-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEUf9nGkmWqoDMebNBsgil/R9In+rGDIMWO2oAldD5lrdoeh4IgRjAarNquDaxRR 3N2tKfQdVLN9JFz2SbuFnQ== 0000950159-11-000017.txt : 20110121 0000950159-11-000017.hdr.sgml : 20110121 20110121125850 ACCESSION NUMBER: 0000950159-11-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110121 DATE AS OF CHANGE: 20110121 EFFECTIVENESS DATE: 20110121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 11540794 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250400 13F-HR 1 clinton13fhr.txt CLINTON GROUP, INC. FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Clinton Group, Inc. Address: 9 West 57th Street New York, NY 10019 Form 13F File Number: 28-06121 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Francis Ruchalski Title: CFO Phone: 212-825-0400 Signature, Place, and Date of Signing: /s/ Francis Ruchalski New York, NY 1/21/2011 - --------------------- ------------ --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------- -------------------------- ----------- --------- -------- ------ --------- -------- ------ ---- 3M CO COM 88579Y101 479 5,555 SH DEFINED 01,02 5,555 ABERCROMBIE & FITCH CO CL A 002896207 394 6,837 SH DEFINED 01,02 6,837 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 234 4,826 SH DEFINED 01,02 4,826 ACUITY BRANDS INC COM 00508Y102 266 4,616 SH DEFINED 01,02 4,616 AFFILIATED MANAGERS GROUP COM 008252108 210 2,119 SH DEFINED 01,02 2,119 AGL RES INC COM 001204106 537 14,967 SH DEFINED 01,02 14,967 AKAMAI TECHNOLOGIES INC COM 00971T101 322 6,850 SH DEFINED 01,02 6,850 ALCOA INC COM 013817101 208 13,507 SH DEFINED 01,02 13,507 ALLEGHENY TECHNOLOGIES INC COM 01741R102 327 5,917 SH DEFINED 01,02 5,917 ALLERGAN INC COM 018490102 313 4,563 SH DEFINED 01,02 4,563 ALLIANT TECHSYSTEMS INC COM 018804104 578 7,771 SH DEFINED 01,02 7,771 ALTERA CORP COM 021441100 252 7,094 SH DEFINED 01,02 7,094 AMAZON COM 023135106 253 1,403 SH DEFINED 01,02 1,403 AMEREN CORP COM 023608102 320 11,349 SH DEFINED 01,02 11,349 AMERICAN CAP LTD COM 02503Y103 100 13,195 SH DEFINED 01,02 13,195 AMETEK INC NEW COM 031100100 226 5,752 SH DEFINED 01,02 5,752 AMGEN INC COM 031162100 483 8,797 SH DEFINED 01,02 8,797 APPLE INC COM 037833100 367 1,139 SH DEFINED 01,02 1,139 APTARGROUP INC COM 038336103 223 4,693 SH DEFINED 01,02 4,693 ARCH CAP GROUP LTD ORD G0450A105 557 6,327 SH DEFINED 01,02 6,327 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 252 8,822 SH DEFINED 01,02 8,822 AT&T INC COM 00206R102 453 15,431 SH DEFINED 01,02 15,431 AUTOMATIC DATA PROCESSING IN COM 053015103 871 18,821 SH DEFINED 01,02 18,821 BALL CORP COM 058498106 872 12,819 SH DEFINED 01,02 12,819 BARD C R INC COM 067383109 871 9,489 SH DEFINED 01,02 9,489 BED BATH & BEYOND INC COM 075896100 269 5,470 SH DEFINED 01,02 5,470 BEMIS INC COM 081437105 242 7,398 SH DEFINED 01,02 7,398 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 820 57,985 SH DEFINED 01,02 57,985 BMC SOFTWARE INC COM 055921100 275 5,832 SH DEFINED 01,02 5,832 BRINKER INTL INC COM 109641100 390 18,684 SH DEFINED 01,02 18,684 BRISTOL MYERS SQUIBB CO COM 110122108 249 9,396 SH DEFINED 01,02 9,396 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 186 35,130 SH DEFINED 01,02 35,130 CALPINE CORP COM NEW 131347304 171 12,846 SH DEFINED 01,02 12,846 CAMAC ENERGY INC COM 131745101 905 455,000 SH DEFINED 01,02 455,000 CARDINAL HEALTH INC COM 14149Y108 336 8,781 SH DEFINED 01,02 8,781 CARMAX INC COM 143130102 228 7,163 SH DEFINED 01,02 7,163 CARNIVAL CORP PAIRED CTF 143658300 212 4,600 SH DEFINED 01,02 4,600 CENTERPOINT ENERGY INC COM 15189T107 215 13,698 SH DEFINED 01,02 13,698 CENTRAL EUROPEAN DIST CORP COM 153435102 418 18,245 SH DEFINED 01,02 18,245 CEPHALON INC COM 156708109 1,202 19,482 SH DEFINED 01,02 19,482 CHEESECAKE FACTORY INC COM 163072101 496 16,175 SH DEFINED 01,02 16,175 CHIPOTLE MEXICAN GRILL INC COM 169656105 765 3,598 SH DEFINED 01,02 3,598 CHUBB CORP COM 171232101 337 5,649 SH DEFINED 01,02 5,649 CINEMARK HOLDINGS INC COM 17243V102 340 19,699 SH DEFINED 01,02 19,699 CINTAS CORP COM 172908105 236 8,426 SH DEFINED 01,02 8,426 CITIGROUP INC COM 172967101 1,892 400,000 SH DEFINED 01,02 400,000 CITRIX SYS INC COM 177376100 249 3,643 SH DEFINED 01,02 3,643 CLIFFS NATURAL RESOURCES INC COM 18683K101 285 3,652 SH DEFINED 01,02 3,652 CMS ENERGY CORP COM 125896100 583 31,323 SH DEFINED 01,02 31,323 CNA FINL CORP COM 126117100 238 8,815 SH DEFINED 01,02 8,815 COINSTAR INC COM 19259P300 226 4,004 SH DEFINED 01,02 4,004 COMPLETE PRODUCTION SERVICES COM 20453E109 962 32,554 SH DEFINED 01,02 32,554 CORE LABORATORIES N V COM N22717107 320 3,590 SH DEFINED 01,02 3,590 COSAN LTD SHS A G25343107 172 12,660 SH DEFINED 01,02 12,660 COVIDIEN PLC SHS G2554F105 598 13,086 SH DEFINED 01,02 13,086 CROWN HOLDINGS INC COM 228368106 261 7,828 SH DEFINED 01,02 7,828 DARDEN RESTAURANTS INC COM 237194105 443 9,538 SH DEFINED 01,02 9,538 DAVITA INC COM 23918K108 259 3,720 SH DEFINED 01,02 3,720 DELL INC COM 24702R101 178 13,101 SH DEFINED 01,02 13,101 DENBURY RES INC COM NEW 247916208 378 19,823 SH DEFINED 01,02 19,823 DIEBOLD INC COM 253651103 225 7,023 SH DEFINED 01,02 7,023 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 239 5,740 SH DEFINED 01,02 5,740 DISNEY WALT CO COM DISNEY 254687106 217 5,790 SH DEFINED 01,02 5,790 DOLLAR GEN CORP NEW COM 256677105 464 15,131 SH DEFINED 01,02 15,131 DOMINION RES INC VA NEW COM 25746U109 295 6,912 SH DEFINED 01,02 6,912 DONNELLEY R R & SONS CO COM 257867101 190 10,875 SH DEFINED 01,02 10,875 DOVER CORP COM 260003108 478 8,174 SH DEFINED 01,02 8,174 DR PEPPER SNAPPLE GROUP INC COM 26138E109 460 13,087 SH DEFINED 01,02 13,087 DRESSER-RAND GROUP INC COM 261608103 211 4,961 SH DEFINED 01,02 4,961 DRIL-QUIP INC COM 262037104 203 2,607 SH DEFINED 01,02 2,607 EATON VANCE CORP COM NON VTG 278265103 489 16,187 SH DEFINED 01,02 16,187 EBAY INC COM 278642103 539 19,362 SH DEFINED 01,02 19,362 ENERGIZER HLDGS INC COM 29266R108 337 4,616 SH DEFINED 01,02 4,616 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 466 9,000 SH DEFINED 01,02 9,000 ENTERGY CORP NEW COM 29364G103 231 3,264 SH DEFINED 01,02 3,264 EOG RES INC COM 26875P101 441 4,824 SH DEFINED 01,02 4,824 EXPEDIA INC DEL COM 30212P105 415 16,542 SH DEFINED 01,02 16,542 EXPEDITORS INTL WASH INC COM 302130109 376 6,885 SH DEFINED 01,02 6,885 EXPRESS SCRIPTS INC COM 302182100 232 4,300 SH DEFINED 01,02 4,300 F5 NETWORKS INC COM 315616102 572 4,393 SH DEFINED 01,02 4,393 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 228 8,890 SH DEFINED 01,02 8,890 FORD MTR CO DEL COM PAR $0.01 345370860 437 26,013 SH DEFINED 01,02 26,013 FOREST LABS INC COM 345838106 303 9,484 SH DEFINED 01,02 9,484 FORTUNE BRANDS INC COM 349631101 311 5,165 SH DEFINED 01,02 5,165 GARDNER DENVER INC COM 365558105 245 3,561 SH DEFINED 01,02 3,561 GENERAL MLS INC COM 370334104 319 8,953 SH DEFINED 01,02 8,953 GENOPTIX INC COM 37243V100 280 14,698 SH DEFINED 01,02 14,698 GILEAD SCIENCES INC COM 375558103 220 6,057 SH DEFINED 01,02 6,057 GOLDCORP INC NEW COM 380956409 206 4,470 SH DEFINED 01,02 4,470 GOLDMAN SACHS GROUP INC COM 38141G104 7,583 45,096 SH DEFINED 01,02 45,096 GOOGLE INC CL A 38259P508 502 845 SH DEFINED 01,02 845 GRAFTECH INTL LTD COM 384313102 516 26,026 SH DEFINED 01,02 26,026 GRAN TIERRA ENERGY INC COM 38500T101 449 55,722 SH DEFINED 01,02 55,722 GRIFFON CORP COM 398433102 674 52,935 SH DEFINED 01,02 52,935 HASBRO INC COM 418056107 503 10,662 SH DEFINED 01,02 10,662 HERSHEY CO COM 427866108 397 8,418 SH DEFINED 01,02 8,418 HILL ROM HLDGS INC COM 431475102 312 7,933 SH DEFINED 01,02 7,933 HONEYWELL INTL INC COM 438516106 276 5,185 SH DEFINED 01,02 5,185 HOSPIRA INC COM 441060100 578 10,374 SH DEFINED 01,02 10,374 HOT TOPIC INC COM 441339108 3,810 605,998 SH DEFINED 01,02 605,998 HUNTINGTON BANCSHARES INC COM 446150104 337 49,113 SH DEFINED 01,02 49,113 IAC INTERACTIVECORP COM PAR $.001 44919P508 779 27,146 SH DEFINED 01,02 27,146 IDACORP INC COM 451107106 281 7,609 SH DEFINED 01,02 7,609 INFORMATICA CORP COM 45666Q102 242 5,486 SH DEFINED 01,02 5,486 INFOSPACE INC COM PAR $.0001 45678T300 250 30,100 SH DEFINED 01,02 30,100 INTEGRYS ENERGY GROUP INC COM 45822P105 267 5,505 SH DEFINED 01,02 5,505 INTEL CORP COM 458140100 289 13,723 SH DEFINED 01,02 13,723 JOHNSON & JOHNSON COM 478160104 1,885 30,479 SH DEFINED 01,02 30,479 JONES LANG LASALLE INC COM 48020Q107 230 2,739 SH DEFINED 01,02 2,739 JPMORGAN CHASE & CO COM 46625H100 2,759 65,042 SH DEFINED 01,02 65,042 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 722 10,283 SH DEFINED 01,02 10,283 KIRBY CORP COM 497266106 368 8,352 SH DEFINED 01,02 8,352 KLA-TENCOR CORP COM 482480100 378 9,783 SH DEFINED 01,02 9,783 KODIAK OIL & GAS CORP COM 50015Q100 198 30,000 SH DEFINED 01,02 30,000 LILLY ELI & CO COM 532457108 205 5,864 SH DEFINED 01,02 5,864 LINCOLN NATL CORP IND COM 534187109 591 21,266 SH DEFINED 01,02 21,266 LOCKHEED MARTIN CORP COM 539830109 425 6,074 SH DEFINED 01,02 6,074 LOEWS CORP COM 540424108 306 7,854 SH DEFINED 01,02 7,854 LORILLARD INC COM 544147101 249 3,035 SH DEFINED 01,02 3,035 LULULEMON ATHLETICA INC COM 550021109 215 3,145 SH DEFINED 01,02 3,145 M & T BK CORP COM 55261F104 259 2,972 SH DEFINED 01,02 2,972 MACERICH CO COM 554382101 255 5,375 SH DEFINED 01,02 5,375 MARRIOTT INTL INC NEW CL A 571903202 622 14,965 SH DEFINED 01,02 14,965 MARTIN MARIETTA MATLS INC COM 573284106 215 2,326 SH DEFINED 01,02 2,326 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 380 20,509 SH DEFINED 01,02 20,509 MASIMO CORP COM 574795100 298 10,265 SH DEFINED 01,02 10,265 MATTEL INC COM 577081102 309 12,167 SH DEFINED 01,02 12,167 MCCORMICK & SCHMICKS SEAFD R COM 579793100 2,205 242,597 SH DEFINED 01,02 242,597 MCDONALDS CORP COM 580135101 562 7,324 SH DEFINED 01,02 7,324 MDU RES GROUP INC COM 552690109 305 15,039 SH DEFINED 01,02 15,039 MEDCO HEALTH SOLUTIONS INC COM 58405U102 390 6,371 SH DEFINED 01,02 6,371 MERCURY GENL CORP NEW COM 589400100 275 6,391 SH DEFINED 01,02 6,391 MICROSOFT CORP COM 594918104 203 7,262 SH DEFINED 01,02 7,262 MORTONS RESTAURANT GRP INC N COM 619430101 1,448 223,424 SH DEFINED 01,02 223,424 NETFLIX INC COM 64110L106 283 1,609 SH DEFINED 01,02 1,609 NEUTRAL TANDEM INC COM 64128B108 3,629 251,318 SH DEFINED 01,02 251,318 NEUTRAL TANDEM INC COM 64128B108 114 25,000 CALL DEFINED 01,02 25,000 NII HLDGS INC CL B 62913F201 237 5,300 SH DEFINED 01,02 5,300 NIKE INC CL B 654106103 336 3,929 SH DEFINED 01,02 3,929 NOBLE ENERGY INC COM 655044105 663 7,703 SH DEFINED 01,02 7,703 NORTHEAST UTILS COM 664397106 762 23,893 SH DEFINED 01,02 23,893 NOVELL INC COM 670006105 246 41,580 SH DEFINED 01,02 41,580 NU SKIN ENTERPRISES INC CL A 67018T105 358 11,825 SH DEFINED 01,02 11,825 NUCOR CORP COM 670346105 219 4,990 SH DEFINED 01,02 4,990 NV ENERGY INC COM 67073Y106 243 17,313 SH DEFINED 01,02 17,313 O CHARLEYS INC COM 670823103 1,987 276,000 SH DEFINED 01,02 276,000 OMNICOM GROUP INC COM 681919106 366 8,000 SH DEFINED 01,02 8,000 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 304 3,826 SH DEFINED 01,02 3,826 ORACLE CORP COM 68389X105 268 8,570 SH DEFINED 01,02 8,570 PANERA BREAD CO CL A 69840W108 358 3,538 SH DEFINED 01,02 3,538 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 252 11,175 SH DEFINED 01,02 11,175 PATTERSON COMPANIES COM 703395103 359 11,723 SH DEFINED 01,02 11,723 PATTERSON UTI ENERGY INC COM 703481101 279 12,929 SH DEFINED 01,02 12,929 PAYCHEX INC COM 704326107 300 9,711 SH DEFINED 01,02 9,711 PEPSICO INC COM 713448108 260 3,984 SH DEFINED 01,02 3,984 PERRIGO CO COM 714290103 233 3,678 SH DEFINED 01,02 3,678 PETROHAWK ENERGY CORP COM 716495106 1,336 73,227 SH DEFINED 01,02 73,227 PG&E CORP COM 69331C108 447 9,337 SH DEFINED 01,02 9,337 PHILLIPS VAN HEUSEN CORP COM 718592108 346 5,484 SH DEFINED 01,02 5,484 PIEDMONT NAT GAS INC COM 720186105 485 17,363 SH DEFINED 01,02 17,363 PITNEY BOWES INC COM 724479100 234 9,675 SH DEFINED 01,02 9,675 POLYCOM INC COM 73172K104 298 7,648 SH DEFINED 01,02 7,648 PRAXAIR INC COM 74005P104 545 5,713 SH DEFINED 01,02 5,713 PRECISION CASTPARTS CORP COM 740189105 306 2,199 SH DEFINED 01,02 2,199 PRICE T ROWE GROUP INC COM 74144T108 236 3,661 SH DEFINED 01,02 3,661 PRICELINE COM INC COM NEW 741503403 310 776 SH DEFINED 01,02 776 PROGRESS ENERGY INC COM 743263105 239 5,499 SH DEFINED 01,02 5,499 PRUDENTIAL FINL INC COM 744320102 868 14,790 SH DEFINED 01,02 14,790 QUICKSILVER RESOURCES INC COM 74837R104 785 53,274 SH DEFINED 01,02 53,274 RANGE RES CORP COM 75281A109 5,169 114,908 SH DEFINED 01,02 114,908 RED HAT INC COM 756577102 361 7,904 SH DEFINED 01,02 7,904 RED ROBIN GOURMET BURGERS IN COM 75689M101 26,409 1,230,028 SH DEFINED 01,02 1,230,028 REGAL ENTMT GROUP CL A 758766109 273 23,233 SH DEFINED 01,02 23,233 REX ENERGY CORPORATION COM 761565100 4,595 336,600 SH DEFINED 01,02 336,600 RF MICRODEVICES INC COM 749941100 330 44,837 SH DEFINED 01,02 44,837 ROCKWELL COLLINS INC COM 774341101 201 3,444 SH DEFINED 01,02 3,444 ROPER INDS INC NEW COM 776696106 724 9,467 SH DEFINED 01,02 9,467 RUTHS HOSPITALITY GROUP INC COM 783332109 903 194,950 SH DEFINED 01,02 194,950 SAKS INC COM 79377W108 141 13,143 SH DEFINED 01,02 13,143 SALESFORCE COM 79466L302 532 4,034 SH DEFINED 01,02 4,034 SCANA CORP NEW COM 80589M102 349 8,603 SH DEFINED 01,02 8,603 SCRIPPS NETWORKS INTERACT IN CL A 811065101 238 4,591 SH DEFINED 01,02 4,591 SHIP FINANCE INTERNATIONAL L SHS G81075106 312 14,484 SH DEFINED 01,02 14,484 SIGMA ALDRICH CORP COM 826552101 208 3,126 SH DEFINED 01,02 3,126 SILGAN HOLDINGS INC COM 827048109 236 6,600 SH DEFINED 01,02 6,600 SIMON PPTY GROUP INC NEW COM 828806109 387 3,892 SH DEFINED 01,02 3,892 SINA CORP ORD G81477104 371 5,384 SH DEFINED 01,02 5,384 SKYWORKS SOLUTIONS INC COM 83088M102 244 8,526 SH DEFINED 01,02 8,526 SLM CORP COM 78442P106 164 13,012 SH DEFINED 01,02 13,012 SOHU COM 83408W103 282 4,449 SH DEFINED 01,02 4,449 SOUTHERN CO COM 842587107 856 22,388 SH DEFINED 01,02 22,388 SOUTHERN UN CO NEW COM 844030106 219 9,084 SH DEFINED 01,02 9,084 SOUTHWEST AIRLS CO COM 844741108 204 15,680 SH DEFINED 01,02 15,680 SPDR S&P 500 ETF TR TR UNIT 78462F103 8,803 70,000 SH DEFINED 01,02 70,000 SPECTRA ENERGY CORP COM 847560109 409 16,384 SH DEFINED 01,02 16,384 SPECTRA ENERGY PARTNERS LP COM 84756N109 608 18,521 SH DEFINED 01,02 18,521 STARBUCKS CORP COM 855244109 255 7,925 SH DEFINED 01,02 7,925 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 234 3,856 SH DEFINED 01,02 3,856 STILLWATER MNG CO COM 86074Q102 276 12,922 SH DEFINED 01,02 12,922 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 273 4,862 SH DEFINED 01,02 4,862 SUCCESSFACTORS INC COM 864596101 250 8,642 SH DEFINED 01,02 8,642 SYSCO CORP COM 871829107 640 21,777 SH DEFINED 01,02 21,777 TEXAS INSTRS INC COM 882508104 283 8,706 SH DEFINED 01,02 8,706 TIFFANY & CO NEW COM 886547108 404 6,493 SH DEFINED 01,02 6,493 TOLL BROTHERS INC COM 889478103 433 22,807 SH DEFINED 01,02 22,807 TORCHMARK CORP COM 891027104 362 6,066 SH DEFINED 01,02 6,066 TOREADOR RES CORP COM 891050106 2,969 191,325 SH DEFINED 01,02 191,325 TOTAL SYS SVCS INC COM 891906109 302 19,653 SH DEFINED 01,02 19,653 TRANSATLANTIC HLDGS INC COM 893521104 247 4,781 SH DEFINED 01,02 4,781 TRIANGLE PETE CORP COM NEW 89600B201 975 150,000 SH DEFINED 01,02 150,000 TRIQUINT SEMICONDUCTOR INC COM 89674K103 131 11,166 SH DEFINED 01,02 11,166 TYCO INTERNATIONAL LTD SHS H89128104 269 6,480 SH DEFINED 01,02 6,480 ULTRA PETROLEUM CORP COM 903914109 250 5,236 SH DEFINED 01,02 5,236 UNITED NAT FOODS INC COM 911163103 409 11,141 SH DEFINED 01,02 11,141 UNITED TECHNOLOGIES CORP COM 913017109 628 7,979 SH DEFINED 01,02 7,979 URS CORP NEW COM 903236107 337 8,094 SH DEFINED 01,02 8,094 VANTAGE DRILLING COMPANY ORD G93205113 102 50,000 SH DEFINED 01,02 50,000 VARIAN MED SYS INC COM 92220P105 1,080 15,586 SH DEFINED 01,02 15,586 VECTREN CORP COM 92240G101 252 9,934 SH DEFINED 01,02 9,934 VENOCO INC COM 92275P307 971 52,649 SH DEFINED 01,02 52,649 VERISIGN INC COM 92343E102 249 7,625 SH DEFINED 01,02 7,625 WALGREEN CO COM 931422109 269 6,900 SH DEFINED 01,02 6,900 WATERS CORP COM 941848103 446 5,737 SH DEFINED 01,02 5,737 WELLS FARGO & CO NEW COM 949746101 621 20,032 SH DEFINED 01,02 20,032 WENDYS ARBYS GROUP INC COM 950587105 68 14,791 SH DEFINED 01,02 14,791 WESTERN DIGITAL CORP COM 958102105 306 9,024 SH DEFINED 01,02 9,024 WHITING PETE CORP NEW COM 966387102 526 4,486 SH DEFINED 01,02 4,486 WILLIAMS COS INC DEL COM 969457100 246 9,967 SH DEFINED 01,02 9,967 WISCONSIN ENERGY CORP COM 976657106 836 14,206 SH DEFINED 01,02 14,206 WMS INDS INC COM 929297109 251 5,541 SH DEFINED 01,02 5,541 WYNDHAM WORLDWIDE CORP COM 98310W108 1,854 61,874 SH DEFINED 01,02 61,874 WYNN RESORTS LTD COM 983134107 294 2,836 SH DEFINED 01,02 2,836 XEROX CORP COM 984121103 226 19,579 SH DEFINED 01,02 19,579 YAHOO INC COM 984332106 472 28,400 SH DEFINED 01,02 28,400 YUM BRANDS INC COM 988498101 779 15,878 SH DEFINED 01,02 15,878 235 161,029
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 235 Form 13F Information Table Value Total: $161,029 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-10034 CGI Holdings, Inc. 02 28-10033 Clinton Group Equity, Co. -----END PRIVACY-ENHANCED MESSAGE-----