-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjSTUXIIrVfuH8kvbBYHbfPb8sQgJSm54MEdzc6+oz0tT3BIe4Trla6poHq0z26P Wf2B0VtsoEZn1iGpIRLT2Q== 0001344717-11-000001.txt : 20110211 0001344717-11-000001.hdr.sgml : 20110211 20110211151939 ACCESSION NUMBER: 0001344717-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Estabrook Capital Management CENTRAL INDEX KEY: 0001344717 IRS NUMBER: 200232649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11540 FILM NUMBER: 11598499 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-5570 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Grove Creek Asset Management DATE OF NAME CHANGE: 20051117 13F-HR 1 sec13fq42010.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY February 11, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 244 Form 13F Information Table Value Total: $1,747.2 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- 3M COMPANY COM COMMON 88579Y101 5,307,623 61,502 61,502 A T & T INC (NEW) COMMON 00206R102 20,947,308 712,978 711,245 1,733 ABBOTT LABS COMMON 002824100 2,464,634 51,443 51,443 ACE LTD SHS COMMON H0023R105 448,823 7,210 7,210 ADVANT-E CORP COM COMMON 00761J107 4,400 20,000 20,000 AEGEAN MARINE PETROLE COMMON Y0017S102 946,992 90,795 90,795 AFLAC INC COMMON 001055102 5,185,748 91,897 90,897 1,000 AIR PRODS & CHEMS INC COMMON 009158106 529,784 5,825 5,825 ALLEGHENY TECHNOLOGIE COMMON 01741R102 17,454,317 316,316 316,261 55 ALLSTATE CORP COMMON 020002101 3,668,750 115,080 114,830 250 ALTRIA GROUP INC COM COMMON 02209S103 277,787 11,283 11,283 AMERICA MOVIL S A DE COMMON 02364W105 602,414 10,506 10,506 AMERICAN EXPRESS COMP COMMON 025816109 6,647,621 154,884 154,884 AMERICAN GREEN GROUP COMMON 02639T200 100 1,000,000 1,000,000 AMERICAN INTL CORP PF PREFERR 026874800 215,700 10,000 10,000 AMGEN INC COMMON 031162100 487,457 8,879 8,729 150 ANALOG DEVICES INC COMMON 032654105 753,400 20,000 20,000 ANTRIM ENERGY INC COMMON 037243102 14,875 12,500 12,500 APACHE CORP COMMON 037411105 3,576,304 29,995 29,895 100 APCO OIL AND GAS INTE COMMON G0471F109 2,526,090 43,932 43,932 APPLE COMPUTER INC COMMON 037833100 2,802,724 8,689 8,589 100 BABCOCK & WILCOX CO N COMMON 05615F102 2,339,771 91,433 91,433 BAKER HUGHES INC COMMON 057224107 3,223,873 56,391 56,391 BALDOR ELEC CO COM COMMON 057741100 340,416 5,400 5,400 BALTIC TRADING LTD COMMON Y0553W103 1,398,004 136,925 136,925 BANCO LATINOAMER EXPO COMMON P16994132 221,520 12,000 12,000 BANK OF AMERICA COMMON 060505104 35,646,769 2,672,172 2,667,069 5,103 BANK OF AMERICA CORPO PREFERR 060505559 281,329 10,900 10,900 BANK OF NEW YORK MELL COMMON 064058100 4,111,790 136,152 136,152 BARCLAYS BANK PLC 6.6 PREFERR 06739F390 233,300 10,000 10,000 BARRICK GOLD CORP COMMON 067901108 220,431 4,145 4,145 BCE INC COM NEW COMMON 05534B760 11,177,595 315,217 312,937 2,280 BECKMAN COULTER INC COMMON 075811109 240,736 3,200 3,200 BECTON DICKINSON & CO COMMON 075887109 21,345,780 252,553 252,273 280 BERKSHIRE HATHAWAY IN COMMON 084670108 602,250 5 5 BERKSHIRE HATHAWAY IN COMMON 084670702 3,189,179 39,810 39,810 BHP BILLITON LTD SPON COMMON 088606108 3,016,276 32,461 32,461 BIOGEN IDEC INC COMMON 09062X103 1,374,525 20,500 20,500 BLACKROCK INC CL A COMMON 09247X101 280,153 1,470 1,470 BORG WARNER AUTOMOTIV COMMON 099724106 1,803,790 24,928 24,928 BP AMOCO ADS COMMON 055622104 362,150 8,199 8,199 BRISTOL MYERS SQUIBB COMMON 110122108 1,051,680 39,716 39,716 BROWN FORMAN CORP CL COMMON 115637209 299,366 4,300 4,300 BUNGE LIMITED COM COMMON G16962105 3,388,236 51,713 51,713 CANADIAN NATL RY CO COMMON 136375102 4,508,660 67,830 66,470 1,360
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- CANADIAN PAC RY LTD C COMMON 13645T100 16,614,303 256,354 254,994 1,360 CARDINAL HEALTH INC. COMMON 14149Y108 1,976,336 51,588 51,588 CATERPILLAR TRACTOR COMMON 149123101 35,730,072 381,487 379,236 2,251 CENOVUS ENERGY INC CO COMMON 15135U109 6,563,803 197,467 196,347 1,120 CENTERLINE HOLDINGS C COMMON 15188T108 800 10,000 10,000 CHESAPEAKE ENERGY COR COMMON 165167107 521,620 20,132 20,132 CHEVRON CORPORATION COMMON 166764100 16,902,984 185,238 184,448 790 CHUBB CORP COMMON 171232101 5,665,084 94,988 94,618 370 CISCO SYS INC COMMON 17275R102 34,125,198 1,686,861 1,682,006 4,855 CITIGROUP CAPITAL 7.8 PREFERR 173080201 1,165,155 43,250 43,250 CITIGROUP INC. COMMON 172967101 15,166,480 3,206,444 3,200,942 5,502 CITIZENS REPUBLIC BAN COMMON 174420109 12,300 20,000 20,000 CLIFFS NATURAL RESOUR COMMON 18683K101 4,285,245 54,932 54,932 CNOOC LTD SPONSORED A COMMON 126132109 566,129 2,375 2,375 COACH INC COM COMMON 189754104 373,066 6,745 6,745 COCA COLA CO COMMON 191216100 1,389,901 21,133 21,133 COGNIZANT TECHNLGY SL COMMON 192446102 308,697 4,212 4,212 COLGATE PALMOLIVE CO COMMON 194162103 311,434 3,875 3,875 COLUMBIA LABS INC COMMON 197779101 54,480 24,000 24,000 COMCAST CORP NEW COM COMMON 20030N101 336,471 15,315 15,315 CONOCOPHILLIPS COMMON 20825C104 48,445,829 711,393 711,067 326 CONSOL ENERGY INC COM COMMON 20854P109 30,943,320 634,865 634,750 115 CORNING INC COMMON 219350105 22,994,954 1,190,215 1,189,998 217 CORRECTIONS CORP AMER COMMON 22025Y407 255,612 10,200 10,200 COSTCO WHOLESALE CORP COMMON 22160K105 27,450,415 380,147 379,943 204 COVIDIEN PLC ORDINARY COMMON G2554F105 5,325,782 116,640 116,440 200 CSX CORP COMMON 126408103 263,286 4,075 4,075 CUMMINS INC COMMON 231021106 221,120 2,010 2,010 CVS CORPORATION COMMON 126650100 323,291 9,298 9,298 DEERE & CO. COMMON 244199105 603,192 7,263 7,263 DENTSPLY INTL INC NEW COMMON 249030107 234,577 6,865 6,865 DEUTSCHE BK 6.55% PFD PREFERR 25153X208 509,300 22,000 22,000 DEVON ENERGY CORP NEW COMMON 25179M103 1,156,688 14,733 14,733 DIONEX CORP COM COMMON 254546104 1,180,100 10,000 10,000 DIRECTV CLASS A COMMON 25490A101 209,672 5,251 5,251 DOMINION RES INC VA N COMMON 25746U109 1,760,448 41,209 41,209 DOVER CORP COMMON 260003108 21,738,315 371,913 371,827 86 DU PONT E I DE NEMOUR COMMON 263534109 41,320,330 828,395 826,765 1,630 DUKE ENERGY CORP COMMON 26441C105 6,821,479 383,014 383,014 E M C CORP MASS COMMON 268648102 12,926,111 564,459 564,459 EATON CORP COMMON 278058102 21,914,981 215,890 215,246 644 EBAY INC COMMON 278642103 1,548,740 55,650 55,650 EDISON INTERNATIONAL COMMON 281020107 217,936 5,646 5,646 EMERSON ELEC CO COMMON 291011104 46,265,852 809,268 805,690 3,578 ENCANA CORP COM COMMON 292505104 17,009,753 584,126 582,332 1,794
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- ENI S P A ADR SPONSOR COMMON 26874R108 262,440 6,000 6,000 EOG RESOURCES INC. COMMON 26875P101 1,968,332 21,533 21,533 EQT CORP COM COMMON 26884L109 1,347,666 30,055 30,055 EXELON CORP COMMON 30161N101 2,921,143 70,152 70,152 EXXON MOBIL CORPORATI COMMON 30231G102 19,599,052 268,040 267,800 240 FACTSET RESH SYS INC COMMON 303075105 2,760,107 29,438 29,438 FEDEX CORP COMMON 31428X106 4,667,149 50,179 49,729 450 FORD MTR CO DEL PAR $ COMMON 345370860 293,825 17,500 17,500 FREEPORT MCMORAN COPP COMMON 35671D857 14,150,805 235,670 234,670 1,000 FRONTIER COMMUNICATIO COMMON 35906A108 182,778 18,785 18,785 FRONTIER OIL CORP COM COMMON 35914P105 15,308,248 849,986 848,202 1,784 GENERAL ELECTRIC COMP COMMON 369604103 42,793,807 2,339,738 2,333,615 6,123 GENERAL MILLS INC COMMON 370334104 4,518,328 126,955 124,451 2,504 GENL ELEC CAP CORPPFD PREFERR 369622527 1,033,214 40,550 40,550 GILEAD SCIENCES INC C COMMON 375558103 1,309,786 36,142 36,142 GLAXO PLC COMMON 37733W105 11,662,617 297,364 297,272 92 GOLDCORP INC NEW COM COMMON 380956409 5,293,218 115,120 115,120 GOLDMAN SACHS GROUP I COMMON 38141G104 1,499,483 8,917 8,667 250 GOLDMAN SACHS PFD 6.0 PREFERR 73941X577 729,280 32,000 32,000 GOOGLE INC CL A COMMON 38259P508 385,487 649 649 GRAINGER W W INC COMMON 384802104 306,604 2,220 2,220 GREAT NORTHN IRON ORE COMMON 391064102 257,400 1,800 1,800 GREATER CHINA FD INC MUTUAL 39167B102 339,967 25,853 25,853 GULFMARK OFFSHORE INC COMMON 402629208 32,586,946 1,071,939 1,071,102 837 HALLIBURTON CO COMMON 406216101 1,822,570 44,638 44,638 HARD TO TREAT DISEASE COMMON 41164A103 20 100,000 100,000 HARSCO CORP COMMON 415864107 226,560 8,000 8,000 HEWLETT PACKARD CO. COMMON 428236103 22,313,379 530,009 528,604 1,405 HOME DEPOT INC COMMON 437076102 2,210,288 63,043 62,143 900 HONEYWELL INTERNATION COMMON 438516106 43,013,261 809,128 807,109 2,019 HSBC FINANCE CORP PER PREFERR 40429C607 959,280 42,000 42,000 HSBC HOLDINGS PLC PFD PREFERR 404280802 639,600 24,000 24,000 HUDSON CITY BANCORP I COMMON 443683107 280,917 22,050 22,050 HUMANA INC COMMON 444859102 994,462 18,167 18,167 ILLINOIS TOOL WORKS I COMMON 452308109 303,579 5,685 4,785 900 INGERSOLL-RAND PLC COMMON G47791101 992,186 21,070 21,070 INTEL CORPORATION COMMON 458140100 9,493,194 451,412 450,062 1,350 INTERNATIONAL BUSINES COMMON 459200101 50,392,428 343,366 343,179 187 ITAU UNIBANCO BANCO B COMMON 465562106 475,086 19,787 19,787 J.P. MORGAN CHASE & C COMMON 46625H100 42,862,610 1,010,434 1,007,359 3,075 JDS UNIPHASE CORP COMMON 46612J507 217,214 15,001 15,001 JOHNSON & JOHNSON COMMON 478160104 36,175,199 584,886 582,353 2,533 JPM CHASE CAPITAL XXV PREFERR 48124Y204 2,037,745 75,500 75,500 KAYDON CORP COMMON 486587108 305,400 7,500 7,500 KOHLS CORP COMMON 500255104 207,796 3,824 3,824
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- LA CORTEZ ENERGY INC COMMON 50255M108 27,750 25,000 25,000 LEGACY RESERVES LP UN COMMON 524707304 1,036,792 36,100 36,100 LEGG MASON PARTNERS I MUTUAL 52469L785 182,408 13,978 13,978 LILLY ELI & CO COMMON 532457108 1,343,609 38,345 38,345 M & T BK CORP COMMON 55261F104 657,228 7,550 7,550 MACYS INC COM COMMON 55616P104 1,012,152 40,006 40,006 MARATHON OIL CORP COM COMMON 565849106 6,856,327 185,156 185,156 MCDERMOTT INTERNATION COMMON 580037109 15,678,530 757,783 756,878 905 MCDONALDS CORP COMMON 580135101 293,607 3,825 3,825 MEDCO HEALTH SOLUTION COMMON 58405U102 233,316 3,808 3,808 MERCK & COMPANY COMMON 58933Y105 3,241,221 89,934 89,709 225 MERRILL LYNCH CAP TRU PREFERR 59024T203 442,000 20,000 20,000 MESABI TR CTF BEN INT COMMON 590672101 269,430 7,000 7,000 MICROSOFT CORPORATION COMMON 594918104 48,593,507 1,741,079 1,735,820 5,259 MONSANTO CO COMMON 61166W101 1,762,519 25,309 25,309 MORGAN STANLEY COMMON 617446448 18,005,891 661,738 661,536 202 MORGAN STANLEY 6.45% PREFERR 61753R200 680,050 29,000 29,000 NATIONAL CITY CAP TR PREFERR 63540X201 248,600 10,000 10,000 NATIONAL FUEL GAS CO COMMON 636180101 29,278,463 446,182 444,759 1,423 NATIONAL-OILWELL INC COMMON 637071101 34,187,580 508,366 507,739 627 NESTLE ADR COMMON 641069406 4,800,363 81,725 81,725 NEWMONT MNG CORP COMMON 651639106 2,314,068 37,670 37,670 NEXEN INC COM COMMON 65334H102 687,000 30,000 30,000 NEXTERA ENERGY INC CO COMMON 65339F101 18,371,914 353,374 353,300 74 NOKIA CORP COMMON 654902204 8,887,667 861,208 860,508 700 NORDSTROM INC COMMON 655664100 843,955 19,914 18,098 1,816 NORFOLK SOUTHN CORP COMMON 655844108 36,181,242 575,951 573,877 2,074 NORTHERN TR CORP COMMON 665859104 7,757,123 139,995 139,235 760 NORTHROP GRUMMAN CORP COMMON 666807102 984,008 15,190 15,190 NOVELL INC COMMON 670006105 166,944 28,200 28,200 NUCOR CORP COMMON 670346105 322,910 7,369 7,369 NVIDIA CORP COM COMMON 67066G104 253,330 16,450 16,450 OMNICOM GROUP COMMON 681919106 354,171 7,733 7,733 OPPENHEIMER LIMITED T MUTUAL 771740107 221,011 68,637 68,637 ORACLE SYS CORP COMMON 68389X105 16,744,279 534,961 533,250 1,711 OVERSEAS SHIPHOLDING COMMON 690368105 652,791 18,430 18,430 PATRIOT TRANSN HLDG I COMMON 70337B102 7,488,951 241,683 241,683 PAYCHEX INC COMMON 704326107 352,374 11,400 10,400 1,000 PEOPLES UNITED FINANC COMMON 712704105 3,109,882 221,976 221,976 PEPSICO INC COMMON 713448108 1,675,127 25,641 25,141 500 PETROBRAS BRASILEIRO COMMON 71654V101 20,146,308 589,591 588,464 1,127 PETROBRAS BRASILEIRO COMMON 71654V408 474,741 12,546 12,546 PFIZER INC COMMON 717081103 11,578,400 661,245 659,134 2,111 PHILIP MORRIS INTL IN COMMON 718172109 430,722 7,359 7,359 PNC FINANCIAL GROUP COMMON 693475105 14,195,266 233,782 233,782
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- POTASH CORP SASK INC COMMON 73755L107 2,466,597 15,931 15,781 150 PPG INDS INC COMMON 693506107 754,192 8,971 8,971 PRAXAIR INC COMMON 74005P104 36,199,363 379,170 377,474 1,696 PROCTER & GAMBLE CO COMMON 742718109 15,162,517 235,699 234,819 880 PROGRESS ENERGY COMMON 743263105 204,356 4,700 4,700 PUBLIC STORAGE INC COMMON 74460D109 218,560 2,155 2,155 QEP RES INC COM COMMON 74733V100 17,715,395 487,893 486,116 1,777 QUALCOMM INC COMMON 747525103 685,041 13,842 13,642 200 QUESTAR CORP COMMON 748356102 20,096,972 1,154,335 1,152,385 1,950 RANGE RES CORP COM COMMON 75281A109 28,401,137 631,417 630,296 1,121 RAYTHEON CO NEW COM COMMON 755111507 390,044 8,417 8,417 REGIONS FINANCIAL COR COMMON 7591EP100 78,505 11,215 11,215 RELM WIRELESS CORP CO COMMON 759525108 26,509 14,727 14,727 RENAISSANCERE HLDGS L COMMON G7496G103 2,522,761 39,610 39,610 ROCHE HLDG LTD SPONSO COMMON 771195104 384,573 10,466 10,466 ROYAL DUTCH SHELL PLC COMMON 780259206 1,416,070 21,205 21,205 SAN JUAN BASIN RTY TR COMMON 798241105 418,880 17,800 17,800 SANOFI-AVENTIS ADR COMMON 80105N105 1,439,746 44,671 44,671 SCHLUMBERGER COMMON 806857108 29,787,289 356,734 355,696 1,038 SENSATA TECHNOLOGIES COMMON N7902X106 1,341,401 44,550 44,550 SONOCO PRODUCTS COMMON 835495102 3,777,606 112,195 112,195 SPDR TR UNIT SER 1 COMMON 78462F103 998,329 7,939 7,939 SPECTRA ENERGY CORP C COMMON 847560109 29,246,372 1,170,323 1,165,392 4,931 STANLEY BLACK AND DEC COMMON 854502101 285,401 4,268 4,268 STAPLES INC COMMON 855030102 302,682 13,293 13,293 STRYKER CORP COMMON 863667101 2,810,980 52,346 51,646 700 SUNCOR ENERGY INC COMMON 867224107 392,473 10,250 10,250 SUPERIOR ENERGY SVCS COMMON 868157108 2,755,812 78,760 78,760 SYSCO CORP COMMON 871829107 536,932 18,263 16,963 1,300 TARGET CORP COMMON 87612E106 3,560,478 59,213 59,213 TECO ENERGY INC COMMON 872375100 2,442,160 137,200 137,200 TERADATA CORP DEL COM COMMON 88076W103 3,895,917 94,653 94,653 TEVA PHARMACEUTICAL I COMMON 881624209 2,111,578 40,506 39,531 975 TEXAS INSTRUMENTS INC COMMON 882508104 6,625,385 203,858 201,746 2,112 TEXTRON INC COMMON 883203101 371,148 15,700 15,700 TIFFANY & CO NEW COMMON 886547108 5,316,301 85,375 85,375 TORONTO DOMINION BK O COMMON 891160509 2,532,785 34,084 34,084 TRANSCANADA CORP COM COMMON 89353D107 21,515,424 565,600 563,569 2,031 TRAVELERS COMPANIES I COMMON 89417E109 794,926 14,269 14,269 TYCO ELECTRONICS LTD FOREIGN H8912P106 225,215 6,362 6,362 U S BANCORP COMMON 902973304 15,751,775 584,048 580,976 3,072 UNILEVER PLC ADR SPON COMMON 904767704 242,562 7,855 7,855 UNION PAC CORP COMMON 907818108 18,967,409 204,699 204,409 290 UNITED TECHNOLOGIES C COMMON 913017109 30,556,881 388,172 386,345 1,827 UNITEDHEALTH GROUP IN COMMON 91324P102 2,401,676 66,510 66,510
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- V F CORP COMMON 918204108 2,004,202 23,256 23,256 VALE S A ADR COMMON 91912E105 2,036,380 58,906 58,906 VEOLIA ENVIRONNEMENT COMMON 92334N103 597,006 20,334 20,334 VERIZON COMMUNICATION COMMON 92343V104 26,752,257 747,687 746,988 699 VODAFONE GROUP INC COMMON 92857W209 472,932 17,887 17,887 VULCAN MATERIALS CO COMMON 929160109 1,058,430 23,860 23,860 WACHOVIA CAP TRUST TR PREFERR 92978U207 239,041 9,725 9,725 WAL MART STORES INC COMMON 931142103 490,385 9,093 8,963 130 WALGREEN CO COMMON 931422109 332,718 8,540 8,540 WALTER INDS INC COMMON 93317Q105 4,953,289 38,746 38,746 WASTE MANAGEMENT INC COMMON 94106L109 1,926,974 52,264 52,264 WEATHERFORD INTERNATI COMMON H27013103 45,309,072 1,987,240 1,983,912 3,328 WELLS FARGO NEW COMMON 949746101 5,183,790 167,273 167,273 WELLSTAR INTERNATIONA COMMON 949902209 2 20,000 20,000 WESTERN UN CO COM COMMON 959802109 2,179,598 117,372 117,372 WHOLE FOODS MKT INC COMMON 966837106 222,596 4,400 4,400 WIPRO LTD SPON ADR 1 COMMON 97651M109 247,520 16,000 16,000 XCEL ENERGY INC COMMON 98389B100 247,251 10,499 10,499 ZIMMER HLDGS INC COMMON 98956P102 529,231 9,859 9,859 TOTAL 1,747,267,840
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