-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSOyY2sh4Zi1HRzfWptv70JheWE6x6B69p6vz+MbaSMI13dvU8x50PZ2Ccpfe278 H5tF4nkbTAGDcROeB622KA== 0001363561-11-000002.txt : 20110126 0001363561-11-000002.hdr.sgml : 20110126 20110126145038 ACCESSION NUMBER: 0001363561-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110126 DATE AS OF CHANGE: 20110126 EFFECTIVENESS DATE: 20110126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 11549197 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2010q4.txt TYPE: 13F-CR PERIOD 12/31/2010 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Sonja Larimore PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3m Company Common 88579Y101 17.260 200SH Sole None 200 Abbott Labs Common 002824100 63.131 1318SH Sole None 1318 Accelrys Inc Common 00430U103 2.590 312SH Sole None 312 Accenture Ltd Common G1151C101 4563.911 94121SH Sole None 94121 Advantage Oil & Gas Ltd Common 00765F101 17.680 2600SH Sole None 2600 Aegon N V 6.375% Pfd Pref. 007924301 188.809 8725SH Sole None 8725 Aeropostale, Inc Common 007865108 2037.063 82673SH Sole None 82673 Agco Corp Common AGCO 1589.711 31380SH Sole None 31380 AGCO Corp Common AGCO 1029.867 20329SH Sole None 20329 Agilent Technologies Inc Common 00846U101 1.989 48SH Sole None 48 Agrium Inc Common 008916108 2243.746 24455SH Sole None 24455 Akzo Nobel N.V. ADR Common 010199305 7.483 120SH Sole None 120 Alabama Power 5.83% Pfd Pref. 010392611 15.032 600SH Sole None 600 Alaska Air Group Inc Common 011659109 11.338 200SH Sole None 200 Alcoa Inc Common 013817101 10.188 662SH Sole None 662 Allegheny Technologies Inc Common 01741R102 6.346 115SH Sole None 115 Allianz SE Common 018805101 11.870 1000SH Sole None 1000 Allianz SE Pfd Sec 8.375% Common 018805200 10.775 410SH Sole None 410 Allscripts Healthcare Solutions Inc. Common 01988P108 14.453 750SH Sole None 750 Alpha Natural Resources Inc Common 02076X102 12.006 200SH Sole None 200 Altria Group Inc Common 02209S103 70.044 2845SH Sole None 2845 Amazon.com Inc Common 023135106 59.400 330SH Sole None 330 America Movil S A Common 02364W105 17.918 312SH Sole None 312 American Capital Ltd Common 02503Y103 19.270 2549SH Sole None 2549 American Electric Power Co Common 025537101 17.990 500SH Sole None 500 American Express Corp Common 025816109 12.876 300SH Sole None 300 Americas Energy Co Common 03063G102 6.000 12000SH Sole None 12000 Ameriprise Financial Common 03076C106 4.144 72SH Sole None 72 Amgen Inc Common 031162100 27.450 500SH Sole None 500 Amphenol Corporation Common 032095101 2486.305 47107SH Sole None 47107 Amylin Pharmaceuticals Inc Common 032346108 29.420 2000SH Sole None 2000 Anadarko Petroleum Corp Common 032511107 46.568 611SH Sole None 611 Annaly Mortgage Management Inc Common 035710409 14.336 800SH Sole None 800 Aon Saturns 6.875% Pfd Pref. 03738Q204 14.550 600SH Sole None 600 Apache Corp Common 037411105 82.507 692SH Sole None 692 Apartment Investment & Management Co Common 03748R101 14.884 576SH Sole None 576 Apartment Invt & Mgmt Co Pfd 7.75% Common 03748R820 17.068 680SH Sole None 680 Apple Computer Inc Common 037833100 5303.532 16442SH Sole None 16442 Applied Matls Inc Common 038222105 9.835 700SH Sole None 700 ArcelorMittal Common 03938L104 8.389 220SH Sole None 220 Arch Coal Inc Common 039380100 14.024 400SH Sole None 400 Archer-Daniels-Midland Co Common 039483102 3.008 100SH Sole None 100 Ashland Inc Common 044204105 30.516 600SH Sole None 600 AT&T Inc Common 00206R102 357.731 12176SH Sole None 12176 AU Optronics Corp Common 002255107 10.733 1030SH Sole None 1030 Automatic Data Processing Inc Common 053015103 20.826 450SH Sole None 450 Avon Prods Inc Common 054303102 10.462 360SH Sole None 360 Babcock + Wilcox Co Common 05615F102 71.319 2787SH Sole None 2787 BAC Capital Trust 7% Pfd Pref. 055187207 12.160 500SH Sole None 500 Bac Capital Trust II Pfd 7% Common 055188205 8.052 330SH Sole None 330 Bank America Corp Common 060505104 183.101 13726SH Sole None 13726 Barclays Bank 7.10% ADR Common BCS+A 34.902 1400SH Sole None 1400 Barclays Banks Pfd 7.1% Common 06739H776 49.860 2000SH Sole None 2000 Barrick Gold Corp Common 067901108 37.971 714SH Sole None 714 BASF AG Common 055262505 1422.089 17785SH Sole None 17785 Bayer AG Common 072730302 22.008 300SH Sole None 300 Baytex Energy Trust Common 073176109 56.184 1200SH Sole None 1200 Becton Dickinson & Co Common 075887109 35.180 416SH Sole None 416 Bed Bath & Beyond Inc Common 075896100 9.830 200SH Sole None 200 Berkshire Hathaway Cl B Common 084670702 4753.006 59331SH Sole None 59331 Best Buy Inc Common 086516101 89.154 2600SH Sole None 2600 BHP Billiton Ltd Common 088606108 3655.560 39341SH Sole None 39341 Big Lots Inc Common 089302103 9.138 300SH Sole None 300 Biogen Idec Inc Common 09062X103 9.387 140SH Sole None 140 Blackrock Ca Muni Income Trust Common 09248E102 57.337 4479SH Sole None 4479 Blackrock Core Bond Common 09249E101 25.040 2000SH Sole None 2000 BlackRock Global Opp Equity Trust Common 092501105 1.083 59SH Sole None 59 BlackRock Income Opportunity Tr Common BNA 15.504 1600SH Sole None 1600 BlackRock Municipal Income Tr II Common 09249N101 13.100 1000SH Sole None 1000 BlackRock MuniHoldings CA Insd Common MUC 39.985 3064SH Sole None 3064 Blackrock Munivest Fund II Common 09253T101 2.373 170SH Sole None 170 Blackrock Preferred Opportunity Trust Common 09249V103 122.239 11620SH Sole None 11620 Boeing Co Common 097023105 43.072 660SH Sole None 660 BP Prudhoe Bay Royalty Trust Common 055630107 6.327 50SH Sole None 50 Bristol-Myers Squibb Co Common 110122108 250.071 9444SH Sole None 9444 Brookfield Asset Management Common 112585104 10.634 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 8.700 100SH Sole None 100 Buckeye Partners LP Common 118230101 20.049 300SH Sole None 300 C R Bard Inc Common 067383109 13.766 150SH Sole None 150 Calamos Convertible Opportunities Fund Common 128117108 8.765 665SH Sole None 665 Calavo Growers Inc Common CVGW 46.175 2003SH Sole None 2003 Campbell Soup Company Common 134429109 6.950 200SH Sole None 200 Canadian National Railway Company Common 136375102 72.061 1084SH Sole None 1084 Capstone Mining Corp Common 14068G104 2.789 620SH Sole None 620 Carlisle Companies Common 142339100 15.896 400SH Sole None 400 Caterpillar Inc Common 149123101 90.850 970SH Sole None 970 CBS Corp Pfd 6.75% Common 124857400 25.270 1000SH Sole None 1000 CBS Corporation Cl B Common 124857202 6.363 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 34.468 1400SH Sole None 1400 CBTCS Boeing 6.05% Common XVG 50.340 2000SH Sole None 2000 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 14.058 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 34.300 1400SH Sole None 1400 Cellcom Israel, Ltd Common M2196U109 32.690 1000SH Sole None 1000 Cenovus Energy Inc Common 15135U109 66.148 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 25.215 1604SH Sole None 1604 Central Fund Of Canada Common 153501101 10.365 500SH Sole None 500 Centric Health Corp Common CHHHF 9.158 10000SH Sole None 10000 CenturyLink Inc Common 156686107 33.012 715SH Sole None 715 Chart Industries Inc Common 16115Q308 7.432 220SH Sole None 220 Cheniere Energy Inc Common 16411R208 4.002 725SH Sole None 725 Chesapeake Energy Corp Common 165167107 24.096 930SH Sole None 930 ChevronTexaco Corp Common 166764100 678.303 7433SH Sole None 7433 Chicos Fas Inc Common 168615102 1.203 100SH Sole None 100 Chimera Investment Corp Common 16934Q109 5.343 1300SH Sole None 1300 China Mobile Hong Kong Ltd Common 16941M109 36.471 735SH Sole None 735 CHS Inc 8% Pfd Pref. 12542R209 11.660 400SH Sole None 400 Chubb Corporation Common 171232101 1.193 20SH Sole None 20 Cimarex Energy Co Common 171798101 9.384 106SH Sole None 106 Cisco Systems Inc Common 17275R102 372.900 18433SH Sole None 18433 Citigroup Cap VII Pfd 7.125% Common 17306N203 6.213 250SH Sole None 250 Citigroup Capital VIII Pfd 6.95% Common 17306R204 12.100 500SH Sole None 500 Citigroup Inc Common 172967101 126.330 26708SH Sole None 26708 Cliffs Natural Resources Inc Common 18683K101 2592.627 33235SH Sole None 33235 Clorox Co Common 189054109 12.656 200SH Sole None 200 Coca Cola Co Common 191216100 266.612 4054SH Sole None 4054 Coca-Cola Bottling Co Consolidated Common 191098102 5.002 90SH Sole None 90 Cohen & Steers Closed-End Opp Common 19248P106 6.515 500SH Sole None 500 Cohen & Steers Quality Income Rlty Fd In Common 19247L106 16.202 1873SH Sole None 1873 Cohen & Steers Utility Fund Common 19248A109 37.563 2288SH Sole None 2288 Colgate Palmolive Co Common 194162103 32.148 400SH Sole None 400 Comcast Corp 7% Pfd Pref. 20030N309 10.140 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 38.557 1755SH Sole None 1755 Companhia Engergetica de Minas Gerais Common 204409601 22.811 1375SH Sole None 1375 ConocoPhillips Common 20825C104 85.493 1255SH Sole None 1255 CONSOL Energy Inc Common 20854P109 1.219 25SH Sole None 25 Consolidated Edison Inc Common 209115104 24.289 490SH Sole None 490 Corning Inc. Common 219350105 5.796 300SH Sole None 300 Corp High Yield Fund VI Inc Common 09255P107 390.001 33534SH Sole None 33534 Costco Wholesale Corp Common 22160K105 4007.731 55501SH Sole None 55501 Covidien Ltd Common G2554F105 6.728 147SH Sole None 147 Csx Corp Common 126408103 23.518 364SH Sole None 364 Cubic Corp Common 229669106 14.617 310SH Sole None 310 Curtiss-Wright Corp Common 231561101 1.992 60SH Sole None 60 CVS Corp Common 126650100 6.537 188SH Sole None 188 Cypress Semiconductor Corp Common 232806109 18.580 1000SH Sole None 1000 D R Horton Inc Common 23331A109 2.386 200SH Sole None 200 Danaher Corp Common 235851102 31.179 661SH Sole None 661 DaVita Inc Common 23918K108 34.745 500SH Sole None 500 Deere & Co Common 244199105 87.203 1050SH Sole None 1050 Delaware CO Muni Income Fund Common 246101109 12.860 1000SH Sole None 1000 Dentsply International Common 249030107 8.543 250SH Sole None 250 Devon Energy Corporation Common 25179M103 24.503 312SH Sole None 312 Diageo PLC ADR Common 25243Q205 3598.328 48410SH Sole None 48410 Diebold Inc Common 253651103 3.205 100SH Sole None 100 Dionex Corporation Common 254546104 2824.097 23931SH Sole None 23931 Direxion Shares 3x Bear Etf Common 25459W490 3.780 400SH Sole None 400 Dish Network Corp Common 25470M109 117.960 6000SH Sole None 6000 Dolby Laboratories Inc Common 25659T107 2277.138 34140SH Sole None 34140 Dominion Resources Inc Common 25746U109 99.538 2330SH Sole None 2330 DryShips Inc Common Y2109Q101 6.039 1100SH Sole None 1100 Duke Energy Corporation Common 26441C105 40.482 2273SH Sole None 2273 DWS Municipal Income Trust Common 23338M106 14.275 1250SH Sole None 1250 E I Du Pont De Nemours & Co Common 263534109 62.350 1250SH Sole None 1250 Eaton Vance CA Muni Bond Common 27828A100 18.563 1650SH Sole None 1650 Eaton Vance Tax Mgd Global Common 27829C105 48.388 3950SH Sole None 3950 Eaton Vance Tax-Managed Global Common 27829F108 3.370 320SH Sole None 320 eBay Inc Common 278642103 4.175 150SH Sole None 150 Echostar Corp Com Common 278768106 39.952 1600SH Sole None 1600 Edison International Common 281020107 257.964 6683SH Sole None 6683 Edwards Lifesciences Corp Common EW 8.084 100SH Sole None 100 Elements Rogers Intl Commodity Common 870297801 2956.504 319968SH Sole None 319968 Emc Corp Common 268648102 52.670 2300SH Sole None 2300 Emerson Elec Co Common 291011104 108.659 1901SH Sole None 1901 Enbridge Energy Partners LP Common 29250R106 6.238 100SH Sole None 100 Encana Corp Common 292505104 57.949 1990SH Sole None 1990 Enel SpA Common T3679P115 22.869 4620SH Sole None 4620 Energy Transfer Partners LP Common 29273R109 20.573 397SH Sole None 397 Enerplus Resources Fund Common 292766102 23.130 750SH Sole None 750 Ensco Intl Inc Common 29358Q109 2352.367 44068SH Sole None 44068 Enterprise Products Part Common 293792107 97.451 2342SH Sole None 2342 Entropic Communications Common ENTR 33.824 2800SH Sole None 2800 Epsilon Energy Ltd Common EPSEF 5.418 1825SH Sole None 1825 Exelon Corp Common 30161N101 225.522 5416SH Sole None 5416 Express Scripts Inc Common 302182100 3696.480 68390SH Sole None 68390 Exxon Mobil Corp Common 30231G102 5006.622 68471SH Sole None 68471 Farallon Mining Ltd. Common 30739P109 1.979 2505SH Sole None 2505 Fastenal Company Common 311900104 2565.681 42826SH Sole None 42826 Fedex Corp Common 31428X106 5.581 60SH Sole None 60 First Solar Inc Common 336433107 1.301 10SH Sole None 10 FirstEnergy Corp Common 337932107 34.244 925SH Sole None 925 Flowserve Corporation Common 34354P105 2450.770 20557SH Sole None 20557 Fluor Corp Common 343861100 13.252 200SH Sole None 200 Ford Motor Pfd 7.5% Common 345370852 10.392 400SH Sole None 400 Ford Mtr Co Common 345370860 91.116 5427SH Sole None 5427 Formula Systems (1985) Ltd Common 346414105 37.020 2000SH Sole None 2000 Freeport McMoran Copper & Gold Common 35671D105 94.933 791SH Sole None 791 Fresh Del Monte Produce Inc Common G36738105 2.495 100SH Sole None 100 Fronteer Gold Inc Common 359032109 35.190 3000SH Sole None 3000 Fushi Copperweld Inc Common 36113E107 1003.351 112990SH Sole None 112990 Gammon Gold, Inc Common 36467T106 1.507 184SH Sole None 184 Gardner Denver, Inc Common 365558105 2491.104 36197SH Sole None 36197 General Dynamics Common 369550108 21.456 302SH Sole None 302 General Elec Co Common 369604103 76.178 4165SH Sole None 4165 General Electric 6.45% 6/15/46 Common GER 76.643 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 63.075 2500SH Sole None 2500 General Mills Inc Common 370334104 28.472 800SH Sole None 800 General Motors Corp Common 37045V100 11.058 300SH Sole None 300 General Motors Corp 7.375% Callable Common 370442766 3.180 400SH Sole None 400 Genzyme Corporation Common 372917104 1.068 15SH Sole None 15 Gilead Sciences Inc Common 375558103 13.771 380SH Sole None 380 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 16.536 676SH Sole None 676 Goldman Sachs 6.20% Pfd Pref. 38144X500 257.669 10670SH Sole None 10670 Goodrich Corporation Common 382388106 2398.733 27237SH Sole None 27237 Google Inc Common 38259P508 2576.642 4338SH Sole None 4338 Gran Tierra Energy Inc Common 38500T101 11.270 1400SH Sole None 1400 H & Q Life Sciences Investors Common 404053100 1.680 156SH Sole None 156 Hanesbrands Inc Common 410345102 2.540 100SH Sole None 100 Harris Corp Common 413875105 27.533 608SH Sole None 608 Hasbro Inc Common 418056107 47.180 1000SH Sole None 1000 Hawaiian Electric Industries Inc Common 419870100 54.696 2400SH Sole None 2400 HCP Inc Common 40414L109 11.221 305SH Sole None 305 Heinz H J Company Common 423074103 23.073 467SH Sole None 467 Helen of Troy Ltd Common G4388N106 5.948 200SH Sole None 200 Helix Energy Solutions Common 42330P107 12.140 1000SH Sole None 1000 Henry Schein Inc Common 806407102 8.840 144SH Sole None 144 Hershey Foods Corporation Common 427866108 24.926 529SH Sole None 529 Hess Corporation Common 42809H107 49.828 651SH Sole None 651 Hewlett-Packard Co Common 428236103 3491.733 82939SH Sole None 82939 Hillenbrand Inc Common 431571108 2.081 100SH Sole None 100 Hillman Group Capital 11.60% Common 43162L206 9.393 325SH Sole None 325 Hill-Rom Holdings Inc Common 431475102 3.937 100SH Sole None 100 Himax Technologies Inc Common 43289P106 63.720 27000SH Sole None 27000 Hittite Microwave Corp Common 43365Y104 2071.087 33930SH Sole None 33930 Home Depot Inc Common 437076102 13.183 376SH Sole None 376 Honeywell Intl Inc Common 438516106 22.327 420SH Sole None 420 Hospira Inc Common 441060100 1.114 20SH Sole None 20 Hospitality Porperty Trust 7% PFD Common 44106M508 23.980 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 67.144 2800SH Sole None 2800 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 152.404 6673SH Sole None 6673 Human Genome Sciences, Inc Common 444903108 4.181 175SH Sole None 175 Iberdrola S A Common 450737101 6.130 200SH Sole None 200 ICON Plc Common 45103T107 43.800 2000SH Sole None 2000 IDEXX Labs Inc Common IDXX 17.305 250SH Sole None 250 Illinois Tool Works Inc Common 452308109 26.700 500SH Sole None 500 ING Clarion Global Real Estate Inc Fund Common 44982G104 3.991 515SH Sole None 515 Ing Groep NV Pfd 6.375% Common 456837608 14.933 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 47.227 8300SH Sole None 8300 Insituform Technologies Inc Common 457667103 26.510 1000SH Sole None 1000 Intel Corp Common 458140100 3749.869 178310SH Sole None 178310 International Business Machine Common 459200101 3921.943 26724SH Sole None 26724 International Paper Co Common 460146103 2.724 100SH Sole None 100 International PBX Ventures Common 459959102 2.172 4335SH Sole None 4335 Intuitive Surgical Inc Common 46120E602 9.021 35SH Sole None 35 Invesco Van Kampen Muni Trust Common 920919107 12.490 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 3045.903 39221SH Sole None 39221 iShares S&P Europe 350 Common 464287861 10.606 270SH Sole None 270 iShares Barclays Aggregate Bond Common 464287226 265.115 2507SH Sole None 2507 iShares Barclays Interm Govt/Credit Bd Common 464288612 10.788 100SH Sole None 100 iShares Barclays Short Treasury Bond Common 464288679 7.166 65SH Sole None 65 iShares China 25 Index Fund Common 464287184 3238.807 75164SH Sole None 75164 iShares Cohen & Steers Rlty Common 464287564 55.731 848SH Sole None 848 iShares COMEX Gold Trust Common 464285105 20.850 1500SH Sole None 1500 iShares DJ Dividend Index Fund Common 464287168 5.734 115SH Sole None 115 iShares DJ US Consumer Goods Common 464287812 9.683 150SH Sole None 150 iShares DJ US Financial Sector Common 464287788 3.449 60SH Sole None 60 iShares DJ US Home Construction Common ITB 7.908 600SH Sole None 600 iShares Dow Jones Ind Common 464287754 8.829 135SH Sole None 135 iShares Dow Jones Total Market Common 464287846 65.936 1040SH Sole None 1040 iShares Dow Jones US Healthcare Index Fd Common 464287762 1.961 30SH Sole None 30 iShares Dow Jones US Technology Common IYW 3.219 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 15.343 199SH Sole None 199 iShares Global Utilities Common 464288711 3.967 88SH Sole None 88 iShares Goldman Sachs Tech Index Fund Common 464287549 8.886 147SH Sole None 147 iShares GS Natural Resources Common 464287374 21.632 519SH Sole None 519 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 10.844 100SH Sole None 100 iShares Lehman 1-3 Year Treasury Bond Common 464287457 136.551 1626SH Sole None 1626 iShares Lehman 20+ Yr Treas Bond Common 464287432 5.271 56SH Sole None 56 iShares Lehman Int Credit Bond Common 464288638 297.134 2825SH Sole None 2825 iShares Lehman TIPS Bond Fund Common 464287176 1448.294 13470SH Sole None 13470 iShares MSCI Brazil Index Common 464286400 3.870 50SH Sole None 50 iShares MSCI Bric Index Common 464286657 10.563 215SH Sole None 215 iShares MSCI EAFE Growth Index Common EFG 3.054 50SH Sole None 50 iShares MSCI EAFE Index Fund Common 464287465 583.704 10026SH Sole None 10026 iShares MSCI Emerging Markets Index Common 464287234 3825.949 80306SH Sole None 80306 iShares MSCI Pacific Common 464286665 37.584 800SH Sole None 800 iShares MSCI Singapore Common 464286673 2986.247 215613SH Sole None 215613 iShares Mstar Mid Core Index Common 464288208 6.370 75SH Sole None 75 iShares Mstar Small Growth Common 464288604 51.551 610SH Sole None 610 iShares NAS BIO Common 464287556 1.868 20SH Sole None 20 iShares Russell 1000 Growth Common 464287614 510.506 8916SH Sole None 8916 iShares Russell 1000 Index Fund Common 464287622 6.707 96SH Sole None 96 iShares Russell 1000 Value Common 464287598 392.019 6043SH Sole None 6043 iShares Russell 2000 Growth Common 464287648 2513.173 28748SH Sole None 28748 iShares Russell 2000 Value Index Common 464287630 2331.902 32802SH Sole None 32802 iShares Russell 3000 Value Common 464287663 71.781 842SH Sole None 842 iShares Russell Mid Cap Index Common 464287499 150.602 1480SH Sole None 1480 iShares Russell Midcap Growth Index Common 464287481 3.699 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 3.166 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 14.765 147SH Sole None 147 iShares S&P Global Tech Index Fund Common 464287291 6.142 100SH Sole None 100 iShares S&P Mid Cap 400 Common 464287507 26.209 289SH Sole None 289 iShares S&P Midcap 400/Barra Value Common 464287705 6.357 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 156.106 2171SH Sole None 2171 iShares S&P SmallCap 600 Index Common 464287804 2.465 36SH Sole None 36 iShares Silver Trust Common 46428Q109 26.408 875SH Sole None 875 iShares Trust 7-10 Yr Treasury Bond Common 464287440 76.557 816SH Sole None 816 iShares USD Emg Mrkt Bond Common 464288281 10.708 100SH Sole None 100 ITT Industries Inc Common 450911102 2255.724 43288SH Sole None 43288 J P Morgan Chase & Co Common 46625H100 4057.910 95660SH Sole None 95660 John Hancock Pfd Inc Fd III Common 41021P103 1.279 80SH Sole None 80 Johnson & Johnson Common 478160104 3787.698 61240SH Sole None 61240 Joy Global, Inc Common 481165108 8.675 100SH Sole None 100 JP Morgan Chase Pfd 6.875% Common 48123W209 24.501 950SH Sole None 950 Kaiser Aluminum Corp Common 483007704 226.156 4515SH Sole None 4515 Kansas City Southern Common 485170302 23.930 500SH Sole None 500 Kilroy Realty Corp 7.8% Pfd Pref. 49427F405 5.090 200SH Sole None 200 Kimberly Clark Corp Common 494368103 63.040 1000SH Sole None 1000 Kinder Morgan Energy Partners LP Common 494550106 7.250 103SH Sole None 103 Kinder Morgan Management LLC Common 49455U100 18.726 280SH Sole None 280 Kraft Foods Inc Common 50075N104 40.010 1270SH Sole None 1270 Las Vegas Sands Corp Common 517834107 4.595 100SH Sole None 100 Lazard Global Total Return & Income Common 52106W103 18.072 1200SH Sole None 1200 Lazard World Div & Inc Fund Common 521076109 12.850 1000SH Sole None 1000 Life Technologies Corp Common 53217V109 3.608 65SH Sole None 65 Lincare Holdings Inc Common 532791100 12.074 450SH Sole None 450 Loews Corp Common 540424108 47.646 1225SH Sole None 1225 Lowes Cos Inc Common 548661107 10.032 400SH Sole None 400 LyondellBasell Industries Common N53745100 12.900 375SH Sole None 375 MabCure Inc Common 554094102 4.400 10000SH Sole None 10000 Macquarie Utilities Div & Inc Fund Common 55607W100 14.480 1000SH Sole None 1000 Magellan Midstream Partners LP Common 559080106 35.708 632SH Sole None 632 Market Vectors Brazil Small Cap Common 57060U613 2.884 50SH Sole None 50 Massey Energy Corp Common 576206106 5.365 100SH Sole None 100 Mastercard Inc Common 57636Q104 3481.165 15533SH Sole None 15533 McDermott International Inc Common 580037109 1390.223 67193SH Sole None 67193 McDonalds Corp Common 580135101 3635.744 47365SH Sole None 47365 Medco Health Solutions Inc Common 58405U102 17.646 288SH Sole None 288 Medtronic Inc Common 585055106 55.635 1500SH Sole None 1500 Merck & Co Inc Common 58933Y105 35.739 992SH Sole None 992 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 24.500 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 4.926 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 25.425 1000SH Sole None 1000 MFS Charter Income Trust Common 552727109 4.710 500SH Sole None 500 MFS Multimarket Income Common 552737108 1.614 234SH Sole None 234 MGM Mirage Common 552953101 10.395 700SH Sole None 700 Microsoft Corp Common 594918104 4021.575 144091SH Sole None 144091 MNBA Cap Tr 8.10% Common 55270B201 11.300 444SH Sole None 444 ModusLink Global Solutions Inc Common 60786L107 2.684 400SH Sole None 400 Monsanto Company Common 61166W101 27.856 400SH Sole None 400 Montgomery Street Income Securities Inc Common 614115103 31.560 2000SH Sole None 2000 Morgan Stanley 6.25% Pfd Pref. 617460209 106.159 4735SH Sole None 4735 Morgan Stanley Eastern Europe Fd Common 616988101 18.950 1000SH Sole None 1000 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 9.432 900SH Sole None 900 Mosaic Co Common 61945A107 8.400 110SH Sole None 110 Motorola Inc Common 620076109 10.476 1155SH Sole None 1155 MS India Investment Fund Common 61745C105 2.565 100SH Sole None 100 National Fuel Gas Company Common 636180101 13.124 200SH Sole None 200 National Oilwell Varco Inc Common 637071101 7.398 110SH Sole None 110 Navigant Consulting Inc Common 63935N107 9.200 1000SH Sole None 1000 Netapp Inc Common 64110D104 10.992 200SH Sole None 200 Netflix Inc Common 64110L106 65.009 370SH Sole None 370 New York Community Bancorp Inc Common 649445103 18.850 1000SH Sole None 1000 Newmont Mining Corp Common 651639106 12.286 200SH Sole None 200 Nexen Inc 7.35% Common 65334H508 10.088 400SH Sole None 400 Nextera Energy Inc Common 65339F101 3728.619 71718SH Sole None 71718 Nike Inc Cl B Common 654106103 3728.785 43652SH Sole None 43652 Nokia Corporation ADR Common 654902204 1.383 134SH Sole None 134 Norfolk Southern Corp Common 655844108 31.650 504SH Sole None 504 Novartis ADR Common 66987V109 3639.111 61732SH Sole None 61732 Novo Nordisk A/S Common 670100205 11.257 100SH Sole None 100 Nuveen Mortgage Opportunity Common 67074R100 5.364 220SH Sole None 220 Nuveen Senior Income Fund Common 67067Y104 42.074 5893SH Sole None 5893 Occidental Pete Corp Common 674599105 191.295 1950SH Sole None 1950 OmniVision Technologies Inc Common 682128103 9.623 325SH Sole None 325 Oracle Systems Corp Common 68389X105 3743.445 119599SH Sole None 119599 Pace Oil And Gas Ltd Common 69374D104 2.006 244SH Sole None 244 Park Electrochemical Corp Common 700416209 4.500 150SH Sole None 150 Partners Communications Co Common 70211M109 50.800 2500SH Sole None 2500 Patriot Coal Corporation Common 70336T104 1.743 90SH Sole None 90 Patterson-UTI Energy Inc Common 703481101 8.620 400SH Sole None 400 Peabody Energy Corporation Common 704549104 51.184 800SH Sole None 800 Penn West Energy Trust Common 707887105 50.329 2104SH Sole None 2104 Pepco Holdings Inc Common 713291102 62.324 3415SH Sole None 3415 Pepsico Inc Common 713448108 4175.904 63920SH Sole None 63920 PetroChina Co ADR Common 71646E100 13.149 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 158.928 4200SH Sole None 4200 Pfizer Inc Common 717081103 419.127 23936SH Sole None 23936 Pharmaceutical Product Development Inc Common 717124101 12.756 470SH Sole None 470 Philip Morris Intl Common 718172109 301.774 5156SH Sole None 5156 PIMCO Corporate Opportunity Common 72201B101 404.452 23833SH Sole None 23833 Pimco Income Opp Fund Common PKO 7.677 300SH Sole None 300 Pimco Muni Inc III Common 72201A103 40.450 3874SH Sole None 3874 Pioneer Natural Resources Co Common 723787107 5.209 60SH Sole None 60 Pitney Bowes Inc Common 724479100 12.857 532SH Sole None 532 PolyMet Mining Corp Common 731916102 19.120 8000SH Sole None 8000 POSCO Common 693483109 10.769 100SH Sole None 100 Powershares Water Port Common 73935X575 3.798 200SH Sole None 200 PowerShares Clean Energy Fund Common 73935X500 1.974 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 9.705 300SH Sole None 300 PowerShares DB Gold Double Long Common 25154H749 44.433 1035SH Sole None 1035 PowerShares Dynamic Mid Cap Growth Common 73935X807 61.731 2850SH Sole None 2850 PowerShares Global Argiculture Common 73936Q702 32.030 1000SH Sole None 1000 PowerShares High Yield Corp Bond Common 73936T557 5.457 300SH Sole None 300 PowerShares QQQ Common 73935A104 17.591 323SH Sole None 323 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 52.800 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 9.106 400SH Sole None 400 Premier Service Bank Common AD8324040 2.106 1560SH Sole None 1560 Price Smart Inc Common 741511109 3.803 100SH Sole None 100 Priceline.Com Common 741503403 2.397 6SH Sole None 6 Procter & Gamble Co Common 742718109 4417.742 68673SH Sole None 68673 Protective Life Corp Common PL 25.308 950SH Sole None 950 Provident Energy Trust Common 74386V100 15.900 2000SH Sole None 2000 Prudential Financial Inc Common 744320102 12.329 210SH Sole None 210 Public Service Enterprise Group Inc Common 744573106 271.327 8530SH Sole None 8530 Public Storage 6.25% Pfd Pref. PSA+Z 48.600 2000SH Sole None 2000 Public Storage 6.25% Pfd Z Common 74460D521 9.720 400SH Sole None 400 Public Storage 6.45% Pfd Pref. 74460D380 24.250 1000SH Sole None 1000 Public Storage 7.25% Pfd Pref. 74460D299 34.968 1382SH Sole None 1382 Public Storage Inc Common 74460D109 13.547 134SH Sole None 134 Public Storage Pfd Series K Common 74460D273 50.860 2000SH Sole None 2000 QLogic Corp Common 747277101 44.882 2637SH Sole None 2637 Qualcomm Inc Common 747525103 347.542 7022SH Sole None 7022 Qwest Communications Intl Common 749121109 27.640 3632SH Sole None 3632 Rambus Inc Common 750917106 30.720 1500SH Sole None 1500 RBS Capital VII 6.08% Pfd Pref. 74928P207 26.463 2061SH Sole None 2061 RBS Captial VI 6.25% Pfd Pref. 74928M204 12.950 1000SH Sole None 1000 Republic Services Inc Common 760759100 6.569 220SH Sole None 220 ResMed Inc Common 761152107 3.464 100SH Sole None 100 Ross Stores Inc Common 778296103 2328.512 36814SH Sole None 36814 Rowan Cos Inc Common 779382100 20.946 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 8.742 600SH Sole None 600 Royal Bank Scotland Group Common 780097689 12.320 1000SH Sole None 1000 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 72.826 5005SH Sole None 5005 Royal Caribbean Cruises Ltd Common V7780T103 9.400 200SH Sole None 200 Royal Dutch Shell CL B Common 780259107 19.334 290SH Sole None 290 Royal Dutch Shell plc Common 780259206 3473.148 52009SH Sole None 52009 Royce Value Trust Inc Common 780910105 5.671 390SH Sole None 390 RPM International Inc Common 749685103 40.067 1813SH Sole None 1813 SAIC Inc Common 78390X101 1.586 100SH Sole None 100 Sara Lee Corporation Common 803111103 14.008 800SH Sole None 800 Sasol Ltd Common 803866300 13.013 250SH Sole None 250 SBA Communications Corp Common 78388J106 7.369 180SH Sole None 180 Schlumberger Limited Common 806857108 34.235 410SH Sole None 410 Seabridge Gold Inc Common 811916105 18.408 600SH Sole None 600 Seadrill Limited Common G7945E105 12.720 375SH Sole None 375 Sempra Energy Common 816851109 192.601 3670SH Sole None 3670 Shaw Group Inc Common 820280105 34.230 1000SH Sole None 1000 Siemens AG Common 826197501 3659.522 29453SH Sole None 29453 Sigma-Aldrich Corporation Common 826552101 23.296 350SH Sole None 350 Silver Standard Resources, Inc Common 82823L106 11.288 400SH Sole None 400 Simon Property Group Inc Common 828806109 44.658 449SH Sole None 449 Skechers USA Inc Common 830566105 2.000 100SH Sole None 100 Sohu.com Inc Common 83408W103 31.745 500SH Sole None 500 Southern CA Ed Pfd 4.78% Common 842400509 21.780 1000SH Sole None 1000 Southern Co Common 842587107 177.215 4635SH Sole None 4635 SPDR Barclays Cap Interm Term Common 78464A672 6.443 110SH Sole None 110 SPDR Barclays Capital High Yield Common 78464A417 15.884 400SH Sole None 400 SPDR Gold Shares Common 78463V107 43.003 310SH Sole None 310 SPDR S&P Biotech Common XBI 14.728 233SH Sole None 233 SPDR S&P Oil & Gas Equip & Services Common XES 2.753 75SH Sole None 75 Spectra Energy Corp Common 847560109 8.597 344SH Sole None 344 Sprint Corp Common 852061100 2.229 527SH Sole None 527 Star Gas Partners LP Common 85512C105 3.724 700SH Sole None 700 Starbuck's Corp Common 855244109 14.587 454SH Sole None 454 State Street Corporation Common 857477103 4.634 100SH Sole None 100 Stryker Corp Common 863667101 153.115 2851SH Sole None 2851 Suncor Energy Inc Common 867224107 22.017 575SH Sole None 575 Sunoco Inc Common 86764P109 7.054 175SH Sole None 175 SXC Health Solutions Corp Common 78505P100 51.432 1200SH Sole None 1200 Symantec Corp Common 871503108 6.696 400SH Sole None 400 Synaptics Inc Common 87157D109 5.876 200SH Sole None 200 Syngenta AG ADR Common 87160A100 1905.827 32423SH Sole None 32423 Sysco Corp Common 871829107 2.940 100SH Sole None 100 Target Corporation Common 87612E106 12.026 200SH Sole None 200 Taro Pharmaceutical Inds Ltd Common M8737E108 5.796 400SH Sole None 400 Telecom De Sao Paulo S.A. Common 87929A102 48.940 2000SH Sole None 2000 Teledyne Technologies Inc Common 879360105 13.191 300SH Sole None 300 Telefonica SA ADR Common 879382208 54.736 800SH Sole None 800 Templeton Emerging Markets Fund Common 880191101 35.355 1500SH Sole None 1500 Terra Nitrogen Company LP Common 881005201 21.622 200SH Sole None 200 Tesoro Corporation Common 881609101 8.158 440SH Sole None 440 The Blackstone Group LP Common 09253U108 12.735 900SH Sole None 900 The Korea Fund Inc Common 500634209 50.374 1142SH Sole None 1142 The Manitowoc Company Inc Common 563571108 7.866 600SH Sole None 600 The Scotts Miracle-Gro Co Common 810186106 10.154 200SH Sole None 200 TheStreet.com Inc Common 88368Q103 2.670 1000SH Sole None 1000 Titanium Metals Corporation Common 888339207 61.417 3575SH Sole None 3575 Tjx Companies Inc Common 872540109 26.634 600SH Sole None 600 TowerStream Corp Common 892000100 81.200 20000SH Sole None 20000 TransCanada Corporation Common 89353D107 19.020 500SH Sole None 500 Transforce Income Fund Common 89366H103 50.340 4000SH Sole None 4000 Transocean Ltd. Common H8817H100 8.758 126SH Sole None 126 Trinity Industries Inc Common 896522109 7.983 300SH Sole None 300 Tuesday Morning Corp Common 899035505 1.119 212SH Sole None 212 Tyco International Ltd Common H89128104 17.405 420SH Sole None 420 Ultra Financial ProShares Common 74347X633 13.276 200SH Sole None 200 UniCredit S.P.A. Common T95132105 3.914 1891SH Sole None 1891 Union Pacific Corporation Common 907818108 3333.907 35980SH Sole None 35980 Unisys Corp Common 909214306 2.589 100SH Sole None 100 United Parcel Service Inc Cl B Common 911312106 766.227 10557SH Sole None 10557 United States Steel Common 912909108 12.852 220SH Sole None 220 United Technologies Corp Common 913017109 3987.723 50657SH Sole None 50657 URS Corporation Common 903236107 103.609 2490SH Sole None 2490 Usb Capital VIII 6.35% Common 903307205 18.645 750SH Sole None 750 USB Capital X 6.50% Pfd Pref. 91731L207 16.585 651SH Sole None 651 USB Capital XI Pfd 6.6% Callable Common 903300200 12.550 500SH Sole None 500 Vale S.A. Common 91912E105 59.633 1725SH Sole None 1725 Valero Energy Corp Common 91913Y100 2.312 100SH Sole None 100 Vanguard FTSE All World ETF Common 922042775 19.092 400SH Sole None 400 Vanguard Growth EFT Common 922908736 12.284 200SH Sole None 200 Vanguard Mid Cap ETF Common VO 7.446 100SH Sole None 100 Vanguard Mid Cap Value ETF Common 922908512 3.519 66SH Sole None 66 Vanguard REIT Index VIPERS Common 922908553 5.537 100SH Sole None 100 Vanguard Short Term Bond ETF Common BSV 48.276 600SH Sole None 600 Vanguard Sm Cap Growth Common 922908595 3.902 50SH Sole None 50 Vanguard Small Cap ETF Common 922908751 15.761 217SH Sole None 217 Vanguard Small Cap Value Common 922908611 7.355 110SH Sole None 110 Vanguard Total Bond Market ETF Common BND 56.189 700SH Sole None 700 Vanguard Value ETF Common 922908744 10.666 200SH Sole None 200 Varian Medical Systems Inc Common 92220P105 48.496 700SH Sole None 700 Veolia Environnement SA Common 92334N103 14.680 500SH Sole None 500 Verizon Communications Common 92343V104 4171.853 116597SH Sole None 116597 Viacom Inc-Cl B Common 92553P201 13.230 334SH Sole None 334 ViroPharma Inc Common 928241108 3.464 200SH Sole None 200 Visa Inc Common 92826C839 21.114 300SH Sole None 300 VMware Inc Common 928563402 1.778 20SH Sole None 20 Vodafone Group Common 92857W209 17.653 668SH Sole None 668 W.R. Berkley 6.75% Pfd Pref. 08449Q203 155.313 6215SH Sole None 6215 Wabtec Corp Common 929740108 19.834 375SH Sole None 375 Walgreen Co Common 931422109 63.115 1620SH Sole None 1620 Walmart Stores Inc Common 931142103 120.262 2230SH Sole None 2230 Walt Disney Company Common 254687106 73.197 1951SH Sole None 1951 Waste Management Inc Common 94106L109 20.279 550SH Sole None 550 WD-40 Company Common 929236107 4.028 100SH Sole None 100 Weatherford International Common H27013103 13.452 590SH Sole None 590 Weingarten Realty Investors Common 948741103 23.760 1000SH Sole None 1000 Wells Fargo & Co Common 949746101 19.857 641SH Sole None 641 Western Asset Global Partners Income Fun Common 95766G108 5.935 500SH Sole None 500 Whirlpool Corporation Common 963320106 16.345 184SH Sole None 184 Windstream Corp Common 97381W104 19.377 1390SH Sole None 1390 WisdomTree Emg Currency Common 97717W133 2566.679 113771SH Sole None 113771 WisdomTree India Earnings Common 97717W422 26.551 1006SH Sole None 1006 World Fuel Services Corp Common 981475106 14.464 400SH Sole None 400 Wynn Resorts Ltd Common 983134107 10.384 100SH Sole None 100 Xcel Energy Inc Common 98389B100 22.184 942SH Sole None 942 Yahoo Inc Com Common 984332106 1596.413 95996SH Sole None 95996 Yamana Gold Inc Common 98462Y100 6.400 500SH Sole None 500 Yum Brands Inc Common 988498101 7.848 160SH Sole None 160 ZAGG Incorporated Common 98884U108 76.200 10000SH Sole None 10000 Zions Bancorporation Common 989701107 18.173 750SH Sole None 750 TOTAL 197707.498
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