-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTlhME5VOseSuCo4kALSs8tS0T7D3a8ZqclC7rxYkEdmenJ9pxSWpbWNF11l/DTV bWurfK+NLdNUOyBh9nswdQ== 0001047469-11-001011.txt : 20110217 0001047469-11-001011.hdr.sgml : 20110217 20110217112013 ACCESSION NUMBER: 0001047469-11-001011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20110217 DATE AS OF CHANGE: 20110217 EFFECTIVENESS DATE: 20110217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RK Capital Management, LLC CENTRAL INDEX KEY: 0001426266 IRS NUMBER: 201253959 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12689 FILM NUMBER: 11619820 BUSINESS ADDRESS: STREET 1: 3033 E. FIRST AVENUE, SUITE 307 CITY: DENVER STATE: CO ZIP: 80206-5619 BUSINESS PHONE: 303 394 0101 MAIL ADDRESS: STREET 1: 3033 E. FIRST AVENUE, SUITE 307 CITY: DENVER STATE: CO ZIP: 80206-5619 13F-HR/A 1 a2202062z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ----------------------- Check Here if Amendment /X/; Amendment Number: 1 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RK Capital Management, LLC ------------------------------------------------- Address: 3033 E. First Avenue, Suite 307, Denver, CO 80206 ------------------------------------------------- Form 13F File Number: 028-12689 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Bennewitz ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: (303) 394-0101 ------------------------------- Signature, Place, and Date of Signing: /s/ Scott A. Bennewitz Denver, Colorado February 15, 2011 ------------------------------- ---------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 57 -------------------- Form 13F Information Table Value Total: $112,267 -------------------- (thousands) List of Other Included Managers: None. 2 FORM 13F INFORMATION TABLE 13F 6/30/09
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - ------------------------ -------------- --------- --------- ----------------------------- ---------- -------- ---------------------- Voting Authority Value Shares or PRN Investment Other Name of Issuer Title of Class Cusip (x 1,000) Amount SH/PRN Put/Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACACIA RSRCH-TECHLGY COM 003881307 1,459 185,418 SH Sole 185,418 AMER SCIENCE & ENGNR COM 029429107 2,468 35,700 SH Sole 35,700 AMERICA'S CAR-MART COM 03062T105 2,452 119,600 SH Sole 119,600 ART TECHNOLOGY GROUP COM 04289L107 2,320 610,525 SH Sole 610,525 AVOCENT COM 053893103 2,496 178,812 SH Sole 178,812 AXT COM 00246W103 2,018 1,462,648 SH Sole 1,462,648 BALCHEM COM 057665200 5,362 218,669 SH Sole 218,669 BALDOR ELECTRIC COM 057741100 2,198 92,400 SH Sole 92,400 BRIGHTPOINT COM 109473405 1,537 245,079 SH Sole 245,079 COINSTAR COM 19259P300 2,673 100,102 SH Sole 100,102 COMTECH TELECOMM COM 205826209 1,594 50,000 SH Sole 50,000 CON-WAY COM 205944101 1,734 49,100 SH Sole 49,100 DAVITA COM 23918K108 1,756 35,500 SH Sole 35,500 DELUXE COM 248019101 972 75,843 SH Sole 75,843 DG FASTCHANNEL COM 23326R109 1,513 82,700 SH Sole 82,700 DYNAMEX COM 26784F103 1,652 107,363 SH Sole 107,363 ENDO PHARMACEUTICALS COM 29264F205 2,579 143,900 SH Sole 143,900 ENERGYSOLUTIONS COM 292756202 1,217 132,300 SH Sole 132,300 ENNIS COM 293389102 954 76,600 SH Sole 76,600 ENTROPIC COMMUNICATI COM 29384R105 1,771 786,910 SH Sole 786,910 EXPONENT COM 30214U102 1,774 72,360 SH Sole 72,360 FREIGHTCAR AMERICA COM 357023100 740 44,000 SH Sole 44,000 GEN-PROBE COM 36866T103 2,151 50,000 SH Sole 50,000 GEO GROUP (THE) COM 36159R103 1,726 92,900 SH Sole 92,900 GRAFTECH INT'L COM 384313102 2,697 238,500 SH Sole 238,500 GSE SYSTEMS COM 36227K106 2,119 313,925 SH Sole 313,925 HARRIS STRATEX NTWRK CL A 41457P106 3,447 531,908 SH Sole 531,908 HERITAGE-CRYSTAL CLE COM 42726M106 1,204 99,117 SH Sole 99,117 HMS HLDGS COM 40425J101 3,188 78,300 SH Sole 78,300 ICF INTERNATIONAL COM 44925C103 3,816 138,300 SH Sole 138,300 II-VI COM 902104108 1,051 47,300 SH Sole 47,300 INSPIRE PHARM COM 457733103 1,478 265,863 SH Sole 265,863 INTUITIVE SURGICAL COM 46120E602 2,128 13,000 SH Sole 13,000 KING PHARMACEUTICALS COM 495582108 3,648 378,800 SH Sole 378,800 LAWSON SOFTWARE COM 52078P102 808 144,100 SH Sole 144,100 LIFE SCIENCES RESRCH COM 532169109 1,232 171,777 SH Sole 171,777 LINCARE HLDGS COM 532791100 3,060 130,100 SH Sole 130,100 LIVEPERSON COM 538146101 1,523 380,868 SH Sole 380,868 LSB INDUSTRIES COM 502160104 991 61,300 SH Sole 61,300 LUMINEX COM 55027E102 1,520 82,000 SH Sole 82,000 MARVEL ENTERTAINMENT COM 57383T103 1,566 44,000 SH Sole 44,000 MDC PARTNERS CL A 552697104 1,676 304,200 SH Sole 304,200 MIPS TECHNOLOGIES COM 604567107 2,187 729,143 SH Sole 729,143 MULTI-COLOR COM 625383104 1,689 137,801 SH Sole 137,801 MULTI-FINELINE ELECT COM 62541B101 2,028 94,765 SH Sole 94,765 NATUS MEDICAL COM 639050103 2,873 249,000 SH Sole 249,000 NIC COM 62914B100 760 112,314 SH Sole 112,314 OPLINK COMMUNIC COM 68375Q403 2,572 225,617 SH Sole 225,617 RPM INT'L COM 749685103 1,911 136,100 SH Sole 136,100 RUBICON TECHNOLOGY COM 78112T107 642 44,963 SH Sole 44,963 SUPERIOR ENERGY COM 868157108 1,699 98,350 SH Sole 98,350 TEXAS ROADHOUSE CL A 882681109 937 85,900 SH Sole 85,900 TRANSACT TECH COM 892918103 902 181,030 SH Sole 181,030 UNITED ONLINE COM 911268100 2,121 325,800 SH Sole 325,800 WATERS COM 941848103 3,814 74,100 SH Sole 74,100 WEB.COM GROUP COM 94733A104 1,938 344,144 SH Sole 344,144 WMS INDUSTRIES COM 929297109 1,925 61,100 SH Sole 61,100
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