0000769317-11-000015.txt : 20110421 0000769317-11-000015.hdr.sgml : 20110421 20110421095500 ACCESSION NUMBER: 0000769317-11-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110421 DATE AS OF CHANGE: 20110421 EFFECTIVENESS DATE: 20110421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 11772213 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings33111.txt

NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 20983 867445 SH SOLE 1 867445 0 0 AFLAC INC COMMON 001055102 226 4275 SH SOLE 1 4275 0 0 AGCO CORP COMMON 001084102 4517 82165 SH SOLE 1 82165 0 0 ABBOTT LABORATORIES COMMON 002824100 9066 184830 SH SOLE 1 184830 0 0 DAPHNE INTERNATIONAL HL COMMON 6704351 698 930000 SH SOLE 1 930000 0 0 AFFILIATED MANAGERS GR COMMON 008252108 10950 100120 SH SOLE 1 100120 0 0 AIRGAS INC COMMON 009363102 1142 17200 SH SOLE 1 17200 0 0 AIXTRON SE-ADR DEP REC 009606104 360 8200 SH SOLE 1 8200 0 0 ALBEMARLE CORP COMMON 012653101 2588 43300 SH SOLE 1 43300 0 0 ALBERTO-CULVER CO COMMON 013078100 2991 80265 SH SOLE 1 80265 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 9693 98225 SH SOLE 1 98225 0 0 ALLERGAN INC COMMON 018490102 9357 131750 SH SOLE 1 131750 0 0 AMAZON.COM INC COMMON 023135106 11481 63740 SH SOLE 1 63740 0 0 AMERICAN EXPRESS CO COMMON 025816109 136 3010 SH SOLE 1 3010 0 0 AMERICAN TOWER CORP CL A 029912201 1553 29960 SH SOLE 1 29960 0 0 AMETEK INC COMMON 031100100 8531 194451 SH SOLE 1 194451 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 3382 297475 SH SOLE 1 297475 0 0 ANALOG DEVICES INC COMMON 032654105 614 15590 SH SOLE 1 15590 0 0 ANIXTER INTERNATIONAL COMMON 035290105 5246 75056 SH SOLE 1 75056 0 0 APACHE CORP COMMON 037411105 30271 231220 SH SOLE 1 231220 0 0 APPLE INC COMMON 037833100 49026 140675 SH SOLE 1 140675 0 0 APPLIED MATERIALS INC COMMON 038222105 23529 1506360 SH SOLE 1 1506360 0 0 ATMEL CORP COMMON 049513104 17707 1299145 SH SOLE 1 1299145 0 0 ATWOOD OCEANICS INC COMMON 050095108 4554 98090 SH SOLE 1 98090 0 0 AUTODESK INC COMMON 052769106 3185 72210 SH SOLE 1 72210 0 0 AUTOLIV INC COMMON 052800109 6543 88150 SH SOLE 1 88150 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 4977 97000 SH SOLE 1 97000 0 0 BAKER HUGHES INC COMMON 057224107 237 3230 SH SOLE 1 3230 0 0 BANCO BRADESCO-ADR DEP REC 059460303 2849 137280 SH SOLE 1 137280 0 0 BANK OF NEW YORK MELLON COMMON 064058100 1697 56820 SH SOLE 1 56820 0 0 BARD C R INC COMMON 067383109 123 1240 SH SOLE 1 1240 0 0 BAXTER INTERNATIONAL COMMON 071813109 9443 175625 SH SOLE 1 175625 0 0 BECTON DICKINSON AND CO COMMON 075887109 7042 88450 SH SOLE 1 88450 0 0 BHP BILLITON ADR DEP REC 088606108 17376 181225 SH SOLE 1 181225 0 0 BRIGHAM EXPLORATION CO COMMON 109178103 6802 182945 SH SOLE 1 182945 0 0 BROADCOM CORP CL A 111320107 30232 767705 SH SOLE 1 767705 0 0 BUFFALO WILD WINGS INC COMMON 119848109 5336 98040 SH SOLE 1 98040 0 0 CF INDUSTRIES HOLDINGS COMMON 125269100 17656 129075 SH SOLE 1 129075 0 0 CNOOC LTD ADR DEP REC 126132109 4289 16950 SH SOLE 1 16950 0 0 CSX CORP COMMON 126408103 322 4100 SH SOLE 1 4100 0 0 CVS CAREMARK CORP COMMON 126650100 10763 313600 SH SOLE 1 313600 0 0 CALPINE CORP COMMON 131347304 4955 312225 SH SOLE 1 312225 0 0 CANADIAN NATIONAL RAIL COMMON 136375102 271 3600 SH SOLE 1 3600 0 0 CANON INC ADR DEP REC 138006309 1004 23150 SH SOLE 1 23150 0 0 CARBO CERAMICS INC COMMON 140781105 720 5100 SH SOLE 1 5100 0 0 CARRIZO OIL & GAS INC COMMON 144577103 547 14800 SH SOLE 1 14800 0 0 CASEYS GENERAL STORES COMMON 147528103 6469 165870 SH SOLE 1 165870 0 0 CATERPILLAR INC COMMON 149123101 1542 13850 SH SOLE 1 13850 0 0 CATO CORP COMMON 149205106 8457 345175 SH SOLE 1 345175 0 0 CELGENE CORP COMMON 151020104 30049 521910 SH SOLE 1 521910 0 0 CENTRAL EUROPEAN DIST COMMON 153435102 3051 268850 SH SOLE 1 268850 0 0 CHEVRON CORP COMMON 166764100 61644 573485 SH SOLE 1 573485 0 0 CHICAGO BRIDGE & IRON NY REG 167250109 5550 136510 SH SOLE 1 136510 0 0 CHIPOTLE MEXICAN GRILL COMMON 169656105 1498 5500 SH SOLE 1 5500 0 0 CIENA CORP COMMON 171779309 34772 1340475 SH SOLE 1 1340475 0 0 CITIGROUP INC COMMON 172967101 1887 426878 SH SOLE 1 426878 0 0 CITRIX SYSTEMS INC COMMON 177376100 7012 95460 SH SOLE 1 95460 0 0 COACH INC COMMON 189754104 9280 178325 SH SOLE 1 178325 0 0 COCA-COLA CO/THE COMMON 191216100 35069 528625 SH SOLE 1 528625 0 0 COGNIZANT TECH SOLUTIO CL A 192446102 24125 296375 SH SOLE 1 296375 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 5102 63175 SH SOLE 1 63175 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 8624 155525 SH SOLE 1 155525 0 0 COVANCE INC COMMON 222816100 5825 106450 SH SOLE 1 106450 0 0 CUMMINS INC COMMON 231021106 4363 39800 SH SOLE 1 39800 0 0 DANAHER CORP COMMON 235851102 19704 379650 SH SOLE 1 379650 0 0 DEERE & CO COMMON 244199105 35518 366576 SH SOLE 1 366576 0 0 DICKS SPORTING GOODS COMMON 253393102 8192 204910 SH SOLE 1 204910 0 0 DISNEY WALT CO COMMON 254687106 243 5650 SH SOLE 1 5650 0 0 DOVER CORP COMMON 260003108 245 3730 SH SOLE 1 3730 0 0 EI DU PONT DE NEMOURS COMMON 263534109 10917 198600 SH SOLE 1 198600 0 0 E M C CORP MASS COMMON 268648102 6986 263020 SH SOLE 1 263020 0 0 EATON CORP COMMON 278058102 18353 331035 SH SOLE 1 331035 0 0 EBAY INC COMMON 278642103 235 7580 SH SOLE 1 7580 0 0 ECOLAB INC COMMON 278865100 17218 337475 SH SOLE 1 337475 0 0 EMERSON ELECTRIC CO COMMON 291011104 23878 408660 SH SOLE 1 408660 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 2734 38660 SH SOLE 1 38660 0 0 EXPEDITORS INTL WASH COMMON 302130109 18789 374663 SH SOLE 1 374663 0 0 EXPRESS SCRIPTS INC COMMON 302182100 2102 37800 SH SOLE 1 37800 0 0 FMC CORP COMMON 302491303 1325 15600 SH SOLE 1 15600 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 5178 49440 SH SOLE 1 49440 0 0 F5 NETWORKS INC COMMON 315616102 15310 149265 SH SOLE 1 149265 0 0 FOSSIL INC COMMON 349882100 5411 57780 SH SOLE 1 57780 0 0 FRANKLIN RESOURCES INC COMMON 354613101 33117 264765 SH SOLE 1 264765 0 0 GAS NATURAL INC COMMON 367204104 1400 119324 SH SOLE 1 119324 0 0 GENERAL ELECTRIC CO COMMON 369604103 12484 622625 SH SOLE 1 622625 0 0 GENERAL MILLS INC COMMON 370334104 18680 511075 SH SOLE 1 511075 0 0 GENZYME CORP COMMON 372917104 15145 198875 SH SOLE 1 198875 0 0 GILEAD SCIENCES INC COMMON 375558103 12280 289155 SH SOLE 1 289155 0 0 GOODRICH CORP COMMON 382388106 21681 253490 SH SOLE 1 253490 0 0 GUESS? INC COMMON 401617105 8561 217565 SH SOLE 1 217565 0 0 HSBC HLDGS ADR DEP REC 404280406 983 18974 SH SOLE 1 18974 0 0 HAEMONETICS CORP COMMON 405024100 3346 51047 SH SOLE 1 51047 0 0 HALLIBURTON CO COMMON 406216101 6827 136975 SH SOLE 1 136975 0 0 HANOVER INS GROUP INC COMMON 410867105 5607 123910 SH SOLE 1 123910 0 0 HANSEN NATURAL CORP COMMON 411310105 6053 100490 SH SOLE 1 100490 0 0 HAYNES INTERNATIONAL COMMON 420877201 4966 89561 SH SOLE 1 89561 0 0 HEINZ H J CO COMMON 423074103 188 3850 SH SOLE 1 3850 0 0 HERSHEY CO COMMON 427866108 228 4190 SH SOLE 1 4190 0 0 HOME DEPOT INC COMMON 437076102 16325 440500 SH SOLE 1 440500 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 105 2800 SH SOLE 1 2800 0 0 HOSPIRA INC COMMON 441060100 242 4390 SH SOLE 1 4390 0 0 HUB GROUP INC COMMON 443320106 3593 99285 SH SOLE 1 99285 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 1051 17800 SH SOLE 1 17800 0 0 ITT CORP COMMON 450911102 84 1400 SH SOLE 1 1400 0 0 ICONIX BRAND GROUP INC COMMON 451055107 5275 245575 SH SOLE 1 245575 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 458 8525 SH SOLE 1 8525 0 0 INDIA FUND INC COMMON 454089103 1259 38200 SH SOLE 1 38200 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 232 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES DEP REC 456788108 1280 17850 SH SOLE 1 17850 0 0 INTEL CORP COMMON 458140100 36792 1823210 SH SOLE 1 1823210 0 0 INTL BUSINESS MACHINES COMMON 459200101 79064 484850 SH SOLE 1 484850 0 0 INTERNATIONAL GAME TECH COMMON 459902102 984 60600 SH SOLE 1 60600 0 0 INTUIT INC COMMON 461202103 236 4450 SH SOLE 1 4450 0 0 ISHARES INC MSCI TAIWAN COMMON 464286731 1948 131100 SH SOLE 1 131100 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 244 23700 SH SOLE 1 23700 0 0 ITC HOLDINGS CORP COMMON 465685105 2568 36735 SH SOLE 1 36735 0 0 JACOBS ENGINEERING GRO COMMON 469814107 1563 30400 SH SOLE 1 30400 0 0 JOHNSON & JOHNSON COMMON 478160104 22039 371965 SH SOLE 1 371965 0 0 JOHNSON CTLS INC COMMON 478366107 10890 261960 SH SOLE 1 261960 0 0 JOY GLOBAL INC COMMON 481165108 259 2620 SH SOLE 1 2620 0 0 KLA-TENCOR CORP COMMON 482480100 1809 38220 SH SOLE 1 38220 0 0 KAYDON CORP COMMON 486587108 4254 108545 SH SOLE 1 108545 0 0 KAYNE ANDERSON MLP IN COMMON 486606106 6617 202531 SH SOLE 1 202531 0 0 KOHLS CORP COMMON 500255104 20298 382700 SH SOLE 1 382700 0 0 KUBOTA CORP ADR DEP REC 501173207 179 3800 SH SOLE 1 3800 0 0 LAUDER ESTEE COS INC COMMON 518439104 240 2490 SH SOLE 1 2490 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 14270 424325 SH SOLE 1 424325 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 8634 92369 SH SOLE 1 92369 0 0 LULULEMON ATHLETICA INC COMMON 550021109 9726 109220 SH SOLE 1 109220 0 0 MTS SYSTEMS CORP COMMON 553777103 3707 81385 SH SOLE 1 81385 0 0 MARATHON OIL CORP COMMON 565849106 8327 156205 SH SOLE 1 156205 0 0 MARSH & MCLENNAN COS COMMON 571748102 7663 257050 SH SOLE 1 257050 0 0 MARRIOTT INTERNATIONAL CL A 571903202 1407 39532 SH SOLE 1 39532 0 0 MCDERMOTT INTERNATIONAL COMMON 580037109 11727 461890 SH SOLE 1 461890 0 0 MCDONALDS CORP COMMON 580135101 44133 580010 SH SOLE 1 580010 0 0 MEDTRONIC INC COMMON 585055106 6066 154150 SH SOLE 1 154150 0 0 MICROS SYSTEMS INC COMMON 594901100 5395 109150 SH SOLE 1 109150 0 0 MICROSOFT CORP COMMON 594918104 8383 330175 SH SOLE 1 330175 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 1567 73825 SH SOLE 1 73825 0 0 MORGAN STANLEY COMMON 617446448 213 7800 SH SOLE 1 7800 0 0 MURPHY OIL CORP COMMON 626717102 9420 128305 SH SOLE 1 128305 0 0 MYLAN INC COMMON 628530107 235 10370 SH SOLE 1 10370 0 0 NATIONAL OILWELL VARCO COMMON 637071101 16540 208650 SH SOLE 1 208650 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 2104 21025 SH SOLE 1 21025 0 0 NICE SYSTEMS LTD ADR DEP REC 653656108 886 23975 SH SOLE 1 23975 0 0 NIKE INC CL B 654106103 16175 213670 SH SOLE 1 213670 0 0 NORDSTROM INC COMMON 655664100 821 18300 SH SOLE 1 18300 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 250 3610 SH SOLE 1 3610 0 0 NORTHERN OIL AND GAS COMMON 665531109 8100 303365 SH SOLE 1 303365 0 0 NORTHWEST BANCSHARES COMMON 667340103 4623 368700 SH SOLE 1 368700 0 0 NUVASIVE INC COMMON 670704105 4483 177054 SH SOLE 1 177054 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 61623 589750 SH SOLE 1 589750 0 0 OCEANEERING INTERNATION COMMON 675232102 510 5700 SH SOLE 1 5700 0 0 OMNICOM GROUP INC COMMON 681919106 244 4970 SH SOLE 1 4970 0 0 OWENS & MINOR INC COMMON 690732102 3384 104200 SH SOLE 1 104200 0 0 POSCO ADR DEP REC 693483109 1760 15400 SH SOLE 1 15400 0 0 PARKER HANNIFIN CORP COMMON 701094104 5416 57200 SH SOLE 1 57200 0 0 PEABODY ENERGY CORP COMMON 704549104 263 3660 SH SOLE 1 3660 0 0 PEARSON PLC ADR DEP REC 705015105 6349 356693 SH SOLE 1 356693 0 0 PENNANTPARK INVESTMENT COMMON 708062104 3338 280058 SH SOLE 1 280058 0 0 PEPSICO INC/NC COMMON 713448108 39515 613495 SH SOLE 1 613495 0 0 PERKINELMER INC COMMON 714046109 2532 96375 SH SOLE 1 96375 0 0 PFIZER INC COMMON 717081103 366 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 3994 144200 SH SOLE 1 144200 0 0 PHILIP MORRIS INTERNAT COMMON 718172109 30835 469830 SH SOLE 1 469830 0 0 POLARIS INDUSTRIES INC COMMON 731068102 7289 83760 SH SOLE 1 83760 0 0 PRECISION CASTPARTS CO COMMON 740189105 11682 79375 SH SOLE 1 79375 0 0 PRICELINE.COM INC COMMON 741503403 15710 31021 SH SOLE 1 31021 0 0 PROCTER & GAMBLE CO COMMON 742718109 34026 552375 SH SOLE 1 552375 0 0 PRUDENTIAL FINANCIAL COMMON 744320102 13076 212335 SH SOLE 1 212335 0 0 QUALCOMM INC COMMON 747525103 61148 1115235 SH SOLE 1 1115235 0 0 RAYTHEON CO COMMON 755111507 2599 51100 SH SOLE 1 51100 0 0 RESEARCH IN MOTION LTD COMMON 760975102 9675 171125 SH SOLE 1 171125 0 0 RIO TINTO PLC ADR DEP REC 767204100 6747 94870 SH SOLE 1 94870 0 0 RIVERBED TECHNOLOGY INC COMMON 768573107 2345 62290 SH SOLE 1 62290 0 0 ROCKWELL COLLINS INC COMMON 774341101 1601 24700 SH SOLE 1 24700 0 0 ROFIN-SINAR TECHNOLOGI COMMON 775043102 5788 146525 SH SOLE 1 146525 0 0 ROGERS COMMUNICATIONS COMMON 775109200 16824 462200 SH SOLE 1 462200 0 0 ROYAL BANK OF CANADA COMMON 780087102 388 6260 SH SOLE 1 6260 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 1955 26690 SH SOLE 1 26690 0 0 SPX CORP COMMON 784635104 2795 35200 SH SOLE 1 35200 0 0 ST JUDE MEDICAL INC COMMON 790849103 18161 354298 SH SOLE 1 354298 0 0 SASOL LTD - ADR DEP REC 803866300 5852 100975 SH SOLE 1 100975 0 0 SCHLUMBERGER LTD COMMON 806857108 34630 371325 SH SOLE 1 371325 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 12249 211737 SH SOLE 1 211737 0 0 SIEMENS A G - ADR DEP REC 826197501 1202 8750 SH SOLE 1 8750 0 0 SNAP-ON INC COMMON 833034101 20750 345480 SH SOLE 1 345480 0 0 SONY CORP ADR DEP REC 835699307 420 13200 SH SOLE 1 13200 0 0 SOUTHERN CO COMMON 842587107 12 325 SH SOLE 1 325 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 21464 499505 SH SOLE 1 499505 0 0 STANLEY BLACK & DECKER COMMON 854502101 6176 80625 SH SOLE 1 80625 0 0 STERICYCLE INC COMMON 858912108 2637 29735 SH SOLE 1 29735 0 0 STIFEL FINANCIAL CORP COMMON 860630102 3666 51065 SH SOLE 1 51065 0 0 STRYKER CORP COMMON 863667101 450 7400 SH SOLE 1 7400 0 0 SUNCOR ENERGY INC COMMON 867224107 7674 171150 SH SOLE 1 171150 0 0 SURMODICS INC COMMON 868873100 134 10700 SH SOLE 1 10700 0 0 TCF FINANCIAL CORP COMMON 872275102 8399 529550 SH SOLE 1 529550 0 0 TJX COS INC COMMON 872540109 14482 291220 SH SOLE 1 291220 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 1463 120124 SH SOLE 1 120124 0 0 TECHNE CORP COMMON 878377100 3821 53370 SH SOLE 1 53370 0 0 TELEFONICA SA ADR DEP REC 879382208 2088 82800 SH SOLE 1 82800 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 5343 106500 SH SOLE 1 106500 0 0 THERMO FISHER SCIENTIF COMMON 883556102 12041 216760 SH SOLE 1 216760 0 0 THOMAS & BETTS CORP COMMON 884315102 3131 52655 SH SOLE 1 52655 0 0 THORATEC CORP COMMON 885175307 5013 193345 SH SOLE 1 193345 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 10392 205616 SH SOLE 1 205616 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 22570 377990 SH SOLE 1 377990 0 0 UGI CORP COMMON 902681105 6874 208945 SH SOLE 1 208945 0 0 US BANCORP COM NEW 902973304 10162 384500 SH SOLE 1 384500 0 0 URS CORP COMMON 903236107 4969 107900 SH SOLE 1 107900 0 0 ULTRA PETROLEUM CORP COMMON 903914109 12943 262800 SH SOLE 1 262800 0 0 UNION PACIFIC CORP COMMON 907818108 24823 252450 SH SOLE 1 252450 0 0 UNITED PARCEL SERVICE CL B 911312106 15678 210954 SH SOLE 1 210954 0 0 UNITED TECHNOLOGIES COMMON 913017109 36606 432445 SH SOLE 1 432445 0 0 VF CORP COMMON 918204108 187 1900 SH SOLE 1 1900 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 4613 94789 SH SOLE 1 94789 0 0 VEECO INSTRUMENTS INC COMMON 922417100 19659 386685 SH SOLE 1 386685 0 0 VMWARE INC COMMON 928563402 14876 182440 SH SOLE 1 182440 0 0 VOLCANO CORP COMMON 928645100 4060 158605 SH SOLE 1 158605 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 4630 186465 SH SOLE 1 186465 0 0 WABTEC CORP/DE COMMON 929740108 4026 59360 SH SOLE 1 59360 0 0 WAL-MART STORES INC COMMON 931142103 21433 411775 SH SOLE 1 411775 0 0 WATERS CORP COMMON 941848103 240 2760 SH SOLE 1 2760 0 0 WELLS FARGO & CO COMMON 949746101 14561 459200 SH SOLE 1 459200 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 1295 10350 SH SOLE 1 10350 0 0 WHOLE FOODS MARKET INC COMMON 966837106 243 3690 SH SOLE 1 3690 0 0 WISCONSIN ENERGY CORP COMMON 976657106 14431 473150 SH SOLE 1 473150 0 0 WOODWARD GOVERNOR CO COMMON 980745103 4660 134850 SH SOLE 1 134850 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 784 5150 SH SOLE 1 5150 0 0 TALISMAN ENERGY INC COMMON 87425E103 101 4100 SH SOLE 1 4100 0 0 VALE SA ADR DEP REC 91912E105 4842 145200 SH SOLE 1 145200 0 0 TARGET CORP COMMON 87612E106 46375 927314 SH SOLE 1 927314 0 0 EDWARDS LIFESCIENCES COMMON 28176E108 1201 13800 SH SOLE 1 13800 0 0 TOTAL S A ADR DEP REC 89151E109 7804 128000 SH SOLE 1 128000 0 0 TRAVELERS COS INC/THE COMMON 89417E109 6242 104950 SH SOLE 1 104950 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 4089 372725 SH SOLE 1 372725 0 0 ADOBE SYSTEMS INC COMMON 00724F101 16542 498845 SH SOLE 1 498845 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 899 23650 SH SOLE 1 23650 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 11338 167420 SH SOLE 1 167420 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 153 7000 SH SOLE 1 7000 0 0 ALLSCRIPTS HEALTHCARE COMMON 01988P108 5661 269700 SH SOLE 1 269700 0 0 AMERICA MOVIL ADR DEP REC 02364W105 2426 41750 SH SOLE 1 41750 0 0 AMERIPRISE FINANCIAL COMMON 03076C106 8220 134580 SH SOLE 1 134580 0 0 ANSYS INC COMMON 03662Q105 11262 207825 SH SOLE 1 207825 0 0 APOLLO INVESTMENT CORP COMMON 03761U106 3012 249668 SH SOLE 1 249668 0 0 ASIAINFO-LINKAGE INC COMMON 04518A104 3381 156175 SH SOLE 1 156175 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1291 26450 SH SOLE 1 26450 0 0 BABCOCK & WILCOX CO COMMON 05615F102 1434 42963 SH SOLE 1 42963 0 0 BANCO BILBAO VIZCAYA DEP REC 05946K101 920 76675 SH SOLE 1 76675 0 0 BANCO SANTANDER CENT HI DEP REC 05964H105 186 15900 SH SOLE 1 15900 0 0 BANCO SANTANDER CHILE DEP REC 05965X109 1778 20500 SH SOLE 1 20500 0 0 CH ROBINSON WORLDWIDE COMMON 12541W209 1460 19700 SH SOLE 1 19700 0 0 CME GROUP INC COMMON 12572Q105 7706 25555 SH SOLE 1 25555 0 0 CARDINAL HEALTH INC COMMON 14149Y108 250 6090 SH SOLE 1 6090 0 0 CENTRICA PLC-SP ADR COMMON 15639K300 139 6600 SH SOLE 1 6600 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 1429 25500 SH SOLE 1 25500 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 1963 118250 SH SOLE 1 118250 0 0 CISCO SYSTEMS INC COMMON 17275R102 2252 131300 SH SOLE 1 131300 0 0 CLIFFS NATURAL RESOURC COMMON 18683K101 215 2190 SH SOLE 1 2190 0 0 COCA-COLA ENTERPRISES COMMON 19122T109 1701 62300 SH SOLE 1 62300 0 0 COMP BRASIL-PAO DE ACU DEP REC 20440T201 1247 29750 SH SOLE 1 29750 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 2364 83500 SH SOLE 1 83500 0 0 CONOCOPHILLIPS COMMON 20825C104 644 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 11646 158836 SH SOLE 1 158836 0 0 HOMEX ADR DEP REC 25030W100 208 7625 SH SOLE 1 7625 0 0 DEVON ENERGY CORP COMMON 25179M103 617 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 7805 102400 SH SOLE 1 102400 0 0 DIRECTV COMMON 25490A101 246 5250 SH SOLE 1 5250 0 0 DOLBY LABORATORIES INC COMMON 25659T107 4623 93945 SH SOLE 1 93945 0 0 EQT CORP COMMON 26884L109 8973 179822 SH SOLE 1 179822 0 0 EMBRAER SA ADR DEP REC 29082A107 1486 44108 SH SOLE 1 44108 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 936 20800 SH SOLE 1 20800 0 0 EXELON CORP COMMON 30161N101 45 1100 SH SOLE 1 1100 0 0 EXXON MOBIL CORP COMMON 30231G102 7152 85007 SH SOLE 1 85007 0 0 FINISAR CORP COMMON 31787A507 10622 431775 SH SOLE 1 431775 0 0 FLOWSERVE CORP COMMON 34354P105 13904 107950 SH SOLE 1 107950 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 20662 371947 SH SOLE 1 371947 0 0 GAMESTOP CORP COMMON 36467W109 2550 113225 SH SOLE 1 113225 0 0 GEN-PROBE INC COMMON 36866T103 4703 70875 SH SOLE 1 70875 0 0 GENERAL MTRS CO SERIES PFD 37045V209 4408 91450 SH SOLE 1 91450 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 1329 34600 SH SOLE 1 34600 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 15019 94699 SH SOLE 1 94699 0 0 GOOGLE INC CL A 38259P508 40865 69645 SH SOLE 1 69645 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 734 29925 SH SOLE 1 29925 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 629 15900 SH SOLE 1 15900 0 0 ICICI BK LTD ADR DEP REC 45104G104 2352 47200 SH SOLE 1 47200 0 0 IDEX CORP COMMON 45167R104 5373 123085 SH SOLE 1 123085 0 0 IDEXX LABORATORIES INC COMMON 45168D104 1035 13400 SH SOLE 1 13400 0 0 INFORMATICA CORP COMMON 45666Q102 10211 195650 SH SOLE 1 195650 0 0 INTERCONTINENTALEXCHAN COMMON 45865V100 1890 15300 SH SOLE 1 15300 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 14685 44039 SH SOLE 1 44039 0 0 JPMORGAN CHASE & CO COMMON 46625H100 34062 738865 SH SOLE 1 738865 0 0 JUNIPER NETWORKS INC COMMON 48203R104 15972 379570 SH SOLE 1 379570 0 0 "KB FINANCIAL GROUP, DEP REC 48241A105 1767 33875 SH SOLE 1 33875 0 0 KINDER MORGAN HOLDCO COMMON 49456B101 7785 262650 SH SOLE 1 262650 0 0 LABORATORY CP OF AMER COM NEW 50540R409 1105 11990 SH SOLE 1 11990 0 0 LIFE TECHNOLOGIES CORP COMMON 53217V109 225 4300 SH SOLE 1 4300 0 0 M&T BANK CORP COMMON 55261F104 8017 90615 SH SOLE 1 90615 0 0 MACYS INC COMMON 55616P104 1866 76900 SH SOLE 1 76900 0 0 MCKESSON CORP COMMON 58155Q103 13173 166640 SH SOLE 1 166640 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 10961 195170 SH SOLE 1 195170 0 0 MERCK & CO INC COMMON 58933Y105 8689 263225 SH SOLE 1 263225 0 0 MERU NETWORKS INC COMMON 59047Q103 3153 155265 SH SOLE 1 155265 0 0 METLIFE INC COMMON 59156R108 233 5210 SH SOLE 1 5210 0 0 MONSANTO CO COMMON 61166W101 78 1080 SH SOLE 1 1080 0 0 MOSAIC CO/THE COMMON 61945A107 3891 49410 SH SOLE 1 49410 0 0 NETAPP INC COMMON 64110D104 2261 46960 SH SOLE 1 46960 0 0 NEXTERA ENERGY INC COMMON 65339F101 6573 119250 SH SOLE 1 119250 0 0 ORACLE CORP COMMON 68389X105 56300 1683990 SH SOLE 1 1683990 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 4853 120025 SH SOLE 1 120025 0 0 PRAXAIR INC COMMON 74005P104 14643 144125 SH SOLE 1 144125 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 1800 27100 SH SOLE 1 27100 0 0 RTI INTERNATIONAL META COMMON 74973W107 12 400 SH SOLE 1 400 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 2328 86550 SH SOLE 1 86550 0 0 RUBICON TECHNOLOGY INC COMMON 78112T107 3713 134150 SH SOLE 1 134150 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 2081 52450 SH SOLE 1 52450 0 0 SALESFORCE.COM INC COMMON 79466L302 15417 115415 SH SOLE 1 115415 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 9216 284435 SH SOLE 1 284435 0 0 SOLERA HOLDINGS INC COMMON 83421A104 6951 136025 SH SOLE 1 136025 0 0 SOUTHERN COPPER CORP COMMON 84265V105 2946 73150 SH SOLE 1 73150 0 0 STILLWATER MNG CO COMMON 86074Q102 6502 283575 SH SOLE 1 283575 0 0 SYNAPTICS INC COMMON 87157D109 4832 178835 SH SOLE 1 178835 0 0 SYNTEL INC COMMON 87162H103 11037 211320 SH SOLE 1 211320 0 0 TW TELECOM INC COMMON 87311L104 2477 129015 SH SOLE 1 129015 0 0 TENARIS S A ADR DEP REC 88031M109 849 17175 SH SOLE 1 17175 0 0 TERADATA CORP DEL COMMON 88076W103 233 4600 SH SOLE 1 4600 0 0 3M CO COMMON 88579Y101 23879 255395 SH SOLE 1 255395 0 0 TORTOISE ENERGY CAPITAL COMMON 89147U100 3980 141050 SH SOLE 1 141050 0 0 TRUE RELIGION APPAREL COMMON 89784N104 4524 192750 SH SOLE 1 192750 0 0 ULTA SALON COSMETICS & COMMON 90384S303 14260 296285 SH SOLE 1 296285 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 10886 185295 SH SOLE 1 185295 0 0 UNITED THERAPEUTICS COMMON 91307C102 3733 55700 SH SOLE 1 55700 0 0 VALERO ENERGY CORP COMMON 91913Y100 45 1500 SH SOLE 1 1500 0 0 VARIAN MEDICAL SYSTEMS COMMON 92220P105 9041 133665 SH SOLE 1 133665 0 0 VERIFONE SYSTEMS INC COMMON 92342Y109 7904 143835 SH SOLE 1 143835 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 34526 895850 SH SOLE 1 895850 0 0 VISA INC COMMON 92826C839 12576 170820 SH SOLE 1 170820 0 0 VIVO PARTICIPACOES ADR DEP REC 92855S200 1886 46700 SH SOLE 1 46700 0 0 VODAFONE GROUP ADR DEP REC 92857W209 106 3687 SH SOLE 1 3687 0 0 WALTER ENERGY INC COMMON 93317Q105 1341 9900 SH SOLE 1 9900 0 0 X5 RETAIL GROUP NV COMMON B07T3T9 1180 28000 SH SOLE 1 28000 0 0 ACCENTURE PLC COMMON G1151C101 33818 615200 SH SOLE 1 615200 0 0 COOPER INDUSTRIES PLC CL A G24140108 8713 134245 SH SOLE 1 134245 0 0 COVIDIEN PLC COMMON G2554F113 3803 73225 SH SOLE 1 73225 0 0 LAZARD LTD. COMMON G54050102 227 5470 SH SOLE 1 5470 0 0 PARTNERRE LTD COMMON G6852T105 8893 112225 SH SOLE 1 112225 0 0 SEADRILL LTD COMMON G7945E105 14222 394300 SH SOLE 1 394300 0 0 ACE LTD ORD H0023R105 17425 269325 SH SOLE 1 269325 0 0 ALCON INC COM SHS H01301102 99 600 SH SOLE 1 600 0 0 ALLIED WORLD ASSUR CO COMMON H01531104 3182 50750 SH SOLE 1 50750 0 0 TE CONNECTIVITY LTD COMMON H84989104 3261 93650 SH SOLE 1 93650 0 0 MILLICOM INTL CELLULAR COMMON L6388F110 7346 76385 SH SOLE 1 76385 0 0 ASML HOLDING NV DEP REC N07059186 267 6000 SH SOLE 1 6000 0 0 CORE LABORATORIES NV COMMON N22717107 8588 84057 SH SOLE 1 84057 0 0 AMERICAN MUNICIPAL INC COMMON 027649102 1596 124213 SH SOLE 1 0 124213 0 AMERICAN SELECT PORTFOL COMMON 029570108 7138 693009 SH SOLE 1 0 693009 0 AMERICAN STRATEGIC INC COMMON 030098107 10642 935152 SH SOLE 1 0 935152 0 AMERICAN STRATEGIC INC COMMON 030099105 33381 3692640 SH SOLE 1 0 3692640 0 BLACKROCK INCOME OPPOR COMMON 092475102 6959 746627 SH SOLE 1 0 746627 0 BLACKROCK CREDIT ALLOC COMMON 092508100 10145 837030 SH SOLE 1 0 837030 0 DELAWARE INVESTMENTS AZ COMMON 246100101 146 11300 SH SOLE 1 0 11300 0 DREYFUS STRATEGIC MUNI COMMON 261932107 3609 448853 SH SOLE 1 0 448853 0 FLAHERTY & CRUMRINE/CL COMMON 338478100 256 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE/CLA COMMON 338479108 183 10000 SH SOLE 1 0 10000 0 FORT DEARBORN INCOME COMMON 347200107 1090 74622 SH SOLE 1 0 74622 0 JOHN HANCOCK INCOME SE COMMON 410123103 6740 481459 SH SOLE 1 0 481459 0 MFS CHARTER INCOME TRST COMMON 552727109 1110 121428 SH SOLE 1 0 121428 0 MFS MULTIMARKET INCOME COMMON 552737108 2419 360453 SH SOLE 1 0 360453 0 MFS GOVERNMENT MARKETS COMMON 552939100 3936 615041 SH SOLE 1 0 615041 0 MN MUNICIPAL INCOME PO COMMON 604062109 1645 112998 SH SOLE 1 0 112998 0 MONTGOMERY STREET INCO COMMON 614115103 17677 1130992 SH SOLE 1 0 1130992 0 NUVEEN MORTGAGE OPPORT COMMON 670735109 4144 166614 SH SOLE 1 0 166614 0 NUVEEN NJ INVESTMENT QU COMMON 670971100 329 26200 SH SOLE 1 0 26200 0 NUVEEN PA INVESTMENT QU COMMON 670972108 634 48500 SH SOLE 1 0 48500 0 NUVEEN SELECT QUALITY COMMON 670973106 4786 358782 SH SOLE 1 0 358782 0 NUVEEN CA SELECT QUALIT COMMON 670975101 4083 315749 SH SOLE 1 0 315749 0 NUVEEN CA QUALITY INCOM COMMON 670985100 778 60239 SH SOLE 1 0 60239 0 NUVEEN PREMIER MUNICIPA COMMON 670988104 616 48600 SH SOLE 1 0 48600 0 PUTNAM PREMIER INCOME T COMMON 746853100 7159 1104715 SH SOLE 1 0 1104715 0 PUTNAM MASTER INTERMED COMMON 746909100 3713 628198 SH SOLE 1 0 628198 0 PUTNAM MUNICIPAL OPPORT COMMON 746922103 10875 1003270 SH SOLE 1 0 1003270 0 RIVUS BOND FUND BDF COMMON 769667106 14872 824418 SH SOLE 1 0 824418 0 TRANSAMERICA INCOME SHA COMMON 893506105 4268 202461 SH SOLE 1 0 202461 0 WESTERN ASSET VARIABLE COMMON 957667108 22436 1327545 SH SOLE 1 0 1327545 0 WESTERN ASSET INTERMEDI COMMON 958435109 210 22700 SH SOLE 1 0 22700 0 ALLIANCEBERNSTEIN INCOM COMMON 01881E101 14370 1868690 SH SOLE 1 0 1868690 0 BLACKROCK CORE BOND TRU COMMON 09249E101 6699 554586 SH SOLE 1 0 554586 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 72 5900 SH SOLE 1 0 5900 0 INVESCO MUNICIPAL PREMI COMMON 46133E102 2687 364044 SH SOLE 1 0 364044 0 BLACKROCK MUNIYIELD QUA COMMON 09254E103 1745 144800 SH SOLE 1 0 144800 0 FIRST TRUST/FIDAC MORTG COMMON 33734E103 9685 475913 SH SOLE 1 0 475913 0 INVESCO VAN KAMPEN ADV COMMON 46132E103 7679 678969 SH SOLE 1 0 678969 0 NUVEEN MA PREMIUM INC COMMON 67061E104 63 4800 SH SOLE 1 0 4800 0 BLACKROCK HIGH INCOME COMMON 09250E107 1358 631859 SH SOLE 1 0 631859 0 ALLIANCEBERNSTEIN NATI COMMON 01864U106 9516 722021 SH SOLE 1 0 722021 0 AMERICAN INCOME FUND COMMON 02672T109 7344 920302 SH SOLE 1 0 920302 0 AMERICAN STRATEGIC INC COMMON 03009T101 775 101400 SH SOLE 1 0 101400 0 BLACKROCK INVESTMENT QU COMMON 09247D105 3021 229060 SH SOLE 1 0 229060 0 BLACKROCK INCOME TRUST COMMON 09247F100 3437 511450 SH SOLE 1 0 511450 0 BLACKROCK BUILD AMERICA COMMON 09248X100 175 10000 SH SOLE 1 0 10000 0 BLACKROCK MUNICIPAL BO COMMON 09249H104 1099 76678 SH SOLE 1 0 76678 0 BLACKROCK MUNICIPAL INC COMMON 09249N101 3522 262750 SH SOLE 1 0 262750 0 BLACKROCK CREDIT ALLOC COMMON 09249V103 10112 960351 SH SOLE 1 0 960351 0 BLACKROCK LONG-TERM MUN COMMON 09250B103 9183 897677 SH SOLE 1 0 897677 0 BLACKROCK MUNIHOLDINGS COMMON 09253P109 430 31480 SH SOLE 1 0 31480 0 BLACKROCK MUNIVEST FUND COMMON 09253R105 5178 561612 SH SOLE 1 0 561612 0 BLACKROCK MUNIHOLDINGS COMMON 09254C107 726 59500 SH SOLE 1 0 59500 0 BLACKROCK MUNIYIELD QU COMMON 09254G108 317 28100 SH SOLE 1 0 28100 0 BLACKROCK MUNIHOLDINGS COMMON 09254P108 4144 322465 SH SOLE 1 0 322465 0 BLACKROCK MUNIYIELD INV COMMON 09254R104 1753 139000 SH SOLE 1 0 139000 0 BLACKROCK MUNIYIELD INV COMMON 09254T100 266 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNIYIELD MI COMMON 09254V105 2915 223903 SH SOLE 1 0 223903 0 BLACKROCK MUNIYIELD MI COMMON 09254W103 3251 271799 SH SOLE 1 0 271799 0 BLACKROCK MUNI NY INTER COMMON 09255F109 122 9600 SH SOLE 1 0 9600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 757 54700 SH SOLE 1 0 54700 0 BLACKROCK CREDIT ALLOCA COMMON 09255H105 9590 975553 SH SOLE 1 0 975553 0 BLACKROCK CREDIT ALLOCA COMMON 09255J101 5408 591004 SH SOLE 1 0 591004 0 BLACKROCK ENHANCED GOVE COMMON 09255K108 10796 696098 SH SOLE 1 0 696098 0 CREDIT SUISSE HIGH YIEL COMMON 22544F103 2503 804873 SH SOLE 1 0 804873 0 DWS MUNICIPAL INCOME T COMMON 23338M106 16818 1443621 SH SOLE 1 0 1443621 0 DWS STRATEGIC MUNICIPAL COMMON 23338T101 693 58000 SH SOLE 1 0 58000 0 DWS GLOBAL HIGH INCOME COMMON 23338W104 809 103837 SH SOLE 1 0 103837 0 DELAWARE INVESTMENTS N COMMON 24610T108 107 8800 SH SOLE 1 0 8800 0 DREYFUS MUNICIPAL INCOM COMMON 26201R102 815 92270 SH SOLE 1 0 92270 0 DREYFUS STRATEGIC MUNI COMMON 26202F107 7331 949590 SH SOLE 1 0 949590 0 DUFF & PHELPS UTILITY COMMON 26432K108 1392 126634 SH SOLE 1 0 126634 0 EATON VANCE MI MUNICIPA COMMON 27826D106 481 42131 SH SOLE 1 0 42131 0 EATON VANCE CA MUNICIPA COMMON 27826F101 167 15200 SH SOLE 1 0 15200 0 EATON VANCE MUNICIPAL COMMON 27826U108 461 39295 SH SOLE 1 0 39295 0 EATON VANCE NJ MUNICPAL COMMON 27826V106 96 7900 SH SOLE 1 0 7900 0 EATON VANCE MUNICIPAL COMMON 27827X101 5726 502311 SH SOLE 1 0 502311 0 EATON VANCE CA MUNICIPA COMMON 27828A100 10 1000 SH SOLE 1 0 1000 0 EATON VANCE CA MUNICIPA COMMON 27828C106 1351 130357 SH SOLE 1 0 130357 0 EATON VANCE LIMITED DUR COMMON 27828H105 9339 584436 SH SOLE 1 0 584436 0 EATON VANCE MI MUNICIP COMMON 27828M104 16 1100 SH SOLE 1 0 1100 0 EATON VANCE SHORT DUR COMMON 27828V104 7984 471568 SH SOLE 1 0 471568 0 FEDERATED PREMIER MUNIC COMMON 31423P108 267 20100 SH SOLE 1 0 20100 0 FIRST AMERICAN MN MUNIC COMMON 31849P104 537 37696 SH SOLE 1 0 37696 0 FIRST TRUST SENIOR FLO COMMON 33733U108 755 50800 SH SOLE 1 0 50800 0 FRANKLIN TEMPLETON LIM COMMON 35472T101 10460 796019 SH SOLE 1 0 796019 0 JOHN HANCOCK PREFERRED COMMON 41013W108 3444 181278 SH SOLE 1 0 181278 0 JOHN HANCOCK PREFERRED COMMON 41013X106 3452 183317 SH SOLE 1 0 183317 0 JOHN HANCOCK PREFERRED COMMON 41021P103 2789 166500 SH SOLE 1 0 166500 0 HELIOS STRATEGIC MORTG COMMON 42327M109 8529 1316234 SH SOLE 1 0 1316234 0 HELIOS TOTAL RETURN FUN COMMON 42327V109 15591 2568463 SH SOLE 1 0 2568463 0 HELIOS HIGH YIELD FUND COMMON 42328Q109 1228 132050 SH SOLE 1 0 132050 0 INVESCO VAN KAMPEN OHIO COMMON 46131K100 120 8700 SH SOLE 1 0 8700 0 INVESCO VAN KAMPEN TR COMMON 46131M106 8158 606987 SH SOLE 1 0 606987 0 INVESCO VAN KAMPEN TR COMMON 46131R105 400 27705 SH SOLE 1 0 27705 0 INVESCO VAN KAMPEN TR COMMON 46131T101 3814 280260 SH SOLE 1 0 280260 0 INVESCO VAN KAMPEN MUNI COMMON 46132C107 4071 307480 SH SOLE 1 0 307480 0 INVESCO VAN KAMPEN SELE COMMON 46132G108 3945 347557 SH SOLE 1 0 347557 0 INVESCO VAN KAMPEN PA COMMON 46132K109 5238 405393 SH SOLE 1 0 405393 0 INVESCO QUALITY MUNICIP COMMON 46133G107 3869 324027 SH SOLE 1 0 324027 0 INVESCO QUALITY MUNICIP COMMON 46133H105 2801 232230 SH SOLE 1 0 232230 0 MANAGED DURATION INVEST COMMON 56165R103 4647 353384 SH SOLE 1 0 353384 0 MFS HIGH INCOME MUNICI COMMON 59318D104 2507 532300 SH SOLE 1 0 532300 0 MFS INTERMEDIATE HIGH COMMON 59318T109 524 171934 SH SOLE 1 0 171934 0 MORGAN STANLEY INCOME COMMON 61745P874 1737 106621 SH SOLE 1 0 106621 0 NEUBERGER BERMAN INTERM COMMON 64124P101 655 46932 SH SOLE 1 0 46932 0 NUVEEN CA INVESTMENT QU COMMON 67062A101 2266 184368 SH SOLE 1 0 184368 0 NUVEEN MUNICIPAL ADVANT COMMON 67062H106 2771 210721 SH SOLE 1 0 210721 0 NUVEEN CA PERFORMANCE COMMON 67062Q106 2409 197009 SH SOLE 1 0 197009 0 NUVEEN NY PERFORMANCE COMMON 67062R104 75 5300 SH SOLE 1 0 5300 0 NUVEEN CA MUNICIPAL MAR COMMON 67062U107 1381 111968 SH SOLE 1 0 111968 0 NUVEEN MUNICIPAL MARKET COMMON 67062W103 4236 339442 SH SOLE 1 0 339442 0 NUVEEN PREMIUM INCOME COMMON 67063W102 4455 341921 SH SOLE 1 0 341921 0 NUVEEN DIVIDEND ADVANT COMMON 67066V101 1365 107788 SH SOLE 1 0 107788 0 NUVEEN NJ DIVIDEND ADVA COMMON 67069Y102 157 12600 SH SOLE 1 0 12600 0 NUVEEN DIVIDEND ADVANT COMMON 67070X101 2906 220126 SH SOLE 1 0 220126 0 NUVEEN INSURED DIVIDEND COMMON 67071L106 274 20500 SH SOLE 1 0 20500 0 NUVEEN QUALITY PREFERRE COMMON 67071S101 3595 465734 SH SOLE 1 0 465734 0 NUVEEN PA DIVIDEND ADVA COMMON 67071W102 130 10100 SH SOLE 1 0 10100 0 NUVEEN QUALITY PREFERR COMMON 67072C105 3799 458781 SH SOLE 1 0 458781 0 NUVEEN QUALITY PREFERRE COMMON 67072W101 4102 511521 SH SOLE 1 0 511521 0 NUVEEN BUILD AMERICAN COMMON 67074C103 645 35700 SH SOLE 1 0 35700 0 NUVEEN MORTGAGE OPPOR COMMON 67074R100 4355 178500 SH SOLE 1 0 178500 0 NUVEEN MI PREMIUM INC COMMON 67101Q109 537 42300 SH SOLE 1 0 42300 0 PIMCO MUNI INCOME FD II COMMON 72200W106 518 51300 SH SOLE 1 0 51300 0 PIMCO CA MUNICIPAL INC COMMON 72201C109 509 56400 SH SOLE 1 0 56400 0 PIMCO INCOME STRATEGY COMMON 72201H108 130 10850 SH SOLE 1 0 10850 0 PIMCO INCOME STRATEGY F COMMON 72201J104 672 64400 SH SOLE 1 0 64400 0 PIMCO INCOME OPPORTUNI COMMON 72202B100 2199 80263 SH SOLE 1 0 80263 0 WELLS FARGO ADVANTAGE COMMON 94987D101 11886 785603 SH SOLE 1 0 785603 0 WESTERN ASSET GLOBAL COMMON 95766B109 3833 295745 SH SOLE 1 0 295745 0 WESTERN ASSET MANAGED COMMON 95766M105 258 22000 SH SOLE 1 0 22000 0 WESTERN ASSET MUNICIPAL COMMON 95766P108 643 48606 SH SOLE 1 0 48606 0 WESTERN ASSET/CLAYMORE COMMON 95766R104 1230 99700 SH SOLE 1 0 99700 0 WESTERN ASSET INFLATION COMMON 95766U107 3652 216328 SH SOLE 1 0 216328 0 WESTERN ASSET MORTGAGE COMMON 95790B109 3743 166739 SH SOLE 1 0 166739 0

EX-1 3 sumpg33111.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 490 Form 13F Information Table Value Total: $3,578,751 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc.