-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rk4o6s4aCAi1Mle42FAFyG4trX4U4WCQ1KZOjO5xoqcD/nh3YZT814iHAqVHHDtH IkVMAadtDU/4GNc2n//r5A== 0001047469-11-001010.txt : 20110217 0001047469-11-001010.hdr.sgml : 20110217 20110217111907 ACCESSION NUMBER: 0001047469-11-001010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20110217 DATE AS OF CHANGE: 20110217 EFFECTIVENESS DATE: 20110217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RK Capital Management, LLC CENTRAL INDEX KEY: 0001426266 IRS NUMBER: 201253959 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12689 FILM NUMBER: 11619816 BUSINESS ADDRESS: STREET 1: 3033 E. FIRST AVENUE, SUITE 307 CITY: DENVER STATE: CO ZIP: 80206-5619 BUSINESS PHONE: 303 394 0101 MAIL ADDRESS: STREET 1: 3033 E. FIRST AVENUE, SUITE 307 CITY: DENVER STATE: CO ZIP: 80206-5619 13F-HR/A 1 a2202063z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------------- Check Here if Amendment /X/; Amendment Number: 1 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RK Capital Management, LLC ------------------------------------------------- Address: 3033 E. First Avenue, Suite 307, Denver, CO 80206 ------------------------------------------------- Form 13F File Number: 028-12689 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Bennewitz ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: (303) 394-0101 ------------------------------- Signature, Place, and Date of Signing: /s/ Scott A. Bennewitz Denver, Colorado February 15, 2011 ------------------------------- ---------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 56 -------------------- Form 13F Information Table Value Total: $126,879 -------------------- (thousands) List of Other Included Managers: None. 2 FORM 13F INFORMATION TABLE 13F 9/30/09
- ---------------------------------------------------------------------------------------------------------------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - ---------------------- ------------- --------- --------- ----------------------------- ---------- -------- ---------------------- Title of Value (x Shares or Investment Other Voting Authority Name of Issuer Class Cusip 1,000) PRN Amount SH/PRN Put/Call Discretion Managers Sole Shared None - ---------------------------------------------------------------------------------------------------------------------------------- ACACIA RSRCH-TECHLGY COM 00388130 1,445 165,918 SH Sole 165,918 AEROVIRONMENT COM 00807310 2,194 78,100 SH Sole 78,100 AMER SCIENCE & ENGNR COM 02942910 4,355 64,000 SH Sole 64,000 AMERICA'S CAR-MART COM 03062T10 2,984 124,600 SH Sole 124,600 ART TECHNOLOGY GROUP COM 04289L10 898 232,525 SH Sole 232,525 AVOCENT COM 05389310 4,579 225,912 SH Sole 225,912 AXT COM 00246W10 2,686 1,398,748 SH Sole 1,398,748 BALCHEM COM 05766520 5,596 212,767 SH Sole 212,767 BALDOR ELECTRIC COM 05774110 2,048 74,900 SH Sole 74,900 BIOVAIL COM 09067J10 2,706 175,400 SH Sole 175,400 BLUEPHOENIX SOLUTNS COM M2015710 919 242,600 SH Sole 242,600 BRIGHTPOINT COM 10947340 3,303 377,479 SH Sole 377,479 CKE RESTAURANTS COM 12561E10 1,863 177,589 SH Sole 177,589 COINSTAR COM 19259P30 3,669 111,249 SH Sole 111,249 COLDWATER CREEK COM 19306810 1,365 166,500 SH Sole 166,500 COMTECH TELECOMM COM 20582620 1,634 49,200 SH Sole 49,200 CON-WAY COM 20594410 1,176 30,700 SH Sole 30,700 DELUXE COM 24801910 2,183 127,643 SH Sole 127,643 DG FASTCHANNEL COM 23326R10 1,851 88,400 SH Sole 88,400 DYNAMEX COM 26784F10 2,648 162,163 SH Sole 162,163 ENERGYSOLUTIONS COM 29275620 1,318 142,900 SH Sole 142,900 ENNIS COM 29338910 1,390 86,157 SH Sole 86,157 ENTROPIC COMMUNICATI COM 29384R10 1,307 477,092 SH Sole 477,092 EXPONENT COM 30214U10 1,472 52,260 SH Sole 52,260 GEO GROUP (THE) COM 36159R10 3,334 165,300 SH Sole 165,300 GRAFTECH INT'L COM 38431310 1,727 117,500 SH Sole 117,500 GSE SYSTEMS COM 36227K10 1,834 294,898 SH Sole 294,898 HARRIS STRATEX NTWRK COM 41457P10 1,926 275,108 SH Sole 275,108 HERITAGE-CRYSTAL CLE COM 42726M10 1,221 95,774 SH Sole 95,774 HMS HLDGS COM 40425J10 3,968 103,803 SH Sole 103,803 ICF INTERNATIONAL COM 44925C10 3,805 125,500 SH Sole 125,500 II-VI COM 90210410 1,363 53,579 SH Sole 53,579 INSPIRE PHARM COM 45773310 1,694 324,563 SH Sole 324,563 KENSEY NASH COM 49005710 1,911 66,000 SH Sole 66,000 KING PHARMACEUTICALS COM 49558210 3,459 321,200 SH Sole 321,200 LIFE SCIENCES RESRCH COM 532169109 1,396 175,377 SH Sole 175,377 LINCARE HLDGS COM 53279110 4,594 147,000 SH Sole 147,000 LIVEPERSON COM 53814610 1,308 259,568 SH Sole 259,568 LSB INDUSTRIES COM 50216010 1,049 67,400 SH Sole 67,400 MATRIX SERVICE COM 57685310 1,700 156,400 SH Sole 156,400 METTLER-TOLEDO INT'L COM 59268810 3,397 37,500 SH Sole 37,500 MIPS TECHNOLOGIES COM 60456710 2,546 675,245 SH Sole 675,245 MULTI-COLOR COM 62538310 2,430 157,501 SH Sole 157,501 MULTI-FINELINE ELECT COM 62541B10 1,282 44,670 SH Sole 44,670 NATUS MEDICAL COM 63905010 2,686 174,100 SH Sole 174,100 NETSCOUT SYSTEMS COM 64115T10 1,700 125,800 SH Sole 125,800 OPLINK COMMUNIC COM 68375Q40 1,788 123,117 SH Sole 123,117 RPM INT'L COM 74968510 2,093 113,200 SH Sole 113,200 SUPERIOR ENERGY COM 86815710 2,719 120,758 SH Sole 120,758 TEXAS ROADHOUSE COM 88268110 1,008 94,900 SH Sole 94,900 TRANSACT TECH COM 89291810 1,293 243,930 SH Sole 243,930 TYLER TECHNOLOGIES COM 90225210 1,760 103,000 SH Sole 103,000 UNITED ONLINE COM 91126810 2,271 282,500 SH Sole 282,500 WABTEC COM 92974010 2,454 65,400 SH Sole 65,400 WATERS COM 94184810 3,720 66,600 SH Sole 66,600 WEB.COM GROUP COM 94733A10 1,851 261,044 SH Sole 261,044
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