FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/01/2011 |
3. Issuer Name and Ticker or Trading Symbol
DE Acquisition 3, Inc. [ NONE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $.0001 per share ("Common Stock") | 4,325,000(1) | I(2) | By New Asia Partners LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Represents the shares of common stock, par value $0.0001 per share (the "Common Stock") of DE Acquisition 3, Inc. (the "Company") owned of record by New Asia Partners LLC ("NAP") and beneficially by Newport Capital LLC ("Newport Capital") and Mr. Nguyen. Mr. Nguyen owns 100% of the outstanding membership interests of Newport Capital which owns 90% of the outstanding membership interests of NAP and therefore may be deemed to beneficially own the securities owned of record by NAP. Mr. Nguyen also serves as the Chairman of NAP and shares voting and dispositive power over the shares of Common Stock of the Company owned of record by NAP. As of the date of this filing, Mr. Nguyen serves as President and Treasurer of the Company, and has been elected to serve as the director of the Company, effective March 11, 2011. |
2. Newport Capital owns 90% of the outstanding membership interests of NAP and therefore may be deemed to beneficially own the shares of Common Stock owned by NAP. |
/s/ Dennis Nguyen | 03/10/2011 | |
/s/ Dennis Nguyen, as member of Newport Capital | 03/10/2011 | |
/s/ Dennis Nguyen, Chairman of New Asia Partners LLC | 03/10/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |