-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A46ZE+ZgJbhL7T7VeQGVEC4TpqiUjTn3cBQrDo1FAZ6dVTPtsNFa1l39J9jjG5hR jalwzdNgMxWZNB/2Ob68mg== 0001026710-11-000002.txt : 20110110 0001026710-11-000002.hdr.sgml : 20110110 20110110102557 ACCESSION NUMBER: 0001026710-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110110 DATE AS OF CHANGE: 20110110 EFFECTIVENESS DATE: 20110110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 11519077 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f1012.txt GRANAHAN INVESTMENT MGT. 13F FILING Q4, 2010 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending September 30, 2010 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 7th day of January, 2011. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White President and CEO FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AARON'S INC. COM 002535300 26552 1302205 SH SOLE 1302205 ACCRETIVE HEALTH COM 00438V103 1666 102540 SH SOLE 102540 ACME PACKET COM 004764106 27212 511886 SH SOLE 511886 ADVANCED ANALOGIC COM 00752J108 581 145000 SH SOLE 145000 ADVANCED ENERGY INDUSTRIES COM 007973100 7885 578100 SH SOLE 578100 ADVISORY BOARD COM 00762W107 18964 398146 SH SOLE 398146 ALIGN TECHNOLOGY COM 016255101 14673 750900 SH SOLE 750900 ALKERMES COM 01642T108 29423 2396030 SH SOLE 2396030 ALLOT COMMUNICATIONS COM M0854Q105 1074 92300 SH SOLE 92300 AMERICAN EAGLE OUTFITTERS COM 02553E106 7500 512650 SH SOLE 512650 AMERICAN SUPERCONDUCTOR COM 030111108 858 30010 SH SOLE 30010 ANGIO DYNAMICS COM 03475V101 7867 511870 SH SOLE 511870 APTARGROUP COM 038336103 21229 446270 SH SOLE 446270 ARCH CHEMICAL COM 03937R102 13986 368739 SH SOLE 368739 ARIBA COM 04033V203 17259 734734 SH SOLE 734734 ATHEROS COM 04743P108 17489 486900 SH SOLE 486900 ATWOOD OCEANICS COM 050095108 19427 519850 SH SOLE 519850 AUTHENTEC COM 052660107 3109 1243620 SH SOLE 1243620 AVIAT NETWORKS INC COM 05366Y102 8018 1581540 SH SOLE 1581540 BEACON ROOFING SUPPLY COM 073685109 12723 712000 SH SOLE 712000 BEBE STORES COM 075571109 5852 980250 SH SOLE 980250 BIOCLINICA COM 09071B100 136 30500 SH SOLE 30500 BIOMARIN PHARMACEUTICALS COM 09061G101 31837 1182200 SH SOLE 1182200 BIORAD LABS COM 090572207 40923 394060 SH SOLE 394060 BJ'S RESTAURANTS COM 09180C106 6537 184500 SH SOLE 184500 BLACK BOX COPR COM 091826107 21948 573200 SH SOLE 573200 BLUE COAT SYSTEMS COM 09534T508 3360 112500 SH SOLE 112500 BOSTON BEER COMPANY COM 100557107 5610 59000 SH SOLE 59000 BOSTON PRIVATE FINANCIAL HOLDI COM 101119105 1651 252084 SH SOLE 252084 BRUKER BIOSCIENCES COM 116794108 30440 1833750 SH SOLE 1833750 BUFFALO WILD WINGS COM 119848109 20379 464750 SH SOLE 464750 CADENCE DESIGN COM 127387108 15654 1895100 SH SOLE 1895100 CALAVO GROWERS COM 128246105 2960 128430 SH SOLE 128430 CAPELLA EDUCATION COM 139594105 3662 55000 SH SOLE 55000 CARBO CERAMICS COM 140781105 13952 134749 SH SOLE 134749 CASH AMERICA COM 14754D100 26704 723103 SH SOLE 723103 CECO ENVIRONMENTAL COM 125141101 1802 302310 SH SOLE 302310 CELADON GROUP COM 150838100 1789 120970 SH SOLE 120970 CEPHALON COM 156708109 20078 325300 SH SOLE 325300 CERAGON NETWORKS COM M22013102 7149 542400 SH SOLE 542400 CEVA COM 157210105 4558 222320 SH SOLE 222320 CINEMARK HOLDINGS COM 17243V102 20739 1202950 SH SOLE 1202950 CITIZENS REPUBLIC BANCORP COM 174420109 65 105800 SH SOLE 105800 CLEAN ENERGY FUELS CORP COM 184499101 16479 1190700 SH SOLE 1190700 CLEARWIRE COM 18538Q105 14943 2901460 SH SOLE 2901460 CLICKSOFTWARE TECHNOLOGIES COM M25082104 1148 149100 SH SOLE 149100 COIN STAR COM 19259P300 28237 500300 SH SOLE 500300 COMFORT SYSTEMS COM 199908104 5899 447900 SH SOLE 447900 COMPELLENT TECHNOLOGIES COM 20452A108 19469 705650 SH SOLE 705650 CONSTANT CONTACT COM 210313102 15263 492500 SH SOLE 492500 CONSTELLATION BRANDS COM 21036P108 18734 845800 SH SOLE 845800 COVENTRY HEALTHCARE COM 222862104 35394 1340700 SH SOLE 1340700 CUBIST PHARMA COM 229678107 29474 1377290 SH SOLE 1377290 CUTERA COM 232109108 1404 169370 SH SOLE 169370 CYMER COM 232572107 27782 616410 SH SOLE 616410 CYNOSURE COM 232577205 1615 157890 SH SOLE 157890 DEALERTRACK HOLDINGS COM 242309102 6182 308000 SH SOLE 308000 DEER CONSUMER PRODUCTS COM 24379J200 4021 357700 SH SOLE 357700 DENTSPLY COM 249030107 38752 1134100 SH SOLE 1134100 DIAMOND FOODS COM 252603105 6929 130300 SH SOLE 130300 DIGITAL GLOBE COM 25389M877 28079 885500 SH SOLE 885500 DREAMWORKS ANIMATION COM 26153C103 19698 668400 SH SOLE 668400 DURECT CORP COM 266605104 8402 2435250 SH SOLE 2435250 DUSA PHARMACEUTICALS COM 266898105 2528 1031770 SH SOLE 1031770 EDWARDS LIFESCIENCES COM 28176E108 29814 368800 SH SOLE 368800 ELECTRO RENT COM 285218103 2199 136050 SH SOLE 136050 ELECTRONIC ARTS COM 285512109 4095 250000 SH SOLE 250000 EMCOR GROUP COM 29084Q100 7970 275000 SH SOLE 275000 ENERGY XXI COM G10082140 10970 396450 SH SOLE 396450 EURONET COM 298736109 23759 1362340 SH SOLE 1362340 EXPONENT COM 30214U102 10874 289670 SH SOLE 289670 EnerNOC COM 292764107 837 35000 SH SOLE 35000 FACTSET RESH SYSTEMS COM 303075105 27875 297300 SH SOLE 297300 FEI COMPANY COM 30241L109 11742 444620 SH SOLE 444620 FIRST COMMONWEATLH FINANCIAL COM 319829107 949 134100 SH SOLE 134100 FIRSTSERVICE CORP COM 33761N109 4959 164320 SH SOLE 164320 FLOW INTL COM 343468104 8423 2059318 SH SOLE 2059318 FOOT LOCKER COM 344849104 13499 688000 SH SOLE 688000 FRONTEER GOLD INC. COM 359032109 37718 3215485 SH SOLE 3215485 FURIEX PHARMACEUTICALS COM 36106P101 1104 76404 SH SOLE 76404 GAMESTOP CORP COM 36467W109 29072 1270635 SH SOLE 1270635 GARDNER DENVER COM 365558105 9360 136000 SH SOLE 136000 GENESEE & WYOMING COM 371559105 29867 564060 SH SOLE 564060 GEOEYE COM 37250W108 28854 680690 SH SOLE 680690 GREEN MOUNTAIN COFFEE ROASTERS COM 393122106 3943 120000 SH SOLE 120000 HARRIS & HARRIS COM 413833104 3473 792999 SH SOLE 792999 HARVARD BIOSCIENCE COM 416906105 2959 725220 SH SOLE 725220 HEARTLAND EXPR COM 422347104 4399 274570 SH SOLE 274570 HENRY SCHEIN COM 806407102 34980 569800 SH SOLE 569800 HOME BANKCSHARES COM 436893200 1315 59700 SH SOLE 59700 ICON PLC COM 45103T107 13877 633650 SH SOLE 633650 IMMUNOGEN COM 45253H101 9663 1043510 SH SOLE 1043510 INTERPUBLIC GROUP COM 460690100 10841 1020800 SH SOLE 1020800 INTERSIL COM 46069S109 2451 160495 SH SOLE 160495 INVACARE COM 461203101 3645 120850 SH SOLE 120850 ISIS PHARMACEUTICALS COM 464330109 14531 1435899 SH SOLE 1435899 ITT EDUCATIONAL SERVICES COM 45068B109 4076 64000 SH SOLE 64000 JACK IN THE BOX COM 466367109 856 40500 SH SOLE 40500 JEFFERIES GROUP COM 472319102 27204 1021563 SH SOLE 1021563 JETBLUE AIRWAYS COM 477143101 6860 1037830 SH SOLE 1037830 JOS A BANKS CLOTHIERS COM 480838101 6612 164000 SH SOLE 164000 KAMAN CORP COM 483548103 6147 211450 SH SOLE 211450 KENNAMETAL COM 489170100 46999 1191050 SH SOLE 1191050 KENNETH COLE PRODTNS INC COM 193294105 2373 190000 SH SOLE 190000 KNIGHT TRANS COM 499064103 16995 894480 SH SOLE 894480 KORN FERRY COM 500643200 9729 421000 SH SOLE 421000 LABARGE, INC COM 502470107 11230 714828 SH SOLE 714828 LADISH COM 505754200 2259 46458 SH SOLE 46458 LEMAITRE VASCULAR COM 525558201 3048 450276 SH SOLE 450276 LITTELFUSE COM 537008104 28533 606320 SH SOLE 606320 LUMBER LIQUIDATORS COM 55003T107 12729 511000 SH SOLE 511000 LUMINEX CORP COM 55027E102 19037 1041400 SH SOLE 1041400 MARINEMAX INC COM 567908108 3117 333350 SH SOLE 333350 MATTHEWS INTERNATIONAL COM 577128101 6331 181000 SH SOLE 181000 MCCORMICK & SCHMICKS COM 579793100 1045 115000 SH SOLE 115000 MCGRATH RENT COM 580589109 5588 213106 SH SOLE 213106 MELLANOX TECHNOLOGIES COM M51363113 9617 367500 SH SOLE 367500 METTLER TOLEDO COM 592688105 40766 269600 SH SOLE 269600 MHI HOSPITALITY COM 55302L102 971 460340 SH SOLE 460340 MKS INSTRUMENTS COM 55306N104 31463 1284200 SH SOLE 1284200 MODINE MANUFACTURING COM 607828100 6672 430420 SH SOLE 430420 MONOLITHIC POWER COM 609839105 3509 212380 SH SOLE 212380 MONRO MUFFLER COM 610236101 4298 124267 SH SOLE 124267 MORTON'S RESTAURANT GROUP COM 619430101 1069 165000 SH SOLE 165000 MWI VETERINARY SUPPLY COM 55402X105 14970 237053 SH SOLE 237053 NANOMETRICS COM 630077105 2827 220370 SH SOLE 220370 NAPCO SECURITY TECHNOLOGIES COM 630402105 593 337164 SH SOLE 337164 NEKTAR COM 640268108 35073 2729420 SH SOLE 2729420 NETLOGIC SYSTEMS COM 64118B100 29938 953130 SH SOLE 953130 NORTHWEST BANCSHARES COM 667340103 2595 220300 SH SOLE 220300 NOVA MEASURING INSTRUMENTS COM M7516K103 2127 255940 SH SOLE 255940 NUPATHE INC COM 67059M100 139 15300 SH SOLE 15300 O'REILLY AUTO COM 686091109 26471 438111 SH SOLE 438111 OCEANEERING INTERNATIONAL COM 675232102 11941 162180 SH SOLE 162180 OCLARO COM 67555N206 10254 779778 SH SOLE 779778 OM GROUP COM 670872100 19742 512650 SH SOLE 512650 ONYX PHARMACEUTICALS COM 683399109 30252 820500 SH SOLE 820500 ORMAT TECHNOLOGIES COM 686688102 9674 327059 SH SOLE 327059 OSI SYSTEMS COM 671044105 3433 94410 SH SOLE 94410 PALOMAR MEDICAL COM 697529303 2298 161710 SH SOLE 161710 PARAMETRIC TECH COM 699173209 36054 1600270 SH SOLE 1600270 PAREXEL INTERNATIONAL COM 699462107 24963 1175840 SH SOLE 1175840 PDI INC COM 69329V100 3549 336760 SH SOLE 336760 PENSKE AUTOMOTIVE COM 70959W103 15526 891300 SH SOLE 891300 PERICOM SEMICONDUCTOR COM 713831105 2443 222450 SH SOLE 222450 PHARMA PRODUCT DEV COM 717124101 24883 916850 SH SOLE 916850 PIER 1 COM 720279108 17752 1690652 SH SOLE 1690652 PMC SIERRA COM 69344F106 43754 5093623 SH SOLE 5093623 POLYCOM COM 73172K104 44156 1132791 SH SOLE 1132791 POWER INTEGRATIONS COM 739276103 23568 586860 SH SOLE 586860 PRICESMART COM 741511109 38966 1024621 SH SOLE 1024621 PROGRESS SFTWR COM 743312100 28047 661490 SH SOLE 661490 PROS HOLDING COM 74346Y103 1253 110000 SH SOLE 110000 QC HOLDINGS COM 74729T101 3177 849510 SH SOLE 849510 QIAGEN NV COM N72482107 29178 1492500 SH SOLE 1492500 QLT INC COM 746927102 7774 1060507 SH SOLE 1060507 QUAKER CHEMICAL CORP COM 747316107 4434 106410 SH SOLE 106410 QUESTCOR PHARMACEUTICALS COM 74835Y101 4854 329560 SH SOLE 329560 RADIANT SYSTEMS COM 75025N102 4023 205580 SH SOLE 205580 RADWARE COM M81873107 2900 77300 SH SOLE 77300 RBC BEARINGS COM 75524B104 31757 812604 SH SOLE 812604 RED HAT INC COM 756577102 17890 391900 SH SOLE 391900 REGENERON COM 75886F107 39751 1210800 SH SOLE 1210800 REGIS COM 758932107 12467 751000 SH SOLE 751000 RIVERBED TECHNOLOGY COM 768573107 7032 199940 SH SOLE 199940 ROBERT HALF INTERNATIONAL COM 770323103 3060 100000 SH SOLE 100000 ROVI COM 779376102 24296 391800 SH SOLE 391800 RUDDICK CORP COM 781258108 42923 1165130 SH SOLE 1165130 RUDOLPH TECH COM 781270103 158 19200 SH SOLE 19200 SAFEGUARD SCIENTIFICS COM 786449207 8396 491551 SH SOLE 491551 SALESFORCE.COM COM 79466L302 18828 142640 SH SOLE 142640 SANDRIDGE ENERGY COM 80007P307 6154 840709 SH SOLE 840709 SCHWEITZER MAUDUIT INT'L COM 808541106 944 15000 SH SOLE 15000 SEATTLE GENETICS COM 812578102 15549 1040034 SH SOLE 1040034 SENSIENT TECH COM 81725T100 60029 1634320 SH SOLE 1634320 SILICON LABORATORIES INC COM 826919102 9499 206400 SH SOLE 206400 SILICON MOTION COM 82706C108 583 137257 SH SOLE 137257 SM ENERGY COM 78454L100 22451 380975 SH SOLE 380975 SOURCEFIRE COM 83616T108 27664 1066876 SH SOLE 1066876 SPARTAN STORES COM 846822104 3644 214970 SH SOLE 214970 SPECTRUM PHARMACEUTICALS COM 84763A108 3433 499720 SH SOLE 499720 STEINER LEISURE LTD COM P8744Y102 2173 46522 SH SOLE 46522 STERICYCLE COM 858912108 14969 184990 SH SOLE 184990 STEVEN MADDEN LTD COM 556269108 20937 501850 SH SOLE 501850 SUCAMPO PHARMACEUTICALS COM 864909106 996 259440 SH SOLE 259440 SUCCESS FACTORS COM 864596101 22027 760600 SH SOLE 760600 SYNERON MEDICAL LTD COM M87245102 1116 109500 SH SOLE 109500 SciClone PHARMA COM 80862K104 2922 698944 SH SOLE 698944 TCB FINANCIAL CAPITAL COM 872275102 5554 375000 SH SOLE 375000 TEMPUR-PEDIC COM 88023U101 6049 151000 SH SOLE 151000 TENNANT CO COM 880345103 5791 150760 SH SOLE 150760 TERADYNE COM 880770102 33008 2350980 SH SOLE 2350980 TESCO COM 88157K101 25197 1586722 SH SOLE 1586722 TEXAS ROADHOUSE COM 882681109 5288 308000 SH SOLE 308000 TITAN MACHINERY COM 88830R101 3567 184820 SH SOLE 184820 TIVO INC COM 888706108 15664 1815120 SH SOLE 1815120 TRIMBLE NAV COM 896239100 10946 274140 SH SOLE 274140 TRIUMPH GROUP, INC COM 896818101 23050 257800 SH SOLE 257800 TRUE RELIGION COM 89784n104 1175 52800 SH SOLE 52800 TRUEBLUE COM 89785X101 18870 1048900 SH SOLE 1048900 UNITED COMMUNITY BANKS INC COM 90984P105 56 28800 SH SOLE 28800 UNITED CONTINENTAL COM 910047109 1000 42000 SH SOLE 42000 UNITED STATIONERS COM 913004107 23973 375700 SH SOLE 375700 VALLEY NATIONAL BANCORP COM 919794107 5363 375000 SH SOLE 375000 VARIAN SEMICONDUCTOR COM 922207105 20056 542500 SH SOLE 542500 VASCULAR SOLUTIONS COM 92231M109 1918 163637 SH SOLE 163637 VERIFONE SYSTEMS INC COM 92342Y109 53911 1398110 SH SOLE 1398110 VERIGY COM Y93691106 35618 2735640 SH SOLE 2735640 VIRTUSA CORP COM 92827P102 1163 71070 SH SOLE 71070 VISTAPRINT COM N93540107 9421 204800 SH SOLE 204800 VIVUS COM 928551100 5710 609400 SH SOLE 609400 WADDELL AND REED FINANCIAL COM 930059100 32936 933300 SH SOLE 933300 WATSCO COM 942622200 18387 291480 SH SOLE 291480 WEB MD HEALTH CORP COM 94770V102 34314 672041 SH SOLE 672041 WEST PHARMA SVCS COM 955306105 34896 847000 SH SOLE 847000 WMS INDUSTRIES INC COM 929297109 33084 731300 SH SOLE 731300
Report Summary: Number of Other Included Managers: None Table Entry Total: 216 Table Value $3,046 Million -----END PRIVACY-ENHANCED MESSAGE-----