0001132716-11-000011.txt : 20110328
0001132716-11-000011.hdr.sgml : 20110328
20110328162720
ACCESSION NUMBER: 0001132716-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20101231
FILED AS OF DATE: 20110328
DATE AS OF CHANGE: 20110328
EFFECTIVENESS DATE: 20110328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 11715872
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
ubsocq410a.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2010
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: UBS O'Connor LLC
Address: One North Wacker Drive, 32nd Floor
Chicago, IL 60606
13F File Number: 28-06327
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles Mathys
Title: CHIEF COMPLIANCE OFFICER
Phone: (312)525-6452
Signature, Place, and Date of Signing:
/s/ Charles Mathys, CHICAGO, IL February 14, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 709
Form 13F Information Table Value Total: 6138471
List of Other Included Managers:
02 028-11499 UBS Eucalyptus Mngmt LLC
Name Class CUSIP MVal amt sh PC Inv.Dis OMgr S.Vote
ACHILLION COM 00448Q201 753 181400 SH DEFINED 02 181400
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COM COM 02043Q107 296 30000 SH P DEFINED 02 30000
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COM COM 156708109 2222 36000 SH C DEFINED 02 36000
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GENZYME CO COM 372917104 8473 119000 SH DEFINED 02 119000
COM COM 372917104 2136 30000 SH C DEFINED 02 30000
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AMPHENOL C CLA 032095101 1885 35705 SH DEFINED 01 35705
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AON CORP COM 037389103 19747 429194 SH DEFINED 01 429194
A123 SYS I COM 03739T108 1431 150000 SH DEFINED 01 150000
APACHE COR COM 037411105 6343 53200 SH DEFINED 01 53200
APARTMENT CLA 03748R101 9901 383153 SH DEFINED 01 383153
APOLLO GRO COM 037604105 6318 160000 SH C DEFINED 01 160000
APPLE INC COM 037833100 56444 174987 SH DEFINED 01 174987
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ARCH COAL COM 039380100 1620 46200 SH DEFINED 01 46200
ARCHER DAN COM 039483102 66450 2209116 SH DEFINED 01 2209116
ARM HLDGS COM 042068106 1038 50000 SH P DEFINED 01 50000
ARM HLDGS SPONSOR 042068106 22016 1061000 SH DEFINED 01 1061000
ARMSTRONG COM 04247X102 260 6045 SH DEFINED 01 6045
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AUTOMATIC COM 053015103 20408 440959 SH DEFINED 01 440959
AUTONATION COM 05329W102 352 12490 SH DEFINED 01 12490
AVANIR PHA CLANEW 05348P401 226 55400 SH DEFINED 01 55400
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AVNET INC COM 053807103 2557 77400 SH DEFINED 01 77400
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