-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N2rjnuuC3/ADDDJIuLguSujrw7DZrNnBL0e7XQT8y+3VGUeBnh26piyEJAcjcb/T +wYUokySwDiZwmKvgJOlaA== 0001085146-11-000404.txt : 20110228 0001085146-11-000404.hdr.sgml : 20110228 20110228114854 ACCESSION NUMBER: 0001085146-11-000404 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 EFFECTIVENESS DATE: 20110228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 11644091 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE 4TH FLOOR STREET 2: 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE 4TH FLOOR STREET 2: 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 mariner4q10.txt MARINER INVESTMENT GROUP, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Investment Group, LLC Address: 500 Mamaroneck Avenue 4th Floor Harrison, New York 10528 13F File Number: 28-11231 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tucker Goodrich Title: Managing Director Phone: 914-798-4214 Signature, Place, and Date of Signing: /s/ Tucker Goodrich Harrison, NY February 24, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-11307 Dolphin Financial Partners, LLC 28-10727 Havens Advisors LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 190 Form13F Information Table Value Total: $374,879 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCO BRANDS CORP COM 00081T108 256 30000 SH DEFINED 0 30000 0 ADAMS EXPRESS CO COM 006212104 1066 99289 SH DEFINED 0 99289 0 ALLIANCE CALIF MUN INCOME FD COM 018546101 179 13600 SH DEFINED 0 13600 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 472 33000 SH DEFINED 0 33000 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 946 119299 SH DEFINED 0 119299 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 307 23700 SH DEFINED 0 23700 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 277 39000 SH DEFINED 0 39000 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 4324 730391 SH DEFINED 0 730391 0 AMERICAN INCOME FD INC COM 02672T109 193 22981 SH DEFINED 0 22981 0 APOLLO COML REAL EST FIN INC COM 03762U105 2207 134989 SH DEFINED 0 134989 0 AUGUSTA RES CORP COM NEW 050912203 754 197900 SH DEFINED 0 197900 0 AVIS BUDGET GROUP COM 053774105 3051 196095 SH DEFINED 0 196095 0 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 3407 143744 SH DEFINED 0 143744 0 BHP BILLITON LTD SPONSORED ADR 088606108 743 8000 SH DEFINED 0 8000 0 BLACKROCK BUILD AMER BD TR SHS 09248X100 2894 166712 SH DEFINED 0 166712 0 BLACKROCK CREDIT ALL INC TR COM 092508100 133 10987 SH DEFINED 0 10987 0 BLACKROCK ENHANCED GOVT FD I COM 09255K108 1781 114800 SH DEFINED 0 114800 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 269 20450 SH DEFINED 0 20450 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 257 15782 SH DEFINED 0 15782 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 614 48400 SH DEFINED 0 48400 0 BLACKROCK MUNI INCOME INV QL COM 09250G102 176 13500 SH DEFINED 0 13500 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 372 27000 SH DEFINED 0 27000 0 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 278 22564 SH DEFINED 0 22564 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 196 15133 SH DEFINED 0 15133 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 239 17500 SH DEFINED 0 17500 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 210 16100 SH DEFINED 0 16100 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 821 68650 SH DEFINED 0 68650 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 244 19100 SH DEFINED 0 19100 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 327 27000 SH DEFINED 0 27000 0 BLACKROCK MUNIVEST FD II INC COM 09253T101 288 20600 SH DEFINED 0 20600 0 BLACKROCK MUNIVEST FD INC COM 09253R105 274 29000 SH DEFINED 0 29000 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 337 25100 SH DEFINED 0 25100 0 BLACKROCK MUNIYIELD INVST FD COM 09254R104 153 11800 SH DEFINED 0 11800 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 160 12796 SH DEFINED 0 12796 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 230 20300 SH DEFINED 0 20300 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 146 10900 SH DEFINED 0 10900 0 BON-TON STORES INC COM 09776J101 5112 403758 SH DEFINED 0 403758 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 131 14100 SH DEFINED 0 14100 0 CAMECO CORP COM 13321L108 727 18000 SH DEFINED 0 18000 0 CENTRAL SECS CORP COM 155123102 360 16400 SH DEFINED 0 16400 0 CF INDS HLDGS INC COM 125269100 405 3000 SH DEFINED 0 3000 0 CHEMTURA CORP COM NEW 163893209 40952 2562701 SH DEFINED 0 2562701 0 CHIMERA INVT CORP COM 16934Q109 411 100000 SH DEFINED 0 100000 0 CHINA AGRITECH INC COM NEW 16937A200 245 20000 SH DEFINED 0 20000 0 CINCINNATI BELL INC NEW COM 171871106 84 30000 SH DEFINED 0 30000 0 CITIGROUP INC COM 172967101 33 15000 SH CALL DEFINED 0 15000 0 CITIZENS REPUBLIC BANCORP IN COM 174420109 9 14724 SH DEFINED 0 14724 0 CNOOC LTD SPONSORED ADR 126132109 334 1400 SH DEFINED 0 1400 0 COHEN & STEERS CLOSED END OP COM 19248P106 706 54190 SH DEFINED 0 54190 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1133 69000 SH DEFINED 0 69000 0 COHEN & STEERS QUALITY RLTY COM 19247L106 843 97400 SH DEFINED 0 97400 0 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 174 19700 SH DEFINED 0 19700 0 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 110 13928 SH DEFINED 0 13928 0 CREXUS INVT CORP COM 226553105 5419 413633 SH DEFINED 0 413633 0 CVR ENERGY INC COM 12662P108 850 56000 SH DEFINED 0 56000 0 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 991 76800 SH DEFINED 0 76800 0 DCA TOTAL RETURN FD COM 233066109 1539 446205 SH DEFINED 0 446205 0 DDI CORP COM 0.0001 NEW 233162502 309 26250 SH DEFINED 0 26250 0 DENDREON CORP COM 24823Q107 11 100000 SH CALL DEFINED 0 100000 0 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 3192 400000 SH DEFINED 0 400000 0 DREYFUS STRATEGIC MUN BD FD COM 26202F107 167 22000 SH DEFINED 0 22000 0 DREYFUS STRATEGIC MUNS INC COM 261932107 586 75100 SH DEFINED 0 75100 0 DRYSHIPS INC SHS Y2109Q101 185 33700 SH DEFINED 0 33700 0 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 1674 118875 SH DEFINED 0 118875 0 DYNEX CAP INC COM NEW 26817Q506 2730 250000 SH DEFINED 0 250000 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 163 13980 SH DEFINED 0 13980 0 EATON VANCE CALIF MUN BD FD COM 27828C106 120 10896 SH DEFINED 0 10896 0 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 114 10000 SH DEFINED 0 10000 0 EATON VANCE MUN BD FD COM 27827X101 1017 88600 SH DEFINED 0 88600 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 331 29700 SH DEFINED 0 29700 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 200 16400 SH DEFINED 0 16400 0 EATON VANCE OHIO MUN BD FD COM 27828L106 261 22662 SH DEFINED 0 22662 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 4615 347542 SH DEFINED 0 347542 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 4591 436000 SH DEFINED 0 436000 0 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 1154 69000 SH DEFINED 0 69000 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 2308 204109 SH DEFINED 0 204109 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 262 20000 SH DEFINED 0 20000 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 619 50500 SH DEFINED 0 50500 0 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 1863 111300 SH DEFINED 0 111300 0 FEDERATED PREM MUN INC FD COM 31423P108 246 18400 SH DEFINED 0 18400 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 2053 113000 SH DEFINED 0 113000 0 FLAGSTAR BANCORP INC COM NEW 337930507 619 380000 SH DEFINED 0 380000 0 FLAHERTY & CRUMRINE PFD INC COM 338480106 697 60000 SH DEFINED 0 60000 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 721 6000 SH DEFINED 0 6000 0 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 206 25100 SH DEFINED 0 25100 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 188 26523 SH DEFINED 0 26523 0 GENERAL AMERN INVS INC COM 368802104 322 11993 SH DEFINED 0 11993 0 GLOBAL INCOME&CURRENCY FD IN COM 378968101 792 54700 SH DEFINED 0 54700 0 GRAPHIC PACKAGING HLDG CO COM 388689101 1422 365524 SH DEFINED 0 365524 0 GRAY TELEVISION INC COM 389375106 987 527593 SH DEFINED 0 527593 0 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 785 43200 SH DEFINED 0 43200 0 HELIOS STRATEGIC MTG INCOME COM 42327M109 77 12489 SH DEFINED 0 12489 0 HELIOS TOTAL RETURN FD INC COM 42327V109 80 14065 SH DEFINED 0 14065 0 HORIZON LINES INC COM 44044K101 2455 561700 SH DEFINED 0 561700 0 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 11173 7448487 SH DEFINED 0 7448487 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 5091 233100 SH DEFINED 0 233100 0 INVESCO MUNI PREM INC TRST COM 46133E102 83 10890 SH DEFINED 0 10890 0 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 312 25000 SH DEFINED 0 25000 0 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 600 53500 SH DEFINED 0 53500 0 ISHARES INC MSCI JAPAN 464286848 2807 7792400 SH CALL DEFINED 0 7792400 0 ISHARES INC MSCI TAIWAN 464286731 312 20000 SH DEFINED 0 20000 0 ISHARES TR FTSE XNHUA IDX 464287184 215 5000 SH DEFINED 0 5000 0 ISHARES TR MSCI EMERG MKT 464287234 135 300000 SH PUT DEFINED 0 300000 0 ISHARES TR RUSSELL 2000 464287655 193 100000 SH PUT DEFINED 0 100000 0 ISTAR FINL INC COM 45031U101 10264 1312506 SH DEFINED 0 1312506 0 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 1047 60786 SH DEFINED 0 60786 0 K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 638 1250000 PRN DEFINED 0 1250000 0 KINGSWAY FINL SVCS INC COM 496904103 35 25000 SH DEFINED 0 25000 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1558 316100 SH DEFINED 0 316100 0 LMP CAP & INCOME FD INC COM 50208A102 788 63300 SH DEFINED 0 63300 0 MADISON STRTG SECTOR PREM FD COM 558268108 244 19000 SH DEFINED 0 19000 0 MANAGED DURATION INVT GRD FU COM 56165R103 366 27888 SH DEFINED 0 27888 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1037 26000 SH DEFINED 0 26000 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 417 11000 SH DEFINED 0 11000 0 MECHEL OAO SPONSORED ADR 583840103 468 16000 SH DEFINED 0 16000 0 MF GLOBAL HLDGS LTD COM 55277J108 11029 1319291 SH DEFINED 0 1319291 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 73 10800 SH DEFINED 0 10800 0 MFS INTER INCOME TR SH BEN INT 55273C107 348 55181 SH DEFINED 0 55181 0 MOLYCORP INC DEL COM 608753109 324 6500 SH DEFINED 0 6500 0 MOSAIC CO COM 61945A107 611 8000 SH DEFINED 0 8000 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 2781 696962 SH DEFINED 0 696962 0 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 2451 140000 SH DEFINED 0 140000 0 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 410 30800 SH DEFINED 0 30800 0 NUVEEN INSD MUN OPPORTUNITY COM 670984103 480 36800 SH DEFINED 0 36800 0 NUVEEN INSD QUALITY MUN FD I COM 67062N103 297 23666 SH DEFINED 0 23666 0 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 132 10000 SH DEFINED 0 10000 0 NUVEEN PREM INCOME MUN FD COM 67062T100 253 19700 SH DEFINED 0 19700 0 NUVEEN PREMIER INSD MUN INCO COM 670987106 416 30850 SH DEFINED 0 30850 0 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 279 36000 SH DEFINED 0 36000 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 740 100000 SH DEFINED 0 100000 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 988 125000 SH DEFINED 0 125000 0 NUVEEN SELECT QUALITY MUN FD COM 670973106 473 34700 SH DEFINED 0 34700 0 NUVEEN TAX FREE ADV MUN FD COM 670657105 134 10000 SH DEFINED 0 10000 0 PACHOLDER HIGH YIELD FD INC COM 693742108 110 13000 SH DEFINED 0 13000 0 PAN AMERICAN SILVER CORP COM 697900108 494 12000 SH DEFINED 0 12000 0 PEABODY ENERGY CORP COM 704549104 704 11000 SH DEFINED 0 11000 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 263 2000 SH DEFINED 0 2000 0 PETROLEUM & RES CORP COM 716549100 872 32260 SH DEFINED 0 32260 0 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 260 21000 SH DEFINED 0 21000 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 216 24000 SH DEFINED 0 24000 0 PIMCO MUN INCOME FD II COM 72200W106 884 87942 SH DEFINED 0 87942 0 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 158 15480 SH DEFINED 0 15480 0 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 263 13000 SH DEFINED 0 13000 0 PIONEER MUN HIGH INCOME ADV COM 723762100 497 40000 SH DEFINED 0 40000 0 POTASH CORP SASK INC COM 73755L107 233 1500 SH DEFINED 0 1500 0 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 110 13756 SH DEFINED 0 13756 0 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 3784 396688 SH DEFINED 0 396688 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1022 23100 SH DEFINED 0 23100 0 PUDA COAL INC COM PAR $.001 744674300 143 10000 SH DEFINED 0 10000 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 189 27280 SH DEFINED 0 27280 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 125 11500 SH DEFINED 0 11500 0 QIMONDA FIN LLC NOTE 6.750% 3/2 74732WAA7 123 3522000 PRN DEFINED 0 3522000 0 RARE ELEMENT RES LTD COM 75381M102 225 14000 SH DEFINED 0 14000 0 RIO TINTO PLC SPONSORED ADR 767204100 358 5000 SH DEFINED 0 5000 0 RITE AID CORP COM 767754104 3704 4194900 SH DEFINED 0 4194900 0 RIVERSOURCE LASALLE INTL R/E COM 76932W102 1617 171970 SH DEFINED 0 171970 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 7205 495170 SH DEFINED 0 495170 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 10513 716600 SH DEFINED 0 716600 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 18829 1165170 SH DEFINED 0 1165170 0 ROYCE MICRO-CAP TR INC COM 780915104 5785 590357 SH DEFINED 0 590357 0 ROYCE VALUE TR INC COM 780910105 6219 427700 SH DEFINED 0 427700 0 RSC HOLDINGS INC COM 74972L102 4973 510600 SH DEFINED 0 510600 0 SEMGROUP CORP CL A 81663A105 48818 1796776 SH DEFINED 0 1796776 0 SILVER WHEATON CORP COM 828336107 314 8000 SH DEFINED 0 8000 0 SMURFIT-STONE CONTAINER CORP COM 83272A104 3502 136800 SH DEFINED 0 136800 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 467 8000 SH DEFINED 0 8000 0 SOUTHERN COPPER CORP COM 84265V105 487 10000 SH DEFINED 0 10000 0 SPANISH BROADCASTING SYS INC CL A 846425882 1677 2329320 SH DEFINED 0 2329320 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 17600 4000000 SH PUT DEFINED 0 4000000 0 STILLWATER MNG CO COM 86074Q102 1003 47000 SH DEFINED 0 47000 0 SUNAMERICA FCSED ALPHA GRW F COM 867037103 5896 336134 SH DEFINED 0 336134 0 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 1679 106682 SH DEFINED 0 106682 0 TEMPLE INLAND INC COM 879868107 19912 937500 SH DEFINED 0 937500 0 TRI CONTL CORP COM 895436103 1401 101808 SH DEFINED 0 101808 0 TWO HBRS INVT CORP COM 90187B101 979 100000 SH DEFINED 0 100000 0 URANIUM RES INC COM PAR $0.001 916901507 177 52000 SH DEFINED 0 52000 0 VALE S A ADR 91912E105 346 10000 SH DEFINED 0 10000 0 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 1348 140000 SH DEFINED 0 140000 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 308 20100 SH DEFINED 0 20100 0 WELLS FARGO ADVANTAGE UTILS COM 94987E109 475 40964 SH DEFINED 0 40964 0 WESTERN ASSET EMRG MKT INCM COM 95766E103 1058 81000 SH DEFINED 0 81000 0 WESTERN ASSET GLB HI INCOME COM 95766B109 592 46000 SH DEFINED 0 46000 0 WESTERN ASSET GLB PTNRS INCO COM 95766G108 164 13801 SH DEFINED 0 13801 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 1823 101680 SH DEFINED 0 101680 0 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 2435 133300 SH DEFINED 0 133300 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 328 35000 SH DEFINED 0 35000 0 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 793 56140 SH DEFINED 0 56140 0 WESTERN ASSETT MGD HI INCM F COM 95766L107 973 159000 SH DEFINED 0 159000 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 2928 115400 SH DEFINED 0 115400 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 245 8000 SH DEFINED 0 8000 0
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