS INC Cmn 693506107 1,696 20,176 Sh Shared-defined -- 20,176 PPG INDS INC Cmn 693506107 146 1,732 Sh Shared-defined 1 1,732 PPL CORP 9.5% MAND 07/01/2013-REGISTERED Bond 69351T601 254 4,624 Prn Shared-defined 1 N/A PPL CORPORATION CMN STK Cmn 69351T906 2,253 85,600 Sh Call Shared-defined 1 85,600 PPL CORPORATION CMN STK Cmn 69351T106 1,413 53,677 Sh Shared-defined -- 53,677 PPL CORPORATION CMN STK Cmn 69351T956 742 28,200 Sh Put Shared-defined 1 28,200 PPL CORPORATION CMN STK Cmn 69351T106 278 10,579 Sh Shared-defined 1 10,579 PRAXAIR INC Cmn 74005P904 4,373 45,800 Sh Call Shared-defined 1 45,800 PRAXAIR INC Cmn 74005P954 2,263 23,700 Sh Put Shared-defined 1 23,700 PRAXAIR INC Cmn 74005P104 1,416 14,835 Sh Shared-defined -- 14,835 ---------- COLUMN TOTALS 27,903 ==========
FORM 13F Page 413 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PRAXAIR INC Cmn 74005P104 463 4,849 Sh Shared-defined 1 4,849 PRECISION CASTPARTS CORP CMN STK Cmn 740189955 9,411 67,600 Sh Put Shared-defined 1 67,600 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 7,141 51,300 Sh Call Shared-defined 1 51,300 PRECISION CASTPARTS CORP CMN STK Cmn 740189105 669 4,809 Sh Shared-defined -- 4,809 PRECISION CASTPARTS CORP CMN STK Cmn 740189105 660 4,741 Sh Shared-defined 1 4,741 PRECISION DRILLING TRUST Cmn 74022D308 193 19,915 Sh Shared-defined 1 19,915 PRECISION DRILLING TRUST Cmn 74022D958 121 12,500 Sh Put Shared-defined 1 12,500 PRECISION DRILLING TRUST Cmn 74022D908 96 9,900 Sh Call Shared-defined 1 9,900 PRECISION DRILLING TRUST Cmn 74022D308 15 1,530 Sh Shared-defined -- 1,530 PREMIERE GLOBAL SERVICES INC CMN STOCK Cmn 740585104 169 24,890 Sh Shared-defined -- 24,890 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065957 934 15,500 Sh Put Shared-defined 1 15,500 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065907 669 11,100 Sh Call Shared-defined 1 11,100 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 69 1,141 Sh Shared-defined 1 1,141 PRESIDENTIAL LIFE CORP CMN STK Cmn 740884101 139 14,028 Sh Shared-defined -- 14,028 ---------- COLUMN TOTALS 20,749 ==========
FORM 13F Page 414 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PRESTIGE BRANDS HOLDINGS INC COMMON STOCK Cmn 74112D101 115 9,601 Sh Shared-defined -- 9,601 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T108 21,097 326,882 Sh Shared-defined -- 326,882 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 3,995 61,900 Sh Call Shared-defined 1 61,900 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 3,001 46,500 Sh Put Shared-defined 1 46,500 PRICELINE.COM INC. CMN Cmn 741503953 126,737 317,200 Sh Put Shared-defined 1 317,200 PRICELINE.COM INC. CMN Cmn 741503903 108,957 272,700 Sh Call Shared-defined 1 272,700 PRICELINE.COM INC. CMN Cmn 741503403 27,349 68,450 Sh Shared-defined 1 68,450 PRICELINE.COM INC. CMN Cmn 741503403 12,057 30,177 Sh Shared-defined -- 30,177 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q952 4,818 146,000 Sh Put Shared-defined 1 146,000 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 4,488 135,987 Sh Shared-defined 1 135,987 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q902 3,363 101,900 Sh Call Shared-defined 1 101,900 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 1,047 31,713 Sh Shared-defined -- 31,713 PRIMERICA INC Cmn 74164M108 908 37,433 Sh Shared-defined -- 37,433 PRIMERICA INC Cmn 74164M958 155 6,400 Sh Put Shared-defined 1 6,400 ---------- COLUMN TOTALS 318,087 ==========
FORM 13F Page 415 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PRIMERICA INC Cmn 74164M908 133 5,500 Sh Call Shared-defined 1 5,500 PRIMO WATER CORP Cmn 74165N105 1,640 115,385 Sh Shared-defined -- 115,385 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 2,019 62,000 Sh Call Shared-defined 1 62,000 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 1,117 34,300 Sh Put Shared-defined 1 34,300 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 149 4,570 Sh Shared-defined 1 4,570 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 1,257 87,391 Sh Shared-defined -- 87,391 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962953 498 34,600 Sh Put Shared-defined 1 34,600 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 274 19,058 Sh Shared-defined 1 19,058 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962903 132 9,200 Sh Call Shared-defined 1 9,200 PROASSURANCE CORP CMN STK Cmn 74267C106 1,943 32,066 Sh Shared-defined -- 32,066 PROCTER & GAMBLE CO Cmn 742718959 28,530 443,500 Sh Put Shared-defined 1 443,500 PROCTER & GAMBLE CO Cmn 742718909 28,138 437,400 Sh Call Shared-defined 1 437,400 PROCTER & GAMBLE CO Cmn 742718109 11,356 176,526 Sh Shared-defined -- 176,526 PROCTER & GAMBLE CO Cmn 742718109 7,459 115,944 Sh Shared-defined 1 115,944 ---------- COLUMN TOTALS 84,645 ==========
FORM 13F Page 416 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 63 11,589 Sh Shared-defined -- 11,589 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187956 48 8,800 Sh Put Shared-defined 1 8,800 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187906 26 4,700 Sh Call Shared-defined 1 4,700 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 21 3,867 Sh Shared-defined 1 3,867 PROGRESS ENERGY INC Cmn 743263955 2,078 47,800 Sh Put Shared-defined 1 47,800 PROGRESS ENERGY INC Cmn 743263105 2,029 46,659 Sh Shared-defined -- 46,659 PROGRESS ENERGY INC Cmn 743263905 1,670 38,400 Sh Call Shared-defined 1 38,400 PROGRESS ENERGY INC Cmn 743263105 349 8,025 Sh Shared-defined 1 8,025 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 543 12,836 Sh Shared-defined -- 12,836 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 80,532 4,052,919 Sh Shared-defined -- 4,052,919 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 1,826 91,900 Sh Call Shared-defined 1 91,900 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 856 43,100 Sh Put Shared-defined 1 43,100 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 46 2,298 Sh Shared-defined 1 2,298 PROLOGIS CMN STOCK Cmn 743410102 2,568 177,827 Sh Shared-defined -- 177,827 ---------- COLUMN TOTALS 92,655 ==========
FORM 13F Page 417 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PROLOGIS CMN STOCK Cmn 743410902 1,843 127,600 Sh Call Shared-defined 1 127,600 PROLOGIS CMN STOCK Cmn 743410952 513 35,500 Sh Put Shared-defined 1 35,500 PROLOGIS CMN STOCK Cmn 743410102 172 11,921 Sh Shared-defined 1 11,921 PROS HOLDINGS INC Cmn 74346Y103 479 42,090 Sh Shared-defined -- 42,090 PROS HOLDINGS INC Cmn 74346Y103 5 399 Sh Shared-defined 1 399 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 1,484 137,398 Sh Shared-defined -- 137,398 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T952 264 24,400 Sh Put Shared-defined 1 24,400 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 219 20,236 Sh Shared-defined 1 20,236 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 28,563 727,163 Sh Shared-defined -- 727,163 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 133 13,376 Sh Shared-defined 1 13,376 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 115 11,511 Sh Shared-defined -- 11,511 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A951 84 8,400 Sh Put Shared-defined 1 8,400 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A901 76 7,600 Sh Call Shared-defined 1 7,600 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 719 27,008 Sh Shared-defined -- 27,008 ---------- COLUMN TOTALS 34,669 ==========
FORM 13F Page 418 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PROTECTIVE LIFE CORP CMN STK Cmn 743674953 594 22,300 Sh Put Shared-defined 1 22,300 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 298 11,200 Sh Call Shared-defined 1 11,200 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 141 5,311 Sh Shared-defined 1 5,311 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K904 113 14,200 Sh Call Shared-defined 1 14,200 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K954 83 10,500 Sh Put Shared-defined 1 10,500 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 75 9,422 Sh Shared-defined 1 9,422 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 2 300 Sh Shared-defined -- 300 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 431 28,455 Sh Shared-defined -- 28,455 PRUDENTIAL FINANCIAL INC Cmn 744320102 144,584 2,462,675 Sh Shared-defined -- 2,462,675 PRUDENTIAL FINANCIAL INC Cmn 744320952 17,590 299,600 Sh Put Shared-defined 1 299,600 PRUDENTIAL FINANCIAL INC Cmn 744320102 9,467 161,246 Sh Shared-defined 1 161,246 PRUDENTIAL FINANCIAL INC Cmn 744320902 7,797 132,800 Sh Call Shared-defined 1 132,800 PS BUSINESS PARKS INC-CLASS A CMN STK Cmn 69360J107 883 15,854 Sh Shared-defined -- 15,854 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 2,956 130,799 Sh Shared-defined -- 130,799 ---------- COLUMN TOTALS 185,014 ==========
FORM 13F Page 419 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 194 8,600 Sh Call Shared-defined 1 8,600 PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 50 2,200 Sh Put Shared-defined 1 2,200 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 7,505 74,000 Sh Call Shared-defined 1 74,000 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 2,069 20,400 Sh Put Shared-defined 1 20,400 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 282 2,782 Sh Shared-defined -- 2,782 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 222 2,186 Sh Shared-defined 1 2,186 PUBLIC SVC ENTERPRISES Cmn 744573106 1,664 52,311 Sh Shared-defined 1 52,311 PUBLIC SVC ENTERPRISES Cmn 744573956 569 17,900 Sh Put Shared-defined 1 17,900 PUBLIC SVC ENTERPRISES Cmn 744573906 207 6,500 Sh Call Shared-defined 1 6,500 PUDA COAL INC COMMON STOCK Cmn 744674950 2,053 144,100 Sh Put Shared-defined 1 144,100 PUDA COAL INC COMMON STOCK Cmn 744674300 1,499 105,169 Sh Shared-defined 1 105,169 PUDA COAL INC COMMON STOCK Cmn 744674900 597 41,900 Sh Call Shared-defined 1 41,900 PULSE ELECTRONICS CORP Cmn 74586W906 98 18,400 Sh Call Shared-defined 1 18,400 PULSE ELECTRONICS CORP Cmn 74586W956 91 17,100 Sh Put Shared-defined 1 17,100 ---------- COLUMN TOTALS 17,100 ==========
FORM 13F Page 420 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) PULTE GROUP INC Cmn 745867101 2,714 360,903 Sh Shared-defined 1 360,903 PULTE GROUP INC Cmn 745867951 2,201 292,700 Sh Put Shared-defined 1 292,700 PULTE GROUP INC Cmn 745867101 1,783 237,146 Sh Shared-defined -- 237,146 PULTE GROUP INC Cmn 745867901 179 23,800 Sh Call Shared-defined 1 23,800 QEP RESOURCES INC Cmn 74733V100 20,788 572,516 Sh Shared-defined -- 572,516 QEP RESOURCES INC Cmn 74733V950 138 3,800 Sh Put Shared-defined 1 3,800 QEP RESOURCES INC Cmn 74733V100 56 1,535 Sh Shared-defined 1 1,535 QEP RESOURCES INC Cmn 74733V900 44 1,200 Sh Call Shared-defined 1 1,200 QIAGEN NV CMN STOCK Cmn N72482107 462 23,622 Sh Shared-defined -- 23,622 QIAGEN NV CMN STOCK Cmn N72482957 51 2,600 Sh Put Shared-defined 1 2,600 QIAGEN NV CMN STOCK Cmn N72482907 20 1,000 Sh Call Shared-defined 1 1,000 QIAO XING UNIVERSAL RESOURCES Cmn G7303A109 264 93,389 Sh Shared-defined 1 93,389 QIAO XING UNIVERSAL RESOURCES Cmn G7303A909 60 21,100 Sh Call Shared-defined 1 21,100 QIAO XING UNIVERSAL RESOURCES Cmn G7303A959 56 19,900 Sh Put Shared-defined 1 19,900 ---------- COLUMN TOTALS 28,816 ==========
FORM 13F Page 421 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) QIAO XING UNIVERSAL RESOURCES Cmn G7303A109 -- 81 Sh Shared-defined -- 81 QLIK TECHNOLOGIES INC Cmn 74733T905 506 19,600 Sh Call Shared-defined 1 19,600 QLIK TECHNOLOGIES INC Cmn 74733T955 163 6,300 Sh Put Shared-defined 1 6,300 QLIK TECHNOLOGIES INC Cmn 74733T105 5 201 Sh Shared-defined 1 201 QLIK TECHNOLOGIES INC Cmn 74733T105 3 123 Sh Shared-defined -- 123 QLOGIC CORP CMN STOCK Cmn 747277101 6,465 379,849 Sh Shared-defined -- 379,849 QLOGIC CORP CMN STOCK Cmn 747277951 206 12,100 Sh Put Shared-defined 1 12,100 QLOGIC CORP CMN STOCK Cmn 747277901 203 11,900 Sh Call Shared-defined 1 11,900 QLT INC CMN STOCK Cmn 746927102 145 19,723 Sh Shared-defined -- 19,723 QLT INC CMN STOCK Cmn 746927102 20 2,729 Sh Shared-defined 1 2,729 QUALCOMM INC CMN STK Cmn 747525103 98,190 1,984,032 Sh Shared-defined -- 1,984,032 QUALCOMM INC CMN STK Cmn 747525953 54,320 1,097,600 Sh Put Shared-defined 1 1,097,600 QUALCOMM INC CMN STK Cmn 747525903 45,466 918,700 Sh Call Shared-defined 1 918,700 QUALCOMM INC CMN STK Cmn 747525103 3,265 65,979 Sh Shared-defined 1 65,979 ---------- COLUMN TOTALS 208,957 ==========
FORM 13F Page 422 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) Quality Distribution Inc COMMON STOCK Cmn 74756M102 98 10,828 Sh Shared-defined -- 10,828 QUALITY SYSTEMS INC CMN STK Cmn 747582104 4,072 58,315 Sh Shared-defined -- 58,315 QUALITY SYSTEMS INC CMN STK Cmn 747582954 1,920 27,500 Sh Put Shared-defined 1 27,500 QUALITY SYSTEMS INC CMN STK Cmn 747582904 559 8,000 Sh Call Shared-defined 1 8,000 QUALITY SYSTEMS INC CMN STK Cmn 747582104 445 6,377 Sh Shared-defined 1 6,377 QUANEX BUILDING PRODUCTS Cmn 747619104 530 27,929 Sh Shared-defined -- 27,929 QUANTA SERVICE INC COM STK Cmn 74762E902 1,321 66,300 Sh Call Shared-defined 1 66,300 QUANTA SERVICE INC COM STK Cmn 74762E952 1,098 55,100 Sh Put Shared-defined 1 55,100 QUANTA SERVICE INC COM STK Cmn 74762E102 333 16,734 Sh Shared-defined 1 16,734 QUANTA SERVICE INC COM STK Cmn 74762E102 313 15,737 Sh Shared-defined -- 15,737 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 17,984 333,214 Sh Shared-defined -- 333,214 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 5,014 92,900 Sh Put Shared-defined 1 92,900 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 3,729 69,092 Sh Shared-defined 1 69,092 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 1,150 21,300 Sh Call Shared-defined 1 21,300 ---------- COLUMN TOTALS 38,566 ==========
FORM 13F Page 423 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 1,021 36,793 Sh Shared-defined -- 36,793 QUEST SOFTWARE INC CMN STOCK Cmn 74834T903 155 5,600 Sh Call Shared-defined 1 5,600 QUEST SOFTWARE INC CMN STOCK Cmn 74834T953 61 2,200 Sh Put Shared-defined 1 2,200 QUESTAR CORP CMN STK Cmn 748356102 3,699 212,446 Sh Shared-defined -- 212,446 QUESTAR CORP CMN STK Cmn 748356902 341 19,600 Sh Call Shared-defined 1 19,600 QUESTAR CORP CMN STK Cmn 748356952 284 16,300 Sh Put Shared-defined 1 16,300 QUESTAR CORP CMN STK Cmn 748356102 57 3,280 Sh Shared-defined 1 3,280 QUESTCOR PHARMACEUTICALS CORP Cmn 74835Y901 1,687 114,500 Sh Call Shared-defined 1 114,500 QUESTCOR PHARMACEUTICALS CORP Cmn 74835Y951 1,304 88,500 Sh Put Shared-defined 1 88,500 QUICKLOGIC CORP CMN STOCK Cmn 74837P108 74 11,690 Sh Shared-defined 1 11,690 QUICKLOGIC CORP CMN STOCK Cmn 74837P908 64 10,100 Sh Call Shared-defined 1 10,100 QUICKLOGIC CORP CMN STOCK Cmn 74837P958 37 5,800 Sh Put Shared-defined 1 5,800 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 1,197 81,200 Sh Call Shared-defined 1 81,200 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 808 54,836 Sh Shared-defined -- 54,836 ---------- COLUMN TOTALS 10,789 ==========
FORM 13F Page 424 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) QUICKSILVER RES INC CMN STOCK Cmn 74837R954 519 35,200 Sh Put Shared-defined 1 35,200 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 190 12,902 Sh Shared-defined 1 12,902 QUIDEL CORP CMN STK Cmn 74838J901 129 8,900 Sh Call Shared-defined 1 8,900 QUIDEL CORP CMN STK Cmn 74838J951 91 6,300 Sh Put Shared-defined 1 6,300 QUIDEL CORP CMN STK Cmn 74838J101 12 857 Sh Shared-defined 1 857 QUIKSILVER INC CMN STK Cmn 74838C106 374 73,800 Sh Shared-defined -- 73,800 QUIKSILVER INC CMN STK Cmn 74838C906 134 26,500 Sh Call Shared-defined 1 26,500 QUIKSILVER INC CMN STK Cmn 74838C106 66 13,063 Sh Shared-defined 1 13,063 QUIKSILVER INC CMN STK Cmn 74838C956 41 8,100 Sh Put Shared-defined 1 8,100 QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 2,135 280,611 Sh Shared-defined 1 280,611 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 1,574 206,800 Sh Put Shared-defined 1 206,800 QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 98 12,900 Sh Call Shared-defined 1 12,900 RACKSPACE HOSTING INC Cmn 750086100 9,790 311,683 Sh Shared-defined -- 311,683 RACKSPACE HOSTING INC Cmn 750086950 2,079 66,200 Sh Put Shared-defined 1 66,200 ---------- COLUMN TOTALS 17,232 ==========
FORM 13F Page 425 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RACKSPACE HOSTING INC Cmn 750086900 1,379 43,900 Sh Call Shared-defined 1 43,900 RACKSPACE HOSTING INC Cmn 750086100 424 13,511 Sh Shared-defined 1 13,511 RADIAN GROUP INC CMN STK Cmn 750236101 987 122,323 Sh Shared-defined -- 122,323 RADIAN GROUP INC CMN STK Cmn 750236951 847 104,900 Sh Put Shared-defined 1 104,900 RADIAN GROUP INC CMN STK Cmn 750236101 695 86,102 Sh Shared-defined 1 86,102 RADIAN GROUP INC CMN STK Cmn 750236901 540 66,900 Sh Call Shared-defined 1 66,900 RADIENT PHARMACEUTICALS CORP Cmn 750341109 59 58,860 Sh Shared-defined 1 58,860 RADIOSHACK CORP Cmn 750438103 20,511 1,109,290 Sh Shared-defined -- 1,109,290 RADIOSHACK CORP Cmn 750438953 1,880 101,700 Sh Put Shared-defined 1 101,700 RADIOSHACK CORP Cmn 750438903 1,444 78,100 Sh Call Shared-defined 1 78,100 RADIOSHACK CORP Cmn 750438103 1,108 59,924 Sh Shared-defined 1 59,924 RADISYS CORP CMN STOCK Cmn 750459109 379 42,532 Sh Shared-defined -- 42,532 RADWARE LTD CMN STOCK Cmn M81873907 4,201 112,000 Sh Call Shared-defined 1 112,000 RADWARE LTD CMN STOCK Cmn M81873957 2,768 73,800 Sh Put Shared-defined 1 73,800 ---------- COLUMN TOTALS 37,222 ==========
FORM 13F Page 426 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RADWARE LTD CMN STOCK Cmn M81873107 1,408 37,530 Sh Shared-defined 1 37,530 RADWARE LTD CMN STOCK Cmn M81873107 26 700 Sh Shared-defined -- 700 RAILAMERICA INC Cmn 750753402 343 26,484 Sh Shared-defined -- 26,484 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 196 89,666 Sh Shared-defined 1 89,666 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227954 172 78,700 Sh Put Shared-defined 1 78,700 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227904 5 2,200 Sh Call Shared-defined 1 2,200 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 1 249 Sh Shared-defined -- 249 RALCORP HOLDINGS INC CMN STK Cmn 751028101 661 10,174 Sh Shared-defined -- 10,174 RALCORP HOLDINGS INC CMN STK Cmn 751028901 618 9,500 Sh Call Shared-defined 1 9,500 RALCORP HOLDINGS INC CMN STK Cmn 751028951 494 7,600 Sh Put Shared-defined 1 7,600 RALCORP HOLDINGS INC CMN STK Cmn 751028101 168 2,591 Sh Shared-defined 1 2,591 RAMBUS 5% CB 06/30/2014- REGISTERED Bond 750917AC0 24,532 18,750,000 Prn Shared-defined -- N/A RAMBUS INC DEL CMN STOCK Cmn 750917956 5,489 268,000 Sh Put Shared-defined 1 268,000 RAMBUS INC DEL CMN STOCK Cmn 750917906 5,147 251,300 Sh Call Shared-defined 1 251,300 ---------- COLUMN TOTALS 39,260 ==========
FORM 13F Page 427 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RAMBUS INC DEL CMN STOCK Cmn 750917106 3,266 159,486 Sh Shared-defined 1 159,486 RAMBUS INC DEL CMN STOCK Cmn 750917106 25 1,240 Sh Shared-defined -- 1,240 Randgold Resources Limited Depository Receipt 752344309 7,245 88,003 Sh Shared-defined 1 N/A Randgold Resources Limited Depository Receipt 752344309 1,306 15,866 Sh Shared-defined -- N/A RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 13,771 306,154 Sh Shared-defined -- 306,154 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 6,864 152,600 Sh Call Shared-defined 1 152,600 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 5,838 129,800 Sh Put Shared-defined 1 129,800 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 1,548 34,411 Sh Shared-defined 1 34,411 RARE ELEMENT RESOURCES LTD COMMON STOCK Cmn 75381M902 5,904 367,600 Sh Call Shared-defined 1 367,600 RARE ELEMENT RESOURCES LTD COMMON STOCK Cmn 75381M952 4,982 310,200 Sh Put Shared-defined 1 310,200 RARE ELEMENT RESOURCES LTD COMMON STOCK Cmn 75381M102 2 100 Sh Shared-defined 1 100 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 31,556 965,003 Sh Shared-defined -- 965,003 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730909 383 11,700 Sh Call Shared-defined 1 11,700 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730959 92 2,800 Sh Put Shared-defined 1 2,800 ---------- COLUMN TOTALS 82,782 ==========
FORM 13F Page 428 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RAYONIER INC Cmn 754907903 1,145 21,800 Sh Call Shared-defined 1 21,800 RAYONIER INC Cmn 754907103 679 12,930 Sh Shared-defined -- 12,930 RAYONIER INC Cmn 754907953 404 7,700 Sh Put Shared-defined 1 7,700 RAYONIER INC Cmn 754907103 283 5,384 Sh Shared-defined 1 5,384 RAYTHEON COMPANY Cmn 755111957 10,561 227,900 Sh Put Shared-defined 1 227,900 RAYTHEON COMPANY Cmn 755111907 7,382 159,300 Sh Call Shared-defined 1 159,300 RAYTHEON COMPANY Cmn 755111507 1,137 24,543 Sh Shared-defined 1 24,543 RAYTHEON COMPANY Cmn 755111507 483 10,429 Sh Shared-defined -- 10,429 REALD INC Cmn 75604L905 757 29,200 Sh Call Shared-defined 1 29,200 REALD INC Cmn 75604L955 591 22,800 Sh Put Shared-defined 1 22,800 REALD INC Cmn 75604L105 34 1,329 Sh Shared-defined -- 1,329 REALD INC Cmn 75604L105 3 115 Sh Shared-defined 1 115 REALNETWORKS INC CMN STOCK Cmn 75605L104 55 13,000 Sh Shared-defined -- 13,000 REALNETWORKS INC CMN STOCK Cmn 75605L104 43 10,202 Sh Shared-defined 1 10,202 ---------- COLUMN TOTALS 23,557 ==========
FORM 13F Page 429 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) REALNETWORKS INC CMN STOCK Cmn 75605L954 6 1,400 Sh Put Shared-defined 1 1,400 REALPAGE INC Cmn 75606N109 932 30,138 Sh Shared-defined -- 30,138 REALTY INCOME CORP CMN STOCK Cmn 756109104 1,665 48,694 Sh Shared-defined -- 48,694 REALTY INCOME CORP CMN STOCK Cmn 756109904 824 24,100 Sh Call Shared-defined 1 24,100 REALTY INCOME CORP CMN STOCK Cmn 756109954 759 22,200 Sh Put Shared-defined 1 22,200 REALTY INCOME CORP CMN STOCK Cmn 756109104 581 16,998 Sh Shared-defined 1 16,998 RED HAT INC CMN STOCK Cmn 756577952 4,875 106,800 Sh Put Shared-defined 1 106,800 RED HAT INC CMN STOCK Cmn 756577902 3,606 79,000 Sh Call Shared-defined 1 79,000 RED HAT INC CMN STOCK Cmn 756577102 340 7,453 Sh Shared-defined 1 7,453 RED HAT INC CMN STOCK Cmn 756577102 23 500 Sh Shared-defined -- 500 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 303 14,132 Sh Shared-defined 1 14,132 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 258 12,000 Sh Put Shared-defined 1 12,000 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 75 3,500 Sh Call Shared-defined 1 3,500 REDWOOD TR INC CMN STOCK Cmn 758075402 2,918 195,441 Sh Shared-defined -- 195,441 ---------- COLUMN TOTALS 17,165 ==========
FORM 13F Page 430 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) REDWOOD TR INC CMN STOCK Cmn 758075952 385 25,800 Sh Put Shared-defined 1 25,800 REDWOOD TR INC CMN STOCK Cmn 758075902 288 19,300 Sh Call Shared-defined 1 19,300 REDWOOD TR INC CMN STOCK Cmn 758075402 54 3,625 Sh Shared-defined 1 3,625 REGAL BELOIT CMN STK Cmn 758750103 1,226 18,360 Sh Shared-defined -- 18,360 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 5,967 508,222 Sh Shared-defined -- 508,222 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766959 714 60,800 Sh Put Shared-defined 1 60,800 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766909 108 9,200 Sh Call Shared-defined 1 9,200 REGENCY CENTERS CORP CMN STK Cmn 758849953 393 9,300 Sh Put Shared-defined 1 9,300 REGENCY CENTERS CORP CMN STK Cmn 758849103 334 7,917 Sh Shared-defined -- 7,917 REGENCY CENTERS CORP CMN STK Cmn 758849903 232 5,500 Sh Call Shared-defined 1 5,500 REGENCY CENTERS CORP CMN STK Cmn 758849103 191 4,520 Sh Shared-defined 1 4,520 REGENERON PHARMACEUT CMN STK Cmn 75886F907 1,855 56,500 Sh Call Shared-defined 1 56,500 REGENERON PHARMACEUT CMN STK Cmn 75886F957 893 27,200 Sh Put Shared-defined 1 27,200 REGENERON PHARMACEUT CMN STK Cmn 75886F107 54 1,658 Sh Shared-defined -- 1,658 ---------- COLUMN TOTALS 12,694 ==========
FORM 13F Page 431 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 3,594 513,464 Sh Shared-defined -- 513,464 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 3,097 442,400 Sh Call Shared-defined 1 442,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 1,824 260,600 Sh Put Shared-defined 1 260,600 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 1,082 154,512 Sh Shared-defined 1 154,512 REGIS CORP/MN CMN STK Cmn 758932107 444 26,775 Sh Shared-defined -- 26,775 REGIS CORP/MN CMN STK Cmn 758932107 334 20,144 Sh Shared-defined 1 20,144 REGIS CORP/MN CMN STK Cmn 758932907 300 18,100 Sh Call Shared-defined 1 18,100 REGIS CORP/MN CMN STK Cmn 758932957 276 16,600 Sh Put Shared-defined 1 16,600 REHABCARE CORP CMN STK Cmn 759148909 303 12,800 Sh Call Shared-defined 1 12,800 REHABCARE CORP CMN STK Cmn 759148959 161 6,800 Sh Put Shared-defined 1 6,800 REHABCARE CORP CMN STK Cmn 759148109 7 302 Sh Shared-defined 1 302 REHABCARE CORP CMN STK Cmn 759148109 1 46 Sh Shared-defined -- 46 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 11,658 217,056 Sh Shared-defined -- 217,056 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 306 5,700 Sh Put Shared-defined 1 5,700 ---------- COLUMN TOTALS 23,387 ==========
FORM 13F Page 432 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) REINSURANCE GROUP AMER INC CMN STK Cmn 759351904 263 4,900 Sh Call Shared-defined 1 4,900 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 2,453 48,000 Sh Put Shared-defined 1 48,000 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 1,281 25,065 Sh Shared-defined -- 25,065 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 853 16,700 Sh Call Shared-defined 1 16,700 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 470 9,188 Sh Shared-defined 1 9,188 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 46,124 724,191 Sh Shared-defined -- 724,191 RENAISSANCERE HOLDINGS LTD Cmn G7496G953 2,484 39,000 Sh Put Shared-defined 1 39,000 RENAISSANCERE HOLDINGS LTD Cmn G7496G903 1,337 21,000 Sh Call Shared-defined 1 21,000 RENESOLA LTD-ADR Depository Receipt 75971T103 588 67,225 Sh Shared-defined 1 N/A RENT-A-CENTER INC CMN STOCK Cmn 76009N100 109 3,377 Sh Shared-defined 1 3,377 RENT-A-CENTER INC CMN STOCK Cmn 76009N950 81 2,500 Sh Put Shared-defined 1 2,500 RENT-A-CENTER INC CMN STOCK Cmn 76009N900 74 2,300 Sh Call Shared-defined 1 2,300 RENT-A-CENTER INC CMN STOCK Cmn 76009N100 18 543 Sh Shared-defined -- 543 RENTECH INC CMN STK Cmn 760112102 128 105,000 Sh Shared-defined -- 105,000 ---------- COLUMN TOTALS 56,263 ==========
FORM 13F Page 433 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RENTRAK CORP CMN STK Cmn 760174102 340 11,274 Sh Shared-defined -- 11,274 REPROS THERAPEUTICS CMN STK Cmn 76028H909 60 19,600 Sh Call Shared-defined 1 19,600 REPROS THERAPEUTICS CMN STK Cmn 76028H959 52 17,100 Sh Put Shared-defined 1 17,100 REPROS THERAPEUTICS CMN STK Cmn 76028H209 28 9,195 Sh Shared-defined 1 9,195 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 401 54,757 Sh Shared-defined -- 54,757 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276905 56 7,700 Sh Call Shared-defined 1 7,700 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276955 23 3,100 Sh Put Shared-defined 1 3,100 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 10 1,362 Sh Shared-defined 1 1,362 REPUBLIC BANCORP INC-CL A Cmn 760281204 194 8,170 Sh Shared-defined -- 8,170 REPUBLIC BANCORP INC-CL A Cmn 760281204 12 486 Sh Shared-defined 1 486 REPUBLIC SERVICES CMN STOCK Cmn 760759950 1,386 46,400 Sh Put Shared-defined 1 46,400 REPUBLIC SERVICES CMN STOCK Cmn 760759100 1,216 40,711 Sh Shared-defined 1 40,711 REPUBLIC SERVICES CMN STOCK Cmn 760759100 200 6,709 Sh Shared-defined -- 6,709 REPUBLIC SERVICES CMN STOCK Cmn 760759900 122 4,100 Sh Call Shared-defined 1 4,100 ---------- COLUMN TOTALS 4,100 ==========
FORM 13F Page 434 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RESEARCH FRONTIERS INC CMN STK Cmn 760911907 40 7,500 Sh Call Shared-defined 1 7,500 RESEARCH FRONTIERS INC CMN STK Cmn 760911957 36 6,800 Sh Put Shared-defined 1 6,800 RESEARCH FRONTIERS INC CMN STK Cmn 760911107 33 6,173 Sh Shared-defined 1 6,173 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 65,983 1,135,100 Sh Put Shared-defined 1 1,135,100 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 62,618 1,077,200 Sh Call Shared-defined 1 1,077,200 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 41,119 707,360 Sh Shared-defined 1 707,360 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 2,576 44,317 Sh Shared-defined -- 44,317 RESMED INC CMN STOCK Cmn 761152957 575 16,600 Sh Put Shared-defined 1 16,600 RESMED INC CMN STOCK Cmn 761152907 430 12,400 Sh Call Shared-defined 1 12,400 RESMED INC CMN STOCK Cmn 761152107 106 3,069 Sh Shared-defined 1 3,069 RESMED INC CMN STOCK Cmn 761152107 80 2,300 Sh Shared-defined -- 2,300 RESOLUTE ENERGY CORP Cmn 76116A108 671 45,427 Sh Shared-defined -- 45,427 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 4,608 247,887 Sh Shared-defined -- 247,887 REVLON INC. - CL A CMN STOCK Cmn 761525609 374 38,021 Sh Shared-defined -- 38,021 ---------- COLUMN TOTALS 179,249 ==========
FORM 13F Page 435 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) REVLON INC. - CL A CMN STOCK Cmn 761525959 63 6,400 Sh Put Shared-defined 1 6,400 REVLON INC. - CL A CMN STOCK Cmn 761525609 60 6,138 Sh Shared-defined 1 6,138 REVLON INC. - CL A CMN STOCK Cmn 761525909 42 4,300 Sh Call Shared-defined 1 4,300 REX ENERGY CORP Cmn 761565900 94 6,900 Sh Call Shared-defined 1 6,900 REX ENERGY CORP Cmn 761565950 56 4,100 Sh Put Shared-defined 1 4,100 REX ENERGY CORP Cmn 761565100 12 873 Sh Shared-defined 1 873 REX ENERGY CORP Cmn 761565100 3 205 Sh Shared-defined -- 205 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 1,713 52,500 Sh Put Shared-defined 1 52,500 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 949 29,100 Sh Call Shared-defined 1 29,100 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 5 167 Sh Shared-defined -- 167 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 911 124,000 Sh Put Shared-defined 1 124,000 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 655 89,111 Sh Shared-defined 1 89,111 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 152 20,687 Sh Shared-defined -- 20,687 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 131 17,800 Sh Call Shared-defined 1 17,800 ---------- COLUMN TOTALS 4,846 ==========
FORM 13F Page 436 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RGA 5.7500% 03/18/2051 PIERS Pref Stk 759351307 7 100 Sh Shared-defined 1 N/A RICKS CABARET INTL INC CMN STOCK Cmn 765641303 156 19,959 Sh Shared-defined 1 19,959 RICKS CABARET INTL INC CMN STOCK Cmn 765641953 128 16,300 Sh Put Shared-defined 1 16,300 RICKS CABARET INTL INC CMN STOCK Cmn 765641903 8 1,000 Sh Call Shared-defined 1 1,000 RIGEL PHARMACEUTICALS INC Cmn 766559903 322 42,700 Sh Call Shared-defined 1 42,700 RIGEL PHARMACEUTICALS INC Cmn 766559953 93 12,300 Sh Put Shared-defined 1 12,300 RIGEL PHARMACEUTICALS INC Cmn 766559603 60 8,011 Sh Shared-defined -- 8,011 RIGEL PHARMACEUTICALS INC Cmn 766559603 18 2,445 Sh Shared-defined 1 2,445 RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 292 12,338 Sh Shared-defined -- 12,338 RIO TINTO PLC -SPON ADR 4:1 Depository Receipt 767204100 9,477 132,244 Sh Shared-defined -- N/A RIO TINTO PLC -SPON ADR 4:1 Depository Receipt 767204100 191 2,660 Sh Shared-defined 1 N/A RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744955 187 8,100 Sh Put Shared-defined 1 8,100 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744905 136 5,900 Sh Call Shared-defined 1 5,900 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 79 3,436 Sh Shared-defined 1 3,436 ---------- COLUMN TOTALS 11,154 ==========
FORM 13F Page 437 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 30 1,302 Sh Shared-defined -- 1,302 RITE AID CORP NEW YORK Cmn 767754104 347 392,557 Sh Shared-defined -- 392,557 RITE AID CORP NEW YORK Cmn 767754104 95 108,026 Sh Shared-defined 1 108,026 RITE AID CORP NEW YORK Cmn 767754954 1 1,000 Sh Put Shared-defined 1 1,000 RIVERBED TECHNOLGOY INC Cmn 768573957 13,558 385,500 Sh Put Shared-defined 1 385,500 RIVERBED TECHNOLGOY INC Cmn 768573107 9,111 259,042 Sh Shared-defined -- 259,042 RIVERBED TECHNOLGOY INC Cmn 768573907 7,333 208,500 Sh Call Shared-defined 1 208,500 RIVERBED TECHNOLGOY INC Cmn 768573107 4,168 118,519 Sh Shared-defined 1 118,519 RLI CORP CMN STOCK Cmn 749607107 1,525 29,007 Sh Shared-defined -- 29,007 ROADRUNNER TRANSPORTATION SYSTEMS Cmn 76973Q105 14,614 1,010,632 Sh Shared-defined -- 1,010,632 ROBBINS & MYERS INC CMN STK Cmn 770196953 619 17,300 Sh Put Shared-defined 1 17,300 ROBBINS & MYERS INC CMN STK Cmn 770196903 265 7,400 Sh Call Shared-defined 1 7,400 ROBBINS & MYERS INC CMN STK Cmn 770196103 186 5,194 Sh Shared-defined 1 5,194 ROBBINS & MYERS INC CMN STK Cmn 770196103 9 245 Sh Shared-defined -- 245 ---------- COLUMN TOTALS 51,861 ==========
FORM 13F Page 438 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ROBERT HALF INTL INC CMN STK Cmn 770323103 6,206 202,799 Sh Shared-defined -- 202,799 ROBERT HALF INTL INC CMN STK Cmn 770323903 171 5,600 Sh Call Shared-defined 1 5,600 ROBERT HALF INTL INC CMN STK Cmn 770323953 92 3,000 Sh Put Shared-defined 1 3,000 ROCK-TENN COMPANY CMN STK Cmn 772739207 233 4,319 Sh Shared-defined 1 4,319 ROCK-TENN COMPANY CMN STK Cmn 772739207 8 141 Sh Shared-defined -- 141 ROCKWELL AUTOMATION INC Cmn 773903109 11,946 166,593 Sh Shared-defined -- 166,593 ROCKWELL AUTOMATION INC Cmn 773903909 1,714 23,900 Sh Call Shared-defined 1 23,900 ROCKWELL AUTOMATION INC Cmn 773903959 323 4,500 Sh Put Shared-defined 1 4,500 ROCKWELL COLLINS COMMON STK Cmn 774341101 869 14,919 Sh Shared-defined -- 14,919 ROCKWELL COLLINS COMMON STK Cmn 774341901 460 7,900 Sh Call Shared-defined 1 7,900 ROCKWELL COLLINS COMMON STK Cmn 774341951 105 1,800 Sh Put Shared-defined 1 1,800 ROCKWELL COLLINS COMMON STK Cmn 774341101 63 1,075 Sh Shared-defined 1 1,075 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415903 1,463 37,400 Sh Call Shared-defined 1 37,400 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415103 799 20,428 Sh Shared-defined -- 20,428 ---------- COLUMN TOTALS 24,452 ==========
FORM 13F Page 439 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415953 403 10,300 Sh Put Shared-defined 1 10,300 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043902 337 9,500 Sh Call Shared-defined 1 9,500 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 196 5,543 Sh Shared-defined -- 5,543 ROGERS CORP CMN STK Cmn 775133951 153 4,000 Sh Put Shared-defined 1 4,000 ROGERS CORP CMN STK Cmn 775133101 111 2,890 Sh Shared-defined -- 2,890 ROGERS CORP CMN STK Cmn 775133101 70 1,828 Sh Shared-defined 1 1,828 ROLLINS INC CMN STK Cmn 775711104 630 31,916 Sh Shared-defined -- 31,916 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 1,841 24,082 Sh Shared-defined -- 24,082 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696906 1,215 15,900 Sh Call Shared-defined 1 15,900 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696956 474 6,200 Sh Put Shared-defined 1 6,200 ROSETTA RESOURCES INC Cmn 777779957 715 19,000 Sh Put Shared-defined 1 19,000 ROSETTA RESOURCES INC Cmn 777779907 700 18,600 Sh Call Shared-defined 1 18,600 ROSETTA STONE INC Cmn 777780107 433 20,406 Sh Shared-defined -- 20,406 ROSETTA STONE INC Cmn 777780907 257 12,100 Sh Call Shared-defined 1 12,100 ---------- COLUMN TOTALS 7,535 ==========
FORM 13F Page 440 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ROSETTA STONE INC Cmn 777780957 231 10,900 Sh Put Shared-defined 1 10,900 ROSETTA STONE INC Cmn 777780107 105 4,971 Sh Shared-defined 1 4,971 ROSS STORES INC CMN STK Cmn 778296103 69,197 1,094,031 Sh Shared-defined -- 1,094,031 ROSS STORES INC CMN STK Cmn 778296903 4,744 75,000 Sh Call Shared-defined 1 75,000 ROSS STORES INC CMN STK Cmn 778296953 2,998 47,400 Sh Put Shared-defined 1 47,400 ROSS STORES INC CMN STK Cmn 778296103 460 7,265 Sh Shared-defined 1 7,265 ROVI CORP Cmn 779376102 21,371 344,644 Sh Shared-defined -- 344,644 ROVI CORP Cmn 779376902 1,277 20,600 Sh Call Shared-defined 1 20,600 ROVI CORP Cmn 779376952 1,110 17,900 Sh Put Shared-defined 1 17,900 ROWAN COS INC Cmn 779382100 29,464 844,011 Sh Shared-defined -- 844,011 ROWAN COS INC Cmn 779382900 4,601 131,800 Sh Call Shared-defined 1 131,800 ROWAN COS INC Cmn 779382950 2,213 63,400 Sh Put Shared-defined 1 63,400 ROWAN COS INC Cmn 779382100 237 6,786 Sh Shared-defined 1 6,786 ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 459 37,216 Sh Shared-defined -- N/A ---------- COLUMN TOTALS 138,467 ==========
FORM 13F Page 441 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 436 35,429 Sh Shared-defined 1 N/A ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087952 3,555 67,900 Sh Put Shared-defined 1 67,900 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087902 1,791 34,200 Sh Call Shared-defined 1 34,200 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 1,532 29,256 Sh Shared-defined 1 29,256 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 656 12,538 Sh Shared-defined -- 12,538 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 33,559 714,022 Sh Shared-defined -- 714,022 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 15,068 320,600 Sh Put Shared-defined 1 320,600 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 8,371 178,100 Sh Call Shared-defined 1 178,100 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 4,646 98,858 Sh Shared-defined 1 98,858 ROYAL DUTCH SHELL ADR A 1:2 Depository COMMON Receipt 780259206 384 5,746 Sh Shared-defined -- N/A ROYAL DUTCH SHELL PLC-ADR B 1:2 Depository Receipt 780259107 639 9,578 Sh Shared-defined 1 N/A ROYAL DUTCH SHELL PLC-ADR B 1:2 Depository Receipt 780259107 14 205 Sh Shared-defined -- N/A ROYAL GOLD INC CMN STK Cmn 780287958 7,561 138,400 Sh Put Shared-defined 1 138,400 ROYAL GOLD INC CMN STK Cmn 780287108 5,531 101,248 Sh Shared-defined -- 101,248 ---------- COLUMN TOTALS 83,743 ==========
FORM 13F Page 442 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ROYAL GOLD INC CMN STK Cmn 780287108 5,261 96,296 Sh Shared-defined 1 96,296 ROYAL GOLD INC CMN STK Cmn 780287908 2,141 39,200 Sh Call Shared-defined 1 39,200 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 14,031 774,337 Sh Shared-defined -- 774,337 RPC ENERGY SERVICES INC CMN STK Cmn 749660906 981 54,150 Sh Call Shared-defined 1 54,150 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 243 13,422 Sh Shared-defined 1 13,422 RPC ENERGY SERVICES INC CMN STK Cmn 749660956 152 8,400 Sh Put Shared-defined 1 8,400 RPM INTL INC COMMON STOCK Cmn 749685103 1,914 86,622 Sh Shared-defined -- 86,622 RSC HOLDINGS INC Cmn 74972L102 624 64,030 Sh Shared-defined -- 64,030 RTI INTERNATIONAL METALS 3% CB 12/01/2015-REGISTERED Bond 74973WAA5 34,188 33,000,000 Prn Shared-defined -- N/A RTI INTERNATIONAL METALS CMN STK Cmn 74973W907 612 22,700 Sh Call Shared-defined 1 22,700 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 503 18,653 Sh Shared-defined -- 18,653 RTI INTERNATIONAL METALS CMN STK Cmn 74973W957 275 10,200 Sh Put Shared-defined 1 10,200 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 16 605 Sh Shared-defined 1 605 RUBICON MINERALS CORP COMMON STOCK Cmn 780911103 896 156,846 Sh Shared-defined 1 156,846 ---------- COLUMN TOTALS 61,837 ==========
FORM 13F Page 443 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RUBICON MINERALS CORP COMMON STOCK Cmn 780911953 190 33,200 Sh Put Shared-defined 1 33,200 RUBICON MINERALS CORP COMMON STOCK Cmn 780911903 66 11,500 Sh Call Shared-defined 1 11,500 RUBICON TECHNOLOGY INC Cmn 78112T907 776 36,800 Sh Call Shared-defined 1 36,800 RUBICON TECHNOLOGY INC Cmn 78112T957 727 34,500 Sh Put Shared-defined 1 34,500 RUBICON TECHNOLOGY INC Cmn 78112T107 393 18,661 Sh Shared-defined 1 18,661 RUBICON TECHNOLOGY INC Cmn 78112T107 190 8,999 Sh Shared-defined -- 8,999 RUBY TUESDAY INC CMN STK Cmn 781182950 334 25,600 Sh Put Shared-defined 1 25,600 RUBY TUESDAY INC CMN STK Cmn 781182900 205 15,700 Sh Call Shared-defined 1 15,700 RUBY TUESDAY INC CMN STK Cmn 781182100 42 3,193 Sh Shared-defined -- 3,193 RUDDICK CORP CMN STK Cmn 781258108 709 19,242 Sh Shared-defined -- 19,242 RUDDICK CORP CMN STK Cmn 781258108 117 3,169 Sh Shared-defined 1 3,169 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270103 32 3,875 Sh Shared-defined 1 3,875 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270903 29 3,500 Sh Call Shared-defined 1 3,500 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270953 22 2,700 Sh Put Shared-defined 1 2,700 ---------- COLUMN TOTALS 3,832 ==========
FORM 13F Page 444 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) RUE21 INC Cmn 781295950 267 9,100 Sh Put Shared-defined 1 9,100 RUE21 INC Cmn 781295100 223 7,600 Sh Shared-defined 1 7,600 RUE21 INC Cmn 781295900 91 3,100 Sh Call Shared-defined 1 3,100 RUE21 INC Cmn 781295100 56 1,921 Sh Shared-defined -- 1,921 RUSH ENTERPRISES INC CMN STOCK Cmn 781846209 225 11,001 Sh Shared-defined -- 11,001 RYDER SYS INC Cmn 783549958 2,500 47,500 Sh Put Shared-defined 1 47,500 RYDER SYS INC Cmn 783549908 2,021 38,400 Sh Call Shared-defined 1 38,400 RYDER SYS INC Cmn 783549108 1,168 22,184 Sh Shared-defined -- 22,184 RYDER SYS INC Cmn 783549108 181 3,445 Sh Shared-defined 1 3,445 RYLAND GROUP INC CMN STK Cmn 783764903 1,616 94,900 Sh Call Shared-defined 1 94,900 RYLAND GROUP INC CMN STK Cmn 783764953 492 28,900 Sh Put Shared-defined 1 28,900 RYLAND GROUP INC CMN STK Cmn 783764103 424 24,881 Sh Shared-defined -- 24,881 S1 CORPORATION CMN STOCK Cmn 78463B101 129 18,738 Sh Shared-defined -- 18,738 S1 CORPORATION CMN STOCK Cmn 78463B101 59 8,610 Sh Shared-defined 1 8,610 ---------- COLUMN TOTALS 9,452 ==========
FORM 13F Page 445 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) S1 CORPORATION CMN STOCK Cmn 78463B901 18 2,600 Sh Call Shared-defined 1 2,600 S1 CORPORATION CMN STOCK Cmn 78463B951 8 1,100 Sh Put Shared-defined 1 1,100 SABA SOFTWARE INC CMN STK Cmn 784932600 123 20,114 Sh Shared-defined -- 20,114 SABA SOFTWARE INC CMN STK Cmn 784932600 11 1,793 Sh Shared-defined 1 1,793 SAFEGUARD SCIENTIFICS INC Cmn 786449957 162 9,500 Sh Put Shared-defined 1 9,500 SAFEGUARD SCIENTIFICS INC Cmn 786449907 147 8,600 Sh Call Shared-defined 1 8,600 SAFETY INSURANCE GROUP INC COMMON STOCK Cmn 78648T100 1,794 37,704 Sh Shared-defined -- 37,704 SAFEWAY INC CMN STOCK Cmn 786514208 15,612 694,164 Sh Shared-defined -- 694,164 SAFEWAY INC CMN STOCK Cmn 786514958 1,428 63,500 Sh Put Shared-defined 1 63,500 SAFEWAY INC CMN STOCK Cmn 786514908 1,066 47,400 Sh Call Shared-defined 1 47,400 SAFEWAY INC CMN STOCK Cmn 786514208 875 38,903 Sh Shared-defined 1 38,903 SAIC INC Cmn 78390X101 1,111 70,041 Sh Shared-defined -- 70,041 SAIC INC Cmn 78390X101 678 42,769 Sh Shared-defined 1 42,769 SAIC INC Cmn 78390X901 631 39,800 Sh Call Shared-defined 1 39,800 ---------- COLUMN TOTALS 23,664 ==========
FORM 13F Page 446 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SAIC INC Cmn 78390X951 527 33,200 Sh Put Shared-defined 1 33,200 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 1,090 101,880 Sh Shared-defined 1 101,880 SAKS INCORPORATED COMMON STOCK Cmn 79377W958 1,068 99,800 Sh Put Shared-defined 1 99,800 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 842 78,666 Sh Shared-defined -- 78,666 SAKS INCORPORATED COMMON STOCK Cmn 79377W908 83 7,800 Sh Call Shared-defined 1 7,800 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 56,866 430,800 Sh Call Shared-defined 1 430,800 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 43,402 328,800 Sh Put Shared-defined 1 328,800 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 3,043 23,051 Sh Shared-defined 1 23,051 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 2,294 17,382 Sh Shared-defined -- 17,382 SALIX PHARMACEUTICALS LTD Cmn 795435106 33,414 711,550 Sh Shared-defined -- 711,550 SALIX PHARMACEUTICALS LTD Cmn 795435956 1,723 36,700 Sh Put Shared-defined 1 36,700 SALIX PHARMACEUTICALS LTD Cmn 795435906 1,000 21,300 Sh Call Shared-defined 1 21,300 SALIX PHARMACEUTICALS LTD Cmn 795435106 763 16,238 Sh Shared-defined 1 16,238 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241955 734 31,200 Sh Put Shared-defined 1 31,200 ---------- COLUMN TOTALS 146,849 ==========
FORM 13F Page 447 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241905 318 13,500 Sh Call Shared-defined 1 13,500 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 112 4,756 Sh Shared-defined -- 4,756 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 10 434 Sh Shared-defined 1 434 SANDERSON FARMS INC CMN STK Cmn 800013954 916 23,400 Sh Put Shared-defined 1 23,400 SANDERSON FARMS INC CMN STK Cmn 800013104 670 17,102 Sh Shared-defined -- 17,102 SANDERSON FARMS INC CMN STK Cmn 800013904 591 15,100 Sh Call Shared-defined 1 15,100 SANDERSON FARMS INC CMN STK Cmn 800013104 492 12,575 Sh Shared-defined 1 12,575 SANDISK 1% CB 5/15/2013-REGISTERED Bond 80004CAC5 961 990,000 Prn Shared-defined 1 N/A SANDISK CORP 1.5% CB 08/15/2017-REGISTERED Bond 80004CAD3 130,435 115,000,000 Prn Shared-defined -- N/A SANDISK CORP CMN STOCK Cmn 80004C951 28,291 567,400 Sh Put Shared-defined 1 567,400 SANDISK CORP CMN STOCK Cmn 80004C901 20,941 420,000 Sh Call Shared-defined 1 420,000 SANDISK CORP CMN STOCK Cmn 80004C101 6,402 128,402 Sh Shared-defined 1 128,402 SANDISK CORP CMN STOCK Cmn 80004C101 49 981 Sh Shared-defined -- 981 SANDRIDGE ENERGY INC Cmn 80007P957 5,805 793,100 Sh Put Shared-defined 1 793,100 --------- COLUMN TOTALS 195,993 ==========
FORM 13F Page 448 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SANDRIDGE ENERGY INC Cmn 80007P307 3,776 515,812 Sh Shared-defined 1 515,812 SANDRIDGE ENERGY INC Cmn 80007P907 3,305 451,500 Sh Call Shared-defined 1 451,500 SANDRIDGE ENERGY INC Cmn 80007P307 3,233 441,640 Sh Shared-defined -- 441,640 SANDY SPRING BANCORP INC CMN STK Cmn 800363103 2,680 145,394 Sh Shared-defined -- 145,394 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 78 11,783 Sh Shared-defined 1 11,783 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677956 53 8,000 Sh Put Shared-defined 1 8,000 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677906 33 4,900 Sh Call Shared-defined 1 4,900 SANMINA-SCI CORP CMN STK Cmn 800907206 1,393 121,353 Sh Shared-defined -- 121,353 SANMINA-SCI CORP CMN STK Cmn 800907206 1,057 92,073 Sh Shared-defined 1 92,073 SANMINA-SCI CORP CMN STK Cmn 800907956 750 65,300 Sh Put Shared-defined 1 65,300 SANMINA-SCI CORP CMN STK Cmn 800907906 429 37,400 Sh Call Shared-defined 1 37,400 SANOFI-AVENTIS SA -ADR 1:0.5 Depository Receipt 80105N105 3,177 98,571 Sh Shared-defined -- N/A SANOFI-AVENTIS SA -ADR 1:0.5 Depository Receipt 80105N105 123 3,809 Sh Shared-defined 1 N/A SANSATA TECHNOLOGIES HOLDING BV Cmn N7902X106 2,892 96,058 Sh Shared-defined -- 96,058 ---------- COLUMN TOTALS 22,979 ==========
FORM 13F Page 449 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 739 14,593 Sh Shared-defined -- N/A SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 215 4,241 Sh Shared-defined 1 N/A SAPIENT CORP CMN STOCK Cmn 803062108 12,413 1,025,863 Sh Shared-defined -- 1,025,863 SAPIENT CORP CMN STOCK Cmn 803062908 113 9,300 Sh Call Shared-defined 1 9,300 SAPIENT CORP CMN STOCK Cmn 803062108 52 4,334 Sh Shared-defined 1 4,334 SAPIENT CORP CMN STOCK Cmn 803062958 28 2,300 Sh Put Shared-defined 1 2,300 SARA LEE CORP Cmn 803111103 39,940 2,280,954 Sh Shared-defined -- 2,280,954 SARA LEE CORP Cmn 803111903 2,124 121,300 Sh Call Shared-defined 1 121,300 SARA LEE CORP Cmn 803111953 1,592 90,900 Sh Put Shared-defined 1 90,900 SARA LEE CORP Cmn 803111103 656 37,459 Sh Shared-defined 1 37,459 SATCON TECHNOLOGY 97 COMMON STOCK Cmn 803893106 162 35,986 Sh Shared-defined 1 35,986 SATCON TECHNOLOGY 97 COMMON STOCK Cmn 803893956 96 21,300 Sh Put Shared-defined 1 21,300 SATCON TECHNOLOGY 97 COMMON STOCK Cmn 803893906 16 3,500 Sh Call Shared-defined 1 3,500 SAUL CENTERS INC CMN STK Cmn 804395101 352 7,442 Sh Shared-defined -- 7,442 ---------- COLUMN TOTALS 58,498 ==========
FORM 13F Page 450 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 2,674 240,000 Sh Call Shared-defined -- 240,000 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 1,837 164,900 Sh Call Shared-defined 1 164,900 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 1,701 152,700 Sh Put Shared-defined 1 152,700 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 1,114 100,008 Sh Shared-defined 1 100,008 SAVVIS INC CMN STK Cmn 805423908 605 23,700 Sh Call Shared-defined 1 23,700 SAVVIS INC CMN STK Cmn 805423958 263 10,300 Sh Put Shared-defined 1 10,300 SAVVIS INC CMN STK Cmn 805423308 148 5,787 Sh Shared-defined -- 5,787 SBA COMMUNICATIONS 1.875% CB 5/1/13 - REGISTERED Bond 78388JAN6 36,150 32,100,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS 4% CB 10/15/2014- REGISTERED Bond 78388JAM8 15,899 10,661,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS 4% CB 10/15/2014- REGISTERED Bond 78388JAM8 7,351 4,934,000 Prn Shared-defined 1 N/A SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 1,711 41,800 Sh Call Shared-defined 1 41,800 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 1,564 38,200 Sh Put Shared-defined 1 38,200 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 1,443 35,243 Sh Shared-defined -- 35,243 SCANA CORP CMN STK Cmn 80589M102 682 16,792 Sh Shared-defined -- 16,792 ---------- COLUMN TOTALS 73,142 ==========
FORM 13F Page 451 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SCANA CORP CMN STK Cmn 80589M102 108 2,663 Sh Shared-defined 1 2,663 SCHEIN HENRY INC CMN STOCK Cmn 806407952 2,284 37,200 Sh Put Shared-defined 1 37,200 SCHEIN HENRY INC CMN STOCK Cmn 806407102 1,679 27,343 Sh Shared-defined 1 27,343 SCHEIN HENRY INC CMN STOCK Cmn 806407102 1,222 19,912 Sh Shared-defined -- 19,912 SCHEIN HENRY INC CMN STOCK Cmn 806407902 196 3,200 Sh Call Shared-defined 1 3,200 SCHLUMBERGER LTD Cmn 806857958 54,801 656,300 Sh Put Shared-defined 1 656,300 SCHLUMBERGER LTD Cmn 806857908 44,898 537,700 Sh Call Shared-defined 1 537,700 SCHLUMBERGER LTD Cmn 806857108 1,321 15,823 Sh Shared-defined 1 15,823 SCHLUMBERGER LTD Cmn 806857108 1,067 12,783 Sh Shared-defined -- 12,783 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 4,913 74,000 Sh Call Shared-defined 1 74,000 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 4,734 71,300 Sh Put Shared-defined 1 71,300 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 382 5,750 Sh Shared-defined -- 5,750 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 68 1,023 Sh Shared-defined 1 1,023 SCHOOL SPECIALTY 3.75% CB 11/30/2026-REGISTERED Bond 807863AL9 24,049 24,532,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 141,722 ==========
FORM 13F Page 452 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SCHULMAN (A.) INC Cmn 808194904 316 13,800 Sh Call Shared-defined 1 13,800 SCHULMAN (A.) INC Cmn 808194954 48 2,100 Sh Put Shared-defined 1 2,100 SCHWAB CHARLES CORP NEW Cmn 808513105 15,316 895,120 Sh Shared-defined -- 895,120 SCHWAB CHARLES CORP NEW Cmn 808513905 1,745 102,000 Sh Call Shared-defined 1 102,000 SCHWAB CHARLES CORP NEW Cmn 808513955 1,436 83,900 Sh Put Shared-defined 1 83,900 SCHWEITZER-MAUDUIT INTL INC Cmn 808541956 1,070 17,000 Sh Put Shared-defined 1 17,000 SCHWEITZER-MAUDUIT INTL INC Cmn 808541906 768 12,200 Sh Call Shared-defined 1 12,200 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 620 9,853 Sh Shared-defined 1 9,853 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 261 4,142 Sh Shared-defined -- 4,142 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 1,153 115,772 Sh Shared-defined -- 115,772 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 222 22,278 Sh Shared-defined 1 22,278 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 139 14,000 Sh Put Shared-defined 1 14,000 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 26 2,600 Sh Call Shared-defined 1 2,600 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 1,097 21,609 Sh Shared-defined -- 21,609 ---------- COLUMN TOTALS 24,217 ==========
FORM 13F Page 453 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 726 14,300 Sh Put Shared-defined 1 14,300 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 487 9,600 Sh Call Shared-defined 1 9,600 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 279 5,486 Sh Shared-defined 1 5,486 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 7,522 145,353 Sh Shared-defined -- 145,353 SCRIPPS NETWORKS INTERACTIVE Cmn 811065901 430 8,300 Sh Call Shared-defined 1 8,300 SCRIPPS NETWORKS INTERACTIVE Cmn 811065951 109 2,100 Sh Put Shared-defined 1 2,100 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 61 1,175 Sh Shared-defined 1 1,175 SEABOARD CORP CMN STK Cmn 811543107 8 4 Sh Shared-defined -- 4 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916955 4,666 152,100 Sh Put Shared-defined 1 152,100 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916905 2,457 80,100 Sh Call Shared-defined 1 80,100 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 1,096 35,737 Sh Shared-defined 1 35,737 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 21 690 Sh Shared-defined -- 690 SEABRIGHT HOLDINGS INC Cmn 811656107 131 14,242 Sh Shared-defined -- 14,242 SEACHANGE INTL INC CMN STOCK Cmn 811699107 65 7,628 Sh Shared-defined 1 7,628 ---------- COLUMN TOTALS 18,058 ==========
FORM 13F Page 454 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SEACHANGE INTL INC CMN STOCK Cmn 811699957 38 4,400 Sh Put Shared-defined 1 4,400 SEACHANGE INTL INC CMN STOCK Cmn 811699907 10 1,200 Sh Call Shared-defined 1 1,200 SEACOR HOLDINGS INC CMN STK Cmn 811904101 2,068 20,453 Sh Shared-defined -- 20,453 SEACOR HOLDINGS INC CMN STK Cmn 811904101 141 1,399 Sh Shared-defined 1 1,399 SEACUBE CONTAINER LEASING LT Cmn G79978105 2,393 170,169 Sh Shared-defined -- 170,169 SEADRILL LTD Cmn G7945E105 5,497 162,047 Sh Shared-defined -- 162,047 SEADRILL LTD Cmn G7945E955 1,757 51,800 Sh Put Shared-defined 1 51,800 SEADRILL LTD Cmn G7945E105 1,096 32,316 Sh Shared-defined 1 32,316 SEADRILL LTD Cmn G7945E905 556 16,400 Sh Call Shared-defined 1 16,400 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M957 9,520 633,400 Sh Put Shared-defined 1 633,400 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M107 7,889 524,870 Sh Shared-defined -- 524,870 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M907 5,215 347,000 Sh Call Shared-defined 1 347,000 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M107 4,106 273,206 Sh Shared-defined 1 273,206 SEAHAWK DRILLING INC-W/I Cmn 81201R107 34 3,784 Sh Shared-defined -- 3,784 ---------- COLUMN TOTALS 40,320 ==========
FORM 13F Page 455 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SEAHAWK DRILLING INC-W/I Cmn 81201R107 31 3,490 Sh Shared-defined 1 3,490 SEAHAWK DRILLING INC-W/I Cmn 81201R907 18 2,000 Sh Call Shared-defined 1 2,000 SEAHAWK DRILLING INC-W/I Cmn 81201R957 18 2,000 Sh Put Shared-defined 1 2,000 SEALED AIR CORP CMN STK Cmn 81211K100 3,289 129,245 Sh Shared-defined -- 129,245 SEALED AIR CORP CMN STK Cmn 81211K900 417 16,400 Sh Call Shared-defined 1 16,400 SEALED AIR CORP CMN STK Cmn 81211K950 36 1,400 Sh Put Shared-defined 1 1,400 SEALY CORP COMMON STOCK Cmn 812139301 71 24,200 Sh Shared-defined -- 24,200 SEALY CORP COMMON STOCK Cmn 812139301 1 289 Sh Shared-defined 1 289 SEALY CORPORATION 8%CNV PREF 06/01/2016-REGISTERED Pref Stk 812139400 76 873 Sh Shared-defined 1 N/A SEARS HOLDINGS CORP COMMON STOCK Cmn 812350906 17,508 237,400 Sh Call Shared-defined 1 237,400 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350956 15,052 204,100 Sh Put Shared-defined 1 204,100 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 450 6,102 Sh Shared-defined 1 6,102 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 187 2,537 Sh Shared-defined -- 2,537 SEASPAN CORP COMMON STOCK Cmn Y75638109 836 67,332 Sh Shared-defined 1 67,332 ---------- COLUMN TOTALS 37,990 ==========
FORM 13F Page 456 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SEASPAN CORP COMMON STOCK Cmn Y75638959 581 46,800 Sh Put Shared-defined 1 46,800 SEASPAN CORP COMMON STOCK Cmn Y75638909 57 4,600 Sh Call Shared-defined 1 4,600 SEASPAN CORP COMMON STOCK Cmn Y75638109 5 400 Sh Shared-defined -- 400 SEATTLE GENETICS, INC. Cmn 812578952 928 62,100 Sh Put Shared-defined 1 62,100 SEATTLE GENETICS, INC. Cmn 812578102 585 39,144 Sh Shared-defined 1 39,144 SEATTLE GENETICS, INC. Cmn 812578102 409 27,369 Sh Shared-defined -- 27,369 SEATTLE GENETICS, INC. Cmn 812578902 90 6,000 Sh Call Shared-defined 1 6,000 SEI CORP CMN STK Cmn 784117103 4,181 175,733 Sh Shared-defined -- 175,733 SEI CORP CMN STK Cmn 784117903 164 6,900 Sh Call Shared-defined 1 6,900 SEI CORP CMN STK Cmn 784117953 150 6,300 Sh Put Shared-defined 1 6,300 SELECT COMFORT CMN STOCK Cmn 81616X103 492 53,897 Sh Shared-defined -- 53,897 SELECT COMFORT CMN STOCK Cmn 81616X903 131 14,400 Sh Call Shared-defined 1 14,400 SELECT COMFORT CMN STOCK Cmn 81616X103 73 8,049 Sh Shared-defined 1 8,049 SELECT COMFORT CMN STOCK Cmn 81616X953 34 3,700 Sh Put Shared-defined 1 3,700 ---------- COLUMN TOTALS 7,880 ==========
FORM 13F Page 457 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SELECT MEDICAL HOLDINGS CORP Cmn 81619Q105 170 23,280 Sh Shared-defined -- 23,280 SELECT MEDICAL HOLDINGS CORP Cmn 81619Q105 15 2,045 Sh Shared-defined 1 2,045 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 442 24,377 Sh Shared-defined -- 24,377 SEMGROUP CORP-CLASS A Cmn 81663A105 771 28,373 Sh Shared-defined -- 28,373 SEMICONDUCTOR MANUFACTURING INTL Depository INC COMMON STOCK Receipt 81663N206 81 22,226 Sh Shared-defined -- N/A SEMICONDUCTOR MANUFACTURING INTL Depository INC COMMON STOCK Receipt 81663N206 4 1,012 Sh Shared-defined 1 N/A SEMILEDS CORP Cmn 816645105 756 26,011 Sh Shared-defined -- 26,011 SEMPRA ENERGY CMN STOCK Cmn 816851109 2,150 40,965 Sh Shared-defined 1 40,965 SEMPRA ENERGY CMN STOCK Cmn 816851959 766 14,600 Sh Put Shared-defined 1 14,600 SEMPRA ENERGY CMN STOCK Cmn 816851109 749 14,279 Sh Shared-defined -- 14,279 SEMPRA ENERGY CMN STOCK Cmn 816851909 504 9,600 Sh Call Shared-defined 1 9,600 SEMTECH CORP CMN STK Cmn 816850901 534 23,600 Sh Call Shared-defined 1 23,600 SEMTECH CORP CMN STK Cmn 816850101 274 12,084 Sh Shared-defined -- 12,084 SEMTECH CORP CMN STK Cmn 816850101 10 463 Sh Shared-defined 1 463 ---------- COLUMN TOTALS 7,226 ==========
FORM 13F Page 458 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SEMTECH CORP CMN STK Cmn 816850951 9 400 Sh Put Shared-defined 1 400 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M109 1,639 74,699 Sh Shared-defined -- 74,699 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M959 140 6,400 Sh Put Shared-defined 1 6,400 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M909 125 5,700 Sh Call Shared-defined 1 5,700 SENOMYX, INC Cmn 81724Q107 1,391 195,082 Sh Shared-defined -- 195,082 SENSIENT TECHNOLOGIES CORP Cmn 81725T900 316 8,600 Sh Call Shared-defined 1 8,600 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 266 7,234 Sh Shared-defined -- 7,234 SENSIENT TECHNOLOGIES CORP Cmn 81725T950 22 600 Sh Put Shared-defined 1 600 SEQUENOM INC CMN STOCK Cmn 817337405 20,326 2,534,466 Sh Shared-defined -- 2,534,466 SEQUENOM INC CMN STOCK Cmn 817337905 1,203 150,000 Sh Call Shared-defined -- 150,000 SEQUENOM INC CMN STOCK Cmn 817337905 942 117,500 Sh Call Shared-defined 1 117,500 SEQUENOM INC CMN STOCK Cmn 817337955 620 77,300 Sh Put Shared-defined 1 77,300 SEQUENOM INC CMN STOCK Cmn 817337405 457 56,937 Sh Shared-defined 1 56,937 SERVICE CORPORATION COMMON STOCK Cmn 817565104 297 35,978 Sh Shared-defined -- 35,978 ---------- COLUMN TOTALS 27,753 ==========
FORM 13F Page 459 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SFN GROUP INC Cmn 784153108 396 40,528 Sh Shared-defined -- 40,528 SHANDA GAMES LTD-SPONS ADR Depository Receipt 81941U105 2,856 443,438 Sh Shared-defined -- N/A SHANGPHARMA CORP-ADR Depository Receipt 81943P104 1,197 104,044 Sh Shared-defined -- N/A SHAW GROUP INC CMN STK Cmn 820280905 3,327 97,200 Sh Call Shared-defined 1 97,200 SHAW GROUP INC CMN STK Cmn 820280955 2,732 79,800 Sh Put Shared-defined 1 79,800 SHAW GROUP INC CMN STK Cmn 820280105 537 15,697 Sh Shared-defined 1 15,697 SHAW GROUP INC CMN STK Cmn 820280105 381 11,136 Sh Shared-defined -- 11,136 SHENGDATECH INC Cmn 823213103 148 30,302 Sh Shared-defined -- 30,302 SHENGDATECH INC Cmn 823213953 57 11,600 Sh Put Shared-defined 1 11,600 SHENGDATECH INC Cmn 823213903 27 5,600 Sh Call Shared-defined 1 5,600 SHENGDATECH INC Cmn 823213103 27 5,594 Sh Shared-defined 1 5,594 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 33,791 403,479 Sh Shared-defined -- 403,479 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 6,273 74,900 Sh Call Shared-defined 1 74,900 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 5,360 64,000 Sh Put Shared-defined 1 64,000 ---------- COLUMN TOTALS 57,109 ==========
FORM 13F Page 460 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SHIP FINANCE INTL COMMON STOCK Cmn G81075906 478 22,200 Sh Call Shared-defined 1 22,200 SHIP FINANCE INTL COMMON STOCK Cmn G81075956 381 17,700 Sh Put Shared-defined 1 17,700 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 180 8,386 Sh Shared-defined 1 8,386 SHIRE ACQUISITION INC -SP ADR 1:3 Depository Receipt 82481R106 577 7,965 Sh Shared-defined -- N/A SHOE CARNIVAL INC CMN STK Cmn 824889109 216 7,985 Sh Shared-defined -- 7,985 SHOE CARNIVAL INC CMN STK Cmn 824889109 40 1,463 Sh Shared-defined 1 1,463 SHUFFLE MASTER INC CMN STK Cmn 825549108 784 68,480 Sh Shared-defined -- 68,480 SHUFFLE MASTER INC CMN STK Cmn 825549958 94 8,200 Sh Put Shared-defined 1 8,200 SHUFFLE MASTER INC CMN STK Cmn 825549108 83 7,216 Sh Shared-defined 1 7,216 SHUFFLE MASTER INC CMN STK Cmn 825549908 58 5,100 Sh Call Shared-defined 1 5,100 SHUTTERFLY INC Cmn 82568P904 403 11,500 Sh Call Shared-defined 1 11,500 SHUTTERFLY INC Cmn 82568P954 252 7,200 Sh Put Shared-defined 1 7,200 SHUTTERFLY INC Cmn 82568P304 74 2,117 Sh Shared-defined 1 2,117 SIGA PHARMACEUTICALS INC Cmn 826917906 552 39,400 Sh Call Shared-defined 1 39,400 ---------- COLUMN TOTALS 4,172 ==========
FORM 13F Page 461 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SIGA PHARMACEUTICALS INC Cmn 826917956 245 17,500 Sh Put Shared-defined 1 17,500 SIGMA ALDRICH CORP Cmn 826552901 2,183 32,800 Sh Call Shared-defined 1 32,800 SIGMA ALDRICH CORP Cmn 826552101 598 8,982 Sh Shared-defined -- 8,982 SIGMA ALDRICH CORP Cmn 826552951 20 300 Sh Put Shared-defined 1 300 SIGMA DESIGNS INC CMN STK Cmn 826565903 451 31,800 Sh Call Shared-defined 1 31,800 SIGMA DESIGNS INC CMN STK Cmn 826565953 385 27,200 Sh Put Shared-defined 1 27,200 SIGMA DESIGNS INC CMN STK Cmn 826565103 204 14,431 Sh Shared-defined 1 14,431 SIGMA DESIGNS INC CMN STK Cmn 826565103 -- 3 Sh Shared-defined -- 3 SIGNATURE BANK COMMON STOCK Cmn 82669G104 9,367 187,334 Sh Shared-defined -- 187,334 SIGNET JEWELERS LTD Cmn G81276100 3,990 91,938 Sh Shared-defined -- 91,938 SILGAN HOLDINGS CMN STOCK Cmn 827048109 2,590 72,335 Sh Shared-defined -- 72,335 SILGAN HOLDINGS CMN STOCK Cmn 827048909 265 7,400 Sh Call Shared-defined 1 7,400 SILGAN HOLDINGS CMN STOCK Cmn 827048959 118 3,300 Sh Put Shared-defined 1 3,300 SILGAN HOLDINGS CMN STOCK Cmn 827048109 50 1,410 Sh Shared-defined 1 1,410 ---------- COLUMN TOTALS 20,466 ==========
FORM 13F Page 462 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 474 52,493 Sh Shared-defined -- 52,493 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 291 32,200 Sh Put Shared-defined 1 32,200 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 188 20,858 Sh Shared-defined 1 20,858 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L908 48 5,300 Sh Call Shared-defined 1 5,300 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 156 21,243 Sh Shared-defined 1 21,243 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 132 18,000 Sh Shared-defined -- 18,000 SILICON IMAGE INC. CMN STOCK Cmn 82705T902 11 1,500 Sh Call Shared-defined 1 1,500 SILICON IMAGE INC. CMN STOCK Cmn 82705T952 2 300 Sh Put Shared-defined 1 300 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 6,107 132,700 Sh Put Shared-defined 1 132,700 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 5,989 130,136 Sh Shared-defined 1 130,136 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 1,129 24,529 Sh Shared-defined -- 24,529 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 902 19,600 Sh Call Shared-defined 1 19,600 SILVER STD RES INC CMN STOCK Cmn 82823L956 5,940 210,500 Sh Put Shared-defined 1 210,500 SILVER STD RES INC CMN STOCK Cmn 82823L906 4,645 164,600 Sh Call Shared-defined 1 164,600 ---------- COLUMN TOTALS 26,014 ==========
FORM 13F Page 463 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SILVER STD RES INC CMN STOCK Cmn 82823L106 3,056 108,292 Sh Shared-defined 1 108,292 SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 39,860 1,021,000 Sh Put Shared-defined 1 1,021,000 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 34,058 872,400 Sh Call Shared-defined 1 872,400 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 17,740 454,412 Sh Shared-defined 1 454,412 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 776 19,888 Sh Shared-defined -- 19,888 SILVERCORP METALS INC Cmn 82835P953 2,311 180,100 Sh Put Shared-defined 1 180,100 SILVERCORP METALS INC Cmn 82835P103 2,041 159,054 Sh Shared-defined 1 159,054 SILVERCORP METALS INC Cmn 82835P903 563 43,900 Sh Call Shared-defined 1 43,900 SILVERCORP METALS INC Cmn 82835P103 47 3,700 Sh Shared-defined -- 3,700 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 33,856 340,300 Sh Put Shared-defined 1 340,300 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 11,551 116,100 Sh Call Shared-defined 1 116,100 SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 1,293 12,998 Sh Shared-defined -- 12,998 SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 405 4,069 Sh Shared-defined 1 4,069 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 915 29,610 Sh Shared-defined -- 29,610 ---------- COLUMN TOTALS 148,472 ==========
FORM 13F Page 464 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SIMPSON MANUFACTURING INC CMN STK Cmn 829073905 306 9,900 Sh Call Shared-defined 1 9,900 SIMPSON MANUFACTURING INC CMN STK Cmn 829073955 105 3,400 Sh Put Shared-defined 1 3,400 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 76 2,474 Sh Shared-defined 1 2,474 SIMS METAL MANAG-SPON ADR Depository Receipt 829160100 259 11,873 Sh Shared-defined -- N/A SIMS METAL MANAG-SPON ADR Depository Receipt 829160100 46 2,118 Sh Shared-defined 1 N/A SINA CORP CMN STK Cmn G81477954 16,524 240,100 Sh Put Shared-defined 1 240,100 SINA CORP CMN STK Cmn G81477104 15,150 220,145 Sh Shared-defined -- 220,145 SINA CORP CMN STK Cmn G81477904 12,119 176,100 Sh Call Shared-defined 1 176,100 SINA CORP CMN STK Cmn G81477104 4,581 66,564 Sh Shared-defined 1 66,564 SINOCOKING COAL AND COKE CHEMI Cmn 829357902 474 39,600 Sh Call Shared-defined 1 39,600 SINOCOKING COAL AND COKE CHEMI Cmn 829357952 320 26,700 Sh Put Shared-defined 1 26,700 SINOCOKING COAL AND COKE CHEMI Cmn 829357102 150 12,500 Sh Shared-defined 1 12,500 SINOTECH ENERGY LTD-SPON ADR Depository Receipt 829359108 932 130,055 Sh Shared-defined -- N/A SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 89 19,788 Sh Shared-defined 1 19,788 ---------- COLUMN TOTALS 51,131 ==========
FORM 13F Page 465 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W954 60 13,300 Sh Put Shared-defined 1 13,300 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W904 48 10,700 Sh Call Shared-defined 1 10,700 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 43 9,618 Sh Shared-defined -- 9,618 SIRIUS SATELLITE RADIO INC 3.25% CB DUE 10/15/2011 Bond 82966UAD5 8,565 8,558,000 Prn Shared-defined -- N/A SIRIUS XM RADIO INC Cmn 82967N108 6,888 4,200,206 Sh Shared-defined -- 4,200,206 SIRIUS XM RADIO INC Cmn 82967N958 1,172 714,600 Sh Put Shared-defined 1 714,600 SIRIUS XM RADIO INC Cmn 82967N108 1,153 702,922 Sh Shared-defined 1 702,922 SIRIUS XM RADIO INC Cmn 82967N908 448 273,300 Sh Call Shared-defined 1 273,300 SIRONA DENTAL SYSTEMS INC Cmn 82966C903 514 12,300 Sh Call Shared-defined 1 12,300 SIRONA DENTAL SYSTEMS INC Cmn 82966C953 88 2,100 Sh Put Shared-defined 1 2,100 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 13 300 Sh Shared-defined -- 300 SKECHERS U S A INC CMN STOCK Cmn 830566105 12,846 642,299 Sh Shared-defined -- 642,299 SKECHERS U S A INC CMN STOCK Cmn 830566955 2,972 148,600 Sh Put Shared-defined 1 148,600 SKECHERS U S A INC CMN STOCK Cmn 830566905 2,354 117,700 Sh Call Shared-defined 1 117,700 ---------- COLUMN TOTALS 37,164 ==========
FORM 13F Page 466 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SKECHERS U S A INC CMN STOCK Cmn 830566105 1,678 83,912 Sh Shared-defined 1 83,912 SKY-MOBI LTD-SP ADR Depository Receipt 83084G109 2,114 394,481 Sh Shared-defined -- N/A SKYWEST INC CMN STK Cmn 830879102 1,101 70,483 Sh Shared-defined -- 70,483 SKYWEST INC CMN STK Cmn 830879952 95 6,100 Sh Put Shared-defined 1 6,100 SKYWEST INC CMN STK Cmn 830879102 47 3,030 Sh Shared-defined 1 3,030 SKYWEST INC CMN STK Cmn 830879902 30 1,900 Sh Call Shared-defined 1 1,900 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 7,534 263,149 Sh Shared-defined -- 263,149 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M952 6,608 230,800 Sh Put Shared-defined 1 230,800 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 5,574 194,699 Sh Shared-defined 1 194,699 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M902 4,944 172,700 Sh Call Shared-defined 1 172,700 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 4,402 65,200 Sh Call Shared-defined 1 65,200 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 4,044 59,900 Sh Put Shared-defined 1 59,900 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 566 8,384 Sh Shared-defined -- 8,384 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 95 1,414 Sh Shared-defined 1 1,414 ---------- COLUMN TOTALS 38,832 ==========
FORM 13F Page 467 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SLM CORP CMN STK Cmn 78442P956 4,587 364,300 Sh Put Shared-defined 1 364,300 SLM CORP CMN STK Cmn 78442P906 2,818 223,800 Sh Call Shared-defined 1 223,800 SLM CORP CMN STK Cmn 78442P106 2,159 171,451 Sh Shared-defined 1 171,451 SLM CORP CMN STK Cmn 78442P106 61 4,817 Sh Shared-defined -- 4,817 SM ENERGY CO Cmn 78454L100 19,935 338,288 Sh Shared-defined -- 338,288 SM ENERGY CO Cmn 78454L900 972 16,500 Sh Call Shared-defined 1 16,500 SM ENERGY CO Cmn 78454L950 542 9,200 Sh Put Shared-defined 1 9,200 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 170 29,488 Sh Shared-defined -- 29,488 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 115 19,920 Sh Shared-defined 1 19,920 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245954 101 17,600 Sh Put Shared-defined 1 17,600 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245904 42 7,300 Sh Call Shared-defined 1 7,300 SMART TECHNOLOGIES INC - A Cmn 83172R908 191 20,200 Sh Call Shared-defined 1 20,200 SMART TECHNOLOGIES INC - A Cmn 83172R108 147 15,528 Sh Shared-defined 1 15,528 SMART TECHNOLOGIES INC - A Cmn 83172R958 104 11,000 Sh Put Shared-defined 1 11,000 ---------- COLUMN TOTALS 31,944 ==========
FORM 13F Page 468 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SMART TECHNOLOGIES INC - A Cmn 83172R108 8 802 Sh Shared-defined -- 802 SMARTHEAT INC Cmn 83172F104 192 36,298 Sh Shared-defined 1 36,298 SMARTHEAT INC Cmn 83172F904 115 21,700 Sh Call Shared-defined 1 21,700 SMARTHEAT INC Cmn 83172F954 77 14,600 Sh Put Shared-defined 1 14,600 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 118 31,618 Sh Shared-defined 1 31,618 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 75 20,100 Sh Call Shared-defined 1 20,100 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 73 19,500 Sh Put Shared-defined 1 19,500 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154908 257 16,300 Sh Call Shared-defined 1 16,300 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154958 39 2,500 Sh Put Shared-defined 1 2,500 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 5 300 Sh Shared-defined 1 300 SMITHFIELD FOODS INC CMN STK Cmn 832248108 8,023 388,898 Sh Shared-defined -- 388,898 SMITHFIELD FOODS INC CMN STK Cmn 832248958 5,036 244,100 Sh Put Shared-defined -- 244,100 SMITHFIELD FOODS INC CMN STK Cmn 832248908 2,065 100,100 Sh Call Shared-defined 1 100,100 SMITHFIELD FOODS INC CMN STK Cmn 832248958 1,147 55,600 Sh Put Shared-defined 1 55,600 ---------- COLUMN TOTALS 17,230 ==========
FORM 13F Page 469 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SMITHFIELD FOODS INC CMN STK Cmn 832248108 34 1,642 Sh Shared-defined 1 1,642 SNAP ON INC Cmn 833034101 774 13,688 Sh Shared-defined -- 13,688 SNAP ON INC Cmn 833034901 521 9,200 Sh Call Shared-defined 1 9,200 SNAP ON INC Cmn 833034951 475 8,400 Sh Put Shared-defined 1 8,400 SNYDERS-LANCE INC Cmn 833551104 263 11,238 Sh Shared-defined -- 11,238 SOHU.COM INC Cmn 83408W953 10,000 157,500 Sh Put Shared-defined 1 157,500 SOHU.COM INC Cmn 83408W903 6,565 103,400 Sh Call Shared-defined 1 103,400 SOHU.COM INC Cmn 83408W103 1,042 16,408 Sh Shared-defined 1 16,408 SOHU.COM INC Cmn 83408W103 375 5,908 Sh Shared-defined -- 5,908 SOLAR CAPITAL LTD Cmn 83413U100 713 28,771 Sh Shared-defined -- 28,771 SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 7,088 867,548 Sh Shared-defined -- N/A SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 834 102,038 Sh Shared-defined 1 N/A SOLARWINDS INC Cmn 83416B109 779 40,475 Sh Shared-defined -- 40,475 SOLARWINDS INC Cmn 83416B959 414 21,500 Sh Put Shared-defined 1 21,500 ---------- COLUMN TOTALS 29,877 ==========
FORM 13F Page 470 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SOLARWINDS INC Cmn 83416B109 241 12,537 Sh Shared-defined 1 12,537 SOLARWINDS INC Cmn 83416B909 117 6,100 Sh Call Shared-defined 1 6,100 SOLERA HOLDINGS INC Cmn 83421A104 1,713 33,374 Sh Shared-defined -- 33,374 SOLERA HOLDINGS INC Cmn 83421A104 5 100 Sh Shared-defined 1 100 SOLUTIA INC Cmn 834376501 443 19,207 Sh Shared-defined -- 19,207 SOLUTIA INC Cmn 834376951 420 18,200 Sh Put Shared-defined 1 18,200 SOLUTIA INC Cmn 834376901 379 16,400 Sh Call Shared-defined 1 16,400 SOLUTIA INC Cmn 834376501 278 12,056 Sh Shared-defined 1 12,056 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453902 278 88,200 Sh Call Shared-defined 1 88,200 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453952 18 5,800 Sh Put Shared-defined 1 5,800 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 15 4,794 Sh Shared-defined 1 4,794 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 5 1,467 Sh Shared-defined -- 1,467 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G902 123 9,300 Sh Call Shared-defined 1 9,300 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G952 79 6,000 Sh Put Shared-defined 1 6,000 ---------- COLUMN TOTALS 4,114 ==========
FORM 13F Page 471 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 3 200 Sh Shared-defined -- 200 SONIC CORP CMN STK Cmn 835451105 570 56,326 Sh Shared-defined -- 56,326 SONIC SOLUTIONS CMN STK Cmn 835460106 497 33,126 Sh Shared-defined 1 33,126 SONIC SOLUTIONS CMN STK Cmn 835460956 407 27,100 Sh Put Shared-defined 1 27,100 SONIC SOLUTIONS CMN STK Cmn 835460906 336 22,400 Sh Call Shared-defined 1 22,400 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 3,442 102,225 Sh Shared-defined -- 102,225 SONOCO PRODUCTS COMMON STOCK Cmn 835495902 455 13,500 Sh Call Shared-defined 1 13,500 SONOCO PRODUCTS COMMON STOCK Cmn 835495952 77 2,300 Sh Put Shared-defined 1 2,300 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 3 87 Sh Shared-defined 1 87 SONOSITE INC 3.75% CB 7/15/2014 - REGISTERED Bond 83568GAA2 33,553 30,537,000 Prn Shared-defined -- N/A SONOSITE INC CMN STOCK Cmn 83568G954 446 14,100 Sh Put Shared-defined 1 14,100 SONOSITE INC CMN STOCK Cmn 83568G104 126 4,001 Sh Shared-defined 1 4,001 SONOSITE INC CMN STOCK Cmn 83568G904 70 2,200 Sh Call Shared-defined 1 2,200 SONUS NETWORKS INC Cmn 835916107 365 136,528 Sh Shared-defined -- 136,528 ---------- COLUMN TOTALS 40,350 ==========
FORM 13F Page 472 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SONUS NETWORKS INC Cmn 835916107 282 105,474 Sh Shared-defined 1 105,474 SONUS NETWORKS INC Cmn 835916957 61 22,900 Sh Put Shared-defined 1 22,900 SONUS NETWORKS INC Cmn 835916907 52 19,500 Sh Call Shared-defined 1 19,500 SONY CORP. - NYSE ADR Depository Receipt 835699307 295 8,260 Sh Shared-defined -- N/A SONY CORP. - NYSE ADR Depository Receipt 835699307 114 3,202 Sh Shared-defined 1 N/A SORL AUTO PARTS INC COMMON STOCK Cmn 78461U951 49 5,700 Sh Put Shared-defined 1 5,700 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U901 40 4,700 Sh Call Shared-defined 1 4,700 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U101 23 2,701 Sh Shared-defined 1 2,701 SOTHEBY'S -CL A CMN STK Cmn 835898907 3,627 80,600 Sh Call Shared-defined 1 80,600 SOTHEBY'S -CL A CMN STK Cmn 835898957 869 19,300 Sh Put Shared-defined 1 19,300 SOTHEBY'S -CL A CMN STK Cmn 835898107 100 2,214 Sh Shared-defined 1 2,214 SOTHEBY'S 3.125% CONV 6/15/13 - REGISTERED Bond 835898AC1 29,136 19,927,000 Prn Shared-defined -- N/A SOUFUN HOLDINGS LTD-ADR Depository Receipt 836034108 6,012 84,058 Sh Shared-defined -- N/A SOURCEFIRE INC COMMON STOCK Cmn 83616T108 9,011 347,529 Sh Shared-defined -- 347,529 ---------- COLUMN TOTALS 49,671 ==========
FORM 13F Page 473 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SOURCEFIRE INC COMMON STOCK Cmn 83616T958 376 14,500 Sh Put Shared-defined 1 14,500 SOURCEFIRE INC COMMON STOCK Cmn 83616T108 242 9,351 Sh Shared-defined 1 9,351 SOURCEFIRE INC COMMON STOCK Cmn 83616T908 99 3,800 Sh Call Shared-defined 1 3,800 SOUTH JERSEY INDUSTRIES CMN STK Cmn 838518108 712 13,472 Sh Shared-defined -- 13,472 SOUTHERN CO CMN STK Cmn 842587957 10,949 286,400 Sh Put Shared-defined 1 286,400 SOUTHERN CO CMN STK Cmn 842587907 10,930 285,900 Sh Call Shared-defined 1 285,900 SOUTHERN CO CMN STK Cmn 842587107 5,981 156,451 Sh Shared-defined 1 156,451 SOUTHERN CO CMN STK Cmn 842587107 133 3,487 Sh Shared-defined -- 3,487 SOUTHERN COPPER CORP Cmn 84265V955 7,803 160,100 Sh Put Shared-defined 1 160,100 SOUTHERN COPPER CORP Cmn 84265V905 6,482 133,000 Sh Call Shared-defined 1 133,000 SOUTHERN UNION CO CMN STK Cmn 844030106 921 38,243 Sh Shared-defined -- 38,243 SOUTHERN UNION CO CMN STK Cmn 844030106 10 428 Sh Shared-defined 1 428 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 1,083 83,400 Sh Call Shared-defined 1 83,400 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 996 76,700 Sh Put Shared-defined 1 76,700 ---------- COLUMN TOTALS 46,717 ==========
FORM 13F Page 474 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 911 70,155 Sh Shared-defined -- 70,155 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 45 3,430 Sh Shared-defined 1 3,430 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 25,312 676,248 Sh Shared-defined -- 676,248 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 16,930 452,300 Sh Put Shared-defined 1 452,300 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 13,568 362,500 Sh Call Shared-defined 1 362,500 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 5,341 142,702 Sh Shared-defined 1 142,702 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 5,180 138,400 Sh Put Shared-defined -- 138,400 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 643 17,463 Sh Shared-defined -- 17,463 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 18 489 Sh Shared-defined 1 489 SPANSION INC-CLASS A Cmn 84649R200 3,888 187,812 Sh Shared-defined 1 187,812 SPANSION INC-CLASS A Cmn 84649R200 1,007 48,662 Sh Shared-defined -- 48,662 SPARTAN STORES INC 3.375% CB 5/15/2027-REGISTERED Bond 846822AE4 16,192 17,140,000 Prn Shared-defined -- N/A SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 2,634 105,400 Sh Call Shared-defined 1 105,400 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 1,568 62,733 Sh Shared-defined -- 62,733 ---------- COLUMN TOTALS 93,237 ==========
FORM 13F Page 475 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SPECTRA ENERGY CORP COMMON STOCK Cmn 847560959 290 11,600 Sh Put Shared-defined 1 11,600 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 111 4,436 Sh Shared-defined 1 4,436 SPECTRA ENERGY PARTNERS LP Cmn 84756N909 260 7,900 Sh Call Shared-defined 1 7,900 SPECTRA ENERGY PARTNERS LP Cmn 84756N959 92 2,800 Sh Put Shared-defined 1 2,800 SPECTRA ENERGY PARTNERS LP Cmn 84756N109 39 1,201 Sh Shared-defined 1 1,201 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 740 107,700 Sh Call Shared-defined 1 107,700 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 581 84,500 Sh Put Shared-defined 1 84,500 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 250 36,462 Sh Shared-defined 1 36,462 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 215 14,030 Sh Shared-defined -- 14,030 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574909 381 18,300 Sh Call Shared-defined 1 18,300 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574959 345 16,600 Sh Put Shared-defined 1 16,600 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 36 1,744 Sh Shared-defined -- 1,744 SPREADTRUM COMMUNICATIONS-ADR Depository Receipt 849415203 864 47,025 Sh Shared-defined 1 N/A SPRINT NEXTEL CORP Cmn 852061100 31,809 7,519,933 Sh Shared-defined -- 7,519,933 ---------- COLUMN TOTALS 36,013 ==========
FORM 13F Page 476 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SPRINT NEXTEL CORP Cmn 852061950 14,752 3,487,500 Sh Put Shared-defined 1 3,487,500 SPRINT NEXTEL CORP Cmn 852061100 14,251 3,369,013 Sh Shared-defined 1 3,369,013 SPRINT NEXTEL CORP Cmn 852061900 2,514 594,400 Sh Call Shared-defined 1 594,400 SPX CORP Cmn 784635904 2,381 33,300 Sh Call Shared-defined 1 33,300 SPX CORP Cmn 784635104 550 7,687 Sh Shared-defined -- 7,687 SPX CORP Cmn 784635954 415 5,800 Sh Put Shared-defined 1 5,800 SPX CORP Cmn 784635104 121 1,698 Sh Shared-defined 1 1,698 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 786 38,411 Sh Shared-defined -- 38,411 ST JUDE MED INC Cmn 790849953 1,274 29,800 Sh Put Shared-defined 1 29,800 ST JUDE MED INC Cmn 790849903 667 15,600 Sh Call Shared-defined 1 15,600 ST JUDE MED INC Cmn 790849103 381 8,901 Sh Shared-defined 1 8,901 ST JUDE MED INC Cmn 790849103 121 2,820 Sh Shared-defined -- 2,820 STAAR SURGICAL CO CMN STK Cmn 852312305 105 17,209 Sh Shared-defined -- 17,209 STAAR SURGICAL CO CMN STK Cmn 852312305 23 3,846 Sh Shared-defined 1 3,846 ---------- COLUMN TOTALS 38,341 ==========
FORM 13F Page 477 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STALNAYA GRUPPA MECHEL-ADR 1:3 Depository COMMON Receipt 583840103 2,581 88,315 Sh Shared-defined 1 N/A STAMPS.COM INC CMN STK Cmn 852857900 170 12,800 Sh Call Shared-defined 1 12,800 STAMPS.COM INC CMN STK Cmn 852857200 131 9,862 Sh Shared-defined -- 9,862 STAMPS.COM INC CMN STK Cmn 852857950 40 3,000 Sh Put Shared-defined 1 3,000 STAMPS.COM INC CMN STK Cmn 852857200 39 2,970 Sh Shared-defined 1 2,970 STANCORP FINL GROUP INC CMN STOCK Cmn 852891900 853 18,900 Sh Call Shared-defined 1 18,900 STANCORP FINL GROUP INC CMN STOCK Cmn 852891950 420 9,300 Sh Put Shared-defined 1 9,300 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 52 1,151 Sh Shared-defined -- 1,151 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626959 161 5,600 Sh Put Shared-defined 1 5,600 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626109 23 815 Sh Shared-defined 1 815 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626909 20 700 Sh Call Shared-defined 1 700 STANDARD PACIFIC CP CMN STK Cmn 85375C101 7,021 1,526,400 Sh Shared-defined -- 1,526,400 STANDARD PACIFIC CP CMN STK Cmn 85375C101 196 42,545 Sh Shared-defined 1 42,545 STANDARD PACIFIC CP CMN STK Cmn 85375C901 126 27,300 Sh Call Shared-defined 1 27,300 ---------- COLUMN TOTALS 11,833 ==========
FORM 13F Page 478 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STANDARD PACIFIC CP CMN STK Cmn 85375C951 41 9,000 Sh Put Shared-defined 1 9,000 STANLEY BLACK & DECKER 4.75% CONV PREF-PERP-REGIST Pref Stk 854502309 114 1,047 Sh Shared-defined 1 N/A STANLEY BLACK & DECKER INC Cmn 854502901 3,992 59,700 Sh Call Shared-defined 1 59,700 STANLEY BLACK & DECKER INC Cmn 854502951 2,675 40,000 Sh Put Shared-defined 1 40,000 STANLEY BLACK & DECKER INC Cmn 854502101 561 8,393 Sh Shared-defined 1 8,393 STAPLES COMMON STOCK SPLS Cmn 855030102 19,102 838,918 Sh Shared-defined -- 838,918 STAPLES COMMON STOCK SPLS Cmn 855030902 2,083 91,500 Sh Call Shared-defined 1 91,500 STAPLES COMMON STOCK SPLS Cmn 855030952 965 42,400 Sh Put Shared-defined 1 42,400 STAPLES COMMON STOCK SPLS Cmn 855030102 605 26,583 Sh Shared-defined 1 26,583 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 149 76,621 Sh Shared-defined 1 76,621 STAR SCIENTIFIC INC CMN STK Cmn 85517P951 64 32,700 Sh Put Shared-defined 1 32,700 STAR SCIENTIFIC INC CMN STK Cmn 85517P901 52 26,700 Sh Call Shared-defined 1 26,700 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 17 8,600 Sh Shared-defined -- 8,600 STARBUCKS CMN STOCK Cmn 855244109 24,362 758,234 Sh Shared-defined -- 758,234 ---------- COLUMN TOTALS 54,782 ==========
FORM 13F Page 479 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STARBUCKS CMN STOCK Cmn 855244959 19,905 619,500 Sh Put Shared-defined 1 619,500 STARBUCKS CMN STOCK Cmn 855244109 7,379 229,666 Sh Shared-defined 1 229,666 STARBUCKS CMN STOCK Cmn 855244909 6,600 205,400 Sh Call Shared-defined 1 205,400 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 21,158 348,100 Sh Put Shared-defined 1 348,100 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 13,049 214,700 Sh Call Shared-defined 1 214,700 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 2,380 39,161 Sh Shared-defined -- 39,161 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 13 219 Sh Shared-defined 1 219 STARWOOD PROPERTY TRUST INC Cmn 85571B105 26,993 1,256,638 Sh Shared-defined -- 1,256,638 STATE STREET CORP CMN STK Cmn 857477103 18,375 396,522 Sh Shared-defined -- 396,522 STATE STREET CORP CMN STK Cmn 857477903 18,114 390,900 Sh Call Shared-defined 1 390,900 STATE STREET CORP CMN STK Cmn 857477953 12,915 278,700 Sh Put Shared-defined 1 278,700 STATE STREET CORP CMN STK Cmn 857477103 1,742 37,596 Sh Shared-defined 1 37,596 STEC INC CMN STK Cmn 784774951 4,427 250,800 Sh Put Shared-defined 1 250,800 STEC INC CMN STK Cmn 784774101 3,540 200,578 Sh Shared-defined 1 200,578 ---------- COLUMN TOTALS 156,590 ==========
FORM 13F Page 480 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STEC INC CMN STK Cmn 784774901 3,108 176,100 Sh Call Shared-defined 1 176,100 STEC INC CMN STK Cmn 784774101 236 13,387 Sh Shared-defined -- 13,387 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 1,678 91,700 Sh Put Shared-defined 1 91,700 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 1,632 89,171 Sh Shared-defined 1 89,171 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 1,268 69,300 Sh Call Shared-defined 1 69,300 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 88 4,831 Sh Shared-defined -- 4,831 STEELCASE INC CMN STOCK Cmn 858155203 904 85,553 Sh Shared-defined -- 85,553 STEELCASE INC CMN STOCK Cmn 858155903 202 19,100 Sh Call Shared-defined 1 19,100 STEELCASE INC CMN STOCK Cmn 858155203 12 1,163 Sh Shared-defined 1 1,163 STEELCASE INC CMN STOCK Cmn 858155953 10 900 Sh Put Shared-defined 1 900 STEIN MART INC CMN STK Cmn 858375908 39 4,200 Sh Call Shared-defined 1 4,200 STEIN MART INC CMN STK Cmn 858375958 31 3,400 Sh Put Shared-defined 1 3,400 STEIN MART INC CMN STK Cmn 858375108 23 2,540 Sh Shared-defined -- 2,540 STEIN MART INC CMN STK Cmn 858375108 2 176 Sh Shared-defined 1 176 ---------- COLUMN TOTALS 9,233 ==========
FORM 13F Page 481 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STEREOTAXIS INC COMMON STOCK Cmn 85916J902 19 4,900 Sh Call Shared-defined 1 4,900 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 18 4,786 Sh Shared-defined 1 4,786 STEREOTAXIS INC COMMON STOCK Cmn 85916J952 17 4,500 Sh Put Shared-defined 1 4,500 STERICYCLE INC CMN STOCK Cmn 858912908 2,832 35,000 Sh Call Shared-defined 1 35,000 STERICYCLE INC CMN STOCK Cmn 858912958 186 2,300 Sh Put Shared-defined 1 2,300 STERICYCLE INC CMN STOCK Cmn 858912108 19 229 Sh Shared-defined -- 229 STERIS CORP CMN STK Cmn 859152100 433 11,885 Sh Shared-defined -- 11,885 STERIS CORP CMN STK Cmn 859152900 277 7,600 Sh Call Shared-defined 1 7,600 STERIS CORP CMN STK Cmn 859152100 6 172 Sh Shared-defined 1 172 STERLING BANCSHRS/TX CMN STK Cmn 858907108 4,665 664,585 Sh Shared-defined -- 664,585 STEWART ENTERPR STEI 3 1/8 07/14 -REGISTERED Bond 860370AH8 971 1,000,000 Prn Shared-defined -- N/A STIFEL FINANCIAL CORP CMN STK Cmn 860630102 10,646 171,592 Sh Shared-defined -- 171,592 STIFEL FINANCIAL CORP CMN STK Cmn 860630902 2,364 38,100 Sh Call Shared-defined 1 38,100 STIFEL FINANCIAL CORP CMN STK Cmn 860630952 1,377 22,200 Sh Put Shared-defined 1 22,200 ---------- COLUMN TOTALS 23,830 ==========
FORM 13F Page 482 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STIFEL FINANCIAL CORP CMN STK Cmn 860630102 1,117 17,997 Sh Shared-defined 1 17,997 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 5,137 240,600 Sh Put Shared-defined 1 240,600 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 3,273 153,312 Sh Shared-defined -- 153,312 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 2,462 115,300 Sh Call Shared-defined 1 115,300 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 975 45,672 Sh Shared-defined 1 45,672 STILLWATER MINING COMPANY 1.875% CB 3/15/28 - REGISTERED Bond 86074QAF9 5,524 4,800,000 Prn Shared-defined -- N/A STILLWATER MINING COMPANY 1.875% CB 3/15/28 - REGISTERED Bond 86074QAF9 1,731 1,500,000 Prn Shared-defined 1 N/A STMICROELECTRONICS NV-NY SHS Depository CMN STOCK Receipt 861012102 7,051 675,357 Sh Shared-defined -- N/A STONE ENERGY CORP CMN STK Cmn 861642106 20,498 919,593 Sh Shared-defined -- 919,593 STONE ENERGY CORP CMN STK Cmn 861642906 1,317 59,100 Sh Call Shared-defined 1 59,100 STONE ENERGY CORP CMN STK Cmn 861642956 624 28,000 Sh Put Shared-defined 1 28,000 STONERIDGE INC COM SHS Cmn 86183P102 390 24,704 Sh Shared-defined -- 24,704 STR HOLDINGS INC Cmn 78478V900 530 26,500 Sh Call Shared-defined 1 26,500 STR HOLDINGS INC Cmn 78478V950 106 5,300 Sh Put Shared-defined 1 5,300 ---------- COLUMN TOTALS 50,735 ==========
FORM 13F Page 483 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STR HOLDINGS INC Cmn 78478V100 2 100 Sh Shared-defined -- 100 STRATASYS INC CMN STOCK Cmn 862685954 317 9,700 Sh Put Shared-defined 1 9,700 STRATASYS INC CMN STOCK Cmn 862685904 307 9,400 Sh Call Shared-defined 1 9,400 STRATASYS INC CMN STOCK Cmn 862685104 245 7,500 Sh Shared-defined -- 7,500 STRAYER ED INC CMN STOCK Cmn 863236905 6,880 45,200 Sh Call Shared-defined 1 45,200 STRAYER ED INC CMN STOCK Cmn 863236955 3,532 23,200 Sh Put Shared-defined 1 23,200 STRAYER ED INC CMN STOCK Cmn 863236105 1,094 7,189 Sh Shared-defined -- 7,189 STRAYER ED INC CMN STOCK Cmn 863236105 278 1,828 Sh Shared-defined 1 1,828 STRYKER CORP CMN STK Cmn 863667951 5,306 98,800 Sh Put Shared-defined 1 98,800 STRYKER CORP CMN STK Cmn 863667901 4,914 91,500 Sh Call Shared-defined 1 91,500 STRYKER CORP CMN STK Cmn 863667101 3,199 59,581 Sh Shared-defined -- 59,581 STRYKER CORP CMN STK Cmn 863667101 63 1,169 Sh Shared-defined 1 1,169 STURM RUGER & CO INC CMN STK Cmn 864159108 145 9,457 Sh Shared-defined 1 9,457 STURM RUGER & CO INC CMN STK Cmn 864159908 121 7,900 Sh Call Shared-defined 1 7,900 ---------- COLUMN TOTALS 26,403 ==========
FORM 13F Page 484 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) STURM RUGER & CO INC CMN STK Cmn 864159958 115 7,500 Sh Put Shared-defined 1 7,500 SUBURBAN PROPANE PARTNERS LP Cmn 864482904 724 12,900 Sh Call Shared-defined 1 12,900 SUBURBAN PROPANE PARTNERS LP Cmn 864482954 516 9,200 Sh Put Shared-defined 1 9,200 SUBURBAN PROPANE PARTNERS LP Cmn 864482104 25 454 Sh Shared-defined 1 454 SUCCESSFACTORS INC Cmn 864596101 8,434 291,214 Sh Shared-defined -- 291,214 SUCCESSFACTORS INC Cmn 864596901 1,187 41,000 Sh Call Shared-defined 1 41,000 SUCCESSFACTORS INC Cmn 864596951 197 6,800 Sh Put Shared-defined 1 6,800 SULPHCO INC COMMON STOCK Cmn 865378103 7 41,641 Sh Shared-defined 1 41,641 SUN BANCORP INC N J CMN STOCK Cmn 86663B102 59 12,612 Sh Shared-defined -- 12,612 SUN BANCORP INC N J CMN STOCK Cmn 86663B102 4 890 Sh Shared-defined 1 890 SUN COMMUNITIES INC CMN STK Cmn 866674104 567 17,024 Sh Shared-defined -- 17,024 SUN COMMUNITIES INC CMN STK Cmn 866674104 6 189 Sh Shared-defined 1 189 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 20,683 540,167 Sh Shared-defined -- 540,167 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 17,874 466,800 Sh Put Shared-defined 1 466,800 ---------- COLUMN TOTALS 50,398 ==========
FORM 13F Page 485 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 12,402 323,900 Sh Call Shared-defined 1 323,900 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 2,367 61,817 Sh Shared-defined 1 61,817 SUNOCO INC COMMON STOCK Cmn 86764P109 29,986 743,882 Sh Shared-defined -- 743,882 SUNOCO INC COMMON STOCK Cmn 86764P909 9,352 232,000 Sh Call Shared-defined 1 232,000 SUNOCO INC COMMON STOCK Cmn 86764P959 5,668 140,600 Sh Put Shared-defined 1 140,600 SUNOCO INC COMMON STOCK Cmn 86764P109 334 8,285 Sh Shared-defined 1 8,285 SUNOPTA INC Cmn 8676EP908 72 9,200 Sh Call Shared-defined 1 9,200 SUNOPTA INC Cmn 8676EP958 45 5,800 Sh Put Shared-defined 1 5,800 SUNOPTA INC Cmn 8676EP108 4 456 Sh Shared-defined 1 456 SUNPOWER CORP COMMON STOCK Cmn 867652909 4,512 351,700 Sh Call Shared-defined 1 351,700 SUNPOWER CORP COMMON STOCK Cmn 867652959 2,365 184,300 Sh Put Shared-defined 1 184,300 SUNPOWER CORP COMMON STOCK Cmn 867652109 718 55,928 Sh Shared-defined -- 55,928 SUNPOWER CORP COMMON STOCK Cmn 867652109 18 1,420 Sh Shared-defined 1 1,420 SUNPOWER CORP-CLASS B Cmn 867652957 848 68,300 Sh Put Shared-defined 1 68,300 ---------- COLUMN TOTALS 68,691 ==========
FORM 13F Page 486 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SUNPOWER CORP-CLASS B Cmn 867652307 656 52,835 Sh Shared-defined 1 52,835 SUNPOWER CORP-CLASS B Cmn 867652907 449 36,200 Sh Call Shared-defined 1 36,200 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K906 95 17,400 Sh Call Shared-defined 1 17,400 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 19 3,420 Sh Shared-defined 1 3,420 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K956 10 1,800 Sh Put Shared-defined 1 1,800 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 4 700 Sh Shared-defined -- 700 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 287 27,809 Sh Shared-defined -- 27,809 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 73 7,076 Sh Shared-defined 1 7,076 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892901 55 5,300 Sh Call Shared-defined 1 5,300 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892951 31 3,000 Sh Put Shared-defined 1 3,000 SUNTECH POWER HOLDINGS CO LTD Depository 1:1 ADR Receipt 86800C104 460 57,480 Sh Shared-defined 1 N/A SUNTECH POWER HOLDINGS CO LTD Depository 1:1 ADR Receipt 86800C104 329 41,064 Sh Shared-defined -- N/A SUNTRUST BKS INC Cmn 867914953 6,283 212,900 Sh Put Shared-defined 1 212,900 SUNTRUST BKS INC Cmn 867914903 4,940 167,400 Sh Call Shared-defined 1 167,400 ---------- COLUMN TOTALS 13,691 ==========
FORM 13F Page 487 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SUNTRUST BKS INC Cmn 867914103 4,449 150,772 Sh Shared-defined 1 150,772 SUNTRUST BKS INC Cmn 867914103 2,435 82,522 Sh Shared-defined -- 82,522 SUPERGEN INC CMN STOCK Cmn 868059106 78 29,960 Sh Shared-defined 1 29,960 SUPERGEN INC CMN STOCK Cmn 868059956 77 29,500 Sh Put Shared-defined 1 29,500 SUPERGEN INC CMN STOCK Cmn 868059906 3 1,000 Sh Call Shared-defined 1 1,000 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 3,361 96,065 Sh Shared-defined -- 96,065 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 465 13,300 Sh Put Shared-defined 1 13,300 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 223 6,375 Sh Shared-defined 1 6,375 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 175 5,000 Sh Call Shared-defined 1 5,000 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 1,109 52,242 Sh Shared-defined -- 52,242 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168955 170 8,000 Sh Put Shared-defined 1 8,000 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168905 59 2,800 Sh Call Shared-defined 1 2,800 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 57 2,707 Sh Shared-defined 1 2,707 SUPERTEX INC CMN STK Cmn 868532102 455 18,800 Sh Shared-defined -- 18,800 ---------- COLUMN TOTALS 13,116 ==========
FORM 13F Page 488 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SUPERTEX INC CMN STK Cmn 868532902 106 4,400 Sh Call Shared-defined 1 4,400 SUPERTEX INC CMN STK Cmn 868532952 106 4,400 Sh Put Shared-defined 1 4,400 SUPERTEX INC CMN STK Cmn 868532102 43 1,777 Sh Shared-defined 1 1,777 SUPERVALU INC Cmn 868536103 2,131 221,320 Sh Shared-defined -- 221,320 SUPERVALU INC Cmn 868536953 1,823 189,300 Sh Put Shared-defined 1 189,300 SUPERVALU INC Cmn 868536103 1,541 159,981 Sh Shared-defined 1 159,981 SUPERVALU INC Cmn 868536903 521 54,100 Sh Call Shared-defined 1 54,100 SUPPORT.COM INC Cmn 86858W101 116 17,897 Sh Shared-defined -- 17,897 SURMODICS INC CMN STOCK Cmn 868873950 144 12,100 Sh Put Shared-defined 1 12,100 SURMODICS INC CMN STOCK Cmn 868873100 89 7,461 Sh Shared-defined 1 7,461 SURMODICS INC CMN STOCK Cmn 868873900 39 3,300 Sh Call Shared-defined 1 3,300 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099101 1,359 140,393 Sh Shared-defined -- 140,393 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099951 69 7,100 Sh Put Shared-defined 1 7,100 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099901 28 2,900 Sh Call Shared-defined 1 2,900 ---------- COLUMN TOTALS 8,115 ==========
FORM 13F Page 489 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 1,090 20,546 Sh Shared-defined -- 20,546 SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 584 11,000 Sh Call Shared-defined 1 11,000 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 228 4,300 Sh Put Shared-defined 1 4,300 SWIFT ENERGY COMMON STOCK Cmn 870738101 3,625 92,584 Sh Shared-defined -- 92,584 SWIFT ENERGY COMMON STOCK Cmn 870738901 681 17,400 Sh Call Shared-defined 1 17,400 SWIFT ENERGY COMMON STOCK Cmn 870738951 145 3,700 Sh Put Shared-defined 1 3,700 SWIFT ENERGY COMMON STOCK Cmn 870738101 67 1,699 Sh Shared-defined 1 1,699 SWS GROUP INC CMN STK Cmn 78503N107 129 25,466 Sh Shared-defined -- 25,466 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 623 30,280 Sh Shared-defined -- 30,280 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 102 4,930 Sh Shared-defined 1 4,930 SYKES ENTERPRISES INC CMN STOCK Cmn 871237103 640 31,600 Sh Shared-defined -- 31,600 SYKES ENTERPRISES INC CMN STOCK Cmn 871237103 154 7,596 Sh Shared-defined 1 7,596 SYKES ENTERPRISES INC CMN STOCK Cmn 871237953 77 3,800 Sh Put Shared-defined 1 3,800 SYKES ENTERPRISES INC CMN STOCK Cmn 871237903 12 600 Sh Call Shared-defined 1 600 ---------- COLUMN TOTALS 8,157 ==========
FORM 13F Page 490 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SYMANTEC CORP CMN STK Cmn 871503958 7,412 442,800 Sh Put Shared-defined 1 442,800 SYMANTEC CORP CMN STK Cmn 871503108 5,438 324,865 Sh Shared-defined 1 324,865 SYMANTEC CORP CMN STK Cmn 871503108 3,483 208,067 Sh Shared-defined -- 208,067 SYMANTEC CORP CMN STK Cmn 871503908 2,802 167,400 Sh Call Shared-defined 1 167,400 SYMMETRICOM INC CMN STK Cmn 871543104 81 11,377 Sh Shared-defined -- 11,377 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 217 23,477 Sh Shared-defined -- 23,477 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 9 968 Sh Shared-defined 1 968 SYNAPTICS INCORPORATED Cmn 87157D909 3,332 113,400 Sh Call Shared-defined 1 113,400 SYNAPTICS INCORPORATED Cmn 87157D959 2,894 98,500 Sh Put Shared-defined 1 98,500 SYNAPTICS INCORPORATED Cmn 87157D109 1,592 54,186 Sh Shared-defined -- 54,186 SYNAPTICS INCORPORATED Cmn 87157D109 90 3,073 Sh Shared-defined 1 3,073 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 302 11,300 Sh Call Shared-defined 1 11,300 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B953 80 3,000 Sh Put Shared-defined 1 3,000 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 4 162 Sh Shared-defined 1 162 ---------- COLUMN TOTALS 27,736 ==========
FORM 13F Page 491 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 -- 1 Sh Shared-defined -- 1 SYNGENTA AG - ADR Depository Receipt 87160A100 671 11,423 Sh Shared-defined 1 N/A SYNGENTA AG - ADR Depository Receipt 87160A100 190 3,227 Sh Shared-defined -- N/A SYNNEX CORP COMMON STOCK Cmn 87162W100 862 27,637 Sh Shared-defined -- 27,637 SYNNEX CORP COMMON STOCK Cmn 87162W900 81 2,600 Sh Call Shared-defined 1 2,600 SYNNEX CORP COMMON STOCK Cmn 87162W100 41 1,306 Sh Shared-defined 1 1,306 SYNNEX CORP COMMON STOCK Cmn 87162W950 31 1,000 Sh Put Shared-defined 1 1,000 SYNOPSYS INC CMN STK Cmn 871607107 2,218 82,419 Sh Shared-defined -- 82,419 SYNOPSYS INC CMN STK Cmn 871607957 145 5,400 Sh Put Shared-defined 1 5,400 SYNOPSYS INC CMN STK Cmn 871607107 116 4,320 Sh Shared-defined 1 4,320 SYNOPSYS INC CMN STK Cmn 871607907 38 1,400 Sh Call Shared-defined 1 1,400 SYNOVUS FINANCIAL CORP 8.25% MAND 05/15/2013-REGI Bond 87161C204 31 1,233 Prn Shared-defined 1 N/A SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 9,850 3,731,192 Sh Shared-defined -- 3,731,192 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 355 134,308 Sh Shared-defined 1 134,308 ---------- COLUMN TOTALS 14,629 ==========
FORM 13F Page 492 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 203 77,000 Sh Call Shared-defined 1 77,000 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 160 60,600 Sh Put Shared-defined 1 60,600 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 55 8,948 Sh Shared-defined -- 8,948 SYNTA PHARMACEUTICALS CORP Cmn 87162T956 48 7,900 Sh Put Shared-defined 1 7,900 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 45 7,341 Sh Shared-defined 1 7,341 SYNTA PHARMACEUTICALS CORP Cmn 87162T906 24 3,900 Sh Call Shared-defined 1 3,900 SYNTEL INC Cmn 87162H103 4,191 87,693 Sh Shared-defined -- 87,693 SYSCO CORP COMMON STOCK SYY Cmn 871829957 3,260 110,900 Sh Put Shared-defined 1 110,900 SYSCO CORP COMMON STOCK SYY Cmn 871829907 3,078 104,700 Sh Call Shared-defined 1 104,700 SYSCO CORP COMMON STOCK SYY Cmn 871829107 2,439 82,975 Sh Shared-defined -- 82,975 SYSCO CORP COMMON STOCK SYY Cmn 871829107 1,043 35,483 Sh Shared-defined 1 35,483 SYSTEMAX INC CMN STK Cmn 871851101 184 13,064 Sh Shared-defined -- 13,064 SYSTEMAX INC CMN STK Cmn 871851101 130 9,218 Sh Shared-defined 1 9,218 SYSTEMAX INC CMN STK Cmn 871851951 128 9,100 Sh Put Shared-defined 1 9,100 ---------- COLUMN TOTALS 14,988 ==========
FORM 13F Page 493 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) SYSTEMAX INC CMN STK Cmn 871851901 16 1,100 Sh Call Shared-defined 1 1,100 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P900 1,552 36,200 Sh Call Shared-defined 1 36,200 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P950 934 21,800 Sh Put Shared-defined 1 21,800 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P100 34 800 Sh Shared-defined -- 800 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P100 7 160 Sh Shared-defined 1 160 TAIWAN SEMICONDUCTOR -SPONS ADR Depository Receipt 874039100 2,401 191,491 Sh Shared-defined -- N/A TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 6,120 500,000 Sh Put Shared-defined -- 500,000 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 1,301 106,302 Sh Shared-defined -- 106,302 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 887 72,500 Sh Call Shared-defined 1 72,500 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 455 37,200 Sh Put Shared-defined 1 37,200 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 435 35,562 Sh Shared-defined 1 35,562 TAKE-TWO INTERACTIVE SOFTWARE 4.375% CB 06/01/2014 Bond 874054AA7 25,632 19,089,000 Prn Shared-defined -- N/A TAL INTERNATIONAL GROUP INC COMMON STOCK Cmn 874083108 724 23,444 Sh Shared-defined -- 23,444 TALBOTS INC CMN STK Cmn 874161102 15,242 1,789,009 Sh Shared-defined -- 1,789,009 ---------- COLUMN TOTALS 55,740 ==========
FORM 13F Page 494 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TALBOTS INC CMN STK Cmn 874161952 1,130 132,600 Sh Put Shared-defined 1 132,600 TALBOTS INC CMN STK Cmn 874161102 809 94,963 Sh Shared-defined 1 94,963 TALBOTS INC CMN STK Cmn 874161902 696 81,700 Sh Call Shared-defined 1 81,700 TALECRIS BIOTHERAPEUTICS Cmn 874227101 1,287 55,238 Sh Shared-defined -- 55,238 TALEO CORP COMMON STOCK Cmn 87424N104 10,190 368,521 Sh Shared-defined -- 368,521 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 24,184 1,089,852 Sh Shared-defined -- 1,089,852 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 903 40,700 Sh Call Shared-defined 1 40,700 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 892 40,200 Sh Put Shared-defined 1 40,200 TAM SA ADR 1:1 Depository Receipt 87484D103 244 10,023 Sh Shared-defined 1 N/A TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 15,424 301,307 Sh Shared-defined -- 301,307 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465906 727 14,200 Sh Call Shared-defined 1 14,200 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 512 10,000 Sh Put Shared-defined 1 10,000 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 4 83 Sh Shared-defined 1 83 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U954 1,237 169,400 Sh Put Shared-defined 1 169,400 ---------- COLUMN TOTALS 58,239 ==========
FORM 13F Page 495 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U104 1,116 152,880 Sh Shared-defined 1 152,880 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U904 209 28,600 Sh Call Shared-defined 1 28,600 TARGA RESOURCES CORP Cmn 87612G101 2,780 103,679 Sh Shared-defined -- 103,679 TARGA RESOURCES PARTNERS LP Cmn 87611X955 411 12,100 Sh Put Shared-defined 1 12,100 TARGA RESOURCES PARTNERS LP Cmn 87611X105 194 5,723 Sh Shared-defined 1 5,723 TARGA RESOURCES PARTNERS LP Cmn 87611X905 170 5,000 Sh Call Shared-defined 1 5,000 TARGACEPT INC COMMON STOCK Cmn 87611R306 1,731 65,332 Sh Shared-defined -- 65,332 TARGET CORP CMN STK Cmn 87612E106 87,145 1,449,270 Sh Shared-defined -- 1,449,270 TARGET CORP CMN STK Cmn 87612E906 26,102 434,100 Sh Call Shared-defined 1 434,100 TARGET CORP CMN STK Cmn 87612E956 18,478 307,300 Sh Put Shared-defined 1 307,300 TASEKO MINES LTD CMN STOCK Cmn 876511106 1,271 242,182 Sh Shared-defined 1 242,182 TASEKO MINES LTD CMN STOCK Cmn 876511956 1,164 221,800 Sh Put Shared-defined 1 221,800 TASEKO MINES LTD CMN STOCK Cmn 876511906 246 46,800 Sh Call Shared-defined 1 46,800 TASEKO MINES LTD CMN STOCK Cmn 876511106 110 21,001 Sh Shared-defined -- 21,001 ---------- COLUMN TOTALS 141,127 ==========
FORM 13F Page 496 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TASER INTL INC CMN STOCK Cmn 87651B104 156 33,221 Sh Shared-defined 1 33,221 TASER INTL INC CMN STOCK Cmn 87651B904 95 20,300 Sh Call Shared-defined 1 20,300 TASER INTL INC CMN STOCK Cmn 87651B954 45 9,600 Sh Put Shared-defined 1 9,600 TATA MOTORS LTD ADR 1:1 COMMON Depository Receipt 876568502 3,561 121,381 Sh Shared-defined 1 N/A TATA MOTORS LTD ADR 1:1 COMMON Depository Receipt 876568502 443 15,105 Sh Shared-defined -- N/A TAUBMAN CTRS INC CMN STK Cmn 876664103 23,104 457,690 Sh Shared-defined -- 457,690 TAUBMAN CTRS INC CMN STK Cmn 876664903 550 10,900 Sh Call Shared-defined 1 10,900 TAUBMAN CTRS INC CMN STK Cmn 876664953 273 5,400 Sh Put Shared-defined 1 5,400 TAYLOR CAPITAL GROUP INC COMMON STOCK Cmn 876851106 279 21,225 Sh Shared-defined -- 21,225 TCB/WS US (TCF FINANCIAL CORP-CW18) Wt 872275128 4 800 Shared-defined 1 N/A TCF FINANCIAL CORP COMMON Cmn 872275102 14,495 978,732 Sh Shared-defined -- 978,732 TCF FINANCIAL CORP COMMON Cmn 872275102 739 49,911 Sh Shared-defined 1 49,911 TCF FINANCIAL CORP COMMON Cmn 872275952 715 48,300 Sh Put Shared-defined 1 48,300 TCF FINANCIAL CORP COMMON Cmn 872275902 366 24,700 Sh Call Shared-defined 1 24,700 ---------- COLUMN TOTALS 44,825 ==========
FORM 13F Page 497 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 67,186 3,537,949 Sh Shared-defined -- 3,537,949 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 2,201 115,900 Sh Call Shared-defined 1 115,900 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 1,869 98,400 Sh Put Shared-defined 1 98,400 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 604 31,811 Sh Shared-defined 1 31,811 TEAM HEALTH HOLDINGS INC Cmn 87817A107 5,692 366,304 Sh Shared-defined -- 366,304 TEAM INC CMN STK Cmn 878155100 543 22,420 Sh Shared-defined -- 22,420 TECH DATA CORP CMN STK Cmn 878237106 10,278 233,495 Sh Shared-defined -- 233,495 TECH DATA CORP CMN STK Cmn 878237906 225 5,100 Sh Call Shared-defined 1 5,100 TECH DATA CORP CMN STK Cmn 878237956 145 3,300 Sh Put Shared-defined 1 3,300 TECHNE CORP CMN STK Cmn 878377100 3,631 55,294 Sh Shared-defined -- 55,294 TECHNE CORP CMN STK Cmn 878377950 131 2,000 Sh Put Shared-defined 1 2,000 TECHNE CORP CMN STK Cmn 878377100 128 1,956 Sh Shared-defined 1 1,956 TECHNE CORP CMN STK Cmn 878377900 79 1,200 Sh Call Shared-defined 1 1,200 TECHNOLOGY INVSTMT CAP CORP Cmn 87244T909 92 8,200 Sh Call Shared-defined 1 8,200 ---------- COLUMN TOTALS 92,804 ==========
FORM 13F Page 498 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TECHNOLOGY INVSTMT CAP CORP Cmn 87244T959 40 3,600 Sh Put Shared-defined 1 3,600 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 19,860 321,200 Sh Put Shared-defined 1 321,200 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 10,128 163,800 Sh Call Shared-defined 1 163,800 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 3,716 60,108 Sh Shared-defined 1 60,108 TECO ENERGY INC CMN STK Cmn 872375900 664 37,300 Sh Call Shared-defined 1 37,300 TECO ENERGY INC CMN STK Cmn 872375950 45 2,500 Sh Put Shared-defined 1 2,500 TECO ENERGY INC CMN STK Cmn 872375100 40 2,248 Sh Shared-defined 1 2,248 TECO ENERGY INC CMN STK Cmn 872375100 10 538 Sh Shared-defined -- 538 TEEKAY CORP CMN STOCK Cmn Y8564W903 1,836 55,500 Sh Call Shared-defined 1 55,500 TEEKAY CORP CMN STOCK Cmn Y8564W953 430 13,000 Sh Put Shared-defined 1 13,000 TEEKAY CORP CMN STOCK Cmn Y8564W103 123 3,710 Sh Shared-defined 1 3,710 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M905 551 14,500 Sh Call Shared-defined 1 14,500 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M955 255 6,700 Sh Put Shared-defined 1 6,700 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M105 22 583 Sh Shared-defined 1 583 ---------- COLUMN TOTALS 37,720 ==========
FORM 13F Page 499 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TEEKAY TANKERS LTD-CLASS A Cmn Y8565N102 695 56,310 Sh Shared-defined -- 56,310 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N952 443 35,900 Sh Put Shared-defined 1 35,900 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N102 183 14,838 Sh Shared-defined 1 14,838 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N902 141 11,400 Sh Call Shared-defined 1 11,400 TEJON RANCH CO CMN STK Cmn 879080109 236 8,556 Sh Shared-defined -- 8,556 TEJON RANCH CO CMN STK Cmn 879080109 6 214 Sh Shared-defined 1 214 TEKELEC CMN STK Cmn 879101103 1,218 102,243 Sh Shared-defined -- 102,243 TEKELEC CMN STK Cmn 879101103 218 18,269 Sh Shared-defined 1 18,269 TEKELEC CMN STK Cmn 879101953 86 7,200 Sh Put Shared-defined 1 7,200 TELE NORTE LESTE PART ADR 1:1000 Depository Receipt 879246106 380 25,853 Sh Shared-defined -- N/A TELE NORTE LESTE PART ADR 1:1000 Depository Receipt 879246106 12 785 Sh Shared-defined 1 N/A TELECOM ITALIA SPA -SP ADR 10:1 Depository Receipt 87927Y102 313 24,199 Sh Shared-defined -- N/A TELECOM ITALIA SPA -SP ADR 10:1 Depository Receipt 87927Y102 49 3,812 Sh Shared-defined 1 N/A TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 122 26,100 Sh Shared-defined -- 26,100 ---------- COLUMN TOTALS 4,102 ==========
FORM 13F Page 500 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 59 12,599 Sh Shared-defined 1 12,599 TELECOMMUNICATION SYSTEMS-A Cmn 87929J903 37 7,900 Sh Call Shared-defined 1 7,900 TELECOMMUNICATION SYSTEMS-A Cmn 87929J953 33 7,000 Sh Put Shared-defined 1 7,000 TELEFLEX INC 3.875% CB 08/01/2017-REGISTERED Bond 879369AA4 45,290 43,000,000 Prn Shared-defined -- N/A TELEFLEX INC CMN STK Cmn 879369106 1,834 34,083 Sh Shared-defined -- 34,083 TELEFONICA DE ESPANA ADR 3:1 Depository Receipt 879382208 639 9,340 Sh Shared-defined 1 N/A TELEFONICA DE ESPANA ADR 3:1 Depository Receipt 879382208 107 1,567 Sh Shared-defined -- N/A TELEFONOS DE MEXICO SPONS ADR L Depository 1:20 Receipt 879403780 317 19,669 Sh Shared-defined 1 N/A TELEPHONE & DATA CMN STK Cmn 879433100 1,734 47,448 Sh Shared-defined -- 47,448 TELEPHONE & DATA CMN STK Cmn 879433900 413 11,300 Sh Call Shared-defined 1 11,300 TELEPHONE & DATA CMN STK Cmn 879433950 157 4,300 Sh Put Shared-defined 1 4,300 TELETECH HLDGS INC CMN STOCK Cmn 879939956 301 14,600 Sh Put Shared-defined 1 14,600 TELETECH HLDGS INC CMN STOCK Cmn 879939106 114 5,556 Sh Shared-defined 1 5,556 TELETECH HLDGS INC CMN STOCK Cmn 879939106 68 3,304 Sh Shared-defined -- 3,304 ---------- COLUMN TOTALS 51,103 ==========
FORM 13F Page 501 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TELETECH HLDGS INC CMN STOCK Cmn 879939906 56 2,700 Sh Call Shared-defined 1 2,700 TELLABS INC CMN STK Cmn 879664950 692 102,000 Sh Put Shared-defined 1 102,000 TELLABS INC CMN STK Cmn 879664900 590 87,000 Sh Call Shared-defined 1 87,000 TELLABS INC CMN STK Cmn 879664100 545 80,375 Sh Shared-defined 1 80,375 TELLABS INC CMN STK Cmn 879664100 377 55,629 Sh Shared-defined -- 55,629 TEMPLE INLAND INC Cmn 879868107 3,819 179,779 Sh Shared-defined -- 179,779 TEMPLE INLAND INC Cmn 879868907 1,576 74,200 Sh Call Shared-defined 1 74,200 TEMPLE INLAND INC Cmn 879868957 1,565 73,700 Sh Put Shared-defined 1 73,700 TEMPLE INLAND INC Cmn 879868107 1,201 56,527 Sh Shared-defined 1 56,527 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 2,966 74,033 Sh Shared-defined -- 74,033 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 1,815 45,300 Sh Call Shared-defined 1 45,300 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 1,222 30,500 Sh Put Shared-defined 1 30,500 TENARIS SA - ADR 1:10 Depository Receipt 88031M109 12,705 259,400 Sh Shared-defined -- N/A TENARIS SA - ADR 1:10 Depository Receipt 88031M109 932 19,021 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 30,061 ==========
FORM 13F Page 502 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 713 106,600 Sh Call Shared-defined 1 106,600 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 159 23,700 Sh Put Shared-defined 1 23,700 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 152 22,659 Sh Shared-defined -- 22,659 TENNANT CO CMN STK Cmn 880345103 601 15,640 Sh Shared-defined -- 15,640 TENNECO INC COMMON STOCK Cmn 880349105 15,116 367,251 Sh Shared-defined -- 367,251 TENNECO INC COMMON STOCK Cmn 880349955 4,075 99,000 Sh Put Shared-defined 1 99,000 TENNECO INC COMMON STOCK Cmn 880349905 2,564 62,300 Sh Call Shared-defined 1 62,300 TERADATA CORP Cmn 88076W103 5,513 133,931 Sh Shared-defined -- 133,931 TERADATA CORP Cmn 88076W953 1,852 45,000 Sh Put Shared-defined 1 45,000 TERADATA CORP Cmn 88076W103 1,498 36,404 Sh Shared-defined 1 36,404 TERADATA CORP Cmn 88076W903 123 3,000 Sh Call Shared-defined 1 3,000 TERADYNE INC CMN STK Cmn 880770902 1,741 124,000 Sh Call Shared-defined 1 124,000 TERADYNE INC CMN STK Cmn 880770102 1,384 98,567 Sh Shared-defined -- 98,567 TERADYNE INC CMN STK Cmn 880770952 1,047 74,600 Sh Put Shared-defined 1 74,600 ---------- COLUMN TOTALS 36,538 ==========
FORM 13F Page 503 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TERADYNE INC CMN STK Cmn 880770102 36 2,551 Sh Shared-defined 1 2,551 TEREX CORP CMN STOCK Cmn 880779903 4,923 158,600 Sh Call Shared-defined 1 158,600 TEREX CORP CMN STOCK Cmn 880779953 2,939 94,700 Sh Put Shared-defined 1 94,700 TEREX CORP CMN STOCK Cmn 880779103 1,813 58,403 Sh Shared-defined -- 58,403 TEREX CORP CMN STOCK Cmn 880779103 33 1,078 Sh Shared-defined 1 1,078 TEREX CORPORATION 4% CB 6/1/2015-REGISTERED Bond 880779AV5 16,855 8,250,000 Prn Shared-defined -- N/A TERNIUM SA ADR 1:10 Depository Receipt 880890108 370 8,734 Sh Shared-defined 1 N/A TERRA NOVA ROYALTY CORP Cmn 88102D903 222 28,400 Sh Call Shared-defined 1 28,400 TERRA NOVA ROYALTY CORP Cmn 88102D953 103 13,200 Sh Put Shared-defined 1 13,200 TERRA NOVA ROYALTY CORP Cmn 88102D103 7 919 Sh Shared-defined 1 919 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448953 256 19,800 Sh Put Shared-defined 1 19,800 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448903 149 11,500 Sh Call Shared-defined 1 11,500 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448203 72 5,584 Sh Shared-defined 1 5,584 TESCO CORP CMN STOCK Cmn 88157K101 561 35,318 Sh Shared-defined -- 35,318 ---------- COLUMN TOTALS 28,339 ==========
FORM 13F Page 504 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TESLA MOTORS INC Cmn 88160R951 4,426 166,200 Sh Put Shared-defined 1 166,200 TESLA MOTORS INC Cmn 88160R901 2,743 103,000 Sh Call Shared-defined 1 103,000 TESLA MOTORS INC Cmn 88160R101 761 28,593 Sh Shared-defined 1 28,593 TESLA MOTORS INC Cmn 88160R101 154 5,772 Sh Shared-defined -- 5,772 TESORO CORP CMN STK Cmn 881609101 7,999 431,468 Sh Shared-defined -- 431,468 TESORO CORP CMN STK Cmn 881609901 3,938 212,400 Sh Call Shared-defined 1 212,400 TESORO CORP CMN STK Cmn 881609951 3,888 209,700 Sh Put Shared-defined 1 209,700 TESORO CORP CMN STK Cmn 881609101 57 3,055 Sh Shared-defined 1 3,055 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L950 1,418 64,000 Sh Put Shared-defined 1 64,000 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 1,395 62,973 Sh Shared-defined 1 62,973 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L900 786 35,500 Sh Call Shared-defined 1 35,500 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 765 34,524 Sh Shared-defined -- 34,524 TETRA TECH INC CMN STK Cmn 88162G103 416 16,609 Sh Shared-defined -- 16,609 TETRA TECH INC CMN STK Cmn 88162G903 326 13,000 Sh Call Shared-defined 1 13,000 ---------- COLUMN TOTALS 29,072 ==========
FORM 13F Page 505 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TETRA TECH INC CMN STK Cmn 88162G103 166 6,617 Sh Shared-defined 1 6,617 TETRA TECH INC CMN STK Cmn 88162G953 110 4,400 Sh Put Shared-defined 1 4,400 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 164 13,850 Sh Shared-defined -- 13,850 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F905 63 5,300 Sh Call Shared-defined 1 5,300 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F955 56 4,700 Sh Put Shared-defined 1 4,700 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 23 1,906 Sh Shared-defined 1 1,906 TEVA PHARMACEUTICAL INDUSTRIES - Depository ADR 1:1 Receipt 881624209 22,449 430,632 Sh Shared-defined 1 N/A TEVA PHARMACEUTICAL INDUSTRIES - Depository ADR 1:1 Receipt 881624209 8,145 156,250 Sh Shared-defined -- N/A TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 7,071 332,421 Sh Shared-defined -- 332,421 TEXAS INDUSTRIES INC CMN STK Cmn 882491953 2,065 45,100 Sh Put Shared-defined 1 45,100 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 1,474 32,204 Sh Shared-defined 1 32,204 TEXAS INDUSTRIES INC CMN STK Cmn 882491903 517 11,300 Sh Call Shared-defined 1 11,300 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 463 10,121 Sh Shared-defined -- 10,121 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 14,245 438,300 Sh Shared-defined -- 438,300 ---------- COLUMN TOTALS 57,011 ==========
FORM 13F Page 506 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 11,473 353,000 Sh Put Shared-defined 1 353,000 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 9,913 305,000 Sh Call Shared-defined 1 305,000 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 8,218 478,617 Sh Shared-defined -- 478,617 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681909 130 7,600 Sh Call Shared-defined 1 7,600 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681959 55 3,200 Sh Put Shared-defined 1 3,200 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 7 427 Sh Shared-defined 1 427 TEXTRON INC Cmn 883203101 15,662 662,504 Sh Shared-defined -- 662,504 TEXTRON INC Cmn 883203901 3,430 145,100 Sh Call Shared-defined 1 145,100 TEXTRON INC Cmn 883203951 2,303 97,400 Sh Put Shared-defined 1 97,400 TEXTRON INC Cmn 883203101 411 17,365 Sh Shared-defined 1 17,365 TEXTRON INC 4.5% CB 5/01/2013-REGISTERED Bond 883203BN0 82,820 43,567,000 Prn Shared-defined -- N/A TFS FINANCIAL COR Cmn 87240R107 532 58,984 Sh Shared-defined -- 58,984 TFS FINANCIAL COR Cmn 87240R107 130 14,371 Sh Shared-defined 1 14,371 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 10,014 331,604 Sh Shared-defined -- 331,604 ---------- COLUMN TOTALS 145,098 ==========
FORM 13F Page 507 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) THE BANK OF NEW YORK MELLON CORP Cmn 064058900 8,879 294,000 Sh Call Shared-defined 1 294,000 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 7,629 252,600 Sh Put Shared-defined 1 252,600 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 428 14,182 Sh Shared-defined 1 14,182 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 38,797 594,500 Sh Put Shared-defined 1 594,500 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 19,969 305,996 Sh Shared-defined 1 305,996 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 17,770 272,300 Sh Call Shared-defined 1 272,300 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 151 2,315 Sh Shared-defined -- 2,315 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 125,262 744,900 Sh Put Shared-defined 1 744,900 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 123,614 735,100 Sh Call Shared-defined 1 735,100 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 7,635 45,405 Sh Shared-defined 1 45,405 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 3,935 23,400 Sh Call Shared-defined -- 23,400 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 2,341 13,922 Sh Shared-defined -- 13,922 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 2,466 208,100 Sh Put Shared-defined 1 208,100 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 2,087 176,148 Sh Shared-defined -- 176,148 ---------- COLUMN TOTALS 360,963 ==========
FORM 13F Page 508 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 2,057 173,554 Sh Shared-defined 1 173,554 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 651 54,900 Sh Call Shared-defined 1 54,900 THE HERSHEY CO Cmn 427866108 65,996 1,399,712 Sh Shared-defined -- 1,399,712 THE HERSHEY CO Cmn 427866908 3,833 81,300 Sh Call Shared-defined 1 81,300 THE HERSHEY CO Cmn 427866958 3,602 76,400 Sh Put Shared-defined 1 76,400 THE HERSHEY CO Cmn 427866108 614 13,028 Sh Shared-defined 1 13,028 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 902 84,942 Sh Shared-defined -- 84,942 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 271 25,500 Sh Call Shared-defined 1 25,500 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 102 9,600 Sh Put Shared-defined 1 9,600 THE JONES GROUP INC Cmn 48020T101 7,296 469,468 Sh Shared-defined -- 469,468 THE JONES GROUP INC Cmn 48020T951 577 37,100 Sh Put Shared-defined 1 37,100 THE JONES GROUP INC Cmn 48020T901 466 30,000 Sh Call Shared-defined 1 30,000 THE JONES GROUP INC Cmn 48020T101 210 13,543 Sh Shared-defined 1 13,543 THE KNOT INC CMN STK Cmn 499184109 183 18,540 Sh Shared-defined -- 18,540 ---------- COLUMN TOTALS 86,760 ==========
FORM 13F Page 509 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) THE KNOT INC CMN STK Cmn 499184909 13 1,300 Sh Call Shared-defined 1 1,300 THE KNOT INC CMN STK Cmn 499184959 4 400 Sh Put Shared-defined 1 400 THE KNOT INC CMN STK Cmn 499184109 1 150 Sh Shared-defined 1 150 THE KROGER CO. COMMON STOCK KR Cmn 501044101 4,655 208,184 Sh Shared-defined -- 208,184 THE KROGER CO. COMMON STOCK KR Cmn 501044901 2,180 97,500 Sh Call Shared-defined 1 97,500 THE KROGER CO. COMMON STOCK KR Cmn 501044951 2,026 90,600 Sh Put Shared-defined 1 90,600 THE KROGER CO. COMMON STOCK KR Cmn 501044101 1,748 78,171 Sh Shared-defined 1 78,171 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 1,326 55,930 Sh Shared-defined 1 55,930 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 1,186 50,000 Sh Put Shared-defined 1 50,000 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 557 23,500 Sh Call Shared-defined 1 23,500 THE ST JOE CO CMN STK Cmn 790148950 4,084 186,900 Sh Put Shared-defined 1 186,900 THE ST JOE CO CMN STK Cmn 790148900 2,093 95,800 Sh Call Shared-defined 1 95,800 THE ST JOE CO CMN STK Cmn 790148100 590 26,988 Sh Shared-defined -- 26,988 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 2,329 42,300 Sh Put Shared-defined 1 42,300 ---------- COLUMN TOTALS 22,792 ==========
FORM 13F Page 510 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 1,525 27,700 Sh Call Shared-defined 1 27,700 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 288 5,225 Sh Shared-defined 1 5,225 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 43 786 Sh Shared-defined -- 786 THE9 LTD-ADR 1:1 COMMON Depository Receipt 88337K104 88 12,622 Sh Shared-defined -- N/A THE9 LTD-ADR 1:1 COMMON Depository Receipt 88337K104 1 134 Sh Shared-defined 1 N/A THERAVANCE INC 3% CB 1/15/15 - REGISTERED Bond 88338TAA2 40,889 36,000,000 Prn Shared-defined -- N/A THERAVANCE, INC. COMMON STOCK Cmn 88338T104 224 8,918 Sh Shared-defined -- 8,918 THERAVANCE, INC. COMMON STOCK Cmn 88338T954 115 4,600 Sh Put Shared-defined 1 4,600 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 36 1,451 Sh Shared-defined 1 1,451 THERAVANCE, INC. COMMON STOCK Cmn 88338T904 28 1,100 Sh Call Shared-defined 1 1,100 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 22,597 408,191 Sh Shared-defined -- 408,191 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556952 1,688 30,500 Sh Put Shared-defined 1 30,500 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556902 1,384 25,000 Sh Call Shared-defined 1 25,000 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 73 1,316 Sh Shared-defined 1 1,316 ---------- COLUMN TOTALS 68,979 ==========
FORM 13F Page 511 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) THOMAS & BETTS CORP Cmn 884315902 551 11,400 Sh Call Shared-defined 1 11,400 THOMAS & BETTS CORP Cmn 884315952 130 2,700 Sh Put Shared-defined 1 2,700 THOMAS & BETTS CORP Cmn 884315102 57 1,175 Sh Shared-defined 1 1,175 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 1,615 109,700 Sh Put Shared-defined 1 109,700 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 1,236 83,963 Sh Shared-defined 1 83,963 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 461 31,300 Sh Call Shared-defined 1 31,300 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 10 700 Sh Shared-defined -- 700 THOR INDUSTRIES INC CMN STK Cmn 885160101 1,213 35,725 Sh Shared-defined -- 35,725 THOR INDUSTRIES INC CMN STK Cmn 885160951 1,104 32,500 Sh Put Shared-defined 1 32,500 THOR INDUSTRIES INC CMN STK Cmn 885160901 353 10,400 Sh Call Shared-defined 1 10,400 THORATEC CORP Cmn 885175307 7,365 260,051 Sh Shared-defined -- 260,051 THORATEC CORP Cmn 885175957 2,113 74,600 Sh Put Shared-defined 1 74,600 THORATEC CORP Cmn 885175907 1,835 64,800 Sh Call Shared-defined 1 64,800 THORATEC CORP 1.38% CB DUE 05/16/2034 REGISTERED Bond 885175AB5 15,939 18,850,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 33,982 ==========
FORM 13F Page 512 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) THQ INC 5% CB 08/15/2014-REGISTERED Bond 872443AB2 17,549 16,701,000 Prn Shared-defined -- N/A THQ INC CMN STK Cmn 872443903 116 19,100 Sh Call Shared-defined 1 19,100 THQ INC CMN STK Cmn 872443953 63 10,400 Sh Put Shared-defined 1 10,400 THQ INC CMN STK Cmn 872443403 58 9,599 Sh Shared-defined 1 9,599 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 5,481 278,078 Sh Shared-defined -- 278,078 TIBCO SOFTWARE INC CMN STK Cmn 88632Q903 1,321 67,000 Sh Call Shared-defined 1 67,000 TIBCO SOFTWARE INC CMN STK Cmn 88632Q953 416 21,100 Sh Put Shared-defined 1 21,100 TIDEWATER COMMON STOCK TDW Cmn 886423102 45,977 853,957 Sh Shared-defined -- 853,957 TIDEWATER COMMON STOCK TDW Cmn 886423902 1,470 27,300 Sh Call Shared-defined 1 27,300 TIDEWATER COMMON STOCK TDW Cmn 886423952 1,001 18,600 Sh Put Shared-defined 1 18,600 TIDEWATER COMMON STOCK TDW Cmn 886423102 76 1,403 Sh Shared-defined 1 1,403 TIFFANY COMMON STOCK TIF Cmn 886547958 14,864 238,700 Sh Put Shared-defined 1 238,700 TIFFANY COMMON STOCK TIF Cmn 886547908 4,185 67,200 Sh Call Shared-defined 1 67,200 TIFFANY COMMON STOCK TIF Cmn 886547108 1,244 19,981 Sh Shared-defined 1 19,981 ---------- COLUMN TOTALS 93,821 ==========
FORM 13F Page 513 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TIFFANY COMMON STOCK TIF Cmn 886547108 528 8,484 Sh Shared-defined -- 8,484 TIM HORTONS INC COMMON STOCK Cmn 88706M953 676 16,400 Sh Put Shared-defined 1 16,400 TIM HORTONS INC COMMON STOCK Cmn 88706M103 417 10,111 Sh Shared-defined 1 10,111 TIM HORTONS INC COMMON STOCK Cmn 88706M903 49 1,200 Sh Call Shared-defined 1 1,200 TIM PARTICIPACOES SA-ADR Depository Receipt 88706P106 6,691 196,000 Sh Shared-defined -- N/A TIMBERLAND CO -CL A CMN STK Cmn 887100955 575 23,400 Sh Put Shared-defined 1 23,400 TIMBERLAND CO -CL A CMN STK Cmn 887100105 330 13,405 Sh Shared-defined 1 13,405 TIMBERLAND CO -CL A CMN STK Cmn 887100905 312 12,700 Sh Call Shared-defined 1 12,700 TIMBERLAND CO -CL A CMN STK Cmn 887100105 309 12,557 Sh Shared-defined -- 12,557 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 16,176 244,977 Sh Shared-defined -- 244,977 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 2,892 43,800 Sh Call Shared-defined 1 43,800 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 1,195 18,100 Sh Put Shared-defined 1 18,100 TIME WARNER INC CMN STK Cmn 887317303 22,377 695,589 Sh Shared-defined -- 695,589 TIME WARNER INC CMN STK Cmn 887317903 6,399 198,900 Sh Call Shared-defined 1 198,900 ---------- COLUMN TOTALS 58,926 ==========
FORM 13F Page 514 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TIME WARNER INC CMN STK Cmn 887317953 2,960 92,000 Sh Put Shared-defined 1 92,000 TIME WARNER TELECOM 2.375% CB 4/1/26-REGISTERED Bond 887319AC5 79,848 72,315,000 Prn Shared-defined -- N/A TIMKEN CO Cmn 887389954 983 20,600 Sh Put Shared-defined 1 20,600 TIMKEN CO Cmn 887389104 769 16,101 Sh Shared-defined -- 16,101 TIMKEN CO Cmn 887389904 434 9,100 Sh Call Shared-defined 1 9,100 TIMKEN CO Cmn 887389104 163 3,423 Sh Shared-defined 1 3,423 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M902 559 28,600 Sh Call Shared-defined 1 28,600 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 268 13,700 Sh Shared-defined -- 13,700 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M952 94 4,800 Sh Put Shared-defined 1 4,800 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 9 441 Sh Shared-defined 1 441 TITAN MACHINERY INC Cmn 88830R901 141 7,300 Sh Call Shared-defined 1 7,300 TITAN MACHINERY INC Cmn 88830R951 95 4,900 Sh Put Shared-defined 1 4,900 TITAN MACHINERY INC Cmn 88830R101 44 2,254 Sh Shared-defined -- 2,254 TITANIUM METALS CORP CMN STOCK Cmn 888339957 6,863 399,500 Sh Put Shared-defined 1 399,500 ---------- COLUMN TOTALS 93,230 ==========
FORM 13F Page 515 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TITANIUM METALS CORP CMN STOCK Cmn 888339207 5,374 312,788 Sh Shared-defined 1 312,788 TITANIUM METALS CORP CMN STOCK Cmn 888339907 1,192 69,400 Sh Call Shared-defined 1 69,400 TIVO INC CMN STOCK Cmn 888706908 8,261 957,200 Sh Call Shared-defined -- 957,200 TIVO INC CMN STOCK Cmn 888706958 3,775 437,400 Sh Put Shared-defined 1 437,400 TIVO INC CMN STOCK Cmn 888706908 3,323 385,000 Sh Call Shared-defined 1 385,000 TIVO INC CMN STOCK Cmn 888706108 2,192 254,018 Sh Shared-defined 1 254,018 TIVO INC CMN STOCK Cmn 888706108 472 54,743 Sh Shared-defined -- 54,743 TJX COMPANIES INC Cmn 872540959 7,444 167,700 Sh Put Shared-defined 1 167,700 TJX COMPANIES INC Cmn 872540109 2,158 48,621 Sh Shared-defined 1 48,621 TJX COMPANIES INC Cmn 872540909 1,842 41,500 Sh Call Shared-defined 1 41,500 TJX COMPANIES INC Cmn 872540109 1,776 40,013 Sh Shared-defined -- 40,013 TLEKOMUNIK INDONESIA SP ADR 1:20 Depository Receipt 715684106 308 8,650 Sh Shared-defined -- N/A TNS INC COMMON STOCK Cmn 872960109 936 44,994 Sh Shared-defined -- 44,994 TNS INC COMMON STOCK Cmn 872960109 25 1,209 Sh Shared-defined 1 1,209 ---------- COLUMN TOTALS 39,078 ==========
FORM 13F Page 516 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TOLL BROTHERS COMMON STOCK Cmn 889478103 34,397 1,810,355 Sh Shared-defined -- 1,810,355 TOLL BROTHERS COMMON STOCK Cmn 889478953 1,558 82,000 Sh Put Shared-defined 1 82,000 TOLL BROTHERS COMMON STOCK Cmn 889478903 1,383 72,800 Sh Call Shared-defined 1 72,800 TOLL BROTHERS COMMON STOCK Cmn 889478103 264 13,873 Sh Shared-defined 1 13,873 TOOTSIE ROLL INDS INC Cmn 890516107 303 10,457 Sh Shared-defined -- 10,457 TORCHMARK CORP Cmn 891027904 950 15,900 Sh Call Shared-defined 1 15,900 TORCHMARK CORP Cmn 891027954 896 15,000 Sh Put Shared-defined 1 15,000 TORCHMARK CORP Cmn 891027104 774 12,963 Sh Shared-defined -- 12,963 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 629 40,500 Sh Shared-defined -- 40,500 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 354 22,816 Sh Shared-defined 1 22,816 TOREADOR RESOURCES CORP CMN STK Cmn 891050906 281 18,100 Sh Call Shared-defined 1 18,100 TOREADOR RESOURCES CORP CMN STK Cmn 891050956 130 8,400 Sh Put Shared-defined 1 8,400 TORO CO CMN STK Cmn 891092108 4,809 78,011 Sh Shared-defined -- 78,011 TORO CO CMN STK Cmn 891092908 586 9,500 Sh Call Shared-defined 1 9,500 ---------- COLUMN TOTALS 47,314 ==========
FORM 13F Page 517 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TORO CO CMN STK Cmn 891092958 240 3,900 Sh Put Shared-defined 1 3,900 TORO CO CMN STK Cmn 891092108 104 1,689 Sh Shared-defined 1 1,689 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 4,488 60,400 Sh Put Shared-defined 1 60,400 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 2,653 35,700 Sh Call Shared-defined 1 35,700 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 2,403 32,333 Sh Shared-defined 1 32,333 TOTAL FINA ELF SA - SPONS ADR 1:1 Depository Receipt 89151E109 744 13,920 Sh Shared-defined -- N/A TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 1,308 85,034 Sh Shared-defined -- 85,034 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906909 97 6,300 Sh Call Shared-defined 1 6,300 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906959 3 200 Sh Put Shared-defined 1 200 TOWER GROUP INC COMMON STOCK Cmn 891777104 118 4,618 Sh Shared-defined -- 4,618 TOWER GROUP INC COMMON STOCK Cmn 891777954 84 3,300 Sh Put Shared-defined 1 3,300 TOWER GROUP INC COMMON STOCK Cmn 891777904 84 3,300 Sh Call Shared-defined 1 3,300 TOWERS WATSON & CO Cmn 891894107 7,586 145,707 Sh Shared-defined -- 145,707 TOWERS WATSON & CO Cmn 891894107 33 636 Sh Shared-defined 1 636 ---------- COLUMN TOTALS 19,945 ==========
FORM 13F Page 518 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 5,569 70,824 Sh Shared-defined 1 N/A TRACTOR SUPPLY CO CMN STK Cmn 892356106 30,071 620,155 Sh Shared-defined -- 620,155 TRACTOR SUPPLY CO CMN STK Cmn 892356906 4,529 93,400 Sh Call Shared-defined 1 93,400 TRACTOR SUPPLY CO CMN STK Cmn 892356956 2,371 48,900 Sh Put Shared-defined 1 48,900 TRACTOR SUPPLY CO CMN STK Cmn 892356106 242 5,000 Sh Shared-defined 1 5,000 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 472 69,881 Sh Shared-defined -- 69,881 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 98 14,580 Sh Shared-defined 1 14,580 TRADESTATION GROUP INC CMN STOCK Cmn 89267P955 29 4,300 Sh Put Shared-defined 1 4,300 TRANSALTA CORP. COMMON STOCK Cmn 89346D107 245 11,528 Sh Shared-defined -- 11,528 TRANSALTA CORP. COMMON STOCK Cmn 89346D107 5 242 Sh Shared-defined 1 242 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 34,035 659,339 Sh Shared-defined -- 659,339 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521904 403 7,800 Sh Call Shared-defined 1 7,800 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521954 21 400 Sh Put Shared-defined 1 400 TRANSCANADA PIPELINES LTD CMN STOCK Cmn 89353D107 228 5,990 Sh Shared-defined -- 5,990 ---------- COLUMN TOTALS 78,318 ==========
FORM 13F Page 519 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TRANSDIGM GROUP INC CMN STK Cmn 893641100 18,357 254,929 Sh Shared-defined -- 254,929 TRANSDIGM GROUP INC CMN STK Cmn 893641900 1,123 15,600 Sh Call Shared-defined 1 15,600 TRANSDIGM GROUP INC CMN STK Cmn 893641950 634 8,800 Sh Put Shared-defined 1 8,800 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 1,092 68,398 Sh Shared-defined 1 68,398 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662956 966 60,500 Sh Put Shared-defined 1 60,500 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662906 385 24,100 Sh Call Shared-defined 1 24,100 TRANSOCEAN LTD Cmn H8817H950 52,417 754,100 Sh Put Shared-defined 1 754,100 TRANSOCEAN LTD Cmn H8817H900 39,287 565,200 Sh Call Shared-defined 1 565,200 TRANSOCEAN LTD Cmn H8817H100 5,971 85,904 Sh Shared-defined 1 85,904 TRANSOCEAN LTD Cmn H8817H100 4,442 63,905 Sh Shared-defined -- 63,905 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 7,153 128,400 Sh Put Shared-defined 1 128,400 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 2,429 43,600 Sh Call Shared-defined 1 43,600 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 1,255 22,524 Sh Shared-defined 1 22,524 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 1,087 19,508 Sh Shared-defined -- 19,508 ---------- COLUMN TOTALS 136,598 ==========
FORM 13F Page 520 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 400 20,645 Sh Shared-defined -- 20,645 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A904 812 15,900 Sh Call Shared-defined 1 15,900 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 374 7,321 Sh Shared-defined -- 7,321 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A954 368 7,200 Sh Put Shared-defined 1 7,200 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 137 2,675 Sh Shared-defined 1 2,675 TREX INC CMN STOCK Cmn 89531P105 589 24,592 Sh Shared-defined -- 24,592 TREX INC CMN STOCK Cmn 89531P955 271 11,300 Sh Put Shared-defined 1 11,300 TREX INC CMN STOCK Cmn 89531P905 156 6,500 Sh Call Shared-defined 1 6,500 TREX INC CMN STOCK Cmn 89531P105 66 2,758 Sh Shared-defined 1 2,758 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 35 19,738 Sh Shared-defined 1 19,738 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919908 4 2,200 Sh Call Shared-defined 1 2,200 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919958 3 1,900 Sh Put Shared-defined 1 1,900 TRIMAS CORP Cmn 896215209 251 12,288 Sh Shared-defined -- 12,288 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 375 9,393 Sh Shared-defined -- 9,393 ---------- COLUMN TOTALS 3,841 ==========
FORM 13F Page 521 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TRIMBLE NAVIGATION LTD CMN STK Cmn 896239950 200 5,000 Sh Put Shared-defined 1 5,000 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239900 148 3,700 Sh Call Shared-defined 1 3,700 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 12 296 Sh Shared-defined 1 296 TRINA SOLAR LTD DEPOSITORY Depository RECEIPT Receipt 89628E104 19,876 848,691 Sh Shared-defined -- N/A TRINA SOLAR LTD DEPOSITORY Depository RECEIPT Receipt 89628E104 2,116 90,369 Sh Shared-defined 1 N/A TRINITY INDUSTRIES CMN STK Cmn 896522959 974 36,600 Sh Put Shared-defined 1 36,600 TRINITY INDUSTRIES CMN STK Cmn 896522909 958 36,000 Sh Call Shared-defined 1 36,000 TRINITY INDUSTRIES CMN STK Cmn 896522109 656 24,642 Sh Shared-defined -- 24,642 TRINITY INDUSTRIES CMN STK Cmn 896522109 70 2,634 Sh Shared-defined 1 2,634 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 426 36,400 Sh Put Shared-defined 1 36,400 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 287 24,586 Sh Shared-defined 1 24,586 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 283 24,200 Sh Call Shared-defined 1 24,200 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 213 18,201 Sh Shared-defined -- 18,201 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818951 1,440 16,100 Sh Put Shared-defined 1 16,100 ---------- COLUMN TOTALS 27,659 ==========
FORM 13F Page 522 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818901 948 10,600 Sh Call Shared-defined 1 10,600 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 522 5,841 Sh Shared-defined 1 5,841 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 430 4,814 Sh Shared-defined -- 4,814 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 1,247 56,000 Sh Call Shared-defined 1 56,000 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 117 5,268 Sh Shared-defined -- 5,268 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 102 4,600 Sh Put Shared-defined 1 4,600 TRUEBLUE INC Cmn 89785X901 144 8,000 Sh Call Shared-defined 1 8,000 TRUEBLUE INC Cmn 89785X101 57 3,192 Sh Shared-defined 1 3,192 TRUEBLUE INC Cmn 89785X951 18 1,000 Sh Put Shared-defined 1 1,000 TRUSTMARK CORP CMN STK Cmn 898402102 336 13,513 Sh Shared-defined -- 13,513 TRUSTMARK CORP CMN STK Cmn 898402102 52 2,086 Sh Shared-defined 1 2,086 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 2,788 52,900 Sh Put Shared-defined 1 52,900 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 2,055 39,000 Sh Call Shared-defined 1 39,000 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 1,266 24,031 Sh Shared-defined -- 24,031 ---------- COLUMN TOTALS 10,082 ==========
FORM 13F Page 523 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TSAKOS ENERGY NAVIGATION LTD Cmn G9108L958 719 71,900 Sh Put Shared-defined 1 71,900 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 673 67,297 Sh Shared-defined 1 67,297 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L908 67 6,700 Sh Call Shared-defined 1 6,700 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 10 1,000 Sh Shared-defined -- 1,000 TTM TECHNOLOGIES Cmn 87305R109 185 12,423 Sh Shared-defined -- 12,423 TTM TECHNOLOGIES Cmn 87305R959 133 8,900 Sh Put Shared-defined 1 8,900 TTM TECHNOLOGIES Cmn 87305R109 96 6,428 Sh Shared-defined 1 6,428 TTM TECHNOLOGIES Cmn 87305R909 37 2,500 Sh Call Shared-defined 1 2,500 TTM TECHNOLOGY 3.25% CB 5/15/15 - REGISTERED Bond 87305RAC3 11,875 10,000,000 Prn Shared-defined -- N/A TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 1,311 27,500 Sh Put Shared-defined 1 27,500 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 744 15,600 Sh Call Shared-defined 1 15,600 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 86 1,798 Sh Shared-defined -- 1,798 TUTOR PERINI CORP Cmn 901109108 790 36,880 Sh Shared-defined -- 36,880 TUTOR PERINI CORP Cmn 901109908 334 15,600 Sh Call Shared-defined 1 15,600 ---------- COLUMN TOTALS 17,060 ==========
FORM 13F Page 524 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TUTOR PERINI CORP Cmn 901109958 101 4,700 Sh Put Shared-defined 1 4,700 TW TELECOM INC CMN STK Cmn 87311L104 14,532 852,296 Sh Shared-defined -- 852,296 TW TELECOM INC CMN STK Cmn 87311L904 285 16,700 Sh Call Shared-defined 1 16,700 TW TELECOM INC CMN STK Cmn 87311L954 159 9,300 Sh Put Shared-defined 1 9,300 TW TELECOM INC CMN STK Cmn 87311L104 1 39 Sh Shared-defined 1 39 TWO HARBORS INVESTMENT CORP Cmn 90187B101 649 66,250 Sh Shared-defined -- 66,250 TYCO ELECTRONICS LTD Cmn H8912P106 43,150 1,218,922 Sh Shared-defined -- 1,218,922 TYCO ELECTRONICS LTD Cmn H8912P906 988 27,900 Sh Call Shared-defined 1 27,900 TYCO ELECTRONICS LTD Cmn H8912P956 74 2,100 Sh Put Shared-defined 1 2,100 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 5,723 138,100 Sh Call Shared-defined 1 138,100 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 2,851 68,800 Sh Put Shared-defined 1 68,800 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 1,317 31,788 Sh Shared-defined -- 31,788 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 258 6,222 Sh Shared-defined 1 6,222 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 206 9,927 Sh Shared-defined -- 9,927 ---------- COLUMN TOTALS 70,294 ==========
FORM 13F Page 525 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 2,364 137,300 Sh Put Shared-defined 1 137,300 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 2,254 130,900 Sh Call Shared-defined 1 130,900 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 545 31,673 Sh Shared-defined -- 31,673 U S ENERGY CORP/WY CMN STK Cmn 911805109 77 12,600 Sh Shared-defined -- 12,600 UBS AG - REG CMN STK Cmn H89231958 2,332 141,600 Sh Put Shared-defined 1 141,600 UBS AG - REG CMN STK Cmn H89231338 1,511 91,769 Sh Shared-defined 1 91,769 UBS AG - REG CMN STK Cmn H89231908 1,344 81,600 Sh Call Shared-defined 1 81,600 UBS AG - REG CMN STK Cmn H89231338 785 47,634 Sh Shared-defined -- 47,634 UDR INC CMN STK Cmn 902653104 15,752 669,718 Sh Shared-defined -- 669,718 UGI CORPORATION COMMON STOCK Cmn 902681905 1,333 42,200 Sh Call Shared-defined 1 42,200 UGI CORPORATION COMMON STOCK Cmn 902681105 571 18,073 Sh Shared-defined -- 18,073 UGI CORPORATION COMMON STOCK Cmn 902681955 92 2,900 Sh Put Shared-defined 1 2,900 UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 2,939 98,108 Sh Shared-defined -- 98,108 ULTA SALON COSMETICS & FRAGR Cmn 90384S903 303 8,900 Sh Call Shared-defined 1 8,900 ---------- COLUMN TOTALS 32,202 ==========
FORM 13F Page 526 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ULTA SALON COSMETICS & FRAGR Cmn 90384S953 248 7,300 Sh Put Shared-defined 1 7,300 ULTA SALON COSMETICS & FRAGR Cmn 90384S303 112 3,300 Sh Shared-defined -- 3,300 ULTA SALON COSMETICS & FRAGR Cmn 90384S303 95 2,805 Sh Shared-defined 1 2,805 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D907 593 12,200 Sh Call Shared-defined 1 12,200 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D957 374 7,700 Sh Put Shared-defined 1 7,700 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 152 3,124 Sh Shared-defined -- 3,124 ULTRA CLEAN HOLDINGS COMMON STOCK Cmn 90385V107 141 15,177 Sh Shared-defined -- 15,177 ULTRA CLEAN HOLDINGS COMMON STOCK Cmn 90385V107 17 1,796 Sh Shared-defined 1 1,796 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 8,847 185,200 Sh Call Shared-defined 1 185,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 6,124 128,200 Sh Put Shared-defined -- 128,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 4,834 101,200 Sh Put Shared-defined 1 101,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 123 2,576 Sh Shared-defined 1 2,576 ULTRAPETROL (BAHAMAS) LTD COMMON STOCK Cmn P94398107 1 157 Sh Shared-defined -- 157 ULTRATECH INC CMN STK Cmn 904034105 303 15,220 Sh Shared-defined 1 15,220 ---------- COLUMN TOTALS 21,964 ==========
FORM 13F Page 527 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ULTRATECH INC CMN STK Cmn 904034905 235 11,800 Sh Call Shared-defined 1 11,800 ULTRATECH INC CMN STK Cmn 904034105 85 4,300 Sh Shared-defined -- 4,300 ULTRATECH INC CMN STK Cmn 904034955 74 3,700 Sh Put Shared-defined 1 3,700 ULURU INC COMMON STOCK Cmn 90403T100 2 23,252 Sh Shared-defined 1 23,252 UMB FINANCIAL CORP CMN STK Cmn 902788108 19,319 466,407 Sh Shared-defined -- 466,407 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 4,162 341,683 Sh Shared-defined -- 341,683 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214953 17 1,400 Sh Put Shared-defined 1 1,400 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 5 406 Sh Shared-defined 1 406 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214903 2 200 Sh Call Shared-defined 1 200 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 5,341 97,400 Sh Put Shared-defined 1 97,400 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 3,833 69,900 Sh Call Shared-defined 1 69,900 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 362 6,599 Sh Shared-defined 1 6,599 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 351 6,408 Sh Shared-defined -- 6,408 UNIFIRST CORP CMN STK Cmn 904708104 594 10,792 Sh Shared-defined -- 10,792 ---------- COLUMN TOTALS 34,382 ==========
FORM 13F Page 528 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) UNILEVER N V 1:1 ADR Depository Receipt 904784709 269 8,562 Sh Shared-defined 1 N/A UNION PAC CORP Cmn 907818958 23,545 254,100 Sh Put Shared-defined 1 254,100 UNION PAC CORP Cmn 907818908 13,102 141,400 Sh Call Shared-defined 1 141,400 UNION PAC CORP Cmn 907818108 2,227 24,031 Sh Shared-defined 1 24,031 UNION PAC CORP Cmn 907818108 1,228 13,251 Sh Shared-defined -- 13,251 UNISOURCE ENERGY CORP. CMN STOCK Cmn 909205106 353 9,847 Sh Shared-defined -- 9,847 UNISYS CMN STOCK Cmn 909214906 1,647 63,600 Sh Call Shared-defined 1 63,600 UNISYS CMN STOCK Cmn 909214956 1,603 61,900 Sh Put Shared-defined 1 61,900 UNISYS CMN STOCK Cmn 909214306 1,415 54,668 Sh Shared-defined 1 54,668 UNISYS CMN STOCK Cmn 909214306 493 19,041 Sh Shared-defined -- 19,041 UNIT CORP CMN STOCK Cmn 909218109 526 11,310 Sh Shared-defined -- 11,310 UNIT CORP CMN STOCK Cmn 909218959 358 7,700 Sh Put Shared-defined 1 7,700 UNIT CORP CMN STOCK Cmn 909218909 297 6,400 Sh Call Shared-defined 1 6,400 UNIT CORP CMN STOCK Cmn 909218109 173 3,726 Sh Shared-defined 1 3,726 ---------- COLUMN TOTALS 47,236 ==========
FORM 13F Page 529 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 277 9,471 Sh Shared-defined -- 9,471 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 55 1,875 Sh Shared-defined 1 1,875 UNITED COMMUNITY BANKS/GA COMMON STOCK Cmn 90984P105 133 68,378 Sh Shared-defined -- 68,378 UNITED CONTINENTAL HOLDINGS IN Cmn 910047959 17,548 736,700 Sh Put Shared-defined 1 736,700 UNITED CONTINENTAL HOLDINGS IN Cmn 910047909 11,422 479,500 Sh Call Shared-defined 1 479,500 UNITED CONTINENTAL HOLDINGS IN Cmn 910047109 5,926 248,799 Sh Shared-defined 1 248,799 UNITED CONTINENTAL HOLDINGS IN Cmn 910047959 4,978 209,000 Sh Put Shared-defined -- 209,000 UNITED CONTINENTAL HOLDINGS IN Cmn 910047109 154 6,481 Sh Shared-defined -- 6,481 UNITED FIRE & CAS CO CMN STK Cmn 910331107 264 11,817 Sh Shared-defined -- 11,817 UNITED MICROELECTRONICS - ADR Depository Receipt 910873405 39 12,496 Sh Shared-defined 1 N/A UNITED NAT FOODS INC CMN STOCK Cmn 911163103 4,316 117,669 Sh Shared-defined -- 117,669 UNITED NAT FOODS INC CMN STOCK Cmn 911163903 477 13,000 Sh Call Shared-defined 1 13,000 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 175 4,784 Sh Shared-defined 1 4,784 UNITED NAT FOODS INC CMN STOCK Cmn 911163953 114 3,100 Sh Put Shared-defined 1 3,100 ---------- COLUMN TOTALS 45,878 ==========
FORM 13F Page 530 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) UNITED ONLINE INC CMN STK Cmn 911268100 569 86,285 Sh Shared-defined -- 86,285 UNITED ONLINE INC CMN STK Cmn 911268100 156 23,565 Sh Shared-defined 1 23,565 UNITED ONLINE INC CMN STK Cmn 911268950 17 2,500 Sh Put Shared-defined 1 2,500 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312906 54,900 756,400 Sh Call Shared-defined 1 756,400 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312956 39,259 540,900 Sh Put Shared-defined 1 540,900 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312106 21,579 297,315 Sh Shared-defined -- 297,315 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312106 440 6,061 Sh Shared-defined 1 6,061 UNITED RENTALS INC 4% CB 11/15/2015- REGISTERED Bond 911363AL3 14,270 6,500,000 Prn Shared-defined -- N/A UNITED RENTALS INC CMN STOCK Cmn 911363109 29,265 1,286,381 Sh Shared-defined -- 1,286,381 UNITED RENTALS INC CMN STOCK Cmn 911363959 896 39,400 Sh Put Shared-defined 1 39,400 UNITED RENTALS INC CMN STOCK Cmn 911363909 605 26,600 Sh Call Shared-defined 1 26,600 UNITED RENTALS INC CMN STOCK Cmn 911363109 69 3,045 Sh Shared-defined 1 3,045 UNITED STATES STEEL CORPORATION 4% CB 05/15/2014-R Bond 912909AE8 47,800 24,500,000 Prn Shared-defined -- N/A UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 75,648 1,294,900 Sh Call Shared-defined 1 1,294,900 ---------- COLUMN TOTALS 285,473 ==========
FORM 13F Page 531 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 54,412 931,400 Sh Put Shared-defined 1 931,400 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 2,864 49,028 Sh Shared-defined 1 49,028 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 78 1,338 Sh Shared-defined -- 1,338 UNITED STATIONERS INC CMN STK Cmn 913004107 333 5,211 Sh Shared-defined -- 5,211 UNITED TECHNOLOGIES CORP Cmn 913017909 19,074 242,300 Sh Call Shared-defined 1 242,300 UNITED TECHNOLOGIES CORP Cmn 913017959 18,798 238,800 Sh Put Shared-defined 1 238,800 UNITED TECHNOLOGIES CORP Cmn 913017109 2,407 30,580 Sh Shared-defined -- 30,580 UNITED TECHNOLOGIES CORP Cmn 913017109 296 3,763 Sh Shared-defined 1 3,763 UNITED THERAPEUTICS CORP 0.5% 10/15/2011 - REGISTE Bond 91307CAD4 9,138 5,413,000 Prn Shared-defined 1 N/A UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 7,616 120,474 Sh Shared-defined -- 120,474 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C902 4,836 76,500 Sh Call Shared-defined 1 76,500 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C952 3,844 60,800 Sh Put Shared-defined 1 60,800 UNITEDHEALTH GROUP INC Cmn 91324P902 24,363 674,700 Sh Call Shared-defined 1 674,700 UNITEDHEALTH GROUP INC Cmn 91324P102 14,292 395,797 Sh Shared-defined -- 395,797 ---------- COLUMN TOTALS 162,351 ==========
FORM 13F Page 532 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) UNITEDHEALTH GROUP INC Cmn 91324P952 8,508 235,600 Sh Put Shared-defined 1 235,600 UNITEDHEALTH GROUP INC Cmn 91324P102 4,652 128,841 Sh Shared-defined 1 128,841 UNITRIN INC CMN STK Cmn 913275103 1,250 50,947 Sh Shared-defined -- 50,947 UNITRIN INC CMN STK Cmn 913275103 18 752 Sh Shared-defined 1 752 UNIVERSAL CORP VA Cmn 913456109 966 23,744 Sh Shared-defined -- 23,744 UNIVERSAL CORP VA Cmn 913456909 541 13,300 Sh Call Shared-defined 1 13,300 UNIVERSAL CORP VA Cmn 913456959 77 1,900 Sh Put Shared-defined 1 1,900 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 1,030 33,603 Sh Shared-defined 1 33,603 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P955 1,011 33,000 Sh Put Shared-defined 1 33,000 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 126 4,101 Sh Shared-defined -- 4,101 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P905 67 2,200 Sh Call Shared-defined 1 2,200 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 613 15,757 Sh Shared-defined -- 15,757 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 19,247 443,276 Sh Shared-defined -- 443,276 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903950 1,554 35,800 Sh Put Shared-defined 1 35,800 ---------- COLUMN TOTALS 39,660 ==========
FORM 13F Page 533 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903900 729 16,800 Sh Call Shared-defined 1 16,800 UNIVERSAL TECHNICAL INSTITUTE IN Cmn 913915904 370 16,800 Sh Call Shared-defined 1 16,800 UNIVERSAL TECHNICAL INSTITUTE IN Cmn 913915954 123 5,600 Sh Put Shared-defined 1 5,600 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q952 216 35,300 Sh Put Shared-defined 1 35,300 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q202 203 33,093 Sh Shared-defined 1 33,093 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q902 147 24,100 Sh Call Shared-defined 1 24,100 UNUM GROUP CMN STK Cmn 91529Y106 63,449 2,619,684 Sh Shared-defined -- 2,619,684 UNUM GROUP CMN STK Cmn 91529Y956 736 30,400 Sh Put Shared-defined 1 30,400 UNUM GROUP CMN STK Cmn 91529Y906 434 17,900 Sh Call Shared-defined 1 17,900 UNUM GROUP CMN STK Cmn 91529Y106 161 6,651 Sh Shared-defined 1 6,651 UQM TECHNOLOGIES INC CMN STK Cmn 903213106 122 53,068 Sh Shared-defined -- 53,068 URANIUM ENERGY CORP COMMON STOCK Cmn 916896903 167 27,700 Sh Call Shared-defined 1 27,700 URANIUM ENERGY CORP COMMON STOCK Cmn 916896953 130 21,500 Sh Put Shared-defined 1 21,500 URANIUM ENERGY CORP COMMON STOCK Cmn 916896103 7 1,100 Sh Shared-defined 1 1,100 ---------- COLUMN TOTALS 66,994 ==========
FORM 13F Page 534 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) URBAN OUTFITTERS INC CMN STK Cmn 917047902 7,051 196,900 Sh Call Shared-defined 1 196,900 URBAN OUTFITTERS INC CMN STK Cmn 917047952 4,183 116,800 Sh Put Shared-defined 1 116,800 URBAN OUTFITTERS INC CMN STK Cmn 917047102 1,137 31,741 Sh Shared-defined 1 31,741 UROPLASTY INC COMMON STOCK Cmn 917277204 2,714 675,000 Sh Shared-defined -- 675,000 URS CORP CMN STK Cmn 903236107 277 6,665 Sh Shared-defined -- 6,665 URS CORP CMN STK Cmn 903236907 254 6,100 Sh Call Shared-defined 1 6,100 URS CORP CMN STK Cmn 903236957 162 3,900 Sh Put Shared-defined 1 3,900 URS CORP CMN STK Cmn 903236107 84 2,020 Sh Shared-defined 1 2,020 US AIRWAYS GRP Cmn 90341W958 4,280 427,600 Sh Put Shared-defined 1 427,600 US AIRWAYS GRP Cmn 90341W908 3,830 382,600 Sh Call Shared-defined 1 382,600 US AIRWAYS GRP Cmn 90341W108 2,375 237,275 Sh Shared-defined 1 237,275 US BANCORP CMN STK Cmn 902973304 98,749 3,661,432 Sh Shared-defined -- 3,661,432 US BANCORP CMN STK Cmn 902973904 17,773 659,000 Sh Call Shared-defined 1 659,000 US BANCORP CMN STK Cmn 902973954 13,059 484,200 Sh Put Shared-defined 1 484,200 ---------- COLUMN TOTALS 155,928 ==========
FORM 13F Page 535 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) US BANCORP CMN STK Cmn 902973304 206 7,639 Sh Shared-defined 1 7,639 US CELLULAR CORP CMN STK Cmn 911684108 614 12,285 Sh Shared-defined -- 12,285 US GOLD CORP CMN STK Cmn 912023207 280 34,755 Sh Shared-defined 1 34,755 US GOLD CORP CMN STK Cmn 912023957 82 10,100 Sh Put Shared-defined 1 10,100 US GOLD CORP CMN STK Cmn 912023207 19 2,300 Sh Shared-defined -- 2,300 US GOLD CORP CMN STK Cmn 912023907 1 100 Sh Call Shared-defined 1 100 US MOBILITY INC COMMON STOCK Cmn 90341G103 202 11,378 Sh Shared-defined -- 11,378 USEC INC 3% CB 10/1/2014 - -REGISTERED Bond 90333EAC2 26,464 29,500,000 Prn Shared-defined -- N/A USEC INC CMN STOCK Cmn 90333E958 1,324 220,000 Sh Put Shared-defined 1 220,000 USEC INC CMN STOCK Cmn 90333E108 1,160 192,763 Sh Shared-defined 1 192,763 USEC INC CMN STOCK Cmn 90333E108 585 97,159 Sh Shared-defined -- 97,159 USEC INC CMN STOCK Cmn 90333E908 141 23,500 Sh Call Shared-defined 1 23,500 USG CORPORATION Cmn 903293405 5,431 322,727 Sh Shared-defined -- 322,727 USG CORPORATION Cmn 903293955 2,385 141,700 Sh Put Shared-defined 1 141,700 ---------- COLUMN TOTALS 38,894 ==========
FORM 13F Page 536 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) USG CORPORATION Cmn 903293405 1,983 117,854 Sh Shared-defined 1 117,854 USG CORPORATION Cmn 903293905 981 58,300 Sh Call Shared-defined 1 58,300 UTSTARCOM INC CMN STOCK Cmn 918076100 82 39,721 Sh Shared-defined 1 39,721 UTSTARCOM INC CMN STOCK Cmn 918076950 27 12,900 Sh Put Shared-defined 1 12,900 UTSTARCOM INC CMN STOCK Cmn 918076100 7 3,466 Sh Shared-defined -- 3,466 V F CORP Cmn 918204908 5,085 59,000 Sh Call Shared-defined 1 59,000 V F CORP Cmn 918204958 1,327 15,400 Sh Put Shared-defined 1 15,400 V F CORP Cmn 918204108 210 2,442 Sh Shared-defined 1 2,442 VAALCO ENERGY INC CMN STK Cmn 91851C201 61 8,498 Sh Shared-defined 1 8,498 VAALCO ENERGY INC CMN STK Cmn 91851C951 39 5,500 Sh Put Shared-defined 1 5,500 VAALCO ENERGY INC CMN STK Cmn 91851C901 5 700 Sh Call Shared-defined 1 700 VAIL RESORTS INC CMN STOCK Cmn 91879Q959 2,087 40,100 Sh Put Shared-defined 1 40,100 VAIL RESORTS INC CMN STOCK Cmn 91879Q909 822 15,800 Sh Call Shared-defined 1 15,800 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 360 6,918 Sh Shared-defined -- 6,918 ---------- COLUMN TOTALS 13,076 ==========
FORM 13F Page 537 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VAIL RESORTS INC CMN STOCK Cmn 91879Q109 56 1,079 Sh Shared-defined 1 1,079 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 1,336 41,300 Sh Put Shared-defined 1 41,300 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866904 893 27,600 Sh Call Shared-defined 1 27,600 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 481 14,883 Sh Shared-defined 1 14,883 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 68 2,100 Sh Shared-defined -- 2,100 VALEANT PHARMACEUTICALS INTERNATIONAL INC Cmn 91911K102 8,764 309,776 Sh Shared-defined -- 309,776 VALEANT PHARMACEUTICALS INTERNATIONAL INC Cmn 91911K902 2,306 81,500 Sh Call Shared-defined 1 81,500 VALEANT PHARMACEUTICALS INTERNATIONAL INC Cmn 91911K952 427 15,100 Sh Put Shared-defined 1 15,100 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 13,657 590,700 Sh Call Shared-defined 1 590,700 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 8,793 380,300 Sh Put Shared-defined 1 380,300 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 489 21,132 Sh Shared-defined 1 21,132 VALIDUS HOLDINGS LTD Cmn G9319H102 431 14,087 Sh Shared-defined -- 14,087 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 1,334 93,283 Sh Shared-defined -- 93,283 VALLEY NATIONAL BANCORP CMN STK Cmn 919794957 217 15,200 Sh Put Shared-defined 1 15,200 ---------- COLUMN TOTALS 39,252 ==========
FORM 13F Page 538 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 79 5,515 Sh Shared-defined 1 5,515 VALLEY NATIONAL BANCORP CMN STK Cmn 919794907 73 5,100 Sh Call Shared-defined 1 5,100 VALLEY NATIONAL BANCORP-CW15 Wt 919794123 1 312 Shared-defined 1 N/A VALLEY NATIONAL BANCORP-CW18 Wt 919794131 7 2,553 Shared-defined 1 N/A VALMONT INDUSTRIES CMN STK Cmn 920253901 2,848 32,100 Sh Call Shared-defined 1 32,100 VALMONT INDUSTRIES CMN STK Cmn 920253951 2,600 29,300 Sh Put Shared-defined 1 29,300 VALMONT INDUSTRIES CMN STK Cmn 920253101 1,074 12,103 Sh Shared-defined -- 12,103 VALMONT INDUSTRIES CMN STK Cmn 920253101 93 1,047 Sh Shared-defined 1 1,047 VALSPAR CORP CMN STK Cmn 920355104 1,860 53,931 Sh Shared-defined -- 53,931 VALSPAR CORP CMN STK Cmn 920355904 486 14,100 Sh Call Shared-defined 1 14,100 VALSPAR CORP CMN STK Cmn 920355954 134 3,900 Sh Put Shared-defined 1 3,900 VALSPAR CORP CMN STK Cmn 920355104 -- 4 Sh Shared-defined 1 4 VALUECLICK INC CMN STOCK Cmn 92046N102 1,354 84,447 Sh Shared-defined -- 84,447 VALUECLICK INC CMN STOCK Cmn 92046N902 920 57,400 Sh Call Shared-defined 1 57,400 ---------- COLUMN TOTALS 11,529 ==========
FORM 13F Page 539 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VALUECLICK INC CMN STOCK Cmn 92046N952 902 56,300 Sh Put Shared-defined 1 56,300 VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 817 23,663 Sh Shared-defined 1 N/A VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 278 8,058 Sh Shared-defined -- N/A VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659908 112 11,800 Sh Call Shared-defined 1 11,800 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659958 23 2,400 Sh Put Shared-defined 1 2,400 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 8 853 Sh Shared-defined 1 853 VANTAGE DRILLING CO Cmn G93205113 2 1,021 Sh Shared-defined 1 1,021 VANTAGE DRILLING CO-CW11 Wt G93205121 -- 10,722 Shared-defined 1 N/A VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 4,108 59,300 Sh Call Shared-defined 1 59,300 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 887 12,800 Sh Put Shared-defined 1 12,800 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 14 207 Sh Shared-defined -- 207 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 17,168 464,365 Sh Shared-defined -- 464,365 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 1,242 33,600 Sh Call Shared-defined 1 33,600 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 200 5,400 Sh Put Shared-defined 1 5,400 ---------- COLUMN TOTALS 25,761 ==========
FORM 13F Page 540 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 120 14,800 Sh Shared-defined -- 14,800 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 65 8,042 Sh Shared-defined 1 8,042 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y954 19 2,300 Sh Put Shared-defined 1 2,300 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y904 13 1,600 Sh Call Shared-defined 1 1,600 VCA ANTECH INC Cmn 918194101 1,012 43,469 Sh Shared-defined -- 43,469 VCA ANTECH INC Cmn 918194101 154 6,604 Sh Shared-defined 1 6,604 VCA ANTECH INC Cmn 918194951 91 3,900 Sh Put Shared-defined 1 3,900 VCA ANTECH INC Cmn 918194901 23 1,000 Sh Call Shared-defined 1 1,000 VECTOR GROUP LTD CMN STK Cmn 92240M108 2,428 140,201 Sh Shared-defined -- 140,201 VECTOR GROUP LTD CMN STK Cmn 92240M958 343 19,805 Sh Put Shared-defined 1 19,805 VECTOR GROUP LTD CMN STK Cmn 92240M108 283 16,323 Sh Shared-defined 1 16,323 VECTOR GROUP LTD CMN STK Cmn 92240M908 50 2,915 Sh Call Shared-defined 1 2,915 VECTOR GRP 3.875% CB 6/15/2026- REGISTERED Bond 92240MAL2 2,692 2,300,000 Prn Shared-defined -- N/A VECTREN CORP CMN STOCK Cmn 92240G101 1,708 67,286 Sh Shared-defined -- 67,286 ---------- COLUMN TOTALS 9,001 ==========
FORM 13F Page 541 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 9,915 230,800 Sh Put Shared-defined 1 230,800 VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 6,276 146,100 Sh Call Shared-defined 1 146,100 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 2,364 55,019 Sh Shared-defined 1 55,019 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 395 9,204 Sh Shared-defined -- 9,204 VENTAS INC CMN STOCK Cmn 92276F900 1,695 32,300 Sh Call Shared-defined 1 32,300 VENTAS INC CMN STOCK Cmn 92276F100 664 12,658 Sh Shared-defined -- 12,658 VENTAS INC CMN STOCK Cmn 92276F950 625 11,900 Sh Put Shared-defined 1 11,900 VERIFONE HOLDINGS INC 1.375% CB 6/15/2012 - REGIST Bond 92342YAB5 4,869 4,500,000 Prn Shared-defined -- N/A VERIFONE HOLDINGS INC 1.375% CB 6/15/2012 - REGIST Bond 92342YAB5 3,965 3,645,000 Prn Shared-defined 1 N/A VERIFONE SYSTEMS INC Cmn 92342Y909 2,537 65,800 Sh Call Shared-defined 1 65,800 VERIFONE SYSTEMS INC Cmn 92342Y959 1,458 37,800 Sh Put Shared-defined 1 37,800 VERIFONE SYSTEMS INC Cmn 92342Y109 1,447 37,536 Sh Shared-defined -- 37,536 VERIGY LTD 5.25% CB 07/15/2014 Bond 92345XAB4 16,540 13,869,000 Prn Shared-defined -- N/A VERIGY LTD CMN STK Cmn Y93691906 1,324 101,700 Sh Call Shared-defined 1 101,700 ---------- COLUMN TOTALS 54,074 ==========
FORM 13F Page 542 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VERIGY LTD CMN STK Cmn Y93691956 314 24,100 Sh Put Shared-defined 1 24,100 VERIGY LTD CMN STK Cmn Y93691106 9 655 Sh Shared-defined 1 655 VERISIGN INC 3.25% CB DUE 08/15/2037 - REGISTERED Bond 92343EAD4 145,784 130,300,000 Prn Shared-defined -- N/A VERISIGN INC CMN STOCK Cmn 92343E102 38,112 1,166,560 Sh Shared-defined -- 1,166,560 VERISIGN INC CMN STOCK Cmn 92343E902 3,731 114,200 Sh Call Shared-defined 1 114,200 VERISIGN INC CMN STOCK Cmn 92343E952 3,352 102,600 Sh Put Shared-defined 1 102,600 VERISIGN INC CMN STOCK Cmn 92343E102 1,321 40,438 Sh Shared-defined 1 40,438 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 23,621 693,100 Sh Shared-defined -- 693,100 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 284 8,338 Sh Shared-defined 1 8,338 VERISK ANALYTICS INC-CLASS A Cmn 92345Y906 256 7,500 Sh Call Shared-defined 1 7,500 VERISK ANALYTICS INC-CLASS A Cmn 92345Y956 153 4,500 Sh Put Shared-defined 1 4,500 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 58,429 1,633,000 Sh Call Shared-defined 1 1,633,000 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 37,355 1,044,021 Sh Shared-defined -- 1,044,021 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 34,893 975,200 Sh Put Shared-defined 1 975,200 --------- COLUMN TOTALS 347,614 =========
FORM 13F Page 543 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 965 26,979 Sh Shared-defined 1 26,979 VERTEX PHARMACEUTICALES 3.35% CB 10/01/2015-REGIST Bond 92532FAN0 11,883 11,750,000 Prn Shared-defined -- N/A VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F950 6,284 179,400 Sh Put Shared-defined 1 179,400 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F900 2,631 75,100 Sh Call Shared-defined 1 75,100 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 2,262 64,568 Sh Shared-defined -- 64,568 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 1,865 53,241 Sh Shared-defined 1 53,241 VIACOM INC CMN STK-CLASS B Cmn 92553P951 5,264 132,900 Sh Put Shared-defined 1 132,900 VIACOM INC CMN STK-CLASS B Cmn 92553P201 4,575 115,493 Sh Shared-defined -- 115,493 VIACOM INC CMN STK-CLASS B Cmn 92553P901 3,969 100,200 Sh Call Shared-defined 1 100,200 VIACOM INC CMN STK-CLASS B Cmn 92553P201 354 8,949 Sh Shared-defined 1 8,949 VIACOM INC-CMN STK CLASS A Cmn 92553P902 729 15,900 Sh Call Shared-defined 1 15,900 VIACOM INC-CMN STK CLASS A Cmn 92553P102 68 1,487 Sh Shared-defined 1 1,487 VIASAT INC CMN STOCK Cmn 92552V100 376 8,456 Sh Shared-defined -- 8,456 VICAL INC CMN STK Cmn 925602104 16 7,872 Sh Shared-defined -- 7,872 ---------- COLUMN TOTALS 41,241 ==========
FORM 13F Page 544 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VICAL INC CMN STK Cmn 925602104 4 2,137 Sh Shared-defined 1 2,137 VICOR CORP CMN STK Cmn 925815102 176 10,751 Sh Shared-defined -- 10,751 VIMPELCOM LTD-SPON ADR Depository Receipt 92719A106 305 20,272 Sh Shared-defined 1 N/A VIRGIN MEDIA INC CMN STK Cmn 92769L901 2,563 94,100 Sh Call Shared-defined 1 94,100 VIRGIN MEDIA INC CMN STK Cmn 92769L951 2,095 76,900 Sh Put Shared-defined 1 76,900 VIRGIN MEDIA INC CMN STK Cmn 92769L101 924 33,938 Sh Shared-defined 1 33,938 VIRGIN MEDIA INC-CW11 Wt 92769L119 -- 2,855 Shared-defined 1 N/A VIRGINIA COMMERCE BANCORP Cmn 92778Q109 112 18,062 Sh Shared-defined -- 18,062 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T958 1,117 75,200 Sh Put Shared-defined 1 75,200 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T908 992 66,800 Sh Call Shared-defined 1 66,800 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T108 442 29,743 Sh Shared-defined 1 29,743 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T108 9 600 Sh Shared-defined -- 600 VIROPHARMA INC 2% CB 3/15/2017-REGISTERED Bond 928241AH1 87,340 77,500,000 Prn Shared-defined -- N/A VIROPHARMA INC CMN STOCK Cmn 928241108 3,159 182,374 Sh Shared-defined -- 182,374 ---------- COLUMN TOTALS 99,238 ==========
FORM 13F Page 545 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VIROPHARMA INC CMN STOCK Cmn 928241908 204 11,800 Sh Call Shared-defined 1 11,800 VIROPHARMA INC CMN STOCK Cmn 928241958 194 11,200 Sh Put Shared-defined 1 11,200 VISA INC-CLASS A SHRS Cmn 92826C959 115,282 1,638,000 Sh Put Shared-defined 1 1,638,000 VISA INC-CLASS A SHRS Cmn 92826C839 95,582 1,358,089 Sh Shared-defined 1 1,358,089 VISA INC-CLASS A SHRS Cmn 92826C909 26,913 382,400 Sh Call Shared-defined 1 382,400 VISA INC-CLASS A SHRS Cmn 92826C839 4,195 59,601 Sh Shared-defined -- 59,601 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298908 744 50,700 Sh Call Shared-defined 1 50,700 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298958 254 17,300 Sh Put Shared-defined 1 17,300 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 211 14,360 Sh Shared-defined -- 14,360 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 12 847 Sh Shared-defined 1 847 VISHAY PRECISION GROUP Cmn 92835K953 145 7,700 Sh Put Shared-defined 1 7,700 VISHAY PRECISION GROUP Cmn 92835K903 107 5,700 Sh Call Shared-defined 1 5,700 VISHAY PRECISION GROUP Cmn 92835K103 54 2,890 Sh Shared-defined -- 2,890 VISHAY PRECISION GROUP Cmn 92835K103 22 1,193 Sh Shared-defined 1 1,193 ---------- COLUMN TOTALS 243,919 ==========
FORM 13F Page 546 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VISTA GOLD CORP COMMON STOCK Cmn 927926953 51 21,500 Sh Put Shared-defined 1 21,500 VISTA GOLD CORP COMMON STOCK Cmn 927926303 24 10,107 Sh Shared-defined 1 10,107 VISTAPRINT NV Cmn N93540957 1,366 29,700 Sh Put Shared-defined 1 29,700 VISTAPRINT NV Cmn N93540907 1,196 26,000 Sh Call Shared-defined 1 26,000 VISTAPRINT NV Cmn N93540107 464 10,088 Sh Shared-defined 1 10,088 VISTAPRINT NV Cmn N93540107 147 3,200 Sh Shared-defined -- 3,200 VIVUS INC CMN STK Cmn 928551100 28,777 3,071,204 Sh Shared-defined -- 3,071,204 VIVUS INC CMN STK Cmn 928551950 2,219 236,800 Sh Put Shared-defined 1 236,800 VIVUS INC CMN STK Cmn 928551100 1,669 178,175 Sh Shared-defined 1 178,175 VIVUS INC CMN STK Cmn 928551900 933 99,600 Sh Call Shared-defined 1 99,600 VMWARE INC Cmn 928563902 15,435 173,600 Sh Call Shared-defined 1 173,600 VMWARE INC Cmn 928563952 11,469 129,000 Sh Put Shared-defined 1 129,000 VOLCANO CORP Cmn 928645100 2,166 79,321 Sh Shared-defined -- 79,321 VOLCANO CORP Cmn 928645950 388 14,200 Sh Put Shared-defined 1 14,200 ---------- COLUMN TOTALS 66,304 ==========
FORM 13F Page 547 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VOLCANO CORP Cmn 928645900 240 8,800 Sh Call Shared-defined 1 8,800 VOLCANO CORP Cmn 928645100 42 1,533 Sh Shared-defined 1 1,533 VOLCANO CORP 2.875% CB 09/01/2015-REGISTERED Bond 928645AA8 39,918 34,500,000 Prn Shared-defined -- N/A VOLCOM, INC. COMMON STOCK Cmn 92864N101 598 31,685 Sh Shared-defined -- 31,685 VOLT INFO SCIENCES INC CMN STK Cmn 928703107 109 12,569 Sh Shared-defined -- 12,569 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708956 577 24,900 Sh Put Shared-defined 1 24,900 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 322 13,900 Sh Shared-defined -- 13,900 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708906 255 11,000 Sh Call Shared-defined 1 11,000 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 172 7,445 Sh Shared-defined 1 7,445 VONAGE HOLDINGS CORP COMMON STOCK Cmn 92886T201 86 38,214 Sh Shared-defined 1 38,214 VONAGE HOLDINGS CORP COMMON STOCK Cmn 92886T201 52 23,400 Sh Shared-defined -- 23,400 VORNADO REALTY TRUST CMN STK Cmn 929042959 7,408 88,900 Sh Put Shared-defined 1 88,900 VORNADO REALTY TRUST CMN STK Cmn 929042909 5,583 67,000 Sh Call Shared-defined 1 67,000 VORNADO REALTY TRUST CMN STK Cmn 929042109 2,713 32,563 Sh Shared-defined 1 32,563 ---------- COLUMN TOTALS 58,075 ==========
FORM 13F Page 548 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) VORNADO REALTY TRUST CMN STK Cmn 929042109 1,254 15,045 Sh Shared-defined -- 15,045 VOTORANTIM CELULOSE PAPEL-SPON Depository ADR 1:500 Receipt 31573A109 682 42,655 Sh Shared-defined 1 N/A VOTORANTIM CELULOSE PAPEL-SPON Depository ADR 1:500 Receipt 31573A109 209 13,046 Sh Shared-defined -- N/A VULCAN MATERIALS CO CMN STK Cmn 929160909 6,880 155,100 Sh Call Shared-defined 1 155,100 VULCAN MATERIALS CO CMN STK Cmn 929160959 5,274 118,900 Sh Put Shared-defined 1 118,900 VULCAN MATERIALS CO CMN STK Cmn 929160109 2,426 54,700 Sh Shared-defined -- 54,700 VULCAN MATERIALS CO CMN STK Cmn 929160109 54 1,215 Sh Shared-defined 1 1,215 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P956 611 34,200 Sh Put Shared-defined 1 34,200 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P906 581 32,500 Sh Call Shared-defined 1 32,500 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 33 1,846 Sh Shared-defined -- 1,846 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 7,125 202,823 Sh Shared-defined -- 202,823 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 102 2,890 Sh Shared-defined 1 2,890 WABASH NATIONAL CORP CMN STK Cmn 929566107 349 29,453 Sh Shared-defined -- 29,453 WABASH NATIONAL CORP CMN STK Cmn 929566907 114 9,600 Sh Call Shared-defined 1 9,600 ---------- COLUMN TOTALS 25,694 ==========
FORM 13F Page 549 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WABASH NATIONAL CORP CMN STK Cmn 929566957 39 3,300 Sh Put Shared-defined 1 3,300 WABCO HOLDINGS INC Cmn 92927K102 56,977 935,126 Sh Shared-defined -- 935,126 WABCO HOLDINGS INC Cmn 92927K102 1,594 26,156 Sh Shared-defined 1 26,156 WABCO HOLDINGS INC Cmn 92927K952 1,280 21,000 Sh Put Shared-defined 1 21,000 WABCO HOLDINGS INC Cmn 92927K902 792 13,000 Sh Call Shared-defined 1 13,000 WABTEC CMN STOCK Cmn 929740958 941 17,800 Sh Put Shared-defined 1 17,800 WABTEC CMN STOCK Cmn 929740908 746 14,100 Sh Call Shared-defined 1 14,100 WABTEC CMN STOCK Cmn 929740108 352 6,659 Sh Shared-defined -- 6,659 WACHOVIA 7.5% CONV PERF - PERP Pref Stk 949746804 101 101 Sh Shared-defined 1 N/A WADDELL & REED FINL INC CMN STOCK Cmn 930059100 34,478 976,983 Sh Shared-defined -- 976,983 WADDELL & REED FINL INC CMN STOCK Cmn 930059900 702 19,900 Sh Call Shared-defined 1 19,900 WADDELL & REED FINL INC CMN STOCK Cmn 930059950 660 18,700 Sh Put Shared-defined 1 18,700 WADDELL & REED FINL INC CMN STOCK Cmn 930059100 224 6,336 Sh Shared-defined 1 6,336 WAL MART STORES INC Cmn 931142953 52,312 970,000 Sh Put Shared-defined 1 970,000 ---------- COLUMN TOTALS 151,198 ==========
FORM 13F Page 550 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WAL MART STORES INC Cmn 931142903 42,335 785,000 Sh Call Shared-defined 1 785,000 WAL MART STORES INC Cmn 931142103 13,299 246,604 Sh Shared-defined 1 246,604 WAL MART STORES INC Cmn 931142103 383 7,100 Sh Shared-defined -- 7,100 WALGREEN CO Cmn 931422109 37,802 970,268 Sh Shared-defined -- 970,268 WALGREEN CO Cmn 931422909 23,988 615,700 Sh Call Shared-defined 1 615,700 WALGREEN CO Cmn 931422959 15,229 390,900 Sh Put Shared-defined 1 390,900 WALGREEN CO Cmn 931422109 2,450 62,886 Sh Shared-defined 1 62,886 WALKER & DUNLOP INC Cmn 93148P102 6,431 637,389 Sh Shared-defined -- 637,389 WALTER ENERGY INC Cmn 93317Q905 31,692 247,900 Sh Call Shared-defined 1 247,900 WALTER ENERGY INC Cmn 93317Q955 25,900 202,600 Sh Put Shared-defined 1 202,600 WALTER ENERGY INC Cmn 93317Q105 1,140 8,919 Sh Shared-defined 1 8,919 WALTER INVESTMENT MANAGEMENT COR Cmn 93317W902 743 41,400 Sh Call Shared-defined 1 41,400 WALTER INVESTMENT MANAGEMENT COR Cmn 93317W952 217 12,100 Sh Put Shared-defined 1 12,100 WARNER CHILCOTT PLC Cmn G94368100 17,700 784,561 Sh Shared-defined -- 784,561 ---------- COLUMN TOTALS 219,309 ==========
FORM 13F Page 551 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WARNER CHILCOTT PLC Cmn G94368950 1,891 83,800 Sh Put Shared-defined 1 83,800 WARNER CHILCOTT PLC Cmn G94368100 1,071 47,475 Sh Shared-defined 1 47,475 WARNER CHILCOTT PLC Cmn G94368900 1,017 45,100 Sh Call Shared-defined 1 45,100 WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 128 22,816 Sh Shared-defined -- 22,816 WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 17 3,096 Sh Shared-defined 1 3,096 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A900 45 9,900 Sh Call Shared-defined 1 9,900 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 18 3,900 Sh Shared-defined -- 3,900 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 2 338 Sh Shared-defined 1 338 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 27,105 1,601,922 Sh Shared-defined -- 1,601,922 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 5,010 11,400 Sh Shared-defined -- 11,400 WASHINGTON REIT CMN STK Cmn 939653101 4,586 147,969 Sh Shared-defined -- 147,969 WASHINGTON REIT CMN STK Cmn 939653901 893 28,800 Sh Call Shared-defined 1 28,800 WASHINGTON REIT CMN STK Cmn 939653951 400 12,900 Sh Put Shared-defined 1 12,900 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 765 27,806 Sh Shared-defined -- 27,806 ---------- COLUMN TOTALS 42,948 ==========
FORM 13F Page 552 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WASTE CONNECTIONS INC CMN STOCK Cmn 941053950 347 12,600 Sh Put Shared-defined 1 12,600 WASTE CONNECTIONS INC CMN STOCK Cmn 941053900 228 8,300 Sh Call Shared-defined 1 8,300 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 3,274 88,800 Sh Put Shared-defined 1 88,800 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 2,244 60,867 Sh Shared-defined 1 60,867 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 2,175 59,000 Sh Call Shared-defined 1 59,000 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 942 25,536 Sh Shared-defined -- 25,536 WATERS CORP CMN STOCK Cmn 941848103 1,477 19,005 Sh Shared-defined -- 19,005 WATERS CORP CMN STOCK Cmn 941848903 847 10,900 Sh Call Shared-defined 1 10,900 WATERS CORP CMN STOCK Cmn 941848953 288 3,700 Sh Put Shared-defined 1 3,700 WATERS CORP CMN STOCK Cmn 941848103 184 2,373 Sh Shared-defined 1 2,373 WATSCO INC CMN STK Cmn 942622200 1,463 23,197 Sh Shared-defined -- 23,197 WATSCO INC CMN STK Cmn 942622900 1,003 15,900 Sh Call Shared-defined 1 15,900 WATSCO INC CMN STK Cmn 942622950 410 6,500 Sh Put Shared-defined 1 6,500 WATSCO INC CMN STK Cmn 942622200 134 2,124 Sh Shared-defined 1 2,124 ---------- COLUMN TOTALS 15,016 ==========
FORM 13F Page 553 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 10,780 208,709 Sh Shared-defined -- 208,709 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 2,898 56,100 Sh Call Shared-defined 1 56,100 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 455 8,800 Sh Put Shared-defined 1 8,800 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 154 2,986 Sh Shared-defined 1 2,986 Watts Water Technologies Inc CMN STK Cmn 942749102 686 18,753 Sh Shared-defined -- 18,753 Watts Water Technologies Inc CMN STK Cmn 942749902 388 10,600 Sh Call Shared-defined 1 10,600 Watts Water Technologies Inc CMN STK Cmn 942749952 205 5,600 Sh Put Shared-defined 1 5,600 Watts Water Technologies Inc CMN STK Cmn 942749102 53 1,451 Sh Shared-defined 1 1,451 WAUSAU MOSINEE PAPER CORP CMN STK Cmn 943315101 394 45,816 Sh Shared-defined -- 45,816 WAUSAU MOSINEE PAPER CORP CMN STK Cmn 943315101 11 1,276 Sh Shared-defined 1 1,276 WEATHERFORD INTL LTD CMN STK Cmn H27013903 13,539 593,800 Sh Call Shared-defined 1 593,800 WEATHERFORD INTL LTD CMN STK Cmn H27013953 7,212 316,300 Sh Put Shared-defined 1 316,300 WEATHERFORD INTL LTD CMN STK Cmn H27013103 5,812 254,895 Sh Shared-defined -- 254,895 WEATHERFORD INTL LTD CMN STK Cmn H27013103 237 10,378 Sh Shared-defined 1 10,378 ---------- COLUMN TOTALS 42,824 ==========
FORM 13F Page 554 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WEBMD HEALTH A ORDINARY Cmn 94770V102 1,219 23,872 Sh Shared-defined -- 23,872 WEBMD HEALTH A ORDINARY Cmn 94770V952 751 14,700 Sh Put Shared-defined 1 14,700 WEBMD HEALTH A ORDINARY Cmn 94770V102 653 12,788 Sh Shared-defined 1 12,788 WEBMD HEALTH A ORDINARY Cmn 94770V902 618 12,100 Sh Call Shared-defined 1 12,100 WEBSENSE INC CMN STK Cmn 947684106 953 47,044 Sh Shared-defined -- 47,044 WEBSENSE INC CMN STK Cmn 947684106 422 20,856 Sh Shared-defined 1 20,856 WEBSENSE INC CMN STK Cmn 947684956 387 19,100 Sh Put Shared-defined 1 19,100 WEBSENSE INC CMN STK Cmn 947684906 304 15,000 Sh Call Shared-defined 1 15,000 WEBSTER FINANCIAL CORP COMMON STOCK Cmn 947890109 4,304 218,495 Sh Shared-defined -- 218,495 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 3,292 87,806 Sh Shared-defined -- 87,806 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626956 292 7,800 Sh Put Shared-defined 1 7,800 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626906 112 3,000 Sh Call Shared-defined 1 3,000 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 3 84 Sh Shared-defined 1 84 WEINGARTEN REALTY INVST CMN STK Cmn 948741903 352 14,800 Sh Call Shared-defined 1 14,800 ---------- COLUMN TOTALS 13,662 ==========
FORM 13F Page 555 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WEINGARTEN REALTY INVST CMN STK Cmn 948741953 200 8,400 Sh Put Shared-defined 1 8,400 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 158 6,648 Sh Shared-defined -- 6,648 WEIS MARKETS INC CMN STK Cmn 948849104 927 22,978 Sh Shared-defined -- 22,978 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 6,670 220,725 Sh Shared-defined -- 220,725 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T906 976 32,300 Sh Call Shared-defined 1 32,300 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T956 511 16,900 Sh Put Shared-defined 1 16,900 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 -- 13 Sh Shared-defined 1 13 WELLPOINT INC Cmn 94973V957 20,578 361,900 Sh Put Shared-defined 1 361,900 WELLPOINT INC Cmn 94973V907 15,148 266,400 Sh Call Shared-defined 1 266,400 WELLPOINT INC Cmn 94973V107 8,584 150,965 Sh Shared-defined 1 150,965 WELLPOINT INC Cmn 94973V107 8,165 143,600 Sh Shared-defined -- 143,600 WELLS FARGO & CO-CW18 Wt 949746119 1 130 Shared-defined 1 N/A WELLS FARGO CO COMMON STOCK Cmn 949746101 170,621 5,505,695 Sh Shared-defined -- 5,505,695 WELLS FARGO CO COMMON STOCK Cmn 949746901 52,423 1,691,600 Sh Call Shared-defined 1 1,691,600 ---------- COLUMN TOTALS 284,962 ==========
FORM 13F Page 556 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WELLS FARGO CO COMMON STOCK Cmn 949746951 31,349 1,011,600 Sh Put Shared-defined 1 1,011,600 WELLS FARGO CO COMMON STOCK Cmn 949746101 149 4,822 Sh Shared-defined 1 4,822 WENDY'S/ARBY'S GROUP INC Cmn 950587105 8,589 1,859,049 Sh Shared-defined -- 1,859,049 WENDY'S/ARBY'S GROUP INC Cmn 950587105 991 214,546 Sh Shared-defined 1 214,546 WENDY'S/ARBY'S GROUP INC Cmn 950587955 539 116,700 Sh Put Shared-defined 1 116,700 WERNER ENTERPRISES INC CMN STK Cmn 950755108 975 43,129 Sh Shared-defined -- 43,129 WERNER ENTERPRISES INC CMN STK Cmn 950755958 149 6,600 Sh Put Shared-defined 1 6,600 WERNER ENTERPRISES INC CMN STK Cmn 950755908 131 5,800 Sh Call Shared-defined 1 5,800 WERNER ENTERPRISES INC CMN STK Cmn 950755108 18 801 Sh Shared-defined 1 801 WESBANCO INC CMN STK Cmn 950810101 317 16,719 Sh Shared-defined -- 16,719 WESCO INTL INC CMN STOCK Cmn 95082P905 972 18,400 Sh Call Shared-defined 1 18,400 WESCO INTL INC CMN STOCK Cmn 95082P105 126 2,395 Sh Shared-defined 1 2,395 WESCO INTL INC CMN STOCK Cmn 95082P105 57 1,083 Sh Shared-defined -- 1,083 WEST PHARMACEUTICAL SERVICES INC 4% CB 03/15/2047 Bond 955306AA3 37,530 41,000,000 Prn Shared-defined -- N/A ---------- COLUMN TOTALS 81,892 ==========
FORM 13F Page 557 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WEST PHARMACEUTICAL SERVICES INC CMN STK Cmn 955306105 1,018 24,700 Sh Shared-defined -- 24,700 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 8,263 148,969 Sh Shared-defined -- 148,969 WESTAMERICA BANCORPORATION CMN STK Cmn 957090953 582 10,500 Sh Put Shared-defined 1 10,500 WESTAMERICA BANCORPORATION CMN STK Cmn 957090903 233 4,200 Sh Call Shared-defined 1 4,200 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 59 1,059 Sh Shared-defined 1 1,059 WESTAR ENERGY INC CMN STK Cmn 95709T100 1,444 57,403 Sh Shared-defined -- 57,403 WESTAR ENERGY INC CMN STK Cmn 95709T100 22 891 Sh Shared-defined 1 891 WESTERN ALLIANCE BANCORP COMMON STOCK Cmn 957638109 629 85,490 Sh Shared-defined -- 85,490 WESTERN DIGITAL COMMON STOCK Cmn 958102105 13,788 406,721 Sh Shared-defined -- 406,721 WESTERN DIGITAL COMMON STOCK Cmn 958102955 13,353 393,900 Sh Put Shared-defined 1 393,900 WESTERN DIGITAL COMMON STOCK Cmn 958102105 9,937 293,133 Sh Shared-defined 1 293,133 WESTERN DIGITAL COMMON STOCK Cmn 958102905 7,278 214,700 Sh Call Shared-defined 1 214,700 WESTERN REFINING INC CMN STK Cmn 959319104 52,121 4,926,335 Sh Shared-defined -- 4,926,335 WESTERN REFINING INC CMN STK Cmn 959319954 1,616 152,700 Sh Put Shared-defined 1 152,700 ---------- COLUMN TOTALS 110,343 ==========
FORM 13F Page 558 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WESTERN REFINING INC CMN STK Cmn 959319904 1,088 102,800 Sh Call Shared-defined 1 102,800 WESTERN REFINING INC CMN STK Cmn 959319104 236 22,313 Sh Shared-defined 1 22,313 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 10,740 578,358 Sh Shared-defined -- 578,358 WESTERN UNION CO/THE COMMON STOCK Cmn 959802909 2,448 131,800 Sh Call Shared-defined 1 131,800 WESTERN UNION CO/THE COMMON STOCK Cmn 959802959 1,942 104,600 Sh Put Shared-defined 1 104,600 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 21,212 487,969 Sh Shared-defined -- 487,969 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413952 1,004 23,100 Sh Put Shared-defined 1 23,100 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413902 235 5,400 Sh Call Shared-defined 1 5,400 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 214 4,933 Sh Shared-defined 1 4,933 WESTPORT INNOVATIONS INC Cmn 960908959 361 19,500 Sh Put Shared-defined 1 19,500 WESTPORT INNOVATIONS INC Cmn 960908909 350 18,900 Sh Call Shared-defined 1 18,900 WESTPORT INNOVATIONS INC Cmn 960908309 234 12,655 Sh Shared-defined 1 12,655 WESTPORT INNOVATIONS INC Cmn 960908309 75 4,068 Sh Shared-defined -- 4,068 WET SEAL INC -CL A CMN STK Cmn 961840105 331 89,473 Sh Shared-defined -- 89,473 ---------- COLUMN TOTALS 40,470 ==========
FORM 13F Page 559 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WET SEAL INC -CL A CMN STK Cmn 961840105 14 3,840 Sh Shared-defined 1 3,840 WET SEAL INC -CL A CMN STK Cmn 961840955 4 1,100 Sh Put Shared-defined 1 1,100 WET SEAL INC -CL A CMN STK Cmn 961840905 -- 100 Sh Call Shared-defined 1 100 WEYERHAEUSER CO Cmn 962166954 1,795 94,800 Sh Put Shared-defined 1 94,800 WEYERHAEUSER CO Cmn 962166104 1,217 64,310 Sh Shared-defined -- 64,310 WEYERHAEUSER CO Cmn 962166104 1,059 55,961 Sh Shared-defined 1 55,961 WEYERHAEUSER CO Cmn 962166904 884 46,700 Sh Call Shared-defined 1 46,700 WGL HOLDINGS INC CMN STK Cmn 92924F106 532 14,873 Sh Shared-defined -- 14,873 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 33,081 372,405 Sh Shared-defined -- 372,405 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 11,326 127,500 Sh Put Shared-defined 1 127,500 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 9,505 107,000 Sh Call Shared-defined 1 107,000 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 4,025 45,315 Sh Shared-defined 1 45,315 WHITE MOUNTAIN INSURANCE GROUP INC CMN STK Cmn G9618E107 299 891 Sh Shared-defined -- 891 WHITING PETROLEUM 6.25% CNV PREF-PERP-REGISTERED Pref Stk 966387201 265 948 Sh Shared-defined 1 N/A ---------- COLUMN TOTALS 64,006 ==========
FORM 13F Page 560 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 65,521 559,104 Sh Shared-defined -- 559,104 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 13,325 113,700 Sh Put Shared-defined 1 113,700 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 11,063 94,400 Sh Call Shared-defined 1 94,400 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 2,343 19,993 Sh Shared-defined 1 19,993 WHITNEY HOLDING CORP CMN STK Cmn 966612103 7,806 551,654 Sh Shared-defined -- 551,654 WHITNEY HOLDING CORP CMN STK Cmn 966612903 123 8,700 Sh Call Shared-defined 1 8,700 WHITNEY HOLDING CORP CMN STK Cmn 966612953 61 4,300 Sh Put Shared-defined 1 4,300 WHITNEY HOLDING CORP CMN STK Cmn 966612103 31 2,179 Sh Shared-defined 1 2,179 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 24,748 489,190 Sh Shared-defined -- 489,190 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 16,260 321,400 Sh Put Shared-defined 1 321,400 WHOLE FOODS MARKET INC CMN STK Cmn 966837906 9,425 186,300 Sh Call Shared-defined 1 186,300 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 1,408 27,834 Sh Shared-defined 1 27,834 WILEY (JOHN) & SONS -CL A CMN STK Cmn 968223206 1,047 23,148 Sh Shared-defined -- 23,148 WILLBROS GROUP INC Cmn 969203108 714 72,675 Sh Shared-defined -- 72,675 ---------- COLUMN TOTALS 153,875 ==========
FORM 13F Page 561 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WILLBROS GROUP INC Cmn 969203108 165 16,846 Sh Shared-defined 1 16,846 WILLBROS GROUP INC Cmn 969203958 160 16,300 Sh Put Shared-defined 1 16,300 WILLBROS GROUP INC Cmn 969203908 35 3,600 Sh Call Shared-defined 1 3,600 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 14,419 583,300 Sh Put Shared-defined 1 583,300 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 11,262 455,600 Sh Call Shared-defined 1 455,600 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 7,939 321,156 Sh Shared-defined 1 321,156 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 3,537 143,091 Sh Shared-defined -- 143,091 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F954 826 17,700 Sh Put Shared-defined 1 17,700 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F104 803 17,213 Sh Shared-defined 1 17,213 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F904 247 5,300 Sh Call Shared-defined 1 5,300 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 3,262 91,400 Sh Call Shared-defined 1 91,400 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 2,509 70,300 Sh Put Shared-defined 1 70,300 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 1,584 44,373 Sh Shared-defined -- 44,373 WILLIS GROUP HOLDINGS PLC Cmn G96666105 3,550 102,505 Sh Shared-defined -- 102,505 ---------- COLUMN TOTALS 50,298 ==========
FORM 13F Page 562 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WILLIS GROUP HOLDINGS PLC Cmn G96666905 339 9,800 Sh Call Shared-defined 1 9,800 WILLIS GROUP HOLDINGS PLC Cmn G96666955 73 2,100 Sh Put Shared-defined 1 2,100 WILMINGTON TRUST CORP CMN STK Cmn 971807902 54 12,400 Sh Call Shared-defined 1 12,400 WILMINGTON TRUST CORP CMN STK Cmn 971807952 43 9,900 Sh Put Shared-defined 1 9,900 WILMINGTON TRUST CORP CMN STK Cmn 971807102 -- 1 Sh Shared-defined -- 1 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 143 18,763 Sh Shared-defined -- 18,763 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 2,171 155,738 Sh Shared-defined -- 155,738 WINDSTREAM CORP COMMON STOCK Cmn 97381W904 810 58,100 Sh Call Shared-defined 1 58,100 WINDSTREAM CORP COMMON STOCK Cmn 97381W954 735 52,700 Sh Put Shared-defined 1 52,700 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 306 21,962 Sh Shared-defined 1 21,962 WINN-DIXIE STORES INC Cmn 974280307 571 79,600 Sh Shared-defined -- 79,600 WINN-DIXIE STORES INC Cmn 974280307 150 20,906 Sh Shared-defined 1 20,906 WINN-DIXIE STORES INC Cmn 974280957 52 7,200 Sh Put Shared-defined 1 7,200 WINN-DIXIE STORES INC Cmn 974280907 42 5,800 Sh Call Shared-defined 1 5,800 ---------- COLUMN TOTALS 5,489 ==========
FORM 13F Page 563 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 1,054 69,348 Sh Shared-defined -- 69,348 WINNEBAGO INDUSTRIES CMN STK Cmn 974637900 290 19,100 Sh Call Shared-defined 1 19,100 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 121 7,934 Sh Shared-defined 1 7,934 WINNEBAGO INDUSTRIES CMN STK Cmn 974637950 93 6,100 Sh Put Shared-defined 1 6,100 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 21,762 658,866 Sh Shared-defined -- 658,866 WIPRO LTD - ADR Depository Receipt 97651M109 536 34,673 Sh Shared-defined 1 N/A WISCONSIN ENERGY CORP CMN STK Cmn 976657106 487 8,274 Sh Shared-defined -- 8,274 WISCONSIN ENERGY CORP CMN STK Cmn 976657106 221 3,751 Sh Shared-defined 1 3,751 WMS INDUSTRIES COMMON STOCK Cmn 929297909 914 20,200 Sh Call Shared-defined 1 20,200 WMS INDUSTRIES COMMON STOCK Cmn 929297109 870 19,222 Sh Shared-defined -- 19,222 WMS INDUSTRIES COMMON STOCK Cmn 929297959 823 18,200 Sh Put Shared-defined 1 18,200 WMS INDUSTRIES COMMON STOCK Cmn 929297109 248 5,474 Sh Shared-defined 1 5,474 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 913 28,628 Sh Shared-defined -- 28,628 WOLVERINE WORLD WIDE CMN STK Cmn 978097903 220 6,900 Sh Call Shared-defined 1 6,900 ---------- COLUMN TOTALS 28,552 ==========
FORM 13F Page 564 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WOLVERINE WORLD WIDE CMN STK Cmn 978097103 22 700 Sh Shared-defined 1 700 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166906 313 41,500 Sh Call Shared-defined 1 41,500 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166956 103 13,600 Sh Put Shared-defined 1 13,600 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 82 10,937 Sh Shared-defined -- 10,937 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 48 6,404 Sh Shared-defined 1 6,404 WOODWARD GOVERNOR CMN STOCK Cmn 980745953 1,119 29,800 Sh Put Shared-defined 1 29,800 WOODWARD GOVERNOR CMN STOCK Cmn 980745903 777 20,700 Sh Call Shared-defined 1 20,700 WOODWARD GOVERNOR CMN STOCK Cmn 980745103 248 6,591 Sh Shared-defined -- 6,591 WOODWARD GOVERNOR CMN STOCK Cmn 980745103 71 1,903 Sh Shared-defined 1 1,903 WORLD ACCEPTANCE 3.0% CB 10/1/2011-REGISTERED Bond 981417AB4 13,136 12,944,000 Prn Shared-defined -- N/A WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419904 1,209 22,900 Sh Call Shared-defined 1 22,900 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419954 708 13,400 Sh Put Shared-defined 1 13,400 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 4 71 Sh Shared-defined 1 71 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 965 26,700 Sh Call Shared-defined 1 26,700 ---------- COLUMN TOTALS 18,805 ==========
FORM 13F Page 565 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 467 12,921 Sh Shared-defined -- 12,921 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 459 12,700 Sh Put Shared-defined 1 12,700 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 2,312 162,334 Sh Shared-defined -- 162,334 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q908 221 15,500 Sh Call Shared-defined 1 15,500 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q958 202 14,200 Sh Put Shared-defined 1 14,200 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 7 512 Sh Shared-defined 1 512 WORTHINGTON INDS INC Cmn 981811102 2,188 118,889 Sh Shared-defined -- 118,889 WORTHINGTON INDS INC Cmn 981811902 270 14,700 Sh Call Shared-defined 1 14,700 WORTHINGTON INDS INC Cmn 981811952 70 3,800 Sh Put Shared-defined 1 3,800 WORTHINGTON INDS INC Cmn 981811102 10 525 Sh Shared-defined 1 525 WRIGHT EXPRESS CORP. COMMON STOCK Cmn 98233Q105 5,489 119,318 Sh Shared-defined -- 119,318 WRIGHT MEDICAL 2.625% CB 12/1/2014 - REGISTERED Bond 98235TAA5 27,312 29,000,000 Prn Shared-defined -- N/A WRIGHT MEDICAL GROUP INC Cmn 98235T107 254 16,334 Sh Shared-defined -- 16,334 WYNDHAM WORLDWIDE CORP Cmn 98310W108 22,718 758,264 Sh Shared-defined -- 758,264 ---------- COLUMN TOTALS 61,979 ==========
FORM 13F Page 566 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) WYNDHAM WORLDWIDE CORP Cmn 98310W958 2,220 74,100 Sh Put Shared-defined 1 74,100 WYNDHAM WORLDWIDE CORP Cmn 98310W908 1,124 37,500 Sh Call Shared-defined 1 37,500 WYNDHAM WORLDWIDE CORP Cmn 98310W108 452 15,079 Sh Shared-defined 1 15,079 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 39,989 385,100 Sh Call Shared-defined 1 385,100 WYNN RESORTS LTD COMMON STOCK Cmn 983134957 34,973 336,800 Sh Put Shared-defined 1 336,800 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 10,635 102,418 Sh Shared-defined -- 102,418 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 7,143 68,784 Sh Shared-defined 1 68,784 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 3,634 35,000 Sh Call Shared-defined -- 35,000 XCEL ENERGY INC Cmn 98389B100 341 14,498 Sh Shared-defined -- 14,498 XCEL ENERGY INC Cmn 98389B100 276 11,738 Sh Shared-defined 1 11,738 XCEL ENERGY INC Cmn 98389B900 238 10,100 Sh Call Shared-defined 1 10,100 XCEL ENERGY INC Cmn 98389B950 24 1,000 Sh Put Shared-defined 1 1,000 XENOPORT INC COMMON STOCK Cmn 98411C100 803 94,284 Sh Shared-defined -- 94,284 XENOPORT INC COMMON STOCK Cmn 98411C900 146 17,100 Sh Call Shared-defined 1 17,100 ---------- COLUMN TOTALS 101,998 ==========
FORM 13F Page 567 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) XENOPORT INC COMMON STOCK Cmn 98411C100 92 10,835 Sh Shared-defined 1 10,835 XENOPORT INC COMMON STOCK Cmn 98411C950 89 10,500 Sh Put Shared-defined 1 10,500 XEROX CORP Cmn 984121103 13,172 1,143,408 Sh Shared-defined -- 1,143,408 XEROX CORP Cmn 984121953 4,101 356,000 Sh Put Shared-defined 1 356,000 XEROX CORP Cmn 984121903 1,350 117,200 Sh Call Shared-defined 1 117,200 XEROX CORP Cmn 984121103 1,086 94,270 Sh Shared-defined 1 94,270 XILINX INC 3.125% CB 3/15/2037 -REGISTERED Bond 983919AD3 147,509 141,367,000 Prn Shared-defined -- N/A XILINX INC CMN STK Cmn 983919951 5,773 199,200 Sh Put Shared-defined 1 199,200 XILINX INC CMN STK Cmn 983919901 4,721 162,900 Sh Call Shared-defined 1 162,900 XILINX INC CMN STK Cmn 983919101 3,705 127,852 Sh Shared-defined -- 127,852 XILINX INC CMN STK Cmn 983919101 1,813 62,558 Sh Shared-defined 1 62,558 XINYUAN REAL ESTATE CO L-ADR Depository Receipt 98417P105 41 15,514 Sh Shared-defined 1 N/A XL GROUP PLC Cmn G98290102 65,232 2,989,564 Sh Shared-defined -- 2,989,564 XL GROUP PLC Cmn G98290902 2,839 130,100 Sh Call Shared-defined 1 130,100 --------- COLUMN TOTALS 251,523 =========
FORM 13F Page 568 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) XL GROUP PLC Cmn G98290102 1,507 69,075 Sh Shared-defined 1 69,075 XL GROUP PLC Cmn G98290952 1,329 60,900 Sh Put Shared-defined 1 60,900 XYRATEX LTD COMMON STOCK Cmn G98268958 693 42,500 Sh Put Shared-defined 1 42,500 XYRATEX LTD COMMON STOCK Cmn G98268108 365 22,403 Sh Shared-defined 1 22,403 XYRATEX LTD COMMON STOCK Cmn G98268908 266 16,300 Sh Call Shared-defined 1 16,300 XYRATEX LTD COMMON STOCK Cmn G98268108 82 5,000 Sh Shared-defined -- 5,000 YAHOO! INC CMN STOCK Cmn 984332956 30,832 1,854,000 Sh Put Shared-defined 1 1,854,000 YAHOO! INC CMN STOCK Cmn 984332106 20,637 1,240,946 Sh Shared-defined 1 1,240,946 YAHOO! INC CMN STOCK Cmn 984332906 14,766 887,900 Sh Call Shared-defined 1 887,900 YAHOO! INC CMN STOCK Cmn 984332106 8,800 529,175 Sh Shared-defined -- 529,175 YAMANA GOLD INC Cmn 98462Y950 15,560 1,215,600 Sh Put Shared-defined 1 1,215,600 YAMANA GOLD INC Cmn 98462Y100 13,931 1,088,337 Sh Shared-defined 1 1,088,337 YAMANA GOLD INC Cmn 98462Y900 2,312 180,600 Sh Call Shared-defined 1 180,600 YAMANA GOLD INC Cmn 98462Y100 202 15,779 Sh Shared-defined -- 15,779 ---------- COLUMN TOTALS 111,282 ==========
FORM 13F Page 569 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) YANZHOU COAL MINING CO LTD CMN Depository STOCK Receipt 984846105 307 10,045 Sh Shared-defined -- N/A YANZHOU COAL MINING CO LTD CMN Depository STOCK Receipt 984846105 40 1,294 Sh Shared-defined 1 N/A YINGLI GREEN ENERGY HOLD-ADR Depository Receipt 98584B103 4,646 470,213 Sh Shared-defined -- N/A YINGLI GREEN ENERGY HOLD-ADR Depository Receipt 98584B103 250 25,264 Sh Shared-defined 1 N/A YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 629 270,000 Sh Shared-defined -- 270,000 YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 35 15,095 Sh Shared-defined 1 15,095 YONGYE INTERNATIONAL INC Cmn 98607B906 664 79,000 Sh Call Shared-defined 1 79,000 YONGYE INTERNATIONAL INC Cmn 98607B956 175 20,800 Sh Put Shared-defined 1 20,800 YONGYE INTERNATIONAL INC Cmn 98607B106 151 18,010 Sh Shared-defined 1 18,010 YONGYE INTERNATIONAL INC Cmn 98607B106 129 15,317 Sh Shared-defined -- 15,317 YOUKU.COM INC-SPON ADR Depository Receipt 98742U100 2,018 57,644 Sh Shared-defined 1 N/A YRC WORLDWIDE INC CMN STK Cmn 984249900 584 157,000 Sh Call Shared-defined 1 157,000 YRC WORLDWIDE INC CMN STK Cmn 984249950 498 134,000 Sh Put Shared-defined 1 134,000 YRC WORLDWIDE INC CMN STK Cmn 984249300 307 82,447 Sh Shared-defined 1 82,447 ---------- COLUMN TOTALS 10,433 ==========
FORM 13F Page 570 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 24 6,620 Sh Shared-defined 1 6,620 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777958 17 4,600 Sh Put Shared-defined 1 4,600 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777908 4 1,100 Sh Call Shared-defined 1 1,100 YUM! BRANDS INC Cmn 988498951 15,765 321,400 Sh Put Shared-defined 1 321,400 YUM! BRANDS INC Cmn 988498901 10,261 209,200 Sh Call Shared-defined 1 209,200 ZAGG INC Cmn 98884U908 191 25,100 Sh Call Shared-defined 1 25,100 ZAGG INC Cmn 98884U958 91 11,900 Sh Put Shared-defined 1 11,900 ZALE CORPORATION COMMON STOCK Cmn 988858956 195 45,700 Sh Put Shared-defined 1 45,700 ZALE CORPORATION COMMON STOCK Cmn 988858906 108 25,400 Sh Call Shared-defined 1 25,400 ZALE CORPORATION COMMON STOCK Cmn 988858106 71 16,568 Sh Shared-defined 1 16,568 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207105 1,833 48,253 Sh Shared-defined -- 48,253 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207955 224 5,900 Sh Put Shared-defined 1 5,900 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207105 216 5,689 Sh Shared-defined 1 5,689 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207905 129 3,400 Sh Call Shared-defined 1 3,400 ---------- COLUMN TOTALS 29,129 ==========
FORM 13F Page 571 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ZHONGPIN INC COMMON STOCK Cmn 98952K957 667 32,700 Sh Put Shared-defined 1 32,700 ZHONGPIN INC COMMON STOCK Cmn 98952K907 347 17,000 Sh Call Shared-defined 1 17,000 ZHONGPIN INC COMMON STOCK Cmn 98952K107 260 12,750 Sh Shared-defined 1 12,750 ZHONGPIN INC COMMON STOCK Cmn 98952K107 79 3,857 Sh Shared-defined -- 3,857 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 3,081 57,400 Sh Put Shared-defined 1 57,400 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 1,793 33,395 Sh Shared-defined 1 33,395 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 403 7,500 Sh Call Shared-defined 1 7,500 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 64 1,199 Sh Shared-defined -- 1,199 ZIONS BANCORPORATION - WARRANTS Wt 989701115 12,512 1,700,000 Shared-defined -- N/A ZIONS BANCORPORATION CMN STK Cmn 989701957 8,926 368,400 Sh Put Shared-defined 1 368,400 ZIONS BANCORPORATION CMN STK Cmn 989701907 5,466 225,600 Sh Call Shared-defined 1 225,600 ZIONS BANCORPORATION CMN STK Cmn 989701107 2,988 123,327 Sh Shared-defined 1 123,327 ZIONS BANCORPORATION CMN STK Cmn 989701107 1,054 43,510 Sh Shared-defined -- 43,510 ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P901 88 18,800 Sh Call Shared-defined 1 18,800 ---------- COLUMN TOTALS 37,728 ==========
FORM 13F Page 572 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P951 24 5,100 Sh Put Shared-defined 1 5,100 ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P101 -- 59 Sh Shared-defined 1 59 ZIX CORP CMN STK Cmn 98974P100 42 9,793 Sh Shared-defined 1 9,793 ZIX CORP CMN STK Cmn 98974P950 26 6,100 Sh Put Shared-defined 1 6,100 ZIX CORP CMN STK Cmn 98974P900 3 800 Sh Call Shared-defined 1 800 ZOLTEK COS INC CMN STK Cmn 98975W104 268 23,226 Sh Shared-defined 1 23,226 ZOLTEK COS INC CMN STK Cmn 98975W904 234 20,300 Sh Call Shared-defined 1 20,300 ZOLTEK COS INC CMN STK Cmn 98975W954 207 17,900 Sh Put Shared-defined 1 17,900 ZORAN CORP CMN STOCK Cmn 98975F101 581 66,055 Sh Shared-defined -- 66,055 ZORAN CORP CMN STOCK Cmn 98975F101 175 19,903 Sh Shared-defined 1 19,903 ZORAN CORP CMN STOCK Cmn 98975F951 9 1,000 Sh Put Shared-defined 1 1,000 ZUMIEZ INC COMMON STOCK Cmn 989817901 798 29,700 Sh Call Shared-defined 1 29,700 ZUMIEZ INC COMMON STOCK Cmn 989817951 489 18,200 Sh Put Shared-defined 1 18,200 ZUMIEZ INC COMMON STOCK Cmn 989817101 475 17,670 Sh Shared-defined -- 17,670 ---------- COLUMN TOTALS 3,331 ==========
FORM 13F Page 573 of 573 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ (IN THOUSANDS) ZUMIEZ INC COMMON STOCK Cmn 989817101 209 7,767 Sh Shared-defined 1 7,767 ---------- COLUMN TOTALS 209 ========== LONG MARKET VALUE 42,064,643 ==========
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