-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QY4H+OJR4bcj9DAHCD/4foxWBGoufdzmewX7/01dzKDo1uaM4rhGoXef2qfHN1ow rmGbj+tvX8xQBC8616DJcg== 0000743127-11-000002.txt : 20110216 0000743127-11-000002.hdr.sgml : 20110216 20110216112153 ACCESSION NUMBER: 0000743127-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110216 EFFECTIVENESS DATE: 20110216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ASSOCIATES LTD CENTRAL INDEX KEY: 0000743127 IRS NUMBER: 133220717 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01669 FILM NUMBER: 11616495 BUSINESS ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126523200 MAIL ADDRESS: STREET 1: 335 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 decpal.txt PINNACLE ASSOCIATES LTD. 13F REPORT 12-31-10 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Pinnacle Associates Ltd. 335 Madison Avenue, 11th Floor New York, NY 10017 13F File Number: 28-1669 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gail Mannix Title: Chief Compliance Officer Phone: 212.652.3288 Signature, Place, and Date of Signing: Gail Mannix New York, NY 10017 February 16, 2011 - ------------------- ------------- ----- ----------------- (Signature) (City, State) (Zip) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report).) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 6700 77637 SH Sole 77637 AK Steel Holding Corp COM 001547108 242 14800 SH Sole 14800 AMR Corp COM 001765106 14848 1906094 SH Sole 1906094 ASML Holding NV - NY Reg COM N07059186 506 13199 SH Sole 13199 AT&T Corp COM 00206R102 11658 396810 SH Sole 396810 Abbott Laboratories COM 002824100 3913 81681 SH Sole 81681 Accenture PLC Cl A COM G1151C101 1792 36952 SH Sole 36952 Accuray Inc COM 004397105 209 31000 SH Sole 31000 Ace Ltd COM H0023R105 2041 32792 SH Sole 32792 Activision Blizzard Inc COM 00507V109 3300 265257 SH Sole 265257 Aflac Inc COM 001055102 6095 108004 SH Sole 108004 Agrium Inc COM 008916108 6311 68782 SH Sole 68782 Alcoa Inc COM 013817101 1248 81060 SH Sole 81060 Alleghany Corp Del Com COM 017175100 2657 8674 SH Sole 8674 Altria Group Inc COM 02209S103 5236 212678 SH Sole 212678 Amer Elec Pwr COM 025537101 3072 85372 SH Sole 85372 Ameren Corporation COM 023608102 635 22542 SH Sole 22542 American Express COM 025816109 5747 133889 SH Sole 133889 Amgen Inc COM 031162100 10365 188799 SH Sole 188799 Anadarko Petroleum Corp COM 032511107 1458 19145 SH Sole 19145 Annaly Mortgage Management COM 035710409 2069 115484 SH Sole 115484 Apple Inc COM 037833100 5093 15789 SH Sole 15789 Applied Industrial Tech Inc COM 03820c105 897 27623 SH Sole 27623 Applied Materials COM 038222105 2627 186963 SH Sole 186963 Arcelor Mittal COM 03938L104 3244 85073 SH Sole 85073 Ariad Pharmaceuticals COM 04033A100 59 11500 SH Sole 11500 Arris Group Inc COM 04269q100 20302 1809435 SH Sole 1809435 Atmel Corp COM 049513104 92049 7471528 SH Sole 7471528 Autoliv Inc COM 052800109 233 2947 SH Sole 2947 Automatic Data Processing COM 053015103 485 10490 SH Sole 10490 Autozone Inc COM 053332102 226 830 SH Sole 830 Aviat Networks Inc COM 05366Y102 191 37723 SH Sole 37723 Avnet Inc COM 053807103 54179 1640286 SH Sole 1640286 Avon Products Inc COM 054303102 4339 149295 SH Sole 149295 BB&T Corporation COM 054937107 4476 170267 SH Sole 170267 BCE Inc COM 05534b760 372 10500 SH Sole 10500 BGC Partners INC-CL A COM 05541t101 315 37850 SH Sole 37850 Baker Hughes Inc COM 057224107 23163 405166 SH Sole 405166 Baldor Elec Co Com COM 057741100 378 6004 SH Sole 6004 Bank of America Corp COM 060505104 10244 767918 SH Sole 767918 Bank of New York Mellon Corp COM 064058100 10086 333973 SH Sole 333973 Barrick Gold Crp COM 067901108 1596 30015 SH Sole 30015 Baxter Intl Inc COM 071813109 3959 78203 SH Sole 78203 Baytex Energy Corp COM 07317Q105 1222 26100 SH Sole 26100 Becton Dickinson & Co COM 075887109 2672 31614 SH Sole 31614 Belden CDT Inc COM 077454106 2007 54500 SH Sole 54500 Belo (A.H.) Corp COM 080555105 13766 1944320 SH Sole 1944320 Berkshire Hathaway Inc Cl B COM 084670702 1702 21249 SH Sole 21249 Berkshire Hathaway Inc Del COM 084670108 843 7 SH Sole 7 Best Buy Company Inc COM 086516101 259 7543 SH Sole 7543 Bill Barrett Corp COM 06846N104 15257 370939 SH Sole 370939 Biogen Idec Inc COM 09062X103 378 5635 SH Sole 5635 Blackrock Inc COM 09247X101 852 4470 SH Sole 4470 Blackstone Group COM 09253U108 1410 99664 SH Sole 99664 Block H & R Inc COM 093671105 128 10760 SH Sole 10760 Boeing Co COM 097023105 11917 182613 SH Sole 182613 Borg Warner Inc COM 099724106 2879 39787 SH Sole 39787 Boston Properties Inc COM 101121101 679 7890 SH Sole 7890 Brigham Exploration Com COM 109178103 389 14270 SH Sole 14270 Brinks Co Com COM 109696104 16718 621932 SH Sole 621932 Bristol-Myers Squibb Co COM 110122108 4818 181952 SH Sole 181952 Broadcom Corp COM 111320107 3715 85310 SH Sole 85310 Brooks Automation Inc COM 114340102 13505 1489008 SH Sole 1489008 Brown & Brown Inc COM 115236101 809 33800 SH Sole 33800 Bucyrus International Inc -A COM 118759109 76608 856912 SH Sole 856912 CAE Inc COM 124765108 30618 2655549 SH Sole 2655549 CBS Corp Class B COM 124857202 6744 353992 SH Sole 353992 CF Industries Holdings Inc COM 125269100 8369 61927 SH Sole 61927 CP Holdrs Dep Rcpts COM 12616K106 1803 14591 SH Sole 14591 CSX Corp COM 126408103 2125 32893 SH Sole 32893 CVS Caremark Corp COM 126650100 15926 458025 SH Sole 458025 Cablevision Systems COM 12686C109 65616 1939019 SH Sole 1939019 Cal-Maine Foods Inc COM 128030202 1883 59614 SH Sole 59614 Cameco Corp COM 13321L108 89941 2227374 SH Sole 2227374 Campbell Soup Inc COM 134429109 419 12065 SH Sole 12065 Canadian National Railway Co COM 136375102 12750 191823 SH Sole 191823 Cancer Direct.Com COM CANCER992 0 50000 SH Sole 50000 Carnival Corp COM 143658300 964 20901 SH Sole 20901 Caterpillar Incorporated COM 149123101 11733 125268 SH Sole 125268 Cenovus Energy Inc COM 15135U109 2196 66057 SH Sole 66057 Centurylink COM 156700106 9750 211177 SH Sole 211177 Chemed Corp COM 16359r103 391 6153 SH Sole 6153 Chesapeake Energy Corp COM 165167107 3740 144349 SH Sole 144349 Chevron Corporation COM 166764100 7754 84978 SH Sole 84978 Chicago Bridge & Iron Co NV COM 167250109 1235 37527 SH Sole 37527 Chubb Corp COM 171232101 1605 26914 SH Sole 26914 Ciena Corp COM 171779309 379 18001 SH Sole 18001 Cincinnati Bell Inc COM 171871106 21953 7840429 SH Sole 7840429 Cinedigm Digital Cinema Corp COM 172407108 29 17500 SH Sole 17500 Cisco Systems COM 17275R102 13930 688577 SH Sole 688577 Citigroup Inc COM 172967101 2439 515728 SH Sole 515728 Clorox Co COM 189054109 2040 32244 SH Sole 32244 Coach Inc COM 189754104 2161 39062 SH Sole 39062 Coca-Cola Co COM 191216100 16712 254092 SH Sole 254092 Cognex Corp COM 192422103 17679 600917 SH Sole 600917 Cognizant Tech Solutions Corp COM 192446102 1616 22049 SH Sole 22049 Colgate-Palmolive COM 194162103 4112 51166 SH Sole 51166 Comcast Corp -Special Cl A COM 20030N200 10973 527276 SH Sole 527276 Comcast Corp Cl A COM 20030N101 8168 371761 SH Sole 371761 Composite Technology Corp COM 20461s108 3 10000 SH Sole 10000 Compton Petroleum Corp COM 204940100 13 30000 SH Sole 30000 Conagra Inc COM 205887102 261 11565 SH Sole 11565 ConocoPhillips COM 20825C104 13638 200258 SH Sole 200258 Consolidated Edison COM 209115104 1739 35072 SH Sole 35072 Cooper Inds PLC Cl A COM G24140108 3090 53008 SH Sole 53008 Corning Inc COM 219350105 3262 168823 SH Sole 168823 Costco Wholesale Corp COM 22160K105 3503 48505 SH Sole 48505 Covidien COM G2554F105 822 18013 SH Sole 18013 Credicorp Ltd COM G2519Y108 254 2140 SH Sole 2140 Crosstex Energy Inc Com COM 22765Y104 428 48300 SH Sole 48300 Crown Media Hldgs Inc Cl A COM 228411104 2670 1019004 SH Sole 1019004 Cummins Inc COM 231021106 94995 863513 SH Sole 863513 Cytokinetics Inc COM 23282w100 39 18700 SH Sole 18700 DTE Energy Co COM 233331107 650 14334 SH Sole 14334 Deere & Co. COM 244199105 736 8864 SH Sole 8864 Dell Inc COM 24702R101 1052 77655 SH Sole 77655 Devon Energy Corporation COM 25179M103 11844 150862 SH Sole 150862 Devry Inc COM 251893103 1439 29990 SH Sole 29990 Diamond Offshore Drilling COM 25271C102 3568 53360 SH Sole 53360 Diebold Inc COM 253651103 16656 519674 SH Sole 519674 Digital Telecom Philippines In COM 3 150000 SH Sole 150000 DirectTV - A COM 25490A101 1174 29403 SH Sole 29403 Discovery Communication A COM 25470F104 12570 301443 SH Sole 301443 Discovery Communication C COM 25470F302 57296 1561621 SH Sole 1561621 Disney (Walt) Co COM 254687106 2143 57139 SH Sole 57139 Dominion Resources Inc COM 25746U109 470 11013 SH Sole 11013 Dow Chemical COM 260543103 1806 52909 SH Sole 52909 Dr Pepper Snapple Group Inc COM 26138E109 6853 194899 SH Sole 194899 Dresser-Rand group COM 261608103 2678 62885 SH Sole 62885 Du Pont EI De Nemours COM 263534109 12059 241760 SH Sole 241760 Duke Energy Corp COM 26441C105 5295 297314 SH Sole 297314 EMC Corp/Mass COM 268648102 14228 621298 SH Sole 621298 Eaton Corp COM 278058102 4044 39838 SH Sole 39838 Edison Intl Com COM 281020107 253 6565 SH Sole 6565 El Paso Corp COM 28336L109 1395 101375 SH Sole 101375 Emerson Elec Co COM 291011104 1766 30895 SH Sole 30895 Encana Corp COM 292505104 2018 69284 SH Sole 69284 Energy World Corp Ltd COM 6 11000 SH Sole 11000 Enernoc Inc COM 292764107 3915 163752 SH Sole 163752 Enerplus Corp COM 292766102 718 23275 SH Sole 23275 Enron Corp Com COM 293561106 0 22823 SH Sole 22823 Entergy Corp COM 29364G103 289 4075 SH Sole 4075 Enzo Biochem Inc COM 294100102 55 10500 SH Sole 10500 Epoch Holding Corp COM 29428R103 174 11200 SH Sole 11200 Equity Residential COM 29476L107 1346 25900 SH Sole 25900 Exelon Corporation COM 30161N101 6568 157737 SH Sole 157737 Exxon Mobil Corp COM 30231G102 25548 349398 SH Sole 349398 Ezcorp Inc-Cl A COM 302301106 2173 80110 SH Sole 80110 Federal Resources Corp COM 313765109 0 10000 SH Sole 10000 Fedex Corp COM 31428X106 6809 73211 SH Sole 73211 First Scientific Inc Delisted COM 33620G105 0 25000 SH Sole 25000 Firstenergy COM 337932107 489 13201 SH Sole 13201 Flushing Financial Corp COM 343873105 14808 1057688 SH Sole 1057688 Ford Motor Co (New) COM 345370860 2576 153445 SH Sole 153445 Forest Labs Inc COM 345838106 649 20300 SH Sole 20300 Foster Wheeler AG COM H27178104 54364 1574850 SH Sole 1574850 Franklin Resources Inc COM 354613101 1935 17397 SH Sole 17397 Freeport Mcmoran Copper & Gold COM 35671D857 3323 27669 SH Sole 27669 Frontier Communications Corp COM 35906A108 541 55596 SH Sole 55596 Fusion Telecommunications Intl COM 36113B301 13 157300 SH Sole 157300 Gannett Co COM 364730101 22094 1464143 SH Sole 1464143 Gasco Energy Inc. COM 367220100 46 130000 SH Sole 130000 Gatx Corp COM 361448103 1690 47900 SH Sole 47900 General Cable Corp COM 369300108 298 8500 SH Sole 8500 General Dynamics Corp COM 369550108 3238 45638 SH Sole 45638 General Electric COM 369604103 16009 875305 SH Sole 875305 General Mills COM 370334104 3593 100967 SH Sole 100967 Genuine Parts Co COM 372460105 2821 54945 SH Sole 54945 Genzyme Corp COM 372917104 1710 24011 SH Sole 24011 Geokinetics Inc COM 372910307 219 23615 SH Sole 23615 Gilead Sciences Inc COM 375558103 31999 882983 SH Sole 882983 Girasolar Inc COM 376343109 0 12500 SH Sole 12500 GlobalOptions Group Inc COM 37946D209 44 17500 SH Sole 17500 Globalstar Telecommunication C COM G3930H104 0 10000 SH Sole 10000 Goldcorp Inc COM 380956409 451 9799 SH Sole 9799 Goldman Sachs Group Inc COM 38141G104 6388 37985 SH Sole 37985 Goodrich Corp COM 382388106 63822 724673 SH Sole 724673 Goodrich Petroleum Corp COM 382410405 18016 1021300 SH Sole 1021300 Google Inc COM 38259p508 2169 3652 SH Sole 3652 Grace (W.R.) COM 38388F108 536 15244 SH Sole 15244 Green Energy Mgmt Services Hol COM 39304E100 3 11334 SH Sole 11334 Haber Inc Com COM 404450108 31 478362 SH Sole 478362 Halliburton Co COM 406216101 2261 55371 SH Sole 55371 Hansen Natural Corp COM 411310105 622 11900 SH Sole 11900 Harmonic Inc COM 413160102 34765 4056604 SH Sole 4056604 Harris Corp COM 413875105 3711 81930 SH Sole 81930 Hartcourt Cos Inc COM 416187201 0 10000 SH Sole 10000 Hartford Financial Svcs Grp COM 416515104 816 30800 SH Sole 30800 Hasbro Inc COM 418056107 212 4500 SH Sole 4500 Heidrick & Struggles Intl COM 422819102 12938 451574 SH Sole 451574 Heinz H J Co COM 423074103 2427 49061 SH Sole 49061 Helmerich & Payne COM 423452101 43971 906983 SH Sole 906983 Hercules Offshore Inc COM 427093109 35 10000 SH Sole 10000 Hess Corp COM 42809h107 3227 42160 SH Sole 42160 Hewlett-Packard COM 428236103 8291 196930 SH Sole 196930 Hexcel Corp COM 428291108 28396 1569722 SH Sole 1569722 Home Depot Inc COM 437076102 16517 471103 SH Sole 471103 Honeywell International COM 438516106 7504 141161 SH Sole 141161 Hospira Inc COM 441060100 245 4394 SH Sole 4394 Hudson City Bancorp Inc COM 443683107 1502 117928 SH Sole 117928 IAC/InterActiveCorp COM 44919P508 15257 531617 SH Sole 531617 ION Geophysical Corp COM 462044108 18489 2180259 SH Sole 2180259 ISIS Pharmaceuticals Inc COM 464330109 24970 2467429 SH Sole 2467429 ITT Corp COM 450911102 1465 28110 SH Sole 28110 Illinois Tool Works Inc COM 452308109 2826 52919 SH Sole 52919 Immunogen Inc. COM 45253h101 9744 1052315 SH Sole 1052315 Ingersoll-Rand Co COM G47791101 547 11616 SH Sole 11616 Innerworkings Inc COM 45773y105 367 56000 SH Sole 56000 Innovet Inc Reg S COM 45765P104 0 59800 SH Sole 59800 Intel Corp COM 458140100 19930 947714 SH Sole 947714 Intercontinental Exchange Inc COM 45865V100 445 3737 SH Sole 3737 Intermec Inc COM 458786100 15751 1244185 SH Sole 1244185 Internap Network Services COM 45885a300 462 76000 SH Sole 76000 International Business Machine COM 459200101 12016 81874 SH Sole 81874 International Paper COM 460146103 249 9126 SH Sole 9126 Invesco Ltd COM G491BT108 637 26460 SH Sole 26460 Ipass Inc Com COM 46261V108 13 10000 SH Sole 10000 Iris International Inc COM 46270W105 295 28800 SH Sole 28800 J.C. Penney Co Inc (Hldg Co) COM 708160106 2966 91809 SH Sole 91809 JPMorgan Chase & Co COM 46625H100 16573 390679 SH Sole 390679 Jabil Circuit Inc COM 466313103 3031 150890 SH Sole 150890 Jackson Hewitt Tax Service COM 468202106 137 63000 SH Sole 63000 Jacobs Engineering Group Inc COM 469814107 1252 27300 SH Sole 27300 Janus Cao Group Inc Com COM 47102X105 155 11925 SH Sole 11925 Johnson & Johnson COM 478160104 15775 255046 SH Sole 255046 Johnson Controls Inc COM 478366107 2366 61941 SH Sole 61941 Joy Global Inc Com COM 481165108 6508 75018 SH Sole 75018 KLA Tencor Corp COM 482480100 979 25340 SH Sole 25340 Kaman Corp - Cl A COM 483548103 291 10000 SH Sole 10000 Kansas City Southern Inds COM 485170302 32576 680656 SH Sole 680656 Kaydon Corp COM 486587108 652 16000 SH Sole 16000 Kimberly-Clark COM 494368103 7033 111567 SH Sole 111567 Kinder Morgan Mgmt Llc Fractio COM EKE55U103 0 120621 SH Sole 120621 Kinder Morgan Mgmt Llc Shs COM 49455U100 3435 51355 SH Sole 51355 Kinross Gold Corp COM 496902404 4601 242672 SH Sole 242672 Koninklijke Phillips Electroni COM 500472303 1284 41809 SH Sole 41809 Kraft Foods Inc A COM 50075N104 7322 232378 SH Sole 232378 Kroger Co COM 501044101 5517 246714 SH Sole 246714 L-1 Identity Solutions Inc COM 50212A106 128 10775 SH Sole 10775 LSI Corp COM 502161102 25576 4269824 SH Sole 4269824 Lam Research COM 512807108 45044 869913 SH Sole 869913 Las Vegas Sands Corp COM 517834107 82161 1788046 SH Sole 1788046 Lazard Ltd-Cl A COM G54050102 23483 594661 SH Sole 594661 Liberty Capital Group - A COM 53071m302 24320 388741 SH Sole 388741 Liberty Global Inc A COM 530555101 325 9193 SH Sole 9193 Liberty Global Inc C COM 530555309 3252 95953 SH Sole 95953 Lilly Eli & Co. COM 532457108 1149 32783 SH Sole 32783 Lin TV Corp - Cl A COM 532774106 11197 2112578 SH Sole 2112578 Lockheed Martin Corporation COM 539830109 574 8213 SH Sole 8213 Lodgenet Interactive Corp COM 540211109 4886 1149587 SH Sole 1149587 Loews Corp COM 540424108 1649 42371 SH Sole 42371 Lowes Companies Inc COM 548661107 587 23401 SH Sole 23401 Lubrizol Technologies Inc COM 549271104 211 1975 SH Sole 1975 Lyric Jeans Inc COM 552351108 2 175000 SH Sole 175000 MEMC Electronics Materials COM 552715104 395 35050 SH Sole 35050 MGM Resorts Intl COM 552953101 5479 368987 SH Sole 368987 Macy's Inc COM 55616P104 3684 145606 SH Sole 145606 Madison Square Garden Inc COM 55826P100 10712 415518 SH Sole 415518 Manulife Finl Corp Com COM 56501R106 1368 79640 SH Sole 79640 Marathon Oil Corp COM 565849106 776 20969 SH Sole 20969 Marshall & Ilsley Corp COM 571837103 12595 1820035 SH Sole 1820035 Marvell Technology Group Ltd COM G5876H105 2165 116730 SH Sole 116730 Massey Energy Company COM 576206106 785 14625 SH Sole 14625 Mattel Inc COM 577081102 2242 88165 SH Sole 88165 Mattson Technology Inc Com COM 577223100 50 16800 SH Sole 16800 Maverick Energy Gp Ltd COM 577700107 0 120000 SH Sole 120000 McCormick & Co.Inc-Non Voting COM 579780206 2639 56707 SH Sole 56707 McDermott Intl Inc COM 580037109 1680 81200 SH Sole 81200 McDonalds Corp COM 580135101 1975 25726 SH Sole 25726 MeadWestvaco Corp COM 583334107 22525 861059 SH Sole 861059 Medco Health Solutions Inc COM 58405U102 1209 19738 SH Sole 19738 Mediacom Communications Corp COM 58446K105 108 12700 SH Sole 12700 Medtronic Inc COM 585055106 4865 131176 SH Sole 131176 Mela Sciences COM 55277R100 77 23000 SH Sole 23000 Melco PBL Entertainment-ADR COM 585464100 178 28000 SH Sole 28000 Mercadolibre Inc COM 58733R102 1184 17760 SH Sole 17760 Merck & Co COM 58933Y105 21123 586098 SH Sole 586098 Metlife Inc COM 59156R108 2312 52016 SH Sole 52016 Metromedia Fiber Network - A COM 591689104 0 16100 SH Sole 16100 Micromet Inc COM 59509C105 11034 1358811 SH Sole 1358811 Micron Technology Inc COM 595112103 6148 766567 SH Sole 766567 Microsoft Corp COM 594918104 25930 929073 SH Sole 929073 Molson Coors Brewing Co -B COM 60871r209 1430 28490 SH Sole 28490 Molycorp Inc COM 608753109 6290 126060 SH Sole 126060 Monsanto Co COM 61166W101 1997 28670 SH Sole 28670 Morgan Stanley COM 617446448 4286 157531 SH Sole 157531 Mosaic Co COM 61945a107 44740 585906 SH Sole 585906 Motorola Inc old COM 999999999 456 50303 SH Sole 50303 Mylan Inc COM 628530107 792 37499 SH Sole 37499 Myriad Genetics Inc Com COM 62855J104 32894 1440212 SH Sole 1440212 NU Horizons Electronics Corp COM 669908105 70 10000 SH Sole 10000 Nabor Industries Inc COM G6359F103 1040 44350 SH Sole 44350 Nano Mask Inc COM 63009L102 0 12000 SH Sole 12000 National Oilwell Varco Inc COM 637071101 269 4000 SH Sole 4000 Netflix Inc COM 64110L106 210 1195 SH Sole 1195 New Energy Technologies Inc. COM 643848104 22 11500 SH Sole 11500 New Jersey Resource Corp COM 646025106 306 7094 SH Sole 7094 New York Bancorp COM 649445103 522 27697 SH Sole 27697 Newmont Mining COM 651639106 1233 20071 SH Sole 20071 Nextera Energy Inc COM 65339F101 13662 262774 SH Sole 262774 Nike Inc - B COM 654106103 560 6554 SH Sole 6554 Noble Energy Inc COM 655044105 1260 14632 SH Sole 14632 Norfolk Southern COM 655844108 778 12386 SH Sole 12386 Northeast Utils COM 664397106 11699 366984 SH Sole 366984 Northgate Minerals Corp COM 666416102 35 11000 SH Sole 11000 Novellus Systems Inc COM 670008101 40168 1242830 SH Sole 1242830 Occidental Pete Corp COM 674599105 912 9292 SH Sole 9292 Olin Corp COM 680665205 2097 102185 SH Sole 102185 Omnicom Group COM 681919106 2800 61144 SH Sole 61144 Omnivision Technologies COM 682128103 293 9900 SH Sole 9900 Onyx Pharmaceuticals COM 683399109 32765 888660 SH Sole 888660 Opentable Inc COM 68372A104 267 3795 SH Sole 3795 Oracle Corp COM 68389X105 13986 446846 SH Sole 446846 Orient Express Hotels Ltd COM G67743107 48282 3716875 SH Sole 3716875 P P & L Resources COM 69351T106 2232 84816 SH Sole 84816 PDL Biopharma Inc COM 69329Y104 12030 1930916 SH Sole 1930916 PNC Bank Fincl Services Group COM 693475105 543 8946 SH Sole 8946 PT Bank Indonesia Ord COM y0632l102 0 100000 SH Sole 100000 Paccar Inc COM 693718108 616 10751 SH Sole 10751 Paivis Corporation New COM 695793208 0 38000 SH Sole 38000 Pall Corporation COM 696429307 62943 1269531 SH Sole 1269531 Palomar Med Tech Inc Com New COM 697529303 142 10000 SH Sole 10000 Paychex COM 704326107 827 26764 SH Sole 26764 Pengrowth Energy Corp COM 70706P104 289 22503 SH Sole 22503 Penn West Petroleum Ltd COM 707887105 1105 46182 SH Sole 46182 Pepsico Inc COM 713448108 5391 82518 SH Sole 82518 Petrohawk Energy Corp COM 716495106 1734 94990 SH Sole 94990 Petroquest Energy Inc COM 716748108 143 19000 SH Sole 19000 Pfizer Inc COM 717081103 11115 634791 SH Sole 634791 Philip Morris Intl COM 718172109 7314 124967 SH Sole 124967 Pitney Bowes Inc COM 724479100 1208 49955 SH Sole 49955 Plum Creek Timber Co. 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Inc COM 984332106 4493 270199 SH Sole 270199 Zap COM 98912M201 193 153060 SH Sole 153060 eBay Inc COM 278642103 489 17572 SH Sole 17572 ABB Ltd - Spon ADR ADR 000375204 1221 54407 SH Sole 54407 Adidas AG-Sponsored ADR ADR 00687a107 267 8168 SH Sole 8168 Alcatel Lucent ADR ADR 013904305 88 29717 SH Sole 29717 America Movil-ADR ADR 02364W105 258 4495 SH Sole 4495 Anglogold Ashanti Ltd-Spon ADR ADR 035128206 389 7901 SH Sole 7901 Axa Sp ADR ADR 054536107 452 27121 SH Sole 27121 BHP Billiton Ltd - Sp ADR ADR 088606108 760 8177 SH Sole 8177 BP Plc - Spons ADR ADR 055622104 1831 41453 SH Sole 41453 Banco Bilbao Vizcaya -Sp ADR ADR 05946K101 481 47333 SH Sole 47333 Banco Santander SA - Spons ADR ADR 05964H105 272 25502 SH Sole 25502 Bayer Ag Sponsored ADR ADR 072730302 253 3453 SH Sole 3453 Canon Inc-Spons ADR ADR 138006309 461 8987 SH Sole 8987 Cemex S.A.B. 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8-23-11 WT 776349wts 0 130000 SH Sole 130000 Tsingtao Brewery Ltd H Shares FGN y8997d102 494 95000 SH Sole 95000 Cae Inc FGN 2162760 254 21965 SH Sole 21965 Strateco Res Inc Com FGN 86269M106 31 31000 SH Sole 31000 TMX Group Inc FGN 2061920 275 7392 SH Sole 7392 Arm Holdings Plc FGN 0059585 111 16705 SH Sole 16705 Atkins (WS) Plc FGN 0060800 178 16226 SH Sole 16226 Barclays PLC FGN 3134865 321 78386 SH Sole 78386 Burberry Group Plc FGN 3174300 197 11173 SH Sole 11173 Petrofac Ltd FGN B0H2K53 212 8520 SH Sole 8520 Provident Financial plc FGN B1Z4ST8 325 23753 SH Sole 23753 Reckitt Benckiser PLC FGN B24CGK7 403 7302 SH Sole 7302 Royal Bank of Scotland Group FGN 0754783 8 12812 SH Sole 12812 Schroders PLC FGN 0240549 426 14655 SH Sole 14655 Shire Ltd FGN B2QKY05 277 11455 SH Sole 11455 Spirax-Sarco Engineering PLC FGN 0834704 228 7535 SH Sole 7535 Tesco PLC FGN 0884709 138 20673 SH Sole 20673 Tui Travel PLC FGN B1Z7RQ7 155 40090 SH Sole 40090 Tullow Oil Plc FGN 0150080 333 16888 SH Sole 16888 Danisco A/S FGN 4155586 323 3519 SH Sole 3519 Novo-Nordisk A/S-B FGN 7077524 207 1830 SH Sole 1830 Adidas AG FGN 4031976 294 4485 SH Sole 4485 Azimut Hldg S.P.A FGN B019M65 149 16384 SH Sole 16384 Bayer AG FGN 5069211 286 3855 SH Sole 3855 Bayerische Motoren Werke AG FGN 5756029 447 5657 SH Sole 5657 BinckBank NV FGN 5531215 210 13517 SH Sole 13517 Demag Cranes AG FGN B16LY78 203 4174 SH Sole 4174 Deutsche Boerse AG FGN 7021963 302 4344 SH Sole 4344 European Aeronautic Defense FGN 4012250 302 12925 SH Sole 12925 Faurecia Manufactures FGN 4400446 278 9570 SH Sole 9570 Gemalto NV FGN B011JK4 253 5933 SH Sole 5933 Glanbia PLC FGN 4058629 80 16129 SH Sole 16129 Grifols SA FGN B01SPF2 205 15010 SH Sole 15010 Imtech Nv FGN 5051586 288 7561 SH Sole 7561 Ingenico FGN 4196897 348 9567 SH Sole 9567 Jeronimo Martins FGN B1Y1SQ7 226 14793 SH Sole 14793 LVMH Moet Hennessy Louis Vuitt FGN 4061412 387 2341 SH Sole 2341 Rheinmetall AG FGN 5334588 209 2589 SH Sole 2589 Saft Groupe SA FGN B09YFD0 271 7337 SH Sole 7337 Saipem FGN 4768768 364 7360 SH Sole 7360 Siemens AG - Reg FGN 5727973 442 3558 SH Sole 3558 Thyssenkrupp AG FGN 5636927 239 5748 SH Sole 5748 Vivendi Universal FGN 4834777 1361 50212 SH Sole 50212 Yoox SpA FGN B4YC9W4 229 17740 SH Sole 17740 China South Locomotive - (1766 FGN B2R2ZC9 174 132000.00 SH Sole 132000.00 Citic Pacific Ltd Ord (#267 HK FGN 6196152 104 40000.00 SH Sole 40000.00 Golden Resources Dev Intl Ltd( FGN 6376192 2 36000.00 SH Sole 36000.00 Air Water Inc (4088 JP) FGN 6441465 179 14000 SH Sole 14000 Hoya Corp (#7741 JP) FGN 6441506 282 11600 SH Sole 11600 JGC Corp (#1963 JP) FGN 6473468 218 10000 SH Sole 10000 Japan Steel Works Ltd (#5631 J FGN 6470685 139 13300 SH Sole 13300 Jfe Holdings Inc (#5411 Jp) FGN 6543792 202 5800 SH Sole 5800 Kamigumi Co Ltd (#9364 JP) FGN 6482668 202 24000 SH Sole 24000 Tamron Co Ltd (#7740 JP) FGN 6871028 204 9800 SH Sole 9800 Tokyo Electron Ltd FGN 6895675 292 4600 SH Sole 4600 Unipres Corp (#5949 JP) FGN 6985695 273 13700 SH Sole 13700 Petroleum GEO-Services ASA FGN B1L7YL5 747 47762 SH Sole 47762 Yara international ASA FGN 7751259 412 7090 SH Sole 7090 South African Breweries FGN 6145240 1080 30339 SH Sole 30339 Volvo AB-B Shs FGN B1QH830 241 13700 SH Sole 13700 Adecco SA - Reg FGN 7110720 309 4700 SH Sole 4700 Bank Sarasin & CIE-Reg B FGN 4149545 230 5043 SH Sole 5043 Bucher Industries AG-Reg FGN B07ZBW6 226 1205 SH Sole 1205 Clariant AG REG FGN 7113990 277 13639 SH Sole 13639 Julius Baer Group Ltd FGN B4R2R50 354 7539 SH Sole 7539 Partners Group - Reg FGN B119QG0 228 1199 SH Sole 1199 Temenos Group AG - Reg FGN 7147892 291 6967 SH Sole 6967 Baron Asset Fund 068278100 207 3745.972 SH Sole 3745.972 Midas Fund 59562c109 106 18696.921 SH Sole 18696.921 Oppenheimer Integrity Core Bd 683969109 82 12703.605 SH Sole 12703.605 Prudential Muni High Inc-A 74440M104 250 26999.983 SH Sole 26999.983 Schwab 1000 Fund 808517106 1096 29482.521 SH Sole 29482.521 Schwab Cap Tr Intl Index Slc 808509830 412 23895.378 SH Sole 23895.378 Schwab S&P 500 Fd - Select Sha 808509855 710 36269.901 SH Sole 36269.901 Schwab Small-Cap Index Fd - Se 808509848 522 24749.313 SH Sole 24749.313 Templeton Growth Fd In Cl A 880199104 179 10042.687 SH Sole 10042.687 Third Avenue Value Fund 884116104 297 5742.447 SH Sole 5742.447 Vanguard Index Tr 500 Portfoli 922908108 254 2196.725 SH Sole 2196.725 Vanguard Ny Tax Exempt Mmkt 92204H202 2 10278.100 SH Sole 10278.100 (Sector SPDR) AMEX Tech Select ETF 81369Y803 329 13078 SH Sole 13078 Alerian MLP ETF ETF 00162Q866 3855 239860 SH Sole 239860 Claymore/BNY BRIC Fund ETF 18383m100 2283 49471 SH Sole 49471 Consumer Discretionary Sel Sec ETF 81369Y407 655 17510 SH Sole 17510 Energy Select Sector SPDR Fund ETF 81369Y506 1484 21739 SH Sole 21739 Etfs Silver Trust ETF 26922x107 307 10000 SH Sole 10000 Financial Select SPDR Index Fd ETF 81369Y605 1311 82183 SH Sole 82183 ISHARES TR 1-3 YR TRS BD ETF 464287457 409 4875 SH Sole 4875 ISHARES TR DJ OIL EQUIP ETF 464288844 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Emerging Mkt In ETF 464287234 7400 155324 SH Sole 155324 iShares MSCI Japan ETF 464286848 149 13615 SH Sole 13615 iShares MSCI Pacific Ex Jpn ETF 464286665 217 4625 SH Sole 4625 iShares Morningstar Large Grow ETF 464287119 587 8955 SH Sole 8955 iShares Nasdaq Biotechnology I ETF 464287556 239 2555 SH Sole 2555 iShares Russell 2000 Growth ETF 464287648 243 2780 SH Sole 2780 iShares S&P 500 Growth Index F ETF 464287309 284 4333 SH Sole 4333 iShares S&P 500 Index Fund ETF 464287200 1085 8597 SH Sole 8597 iShares S&P 500 Value Index Fu ETF 464287408 3855 64693 SH Sole 64693 iShares S&P GSSI Natural Resou ETF 464287374 3332 79925 SH Sole 79925 iShares S&P Global Tech Sector ETF 464287291 851 13855 SH Sole 13855 iShares S&P Latin Amer 40 ETF 464287390 723 13425 SH Sole 13425 iShares S&P Smallcap 600 Growt ETF 464287887 717 9874 SH Sole 9874 iShares S&P Smallcap 600 Value ETF 464287879 2608 36271 SH Sole 36271 iShares Tr DJ Sel Div Inx ETF 464287168 540 10833 SH Sole 10833 iShares Tr Russell 1000 Growth ETF 464287614 2019 35258 SH Sole 35258 iShares Tr Russell 2000 ETF 464287655 221 2831 SH Sole 2831 iShares Tr S&P 100 Index Fd ETF 464287101 652 11500 SH Sole 11500 iShares Tr S&P Midcap 400 ETF 464287507 709 7817 SH Sole 7817 iShares Tr S&P Smlcap 600 ETF 464287804 3312 48366 SH Sole 48366 iShares Tr US TIPS Bond Fund ETF 464287176 5977 55592 SH Sole 55592 iShares iBoxx High Yield Corp ETF 464288513 7413 82107 SH Sole 82107 ishares Barclays 1-3 year Cred ETF 464288646 2277 21836 SH Sole 21836 General American Investors COM 368802104 212 7922 SH Sole 7922 Tri Contl Corp Com COM 895436103 184 13395 SH Sole 13395 100000th Fonar A Pfd Cl A PFD 0 60000 SH Sole 60000 Aegon NV 7.2500% Series PFD N00927348 748 31250 SH Sole 31250 BB&T Cap Trust VII 2064 Tr Pfd PFD 05531h208 1232 44800 SH Sole 44800 Barclays Bank 7.10% Spons ADR PFD 06739H776 1818 72910 SH Sole 72910 Barclays Bank Plc Sp Ads Pfd 4 PFD 06739h511 1395 54891 SH Sole 54891 Comcast Corp 7% 5/15/55 Ser PFD 20030N309 1094 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Lynch Pfd III Toprs 7% PFD 59021F206 259 10825 SH Sole 10825 Morgan Stanley Cap Tr V 5.75% PFD 617466206 493 22526 SH Sole 22526 Partnerre Ltd Pfd C PFD G6852T204 1410 57325 SH Sole 57325 RBS Cap Fdg Tr Vii 6.08% Pfd PFD 74928p207 317 24700 SH Sole 24700 Saturn - GS 2/15/34 Series PFD 804111201 870 36800 SH Sole 36800 Wells Fargo Cap Trust IV PFD 94976y207 1461 57743 SH Sole 57743 Wells Fargo Co 8.00% Series J PFD 949746879 209 7700 SH Sole 7700 Aberdeen Asia-Pacific Prime In COM 003009107 569 84306 SH Sole 84306 Blackrock Income Opportunity T COM 092475102 596 61555 SH Sole 61555 ING Prime Rate Trust COM 44977W106 62 10925 SH Sole 10925 Putnam Premier Income Tr COM 746853100 63 10058 SH Sole 10058 Pimco Commodity Real Return St 722005667 99 10630.318 SH Sole 10630.318 Ford Motor Co Cap Tr II 6.5% C PFD CV 345395206 4963 95592 SH Sole 95592 Advanced Micro Devices CONV 007903AN7 354 345000 PRN Sole 345000 Amgen Inc CONV 031162AN0 671 675000 PRN Sole 675000 Archer Daniels Conv CONV 039483AW2 559 545000 PRN Sole 545000 Central European Distribution CONV 153435AA0 659 710000 PRN Sole 710000 Goodrich Petroleum Corp CONV 382410AC2 567 575000 PRN Sole 575000 Intel Corp CONV 458140AD2 296 300000 PRN Sole 300000 King Pharmaceutical Inc CONV 495582AJ7 349 350000 PRN Sole 350000 Kinross Gold Corp CONV 496902AD9 285 275000 PRN Sole 275000 Leap Wireless Intl CONV 521863AL4 386 425000 PRN Sole 425000 Medtronic Inc CONV 585055AL0 1357 1355000 PRN Sole 1355000 Micron Technology Inc (Conv.) CONV 595112AH6 1395 1495000 PRN Sole 1495000 NII Holdings Conv CONV 62913FAJ1 393 400000 PRN Sole 400000 Nasdaq Omx Group CONV 631103AA6 839 845000 PRN Sole 845000 Penn Virginia Corp CONV 707882AA4 416 424000 PRN Sole 424000 RTI International Metals(Conv. CONV 74973WAA5 521 500000 PRN Sole 500000 Stillwater Mining CONV 86074QAF9 202 175000 PRN Sole 175000 Transocean Inc CONV 893830AW9 764 790000 PRN Sole 790000 Verifone Holdings Inc CONV 92342YAB5 296 275000 PRN Sole 275000 Alliance Resource Partners Ltd 01877r108 246 3746 SH Sole 3746 Amerigas Partners LP 030975106 1951 39963 SH Sole 39963 Boardwalk Pipeline Partners 096627104 391 12547 SH Sole 12547 Buckeye Partners L P 118230101 218 3263 SH Sole 3263 Energy Transfer Partners LP 29273r109 1323 25525 SH Sole 25525 Enterprise Prods Partners LP 293792107 2095 50359 SH Sole 50359 Kayne Anderson Mlp Investmen 486606106 9769 310425 SH Sole 310425 Kinder Morgan Energy Prtnrs 494550106 3794 53997 SH Sole 53997 Magellan Midstream Partners Lp 559080106 1069 18912 SH Sole 18912 NuStar Energy LP 67058H102 205 2948 SH Sole 2948 Oneok Partners LP 68268n103 334 4199 SH Sole 4199 Plain All Amer Pipeline LP 726503105 233 3711 SH Sole 3711 Spelling Bee LP 8998121 0 52500 SH Sole 52500 Suburban Propane Partners LP 864482104 776 13829 SH Sole 13829 Teekay Offshore Partners LP Y8565J101 253 9100 SH Sole 9100
Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 719 Form 13F Information Table Value Total: $3991904 (in thousands) -----END PRIVACY-ENHANCED MESSAGE-----