-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, To9CuQ97b9a2Yu9ycs/hRMYmwL579NecUz92LkXxGxAt+0SuH2eUbOtjuM/z/GDe 3BxGk0N9CDYwacC9qudKag== 0000769317-11-000012.txt : 20110120 0000769317-11-000012.hdr.sgml : 20110120 20110120085432 ACCESSION NUMBER: 0000769317-11-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110120 DATE AS OF CHANGE: 20110120 EFFECTIVENESS DATE: 20110120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 11537328 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings123110.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 18381 818745 SH SOLE 1 818745 0 0 AFLAC INC COMMON 001055102 9848 174510 SH SOLE 1 174510 0 0 AGCO CORP COMMON 001084102 4215 83200 SH SOLE 1 83200 0 0 ABBOTT LABORATORIES COMMON 002824100 13915 290450 SH SOLE 1 290450 0 0 DAPHNE INTERNATIONAL HL COMMON 6704351 538 574000 SH SOLE 1 574000 0 0 AFFILIATED MANAGERS GR COMMON 008252108 9721 97970 SH SOLE 1 97970 0 0 AIRGAS INC COMMON 009363102 1074 17200 SH SOLE 1 17200 0 0 AIXTRON AG-ADR DEP REC 009606104 275 7400 SH SOLE 1 7400 0 0 ALBEMARLE CORP COMMON 012653101 2415 43300 SH SOLE 1 43300 0 0 ALBERTO-CULVER CO COMMON 013078100 4079 110115 SH SOLE 1 110115 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 7944 98625 SH SOLE 1 98625 0 0 ALLERGAN INC COMMON 018490102 9341 136025 SH SOLE 1 136025 0 0 AMAZON.COM INC COMMON 023135106 8752 48620 SH SOLE 1 48620 0 0 AMERICAN TOWER CORP CL A 029912201 1323 25620 SH SOLE 1 25620 0 0 AMETEK INC COMMON 031100100 7208 183651 SH SOLE 1 183651 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 4271 290325 SH SOLE 1 290325 0 0 ANALOG DEVICES INC COMMON 032654105 11475 304620 SH SOLE 1 304620 0 0 ANIXTER INTERNATIONAL COMMON 035290105 4307 72106 SH SOLE 1 72106 0 0 APACHE CORP COMMON 037411105 25332 212467 SH SOLE 1 212467 0 0 APPLE INC COMMON 037833100 47942 148630 SH SOLE 1 148630 0 0 APPLIED MATERIALS INC COMMON 038222105 21459 1527325 SH SOLE 1 1527325 0 0 ATLAS ENERGY INC COMMON 049298102 1928 43840 SH SOLE 1 43840 0 0 ATMEL CORP COMMON 049513104 1518 123200 SH SOLE 1 123200 0 0 ATWOOD OCEANICS INC COMMON 050095108 3681 98490 SH SOLE 1 98490 0 0 AUTODESK INC COMMON 052769106 2542 66550 SH SOLE 1 66550 0 0 AUTOMATIC DATA PROCESS COMMON 053015103 4249 91800 SH SOLE 1 91800 0 0 AVON PRODUCTS INC COMMON 054303102 683 23500 SH SOLE 1 23500 0 0 BANCO BRADESCO-ADR DEP REC 059460303 2785 137280 SH SOLE 1 137280 0 0 BANK OF NEW YORK MELLON COMMON 064058100 6362 210670 SH SOLE 1 210670 0 0 BAXTER INTERNATIONAL COMMON 071813109 8349 164925 SH SOLE 1 164925 0 0 BECTON DICKINSON AND CO COMMON 075887109 5783 68425 SH SOLE 1 68425 0 0 BHP BILLITON ADR DEP REC 088606108 15731 169300 SH SOLE 1 169300 0 0 BRIGHAM EXPLORATION CO COMMON 109178103 4131 151665 SH SOLE 1 151665 0 0 BROADCOM CORP CL A 111320107 32885 755100 SH SOLE 1 755100 0 0 BUFFALO WILD WINGS INC COMMON 119848109 3917 89335 SH SOLE 1 89335 0 0 CF INDUSTRIES HOLDINGS COMMON 125269100 14177 104895 SH SOLE 1 104895 0 0 CNOOC LTD ADR DEP REC 126132109 3480 14600 SH SOLE 1 14600 0 0 CSX CORP COMMON 126408103 265 4100 SH SOLE 1 4100 0 0 CVS CAREMARK CORP COMMON 126650100 17741 510250 SH SOLE 1 510250 0 0 CALPINE CORP COMMON 131347304 4282 321000 SH SOLE 1 321000 0 0 CANADIAN NATIONAL RAILW COMMON 136375102 261 3925 SH SOLE 1 3925 0 0 CANON INC ADR DEP REC 138006309 814 15850 SH SOLE 1 15850 0 0 CAPELLA EDUCATION CO COMMON 139594105 2702 40586 SH SOLE 1 40586 0 0 CARBO CERAMICS INC COMMON 140781105 533 5150 SH SOLE 1 5150 0 0 CARPENTER TECHNOLOGY CO COMMON 144285103 527 13100 SH SOLE 1 13100 0 0 CARRIZO OIL & GAS INC COMMON 144577103 510 14800 SH SOLE 1 14800 0 0 CASEYS GENERAL STORES COMMON 147528103 5009 117830 SH SOLE 1 117830 0 0 CATERPILLAR INC COMMON 149123101 1297 13850 SH SOLE 1 13850 0 0 CATO CORP COMMON 149205106 7127 260022 SH SOLE 1 260022 0 0 CELGENE CORP COMMON 151020104 32800 554610 SH SOLE 1 554610 0 0 CENTRAL EUROPEAN DIST COMMON 153435102 6422 280450 SH SOLE 1 280450 0 0 CHEVRON CORP COMMON 166764100 38928 426610 SH SOLE 1 426610 0 0 CHICAGO BRIDGE & IRON NY REGI 167250109 4506 136960 SH SOLE 1 136960 0 0 CIENA CORP COMMON 171779309 28005 1330400 SH SOLE 1 1330400 0 0 CITIGROUP INC COMMON 172967101 750 158578 SH SOLE 1 158578 0 0 CITRIX SYSTEMS INC COMMON 177376100 6853 100180 SH SOLE 1 100180 0 0 COACH INC COMMON 189754104 2832 51200 SH SOLE 1 51200 0 0 COCA-COLA CO/THE COMMON 191216100 36867 560550 SH SOLE 1 560550 0 0 COGNIZANT TECH SOLUTION CL A 192446102 22923 312775 SH SOLE 1 312775 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 24842 309100 SH SOLE 1 309100 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 7638 147075 SH SOLE 1 147075 0 0 COVANCE INC COMMON 222816100 5493 106850 SH SOLE 1 106850 0 0 CUMMINS INC COMMON 231021106 5423 49300 SH SOLE 1 49300 0 0 DANAHER CORP COMMON 235851102 15142 321000 SH SOLE 1 321000 0 0 DEERE & CO COMMON 244199105 29760 358341 SH SOLE 1 358341 0 0 DICKS SPORTING GOODS COMMON 253393102 7485 199610 SH SOLE 1 199610 0 0 DIONEX CORP COMMON 254546104 2475 20975 SH SOLE 1 20975 0 0 EI DU PONT DE NEMOURS COMMON 263534109 8205 164500 SH SOLE 1 164500 0 0 E M C CORP MASS COMMON 268648102 5884 256950 SH SOLE 1 256950 0 0 EATON CORP COMMON 278058102 261 2575 SH SOLE 1 2575 0 0 ECOLAB INC COMMON 278865100 17975 356500 SH SOLE 1 356500 0 0 EMERSON ELECTRIC CO COMMON 291011104 21405 374410 SH SOLE 1 374410 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 2583 37660 SH SOLE 1 37660 0 0 EXPEDITORS INTL WASH COMMON 302130109 15341 280970 SH SOLE 1 280970 0 0 EXPRESS SCRIPTS INC COMMON 302182100 2043 37800 SH SOLE 1 37800 0 0 FMC CORP COMMON 302491303 847 10600 SH SOLE 1 10600 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 4157 44340 SH SOLE 1 44340 0 0 FEDERAL HOME LN MTG CO PFD 313400624 9 14800 SH SOLE 1 14800 0 0 FNM PFD 8.25% PFD 313586752 5 9750 SH SOLE 1 9750 0 0 FEDERAL NATL MTG ASSN PFD 313586794 0 500 SH SOLE 1 500 0 0 F5 NETWORKS INC COMMON 315616102 23284 178890 SH SOLE 1 178890 0 0 FOSSIL INC COMMON 349882100 4005 56830 SH SOLE 1 56830 0 0 FRANKLIN RESOURCES INC COMMON 354613101 24404 219440 SH SOLE 1 219440 0 0 GAS NATURAL INC COMMON 367204104 1260 119774 SH SOLE 1 119774 0 0 GENERAL ELECTRIC CO COMMON 369604103 10201 557725 SH SOLE 1 557725 0 0 GENERAL MILLS INC COMMON 370334104 16831 472925 SH SOLE 1 472925 0 0 GENZYME CORP COMMON 372917104 15919 223575 SH SOLE 1 223575 0 0 GILEAD SCIENCES INC COMMON 375558103 12373 341405 SH SOLE 1 341405 0 0 GOODRICH CORP COMMON 382388106 13012 147750 SH SOLE 1 147750 0 0 GUESS? INC COMMON 401617105 7922 167415 SH SOLE 1 167415 0 0 HSBC HLDGS ADR DEP REC 404280406 1466 28713 SH SOLE 1 28713 0 0 HAEMONETICS CORP COMMON 405024100 3067 48547 SH SOLE 1 48547 0 0 HALLIBURTON CO COMMON 406216101 4420 108250 SH SOLE 1 108250 0 0 HANOVER INS GROUP INC COMMON 410867105 4420 94600 SH SOLE 1 94600 0 0 HANSEN NATURAL CORP COMMON 411310105 6472 123795 SH SOLE 1 123795 0 0 HAYNES INTERNATIONAL COMMON 420877201 6212 148501 SH SOLE 1 148501 0 0 HOLLY ENERGY PARTNERS COMMON 435763107 767 15071 SH SOLE 1 15071 0 0 HOME DEPOT INC COMMON 437076102 13384 381750 SH SOLE 1 381750 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 111 2800 SH SOLE 1 2800 0 0 HUB GROUP INC COMMON 443320106 2658 75650 SH SOLE 1 75650 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 915 17800 SH SOLE 1 17800 0 0 ITT CORP COMMON 450911102 73 1400 SH SOLE 1 1400 0 0 ICONIX BRAND GROUP INC COMMON 451055107 852 44100 SH SOLE 1 44100 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 27 500 SH SOLE 1 500 0 0 INDIA FUND INC COMMON 454089103 1113 31700 SH SOLE 1 31700 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 223 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES DEP REC 456788108 1016 13350 SH SOLE 1 13350 0 0 INTEL CORP COMMON 458140100 41410 1969075 SH SOLE 1 1969075 0 0 INTL BUSINESS MACHINES COMMON 459200101 69916 476400 SH SOLE 1 476400 0 0 INTERNATIONAL GAME TECH COMMON 459902102 1072 60600 SH SOLE 1 60600 0 0 ISHARES INC MSCI TAIWAN COMMON 464286731 2373 151900 SH SOLE 1 151900 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 938 86000 SH SOLE 1 86000 0 0 ITC HOLDINGS CORP COMMON 465685105 2286 36885 SH SOLE 1 36885 0 0 JACOBS ENGINEERING GRO COMMON 469814107 1394 30400 SH SOLE 1 30400 0 0 JOHNSON & JOHNSON COMMON 478160104 22811 368815 SH SOLE 1 368815 0 0 KLA-TENCOR CORP COMMON 482480100 1291 33400 SH SOLE 1 33400 0 0 KAYDON CORP COMMON 486587108 4216 103545 SH SOLE 1 103545 0 0 KAYNE ANDERSON MLP INV COMMON 486606106 6317 200719 SH SOLE 1 200719 0 0 KOHLS CORP COMMON 500255104 19935 366850 SH SOLE 1 366850 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 371 12100 SH SOLE 1 12100 0 0 KUBOTA CORP ADR DEP REC 501173207 181 3800 SH SOLE 1 3800 0 0 LANCASTER COLONY CORP COMMON 513847103 1455 25430 SH SOLE 1 25430 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 13372 386600 SH SOLE 1 386600 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 5594 89669 SH SOLE 1 89669 0 0 LULULEMON ATHLETICA INC COMMON 550021109 82 1200 SH SOLE 1 1200 0 0 MTS SYSTEMS CORP COMMON 553777103 2394 63900 SH SOLE 1 63900 0 0 MARATHON OIL CORP COMMON 565849106 5110 138000 SH SOLE 1 138000 0 0 MARSH & MCLENNAN COS COMMON 571748102 6445 235722 SH SOLE 1 235722 0 0 MARRIOTT INTERNATIONAL CL A 571903202 1642 39532 SH SOLE 1 39532 0 0 MCDERMOTT INTERNATIONAL COMMON 580037109 9573 462665 SH SOLE 1 462665 0 0 MCDONALDS CORP COMMON 580135101 43325 564425 SH SOLE 1 564425 0 0 MEDTRONIC INC COMMON 585055106 4820 129950 SH SOLE 1 129950 0 0 MERIDIAN BIOSCIENCE INC COMMON 589584101 3736 161322 SH SOLE 1 161322 0 0 MICROS SYSTEMS INC COMMON 594901100 4807 109600 SH SOLE 1 109600 0 0 MICROSOFT CORP COMMON 594918104 28448 1019280 SH SOLE 1 1019280 0 0 MICROSEMI CORP COMMON 595137100 2541 110950 SH SOLE 1 110950 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 1706 81725 SH SOLE 1 81725 0 0 MURPHY OIL CORP COMMON 626717102 14424 193480 SH SOLE 1 193480 0 0 NATIONAL OILWELL VARCO COMMON 637071101 12649 188095 SH SOLE 1 188095 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 2255 21425 SH SOLE 1 21425 0 0 NICE SYSTEMS LTD ADR DEP REC 653656108 868 24875 SH SOLE 1 24875 0 0 NIKE INC CL B 654106103 3400 39800 SH SOLE 1 39800 0 0 NORDSTROM INC COMMON 655664100 776 18300 SH SOLE 1 18300 0 0 NORTHERN OIL AND GAS COMMON 665531109 5210 191475 SH SOLE 1 191475 0 0 NORTHWEST BANCSHARES COMMON 667340103 3617 307100 SH SOLE 1 307100 0 0 NUVASIVE INC COMMON 670704105 4413 172054 SH SOLE 1 172054 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 45542 464245 SH SOLE 1 464245 0 0 OCEANEERING INTERNATION COMMON 675232102 420 5700 SH SOLE 1 5700 0 0 OWENS & MINOR INC COMMON 690732102 2699 91700 SH SOLE 1 91700 0 0 POSCO ADR DEP REC 693483109 1637 15200 SH SOLE 1 15200 0 0 PARKER HANNIFIN CORP COMMON 701094104 6300 73000 SH SOLE 1 73000 0 0 PEARSON PLC ADR DEP REC 705015105 4859 305793 SH SOLE 1 305793 0 0 PENNANTPARK INVESTMENT COMMON 708062104 2546 207858 SH SOLE 1 207858 0 0 PEPSICO INC/NC COMMON 713448108 42736 654160 SH SOLE 1 654160 0 0 PERKINELMER INC COMMON 714046109 2499 96775 SH SOLE 1 96775 0 0 P T TELEKOMUNIKASI INDO DEP REC 715684106 604 16950 SH SOLE 1 16950 0 0 PFIZER INC COMMON 717081103 315 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 2315 85300 SH SOLE 1 85300 0 0 PHILIP MORRIS INTERNAT COMMON 718172109 27269 465900 SH SOLE 1 465900 0 0 POLARIS INDUSTRIES INC COMMON 731068102 7275 93250 SH SOLE 1 93250 0 0 PRECISION CASTPARTS C COMMON 740189105 11360 81600 SH SOLE 1 81600 0 0 PRICELINE.COM INC COMMON 741503403 679 1700 SH SOLE 1 1700 0 0 PROCTER & GAMBLE CO COMMON 742718109 36419 566135 SH SOLE 1 566135 0 0 PRUDENTIAL FINANCIAL COMMON 744320102 13689 233160 SH SOLE 1 233160 0 0 QUALCOMM INC COMMON 747525103 55601 1123470 SH SOLE 1 1123470 0 0 RPM INTERNATIONAL INC COMMON 749685103 3392 153500 SH SOLE 1 153500 0 0 RAYTHEON CO COMMON 755111507 1585 34200 SH SOLE 1 34200 0 0 RESEARCH IN MOTION LTD COMMON 760975102 10325 177625 SH SOLE 1 177625 0 0 RIO TINTO PLC ADR DEP REC 767204100 6239 87070 SH SOLE 1 87070 0 0 ROCKWELL COLLINS INC COMMON 774341101 1579 27100 SH SOLE 1 27100 0 0 ROFIN-SINAR TECHNOLOGIE COMMON 775043102 4172 117725 SH SOLE 1 117725 0 0 ROGERS COMMUNICATIONS COMMON 775109200 14525 419425 SH SOLE 1 419425 0 0 ROYAL BANK OF CANADA COMMON 780087102 5259 100435 SH SOLE 1 100435 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 1524 22865 SH SOLE 1 22865 0 0 SPX CORP COMMON 784635104 2516 35200 SH SOLE 1 35200 0 0 ST JUDE MEDICAL INC COMMON 790849103 15559 363948 SH SOLE 1 363948 0 0 SASOL LTD - ADR DEP REC 803866300 4563 87675 SH SOLE 1 87675 0 0 SCHLUMBERGER LTD COMMON 806857108 31861 381570 SH SOLE 1 381570 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 7322 144225 SH SOLE 1 144225 0 0 SIEMENS A G - ADR DEP REC 826197501 690 5550 SH SOLE 1 5550 0 0 SNAP-ON INC COMMON 833034101 17403 307580 SH SOLE 1 307580 0 0 SONY CORP ADR DEP REC 835699307 379 10600 SH SOLE 1 10600 0 0 SOUTHERN CO COMMON 842587107 12 325 SH SOLE 1 325 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 20945 559580 SH SOLE 1 559580 0 0 STANLEY BLACK & DECKER COMMON 854502101 3231 48325 SH SOLE 1 48325 0 0 STATE AUTO FINANCIAL COMMON 855707105 949 54504 SH SOLE 1 54504 0 0 STERICYCLE INC COMMON 858912108 3720 45975 SH SOLE 1 45975 0 0 STIFEL FINANCIAL CORP COMMON 860630102 3180 51265 SH SOLE 1 51265 0 0 STRYKER CORP COMMON 863667101 397 7400 SH SOLE 1 7400 0 0 SUNCOR ENERGY INC COMMON 867224107 7691 200850 SH SOLE 1 200850 0 0 SURMODICS INC COMMON 868873100 127 10700 SH SOLE 1 10700 0 0 TCF FINANCIAL CORP COMMON 872275102 8051 543650 SH SOLE 1 543650 0 0 TJX COS INC COMMON 872540109 12293 276925 SH SOLE 1 276925 0 0 TAIWAN SEMICONDUCTOR AD DEP REC 874039100 2116 168724 SH SOLE 1 168724 0 0 TECHNE CORP COMMON 878377100 3518 53570 SH SOLE 1 53570 0 0 TELEFONICA SA ADR DEP REC 879382208 3134 45800 SH SOLE 1 45800 0 0 TEVA PHARMACEUTICAL IN DEP REC 881624209 5199 99725 SH SOLE 1 99725 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 17227 311185 SH SOLE 1 311185 0 0 THOMAS & BETTS CORP COMMON 884315102 3378 69940 SH SOLE 1 69940 0 0 THORATEC CORP COMMON 885175307 5325 188045 SH SOLE 1 188045 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 8223 205926 SH SOLE 1 205926 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 13836 290240 SH SOLE 1 290240 0 0 UGI CORP COMMON 902681105 6368 201645 SH SOLE 1 201645 0 0 US BANCORP COMMON 902973304 8439 312900 SH SOLE 1 312900 0 0 URS CORP COMMON 903236107 4508 108350 SH SOLE 1 108350 0 0 ULTRA PETROLEUM CORP COMMON 903914109 14249 298285 SH SOLE 1 298285 0 0 UNION PACIFIC CORP COMMON 907818108 23702 255800 SH SOLE 1 255800 0 0 UNITED PARCEL SERVICE CL B 911312106 13729 189159 SH SOLE 1 189159 0 0 UNITED TECHNOLOGIES CO COMMON 913017109 32511 412995 SH SOLE 1 412995 0 0 VF CORP COMMON 918204108 164 1900 SH SOLE 1 1900 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 3519 95189 SH SOLE 1 95189 0 0 VEECO INSTRUMENTS INC COMMON 922417100 18020 419460 SH SOLE 1 419460 0 0 VMWARE INC COMMON 928563402 14183 159525 SH SOLE 1 159525 0 0 VOLCANO CORP COMMON 928645100 4038 147855 SH SOLE 1 147855 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 4152 179265 SH SOLE 1 179265 0 0 WABTEC CORP/DE COMMON 929740108 3153 59610 SH SOLE 1 59610 0 0 WAL-MART STORES INC COMMON 931142103 29610 549050 SH SOLE 1 549050 0 0 WELLS FARGO & CO COMMON 949746101 12451 401775 SH SOLE 1 401775 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 979 8550 SH SOLE 1 8550 0 0 WISCONSIN ENERGY CORP COMMON 976657106 13516 229625 SH SOLE 1 229625 0 0 WOODWARD GOVERNOR CO COMMON 980745103 3274 87155 SH SOLE 1 87155 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 677 5150 SH SOLE 1 5150 0 0 TALISMAN ENERGY INC COMMON 87425E103 124 5600 SH SOLE 1 5600 0 0 VALE SA ADR DEP REC 91912E105 5058 146300 SH SOLE 1 146300 0 0 TARGET CORP COMMON 87612E106 54204 901439 SH SOLE 1 901439 0 0 EDWARDS LIFESCIENCES C COMMON 28176E108 1116 13800 SH SOLE 1 13800 0 0 TOTAL S A ADR DEP REC 89151E109 5642 105500 SH SOLE 1 105500 0 0 TRAVELERS COS INC/THE COMMON 89417E109 5234 93950 SH SOLE 1 93950 0 0 AT&T INC COMMON 00206R102 29 1000 SH SOLE 1 1000 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 10188 819000 SH SOLE 1 819000 0 0 ADOBE SYSTEMS INC COMMON 00724F101 16790 545470 SH SOLE 1 545470 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1192 42600 SH SOLE 1 42600 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 1113 23650 SH SOLE 1 23650 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 9505 172260 SH SOLE 1 172260 0 0 ALLIANCEBERNSTEIN HOLD COMMON 01881G106 163 7000 SH SOLE 1 7000 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 5070 263100 SH SOLE 1 263100 0 0 AMERICA MOVIL ADR DEP REC 02364W105 2405 41950 SH SOLE 1 41950 0 0 AMERIPRISE FINANCIAL COMMON 03076C106 6250 108600 SH SOLE 1 108600 0 0 ANSYS INC COMMON 03662Q105 10569 202975 SH SOLE 1 202975 0 0 APOLLO INVESTMENT CORP COMMON 03761U106 2337 211100 SH SOLE 1 211100 0 0 ASIAINFO-LINKAGE INC COMMON 04518A104 3843 231925 SH SOLE 1 231925 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1269 26500 SH SOLE 1 26500 0 0 BABCOCK & WILCOX CO COMMON 05615F102 3930 153583 SH SOLE 1 153583 0 0 BANCO BILBAO VIZCAYA DEP REC 05946K101 124 12200 SH SOLE 1 12200 0 0 BANCO SANTANDER CENT DEP REC 05964H105 169 15900 SH SOLE 1 15900 0 0 BANCO SANTANDER CHILE DEP REC 05965X109 1673 17900 SH SOLE 1 17900 0 0 CH ROBINSON WORLDWIDE COMMON 12541W209 1580 19700 SH SOLE 1 19700 0 0 CME GROUP INC COMMON 12572Q105 9062 28165 SH SOLE 1 28165 0 0 CENTRICA PLC-SP ADR COMMON 15639K300 70 3400 SH SOLE 1 3400 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 2318 37900 SH SOLE 1 37900 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 1801 126400 SH SOLE 1 126400 0 0 CISCO SYSTEMS INC COMMON 17275R102 15707 776400 SH SOLE 1 776400 0 0 COCA-COLA ENTERPRISES COMMON 19122T109 1559 62300 SH SOLE 1 62300 0 0 COMP BRASIL-PAO DE ACU DEP REC 20440T201 1249 29750 SH SOLE 1 29750 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 2178 70200 SH SOLE 1 70200 0 0 CONOCOPHILLIPS COMMON 20825C104 549 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 11692 161911 SH SOLE 1 161911 0 0 HOMEX ADR DEP REC 25030W100 799 23625 SH SOLE 1 23625 0 0 DEVON ENERGY CORP COMMON 25179M103 528 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 5894 79300 SH SOLE 1 79300 0 0 DOLBY LABORATORIES INC COMMON 25659T107 11282 169145 SH SOLE 1 169145 0 0 EQT CORP COMMON 26884L109 7245 161575 SH SOLE 1 161575 0 0 EMBRAER SA ADR DEP REC 29082A107 1112 37808 SH SOLE 1 37808 0 0 ENBRIDGE INC COMMON 29250N105 1997 35400 SH SOLE 1 35400 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 863 22100 SH SOLE 1 22100 0 0 EXELON CORP COMMON 30161N101 441 10600 SH SOLE 1 10600 0 0 EXXON MOBIL CORP COMMON 30231G102 5549 75887 SH SOLE 1 75887 0 0 FINISAR CORP COMMON 31787A507 5908 198975 SH SOLE 1 198975 0 0 FLOWSERVE CORP COMMON 34354P105 17181 144110 SH SOLE 1 144110 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 16903 140750 SH SOLE 1 140750 0 0 GAMESTOP CORP COMMON 36467W109 5042 220365 SH SOLE 1 220365 0 0 GEN-PROBE INC COMMON 36866T103 3888 66625 SH SOLE 1 66625 0 0 GENERAL MOTORS CO COMMON 37045V100 1106 30000 SH SOLE 1 30000 0 0 GENERAL MTRS CO SERIES PFD 37045V209 2505 46300 SH SOLE 1 46300 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 800 20400 SH SOLE 1 20400 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 11719 69689 SH SOLE 1 69689 0 0 GOOGLE INC CL A 38259P508 43113 72585 SH SOLE 1 72585 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 646 24925 SH SOLE 1 24925 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 606 14800 SH SOLE 1 14800 0 0 ICICI BK LTD ADR DEP REC 45104G104 2390 47200 SH SOLE 1 47200 0 0 IDEX CORP COMMON 45167R104 4657 119035 SH SOLE 1 119035 0 0 IDEXX LABORATORIES INC COMMON 45168D104 928 13400 SH SOLE 1 13400 0 0 INFORMATICA CORP COMMON 45666Q102 10317 234315 SH SOLE 1 234315 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1823 15300 SH SOLE 1 15300 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 11354 44049 SH SOLE 1 44049 0 0 JPMORGAN CHASE & CO COMMON 46625H100 28471 671165 SH SOLE 1 671165 0 0 JUNIPER NETWORKS INC COMMON 48203R104 14960 405200 SH SOLE 1 405200 0 0 "KB FINANCIAL GROUP, DEP REC 48241A105 1527 28875 SH SOLE 1 28875 0 0 LABORATORY CP OF AMER COMMON 50540R409 826 9400 SH SOLE 1 9400 0 0 LIFE TECHNOLOGIES CORP COMMON 53217V109 239 4300 SH SOLE 1 4300 0 0 M&T BANK CORP COMMON 55261F104 1933 22200 SH SOLE 1 22200 0 0 MACYS INC COMMON 55616P104 825 32600 SH SOLE 1 32600 0 0 MCKESSON CORP COMMON 58155Q103 11563 164300 SH SOLE 1 164300 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 13505 220420 SH SOLE 1 220420 0 0 MERCK & CO INC COMMON 58933Y105 6124 169925 SH SOLE 1 169925 0 0 MERU NETWORKS INC COMMON 59047Q103 2404 155915 SH SOLE 1 155915 0 0 MOSAIC CO/THE COMMON 61945A107 3532 46250 SH SOLE 1 46250 0 0 NETAPP INC COMMON 64110D104 2336 42500 SH SOLE 1 42500 0 0 NEXTERA ENERGY INC COMMON 65339F101 5157 99200 SH SOLE 1 99200 0 0 ORACLE CORP COMMON 68389X105 53790 1718529 SH SOLE 1 1718529 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 4671 123450 SH SOLE 1 123450 0 0 PRAXAIR INC COMMON 74005P104 14791 154925 SH SOLE 1 154925 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 1749 27100 SH SOLE 1 27100 0 0 QUEST SOFTWARE INC COMMON 74834T103 4178 150625 SH SOLE 1 150625 0 0 RTI INTERNATIONAL METAL COMMON 74973W107 2126 78800 SH SOLE 1 78800 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 1867 86950 SH SOLE 1 86950 0 0 RUBICON TECHNOLOGY INC COMMON 78112T107 2748 130350 SH SOLE 1 130350 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 2155 52650 SH SOLE 1 52650 0 0 SALESFORCE.COM INC COMMON 79466L302 13418 101650 SH SOLE 1 101650 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 9736 340065 SH SOLE 1 340065 0 0 SOLERA HOLDINGS INC COMMON 83421A104 6750 131525 SH SOLE 1 131525 0 0 SOUTHERN COPPER CORP COMMON 84265V105 2944 60400 SH SOLE 1 60400 0 0 STILLWATER MNG CO COMMON 86074Q102 2988 139975 SH SOLE 1 139975 0 0 SYNAPTICS INC COMMON 87157D109 6721 228755 SH SOLE 1 228755 0 0 SYNTEL INC COMMON 87162H103 9544 199670 SH SOLE 1 199670 0 0 TW TELECOM INC COMMON 87311L104 4319 253300 SH SOLE 1 253300 0 0 TENARIS S A ADR DEP REC 88031M109 687 14025 SH SOLE 1 14025 0 0 3M CO COMMON 88579Y101 23949 277510 SH SOLE 1 277510 0 0 TORTOISE ENERGY CAPITAL COMMON 89147U100 2920 105148 SH SOLE 1 105148 0 0 TRUE RELIGION APPAREL COMMON 89784N104 4311 193675 SH SOLE 1 193675 0 0 ULTA SALON COSMETICS & COMMON 90384S303 9931 292085 SH SOLE 1 292085 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 6526 134200 SH SOLE 1 134200 0 0 UNITED THERAPEUTICS CO COMMON 91307C102 3199 50600 SH SOLE 1 50600 0 0 VALERO ENERGY CORP COMMON 91913Y100 35 1500 SH SOLE 1 1500 0 0 VARIAN MEDICAL SYSTEMS COMMON 92220P105 10197 147190 SH SOLE 1 147190 0 0 VEOLIA ENVIRONNEMENT DEP REC 92334N103 716 24375 SH SOLE 1 24375 0 0 VERIFONE SYSTEMS INC COMMON 92342Y109 5118 132740 SH SOLE 1 132740 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 31964 893350 SH SOLE 1 893350 0 0 VISA INC COMMON 92826C839 20014 284375 SH SOLE 1 284375 0 0 VIVO PARTICIPACOES ADR DEP REC 92855S200 1649 50600 SH SOLE 1 50600 0 0 VODAFONE GROUP ADR DEP REC 92857W209 97 3687 SH SOLE 1 3687 0 0 WALTER ENERGY INC COMMON 93317Q105 1266 9900 SH SOLE 1 9900 0 0 X5 RETAIL GROUP NV COMMON B07T3T9 1295 28000 SH SOLE 1 28000 0 0 5YR UST MAR11 117.50 PUT FVH1P1175 820 1000 SH SOLE 1 1000 0 0 AMDOCS LTD ORD G02602103 2143 78000 SH SOLE 1 78000 0 0 ACCENTURE PLC COMMON G1151C101 28865 595275 SH SOLE 1 595275 0 0 COOPER INDUSTRIES PLC CL A G24140108 7141 122500 SH SOLE 1 122500 0 0 MARVELL TECHNOLOGY GROU ORD G5876H105 13862 747300 SH SOLE 1 747300 0 0 PARTNERRE LTD COMMON G6852T105 7442 92625 SH SOLE 1 92625 0 0 SEADRILL LTD COMMON G7945E105 11857 349550 SH SOLE 1 349550 0 0 SEAGATE TECHNOLOGY PLC COMMON G7945M107 9784 650950 SH SOLE 1 650950 0 0 ACE LTD ORD H0023R105 14560 233900 SH SOLE 1 233900 0 0 ALCON INC COMMON H01301102 1258 7700 SH SOLE 1 7700 0 0 ALLIED WORLD ASSUR CO COMMON H01531104 3028 50950 SH SOLE 1 50950 0 0 TYCO ELECTRONICS LTD COMMON H8912P106 3175 89700 SH SOLE 1 89700 0 0 MILLICOM INTL CELLULAR COMMON L6388F110 5168 54060 SH SOLE 1 54060 0 0 ASML HOLDING NV DEP REC N07059186 297 7750 SH SOLE 1 7750 0 0 CORE LABORATORIES NV COMMON N22717107 7521 84457 SH SOLE 1 84457 0 0 AMERICAN MUNICIPAL INC COMMON 027649102 1377 106400 SH SOLE 1 0 106400 0 AMERICAN SELECT PORTFOL COMMON 029570108 24793 2370224 SH SOLE 1 0 2370224 0 AMERICAN STRATEGIC INCO COMMON 030098107 14096 1168859 SH SOLE 1 0 1168859 0 AMERICAN STRATEGIC INCO COMMON 030099105 49818 5344982 SH SOLE 1 0 5344982 0 BLACKROCK INCOME OPPOR COMMON 092475102 10508 1084427 SH SOLE 1 0 1084427 0 BLACKROCK CREDIT ALLOC COMMON 092508100 7841 647990 SH SOLE 1 0 647990 0 FLAHERTY & CRUMRINE/CLA COMMON 338478100 243 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE/CLA COMMON 338479108 173 10000 SH SOLE 1 0 10000 0 FORT DEARBORN INCOME SE COMMON 347200107 1347 87119 SH SOLE 1 0 87119 0 JOHN HANCOCK INCOME SEC COMMON 410123103 9165 606922 SH SOLE 1 0 606922 0 MFS CHARTER INCOME TRUS COMMON 552727109 1044 110828 SH SOLE 1 0 110828 0 MFS MULTIMARKET INCOME COMMON 552737108 2342 339453 SH SOLE 1 0 339453 0 MFS GOVT MKTS INC TR COMMON 552939100 2513 369582 SH SOLE 1 0 369582 0 MN MUNICIPAL INCOME POR COMMON 604062109 1670 116300 SH SOLE 1 0 116300 0 MONTGOMERY STREET INCO COMMON 614115103 18169 1151392 SH SOLE 1 0 1151392 0 NUVEEN MORTGAGE OPPORTU COMMON 670735109 1408 55214 SH SOLE 1 0 55214 0 NUVEEN NJ INVESTMENT QU COMMON 670971100 344 26200 SH SOLE 1 0 26200 0 NUVEEN PA INVESTMENT QU COMMON 670972108 647 48500 SH SOLE 1 0 48500 0 NUVEEN SELECT QUALITY COMMON 670973106 1903 139492 SH SOLE 1 0 139492 0 NUVEEN CA SELECT QUALIT COMMON 670975101 1657 127100 SH SOLE 1 0 127100 0 NUVEEN CA QUALITY INCOM COMMON 670985100 247 18555 SH SOLE 1 0 18555 0 NUVEEN PREMIER MUNICIP COMMON 670988104 634 48600 SH SOLE 1 0 48600 0 PUTNAM PREMIER INCOME COMMON 746853100 14610 2326440 SH SOLE 1 0 2326440 0 PUTNAM MASTER INTERMEDI COMMON 746909100 6363 1098943 SH SOLE 1 0 1098943 0 PUTNAM MUNICIPAL OPPORT COMMON 746922103 5556 511161 SH SOLE 1 0 511161 0 RIVUS BOND FUND BDF COMMON 769667106 19452 1098957 SH SOLE 1 0 1098957 0 TRANSAMERICA INCOME SH COMMON 893506105 3721 179761 SH SOLE 1 0 179761 0 WESTERN ASSET VARIABLE COMMON 957667108 21927 1290585 SH SOLE 1 0 1290585 0 WESTERN ASSET INTERMEDI COMMON 958435109 214 22700 SH SOLE 1 0 22700 0 ALLIANCEBERNSTEIN INCOM COMMON 01881E101 14643 1846482 SH SOLE 1 0 1846482 0 BLACKROCK CORE BOND TR COMMON 09249E101 9850 786764 SH SOLE 1 0 786764 0 BLACKROCK CA MUNICIPAL COMMON 09248E102 278 21726 SH SOLE 1 0 21726 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 73 5900 SH SOLE 1 0 5900 0 INVESCO MUNICIPAL PREMI COMMON 46133E102 1717 226569 SH SOLE 1 0 226569 0 BLACKROCK MUNIYIELD QU COMMON 09254E103 1806 144800 SH SOLE 1 0 144800 0 FIRST TRUST/FIDAC MORT COMMON 33734E103 9040 465972 SH SOLE 1 0 465972 0 INVESCO VAN KAMPEN ADVA COMMON 46132E103 3948 347843 SH SOLE 1 0 347843 0 NUVEEN MASSACHUSETTS PR COMMON 67061E104 64 4800 SH SOLE 1 0 4800 0 PIMCO NY MUNICIPAL INC COMMON 72201E105 44 5000 SH SOLE 1 0 5000 0 BLACKROCK HIGH INCOME COMMON 09250E107 1548 751459 SH SOLE 1 0 751459 0 AMERICAN INCOME FUND COMMON 02672T109 7968 950602 SH SOLE 1 0 950602 0 AMERICAN STRATEGIC INCO COMMON 03009T101 13610 1779116 SH SOLE 1 0 1779116 0 BLACKROCK INVT QUALITY COMMON 09247D105 403 30681 SH SOLE 1 0 30681 0 BLACKROCK INCOME TRUST COMMON 09247F100 3610 527850 SH SOLE 1 0 527850 0 BLACKROCK MUNICIPAL BO COMMON 09249H104 384 28000 SH SOLE 1 0 28000 0 BLACKROCK MUNICIPAL INC COMMON 09249N101 1014 77380 SH SOLE 1 0 77380 0 BLACKROCK CREDIT ALLOC COMMON 09249V103 8516 809462 SH SOLE 1 0 809462 0 BLACKROCK LONG-TERM MUN COMMON 09250B103 5501 545744 SH SOLE 1 0 545744 0 BLACKROCK MUNIHOLDINGS COMMON 09253P109 211 15411 SH SOLE 1 0 15411 0 BLACKROCK MUNIVEST FUND COMMON 09253R105 1947 205790 SH SOLE 1 0 205790 0 BLACKROCK MUNIHOLDINGS COMMON 09254C107 712 59500 SH SOLE 1 0 59500 0 BLACKROCK MUNIYIELD QUA COMMON 09254G108 319 28100 SH SOLE 1 0 28100 0 BLACKROCK MUNIHOLDINGS COMMON 09254P108 3279 256565 SH SOLE 1 0 256565 0 BLACKROCK MUNIYIELD INV COMMON 09254R104 1806 139100 SH SOLE 1 0 139100 0 BLACKROCK MUNIYIELD INV COMMON 09254T100 269 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNIYIELD MI COMMON 09254V105 1925 144179 SH SOLE 1 0 144179 0 BLACKROCK MUNIYIELD MI COMMON 09254W103 3176 262300 SH SOLE 1 0 262300 0 BLACKROCK MUNIHOLDINGS COMMON 09255C106 152 11300 SH SOLE 1 0 11300 0 BLACKROCK MUNI NY INTER COMMON 09255F109 188 14600 SH SOLE 1 0 14600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 736 54700 SH SOLE 1 0 54700 0 BLACKROCK CREDIT ALLOC COMMON 09255H105 7754 788804 SH SOLE 1 0 788804 0 BLACKROCK CREDIT ALLOC COMMON 09255J101 4332 473448 SH SOLE 1 0 473448 0 BLACKROCK ENHANCED GOVE COMMON 09255K108 3293 212291 SH SOLE 1 0 212291 0 CREDIT SUISSE HIGH YIEL COMMON 22544F103 11168 3864500 SH SOLE 1 0 3864500 0 DWS MUNICIPAL INCOME TR COMMON 23338M106 7884 690373 SH SOLE 1 0 690373 0 DWS STRATEGIC MUNICIPAL COMMON 23338T101 319 26000 SH SOLE 1 0 26000 0 DREYFUS STRATEGIC MUNI COMMON 26202F107 535 70628 SH SOLE 1 0 70628 0 DUFF & PHELPS UTILITY COMMON 26432K108 441 38700 SH SOLE 1 0 38700 0 EATON VANCE MI MUNICIPA COMMON 27826D106 315 27600 SH SOLE 1 0 27600 0 EATON VANCE CA MUNICIPA COMMON 27826F101 267 22900 SH SOLE 1 0 22900 0 EATON VANCE MUNICIPAL COMMON 27826U108 538 48349 SH SOLE 1 0 48349 0 EATON VANCE NJ MUNICPAL COMMON 27826V106 56 4500 SH SOLE 1 0 4500 0 EATON VANCE MUNICIPAL COMMON 27827X101 2380 207328 SH SOLE 1 0 207328 0 EATON VANCE CA MUNICIPA COMMON 27828A100 11 1000 SH SOLE 1 0 1000 0 EATON VANCE CA MUNICIPA COMMON 27828C106 1005 91339 SH SOLE 1 0 91339 0 EATON VANCE LIMITED DUR COMMON 27828H105 9275 577852 SH SOLE 1 0 577852 0 EATON VANCE MI MUNICIPA COMMON 27828M104 14 1100 SH SOLE 1 0 1100 0 EATON VANCE SHORT DUR D COMMON 27828V104 7261 430168 SH SOLE 1 0 430168 0 FEDERATED PREMIER MUNI COMMON 31423P108 269 20100 SH SOLE 1 0 20100 0 FIRST AMERICAN MN MUNI COMMON 31849P104 649 43192 SH SOLE 1 0 43192 0 FIRST TRUST SENIOR FLO COMMON 33733U108 2045 146400 SH SOLE 1 0 146400 0 FRANKLIN TEMPLETON LIMI COMMON 35472T101 9591 732136 SH SOLE 1 0 732136 0 JOHN HANCOCK PREFERRED COMMON 41013W108 3123 167178 SH SOLE 1 0 167178 0 JOHN HANCOCK PREFERRED COMMON 41013X106 3138 168817 SH SOLE 1 0 168817 0 JOHN HANCOCK PREFERRED COMMON 41021P103 2432 152100 SH SOLE 1 0 152100 0 HELIOS STRATEGIC MORTGA COMMON 42327M109 8489 1371334 SH SOLE 1 0 1371334 0 HELIOS TOTAL RETURN FUN COMMON 42327V109 14509 2554363 SH SOLE 1 0 2554363 0 HELIOS HIGH YIELD FUND COMMON 42328Q109 1134 126850 SH SOLE 1 0 126850 0 INVESCO VAN KAMPEN OHIO COMMON 46131K100 126 8700 SH SOLE 1 0 8700 0 INVESCO VAN KAMPEN TR COMMON 46131M106 2516 188463 SH SOLE 1 0 188463 0 INVESCO VAN KAMPEN TR COMMON 46131R105 283 18200 SH SOLE 1 0 18200 0 INVESCO VAN KAMPEN TR COMMON 46131T101 2091 153420 SH SOLE 1 0 153420 0 INVESCO VAN KAMPEN MUNI COMMON 46132C107 449 34401 SH SOLE 1 0 34401 0 INVESCO VAN KAMPEN SELE COMMON 46132G108 1335 119000 SH SOLE 1 0 119000 0 INVESCO VAN KAMPEN PA V COMMON 46132K109 2725 215395 SH SOLE 1 0 215395 0 INVESCO MUNICIPAL INCOM COMMON 46132X101 124 20000 SH SOLE 1 0 20000 0 INVESCO QUALITY MUNICIP COMMON 46133G107 2969 241397 SH SOLE 1 0 241397 0 INVESCO QUALITY MUNICIP COMMON 46133H105 2008 160665 SH SOLE 1 0 160665 0 MANAGED DURATION INVEST COMMON 56165R103 1881 143453 SH SOLE 1 0 143453 0 MFS HIGH INCOME MUNICIP COMMON 59318D104 770 163400 SH SOLE 1 0 163400 0 MFS INTERMEDIATE HIGH I COMMON 59318T109 518 175434 SH SOLE 1 0 175434 0 MORGAN STANLEY INCOME COMMON 61745P874 1460 86751 SH SOLE 1 0 86751 0 NEUBERGER BERMAN INTERM COMMON 64124P101 629 44932 SH SOLE 1 0 44932 0 NUVEEN CA INVESTMENT Q COMMON 67062A101 1666 132324 SH SOLE 1 0 132324 0 NUVEEN MUNICIPAL ADVANT COMMON 67062H106 1203 92000 SH SOLE 1 0 92000 0 NUVEEN CA PERFORMANCE P COMMON 67062Q106 2007 161600 SH SOLE 1 0 161600 0 NUVEEN NY PERFORMANCE P COMMON 67062R104 98 7000 SH SOLE 1 0 7000 0 NUVEEN CA MUNI MARKET O COMMON 67062U107 638 50121 SH SOLE 1 0 50121 0 NUVEEN MUNICIPAL MARKET COMMON 67062W103 2088 162240 SH SOLE 1 0 162240 0 NUVEEN PREMIUM INCOME M COMMON 67063W102 4527 341921 SH SOLE 1 0 341921 0 NUVEEN DIVIDEND ADVANTA COMMON 67066V101 893 69200 SH SOLE 1 0 69200 0 NUVEEN NJ DIVIDEND ADVA COMMON 67069Y102 166 12600 SH SOLE 1 0 12600 0 NUVEEN DIVIDEND ADVANTA COMMON 67070X101 1125 84660 SH SOLE 1 0 84660 0 NUVEEN INSURED DIVIDEND COMMON 67071L106 279 20500 SH SOLE 1 0 20500 0 NUVEEN INSURED NY DIVID COMMON 67071N102 99 7400 SH SOLE 1 0 7400 0 NUVEEN QUALITY PREFERRE COMMON 67071S101 3195 431800 SH SOLE 1 0 431800 0 NUVEEN PA DIVIDEND ADVA COMMON 67071W102 133 10100 SH SOLE 1 0 10100 0 NUVEEN QUALITY PREFERRE COMMON 67072C105 3413 432081 SH SOLE 1 0 432081 0 NUVEEN QUALITY PREFERRE COMMON 67072W101 3831 495021 SH SOLE 1 0 495021 0 NUVEEN BUILD AMERICAN B COMMON 67074C103 610 33200 SH SOLE 1 0 33200 0 NUVEEN MORTGAGE OPPORTU COMMON 67074R100 2109 86500 SH SOLE 1 0 86500 0 NUVEEN MI PREMIUM INCOM COMMON 67101Q109 550 42300 SH SOLE 1 0 42300 0 PIMCO CA MUNICIPAL INCO COMMON 72200M108 417 47600 SH SOLE 1 0 47600 0 PIMCO CA MUNICIPAL INCO COMMON 72200N106 273 22000 SH SOLE 1 0 22000 0 PIMCO MUNI INCOME FD II COMMON 72200W106 236 23500 SH SOLE 1 0 23500 0 PIMCO STRATEGIC GLOBAL COMMON 72200X104 2683 263254 SH SOLE 1 0 263254 0 PIMCO MUNICIPAL INCOME COMMON 72201A103 169 16200 SH SOLE 1 0 16200 0 PIMCO CORPORATE OPP FD COMMON 72201B101 255 15000 SH SOLE 1 0 15000 0 PIMCO CA MUNICIPAL INCO COMMON 72201C109 273 30300 SH SOLE 1 0 30300 0 PIMCO INCOME STRATEGY F COMMON 72201H108 125 10850 SH SOLE 1 0 10850 0 PIMCO INCOME STRATEGY F COMMON 72201J104 638 64400 SH SOLE 1 0 64400 0 PIMCO INCOME OPPORTUNIT COMMON 72202B100 2446 95567 SH SOLE 1 0 95567 0 WELLS FARGO ADVANTAGE M COMMON 94987D101 12261 800304 SH SOLE 1 0 800304 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 5541 430200 SH SOLE 1 0 430200 0 WESTERN ASSET MANAGED M COMMON 95766M105 266 22000 SH SOLE 1 0 22000 0 WESTERN ASSET MUNICIPAL COMMON 95766P108 645 48606 SH SOLE 1 0 48606 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 62 4800 SH SOLE 1 0 4800 0 WESTERN ASSET/CLAYMORE COMMON 95766R104 2203 176100 SH SOLE 1 0 176100 0 WESTERN ASSET INFLATION COMMON 95766U107 5793 328207 SH SOLE 1 0 328207 0 WESTERN ASSET MORTGAGE COMMON 95790B109 1017 47100 SH SOLE 1 0 47100 0
EX-1 3 sumpg123110.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 488 Form 13F Information Table Value Total: $3,345,587 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----