-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MnKD3FZw+X7sAJTdceOKJW0RtcJdGAGTj0OtuNaI7zuhxyJstBP2LMN0wMD7Amsc zQoLayqva249mp1/R4VKNg== 0000919458-11-000001.txt : 20110215 0000919458-11-000001.hdr.sgml : 20110215 20110215160501 ACCESSION NUMBER: 0000919458-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 11614308 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt 13F-HR ALERUS 12/31/2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Director Trust & Investments Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota February 7, 2011 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: Arbor Capital Management LLC I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers0 Form 13F Information Table Entry 99 Form 13F Information Table Value $388,779 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS---CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE AFLAC INC COM 001055102 5873 104081 SH SOLE 104,081 AT&T INC COM 00206R102 4646 158138 SH SOLE 158,138 ABBOTT LABORATORIES COM 002824100 7397 154401 SH SOLE 154,401 ACTIVISION BLIZZARD INC COM 00507V109 2678 215269 SH SOLE 215,269 ADOBE SYSTEMS INC COM 00724F101 2836 92153 SH SOLE 92,153 AEROPOSTALE COM 007865108 928 37650 SH SOLE 37,650 ALLETE COM COM 018522300 500 13414 SH SOLE 13,414 ALLSTATE CORP COM 020002101 1020 32000 SH SOLE 32,000 ALTRIA GROUP INC COM 02209S103 262 10650 SH SOLE 10,650 AMAZON.COM INC COM 023135106 3114 17300 SH SOLE 17,300 AMERICAN EXPRESS CO COM 025816109 5473 127521 SH SOLE 127,521 APACHE INC COM 037411105 6259 52493 SH SOLE 52,493 APPLE COMPUTER COM 037833100 8420 26103 SH SOLE 26,103 BAKER HUGHES INC COM 057224107 3528 61717 SH SOLE 61,717 BANK OF AMERICA COM 060505104 6071 455063 SH SOLE 455,063 BARD CR INC COM 067383109 3065 33397 SH SOLE 33,397 BAXTER INTERNATIONAL COM 071813109 4492 88737 SH SOLE 88,737 BECTON DICKINSON & COMPANY COM 075887109 4038 47775 SH SOLE 47,775 BOEING COM 097023105 4486 68740 SH SOLE 68,740 BROADCOM CORPORATION COM 111320107 1002 23000 SH SOLE 23,000 CME GROUP COM 12572Q105 2170 6744 SH SOLE 6,744 CVS CORP COM 126650100 4777 137374 SH SOLE 137,374 CHEVRON TEXACO COM 166764100 5944 65139 SH SOLE 65,139 CISCO SYSTEMS COM 17275R102 5422 268013 SH SOLE 268,013 CLOROX COMPANY COM 189054109 3042 48069 SH SOLE 48,069 COGNIZANT TECH SOLUTIONS COM 192446102 2704 36896 SH SOLE 36,896 COLGATE-PALMOLIVE COMP COM 194162103 1858 23116 SH SOLE 23,116 CONOCOPHILLIPS COM 20825C104 2677 39306 SH SOLE 39,306 DARDEN RESTAURANTS COM 237194105 1533 33000 SH SOLE 33,000 DEERE & CO COM 244199105 1564 18832 SH SOLE 18,832 DISNEY COM 254687106 4754 126738 SH SOLE 126,738 DUPONT E I DENEMOURS COM 263534109 3867 77518 SH SOLE 77,518 EMC INC COM 268648102 4756 207693 SH SOLE 207,693 ECOLAB INC COM 278865100 340 6740 SH SOLE 6,740 EMERSON ELECTRIC COMPANY COM 291011104 253 4424 SH SOLE 4,424 ENTERGY CORPORATION COM 29364G103 2881 40680 SH SOLE 40,680 EXPEDITORS INTL OF WASH INC COM 302130109 2957 54158 SH SOLE 54,158 EXXON MOBIL CORP COM 30231G102 5230 71521 SH SOLE 71,521 FIRST ADVANTAGE BANCORP COM 31848L104 1580 125908 SH SOLE 125,908 GENERAL DYNAMICS COM 369550108 5962 84019 SH SOLE 84,019 GENERAL ELECTRIC COMPANY COM 369604103 9009 492538 SH SOLE 492,538 GENERAL MILLS INC COM 370334104 2203 61902 SH SOLE 61,902 GILEAD SCI INC COM 375558103 1153 31820 SH SOLE 31,820 GOOGLE INC COM 38259P508 5475 9217 SH SOLE 9,217 GRAINGER WW INC COM 384802104 299 2164 SH SOLE 2,164 HEWLETT PACKARD CO COM 428236103 11359 269807 SH SOLE 269,807 HOME DEPOT INC COM 437076102 258 7370 SH SOLE 7,370 INTEL INC COM 458140100 5620 267233 SH SOLE 267,233 IBM COM 459200101 632 4309 SH SOLE 4,309 INTERNATIONAL GAME TECH C0M 459902102 3276 185165 SH SOLE 185,165 ISHARES TRUST INDEX BARCLYS 20+ YR 464287432 866 9200 SH SOLE 9,200 ISHARES TRUST INDEX BARCLYS 7-10 YR 464287440 868 9250 SH SOLE 9,250 JP MORGAN CHASE & CO COM 46625H100 8181 192852 SH SOLE 192,852 JOHNSON AND JOHNSON COM 478160104 205 3310 SH SOLE 3,310 KELLOGG CORPORATION COM 487836108 614 12015 SH SOLE 12,015 KOHLS CORPORATION COM 500255104 5836 107393 SH SOLE 107,393 MCDONALDS CORP COM 580135101 2353 30651 SH SOLE 30,651 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3231 52730 SH SOLE 52,730 MEDTRONIC INC COM 585055106 718 19361 SH SOLE 19,361 MERCK & CO INC NEW COM 58933Y105 4473 124106 SH SOLE 124,106 MICROSOFT INC COM 594918104 22979 823341 SH SOLE 823,341 MONSANTO COMPANY COM 61166W101 1756 25211 SH SOLE 25,211 NATIONAL OILWELL VARCO COM 637071101 2858 42501 SH SOLE 42,501 NEXTERA ENERGY INC COM 65339F101 2045 39324 SH SOLE 39,324 NORFOLK SOUTHERN CORP COM 655844108 3121 49680 SH SOLE 49,680 NUCOR CORPORATION COM 670346105 215 4899 SH SOLE 4,899 ORACLE SYSTEMS INC COM 68389X105 4958 158389 SH SOLE 158,389 PG&E CORP COM 69331C108 3427 71640 SH SOLE 71,640 PATTERSON COMPANIES COM 703395103 398 13000 SH SOLE 13,000 PEABODY ENERGY CORP COM 704549104 5259 82200 SH SOLE 82,200 PEPSICO INC COM 713448108 4986 76313 SH SOLE 76,313 PHILIP MORRIS COM 718172109 4475 76457 SH SOLE 76,457 PRAXAIR INC COM 74005P104 3326 34838 SH SOLE 34,838 PRINCIPAL FINANCIAL GROUP COM 74251V102 4914 150936 SH SOLE 150,936 PROCTER AND GAMBLE COMPANY COM 742718109 7264 112924 SH SOLE 112,924 PROSHARES TR PSHS SHTFINL ETF74347R230 810 22100 SH SOLE 22,100 PROSHARES TR PSHS SH MSCI EAF74347R370 791 15800 SH SOLE 15,800 PROSHARES TR PSHS SHRTS&P500 74347R503 1118 25500 SH SOLE 25,500 PROSHARES TR PSHS SHORT QQQ 74347R602 1151 33200 SH SOLE 33,200 PROSHARES TR PSHSSH MDCAP400 74347R800 1134 34200 SH SOLE 34,200 PROSHARES TR PSHSSHTRUSS2000 74347R826 714 22200 SH SOLE 22,200 PRUDENTIAL FINANCIAL INC COM 744320102 3661 62359 SH SOLE 62,359 ROCKWELL COLLINS INC COM 774341101 2086 35799 SH SOLE 35,799 SPDR S & P 500 ETF TR TR UNIT 78462F103 4464 35500 SH SOLE 35,500 SIFCO INDUSTRIES COM 826546103 597 36616 SH SOLE 36,616 STAPLES INC COM 855030102 2534 111295 SH SOLE 111,295 STATE STREET CORP COM 857477103 4832 104276 SH SOLE 104,276 TJX COMPANIES COM 872540109 3073 69222 SH SOLE 69,222 TARGET CORP COM 87612E106 4214 70073 SH SOLE 70,073 TEVA PHARMACEUTICAL IND ADR 881624209 4217 80892 SH SOLE 80,892 UNITED TECHNOLOGIES INC COM 913017109 5295 67267 SH SOLE 67,267 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 23683 446725 SH SOLE 446,725 VANGUARD INDEX FUNDS MCAP GR IDXVIP 922908538 20614 330880 SH SOLE 330,880 VERIZON COMMUNICATION COM 92343V104 3597 100535 SH SOLE 100,535 WAL-MART STORES INC COM 931142103 4446 82444 SH SOLE 82,444 WELLS FARGO & CO NEW COM STK COM 949746101 8071 260443 SH SOLE 260,443 COVIDIEN PLC SHS G2554F105 2698 59088 SH SOLE 59,088 NOBLE CORPORATION BAAR NAMEN - AKT H5833N103 2936 82089 SH SOLE 82,089 TRANSOCEAN LTD REG SHS H8817H100 3074 44224 SH SOLE 44,224
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